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NOTICE: The subject of this publication is the forum titled Responding to the Threat
of Sea Level Rise held during the 2016 annual meeting of the National Academy of
Engineering.
Opinions, findings, and conclusions expressed in this publication are those of the forum
participants and not necessarily the views of the National Academy of Engineering.
For more information about the National Academy of Engineering, visit the NAE home
page at www.nae.edu.
The National Academy of Engineering was established in 1964 under the charter
of the National Academy of Sciences to bring the practices of engineering to ad-
vising the nation. Members are elected by their peers for extraordinary contribu-
tions to engineering. Dr. C. D. Mote, Jr., is president.
The three Academies work together as the National Academies of Sciences, En-
gineering, and Medicine to provide independent, objective analysis and advice
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Preface
T
he headquarters building of the National Academies of Sciences,
Engineering, and Medicine on the National Mall in Washington,
DC, looks across the Vietnam Veterans and Lincoln memorials
toward the Potomac River. Some day there may be a berm on the Mall
that blocks the view of the Potomac.
As sea level continues to rise, so will the likelihood that the tidal
portions of rivers like the Potomac will overflow into the cities through
which they pass. Eventually, many of the world’s major cities may look
like those in the Netherlands, ringed by dikes, berms, and dams.
Sea level rise was a major topic of the annual meeting of the National
Academy of Engineering on October 9–10, 2016. Adaptation to it was
the subject of a plenary lecture, on the first day of the meeting, by
Robert J. Nicholls, professor of coastal engineering at the University of
Southampton.
On the second day a forum on the same topic featured Nicholls as
well as Bart de Jong, counselor for infrastructure and the environment at
the Royal Netherlands Embassy; Bret J. Muilenburg, commander of the
Naval Facilities Engineering Command; David Pearce, department man-
ager of regional engineering for Consolidated Edison; and Kathleen D.
White, head of the US Army Corps of Engineers’ Climate Preparedness
and Resilience Community of Practice. Moderated by global affairs and
economics journalist Ali Velshi, the forum was one of the most fascinat-
ing and informative held at an NAE annual meeting.
Adaptation to sea level rise was one of several mega-engineering
initiatives discussed at the meeting. These initiatives, ranging from space
travel to the creation of global communication networks to the explora-
tion of the subatomic world, extend the bounds of human capabilities
vi PREFACE
and services to society. They not only solve problems of great impor-
tance but also define new limits that become technical “records to be
broken” in the minds of the public and coming generations of engineers,
scientists, and others who are dedicated to advancing our world.
Yet mega-engineering initiatives often are seen as products of sci-
ence rather than engineering. While new scientific knowledge undoubt-
edly plays a role in such projects, I am puzzled by the absence of appro-
priate recognition of the engineering that created them, engineering that
is invariably remarkable and unique. Certainly the ability to cope with
rising sea levels will hinge on the ingenuity, creativity, and diligence of
engineers.
This summary of the forum, which also incorporates material from
Nicholls’ plenary presentation, outlines a rich and challenging set of
problems for engineers, scientists, and those who work with them.
The future rate and extent of sea level rise are highly uncertain, and
responses to higher water levels will need to reflect this uncertainty.
Major societal institutions such as the military, utility companies,
and city governments are taking measures to cope with sea level rise, and
their experiences provide valuable lessons that engineers need to take
into account. The measures involve different sectors of society and are
often international, requiring high levels of collaboration.
Moreover, the problem will extend over many generations, requiring
continuity of approaches and the continual preparation of new talent.
Public understanding of both the threat and possible ways to deal with
it is prerequisite to effective action.
At the core of the mission of the National Academy of Engineer-
ing are problems with just these characteristics. By focusing on topics
such as sea level rise, we seek to advance the state of knowledge, public
awareness and understanding of that knowledge, and the political will
to act on what we know.
C. D. Mote, Jr.
President
National Academy of Engineering
Contents
APPENDIXES
A Forum Agenda 29
B Panelists’ Biographies 31
vii
T
en percent of the world’s approximately 7.5 billion people live
within 10 meters of sea level, and many more live at higher eleva-
tions but close to coastlines. Protecting people, structures, and
property as sea level continues to rise in the years ahead will be one of
the great mega-engineering challenges of the 21st century and beyond,
said Robert J. Nicholls, professor of coastal engineering at the Univer-
sity of Southampton, during the 2016 annual meeting of the National
Academy of Engineering.
Sea level changes, as measured by tide gauges, vary from place to
place. In Jacksonville, Florida, sea level rose at an average rate of 2.08
millimeters per year during the 20th century, or about 20 centimeters—
equivalent to about 8 inches—over those hundred years. This “is a sig-
nificant change,” said Nicholls, and “it is going to keep on going.” He
cited similar developments along the East Coast: in Norfolk, Virginia,
sea level rose at an average of 4.6 millimeters per year, and on Grand
Isle, Louisiana, approximately 9 millimeters per year, or about 90 cen-
timeters—3 feet—per century. In Juneau, Alaska, in contrast, sea level
has been falling. The same variability can be found all around the world,
Nicholls observed.
As these data demonstrate, sea level changes are determined by
more than the increasing height of the world’s oceans. They are the
result of several components, such as vertical movements of the land and
changes in ocean currents from such phenomena as El Niño.
In Alaska, for example, the land is rebounding after being pushed
down by the weight of glaciers during the last ice age. In other places,
such as the cities of Bangkok and Vancouver, which are built on deltas,
the land is subsiding because of groundwater extraction. In some places,
Just a few million people live on small and vulnerable islands. But
hundreds of millions of people live on deltas. Nicholls acknowledged
that not all deltas are threatened by sea level rise, “but we are talking
about very large populations living very close to sea level.” Small islands
can be built up, as China is doing in the South China Sea. Perhaps deltas
could make greater use of the immense sediment loads carried by the
rivers that created them. “We have traditionally treated sediment like a
pollutant,” said Nicholls. “We put up dikes, we washed it out to the sea.
Can you [instead] use that sediment to build land and build elevation?”
1 Parry ML, Canziani OF, Palutikof JP, van der Linden PJ, Hanson CE, eds. 2007. Climate Change
“How much might sea level rise? What is the high-end risk that we face?
We do not understand that as well as we would like.”
level rise, you are probably flood prone today. It also allows you to assess
your current preparedness” to deal with sea level rise, “a very useful
reflection on today’s risks,…which is as important as—and maybe more
important than—the issue of sea level rise.”
Approaches to Adaptation
According to the IPCC, adaptation consists of “adjustment in natural or
human systems in response to actual or expected climatic stimuli or their
effects, which moderates harm or exploits beneficial opportunities.” It
can involve a planned retreat from the coast, accommodation of higher
sea levels (e.g., elevation of structures above flood levels), or protection
from the sea (e.g., dikes).
Large areas of the Netherlands, for example, are below mean sea
level. They are kept dry by a large system of ring dikes and other flood
control measures, such as minimization of subsidence. In contrast, large
parts of New Orleans are also below sea level, but subsidence is con-
tinuing, so when floods occur they are deeper, cause more damage, and
pose more of a threat to life. “Trying to minimize subsidence is quite an
important thing to do.”
LIMITS TO ADAPTATION
Nicholls was once asked by a government agency in the United Kingdom
by how much sea level would have to go up to force drastic actions, such
as the abandonment of coastal cities. “They were expecting a number
like 80 centimeters, [but] that misses the whole point about how we can
adapt,” he said.
“I do not think there are any physical or technical limits at the pres-
ent time to adaptation as long as you have enough resources.… If you
really wanted a wall 40 meters high, we could build it. The question is,
Do you want that wall? Probably you do not. But it could be provided
if you did.”
As sea level continues to rise, the choices for protecting vulner-
able areas become starker. For example, the amount of sea level rise
that would require unavoidable choices between building massive and
expensive new barriers or abandoning parts of London is about 3 meters,
Nicholls said, which is above the levels projected for the 21st century.
“But the science can change,” he added. “These numbers can move.”
Under an adaptive management response, if sea level rise is overes-
timated, investments can be cut back, and if it is underestimated they
can be increased. One challenge is to link sea level projections with the
investments needed to protect coastlines to give officials enough time to
respond. A project in Southampton is working to do just that, Nicholls
said.
Economic and financial limits will be key issues. What can be
afforded? Social and political limits, such as attitudes toward risk and
confidence, also will play a role, and may vary from one place to another.
“What works in Europe may not work in the United States.”
Adaptation can be spontaneous or planned, private or public, proac-
tive or reactive, or combinations of these. Adaptation options also can
be combined into reinforcing bundles that are consistent with the idea
of resilient coasts.
“Sometimes the solutions will be easy and cost [very little], so it is
a no-brainer. Sometimes there may be real challenges. But at least you
start to think about those challenges today so you can be more prepared
for them if they do eventually emerge.”
many of which are also at sea level. All of these responsibilities are com-
plicated by sea level rise, said White. “We need to manage them. That
is what engineering is about.”
The Corps of Engineers’ Resilience Initiative seeks to use engineer-
ing to prepare for threatening events. Its goals are to prepare both the
infrastructure and the people around it to absorb disruptions as much as
possible and recover quickly from an event. Adaptation “is not rebuild-
ing,” said White. “It is moving forward to a more resilient, better pre-
pared,…and easier to recover” state.
To increase resilience, the Corps uses infrastructure such as coastal
levees, storm surge barriers, seawalls and revetments, and detached
breakwaters. It also uses natural and nature-based features to attenuate
the wave energy that reaches the shore and causes damage; these include
engineered dunes and beaches, maritime forests and shrub communities,
barrier islands, oyster and coral reefs, and vegetated features. One dif-
ficulty with these natural features, according to White, is that they often
lack engineering reliability and performance information, making it hard
to use them to achieve a reliable degree of risk reduction.
“We can’t engineer our way out of every challenge,” she acknowl-
edged, whether because a solution is impracticable or economically or
the more important to have resilient bases so that the Navy can launch
responses from them. Already it is responding to more humanitarian
crises and disaster relief, “whether it is…the northern Japan tsunami,
Philippine typhoon, or Indonesia earthquake.” To fulfill these obliga-
tions, the military has to be forward deployed. “You can’t do it from
Norfolk and San Diego.”
One of the great benefits of the Navy, he said, is to be “out there
every day—sailors and marines are ready to perform those missions.”
But fulfilling its responsibilities also requires allies and partners. No
nation can do it alone. “It takes a network of like-minded navies and
nations that are performing this mission together.”
A
prominent topic of discussion during the question-and-answer
portion of the forum was the need for organizations within and
across sectors to work together to prepare for future sea level rise.
Many stakeholders are involved, said Pearce, such as the scientists
who make predictions, the government agencies that set policy, and
the industries or agencies that build and maintain infrastructure. Each
group has to look at its contribution to the overall solution, he said. The
utility companies “are going to make sure the lights stay on so the trains
can keep running. The trains are going to do what they can to prevent
their tunnels from becoming backed up. Each sector is going to look
at what it needs to do.… It is a broad-spectrum approach.” Because
17
electricity is fundamental, electric utilities are “at the tip of the spear
making sure that [everything] is…working every day, [but] other sectors
are going to have to come in and make their own contribution.”
Muilenburg similarly made the case for coordination. “What makes
a base operate? It is the people.” Because most people do not live on
the base, “it makes no sense for me to raise the roads on the base if the
town doesn’t raise the roads at the same time,” he said. The same goes
for utilities. Many military installations receive utility services from the
surrounding towns. “If the local provider upgrades and raises the level
of sewage lines and I don’t do that on the base, again we have a problem.
There is a great amount of coordination that has to happen.”
He explained that engagement with the local population, joint land
use studies, and other collaborative efforts all need to be “enhanced to
a much greater level so that we get all echelons of government in a loca-
tion and all disciplines working together.” In particular, current funding
mechanisms for the federal government, industry, and municipalities are
all different. “It seems to me they have to be synchronized somehow for
this to work.”
As an example of a successful public-private partnership, Muilenburg
pointed to military housing, which “was in shambles” just 15 years ago.
The Navy formed a corporation with an industrial partner, in which
the Navy provided the housing and land and the private sector partner
secured financing and assumed control of the housing. “It has been
wildly successful,” he said.
He also mentioned utility energy-saving contracts, in which a private
sector company looks at all the technological improvements that can be
made at a base. Companies then make the investment and the mortgage
is paid back over the term of the contract.
Major infrastructure owners that control large spaces generally are
in charge of protecting those spaces, Nicholls said. But “when we think
about sea level rise affecting large areas, it has clearly got to be at some
level collective. There must be a role for government there as well. I
think it is trying to find the right balance. It is going to vary from place
to place.”
White agreed that “all of us are responsible.” In the United States,
the elected representatives of the public make policy, and government
agencies carry out that policy. “We try to do the best job we can to
engineer it or, in places where engineering isn’t potentially the right
solution, we try to come up with another kind of solution.… It is not a
silver bullet. It is silver buckshot.”
ers who were involved—the real estate interests, etc.—you really didn’t
hear much pushback. If anything, [they said], ‘Is that everything that
you need to do right now? Let’s make sure this doesn’t happen again.’”
New York City has over a trillion dollars’ worth of real estate, Pearce
added. “Once you get the attention of the people who own that trillion
dollars of real estate, you can really accomplish a lot.” The same is true
of cities in general: “Once you get their attention, you will begin to see
people saying, ‘Okay, let’s approach this problem.’”
White mentioned the inevitable decline in attention over time. “Peo-
ple who have suffered through an event like this, they think about it,
but not for too long.” The key, she said, is to make a business case for
preparedness, especially since the private sector often drives change in
the United States. “Even people in a state like Wyoming care about what
happens on the coastline, because our economy is intimately connected.
If they can’t get goods and services to port, they are not going to make
a sale.”
Nicholls reported that when he lived in the United States he heard
FEMA officials talking about a six-week window of opportunity after a
disaster, during which people would think differently. If public officials
are willing to make a strong case immediately after a major event, they
can make a difference. That means being prepared before events arrive.
“You’ve got [to have] a plan.…You can’t do the work in a short time. A
lot of preparation has to be done beforehand.”
Velshi also observed that people in the United States, along with
their elected representatives, are not necessarily ready to have a conver-
sation about sea level rise and its implications.
White added that not everyone in a large society is going to have
the same perspective. “We have to try to understand those perspectives.
We have to communicate with the people. We have to try to provide
them with the facts that are necessary for them to understand what is the
range of solutions and what are the pluses and minuses of each of those
solutions.” This is where engineers
come in, she said. Engineers “trans-
“We have to provide people late the science into actionable
with the facts for them to information for the people, for the
understand the range of
consultants, for the private sector.”
solutions and the pluses and
minuses of each solution.” But the Corps does not need to nec-
– White essarily provide a solution that fits
all those perspectives.
de Jong contrasted the situation
in the Netherlands, which “[has] been combatting sea level rise for cen-
turies. There is not a tough political debate on this. There is consensus.
Everybody realizes that it is a common interest.” In the Netherlands,
dealing with sea level rise is a collective responsibility. The government
takes care of the large-scale engineering works, and local water boards
that have existed for hundreds of years are responsible for the smaller-
scale projects and detailed water management. “It’s in our DNA that
that is something we have to take care of. That makes a difference for
countries that are faced with sea level rise for the first time.” However,
he acknowledged that flood control policies need support at the local
level if they are to succeed, and “raising awareness is something that we
are working hard on at the moment.”
Muilenburg advocated a case-by-case approach when political prob-
lems erect barriers. “It is not one size fits all around the world or even
[along] our coastlines…. There are installations that we are much more
concerned about than others.”
Education and governance are critical issues, Nicholls added. Bet-
ter information about sea level rise “is useless unless there is a client for
it that is willing to make those strategic decisions,” he said. However,
he clarified, the flow of information needs to be a two-way street. For
Muilenburg added that if sea level were to rise 6 feet, the Navy
would have to consider its options. But with a sea level rise of 2 feet,
“we are still in the nuisance flooding range. We [can have] reasonable
and affordable accommodations with engineering solutions. The real
question for me is in the unknown.”
REMAINING UNCERTAINTIES
The speakers acknowledged that many other uncertainties surround sea
level rise beyond its rate and extent.
White pointed out that, while much is known about structural solu-
tions, far less is known about cost reductions. “Are there different
materials [for structures]? Are there different ways to stage these so that
they can be adaptable over time in
“The idea that you could be a way that is less expensive?” Better
making the problem worse is foundations can support barriers of
something that you have to greater height, but is that cost effec-
think about.” tive over the life cycle of a struc-
– White ture? “Modeling will help us figure
out what to do.”
People are pushing for natural
protections, but the evidence for them is primarily anecdotal. “We need
information. We have evidence that marshes, for example, under certain
kinds of submergence, can actually increase the wave run-up at the land
surface. The idea that you could, in large events, be making the problem
worse is something that you have to think about.” Modeling the cost
effectiveness of structures and of phasing in materials would enhance
understanding.
Nicholls noted that much of the technology needed to deal with sea
level rise already exists, but a major challenge is to use it in coherent
ways. An important innovation would be in modeling to improve plan-
ning, forecasts, and responses. Similarly, engineering approaches such
as building dikes or nourishing beaches are mature technologies; less is
known about working with nature. “If you do put in a marsh, how much
less of a sea wall do you need? We don’t really know.”
A challenge for the federal government, said White, is the way
benefit-cost analyses are done. These analyses tend not to consider the
value of a stronger foundation many years in the future because the
value of that foundation cannot readily be calculated or is very low in
today’s dollars.
you don’t need to replace your dredging equipment all the time. You
don’t affect ecosystems right in front of the coast.”
Muilenburg also acknowledged that “funding is a challenge.” The
Navy takes risks in maintaining its facilities even today, but “knowledge
has to precede funding.” What he needs is more information about the
tradeoffs between, for example, funding the shoreline at a naval station
or a new ship. One possibility would be innovative funding mechanisms
such as those now used to build military housing.
Nicholls made the point that the value of current investments
depends on the assumed discount rate, or the value of money spent
today compared with money spent in the future. This turns on a philo-
sophical question of “how much you value the future,” he said. “Some
people argue that the discount rates are far too high, which would mean
that we would have very different decisions.” These kinds of decisions
inevitably involve the political arena.
White noted that, in the United States, the Office of Management
and Budget (OMB) specifies a discount rate. “We must use that discount
rate, but it doesn’t prevent us from conducting sensitivity analyses to the
discount rate,” she said. “If we look at a very low discount rate, we are
able to justify adaptation measures that bring us past the 50-year eco-
nomic analysis period that OMB requires. As engineers, our horizon is
100 years. We have a struggle for adaptation between 50 years and 100
years. That is where our big problem is.”
Pearce elaborated. Benefit-cost analyses dictate that some assets be
hardened and others left in place to ride out the flood. “If we were to
harden those and make them totally submersible, it would be an abso-
lutely huge bill.... If you can ride through an event and save yourself
$200 million, then it is not hard to get the stakeholders to buy into it.”
our scientific brethren carry the brunt of this argument. Engineers have
stood back.... Today, it is our problem. We need to be there. We need
to be part of it.”
White called for interdisciplinary approaches. “Engineers have to
make room for the social scientists to come in. The old stereotype of
the engineer is dead.... If we have a product and we can’t communicate
it, whether in writing or orally or through graphics, then we don’t really
have a product.”
Several speakers pointed to links between responses to sea level rise
and international development. Nicholls advocated joining the adapta-
tion and development agendas to build a more viable economy and
secure more resources. “You can see adaptation as being an important
component of development,” he said. And Muilenburg mentioned the
work of the US military in devel-
“If we have a product and we oping countries. “It is a very effec-
can’t communicate it, whether tive approach that brings people
in writing or orally or through together and builds capacity.”
graphics, then we don’t really White noted that engineers in
have a product.”
the United States tend to think that
– White
solutions move from the developed
to the developing world. In fact,
many solutions can move in the
opposite direction. For example, Bangladesh and Cuba have greatly
reduced hurricane-related deaths through preparedness. “The neigh-
bors are connected. They know exactly what to do. Nobody gets left
behind. [Those are] simple solutions that we can use here.”
Pearce, who has lived in Jamaica, concurred. Houses there are made
primarily out of cinderblock and steel. “Why? Because we have hur-
ricanes, a lot of them. If a hurricane passes through Jamaica, I don’t
expect to hear that more than maybe four people died from it. There is
going to be one crazy person who goes for a stroll. There is going to be
one person who tries to drive across a river, and someone has a heart
attack. You don’t find that 200 people died from a hurricane in Jamaica,
because we build for it using appropriate technology for the country.”
A final topic of discussion was the need to get young people involved
in addressing the problem. According to de Jong, the Netherlands was
having trouble getting young people to attend technical universities to
study hydraulic engineering, but that has been changing in recent years,
partly as a result of campaigns to attract young people to those careers.
Nicholls similarly reported that students have been coming to the
Appendix A
Forum Agenda
Welcome
Forum Discussion
29
Appendix B
Panelists’ Biographies
31
APPENDIX B 33
tor in the most recent (2014) assessment. He coleads the World Climate
Research Program Sea Level Rise Grand Challenge to deliver science in
support of impact and adaptation assessment. He is also involved in the
following research projects, including as principal investigator: (1) Inte-
grating Coastal Sediment Systems (iCOASST)—a consortium project on
predicting decadal coastal morphological evolution; (2) ESPA Delta—
a project of Ecosystem Services for Poverty Alleviation
(ESPA), examining the future of ecosystem services and
human well-being in coastal Bangladesh; and (3) Deltas,
Vulnerability, and Climate Change: Migration and Adap-
tation (DECCMA)—examining adaptation to climate
change in the Volta, Mahanadi, and Ganges-Brahmaputra
Deltas, with a focus on migration.
He was awarded the Roger Revelle Medal by the
Intergovernmental Oceanographic Commission in 2008; the award rec-
ognizes “outstanding contributions to the ocean sciences by inspired
researchers who communicate their knowledge and global vision of
the challenges facing our planet in order to shape a better future for
humankind.”
ALI VELSHI was most recently the host of “Ali Velshi on Target” a
nightly prime-time show on Al Jazeera America with debates, interviews,
and on-the-ground reporting. He has reported from the US presidential
campaign trail and from Turkey on ISIL and the Syrian
refugee crisis, from Tehran on the days leading up to the
nuclear deal, and on the debt crisis in Greece.
He was previously at CNN, where he was chief busi-
ness correspondent, anchor of “World Business Today,”
host of the weekly business roundtable “Your Money,”
and cohost of “American Morning.”
In 2010 Mr. Velshi received a National Headliner Award for Busi-
ness & Consumer Reporting for “How the Wheels Came Off,” on the
near collapse of the American auto industry. During the global financial
crisis, he appeared on a number of national TV shows to explain the
APPENDIX B 35