Sei sulla pagina 1di 23

'HSDUWPHQW RI $JULFXOWXUH :DWHU DQG (QYLURQPHQW

&RPPHQWV RQ :DUUDJDPED 'DP 5DLVLQJ 'UDIW (,6


01(6 &KDSWHU  DQG $SSHQGL[ )

 01(6 $66(660(17 &+$37(5  $1' $33(1',; )


1.1 General Requirements
7KH VWDWHG H[WHQW RI RFFXUUHQFH DQG H[WHQW RI LPSDFW RQ WKUHDWHQHG VSHFLHV DQG HFRORJLFDO FRPPXQLWLHV
LV LQFRQVLVWHQW DFURVV YDULRXV FKDSWHUV DQG DSSHQGLFHV RI WKH (,6 7KH 01(6 &KDSWHU  RU
DSSHQGL[ ) QHHGV WR SURYLGH D FOHDU WDEOH RXWOLQLQJ WKH IROORZLQJ LQIRUPDWLRQ IRU HDFK VSHFLHV
DQG HFRORJLFDO FRPPXQLW\ RFFXUULQJ LQ WKH XSVWUHDP FRQVWUXFWLRQ DQG GRZQVWUHDP DUHD

x H[WHQW LQ WKH FRQVWUXFWLRQ DUHD XSVWUHDP DQG GRZQVWUHDP IRU WKH  LQ  \HDU  LQ  \HDU
DQG 30) HYHQW
x DUHD KHFWDUHV LPSDFWHG LQ WKH FRQVWUXFWLRQ DUHD XSVWUHDP DQG GRZQVWUHDP IRU WKH  LQ 
\HDU  LQ  \HDU DQG 30) HYHQW
x 3URSRVHG PLWLJDWLRQ PHDVXUHV
x 3URSRVHG RIIVHW IRU DQ\ UHVLGXDO LPSDFWV VHH VHSDUDWH FRPPHQWV SURYLGHG RQ RIIVHWV
x 3&7¶V QHHG WR EH FRQYHUWHG WR WKH HTXLYDOHQW HFRORJLFDO FRPPXQLW\ DQG WKH FRUUHVSRQGLQJ
KHFWDUHV LPSDFWHG E\ WKH SURMHFW QHHGV WR EH SURYLGHG 7KH EDVLV IRU GHWHUPLQLQJ HTXLYDOHQFH
DOVR QHHGV WR EH RXWOLQHG LQ WKH 01(6 FKDSWHUDSSHQGL[ LH EDVHG RQ &RQVHUYDWLRQ $GYLFH RU
GRPLQDQW VSHFLHV HWF
x $ FRQFOXVLRQ VKRXOG EH SURYLGHG DW WKH HQG RI WKH 01(6 FKDSWHU WR VXPPDULVH VLJQLILFDQW
LPSDFWV WR VSHFLHV SURSRVHG PLWLJDWLRQ UHVLGXDO LPSDFWV DQG RIIVHWV
x 7KH WDEOH DW WKH VWDUW RI HDFK FKDSWHU ZKLFK UHIHUHQFHV ZKHUH WKH 6($5V UHTXLUHPHQWV DUH
DGGUHVVHG LQ WKH (,6± LQ VRPH FDVHV UHIHUV WR HQWLUH $SSHQGLFHV ¶V RI SDJHV  &DQ WKLV EH
UHILQHG VR WKDW LW LV HDVLHU WR FKHFN ZKLFK VHFWLRQV KDYH DGGUHVVHG WKH VSHFLILF 6($5V"

1.2 Reference to Commonwealth Guidelines and Policy Statements


7KH $VVHVVPHQW RI 6LJQLILFDQFH LQ $SSHQGL[ ) UHIHUV WR &RPPRQZHDOWK &RQVHUYDWLRQ $GYLFH 1DWLRQDO
5HFRYHU\ 3ODQV DQG 7KUHDW $EDWHPHQW 3ODQV IRU RQO\ VRPH VSHFLHV 7KHVH GRFXPHQWV QHHG WR EH
GLVFXVVHG LQ UHODWLRQ WR DOO VSHFLHV LQ WKLV VHFWLRQ 7KH (,6 DOVR QHHGV WR FODULI\ LI &RPPRQZHDOWK
VXUYH\ JXLGHOLQHV KDYH EHHQ XVHG ZKHUH QR UHOHYDQW 16: VXUYH\ JXLGHOLQHV IRU FHUWDLQ VSHFLHV H[LVWV
DV UHTXLUHG E\ WKH 6($5V $WWDFKPHQW $ UHTXLUHPHQW E )XUWKHU UHOHYDQW JXLGHOLQHV DQG SROLF\
GRFXPHQWV FDQ EH IRXQG RQ WKH 'HSDUWPHQW¶V ZHEVLWH KWWSZZZHQYLURQPHQWJRYDXHSEFSROLF\
VWDWHPHQWV

5HOHYDQW &RPPRQZHDOWK SROLF\ GRFXPHQWV VKRXOG EH GLVFXVVHG LQ UHODWLRQ WR DOO (3%& $FW
HFRORJLFDO FRPPXQLWLHV DQG WKUHDWHQHG VSHFLHV LQ WKH $VVHVVPHQW RI 6LJQLILFDQFH 6HFWLRQ

1.3 Survey methodology


6HFWLRQ  RI $SSHQGL[ ) QHHGV WR FOHDUO\ VWDWH ZKLFK WKUHDWHQHG VSHFLHV SDUWLFXODUO\ IDXQD ZHUH
VXUYH\HG DQG LI WKH DERYH VXUYH\ JXLGHOLQHV ZHUH XVHG VHH SRLQW  DERYH  7KH (,6 VWDWHV RQO\
7KUHDWHQHG %LRGLYHUVLW\ 6XUYH\ DQG $VVHVVPHQW *XLGHOLQHV IRU 'HYHORSPHQWV DQG $FWLYLWLHV  :RUNLQJ
'UDIW '(&  ZHUH XVHG IRU IDXQD VXUYH\V

7KH (,6 QHHGV WR SURYLGH MXVWLILFDWLRQ IRU ZK\ VSHFLHV ZHUH QRW VXUYH\HG SDUWLFXODUO\ LI VXLWDEOH
EUHHGLQJ RU IRUDJLQJ KDELWDW LV NQRZQ WR RFFXU LQ WKH SURMHFW DUHD DQG DQ XQOLNHO\ VLJQLILFDQW
LPSDFW LV FRQFOXGHG 6RPH H[DPSOHV DUH SURYLGHG EHORZ DQG IXUWKHU GHWDLO LQ $WWDFKPHQW $

x )OHWFKHU¶V 'UXPVWLFN ± VSHFLHV LV OLVWHG DV YXOQHUDEOH DQG VXLWDEOH KDELWDW LV OLVWHG DV %R[ *XP
:RRGODQG LQ &RQVHUYDWLRQ $GYLFH (,6 VWDWHV LW LV RQO\ OLNHO\ WR RFFXU ZLWKLQ  KHFWDUH XSVWUHDP
635$7 VWDWHV LW LV NQRZQ WR RFFXU LQ WKH XSVWUHDP DUHD KRZHYHU QR WDUJHWHG VXUYH\V ZHUH
XQGHUWDNHQ WR FRQILUP SUHVHQFH RI WKLV VSHFLHV DQG XQOLNHO\ VLJQLILFDQW LPSDFW FRQFOXGHG
ϭ
x .RDOD ± WKH (,6 QRWHV WKDW OLPLWHG SUHYLRXV VXUYH\V KDYH EHHQ FRQGXFWHG LQ WKH DUHD VXLWDEOH
KDELWDW H[LVWV ORZ ILHOG VXUYH\ HIIRUW (3%& UHIHUUDO JXLGHOLQH VFRUH RI  KLJKO\ OLNHO\ WR KDYH D
VLJQLILFDQW LPSDFW  KRZHYHU D ORZ DQLPDO GHQVLW\ HVWLPDWH LV XVHG WR FDOFXODWH D OLNHO\
ORVVGLVSODFHPHQW RI  LQGLYLGXDOV WKHUHIRUH QR VLJQLILFDQW LPSDFW LV FRQFOXGHG -XVWLILFDWLRQ
LV UHTXLUHG LQ WKH (,6 IRU ORZ VXUYH\ HIIRUW JLYHQ VXLWDEOH KDELWDW H[LVWV DQG IHZ H[LVWLQJ UHFRUGV
LV OLNHO\ GXH WR PLQLPDO VXUYH\V EHLQJ GRQH LQ WKH SDVW
x 6HH VHSDUDWH FRPPHQWV XQGHU RIIVHWV DGYLFH UHJDUGLQJ VXUYH\ LQ WKH FRQVWUXFWLRQ DUHD IRU WKH
)%$

7KHUH DOVR DSSHDUV WR EH LQFRQVLVWHQFLHV EHWZHHQ VHFWLRQV ZLWKLQ $SSHQGL[ ) DV WR ZKHWKHU VSHFLHV
ZHUH VXUYH\HG RU QRW RU LI WKH\ ZHUH UHFRUGHG ZLWKLQ WKH SURMHFW DUHD
x *LDQW %XUURZLQJ )URJ $SS ) $SS $  $VVHVVPHQW RI 6LJQLILFDQFH DVVXPHV SUHVHQFH DV
VSHFLHV ZDV QRW UHFRUGHG GXULQJ VXUYH\V 7DEOH  VWDWHV LW ZDV UHFRUGHG GRZQVWUHDP
7DEOH  VWDWHV LW KDV D KLJK OLNHOLKRRG RI RFFXUUHQFH LQ WKH FRQVWUXFWLRQ DQG GRZQVWUHDP DUHD
DQG PRGHUDWH XSVWUHDP ,I VXUYH\V ZHUH FRQGXFWHG WKHQ WKH JXLGHOLQHV IRU VXUYH\ PHWKRGRORJ\
QHHG WR EH UHIHUHQFHG 7KH (,6 FRQFOXGHV QR VLJQLILFDQW LPSDFW WR WKLV VSHFLHV WKLV LV DOVR DQ
HUURU VHH FRPPHQWV XQGHU  EHORZ 
x 'XUDO /DQG 6QDLO ± ) $SS $ $VVHVVPHQW RI 6LJQLILFDQFH VWDWHV WKDW QR WDUJHWHG VHDUFKHV IRU
WKH VSHFLHV ZDV XQGHUWDNHQ DQG LW LV DVVXPHG WR RFFXS\ VXLWDEOH KDELWDW $SS ) 7DEOH 
VWDWHV WKDW WKH VSHFLHV ZDV UHFRUGHG GRZQVWUHDP 7KH (,6 FRQFOXGHV QR VLJQLILFDQW LPSDFW WR
WKH VSHFLHV WKRXJK WKLV LV DOVR DQ HUURU VHH FRPPHQWV XQGHU  EHORZ 

1.4 MNES Assessment of Significance


7KH (,6 DVVHVVHG WKH LPSDFWV RI WKH SURSRVHG DFWLRQ RQ VSHFLHV WKDW ZHUH UHFRUGHG LQ WKH SURMHFW DUHD
RU WKDW ZHUH FRQVLGHUHG WR KDYH D PRGHUDWH RU KLJK OLNHOLKRRG RI RFFXUUHQFH LQ WKH SURMHFW DUHD 7KH (,6
QHHGV WR DVVHVV WKH LPSDFW RQ DOO VSHFLHV WKDW FRXOG RFFXU LQ WKH SURMHFW DUHD LQFOXGLQJ WKRVH
ZLWK ORZ OLNHOLKRRG RI RFFXUUHQFH DV UHTXLUHG E\ 6($5V  7KH UHDVRQV IRU ZK\ WKHUH LV D ORZ
OLNHOLKRRG RI RFFXUUHQFH IRU WKHVH VSHFLHV QHHGV WR EH FOHDUO\ GRFXPHQWHG LQ WKH (,6

7KHUH DUH HUURUV EHWZHHQ WKH $VVHVVPHQW RI 6LJQLILFDQFH VHFWLRQ DQG 7DEOH  LQ $SSHQGL[ ) IRU
FRQFOXVLRQV RI VLJQLILFDQW RI LPSDFW IRU VSHFLHV VXFK DV *LDQW %XUURZLQJ )URJ 'XUDO /DQG 6QDLO DQG
%URDGKHDGHG 6QDNH 7KLV QHHGV WR EH DPHQGHG VR WKHUH LV D FOHDU XQGHUVWDQGLQJ RI ZKLFK VSHFLHV DUH
OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG DQG UHTXLUH RIIVHWWLQJ

)RU VSHFLHV OLVWHG RQ WKH '$:(¶V EXVKILUH LPSDFW SULRULW\ OLVW RI VSHFLHV UHTXLULQJ XUJHQW PDQDJHPHQW
LQWHUYHQWLRQ WKH DVVHVVPHQW RI VLJQLILFDQFH ZLOO QHHG WR EH UHFRQVLGHUHG SDUWLFXODUO\ LQ UHODWLRQ WR
EXVKILUH LPSDFW RQ VSHFLHV SRSXODWLRQV DQG WKH ORVV RI KDELWDW DQG QXPEHU RI LQGLYLGXDOV GLVSODFHG DV D
UHVXOW RI WKH SURMHFW &RQVLGHUDWLRQ DOVR QHHGV WR EH JLYHQ WR WKH LPSDFW RI WKUHDWV VXFK DV LQYDVLYH
VSHFLHV IROORZLQJ EXVKILUH DQG VSUHDG RI SDWKRJHQV GXH WR LQXQGDWLRQ

,I VSHFLILF VXUYH\V ZHUH QRW FRQGXFWHG IRU VSHFLHV WKDW KDYH D PRGHUDWH RU KLJK OLNHOLKRRG RI
RFFXUUHQFH LQ WKH SURMHFW DUHD RU VSHFLHV KDELWDW H[LVWV LQ WKH SURMHFW DUHD '$:( TXHVWLRQV WKH
YDOLGLW\ RI FRQFOXGLQJ DQ XQOLNHO\ VLJQLILFDQW LPSDFW HJ /LWWOHMRKQV WUHH IURJ JLDQW EXUURZLQJ
IURJ RU VZLIW SDUURW

'$:( KDV WKH IROORZLQJ VSHFLILF FRPPHQWV UHJDUGLQJ WKH DVVHVVPHQW RI VLJQLILFDQFH 'HWDLOHG
FRPPHQWV DUH SURYLGHG LQ $WWDFKPHQW $

x Macquarie Perch ± XQOLNHO\ VLJQLILFDQW LPSDFW FRQFOXGHG LQ (,6 $SS ) $VVHVVPHQW RI


6LJQLILFDQFH +RZHYHU H'1$ VXUYH\V ZHUH RQO\ FRQGXFWHG DW  VLWHV DVVHVVPHQW FRXOG KDYH EHHQ
PRUH ULJRURXV DQG XVH WUDGLWLRQDO ILVK VXUYH\ PHWKRGV  WKH (,6 GLVPLVVHV WKH ULVN RI DTXDWLF
GLVHDVH HYHQ WKRXJK WKH SURMHFW DUHD FRQWDLQ SHVW VSHFLHV QLJKW DQG GD\ FRQVWUXFWLRQ LPSDFWV ZHUH
QRW DVVHVVHG WKH LPSDFW RI IRRG FKDLQ LQWHUDFWLRQV RQ WKH VSHFLHV ZDV QRW DVVHVVHG GXH WR
LPSDFWV RQ PDFURLQYHUWHEUDWHV VXFK DV GUDJRQIO\ ODUYDH  LPSDFW RI HQYLURQPHQWDO IORZV RQ
GRZQVWUHDP SRSXODWLRQV QRW DVVHVVHG SDUWLFXODUO\ LQ WKH HYHQW RI DQ DTXDWLF GLVHDVH RXWEUHDN 
7KH $VVHVVPHQW RI VLJQLILFDQFH IRU WKLV VSHFLHV VKRXOG EH LQFOXGHG LQ $SSHQGL[ ) 01(6 DQG
UHFRQVLGHUHG LQ OLJKW RI WKH DERYH LQIRUPDWLRQ DQG EXVKILUH LPSDFWV DV LW LV D SULRULW\ VSHFLHV
Ϯ
x Giant Burrowing Frog ± WKH (,6 VWDWHV QR VLJQLILFDQW LPSDFW KRZHYHU WKH VSHFLHV LV FU\SWLF DQG
GRZQVWUHDP DUHD LV FRQVLGHUHG WR EH KLJKO\ VXLWDEOH KDELWDW VHFRQG DQG WKLUG RUGHU VWUHDPV LQ WKLV
UHJLRQ DUH NQRZQ WR EH LPSRUWDQW EUHHGLQJ KDELWDW VSHFLHV LV YXOQHUDEOH WR DQ\ FKDQJHV LQ
K\GURORJ\ DQG LQWURGXFWLRQ RI GLVHDVH FK\WULG IXQJXV 7KH SURMHFW FRXOG KDYH VLJQLILFDQW LPSDFW RQ
WKLV VSHFLHV
x Swift Parrot ± DOWKRXJK LW LV DQ HFRV\VWHP FUHGLW VSHFLHV DQG ZLOO EH RIIVHW XS WR WKH  LQ  \HDU
H[WHQW WKH (,6 FRQFOXGHV QR VLJQLILFDQW LPSDFW WR WKLV VSHFLHV LQ $SSHQGL[ ) 7KH (,6 VWDWHV WKDW
WKH SURMHFW ZLOO OLNHO\ PRGLI\ GHVWUR\ UHPRYH RU GHFUHDVH WKH DYDLODELOLW\ RU TXDOLW\ RI KDELWDW RI XS WR
 KHFWDUHV RI IRUDJLQJ KDELWDW ZLWKLQ WKH XSVWUHDPFRQVWUXFWLRQ VWXG\ DUH WKH DUHD RI
RFFXSDQF\ RI WKH 6ZLIW 3DUURW PD\ EH UHGXFHG E\ DSSUR[LPDWHO\  DQG XS WR  KHFWDUHV RI
IRUDJLQJ KDELWDW ZLWKLQ WKH GRZQVWUHDP VWXG\ DUHD +DELWDW ORVV DQG GHJUDGDWLRQ FRQVWLWXWHV D NH\
WKUHDW WR WKH 6ZLIW 3DUURW 7KH SURMHFW FRXOG KDYH VLJQLILFDQW QHJDWLYH LPSDFW RQ WKH UHFRYHU\ RI WKLV
FULWLFDOO\ HQGDQJHUHG VSHFLHV
x New Holland Mouse – XQOLNHO\ VLJQLILFDQW LPSDFW FRQFOXGHG LQ WKH (,6. &RQFOXVLRQV UHJDUGLQJ
VLJQLILFDQW LPSDFW DQG DYDLODEOH KDELWDW DGMDFHQW WR VLWH PD\ QHHG WR EH UHYLVLWHG IROORZLQJ DQDO\VLV
RI EXVKILUH LPSDFWV (,6 VWDWHV WKDW VSHFLHV SUHIHUV HDUO\ WR PLGVHULDO VWDJH UHJHQHUDWLRQ VXFK DV
IROORZLQJ ILUH DQG LV FRPSHWLWLYH LQ YHJHWDWLRQ  \HDUV ROG )LUH PD\ KDYH PDGH WKLV DUHD PRUH
VXLWDEOH WR WKLV VSHFLHV DQG LWV SRSXODWLRQ PD\ LQFUHDVH LQ WKH SURMHFW DUHD 7KH (,6 FXUUHQWO\
FRQFOXGHV XQOLNHO\ VLJQLILFDQW LPSDFW WR WKLV VSHFLHV

1.5 Ecological Communities


7KH IROORZLQJ LQIRUPDWLRQ LV UHTXHVWHG WR PDNH D IXOO DVVHVVPHQW RI LPSDFW RQ (3%& $FW OLVWHG 7(&¶V

x 7KH $(3 DSSHDUV WR EH UHODWHG WR UDLQIDOO HYHQW SUREDELOLW\ DQG GRHV QRW DFFRXQW IRU SUHHYHQW
VWRUDJH RU FDWFKPHQW FRQGLWLRQV
x $ PRUH UHDOLVWLF PRGHOOLQJ RI $(3 RI FKDQJHV WR LQXQGDWLRQ ERWK XSVWUHDP LQFUHDVHG
LQXQGDWLRQ DQG GRZQVWUHDP ERWK LQFUHDVHV DQG GHFUHDVHV LQ LQXQGDWLRQ GHSHQGLQJ RQ
ORFDWLRQ LV UHTXLUHG WR IXOO\ DVVHVV VLJQLILFDQW LPSDFWV 7KLV QHHGV WR FRQVLGHU SUHHYHQW
FDWFKPHQW FRQGLWLRQV IRU UXQRII DQG SUREDEOH VWRUDJH OHYHOV XQGHU SURSRVHG VWRUDJH RSHUDWLRQV
XQGHU D UDQJH RI IXWXUH VFHQDULRV
x 7KH (,6 QHHGV WR FODULI\ ZKHWKHU WKH VLJQLILFDQW LPSDFWV GXH WR FKDQJHV LQ LQXQGDWLRQ FDQ EH
PLWLJDWHG RU RIIVHW 7KH (,6 LWVHOI ILQGV WKDW VHYHUDO 7(&V DUH DW ULVN RI VLJQLILFDQW LPSDFW RU HYHQ
H[WLQFWLRQ 0LWLJDWLRQ WKURXJK PDQDJHPHQW RI UHODWHG WKUHDWV VXFK DV ZHHG PDQDJHPHQW VHGLPHQW
DQG HURVLRQ FRQWURO FRQWURO RI SHVWV DQG GLVHDVHV DQG UHKDELOLWDWLRQ PD\ UHGXFH WKH VLJQLILFDQFH RI
DQ\ K\GURORJLFDO LPSDFWV
x $OWKRXJK WKH (,6 GRHV UHIHU WR UHOHYDQW UHFRYHU\ SODQVFRQVHUYDWLRQ DGYLFH UHJDUGLQJ WKUHDWV
IRU HDFK 7(& KRZ WKHVH WKUHDWV ZLOO EH PDQDJHG GXULQJ DQG SRVW DQ\ WHPSRUDU\ LQXQGDWLRQ
RU DV D UHVXOW RI UHGXFHG LQXQGDWLRQ HYHQWV QHHGV WR EH VWDWHG LQ WKH (,6
x )RU WKH &RRNV 5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ DQ HVWLPDWHG 
KD UHPDLQHG LQ  7KH (,6 VWDWHV WKDW ³$Q HVWLPDWHG  KHFWDUHV RI WKLV &((& RFFXUV ZLWKLQ
WKH GRZQVWUHDP VWXG\ DUHD´ DQG ³1R DUHDV ZLWKLQ WKH ORFDOLW\ ZRXOG EH IUDJPHQWHG RU LVRODWHG E\
WKH 3URMHFW DV DOO PDSSHG H[WHQWV FRXOG EH LPSDFWHG E\ WKH 3URMHFW´ 7KLV VXJJHVWV WKDW WKH RQO\
UHPDLQLQJ NQRZQ DUHDV RI WKLV 7(& DUH ZLWKLQ WKH VWXG\ DUHD DQG WKH (3%& RIIVHW UHTXLUHPHQW WR
GHOLYHU DQ RYHUDOO FRQVHUYDWLRQ RXWFRPH WKDW LPSURYHV RU PDLQWDLQV WKH YLDELOLW\ RI WKH SURWHFWHG
PDWWHU PD\ QRW EH SRVVLEOH
x 7KH (,6 QHHGV WR FODULI\ WKH UHPDLQLQJ WRWDO H[WHQW DQG FRQGLWLRQ RI WKH &RRNV
5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW VSDWLDO GLVWULEXWLRQ DQG SURYLGH FOHDU PLWLJDWLRQ
PHDVXUHV IRU WKLV &((&
x 6LPLODUO\ WKH FULWLFDOO\ HQGDQJHUHG &XPEHUODQG 3ODLQ 6KDOH :RRGODQGV DQG 6KDOH*UDYHO 7UDQVLWLRQ
)RUHVW DQG HQGDQJHUHG &DVWOHUHDJK 6FULEEO\ *XP DQG $JQHV %DQNV :RRGODQGV RI WKH 6\GQH\
%DVLQ %LRUHJLRQ KDYH DSSUR[LPDWHO\  RI WKHLU HVWLPDWHG GLVWULEXWLRQ ZLWKLQ WKH GRZQVWUHDP VWXG\
DUHD ZKHUH WKH\ DUH OLNHO\ WR KDYH VLJQLILFDQW LPSDFWV GXH WR FKDQJHV LQ LQXQGDWLRQ
x 7KH (,6 QHHGV WR RXWOLQH WKH PLWLJDWLRQ PHDVXUHV IRU (3%& OLVWHG 7(&V OLNHO\ WR EH
VLJQLILFDQWO\ LPSDFWHG E\ WKH SURSRVDO HJ 6DYLQJ RXU 6SHFLHV SURJUDPV DUH SURSRVHG WR EH
IXQGHG DV SDUW RI WKH PLWLJDWLRQ PHDVXUHV IRU GRZQVWUHDP LPSDFWV ± VSHFLILF
ϯ
SURJUDPVPHDVXUHV IRU DW ULVN HFRORJLFDO FRPPXQLWLHV DQG VSHFLHV VKRXOG EH GHWDLOHG LQ WKH
(,6
x (FRORJLFDO FRPPXQLWLHV IRXQG LQ WKH XSVWUHDP DQG GRZQVWUHDP DUHDV RI WKH SURSRVDO DUH OLVWHG RQ
WKH 'HSDUWPHQW¶V SULRULW\ OLVW RI PDWWHUV IRU XUJHQW PDQDJHPHQW LQWHUYHQWLRQ
x 7KH (,6 QHHGV WR DVVHVV WKH FRPELQHG LPSDFW RI WKH EXVKILUHV DQG WKH SURSRVDO RQ WKHVH
7(&V SURSRVH SRVVLEOH PLWLJDWLRQ PHDVXUHV DQG DVVHVV ZKHWKHU WKH FKDQJHV LQ LQXQGDWLRQ
GXH WR WKH SURMHFW PD\ FKDQJH WKH IUHTXHQF\ DQG LQWHQVLW\ RI EXVKILUHV LQ WKH (3%& OLVWHG
7(&V
x 7KH LPSDFW RI WKH HQYLURQPHQWDO IORZV VWUXFWXUH RQ GRZQVWUHDP 01(6 QHHGV WR EH DQDO\VHG
LQ WKH (,6
x 6HH $WWDFKPHQW $ IRU PRUH GHWDLOHG DGYLFH UHJDUGLQJ HFRORJLFDO FRPPXQLWLHV

1.6 Assessment against the SEARS


x $ UHYLHZ RI WKH (,6 DJDLQVW WKH 6($5V UHODWLQJ WR 01(6 LV SURYLGHG LQ $WWDFKPHQW %

ϰ
$77$&+0(17 $  'HWDLOHG FRPPHQWV RQ DVVHVVPHQW RI VSHFLHV DQG HFRORJLFDO FRPPXQLWLHV

7KUHDWHQHG 6SHFLHV

Macquarie Perch and freshwater species

x W ƐƉĞĐŝĞƐ ŽĨ ĨŽĐƵƐ ƚŚĂƚ ŚĂǀĞ ďĞĞŶ ĂƐƐĞƐƐĞĚ ďLJ ƉƌŽƉŽŶĞŶƚ͗

o DĂĐƋƵĂƌŝĂ ĂƵƐƚƌĂůĂƐŝĐĂ ;DĂĐƋƵĂƌŝĞ WĞƌĐŚͿ


o WƌŽƚŽƚƌŽĐƚĞƐ ŵĂƌĂĞŶĂ ;ƵƐƚƌĂůŝĂŶ 'ƌĂLJůŝŶŐͿ
o ƉŝŶĞƉŚĞůƵƐ ĚĂĞŵĞůŝŝ ;ůĂĐŬ ZŽĐŬĐŽĚͿ

KƚŚĞƌ ƐƉĞĐŝĞƐ ŽĨ ƉŽƚĞŶƚŝĂů ŝŶƚĞƌĞƐƚ ;ŶŽƚŝŶŐ ƚŚĂƚ ƚŚĞƐĞ ƐƉĞĐŝĞƐ ŚĂǀĞ Ăůů ďĞĞŶ ƚƌĂŶƐůŽĐĂƚĞĚ ŝŶƚŽ ƚŚĞ
ƐƵƌƌŽƵŶĚŝŶŐ ĂƌĞĂƐͿ͗

o DĂĐĐƵůůŽĐŚĞůůĂ ŵĂĐƋƵĂƌŝĞŶƐŝƐ ;dƌŽƵƚ ŽĚͿ


o DĂĐĐƵůůŽĐŚĞůůĂ ƉĞĞůŝŝ ƉĞĞůŝŝ ;DƵƌƌĂLJ ŽĚͿ
o ŝĚLJĂŶƵƐ ďŝĚLJĂŶƵƐ ;^ŝůǀĞƌ WĞƌĐŚͿ

x /HJLVODWLRQ DQG SROLFLHV XVHG LQ SODQQLQJ DV ZHOO DV WKH GDWDEDVHV XVHG IRU UHVHDUFK 635$7
3URWHFWHG 0DWWHUV 6HDUFK DUH VXIILFLHQW
x 2WKHU JXLGHOLQHV WKDW PD\ EH RI XVH HVSHFLDOO\ GXULQJ WKH GHYHORSPHQWFRQVWUXFWLRQ LV National
policy guidelines for the translocation of live aquatic animals DV WKHUH PD\ EH VLWXDWLRQV WKDW DULVH
ZKHUH VXFK DFWLYLW\ ZLOO EH UHTXLUHG
x 7KH PHWKRGRORJ\ XVHG FRXOG KDYH EHHQ PRUH ULJRURXV ('1$ VXUYH\V DW RQO\  VLWHV DV ZHOO DV
REVHUYDWLRQV IRU KDELWDW DVVHVVPHQWV LQ ZKLFK DQ\ ILVK REVHUYHG ZDV UHFRUGHG
x :KLOVW DFNQRZOHGJLQJ WKDW H'1$ SURYLGHV HIILFLHQF\ WUDGLWLRQDO ILVK VXUYH\ PHWKRGV ZRXOG KDYH
EHHQ PRUH EHQHILFLDO )RU LQVWDQFH ZH NQRZ WKDW SDUW RI E. daemelii’s MXYHQLOH VWDJH LV VSHQW LQ
HVWXDULHV /LVWLQJ DGYLFH 'R((  DQG ZKLOH QRW LQ WKH LPPHGLDWH SURMHFW FRQVWUXFWLRQ ]RQH DQ
HJJ ODUYDO RU MXYHQLOH VXUYH\ ZRXOG KDYH GHWHUPLQHG WKH VSHFLHV UHDFK HVSHFLDOO\ ZKHQ QR
FRQILUPHG VLJKWLQJV ZHUH UHFRUGHG
x 7KH (,6 GLVPLVVHV DQ\ SRWHQWLDO ULVN IURP DTXDWLF GLVHDVH +RZHYHU NQRZLQJ WKDW WKH FRQVWUXFWLRQ
XSVWUHDP DQG GRZQVWUHDP DUHDV FRQWDLQ PDQ\ SHVW VSHFLHV DV ZHOO DV QDWLYHV HJ $XVWUDOLDQ
%DVV  GLVHDVHELRVHFXULW\ ULVN LV D IDFWRU WKDW QHHGV WR EH DVVHVVHG H'1$ ZRXOG KDYH GHWHUPLQHG
WKH SUHVHQFH RI YLUDO GLVHDVHVSDWKRJHQV ZKHWKHU WKH\ DUH YLDEOH RU QRW  ,I SDWKRJHQV ZHUH
GHWHFWHG WKHQ WKH DSSURSULDWH PLWLJDWLRQV ZRXOG QHHG WR EH DGGUHVVHG )RU LQVWDQFH FKDQJHV LQ
ZDWHU FRQGLWLRQVFKHPLVWU\ IURP WKH SURMHFW FRXOG EH WKH WULJJHU ZKLFK LQGXFHV VWUHVV LQ D VSHFLHV
WKDW PD\ EH D FDUULHU RI D YLUXVSDWKRJHQ HJ EHWDQRGDYLUXV LQ $XVWUDOLDQ %DVV  $V D UHVXOW DQ
RXWEUHDN FRXOG HQVXH
x H'1$ VXUYH\ GHWHFWHG Retropinnidae '1$ DQG UHIHUHQFH LW DJDLQVW WKH 1&%, GDWDEDVH ZKLFK
GHWHUPLQHG LW QRW WR EH IURP WKH $XVWUDOLDQ *UD\OLQJ KRZHYHU WKH VXUYH\ DOVR GHWHFWHG
Osmeriformes '1$ DQG WKLV ZDV QRW UHIHUHQFHG DJDLQVW 1&%, WKHUHIRUH ZH GR QRW NQRZ WKH H[DFW
VSHFLHV GHWHFWHG 7KLV LV FULWLFDO DV $XVWUDOLDQ *UD\OLQJ LV WD[RQRPLFDOO\ SDUW RI WKLV RUGHU
KWWSVZZZLXFQUHGOLVWRUJVSHFLHV 
x 8QGHU :DUUDJDPED 'DP +DELWDW $VVHVVPHQW $SSHQGL[ )  ³A moderate sized carp was also
observed´ DQG ³Animal activity included snakes with some large fish that were likely carp upstream
of dam´ $ WUDGLWLRQDO ILVK VXUYH\ ZRXOG KDYH EHWWHU GHWHUPLQHG SUHVHQFH RI VSHFLHV DV D ORW RI
DVVXPSWLRQV ZHUH PDGH RQ WKH IDFW WKDW VRPH ³VLWHV´ FRXOG QRW KROGKROG OHVV 0DFTXDULH 3HUFK GXH
WR DQ REVHUYDWLRQ RI &DUS
x 7KH DVVHVVPHQW VKRXOG DGGUHVV SRWHQWLDO LPSDFWV DQG PLWLJDWLRQ HIIRUWV WR WKH GLIIHUHQW OLIH F\FOHV RI
WKUHDWHQHG VSHFLHV QRW MXVW DGXOWV $ WUDGLWLRQDO ILVK VXUYH\ ZRXOG KDYH GHWHUPLQHG WKH SUHVHQFH RI
HJJV DQG ODUYDH )RU LQVWDQFH WKH SURSRQHQW VXJJHVWV WKDW WKH 0DFTXDULH 3HUFK ZLOO QRW EH DIIHFWHG
LQ WKH XSVWUHDP DQG GLUHFW FRQVWUXFWLRQ DUHDV RI WKH SURMHFW DV QR VXLWDEOH KDELWDW IRU WKH VSHFLHV
RFFXUV ZLWKLQ WKHVH DUHDV DQG WKH FKDQFHV RI LQGLUHFW LPSDFWV LH ZDWHU WXUELGLW\ DUH XQOLNHO\

ϱ
+RZHYHU WKLV GRHV QRW DGGUHVV GLIIHUHQFH LQ OLIH F\FOH IRU WKH VSHFLHV LQFOXGLQJ DQ\ SRWHQWLDO
LPSDFWV GXULQJ FHUWDLQ VWDJHV RI WKHLU OLIH F\FOH RU VSDZQLQJ SHULRGV
x ([FHUSW IURP WKH 0DFTXDULH 3HUFK 5HFRYHU\ 3ODQ
Preferred juvenile habitat in rivers is not well documented. Juveniles of 10–30 mm length inhabit
pools in the Cotter River and are benthic and/or semi-pelagic during the day and inactive at night
(Ebner & Lintermans 2007; Ebner et al., 2008; 2009; Broadhurst et al., 2012). $JDLQ UHIOHFWLQJ WKH
QHFHVVLW\ RI WUDGLWLRQDO ILVK VXUYH\V DV ZHOO DV WKH QHHG WR DGGUHVV QLJKW DQG GD\WLPH FRQVWUXFWLRQ
DFWLYLWLHV RQ SRWHQWLDO GLXUQDO LPSDFWV
x 0DFTXDULH 3HUFK IHHGV RQ D YDULHW\ RI EHQWKLF LQVHFWV DQG LQVHFW ODUYDH LQFOXGLQJ GUDJRQIO\ ODUYDH
1RWLQJ WKDW WKH SURMHFW ZLOO SRWHQWLDOO\ DIIHFW WZR GUDJRQIO\ VSHFLHV $GDP¶V HPHUDOG DQG 6\GQH\
KDZN  DIIHFWLQJ IRRG FKDLQ LQWHUDFWLRQV
x 3URSRVHG PLWLJDWLRQ PHDVXUHV QHHG WR FRQVLGHU UHSRUWLQJ VWUXFWXUHV LQ WKH HYHQW RI D ILVK NLOO
ELRVHFXULW\ LQFLGHQW RU H[WUHPH ZHDWKHU HYHQW
x $SSHQGL[ ) 6HFWLRQ  +DELWDW &RQGLWLRQ ±7KH (,6 VKRXOG SURYLGH WKH FULWHULD ZKLFK ZDV
SUHYLRXVO\ XVHG WR DVVHVV WKH +DZNVEXU\1HSHDQ FDWFKPHQW KDELWDW FRQGLWLRQV
x ,I WKH IROORZLQJ LV WKH EDVHOLQH SULRU WR VWDUW RI FRQVWUXFWLRQ WKHQ KRZ ZLOO WKH SURMHFW EH PHDVXUHG
DJDLQVW LW" :LOO SURJUHVV XSGDWH HJ HYHU\   PRQWKV HWF LGHQWLI\ KRZ WKH KDELWDW LV IDULQJ"
‘This assessment determined that about 57 percent of the upstream catchment was in ‘good’
condition or within a protected area. The remaining 43 percent was characterised in moderate to
poor condition (Alluvium, 2017). Most of the catchments classified as ‘poor’ condition were in the
far-southern portion of the catchment.’
x 7KH IROORZLQJ PD\ EH WKH FDVH EXW MXVW EHFDXVH WKHUH LV DQ H[LVWLQJ ULVN WKHQ LW VKRXOGQ¶W PHDQ WKDW
IXUWKHU ULVNV VKRXOGQ¶W EH DGGUHVVHG 7KH LGHD LV QRW WR FRPSRXQG H[LVWLQJ ULVNV
µWith regard to potential impacts on aquatic ecology due to increased turbidity from bank erosion, a
practical consideration is identifying the contribution of the Project in the context of numerous other
influences on downstream bank stability such as contributions from downstream major tributaries
such as the Grose River. There is likely already an existing risk.’
x $SSHQGL[ ) 6HFWLRQ  *HRPRUSKLF LPSDFWV ± 3URSRQHQW VWDWHV QR VLJQLILFDQW LPSDFWV ZLWK
UHJDUGV WR ZDWHU TXDOLW\ IURP LQFUHDVHG WXUELGLW\ GXH WR WKHVH SURFHVVHV +RZHYHU WKH\ SURSRQHQW
VKRXOG EH DZDUH RI KHDY\ PHWDO FRQWDPLQDWLRQV ([FHUSW IURP WKH 0DFTXDULH 3HUFK 5HFRYHU\ 3ODQ
µFurthermore, the nutrients and toxic substances attached to sediment particles also pose a threat
to Australian native fish species (Cadwallader 1978; 1979; Lintermans 1991a; ACT Gov 1999;
Horner 2000; Burton et al., 2004). Silt and clay particles can absorb, transport and store metal
contaminants (Stone & Droppo 1994) so that deposited sediments act as a sink for heavy metals,
with contaminated sediment potentially continuing to pose a pollution problem long after land
disturbances first occurred (Trimble 1981; Mol & Ouboter 2004).’

5HJHQW +RQH\HDWHU Anthochaera Phrygia)

x 7KH (,6 FRQFOXGHV D VLJQLILFDQW LPSDFW WR WKLV VSHFLHV DQG WKH GHFOLQH RU ORVV RI D EUHHGLQJ
SRSXODWLRQ RI WKH VL]H RI WKH %XUUDJRUDQJ 9DOOH\ SRSXODWLRQ ZRXOG KDYH VHULRXV UDPLILFDWLRQV IRU WKH
5HJHQW +RQH\HDWHU¶V HQWLUH SRSXODWLRQ
x 7KH (,6 VWDWHV WKDW 
o D PLQLPXP RI  LQGLYLGXDOV  RI WKH HVWLPDWHG JOREDO SRSXODWLRQ ZLOO EH LPSDFWHG
+RZHYHU LW LV HVWLPDWHG WKDW WKH ORFDO SRSXODWLRQ FRXOG EH LQGLUHFWO\ LPSDFWHG E\ WKH SURMHFW
FRXOG UDQJH IURP  LQGLYLGXDOV  RI WKH JOREDO SRSXODWLRQ 
o WKH DUHD RI RFFXSDQF\ DURXQG /DNH %XUUDJRUDQJ XSVWUHDP LV OLNHO\ WR EH UHGXFHG E\ XS WR
 KD DV D UHVXOW RI WKH 3URMHFW 2YHUDOO D WRWDO RI  KHFWDUHV RI NQRZQ RU SRWHQWLDO
EUHHGLQJ KDELWDW PD\ EH DGYHUVHO\ LPSDFWHG
x 7KH (,6 VWDWHV WKDW QR VLJQLILFDQW LPSDFW WR 5HJHQW +RQH\HDWHU LV H[SHFWHG GRZQVWUHDP KRZHYHU
QR VXUYH\V ZHUH FRQGXFWHG 7KH (,6 VWDWHV WKDW WKH VSHFLHV KDV UDUHO\ EHHQ VHHQ LQ WKH DUHD VLQFH
¶V KRZHYHU WKHUH KDYH EHHQ UHFHQW UHSRUWHG VLJKWLQJV RI EUHHGLQJ LQ WKLV DUHD DV UHFHQWO\ DV
WKLV \HDU

ϲ
x 7KH 5HJHQW +RQH\HDWHU LV NQRZQ WR EH DGYHUVHO\ LPSDFWHG E\ WKH SUHVHQFH RI 1RLV\ 0LQHU DQG WKH
EUHHGLQJ DUHD LV FXUUHQWO\ IUHH RI WKLV LQYDVLYH VSHFLHV ZKLFK PDNHV LW SDUWLFXODUO\ YDOXDEOH WR WKH
5HJHQW +RQH\HDWHU 7KH FRQVWUXFWLRQ DQG VXEVHTXHQW FKDQJH LQ YHJHWDWLRQ DIWHU LQXQGDWLRQ FRXOG
FDXVH WKH DUHD WR EH VXEMHFW WR 1RLV\ 0LQHU LQYDVLRQ +RZHYHU WKH (,6 FODLPV WKDW WKH SURMHFW LV
XQOLNHO\ WR FDXVH WKH LQWURGXFWLRQ RU HVWDEOLVKPHQW RI LQYDVLYH VSHFLHV 7KH 'HSDUWPHQW GRHV QRW
DJUHH ZLWK WKLV VWDWHPHQW
x 7KH (,6 QHHGV WR FRQVLGHU EXVKILUH LPSDFW WR WKLV VSHFLHV DQG LI EUHHGLQJ KDELWDW UHPDLQV LQ
WKH XSVWUHDP DUHD
x 7KH (,6 QHHGV WR FOHDUO\ VWDWH KRZ LPSDFWV WR WKLV VSHFLHV ZLOO EH PLWLJDWHG RU RIIVHW

6ZLIW 3DUURW Lathamus discolor)

7KH (,6 VWDWHV QR VLJQLILFDQW LPSDFW WR 6ZLIW 3DUURW KRZHYHU WKH 'HSDUWPHQW FRQVLGHUV WKDW WKH SURMHFW
FRXOG KDYH D VLJQLILFDQW LPSDFW RQ WKLV VSHFLHV

x 7KH 3URMHFW ZLOO OLNHO\ PRGLI\ GHVWUR\ UHPRYH RU GHFUHDVH WKH DYDLODELOLW\ RU TXDOLW\ RI KDELWDW RI XS
WR  KHFWDUHV RI IRUDJLQJ KDELWDW ZLWKLQ WKH XSVWUHDPFRQVWUXFWLRQ VWXG\ DUHD WKH DUHD RI
RFFXSDQF\ RI WKH 6ZLIW 3DUURW PD\ EH UHGXFHG E\ DSSUR[LPDWHO\  DQG XS WR  KHFWDUHV RI
IRUDJLQJ KDELWDW ZLWKLQ WKH GRZQVWUHDP VWXG\ DUHD
x +DELWDW ORVV DQG GHJUDGDWLRQ FRQVWLWXWHV D NH\ WKUHDW WR WKH 6ZLIW 3DUURW DQG WKLV ODUJH DUHD DQG
GHJUHH RI KDELWDW ORVV LV FRQVLGHUHG WR EH D VLJQLILFDQW LPSDFW WR WKH VSHFLHV /RVV RI IRUDJLQJ
KDELWDW RQ WKH PDLQODQG LV WKUHDWHQLQJ WKH EUHHGLQJ F\FOH RI WKH VSHFLHV GXH WR WKH ORVV RI IRUDJLQJ
UHVRXUFHV QHFHVVDU\ WR UHVXOW LQ D VXFFHVVIXO PLJUDWLRQ WR 7DVPDQLD 7KH SURMHFW FRXOG KDYH
VLJQLILFDQW QHJDWLYH LPSDFW RQ WKH UHFRYHU\ RI WKLV FULWLFDOO\ HQGDQJHUHG VSHFLHV
x 1R WDUJHWHG VXUYH\V IRU WKLV VSHFLHV ZHUH FRQGXFWHG

*LDQW %XUURZLQJ )URJ Heleioporus australiacus)

7KH (,6 VWDWHV QR VLJQLILFDQW LPSDFW WR *LDQW %XUURZLQJ )URJ KRZHYHU WKH 'HSDUWPHQW FRQVLGHUV WKDW
WKH SURMHFW FRXOG KDYH D VLJQLILFDQW LPSDFW RQ WKLV VSHFLHV

x ([WUHPHO\ FU\SWLF VSHFLHV EXW KDV EHHQ UHFRUGHG LQ WKH GRZQVWUHDP LPSDFW ]RQH 7KH 6\GQH\
VDQGVWRQH UHJLRQ LV NQRZQ WR EH D VWURQJKROG IRU WKLV VSHFLHV DQG LW LV UDUHO\ VLJKWHG LQ RWKHU SDUWV
RI LWV UDQJH
x 7KH (,6 FODLPV WKDW WKH SURMHFW FRQWDLQV RQO\  KD RI QRQEUHHGLQJ KDELWDW EXW WKLV LV FRQVLGHUHG
H[WUHPHO\ XQOLNHO\ ± WKH VHFRQG DQG WKLUG RUGHU VWUHDPV LQ WKLV UHJLRQ DUH NQRZQ WR EH LPSRUWDQW
EUHHGLQJ KDELWDW IRU WKLV VSHFLHV DQG WKH VXUURXQGLQJ KDELWDW LV DOVR FULWLFDO WR VXUYLYDO DV WKH DGXOWV
VSHQG  RI WKHLU WLPH LQ WKH OHDI OLWWHU XS WR P IURP WKH EUHHGLQJ VLWHV $PSKLELDQ H[SHUWV
HPSKDVLVH WKDW WKLV VSHFLHV LV YHU\ GLIILFXOW WR ILQG DQG PD\ RQO\ EH IRXQG E\ WDUJHWHG QLJKW VXUYH\V
LQ SHUIHFW FOLPDWLF FRQGLWLRQV D IHZ GD\V DIWHU KHDY\ UDLQ 
x 7KH VSHFLHV EUHHGV LQ PLQRU VWUHDPV ZLWK WKH HJJV EHLQJ ODLG LQ EXUURZV RU FUHYLFHV LQ VKDOORZ
VWUHDPV 7DGSROHV WDNH  PRQWKV WR GHYHORS GXULQJ ZKLFK WLPH WKH\ PLJUDWH WR SRROV VR WKLV
VSHFLHV LV YHU\ YXOQHUDEOH WR DQ\ FKDQJHV LQ K\GURORJ\ ,W PD\ VSHQG  RI LWV WLPH LQ QRQ
EUHHGLQJ KDELWDW EXW DQ\ FKDQJHV WR WKH EUHHGLQJ KDELWDW VXFK DV LQXQGDWLRQ ZRXOG UHVXOW LQ
VLJQLILFDQW LPSDFWV WR WKH PRVW LPSRUWDQW SRSXODWLRQV RI WKH VSHFLHV WKDW DUH NQRZQ WR EH H[WDQW LQ
WKLV UHJLRQ
x 7KH SURMHFW FRQVWUXFWLRQ DQG LQFUHDVHG WUDIILF ERWK YHKLFOHV DQG KXPDQ PD\ DOVR FDXVH WKH
LQWURGXFWLRQ RI GLVHDVH FK\WULG IXQJXV WR SUHYLRXVO\ XQLQIHFWHG SRSXODWLRQV DQG UHIXJHV 7KLV ZRXOG
OLNHO\ FDXVH KLJK UDWHV RI PRUWDOLW\ ZLWKLQ IURJ SRSXODWLRQV 7KH LQWURGXFWLRQ RI GLVHDVH VKRXOG EH
FRQVLGHUHG WR EH D SRWHQWLDO VLJQLILFDQW LPSDFW
x 1R WDUJHWHG VXUYH\V ZHUH FRQGXFWHG IRU WKLV VSHFLHV

/LWWOHMRKQV 7UHH )URJ Litoria littlejohni)

7KH (,6 FODLPV WKDW WKH VSHFLHV LV XQOLNHO\ WR RFFXU LQ WKH SURMHFW DUHD DQG XQOLNHO\ WR EH VLJQLILFDQWO\
LPSDFWHG KRZHYHU WKH 'HSDUWPHQW FRQVLGHUV WKDW WKH VSHFLHV PD\ RFFXU DQG LV OLNHO\ WR EH VLJQLILFDQWO\
LPSDFWHG
ϳ
x 7KLV VSHFLHV LV D IRUHVW GHSHQGHQW SRQGEUHHGLQJ IURJ ZLWK D SDWFK\ GLVWULEXWLRQ EXW WKH PDMRULW\ RI
UHFRUGV DUH IURP ZLWKLQ WKH 6\GQH\ %DVLQ %LRUHJLRQ 'HVSLWH LWV UHODWLYHO\ EURDG GLVWULEXWLRQ WKHUH
DUH YHU\ IHZ VSHFLHV UHFRUGV DQG LW LV FRQVLGHUHG RQH RI WKH OHDVW NQRZQ IURJV LQ 16: +RZHYHU LW
LV WKRXJKW WR KDYH VLPLODU KDELWDW DQG EUHHGLQJ UHTXLUHPHQWV DV WKH *LDQW %XUURZLQJ )URJ 7KLV
VSHFLHV ZRXOG OLNHO\ EH VLJQLILFDQWO\ LPSDFWHG DV SHU WKH *LDQW %XUURZLQJ )URJ
x 7KH (,6 KDV QR DQDO\VLV RI WKH LPSDFWV WR WKLV VSHFLHV DV LW ZDV QRW FRQVLGHUHG WR RFFXU DQG QR
WDUJHWHG VXUYH\V KDYH EHHQ GRQH IRU WKLV VSHFLHV 6XUYH\V IRU WKLV VSHFLHV VKRXOG EH FRQGXFWHG

6WXWWHULQJ )URJ Mixophyes balbus)

x &KDQJHV LQ K\GURORJ\ DVVRFLDWHG ZLWK WKH GDP ZRXOG OLNHO\ LPSDFW WKLV VSHFLHV EXW QR VLJQLILFDQW
SRSXODWLRQV DUH NQRZQ WR EH LQ WKH SURMHFW DUHD
x +RZHYHU LW LV QRWHG WKDW QR VXUYH\V IRU WKLV VSHFLHV KDYH EHHQ GRQH DQG WKHUH ZDV QR DQDO\VLV RI
SRWHQWLDO LPSDFWV WR WKLV VSHFLHV LQ WKH (,6

*UHHQ DQG JROGHQ %HOO )URJ Litoria aurea

7KH *UHHQ DQG *ROGHQ %HOO )URJ ZDV UHFRUGHG LQ WKH GRZQVWUHDP DUHD DQG WKH (,6 FRQFOXGHV WKDW WKH
SURMHFW ZLOO KDYH D VLJQLILFDQW LPSDFW RQ WKLV VSHFLHV 7KH IROORZLQJ SRLQWV VKRXOG DOVR EH FRQVLGHUHG LQ
WKH LPSDFW DVVHVVPHQW DQG PLWLJDWLRQ PHDVXUHV

x 3UHGDWLRQ E\ WKH LQWURGXFHG 3ODJXH 0LQQRZ RU 0RVTXLWR )LVK Gambusia holbrooki LV D UHFRJQLVHG
WKUHDW WR WKH *UHHQ DQG *ROGHQ %HOO )URJ G. holbrooki LV DOUHDG\ SUHVHQW LQ WKH VWXG\ DUHD
KRZHYHU FKDQJHV WR LQXQGDWLRQ SHULRGV DV D UHVXOW RI WKH 3URMHFW FRXOG DLG WKH VSUHDG RI WKLV
LQYDVLYH VSHFLHV
x 7KH (,6 VWDWHV WKDW ³7KH 3URMHFW LV XQOLNHO\ WR UHVXOW LQ DQ LQYDVLYH VSHFLHV WKDW LV KDUPIXO WR WKH
*UHHQ DQG *ROGHQ %HOO )URJ EHFRPLQJ HVWDEOLVKHG LQ LWV KDELWDW KRZHYHU LW PD\ LQFUHDVH WKH
GLVWULEXWLRQ RI G. holbrooki DFURVV WKH VWXG\ DUHD´ 7KLV LV FRQWUDGLFWRU\ DQG WKH HVWDEOLVKPHQW RI
LQYDVLYH VSHFLHV VKRXOG EH FRQVLGHUHG DV D VLJQLILFDQW LPSDFW
x 2WKHU NH\ WKUHDWV IURP WKH SURMHFW WKDW FRXOG EH FRQVLGHUHG VLJQLILFDQW LPSDFWV LQFOXGH KDELWDW ORVV
SOHDVH FODULI\ KRZ PXFK DFWXDO KDELWDW ZLOO EH ORVW  VHH *HQHUDO UHTXLUHPHQWV DERXW FOHDUO\ VWDWLQJ
LPSDFWV 
x +DELWDW IUDJPHQWDWLRQ DOWHUHG K\GURORJ\ DQG DOWHUHG ZDWHU TXDOLW\ DUH RWKHU NH\ WKUHDWV WR WKH
VSHFLHV IURP WKH SURMHFW

*UHDWHU JOLGHU Petauroides volans)

7KH (,6 FRQFOXGHV QR VLJQLILFDQW LPSDFW WR WKH *UHDWHU *OLGHU KRZHYHU WKH 'HSDUWPHQW FRQVLGHUV WKDW
WKLV VSHFLHV FRXOG EH VLJQLILFDQWO\ LPSDFWHG

x &KDSWHU  ± %LRGLYHUVLW\ 8SVWUHDP VWDWHV WKDW WKH *UHDWHU *OLGHU ZDV UHFRUGHG LQ WKH VWXG\ DUHD
EXW WKH ORFDWLRQV DUH QRW LQFOXGHG LQ D PDS
x &KDSWHU  ± 01(6 VWDWHV WKDW WKH *UHDWHU *OLGHU KDV EHHQ UHFRUGHG EXW WKHUH LV QR VLJQLILFDQW
LPSDFW LW GRHV QRW VWDWH KRZ RU ZK\ WKLV FRQFOXVLRQ ZDV UHDFKHG
x $SSHQGL[ ) VWDWHV WKDW WKHUH DUH UHODWLYHO\ IHZ UHFRUGV RI *UHDWHU *OLGHU IURP WKH DUHD EXW WKDW LV
QRW FRQVLVWHQW ZLWK 'HSDUWPHQW UHFRUGV (5,1 0DSV RU $/$  ,W LV WKHQ VWDWHV WKDW WKH VSHFLHV ZDV
QRW GHWHFWHG LQ WKH SURMHFW DUHD ZKLFK LV QRW FRQVLVWHQW ZLWK RWKHU DUHDV LQ WKH (,6 DQG WKH
DSSHQGLFHV
x $SSHQGL[ ) VWDWHV WKDW PRUH WKDQ  KHFWDUHV RI JUHDWHU JOLGHU KDELWDW ZLOO EH LPSDFWHG E\ WKH
SURMHFW UHVXOWLQJ LQ WKH ORVV RI DSSUR[LPDWHO\  LQGLYLGXDOV 7KH ORVV RI WKLV PDQ\ LQGLYLGXDOV LV
VLJQLILFDQW DQG PD\ UHVXOW LQ D IUDJPHQWHG SRSXODWLRQ RU D ORQJ WHUP GHFUHDVH LQ WKH VL]H RI WKH
SRSXODWLRQ HVSHFLDOO\ FRQVLGHULQJ WKH FXPXODWLYH LPSDFWV RI WKH EXVKILUHV DQG WKLV SURMHFW
x 7KH (,6 DOVR VWDWHV WKH JUHDWHU JOLGHU FDQ PRYH WKURXJK OHVVSUHIHUUHG KDELWDW KRZHYHU WKH
&RQVHUYDWLRQ $GYLFH VWDWHV WKDW JUHDWHU JOLGHUV DUH SDUWLFXODUO\ VXVFHSWLEOH WR IUDJPHQWDWLRQ GXH WR
ORZ GLVSHUVDO DELOLW\ HVSHFLDOO\ LQ SRRU TXDOLW\ RU QRQQDWLYH IRUHVW
x 7KH VSHFLHV LPSDFW VKRXOG EH UHDVVHVVHG ZLWK UHJDUG WR EXVKILUH LPSDFWV ,W LV OLNHO\ WKDW WKH
FRPELQHG LPSDFW RI WKH EXVKILUHV DQG WKH SURSRVHG DFWLRQ ZLOO DIIHFW WKH ORQJWHUP UHFRYHU\ RI WKH
ϴ
*UHDWHU *OLGHU LQ WKH DUHD 7KH EXVKILUHV LPSDFWHG NQRZQ *UHDWHU *OLGHU KDELWDW DQG WKH SURSRVHG
DFWLRQ ZLOO OLNHO\ LPSDFW DUHDV WKDW DUH QRZ UHIXJHV 1R JURXQG VXUYH\V KDYH EHHQ FRQGXFWHG SRVW
ILUHV KRZHYHU LI DQ\ KDELWDW UHPDLQV DURXQG WKH SURMHFW DUHD WKHQ LW LV OLNHO\ WR EH KDELWDW FULWLFDO WR
WKH VXUYLYDO RI WKH VSHFLHV LQ WKH DUHD
x 0LWLJDWLRQ FRPSHQVDWLRQRIIVHW PHDVXUHV VKRXOG EH SURSRVHG IRU WKLV VSHFLHV

.RDOD (Phascolarctos cinereus)

7KH (,6 FRQFOXGHV WKH 3URMHFW LV XQOLNHO\ WR KDYH D VLJQLILFDQW LPSDFW RQ WKH .RDOD KRZHYHU WKLV VKRXOG
EH UHDVVHVVHG ZLWK UHIHUHQFH WR EXVKILUH LPSDFWV WR WKH VSHFLHV

x (3%& UHIHUUDO JXLGHOLQHV GR QRW VSHFLI\ VXUYH\ HIIRUW IRU .RDOD KRZHYHU LW GRHV VWDWH WKDW VXUYH\V
IRU DQLPDOV RU VLJQV VFDWV PXVW EH XQGHUWDNHQ LQ D PDQQHU ZKLFK PD[LPLVHV WKH FKDQFH RI
GHWHFWLQJ WKH VSHFLHV DQG IDLOXUH WR GHWHFW DQLPDOV RU VLJQ LQ D VLQJOH VXUYH\ GRHV QRW QHFHVVDULO\
PHDQ WKH NRDOD LV DEVHQW VSDWLDO DQG WHPSRUDO UHSOLFDWLRQ RI WKH VXUYH\ LV UHTXLUHG LQ RUGHU WR LQIHU
WUXH DEVHQFH
x 7KH VXUYH\ HIIRUW LQ WKH (,6 DSSHDUV ORZ   KRXUV RI .6$7 VXUYH\ FRQGXFWHG FRPELQHG ZLWK 
KRXUV RI FDOO SOD\EDFN DQG GHVNWRS DQDO\VLV RI SUHYLRXV UHFRUGV QRWLQJ WKDW QRW PDQ\ SUHYLRXV
VXUYH\V DUH OLNHO\ WR KDYH EHHQ GRQH LQ WKH SURMHFW DUHD WR FRQFOXGH RQO\  DQLPDOVKD
x $SSUR[LPDWHO\  KD RI KDELW FRXOG EH DIIHFWHG DQG EDVHG RQ  DQLPDOVKD DSSUR[ 
LQGLYLGXDO .RDODV ZRXOG EH ORVWGLVSODFHG  RI SRSXODWLRQ LQ WKH 3URMHFW DUHD  3URMHFW ZLOO FDXVH
RI ORVV RI IRUDJLQJ UHVRXUFH .RDODV ZLWKLQ SURMHFW DUHD OLNHO\ SDUW RI D PXFK ODUJHU SRSXODWLRQ
x 6FRUH RI  IURP (3%& .RDOD 5HIHUUDO *XLGHOLQHV KDELWDW FULWLFDO WR VXUYLYDO RI WKH .RDOD LV SUHVHQW
DQG DQ LPSRUWDQW SRSXODWLRQ LV SUHVHQW 7KH 3URMHFW 6WXG\ $UHD FRQWDLQV IRUDJLQJ KDELWDW WKDW PD\
EH XWLOLVHG E\ WKH .RDOD (3%& $FW UHIHUUDO JXLGHOLQHV VWDWH WKDW WKH ORVV RI  KHFWDUHV RU PRUH RI
KLJK TXDOLW\ KDELWDW FULWLFDO WR WKH VXUYLYDO KDELWDW VFRUH RI !  LV KLJKO\ OLNHO\ WR KDYH D VLJQLILFDQW
LPSDFW IRU WKH SXUSRVHV RI WKH (3%& $FW ZRXOG UHTXLUH UHIHUUDO 
x 7KH (,6 FRQFOXGHV WKDW WKH SURMHFW LV QRW OLNHO\ WR KDYH D VLJQLILFDQW LPSDFW RQ WKH SRSXODWLRQ RI WKH
.RDOD LQ WKH 3URMHFW $UHD XSVWUHDP RQO\ EHFDXVH D YLDEOH FRQQHFWHG SRSXODWLRQ ZRXOG UHPDLQ LQ
WKH /RFDOLW\ %XVKILUHV LQ WKH SURMHFW DUHD DQG EH\RQG LV OLNHO\ WR KDYH LPSDFWHG WKH VXUURXQGLQJ
SRSXODWLRQ
x 7KH DVVHVVPHQW VKRXOG FRQVLGHU WKH LPSDFW RI EXVKILUH RQ WKH UHJLRQDO NRDOD SRSXODWLRQ DQG LI DQ\
UHPDLQLQJ XQEXUQWOHVV VHYHUHO\ EXUQW DUHDV RI WKH SURMHFW DUHD FRXOG QRZ EH UHIXJH DUHDV

3DLQWHG +RQH\HDWHU Grantiella picta

x 7KH (,6 FRQFOXGHV QR VLJQLILFDQW LPSDFW WR WKLV VSHFLHV


x '$:( 635$7 GDWDEDVH VWDWHV VSHFLHV OLNHO\ WR RFFXU (,6 VWDWHV WKDW LW ZDV UHFRUGHG
XSVWUHDP DQG WKHUH LV DEXQGDQW KDELWDW KRZHYHU QR VXUYH\V ZHUH FRQGXFWHG
x %XVKILUH KDV OLNHO\ UHPRYHG DOO WKH DEXQGDQW IRUDJLQJ KDELWDW LQ WKH XSVWUHDP DUHD 7KH (,6
VKRXOG H[DPLQH LI WKHUH DUH DQ\ UHPDLQLQJ UHIXJH DUHDV ZLWKLQ WKH SURMHFW DUHD WKDW PD\ QRZ
SURYLGH KDELWDW IRU WKLV VSHFLHV"
x 7KLV VSHFLHV LV QRW RQ WKH 'HSDUWPHQW¶V SULRULW\ OLVW RI EXVKILUH LPSDFWHG VSHFLHV

:KLWHWKURDWHG 1HHGOHWDLO Hirundapus caudacutus)

x 7KUHDWHQHG VSHFLHV DVVHVVPHQW VKRXOG EH FRQGXFWHG LQVWHDG RI PLJUDWRU\ DVVHVVPHQW IRU WKLV
VSHFLHV 0LJUDWRU\ VSHFLHV ZDV QRW D FRQWUROOLQJ SURYLVLRQ IRU WKLV DVVHVVPHQW
x 7KH (,6 FRQVLGHUV WKDW DQ HFRORJLFDOO\ VLJQLILFDQW SURSRUWLRQ RI WKH SRSXODWLRQ ZLOO IRUDJH DHULDOO\
DERYH WKH SURMHFW DUHD DQG WKDW ORVV RI YHJHWDWLRQ DV D UHVXOW RI WKH SURMHFW ZLOO QRW KDYH
VLJQLILFDQW LPSDFW WR WKLV VSHFLHV DV VXLWDEOH KDELWDW LV DYDLODEOH HOVHZKHUH
x %XVKILUH ZRXOG KDYH UHPRYHG WKH DEXQGDQW YHJHWDWLRQ LQ WKH SURMHFW DUHD DQG DGMDFHQW +RZ
KDV WKLV LPSDFWHG WKLV VSHFLHV"
x 7KLV VSHFLHV LV QRW RQ WKH 'HSDUWPHQW¶V SULRULW\ OLVW RI EXVKILUH LPSDFWHG VSHFLHV

ϵ
6XSHUE 3DUURW (Polytelis swainsonii)

x 3URMHFW DUHD LV QRW ZLWKLQ PDSSHG GLVWULEXWLRQ WKRXJK SUHIHUUHG KDELWDW LV ER[ JXP ZRRGODQG
ZKLFK RFFXUV XSVWUHDP
x 1R VXUYH\ FRQGXFWHG DQG QR VLJQLILFDQW LPSDFW FRQFOXGHG
x (,6 QHHGV WR FOHDUO\ VWDWH WKH MXVWLILFDWLRQ IRU VSHFLHV WKDW ZHUH VXUYH\HG DQG WKRVH WKDW ZHUHQ¶W
SDUWLFXODUO\ LI WKH\ KDYH D PRGHUDWH RU KLJK OLNHOLKRRG RI RFFXUUHQFH RU LI VXLWDEOH KDELWDW H[LVWV
LQ WKH SURMHFW DUHD

/DUJHHDUHG 3LHG %DW Chalinolobus dwyeri)

x 7KH (,6 FRQFOXGHV DQ XQOLNHO\ VLJQLILFDQW LPSDFW LV H[SHFWHG IRU WKLV VSHFLHV
x &DYH URRVWLQJ VLWHV DUH XQOLNHO\ WR EH LPSDFWHG EXW IRUDJLQJ KDELWDW LV OLNHO\ WR KDYH EHHQ
LPSDFWHG E\ EXVKILUH
x 3UHGDWLRQ E\ UHG IR[ FRXOG EH H[DFHUEDWHG E\ EXVKILUHV DQG ILUHV DURXQG URRVW VLWHV DUH
LGHQWLILHG DV D WKUHDW LQ WKH 5HFRYHU\ 3ODQ
x +DELWDW LQ WKH SURMHFW DUHD DQG DGMDFHQW LV FRQVLGHUHG FULWLFDO KDELWDW DQG  KD RI IRUDJLQJ
KDELWDW FRXOG EH LPSDFWHG E\ LQXQGDWLRQ
x 6XUYH\V FRQGXFWHG GRZQVWUHDP DQG VSHFLHV UHFRUGHG XSVWUHDP ± ZHUH $XVWUDOLDQ *RYHUQPHQW
µ6XUYH\ *XLGHOLQHV IRU $XVWUDOLD¶V 7KUHDWHQHG %DW¶V¶ XVHG"
x 7KH FRPELQHG LPSDFW WR WKH IRUDJLQJ KDELWDW IURP WKH SURMHFW DQG UHFHQW EXVKILUHV DGMDFHQW WR
WKH VLWH PD\ KDYH D VLJQLILFDQW LPSDFW RQ WKH VSHFLHV
x 7KH (,6 $SSHQGL[ ) VWDWHV WKDW WKH SURMHFW ZLOO FRQVHUYH IRUDJLQJ KDELWDW DQG ZLOO FRQWULEXWH
WR UHVHDUFK LQWR WKH VSHFLHV ± WKLV LV QRW GLVFXVVHG RU SURSRVHG DV SDUW RI WKH (03 RU RIIVHWV
VWUDWHJ\
x 7KLV VSHFLHV LV QRW RQ WKH 'HSDUWPHQW¶V SULRULW\ OLVW RI EXVKILUH LPSDFWHG VSHFLHV

/RQJQRVHG 3RWRURR Potorous tridactylus tridactylus)

x 7KH (,6 VWDWHV WKDW VXUYH\V ZHUH FRQGXFWHG IRU WKLV VSHFLHV 3OHDVH FODULI\ VXUYH\ PHWKRG XVHG ±
³$XVWUDOLDQ *RYHUQPHQW 6XUYH\ *XLGHOLQHV IRU $XVWUDOLD¶V 7KUHDWHQHG 0DPPDOV´ RU D UHOHYDQW 16:
JXLGHOLQH

1HZ +ROODQG 0RXVH Pseudomys novaehollandiae

x 7KH (,6 FRQFOXGHV XQOLNHO\ VLJQLILFDQW LPSDFW WR WKLV VSHFLHV


x 8QFHUWDLQW\ H[LVWV DURXQG WKH SRWHQWLDO SUHVHQFH RI WKLV VSHFLHV LQ WKH SURMHFW DUHD GXH WR ODFN RI
H[LVWLQJ UHFRUGV '$:( 635$7 GDWDEDVH LQGLFDWHV WKDW LW PD\ RFFXU LQ WKH SURMHFW DUHD 7KH (,6
FRQFOXGHV WKDW LW RFFXUV GXH WR SUHVHQFH RI DVVRFLDWHG 3&7¶V ,W LV QRW FOHDU LI VXUYH\V ZHUH
XQGHUWDNHQ DQG WKH (,6 FRQFOXGHV WKDW LW LV XQOLNHO\ WKDW DQ LPSRUWDQW SRSXODWLRQ H[LVWV LQ WKH DUHD
6HH SUHYLRXV FRPPHQWV UHJDUGLQJ FRQFOXGLQJ XQOLNHO\ VLJQLILFDQW LPSDFW LI QR VXUYH\V KDYH EHHQ
FRQGXFWHG DQG LI OLNHO\ KDELWDW H[LVWV
x 7KHUH DUH HUURUV RQ SJ  RI $SSHQGL[ ) LQ UHODWLRQ WR H[WHQW RI LPSDFW LQ WDEOH YV WH[W
x 3J  LQ $SSHQGL[ ) UHIHUV WR WKH 6RXWKHUQ %URZQ %DQGLFRRW LQVWHDG RI WKH 1HZ +ROODQG 0RXVH
LQ WKH WH[W
x &RQFOXVLRQV UHJDUGLQJ DYDLODEOH KDELWDW DGMDFHQW WR VLWH PD\ QHHG WR EH UHYLVLWHG IROORZLQJ DQDO\VLV
RI EXVKILUH LPSDFWV (,6 VWDWHV WKDW VSHFLHV SUHIHUV HDUO\ WR PLGVHULDO VWDJH UHJHQHUDWLRQ VXFK DV
IROORZLQJ ILUH DQG LV FRPSHWLWLYH LQ YHJHWDWLRQ  \HDUV ROG )LUH PD\ KDYH PDGH WKLV DUHD PRUH
VXLWDEOH WR WKLV VSHFLHV DQG LWV SRSXODWLRQ PD\ LQFUHDVH LQ WKH SURMHFW DUHD

,Ăů ;,ĂůŽƌĂŐŽĚĞŶĚƌŽŶ ůƵĐĂƐŝŝͿ

x 7KH (,6 FRQFOXGHV XQOLNHO\ VLJQLILFDQW LPSDFW WR WKLV VSHFLHV 6SHFLHV LV DOVR D EXVKILUH SULRULW\
VSHFLHV
x '$:( 635$7 GDWDEDVH VKRZV WKDW VSHFLHV LV XQOLNHO\ WR RFFXU LQ WKH DUHD WKRXJK D FORVH UHODWLYH
RI WKH VSHFLHV LV H[SHFWHG WR RFFXU LQ WKH %OXH 0RXQWDLQV DUHD

ϭϬ
x 635$7 VWDWHV WKDW LW LV DVVRFLDWHG ZLWK 7(&¶V IRXQG LQ WKH SURMHFW DUHD WKRXJK QR VXUYH\V IRU WKH
VSHFLHV ZHUH FRQGXFWHG
x 6SHFLHV DVVHVVPHQW VKRXOG EH UHYLVLWHG LQ OLJKW RI EXVKILUH LPSDFW WR VSHFLHV

&DPEDJH .XQ]HD Kunzea cambagei

x 1R VXUYH\ XQGHUWDNHQ DQG $VVHVVPHQW RI 6LJQLILFDQFH FRQFOXGHV XQOLNHO\ VLJQLILFDQW LPSDFW (,6
FRQFOXGHV WKDW LW GRHV QRW FRLQFLGH ZLWK DQ\ UHOHYDQW 3&7¶ LQ WKH SURMHFW DUHD
x '$:( 635$7 GDWDEDVH LQGLFDWHV LW LV NQRZQ WR RFFXU LQ WKH XSVWUHDP DUHD
x &RQVHUYDWLRQ $GYLFH VWDWHV WKDW LW FRLQFLGHV ZLWK ER[ JXP ZRRGODQG ± ZKLFK RFFXUV LQ WKH XSVWUHDP
DUHD
x (,6 QHHGV WR UHYLVLW WKLV FRQFOXVLRQ SDUWLFXODUO\ LI QR VXUYH\V ZHUH XQGHUWDNHQ DQG LW LV NQRZQ WR
RFFXU LQ WKH XSVWUHDP DUHD

>ĞŝŽŶĞŵĂ ůĂĐŚŶĂĞŽŝĚĞƐ

x 8QOLNHO\ VLJQLILFDQW LPSDFW FRQFOXGHG LQ WKH (,6 DQG '$:( 635$7 GDWDEDVH GRHV QRW LQGLFDWH LW
RFFXUV LQ WKH SURMHFW DUHD KDV D UHVWULFWHG GLVWULEXWLRQ OLPLWHG WR ZKHUH LW KDV EHHQ SUHYLRXVO\
VXUYH\HG  1R VXUYH\V ZHUH FRQGXFWHG KRZHYHU LI VSHFLHV ZDV IRXQG XSVWUHDP LW ZRXOG EH DQ
LPSRUWDQW SRSXODWLRQ
x 7KH (,6 LQGLFDWHV WKDW VXLWDEOH KDELWDW RFFXUV IRU WKLV VSHFLHV ZLWKLQ  KHFWDUH RI WKH XSVWUHDP DUHD
DQG WKLV DUHD ZRXOG EH LPSDFWHG E\ WKH SURMHFW :KDW LV WKH VXLWDEOH KDELWDW XSVWUHDP WKDW LV OHVV
WKDQ  KHFWDUH ZDV WKLV DUHD LQDFFHVVLEOH WR VXUYH\" 7KH &RQVHUYDWLRQ DGYLFH IRU WKH VSHFLHV
LQGLFDWHV WKDW DQ\ VXLWDEOH KDELWDW LV FULWLFDO WR WKH VXUYLYDO RI WKH VSHFLHV $ VLJQLILFDQW LPSDFW FRXOG
WKHUHIRUH EH FRQFOXGHG VLQFH QR WDUJHWHG VXUYH\V ZHUH FRQGXFWHG
x 7KH &RQVHUYDWLRQ $GYLFH IRU WKH VSHFLHV LGHQWLILHV IXUWKHU VXUYH\V IRU WKLV VSHFLHV LQ WKH %OXH
0RXQWDLQV /*$ DV DQ DFWLRQ

(FRORJLFDO &RPPXQLWLHV
*HQHUDOO\ WKH LGHQWLILFDWLRQ RI 7(&V DQG RI SRVVLEOH LPSDFWV DUH LQ OLQH ZLWK UHOHYDQW OLVWLQJ DGYLFH DQGRU
FRQVHUYDWLRQ DGYLFH IRU DOO SRVVLEOH 7(&V DQG LV VXSSRUWHG E\ UHOHYDQW VXUYH\ DQG PDSSLQJ

Upstream Impacts

7KH RQO\ DIIHFWHG 7(& LQ WKH XSVWUHDP VWXG\ DUHD LV WKH FULWLFDOO\ HQGDQJHUHG White Box-Yellow Box-
Blakely’s Red Gum Grassy Woodland and Derived Native Grassland ZKLFK ZRXOG EH DIIHFWHG E\
WHPSRUDU\ LQXQGDWLRQ GXULQJ RSHUDWLRQ RI WKH IORRG PLWLJDWLRQ ]RQH 7KH FKDQJH LQFUHDVH LQ GD\V
LQXQGDWHG XQGHU D UDQJH RI $(3 UDQJH IURP DSSUR[LPDWHO\  WR  GD\V ZKLOH WKH DUHD DIIHFWHG UDQJHV
IURP  KD  LQ  \HDU HYHQW WR  KD  LQ  \HDU HYHQW  7KH (,6 KDV LGHQWLILHG WKLV DV D
SRWHQWLDOO\ VLJQLILFDQW LPSDFW RQ WKLV 7(&

Construction Impacts

&RQVWUXFWLRQ DFWLYLWLHV ZLOO UHVXOW LQ FOHDULQJ RI  KD RI 6KDOH 6DQGVWRQH 7UDQVLWLRQ )RUHVW RI WKH
6\GQH\ %DVLQ %LRUHJLRQV 7KLV LV OHVV WKDQ  RI HVWLPDWHG UHPDLQLQJ H[WHQW RI WKLV 7(&

Downstream impacts

,PSDFWV DUH YDULDEOH ZLWK VRPH DUHDV ZRXOG H[SHULHQFH D GHFUHDVH LQ H[WHQW DQG GXUDWLRQ RI IORRGLQJ
RWKHU DUHDV PD\ VHH DQ LQFUHDVH LQ GXUDWLRQ RI WHPSRUDU\ IORRGLQJ GXH WR WKH GLVFKDUJH RI ZDWHU IURP
)0= DIWHU WKH IORRG SHDN KDG SDVVHG

7KH GUDIW (,6 SURYLGHV H[WHQVLYH DVVHVVPHQW RI OLNHO\ (3%& OLVWHG 7(&V WKH W\SH RI LPSDFW DQG WKH
VLJQLILFDQFH RI WKH LPSDFW 7KH (,6 WDNHV D SUHFDXWLRQDU\ DSSURDFK DQG EDVHG RQ FRQVLGHUDWLRQ RI WKH
FULWHULD LQ WKH VLJQLILFDQW DVVHVVPHQW JXLGHOLQHV WKH (,6 ILQGV WKDW WKH 3URMHFW FRXOG SRWHQWLDOO\ KDYH D
VLJQLILFDQW LPSDFW RQ WKH IROORZLQJ 7(&V

x &DVWOHUHDJK 6FULEEO\ *XP DQG $JQHV %DQNV :RRGODQGV RI WKH 6\GQH\ %DVLQ %LRUHJLRQ VWXG\
DUHD LV  RI 7(&
ϭϭ
x &RRNV 5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ "
x &XPEHUODQG 3ODLQ 6KDOH :RRGODQGV DQG 6KDOH*UDYHO 7UDQVLWLRQ )RUHVW   ULVN RI
H[WLQFWLRQ
x 6KDOH 6DQGVWRQH 7UDQVLWLRQ )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ   ULVN RI H[WLQFWLRQ
x :HVWHUQ 6\GQH\ 'U\ 5DLQIRUHVW DQG 0RLVW :RRGODQG RQ 6KDOH   ULVN RI ORFDO H[WLQFWLRQ

7KH IORRGSODLQ FRPPXQLW\ ZRXOG EH VXEMHFW WR H[WHQGHG LQXQGDWLRQ LQ WKH )0= GLVFKDUJH DUHD DQG
VRPH DUHDV ZRXOG H[SHULHQFH UHGXFHG IORRGLQJ H[WHQWV )ULQJLQJ YHJHWDWLRQ DQG HURVLRQ LPSDFWV PD\
UHVXOW LQ WHPSRUDU\ PRGLILFDWLRQV WR WKH FRPPXQLW\
7KH IORRGSODLQ FRPPXQLW\ ZRXOG EH SULPDULO\ VXEMHFW WR UHGXFHG IORRGLQJ H[WHQWV ZKLFK PD\ UHVXOW LQ
PRGLILFDWLRQV WR WKH FRPPXQLW\

7KH IROORZLQJ LQIRUPDWLRQ LV UHTXHVWHG WR PDNH D IXOO DVVHVVPHQW RI LPSDFW RQ (3%& $FW OLVWHG 7(&¶V

x ,W ZRXOG EH KHOSIXO LI DOO LQIRUPDWLRQ SHUWDLQLQJ WR WKH (3%& OLVWHG 7(&V ZHUH IRXQG LQ RQH VHFWLRQ DV
FXUUHQWO\ LW LV VSUHDG RYHU VHYHUDO FKDSWHUV
x 7KH $(3 DSSHDUV WR EH UHODWHG WR UDLQIDOO HYHQW SUREDELOLW\ DQG GRHV QRW DFFRXQW IRU SUHHYHQW
VWRUDJH RU FDWFKPHQW FRQGLWLRQV $ PRUH UHDOLVWLF PRGHOOLQJ RI $(3 RI FKDQJHV WR LQXQGDWLRQ
ERWK XSVWUHDP LQFUHDVHG LQXQGDWLRQ DQG GRZQVWUHDP ERWK LQFUHDVHV DQG GHFUHDVHV LQ
LQXQGDWLRQ GHSHQGLQJ RQ ORFDWLRQ LV UHTXLUHG WR IXOO\ DVVHVV VLJQLILFDQW LPSDFWV 7KLV QHHGV
WR FRQVLGHU SUHHYHQW FDWFKPHQW FRQGLWLRQV IRU UXQRII DQG SUREDEO\ VWRUDJH OHYHOV XQGHU SURSRVHG
VWRUDJH RSHUDWLRQV XQGHU D UDQJH RI IXWXUH VFHQDULRV
x ,W LV QRW FOHDU LQ WKH (,6 LV ZKHWKHU WKH VLJQLILFDQW LPSDFWV GXH WR FKDQJHV LQ LQXQGDWLRQ WKDW WKH (,6
UHSRUWV FDQ EH PLWLJDWHG RU RIIVHW 7KH (,6 LWVHOI ILQGV WKDW VHYHUDO 7(&V DUH DW ULVN RI VLJQLILFDQW
LPSDFW RU HYHQ H[WLQFWLRQ 0LWLJDWLRQ WKURXJK PDQDJHPHQW RI UHODWHG WKUHDWV VXFK DV ZHHG
PDQDJHPHQW VHGLPHQW DQG HURVLRQ FRQWURO FRQWURO RI SHVWV DQG GLVHDVHV DQG UHKDELOLWDWLRQ PD\
UHGXFH WKH VLJQLILFDQFH RI DQ\ K\GURORJLFDO LPSDFWV $OWKRXJK WKH (,6 GRHV UHIHU WR UHOHYDQW
UHFRYHU\ SODQVFRQVHUYDWLRQ DGYLFH UHJDUGLQJ WKUHDWV IRU HDFK 7(& LW LV XQFOHDU KRZ WKHVH ZLOO EH
PDQDJHG GXULQJ DQG SRVW DQ\ UHVXOWV LQ WHPSRUDU\ LQXQGDWLRQ RU DV D UHVXOW RI UHGXFHG LQXQGDWLRQ
HYHQWV
x )RU WKH &RRNV 5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ DQ HVWLPDWHG 
KD UHPDLQHG LQ  7KH (,6 VWDWHV WKDW ³$Q HVWLPDWHG  KHFWDUHV RI WKLV &((& RFFXUV ZLWKLQ
WKH GRZQVWUHDP VWXG\ DUHD´ DQG ³1R DUHDV ZLWKLQ WKH ORFDOLW\ ZRXOG EH IUDJPHQWHG RU LVRODWHG E\
WKH 3URMHFW DV DOO PDSSHG H[WHQWV FRXOG EH LPSDFWHG E\ WKH 3URMHFW´ 7KLV VXJJHVWV WKDW WKH RQO\
UHPDLQLQJ NQRZQ DUHDV RI WKLV 7(& DUH ZLWKLQ WKH VWXG\ DUHD DQG WKH (3%& RIIVHW UHTXLUHPHQW WR
GHOLYHU DQ RYHUDOO FRQVHUYDWLRQ RXWFRPH WKDW LPSURYHV RU PDLQWDLQV WKH YLDELOLW\ RI WKH SURWHFWHG
PDWWHU PD\ QRW EH SRVVLEOH 7KH (,6 QHHGV WR FODULI\ WKH UHPDLQLQJ WRWDO H[WHQW DQG FRQGLWLRQ
RI WKH &RRNV 5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW VSDWLDO GLVWULEXWLRQ DQG SURYLGH FOHDU
PLWLJDWLRQ PHDVXUHV IRU WKLV &((&
x 6LPLODUO\ WKH FULWLFDOO\ HQGDQJHUHG &XPEHUODQG 3ODLQ 6KDOH :RRGODQGV DQG 6KDOH*UDYHO 7UDQVLWLRQ
)RUHVW DQG HQGDQJHUHG &DVWOHUHDJK 6FULEEO\ *XP DQG $JQHV %DQNV :RRGODQGV RI WKH 6\GQH\
%DVLQ %LRUHJLRQ KDYH DSSUR[LPDWHO\  RI WKHLU HVWLPDWHG GLVWULEXWLRQ ZLWKLQ WKH GRZQVWUHDP VWXG\
DUHD ZKHUH WKH\ DUH OLNHO\ WR KDYH VLJQLILFDQW LPSDFWV GXH WR FKDQJHV LQ LQXQGDWLRQ 7KH (,6 QHHGV
WR RXWOLQH WKH PLWLJDWLRQ PHDVXUHV IRU (3%& OLVWHG 7(&V OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG
E\ WKH SURSRVDO
x 7KH 'HSDUWPHQW IRXQG WKH IROORZLQJ 7(&V LGHQWLILHG LQ WKH (,6 WR EH RI +,*+ SULRULW\ LQ WKH *UHDWHU
6\GQH\ UHJLRQ GXH WR EXVKILUH LPSDFWV 7KLV DVVHVVPHQW ZDV EDVHG RQ FRPELQDWLRQ RI WKH  RI WKH
FRPPXQLW\ ZLWKLQ WKH ILUH H[WHQW ZLWKLQ WKH UHJLRQ DQG WKH VHQVLWLYLW\ RI WKH YHJHWDWLRQ W\SHV WR ILUH
o :KLWH %R[<HOORZ %R[%ODNHO\
V 5HG *XP *UDVV\ :RRGODQG DQG 'HULYHG 1DWLYH *UDVVODQG
o &DVWOHUHDJK 6FULEEO\ *XP DQG $JQHV %DQNV :RRGODQGV RI WKH 6\GQH\ %DVLQ %LRUHJLRQ
x ,Q SURJUHVV DGYLFH RQ 7(&V WR WKH H[SHUW SDQHO %XVKILUH UHVSRQVH WK $SULO  WKH IROORZLQJ
FRPPXQLWLHV ZHUH KLJK SULRULW\ IRU ILUH UHVSRQVH
o &DVWOHUHDJK 6FULEEO\ *XP DQG $JQHV %DQNV :RRGODQGV RI WKH 6\GQH\ %DVLQ %LRUHJLRQ
o &RRNV 5LYHU&DVWOHUHDJK ,URQEDUN )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ

ϭϮ
o 6KDOH 6DQGVWRQH 7UDQVLWLRQ )RUHVW RI WKH 6\GQH\ %DVLQ %LRUHJLRQ :HVWHUQ 6\GQH\ 'U\
5DLQIRUHVW DQG 0RLVW :RRGODQG RQ 6KDOH
o %DVHG RQ WKH ILUH DVVHVVPHQW DERYH WKH (,6 QHHGV WR DVVHVV WKH FRPELQHG LPSDFW
RI WKH EXVKILUHV DQG WKH SURSRVDO RQ WKHVH 7(&V SURSRVH SRVVLEOH PLWLJDWLRQ
PHDVXUHV DQG ZKHWKHU WKH FKDQJHV LQ LQXQGDWLRQ GXH WR WKH SURMHFW PD\ FKDQJH WKH
IUHTXHQF\ DQG LQWHQVLW\ RI EXVKILUHV LQ WKH (3%& OLVWHG 7(&V
x 7KH SURJUHVV DGYLFH WR WKH H[SHUW SDQHO UHFRPPHQGHG WKH IROORZLQJ FDQGLGDWH PDQDJHPHQW
DFWLRQV WR UHGXFH ILUHUHODWHG ULVNV RI GHFOLQHV DQG H[WLQFWLRQV DQG SURPRWH SRVWILUH UHFRYHU\ LQ WKH
7(&V PHQWLRQHG DERYH
o 3RVWILUH JURXQG VXUYH\V WR TXDOLW\ LPSDFWV
o 3URWHFWLRQ RI EXUQW DUHDV IURP IXWXUH ILUHV
o 3UHGDWRU FRQWURO
o :HHG VXUYH\ WUHDWPHQW DQG UHPRYDO
o 6WUDWHJLF UHVHDUFK GHYHORSLQJ DQG DVVHVVLQJ PDQDJHPHQW RSWLRQV &KDQJHG ILUH UHJLPHV
LH FKDQJHV WR WKH IUHTXHQF\ VSDWLDO H[WHQW DQG LQWHQVLW\ DUH D WKUHDW WR PRVW RI WKHVH
7(&V DQG FRXOG EH FRPSRXQGHG E\ FKDQJHV LQ LQXQGDWLRQ UHJLPHV IURP WKH 3URMHFW
x ,Q GHYHORSLQJ WKH SURSRVHG DGDSWLYH PDQDJHPHQW SODQ WKH UHOHYDQW FRQVHUYDWLRQ DGYLFH
UHFRYHU\ SODQV DQG EHVW PDQDJHPHQW SUDFWLFH JXLGHOLQHV IRU HDFK 7(& DV ZHOO DV WKH IXOO
UDQJH RI WKUHDWV RXWOLQHG LQ 01(6 $SSHQGL[ ) $SSHQGL[ $ VKRXOG EH DGGUHVVHG

ϭϯ
dd,DEd  Ͳ DE^ ŚĂƉƚĞƌ ϭϮ ^ZƐ ZĞƋƵŝƌĞŵĞŶƚ ʹ ĚĞƋƵĂĐLJ ZĞǀŝĞǁ

/^ ŚĂƉƚĞƌ ϭϮ͕ dĂďůĞ ϭϮͲϭ͘ ^ĞĐƌĞƚĂƌLJ͛Ɛ ŶǀŝƌŽŶŵĞŶƚĂů ƐƐĞƐƐŵĞŶƚ ZĞƋƵŝƌĞŵĞŶƚƐ͗ ŝŽĚŝǀĞƌƐŝƚLJ ƌĞůĂƚĞĚ DE^
'HVLUHG SHUIRUPDQFH RXWFRPHV 6HFUHWDU\¶V (QYLURQPHQWDO $VVHVVPHQW :KHUH DGGUHVVHG $GHTXDF\
5HTXLUHPHQWV

 (QYLURQPHQWDO LPSDFW  7KH SURMHFW UHTXLUHV DSSURYDO XQGHU WKH &KDSWHU  <HV WKH SURMHFW ZLOO JR WKURXJK DQ
DVVHVVPHQW SURFHVV (3%& $FW DQG LV EHLQJ DVVHVVHG XQGHU WKH DSSURYDO SURFHVV XQGHU WKH (3%& $FW
%LODWHUDO $JUHHPHQW $SSHQGL[ )
7KH SURFHVV IRU DVVHVVPHQW RI WKH
SURSRVDO LV WUDQVSDUHQW EDODQFHG
ZHOO IRFXVHG DQG OHJDO

 %LRGLYHUVLW\  7KH 3URSRQHQW PXVW LGHQWLI\ ZKHWKHU WKH &KDSWHUV  'LVFXVVHG LQ 6HFWLRQ  RI $SS ) VHH
SURMHFW DV D ZKROH RU DQ\ FRPSRQHQW RI WKH $SSHQGLFHV ) ) ) 7DEOH  DQG VHFWLRQ  RI &K VHH
7KH SURMHFW GHVLJQ FRQVLGHUV DOO SURMHFW ZRXOG EH FODVVLILHG DV D .H\ ) ) 7DEOH 
IHDVLEOH PHDVXUHV WR DYRLG DQG 7KUHDWHQLQJ 3URFHVV LQ DFFRUGDQFH ZLWK WKH
PLQLPLVH LPSDFWV RQ WHUUHVWULDO DQG OLVWLQJV LQ WKH 7KUHDWHQHG 6SHFLHV 6HFWLRQ  RI $SS ) VHH 7DEOH 
DTXDWLF ELRGLYHUVLW\ &RQVHUYDWLRQ $FW  76& $FW  )LVKHULHV DQG VHFWLRQ  RI &K VHH 7DEOH 
0DQDJHPHQW $FW  )0 $FW DQG 6HFWLRQ  RI $SS ) VHH 7DEOH  DQG
2IIVHWV DQGRU VXSSOHPHQWDU\ VHFWLRQ  RI &K VHH WDEOH 
PHDVXUHV DUH DVVXUHG ZKLFK DUH (QYLURQPHQW 3URWHFWLRQ DQG %LRGLYHUVLW\
HTXLYDOHQW WR DQ\ UHPDLQLQJ &RQVHUYDWLRQ $FW  (3%& $FW  .73 QRW GLVFXVVHG LQ UHODWLRQ WR (3%&
LPSDFWV RI SURMHFW FRQVWUXFWLRQ DQG $FW LQ $SS ) RU &K
RSHUDWLRQ
$SS ) GLVFXVVHV 16: .73 EXW GRHV QRW
PDNH LW FOHDU LIZKHQ WKH GRFXPHQW LV
UHIHUULQJ WR (3%& $FW .73 1RW GLVFXVVHG
LQ &K

3OHDVH UHYLHZ WKHVH UHIHUHQFHV IRU


DSSOLFDWLRQ RI .H\ WKUHDWHQLQJ SURFHVV
UHODWLQJ WR WKH (3%& $FW

 3URWHFWHG DQG 6HQVLWLYH  7KH 3URSRQHQW PXVW DVVHVV WKH LPSDFWV &KDSWHUV  $SSHQGL[ $ RI $SS ) GLVFXVVHV &ULWLFDO
/DQGV RI WKH SURMHFW RQ WKH ZDWHU FDWFKPHQW DQG $SSHQGLFHV ) ) ) +DELWDW XQGHU WKH (3%& EXW LQ PDQ\
SURFHVVHV DQG WKH LPSDFW RI SURFHVVHV RQ ) ) SODFHV XVHV µKDELWDW FULWLFDO WR WKH
7KH SURMHFW LV GHVLJQHG WKH SURMHFW LQFOXGLQJ EXW QRW OLPLWHG WR VXUYLYDO RI¶ DQG µFULWLFDO KDELWDW¶
FRQVWUXFWHG DQG RSHUDWHG WR DYRLG

ϭϰ
'HVLUHG SHUIRUPDQFH RXWFRPHV 6HFUHWDU\¶V (QYLURQPHQWDO $VVHVVPHQW :KHUH DGGUHVVHG $GHTXDF\
5HTXLUHPHQWV

RU PLQLPLVH LPSDFWV RQ SURWHFWHG G ODQG RU ZDWHUV LGHQWLILHG DV &ULWLFDO +DELWDW LQWHUFKDQJHDEO\ HYHQ WKRXJK WKH\ PHDQ
DQG VHQVLWLYH ODQGV XQGHU WKH 76& $FW )0 $FW RU (3%& $FW GLIIHUHQW WKLQJV

1R PHQWLRQ RI FULWLFDO KDELWDW LGHQWLILHG


XQGHU (3%& $FW LQ DQ\ RI WKH RWKHU
FKDSWHUVDSSHQGLFHV

/^ ŚĂƉƚĞƌ ϭϮ͕ dĂďůĞ ϭϮͲϮ͘ ^ZƐ ƚƚĂĐŚŵĞŶƚ  ƌĞƋƵŝƌĞŵĞŶƚƐ ĨŽƌ ďŝŽĚŝǀĞƌƐŝƚLJͲƌĞůĂƚĞĚ DE^
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

7R PHHW UHTXLUHPHQWV WKH SURMHFW PXVW EH DVVHVVHG LQ WKH PDQQHU &KDSWHU  L <HV EXW RQO\ GHWDLOHG GLVFXVVLRQ RI SRWHQWLDO
VSHFLILHG LQ 6FKHGXOH  WR WKDW DJUHHPHQW LQFOXGLQJ WKDW WKH DVVHVVPHQW LPSDFWV RQ VSHFLHV DQG 7(&V WKDW DUH DVVHVVHG DV
GRFXPHQWDWLRQ FRQWDLQV $SSHQGL[ ) SRWHQWLDOO\ EHLQJ VLJQLILFDQWO\ LPSDFWHG E\ WKH
3URMHFW 0DWWHUV QRW OLNHO\ WR EH LPSDFWHG DUH QRW
L $Q DVVHVVPHQW RI DOO LPSDFWV WKDW WKH DFWLRQ LV OLNHO\ WR KDYH RQ HDFK GLVFXVVHG DQG UHDVRQV IRU QRW EHLQJ DVVHVVHG DUH QRW
PDWWHU SURWHFWHG E\ D SURYLVLRQ RI 3DUW  RI WKH (3%& $FW H[SODLQHG
LL (QRXJK LQIRUPDWLRQ DERXW WKH SURSRVDO DQG LWV UHOHYDQW LPSDFWV WR DOORZ LL ,QFRQVLVWHQFLHV LQ H[WHQW RI LPSDFWV RQ VSHFLHV
WKH &RPPRQZHDOWK 0LQLVWHU WR PDNH DQ LQIRUPHG GHFLVLRQ RQ ZKHWKHU RU DQG 7(&V DFURVV GLIIHUHQW FKDSWHUVDSSHQGLFHV RI WKH
QRW WR DSSURYH (,6
,QIRUPDWLRQ DGGUHVVLQJ WKH PDWWHUV RXWOLQHG LQ 6FKHGXOH  RI WKH
(QYLURQPHQW 3URWHFWLRQ DQG %LRGLYHUVLW\ &RQVHUYDWLRQ 5HJXODWLRQV  ±
VHH UHTXLUHPHQW  EHORZ

 ,Q WKH FLUFXPVWDQFH WKDW D SURSRVDO KDV EHHQ GHWHUPLQHG WR EH D &KDSWHU  2QH ELRGLYHUVLW\ UHODWHG (3%& FRQWUROOLQJ SURYLVLRQ
µFRQWUROOHG DFWLRQ¶ UHTXLULQJ IXOO DVVHVVPHQW WKH GHFLVLRQ ZLOO LGHQWLI\ ZKLFK VHFWLRQ  DQG $
01(6 SURWHFWHG XQGHU WKH (3%& $FW KDYH WULJJHUHG IRU DVVHVVPHQW 7KHVH $SSHQGL[ )
DUH FDOOHG WKH FRQWUROOLQJ SURYLVLRQV 3URSRQHQWV DUH RQO\ UHTXLUHG WR $Q DVVHVVPHQW RI (3%& OLVWHG WKUHDWHQHG VSHFLHV DQG
SURYLGH DQ DVVHVVPHQW RI SURWHFWHG PDWWHUV XQGHU WKH FRQWUROOLQJ SURYLVLRQV HFRORJLFDO FRPPXQLWLHV KDV EHHQ XQGHUWDNHQ LQ WKLV
WKDW KDYH EHHQ WULJJHUHG )ROORZLQJ LV WKH OLVW RI FRQWUROOLQJ SURYLVLRQV FKDSWHUDSSHQGL[

x OLVWHG WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV VHFWLRQV  DQG $ 

ϭϱ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

6LJQLILFDQW ,PSDFW JXLGHOLQHV DJDLQVW DQ\ PDSSHG 7(&V


DQG DQ\ VSHFLHV WKDW ZHUH DVVHVVHG DV KDYLQJ D
PRGHUDWH RU OLNHOLKRRG WR RFFXU RU WKDW DUH NQRZQ WR RFFXU

0LJUDWRU\ VSHFLHV DVVHVVPHQW KDV EHHQ FRQGXFWHG ±


0LJUDWRU\ VSHFLHV LV QRW D FRQWUROOLQJ SURYLVLRQ

 7KH SURSRQHQW PXVW FRQVLGHU HDFK RI WKH SURWHFWHG PDWWHUV XQGHU WKH &KDSWHU  $OO VSHFLHV RQ WKH OLVW SURYLGHG E\ WKH 'HSDUWPHQW WKDW DUH
WULJJHUHG FRQWUROOLQJ SURYLVLRQV WKDW PD\ EH VLJQLILFDQWO\ LPSDFWHG E\ WKH $SSHQGLFHV ) FRQVLGHUHG WR EH DW ULVN RI LPSDFW IURP WKH SURSRVDO KDYH
GHYHORSPHQW 7KH 'HSDUWPHQW RI WKH (QYLURQPHQW KDV SURYLGHG D OLVW RI ) ) ) ) EHHQ DVVHVVHG IRU RFFXUUHQFH LQ WKH SURMHFW DUHD DQG IRU
WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV WKDW DUH FRQVLGHUHG WR EH DW ULVN RI OLNHOLKRRG RI VLJQLILFDQW LPSDFW LI FRQVLGHUHG OLNHO\ WR
LPSDFW IURP WKH SURSRVDO DW $WWDFKPHQW  1RWH WKDW WKLV PD\ QRW EH D RFFXU
FRPSOHWH OLVW DQG LW LV WKH UHVSRQVLELOLW\ RI WKH SURSRQHQW WR XQGHUWDNH DQ
DQDO\VLV RI WKH VLJQLILFDQFH RI WKH UHOHYDQW LPSDFWV DQG HQVXUH DOO SURWHFWHG ,Q DGGLWLRQ WR WKH 'HSDUWPHQW¶V OLVW WKH SURSRQHQW KDV
PDWWHUV WKDW DUH OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG DUH DVVHVVHG IRU WKH LGHQWLILHG DQ DGGLWLRQDO  IORUD VSHFLHV WKDW WKH SURMHFW
&RPPRQZHDOWK 0LQLVWHU¶V FRQVLGHUDWLRQ FRXOG SRWHQWLDOO\ VLJQLILFDQWO\ LPSDFW

 $VVHVVPHQW GRFXPHQWDWLRQ SUHSDUHG IRU WKH SXUSRVHV RI DSSURYDO XQGHU 6HFWLRQ  6FKHGXOH  FRYHUV WKH IROORZLQJ PDWWHUV
WKH (3%& $FW PXVW LQ DGGLWLRQ WR SURYLGLQJ VXIILFLHQW LQIRUPDWLRQ IRU D 6HFWLRQ 
GHFLVLRQ DGGUHVV WKH PDWWHUV RXWOLQHG LQ 6FKHGXOH  RI WKH Environment 6HFWLRQ  ‡ JHQHUDO LQIRUPDWLRQ
Protection and Biodiversity Conservation Regulations 2000 &ZOWK  7KH 6HFWLRQ  ‡ D GHVFULSWLRQ RI WKH 3URMHFW LGHQWLI\LQJ VSHFLILF PDWWHUV
IROORZLQJ LQFOXGHV UHTXLUHPHQWV WKDW KDYH EHHQ LGHQWLILHG DV DGGLWLRQDO WR 6HFWLRQ  ‡ UHOHYDQW LPSDFWV
WKH UHTXLUHPHQWV SUHVFULEHG LQ 6FKHGXOH  RI WKH 16: Environmental ‡ SURSRVHG VDIHJXDUGV DQG PLWLJDWLRQ PHDVXUHV
Planning and Assessment Regulations 2000 3URSRQHQWV DUH DGYLVHG WR ‡ RWKHU DSSURYDOV DQG FRQGLWLRQV
FKHFN WKDW UHTXLUHPHQWV LQ 6FKHGXOH  RI WKH (3%& 5HJXODWLRQV KDYH EHHQ ‡ WKH HQYLURQPHQWDO UHFRUG RI WKH SHUVRQ SURSRVLQJ WR WDNH
DSSURSULDWHO\ DGGUHVVHG WKH DFWLRQ
‡ LQIRUPDWLRQ VRXUFHV
6HFWLRQV OLVWHG     RU  GR QRW
VHHP UHOHYDQW WR WKLV UHTXLUHPHQW

7KH (,6 PXVW LQFOXGH DQ DVVHVVPHQW RI WKH UHOHYDQW LPSDFWV RI WKH DFWLRQ &KDSWHU  L 6HFWLRQ  $SSHQGL[ ) DQG VHFWLRQ  LQ &K
RQ WKH PDWWHUV SURWHFWHG E\ WKH FRQWUROOLQJ SURYLVLRQV LQFOXGLQJ $SSHQGLFHV ) SURYLGHV D VXPPDU\ RI SRWHQWLDO LPSDFWV LQ HDFK VWXG\
) ) ) ) DUHD 6HFWLRQ  RI $SSHQGL[ ) JLYHV D GHWDLOHG LPSDFW
DVVHVVPHQW IRU XSVWUHDP ELRGLYHUVLW\ LQFOXGLQJ GLUHFW DQG

ϭϲ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

L D GHVFULSWLRQ DQG GHWDLOHG DVVHVVPHQW RI WKH QDWXUH DQG H[WHQW RI WKH LQGLUHFW LPSDFWV DQG ORQJ WHUP DQG VKRUW WHUP LPSDFWV
OLNHO\ GLUHFW LQGLUHFW DQG FRQVHTXHQWLDO LPSDFWV LQFOXGLQJ VKRUW WHUP DQG 6HFWLRQ  $SSHQGL[ ) JLYHV DQ LPSDFW DVVHVVPHQW IRU
ORQJ WHUP UHOHYDQW LPSDFWV GRZQVWUHDP ELRGLYHUVLW\ ± ORQJ WHUP YV VKRUW WHUP
LPSDFWV QRW H[SOLFLWO\ GLVFXVVHG 6HFWLRQ  RI $SSHQGL[
LL D VWDWHPHQW ZKHWKHU DQ\ UHOHYDQW LPSDFWV DUH OLNHO\ WR EH XQNQRZQ ) JLYHV D GHWDLOHG LPSDFW DVVHVVPHQW IRU FRQVWUXFWLRQ
XQSUHGLFWDEOH RU LUUHYHUVLEOH DUHD ELRGLYHUVLW\ LQFOXGLQJ DQ DVVHVVPHQW RI GLUHFW DQG
LLL DQDO\VLV RI WKH VLJQLILFDQFH RI WKH UHOHYDQW LPSDFWV DQG LQGLUHFW LPSDFWV ± ORQJ WHUP YV VKRUW WHUP LPSDFWV QRW
GLVFXVVHG 6HFWLRQ  RI $SSHQGL[  GLVFXVVHV SRWHQWLDO
LY DQ\ WHFKQLFDO GDWD DQG RWKHU LQIRUPDWLRQ XVHG RU QHHGHG WR PDNH D LPSDFWV RI WKH SURMHFW RQ DTXDWLF HQYLURQPHQWV ± EULHI
GHWDLOHG DVVHVVPHQW RI WKH UHOHYDQW LPSDFWV PHQWLRQ RI GLUHFW DQG LQGLUHFW LPSDFWV QR GLVFXVVLRQ RI
VKRUWWHUP YV ORQJ WHUP LPSDFWV

LL 6WDWHPHQW LQ $SSHQGL[ ) WKDW QDWXUH RI HGJH HIIHFWV LV


XQSUHGLFWDEOH DQG YDULDEOH RYHU VSDFH DQG WLPH S  
7KDW WKH YDULDEOH DQG XQSUHGLFWDEOH LPSDFWV RI P\UWOH UXVW
DV D VWDQGDORQH LPSDFW PDNH LPSDFW DVVHVVPHQW GLIILFXOW
S   $SSHQGL[ . WR $SSHQGL[ ) KDV PDSV VKRZLQJ
DUHD RI WKUHDWHQHG VSHFLHV RU FRPPXQLWLHV ZLWK SRWHQWLDO
IRU VHULRXV DQG LUUHYHUVLEOH LPSDFWV 6HFWLRQ  $SSHQGL[
) GLVFXVVHV LUUHYHUVLEOH LPSDFW ULVNV IRU ELRGLYHUVLW\
IHDWXUHV 1R VWDWHPHQW RI XQSUHGLFWDEOH RU LUUHYHUVLEOH
LPSDFWV LQ $SSHQGL[ ) 1R PHQWLRQ RI XQNQRZQ
XQSUHGLFWDEOH RU LUUHYHUVLEOH LPSDFWV LQ $SSHQGL[ )

LLL 6LJQLILFDQW LPSDFW JXLGHOLQHV KDYH EHHQ DSSOLHG WR


VSHFLHV DVVHVVHG DV KDYLQJ D PRGHUDWH WR KLJK OLNHOLKRRG
RU RFFXUUHQFH LQ WKH VWXG\ DUHD RU DUH NQRZQ WR RFFXU
VHH $SSHQGL[ LQ )

LY $SSHQGLFHV LQFOXGH WKUHDWHQHG VSHFLHV KDELWDW


SRO\JRQV SORW DQG WUDQVHFW GDWD DQG IORULVWLF GDWD

ϭϳ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

Avoidance, mitigating and offsetting

)RU HDFK RI WKH UHOHYDQW PDWWHUV SURWHFWHG WKDW DUH OLNHO\ WR EH $SSHQGLFHV ) L 1RW DGGUHVVHG LQ $SSHQGLFHV ) ) ) ) RU )
VLJQLILFDQWO\ LPSDFWHG E\ WKH GHYHORSPHQW WKH (,6 PXVW SURYLGH LQIRUPDWLRQ ) ) ) )
RQ SURSRVHG DYRLGDQFH DQG PLWLJDWLRQ PHDVXUHV WR PDQDJH WKH UHOHYDQW LL 6WDWXWRU\ EDVLV JLYHQ IRU (03 ± VSHFLDO SURYLVLRQ RI WKH
LPSDFWV RI WKH DFWLRQ LQFOXGLQJ Water NSW Act 2014 UHTXLUHV :DWHU16: WR SUHSDUH LQ
(03 ZLWK VSHFLILF UHTXLUHPHQWV VHFWLRQ  $SS )  1R
L D GHVFULSWLRQ DQG DQ DVVHVVPHQW RI WKH H[SHFWHG RU SUHGLFWHG RWKHU VWDWXWRU\ EDVLV IRU PLWLJDWLRQ PHDVXUHV
HIIHFWLYHQHVV RI WKH PLWLJDWLRQ PHDVXUHV GLVFXVVHG

LL DQ\ VWDWXWRU\ SROLF\ EDVLV IRU WKH PLWLJDWLRQ PHDVXUHV LLL 1RW DGGUHVVHG LQ $SSHQGLFHV ) ) ) ) RU )

LLL WKH FRVW RI WKH PLWLJDWLRQ PHDVXUHV LY $Q (QYLURQPHQWDO 0DQDJHPHQW 3ODQ KDV QRW \HW EHHQ
GHYHORSHG IRU WKH 3URMHFW DQG DQ RXWOLQH VKRXOG EH
LY DQ RXWOLQH RI DQ HQYLURQPHQWDO PDQDJHPHQW SODQ WKDW VHWV RXW WKH SURYLGHG LQ WKH (,6 &RPPHQWV UHJDUGLQJ PLWLJDWLRQ
IUDPHZRUN IRU FRQWLQXLQJ PDQDJHPHQW PLWLJDWLRQ DQG PRQLWRULQJ SURJUDPV PHDVXUHV DQG PRQLWRULQJ UHODWLQJ WR VSHFLHV (&¶V
IRU WKH UHOHYDQW LPSDFWV RI WKH DFWLRQ LQFOXGLQJ DQ\ SURYLVLRQV IRU DQG 289 KDV EHHQ SURYLGHG LQ GHWDLOHG DGYLFH IURP
LQGHSHQGHQW HQYLURQPHQWDO DXGLWLQJ '$:(
Y WKH QDPH RI WKH DJHQF\ UHVSRQVLEOH IRU HQGRUVLQJ RU DSSURYLQJ HDFK Y 7DEOH  LQ $SS ) 7DEOH  LQ $SS ) 7DEOH  LQ
PLWLJDWLRQ PHDVXUH RU PRQLWRULQJ SURJUDP $SS ) 7DEOH  LQ $SS ) VWDWHV ZKR LV UHVSRQVLEOH IRU
HDFK PLWLJDWLRQ PHDVXUH 2WKHUZLVH QRW GLVFXVVHG

 :KHUH D VLJQLILFDQW UHVLGXDO DGYHUVH LPSDFW WR D UHOHYDQW SURWHFWHG &KDSWHU  &KDSWHU $SSHQGL[ ) RXWOLQH WKH 3URMHFWV RIIVHW
PDWWHU LV FRQVLGHUHG OLNHO\ WKH (,6 PXVW SURYLGH LQIRUPDWLRQ RQ WKH $SSHQGL[ ) DSSURDFK VHH 7DEOH  $SS )
SURSRVHG RIIVHW VWUDWHJ\ LQFOXGLQJ GLVFXVVLRQ RI WKH FRQVHUYDWLRQ EHQHILW
DVVRFLDWHG ZLWK WKH SURSRVHG RIIVHW VWUDWHJ\ &RQVHUYDWLRQ EHQHILW DVVRFLDWHG ZLWK WKH SURSRVHG RIIVHW
VWUDWHJ\ RQO\ GLVFXVVHG EULHIO\ LQ UHODWLRQ WR WKH
'RZQVWUHDP RIIVHW VWUDWHJ\ &K S   )XUWKHU
GLVFXVVLRQ UHTXLUHG WR PHHW WKLV UHTXLUHPHQW

 )RU HDFK RI WKH UHOHYDQW PDWWHUV OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG E\ WKH $SSHQGLFHV ) $SS ) &RQVHUYDWLRQ DGYLFHV UHIHUHQFHG IRU RQO\ WKUHH
GHYHORSPHQW WKH (,6 PXVW SURYLGH UHIHUHQFH WR DQG FRQVLGHUDWLRQ RI ) ) ) ) VSHFLHV LQ VHFWLRQ  RI $SS ) WKUHDWHQHG VSHFLHV
UHOHYDQW &RPPRQZHDOWK JXLGHOLQHV DQG SROLF\ VWDWHPHQWV LQFOXGLQJ DQ\ DQG SRSXODWLRQV  5HFRYHU\ SODQV UHIHUUHG WR LQ WH[W IRU
RQH 7(& LQ VHFWLRQ  DQG RQH IORUD VSHFLHV LQ VHFWLRQ
L FRQVHUYDWLRQ DGYLFH RU UHFRYHU\ SODQ IRU WKH VSHFLHV RU FRPPXQLW\  ,QFOXGHG LQ WKH UHIHUHQFHV OLVW IRU VRPH RWKHU

ϭϴ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

LL UHOHYDQW WKUHDW DEDWHPHQW SODQ IRU D SURFHVV WKDW WKUHDWHQV WKH VSHFLHV RU VSHFLHV &RQVHUYDWLRQ DGYLFHV IRU 7(&V UHIHUHQFHG LQ LQ
FRPPXQLW\ VHFWLRQ  LQ $SS )

LLL ZLOGOLIH FRQVHUYDWLRQ SODQ IRU WKH VSHFLHV $SS )  &RQVHUYDWLRQ DGYLFH IRU VSHFLHV PHQWLRQHG LQ
WKH UHIHUHQFH OLVW IRU WKH DVVHVVPHQW RI VLJQLILFDQFH IRU
LY PDQDJHPHQW SODQ IRU 5DPVDU ZHWODQG VRPH VSHFLHV LQ $SSHQGL[ ) RI $SS ) ± QRW UHIHUHQFHG LQ
Y PDQDJHPHQW SODQ IRU D :RUOG +HULWDJH SURSHUW\ RU 1DWLRQDO +HULWDJH WKH WH[W LWVHOI 6RPH &RPPRQZHDOWK UHFRYHU\ SODQV
SODFH PHQWLRQHG LQ $SSHQGL[ ) RI $SS ) EXW PRVWO\ 16:
UHFRYHU\ SODQV 
YL 0DULQH %LRUHJLRQDO 3ODQ
$SS )  ,Q $SS ) D UHFRYHU\ SODQ RQO\ UHIHUHQFHG
YLL DQ\ VWUDWHJLF DVVHVVPHQW VSHFLILFDOO\ UHJDUGLQJ *UHHQ DQG *ROGHQ %HOO )URJ LQ
$SSHQGL[ , &RQVHUYDWLRQ DGYLFH IRU 7(&V UHIHUHQFHG
WKURXJKRXW VHFWLRQ  DQG LQ 7DEOH  LQ $SS )

$SS )  &RQVHUYDWLRQ DGYLFH QRW PHQWLRQHG $SS )


5HOHYDQW UHFRYHU\ SODQV UHIHUHQFHG LQ VHFWLRQ  $SS
) GLVFXVVLRQ DERXW WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV

$SS ) 6RPH UHOHYDQW FRQVHUYDWLRQ DGYLFHV DQG


UHFRYHU\ SODQV DQG WKUHDW DEDWHPHQW SODQV IRU IORUD DQG
IDXQD VSHFLHV UHIHUHQFHG ZKHQ DSSO\LQJ WKH VLJQLILFDQW
LPSDFW JXLGHOLQHV LQ $SSHQGL[ WR $SS ) &RQVHUYDWLRQ
DGYLFH IRU 7(&V UHIHUHQFHG LQ VHFWLRQ 

:LOGOLIH FRQVHUYDWLRQ SODQV QRW UHIHUHQFHG LQ $SS ) $SS


) $SS ) $SS ) RU $SS )

7KUHDW DEDWHPHQW SODQV QRW UHIHUHQFHG LQ $SS ) $SS


) $SS ) RU $SS )

5HOHYDQFH RI :HVWHUQ 6\GQH\ 6WUDWHJLF $VVHVVPHQW QRW


GLVFXVVHG LQ UHODWLRQ WR SURMHFW

&RQVHUYDWLRQ $GYLFH 5HFRYHU\ 3ODQV DQG 7KUHDW


DEDWHPHQW 3ODQV QHHG WR EH UHIHUHQFHG FRQVLVWHQWO\
IRU DOO PDWWHUV 2WKHU UHOHYDQW $XVW *RY SROLFLHV DQG

ϭϵ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

JXLGHOLQHV QHHG WR EH UHIHUHQFHGGLVFXVVHG DV


UHTXLUHG

Key Issues: Biodiversity (threatened species and communities)

 7KH (,6 PXVW LGHQWLI\ HDFK (3%& $FW OLVWHG WKUHDWHQHG VSHFLHV DQG $SSHQGLFHV ) $SSHQGL[ $ WR $SS ) DSSOLHV WKH 6LJQLILFDQW ,PSDFW
FRPPXQLW\ OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG E\ WKH GHYHORSPHQW 3URYLGH ) ) ) ) *XLGHOLQHV WR DOO (3%& OLVWHG VSHFLHV DQG FRPPXQLWLHV
HYLGHQFH ZK\ RWKHU WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV OLNHO\ WR EH DVVHVVHG DV EHLQJ PRGHUDWHO\ WR KLJKO\ OLNHO\ WR RFFXU RU
ORFDWHG LQ WKH SURMHFW DUHD RU LQ WKH YLFLQLW\ ZLOO QRW EH VLJQLILFDQWO\ LPSDFWHG NQRZQ WR RFFXU 7KHUH LV QR GLVFXVVLRQ RQ ZK\ RWKHU
LQ DFFRUGDQFH ZLWK WKH 0DWWHUV RI 1DWLRQDO (QYLURQPHQWDO 6LJQLILFDQFH  VSHFLHV ZHUH QRW FRQVLGHUHG OLNHO\ WR RFFXU RU KRZ
6LJQLILFDQW LPSDFW JXLGHOLQHV   (3%& $FW WKLV FRQFOXVLRQ ZDV UHDFKHG LH *UHDWHU *OLGHU 

7DEOH  LQ $SS ) DOVR JLYHV D FRQFOXVLRQMXVWLILFDWLRQ


IRU OLNHOLKRRG RI VLJQLILFDQW LPSDFW ± KRZHYHU VRPH RI WKH
FRQFOXVLRQV LQ $SSHQGL[ $ DQG LQ 7DEOH  DUH QRW
FRQVLVWHQW ZLWK RWKHU DUHDV RI WKH (,6 HJ %URDG
+HDGHG 6QDNH DQG 'XUDO /DQG 6QDLO

6HFWLRQ  LQ $SS ) GLVFXVVHV VLJQLILFDQFH RI LPSDFW


RQ VRPH VSHFLHV GRHV QRW DSSO\ 6,*V

7DEOH  LQ $SS ) ORRNV DW WKH LPSDFW ULVN IRU IORUD


VSHFLHV FRQVLGHUHG WR KDYH D PRGHUDWH RU KLJK OLNHOLKRRG
RI RFFXUUHQFH RU KDV EHHQ SUHYLRXVO\ UHFRUGHG LQ WKH 
$(3 ± DGGUHVVHV OLNHOLKRRG RI VLJQLILFDQW LPSDFW LQ
µMXVWLILFDWLRQ¶ FROXPQ

$SSHQGL[ ) WR $SS ) SURYLGHV $VVHVVPHQWV RI


6LJQLILFDQFH IRU WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV
OLVWHG XQGHU WKH %& $FW ± WKLV DVVHVVPHQW DGGUHVVHV WKH
KHDGV RI FRQVLGHUDWLRQ XQGHU WKH 6HFWLRQ D RI WKH (3 $
$FW ± QRW WKH 6,*V XQGHU WKH (3%& $FW ± DOVR RQO\ ORRNLQJ
DW ZKHWKHU VLJQLILFDQW LPSDFW OLNHO\ ZLWKLQ WKH  $(3
HYHQW FKDQJHG IORRG H[WHQW

ϮϬ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

6HFWLRQ  LQ $SS ) ORRVHO\ GLVFXVVHV VLJQLILFDQFH RI


LPSDFW RQ VRPH VSHFLHV GRHV QRW DSSO\ 6,*V MXVW XVHV
WKH ZRUG VLJQLILFDQWQRW VLJQLILFDQW ZKHQ GHVFULELQJ VRPH
LPSDFWV

6WDWHPHQW RI VLJQLILFDQWQRW VLJQLILFDQW LPSDFW JLYHQ LQ


([SHUW 5HSRUW IRU VRPH VSHFLHV LQ $SSHQGL[

$SSHQGL[ ' RI $SS ) SURYLGHV DQ DVVHVVPHQW RI


VLJQLILFDQFH IRU DTXDWLF ELRGLYHUVLW\ DSSO\LQJ WKH 6,*V DQG
JLYLQJ FRQFOXVLRQV RI VLJQLILFDQFH

 )RU HDFK RI WKH (3%& $FW OLVWHG WKUHDWHQHG VSHFLHV DQG FRPPXQLWLHV $SSHQGLFHV ) D 0DSSLQJ IRU VSHFLHV MXVW VKRZV KDELWDW GRHVQ¶W
OLNHO\ WR EH VLJQLILFDQWO\ LPSDFWHG E\ WKH GHYHORSPHQW WKH (,6 PXVW SURYLGH ) ) ) ) GHILQH EUHHGLQJ IRUDJLQJ LPSRUWDQW SRSXODWLRQ RU
D VHSDUDWH KDELWDW FULWLFDO IRU VXUYLYDO $SS )  6HH  DERYH IRU
UHIHUHQFH WR &RQVHUYDWLRQ $GYLFH 5HFRYHU\ 3ODQV DQG
D GHVFULSWLRQ RI WKH KDELWDW LQFOXGLQJ LGHQWLILFDWLRQ DQG PDSSLQJ RI VXLWDEOH 7$3V
EUHHGLQJ KDELWDW VXLWDEOH IRUDJLQJ KDELWDW LPSRUWDQW SRSXODWLRQV DQG
KDELWDW FULWLFDO IRU VXUYLYDO  ZLWK FRQVLGHUDWLRQ RI DQG UHIHUHQFH WR DQ\ E 6XUYH\ PHWKRGRORJ\ LV GRFXPHQWHG LQ $SS ) DQG
UHOHYDQW &RPPRQZHDOWK JXLGHOLQHV DQG SROLF\ VWDWHPHQWV LQFOXGLQJ OLVWLQJ $SS ) 1R VXUYH\V FRQGXFWHG LQ &RQVWUXFWLRQ DUHD
DGYLFH FRQVHUYDWLRQ DGYLFH DQG UHFRYHU\ SODQV $VVXPHG ORVV RI (&¶V DQG DVVRFLDWHG VSHFLHV LQ WKLV DUHD
6XUYH\V IRU VRPH VSHFLHV XQGHUWDNHQ DQG VXUYH\ HIIRUW
E GHWDLOV RI WKH VFRSH WLPLQJ DQG PHWKRGRORJ\ IRU VWXGLHV RU VXUYH\V XVHG IRU IDXQD VXPPDUL]HG LQ 7DEOH  DJDLQVW '(& 
DQG KRZ WKH\ DUH FRQVLVWHQW ZLWK RU MXVWLILFDWLRQ IRU GLYHUJHQFH IURP JXLGHOLQHV 01(6 $SSHQGL[ ) LGHQWLILHV LI VXUYH\ ZDV
SXEOLVKHG $XVWUDOLDQ *RYHUQPHQW JXLGHOLQHV DQG SROLF\ VWDWHPHQWV FRQGXFWHG RU QRW EXW GRHVQ¶W LGHQWLI\ LI WKHVH FRPSO\
F GHVFULSWLRQ RI WKH UHOHYDQW LPSDFWV RI WKH DFWLRQ KDYLQJ UHJDUG WR WKH IXOO ZLWK WKH $XVW *RY *XLGHOLQHV DQG SROLF\ VWDWHPHQWV
QDWLRQDO H[WHQW RI WKH VSHFLHV RU FRPPXQLW\¶V UDQJH DQG ,QFRQVLVWHQFLHV WKURXJKRXW (,6 LI VSHFLHV ZHUH
VXUYH\HG RU QRW
G GHVFULSWLRQ RI WKH VSHFLILF SURSRVHG DYRLGDQFH DQG PLWLJDWLRQ PHDVXUHV
WR GHDO ZLWK UHOHYDQW LPSDFWV RI WKH DFWLRQ F LPSDFWV DUH GLVFXVVHG PDLQO\ LQ UHODWLRQ WR WKH
ORFDO SRSXODWLRQ QRW WKH QDWLRQDO H[WHQW 7KLV
H LGHQWLILFDWLRQ RI VLJQLILFDQW UHVLGXDO DGYHUVH LPSDFWV OLNHO\ WR RFFXU DIWHU GLVFXVVLRQ ZLOO QRZ QHHG WR WDNH LQWR DFFRXQW
WKH SURSRVHG DFWLYLWLHV WR DYRLG DQG PLWLJDWH DOO LPSDFWV DUH WDNHQ LQWR EXVKILUH LPSDFWV
DFFRXQW
G DYRLGDQFH DQG PLWLJDWLRQ GLVFXVVHG LQ JHQHUDO
VHQVH 6SHFLILF PLWLJDWLRQ PHDVXUHV IRU LPSDFWHG

Ϯϭ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

I D GHVFULSWLRQ RI DQ\ RIIVHWV SURSRVHG WR DGGUHVV UHVLGXDO DGYHUVH VSHFLHV QRW GLVFXVVHG VHH '$:( DGYLFH UHODWLQJ WR
VLJQLILFDQW LPSDFWV DQG KRZ WKHVH RIIVHWV ZLOO EH HVWDEOLVKHG (03 RXWOLQH 

J GHWDLOV RI KRZ WKH FXUUHQW SXEOLVKHG 16: )UDPHZRUN IRU %LRGLYHUVLW\ H 5HVLGXDO DGYHUVH LPSDFWV QRW DGHTXDWHO\
$VVHVVPHQW )%$ KDV EHHQ DSSOLHG LQ DFFRUGDQFH ZLWK WKH REMHFWV RI WKH DGGUHVVHG 2IIVHWV SURSRVHG HFRV\VWHP RQO\  'RHVQ¶W
(3%& $FW WR RIIVHW VLJQLILFDQW UHVLGXDO DGYHUVH LPSDFWV DQG H[SODLQ KRZ UHVLGXDO LPSDFWV WR DOO LPSDFWHG 01(6 ZLOO EH
RIIVHW
K GHWDLOV RI WKH RIIVHW SDFNDJH WR FRPSHQVDWH IRU VLJQLILFDQW UHVLGXDO
LPSDFWV LQFOXGLQJ GHWDLOV RI WKH FUHGLW SURILOHV UHTXLUHG WR RIIVHW WKH I DV DERYH QRW FOHDUO\ DGGUHVVHG
GHYHORSPHQW LQ DFFRUGDQFH ZLWK WKH )%$ DQGRU PDSSLQJ DQG GHVFULSWLRQV
RI WKH H[WHQW DQG FRQGLWLRQ RI WKH UHOHYDQW KDELWDW DQGRU WKUHDWHQHG J $V DERYH VRPH VSHFLHV RIIVHWV QRW
FRPPXQLWLHV RFFXUULQJ RQ SURSRVHG RIIVHW VLWHV SURSRVHGLGHQWLILHG DGHTXDWHO\ 01(6 SURSRVHG WR EH
RIIVHW IRU FRQVWUXFWLRQ DUHD RQO\

K $V DERYH IRU 01(6 ,I ELREDQN VLWHV DUH SURSRVHG


WKHQ WKLV KDV QRW EHHQ LQFOXGHG 8S IURQW SXUFKDVH RI
FUHGLWV GRHV QRW LQFOXGH VSHFLHV FUHGLWV ZKLFK ZRXOG
UHODWH WR PRVW 01(6 6HH '$:( VSHFLILF FRPPHQWV
UHODWLQJ WR %26

 $Q\ VLJQLILFDQW UHVLGXDO LPSDFWV QRW DGGUHVVHG E\ WKH )%$ PD\ QHHG WR $SSHQGL[ ) 6HFWLRQ  ³7KH )%$ GRHV QRW SURYLGH JXLGDQFH IRU
EH DGGUHVVHG LQ DFFRUGDQFH ZLWK WKH (QYLURQPHQW 3URWHFWLRQ DQG DVVHVVLQJ GLUHFW LPSDFWV WKDW DUH QRW DVVRFLDWHG ZLWK WKH
%LRGLYHUVLW\ &RQVHUYDWLRQ $FW  (QYLURQPHQWDO 2IIVHW 3ROLF\ FOHDULQJ RI QDWLYH YHJHWDWLRQ QRWDEO\ WKLV LQFOXGHV
GRZQVWUHDP LPSDFWV RQ K\GURORJ\ DQG HQYLURQPHQWDO
IORZV RQ VXUIDFH YHJHWDWLRQ DQG JURXQGZDWHU GHSHQGHQW
HFRV\VWHPV &RQVHTXHQWO\ DGGLWLRQDO DVVHVVPHQW
UHTXLUHPHQWV IRU WKH GRZQVWUHDP LPSDFWV DVVRFLDWHG ZLWK
GDP RSHUDWLRQ ZHUH RXWOLQHG ZLWKLQ WKH 6HFUHWDU\¶V
(QYLURQPHQWDO $VVHVVPHQW 5HTXLUHPHQWV 6($5V ´
$WWDFKPHQW % WR WKH 6($5V

6HFWLRQ  GLVFXVVHV WKH (3%& (QYLURQPHQWDO 2IIVHWV


3ROLF\

ϮϮ
5HTXLUHPHQWV :KHUH $GHTXDF\
DGGUHVVHG

(UURU LQ VHFWLRQ  ± VHFWLRQ LV DERXW (3%&


(QYLURQPHQWDO 2IIVHWV 3ROLF\ EXW WKH WH[W UHIHUV WR WKH
16: %LRGLYHUVLW\ 2IIVHW 3ROLF\ IRU 0DMRU 3URMHFWV

6HFWLRQ  JLYHV DQ HYDOXDWLRQ RI WKH SURSRVHG RIIVHW


VWUDWHJ\ DJDLQVW WKH (3%& 2IIVHW 3ROLF\

'RZQVWUHDP LPSDFWV DUH QRW SURSRVHG WR EH RIIVHW XQGHU


)%$ ± D QXPEHU RI 7(&V DQG VSHFLHV FRXOG EH LPSDFWHG
6RPH 7(&¶V PD\ QRW EH DEOH WR EH RIIVHW (03 VKRXOG
LGHQWLI\ EDVHOLQH PRQLWRULQJ VWUDWHJ\ DQG 6DYLQJ RXU
6SHFLHV SURMHFWV WKDW FRXOG DVVLVW LQ PLWLJDWLQJ DQG
PDQDJLQJ LPSDFWV WR WKHVH 7(&VVSHFLHV

8SVWUHDP ± FHUWDLQ VSHFLHV QRW SURSRVHG WR EH RIIVHW LQ


XSIURQW SDFNDJH WKLV ZRXOG LQYROYH D QXPEHU RI 01(6
6HH '$:( VSHFLILF FRPPHQWV UH 2IIVHWV

Ϯϯ

Potrebbero piacerti anche