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J. Perinat. Med. 39 (2011) 171–177 • Copyright  by Walter de Gruyter • Berlin • New York. DOI 10.1515/JPM.2011.004

Original article – Fetus

Neurobehavioral continuity from fetus to neonate

Milan Stanojevic1,*, Asim Kurjak1,3, Aida Keywords: Development of central nervous system; fetal
Salihagić-Kadić2, Oliver Vasilj1, Berivoj Miskovic1, neurobehavior; four-dimensional ultrasound; general move-
Afaf Naim Shaddad3, Badreldeen Ahmed3 and ments; neonatal neurobehavior.
Sanja Tomasović4
1
Department of Obstetrics and Gynecology, Medical
Introduction
School University of Zagreb, Sveti Duh Cinical Hospital,
Zagreb, Croatia Neurobehavior is the expression of the development of the
2
Institute of Physiology, Medical School University of central nervous system (CNS), in particular the brain, and is
Zagreb, Croatia a complex process throughout gestation and after birth w26,
3
Department of Obstetrics and Gynecology, Women’s 27, 39, 40x. It is important to understand how the CNS pro-
Hospital, Hamad Medical Corporation, Doha, Qatar duces different kinds of movements and which of them are
4
Department of Neurology Medical School University of indicating disturbed development w28x. Concerning the com-
Osijek, Sveti Duh Cinical Hospital, Zagreb, Croatia plexity, voluntary control and stereotypy, there are several
groups of movements such reflexes, fixed action patterns,
rhythmic motor patterns, and directed movements w28, 39x.
Reflexes (i.e., tendon, pupillary) are the simplest involuntary,
stereotyped and graded responses to sensory input, and have
Abstract no threshold except that the stimulus must be strong enough
to activate the relevant sensory input pathway w28x. Fixed
Neurobehavior represents development of the central nervous action patterns (i.e., sneezing, orgasm) are involuntary and
system (CNS). Fetuses and newborns exhibit a large number stereotyped, but typically have a stimulus threshold that must
of endogenously generated motor patterns, among which be reached before they are triggered, and are less graded and
general movements are often investigated pre- and post- more complex than reflexes w28x. Rhythmic motor patterns
natally. Spontaneous activity is probably a more sensitive (i.e., walking, breathing) are stereotyped and complex, but
indicator of brain dysfunction than reactivity to sensory stim- are subject to continuous voluntary control w28, 39x. Directed
uli while testing reflexes. Nutritional stress at critical times movements (i.e., reaching) are voluntary and complex, but
during fetal development can have persistent and potentially are generally neither stereotyped nor repetitive w28x. Rhyth-
irreversible effects particularly on brain growth and function. mic motor patterns are complex (unlike reflexes) yet stereo-
Unfavorable intrauterine environment can affect adversely typed (unlike directed movements) and, by definition, repet-
brain growth. All endogenously generated movement pat- itive (unlike fixed action patterns) w28x. It is presumed that
terns from un-stimulated CNS might be observed as early as the basic rhythmicity and patterning of rhythmic motor pat-
from the seven to eight weeks’ gestation, with a rich reper- terns are produced by neural networks termed the central
toire of movements within the next two or three weeks, con- pattern generators w28x. Fetuses and newborns exhibit a large
tinuing for five to six months postnatally. It is still uncertain number of endogenously generated motor patterns, which are
whether a new scoring system for prenatal neurological presumably produced by central pattern generators located
assessment will be adequate for the distinction between nor- in different parts of the brain w16x. Moreover, substantial
mal and abnormal fetuses in low-risk pregnancies. The con- indications suggest that spontaneous activity is a more sen-
tinuity of behavioral patterns from prenatal to postnatal life sitive sign of brain dysfunction than reactivity to sensory
might answer these intriguing questions. stimuli in reflex testing w16x. It has been demonstrated that
in newborn infants affected by different brain lesions, spon-
taneous motility does not change in quantity, but it loses its
*Corresponding author:
Milan Stanojevic, MD, PhD
elegance, fluency, and complexity w1, 13, 16x. As the devel-
Department of Obstetrics and Gynecology opment of the brain is unique and continuing process
Medical School University of Zagreb throughout gestation and after birth, it is expected that there
Clinical Hospital ‘‘Sv. Duh’’ Zagreb is also continuity of fetal to neonatal movements which are
Sv. Duh 64 functional indicators of brain development w1, 26, 27, 40,
10000 Zagreb
Croatia 45x.
Tel.: q385 1 3712316 We present possible factors which may influence the con-
E-mail: milan.stanojevic@optinet.hr tinuity of neurobehavior from prenatal to postnatal life.

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Prenatal and postnatal growth and brain In very low birth weight (VLBW) infants, the course of
development postnatal growth rather than the appropriateness of birth
weight for gestational age determines later neurodevelop-
The beginning of human life is not simple and unequivocal mental outcome w37x. The most striking result of that study
w32x. Prenatal and postnatal potential for growth of the was postnatal catch-down growth in a group of appropriate
human being is different, with the tendency of slowing down for gestational age (AGA) VLBW infants resulting in weight
after birth w17x. It could be speculated that development of below the 10th percentile at age of two years w37x.
morphology and function should be in equilibrium during In the human, intrauterine growth retardation (IUGR) can
different developmental stages, however it is known that pre- result in persistent postnatal growth failure, which may be
natal and postnatal growth potential of the human heart, liver, attributable, in part, to abnormal growth hormone (GH)
kidneys and lungs is different compared to the brain w12x. secretion w23x. It is unknown whether putative alterations in
According to the recent data, it is estimated that mature GH secretion are the result of abnormalities intrinsic to the
human brain has 86 billion neurons in total and 85 billion pituitary or reflect changes in the production of GH-releasing
non-neuron cells w22x. The size of the cerebral cortex is 82% hormone or somatostatin w23, 39x. The hypothesis was tested
of the brain mass with 16 billion neourons which is 19% of that growth failure associated with IUGR or early postnatal
total brain neurons w22x. Among primates, humans enjoy the food restriction is caused by a central defect in hypothalamic
largest number of neurons w22x. The neocortex has a similar somatostatin gene expression w23x. These observations sug-
layered architecture in species over a wide range of brain gest that nutritional stress during a critical developmental
sizes w49x. Larger brains require longer fibers to communi- window either pre- or postnatally produces a persistent and
cate between distant cortical areas; the volume of the white potentially irreversible alteration in the activity of the hypo-
matter (WM) that contains long axons increases dispropor- thalamic-pituitary axis w23x.
tionally faster than the volume of the gray matter that con-
tains cell bodies, dendrites, and axons for local information
processing w49x. Growth impairment and neurodevelopmental
Cortical growth is achieved predominantly by an increase outcome
in surface area rather than thickness, and during late fetal
human development a rapid increase in brain size occurs
Weight, length, and head circumference (HC) at birth were
with considerable development of cortical surface area rela-
not significantly associated with neurodevelopmental out-
tive to cerebral volume, manifested in development of cor-
come at age of two years irrespective of whether they were
tical convolutions w25, 39x.
born as small for gestational age (SGA) or AGA VLBW
infants w37, 47x. However, weight and length at age of two
years correlated with the psychomotor developmental index
Effect of intrauterine conditions on fetal growth (PDI) in SGA and AGA children w37x. Findings from some
studies indicated an association between postnatal growth
Nutritional stress at critical periods during fetal development and neurodevelopmental outcome w37, 47x.
can have persistent and potentially irreversible effects on Different postnatal growth patterns were significantly
organ function w23x. Unfavorable intrauterine environment associated with neurodevelopmental outcome w37x. SGA
can adversely affect fetal growth w36x. Spontaneous preterm children who showed substantial catch-up growth with
labor carries significant health consequences of neonatal weight above the 10th percentile at age of two years had
morbidity and mortality as it is responsible for about 45% neurodevelopmental outcomes comparable to AGA children
of preterm births, which are 5–12% of pregnancies in devel- whose weight remained appropriate for age; whereas SGA
oped countries w36x. There are at least three reasons why children who remained below the 10th percentile by age of
neonates born at term after an episode of preterm labor are two years were impaired in their motor development w37x.
more likely to be small relative to their peers w36x. Firstly, it Poor catch-up growth was more frequently associated with
is possible that the ‘‘preterm labor event’’ itself constitutes motor, but less so with mental delay w37x. Their mental and
an insult to fetal growth, altering the subsequent fetal growth motor functioning was significantly poorer than for AGA
rate and trajectory w36x. Secondly, it is possible that an children with weight above the 10th percentile at age of two
altered fetal growth pattern contributes to and eventually cul- years, and even worse than for SGA children with insuffi-
minates in the phenotype of preterm labor w36x. Thirdly, it is cient catch-up growth w37x. Thus, AGA children with catch-
possible that one of the underlying causes of preterm labor down growth had the highest risk for mental retardation,
provokes both the event and the subsequent growth insult motor delay, and cerebral palsy (CP) among all VLBW chil-
w36x. Analysis identified that a greater proportion of fetuses dren w37x. These findings were mostly independent of the
delivered at term after an episode of preterm labor experi- diagnosis of CP w37x.
enced downward centile crossing during the third trimester Impaired intrauterine growth and development may ante-
compared to those from uncomplicated pregnancies w36x. cede insufficient postnatal growth. Thus, it may be a marker
Fetuses from pregnancies complicated by preterm labor were of impaired CNS integrity because of adverse intrauterine
43% less likely to experience upward centile crossing than conditions w1, 37x. Children who were AGA at birth, but
their peers from uncomplicated pregnancies w36x. became underweight at age of two years may have already

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been on a catch-down curve before birth w37x and their post- Severe regional disruptions to cerebral development were
natal growth course could be the continuation of insufficient found in preterm infants by term equivalent, which vary in
intrauterine growth. If pregnancy would have continued until relation to perinatal exposures. WM injury has the most sig-
term, those infants may have been born SGA w37x. Insuffi- nificant impact together with IUGR, influencing more pos-
cient postnatal growth likely reflects impaired intrauterine terior cerebral structures w48x.
development. In the future, this hypothesis could be substan- The rates of brain growth are highest in the last part of
tiated by repeated intrauterine ultrasonographic measure- gestation and the first one-year of life w18, 39x. There is
ments demonstrating relative catch-down of growth variables evidence that impaired brain growth in utero and in infancy
that persist into postnatal life w37x. may lead to poorer cognitive function in childhood w18x. The
Brain development appears to be affected by premature brain volume a child achieves by the age of one-year helps
termination of the intrauterine environment following pre- determine later intelligence w18x. Growth in brain volume
term birth w27, 46x. It is estimated that half of all surviving after infancy may not compensate for poorer earlier growth
infants born at F25 weeks show neurodevelopmental w18x. However, it is unclear whether these associations reflect
impairment at 30 months of age w12, 27, 46x. At age six the cumulative effect of brain growth achieved until infancy
years, about 40% have cognitive impairment compared to or are they influenced by critical periods of growth earlier
their classroom peers, and impairments are more severe in in life w18x. Extremely immature (-26 weeks) infants
boys than in girls w27x. Even among less immature infants showed a marked drop in weight in the neonatal period, and
over one third developed neurocognitive and behavioral pro- continued to decline up to three months corrected age w15x.
blems w12, 27x. This neurocognitive impairment is more After three months’ corrected age, their weight began to
severe with earlier gestation and longer exposure to the pre- increase and continued to do so, reaching the mean of the
mature extrauterine environment, suggesting that there is a reference at 11 years of age w15x. The mean difference in
dose- and gender-dependent effect of prematurity on brain weight between the extremely immature and control partic-
development w10, 27, 46x. ipants was significant at all ages with decreasing tendency
Poor postnatal growth in preterm infants, especially of the towards the 11th year of life w15x. The proportion of extreme-
head, is associated with increased levels of motor and cog- ly immature infants with subnormal weight increased from
nitive impairment at seven years of age w1, 10x. This growth 7% at birth to 60% at three months corrected age, after which
restriction appears to occur largely in the postnatal rather there was a reduction in this proportion w15x. At expected
than antenatal period and may be amenable to intervention date of delivery, the mean HCs in extremely immature infants
and subsequent improvement in outcome w1, 10x. were significantly lower than in controls w15x. These
remained significantly lower than in controls and in the ref-
erence mean at all ages w15x. A significantly higher propor-
tion of the extremely immature cohort compared with
Volumetric studies of the brain
controls had subnormal HC at 11 years of age w15x. More-
over, there were significant differences between extremely
In comparison to term-born infants, the premature infants
immature and control children by gender at 11 years of age:
demonstrated prominent reductions in cerebral cortical gray
the mean HC of extremely immature boys was 2 cm lower,
matter volume, in deep nuclear gray matter volume, and an
and it was 1.2 cm lower in extremely immature girls than in
increase in cerebrospinal fluid (CSF) volume w24x. The major
controls w15x. In contrast to weight and height, extremely
predictors of altered cerebral volumes were gestational age
immature infants did not show catch-up growth in HC after
at birth and the presence of cerebral WM injury w24x.
the first six months of life w15x. It means that extremely
In a large prospective longitudinal cohort study of 202
immature infants have growth failure in early extrauterine
preterm and 36 term infants, magnetic resonance (MR) scans
life in comparison with those of normal intrauterine growth
at term equivalent were undertaken for volumetric estimates
during the third trimester w15x.
of cortical and deep nuclear grey matter, unmyelinated and
myelinated WM and CSF within eight parcellated regions
for each hemisphere of the brain w48x. Perinatal correlates
analyzed in relation to regional brain structure included gen- Assessment of general movements (GMs) from
der, gestational age, intrauterine growth restriction, broncho- prenatal to postnatal life
pulmonary dysplasia, WM injury and intraventricular
hemorrhage w48x. Results revealed region-specific reductions Prechtl’s work enabled that spontaneous motility during
in brain volumes in preterm infants compared with term con- human development has been brought into focus of interest
trols in the parieto-occipital, sensorimotor, orbitofrontal and of many perinatologists prenatally and developmental neu-
premotor regions w48x. Within the sensorimotor and orbito- rologists postnatally w1, 13, 38x. According to the research
frontal regions cortical grey matter and unmyelinated WM preceding Prechtl’s idea, the functional repertoire of the
were most clearly reduced in preterm infants, whereas deep developing neural structure must meet the requirements of
nuclear gray matter was reduced mainly within the parieto- the organism and its environment during the development of
occipital and subgenual regions w48x. CSF (ventricular and the individual w13x. This concept of ontogenetic adaptation
extra-cerebral) was doubled in volume within the superior fits excellently to the development of human organism,
regions in preterm infants compared with term controls w48x. which is adapted during each developmental stage to the

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internal and external requirements w13x. Prechtl stated that Assessment of neonatal behavior is a better method for early
spontaneous motility, as the expression of spontaneous neural detection of CP than neurological examination alone w9, 13,
activity, is a marker of brain proper or disturbed function 21x. In our work we observed that all movements observed
w13, 20x. The observation of unstimulated fetus or infant in the fetuses were present in neonates, except for the Moro
which is the result of spontaneous behavior without sensory reflex w34, 44, 45x. The most frequent were hand to mouth
stimulation is the best method to assess its CNS capacity and hand to face fetal and neonatal movements. Hand to
w13x. All endogenously generated movement patterns from mouth and hand to face movements were more frequent in
unstimulated CNS could be observed as early as from the fetuses than in neonates, whereas all other hand movements
seven to eight weeks of postmenstrual age, with developing were less frequent in neonates than in fetuses (Figure 1) w34,
a reach repertoire of movements within the next two or three 44, 45x.
weeks, continuing to be present for five to six months post- In our study of fetal behavior by 4D sonography we were
natally w1, 13x. This remarkable continuity of endogenously able to observe different expressions and movements of fetal
generated activity from prenatal to postnatal life is a great face, but the question was if they were indicating fetal aware-
opportunity to indentify high-risk fetuses and infants in ness w6, 29, 35x. Is it the facial expression of the fetus that
whom development of neurological impairment is emerging. can help in understanding what does the fetus like to com-
The most important among those movements are the so- municate? As our recent investigation showed, there is a
called general movements (GMs) involving the whole body behavioral continuity from fetal to neonatal life, which prob-
in a variable sequence of arm, leg, neck and trunk move- ably includes facial expression w6, 34, 35, 44, 45x. Possibil-
ments, with gradual beginning and end w11, 13, 20, 38x. They ities of 4D sonography are demonstrating the prenatal onset
wax and wane in intensity, force and speed being fluent and of a brain damage, based on morphological and functional
elegant with the impression of complexity and variability signs. In the authors’ opinion, this observation will be help-
w11, 13, 20, 38x. GMs are called fetal or preterm from 28 to ful, even though that prenatally observed signs are not yet
36 to 38 weeks’ postmenstrual age, while after that there are highly predictive due to brain immaturity. Their identifica-
at least two types of movements: writhing present to tion however will be at least recognized as a retrospective
46–52 weeks of postmenstrual age and fidgety movements marker for a prenatal insult w1–4x. It is still not clear whether
present till 54–58 weeks’ postmenstrual age w11, 13, 20, 38x. we are approaching the era when a neurological test for the
Lack of fluency and existence of considerable variation and fetus and assessment will be applied. Even postnatally, sev-
complexity are the main characteristics of mildly abnormal eral neurological methods of evaluation exist, whereas in ute-
GMs w21x. When complexity, variation and fluency are ro there is a more complicated situation and a less mature
absent GMs are definitely abnormal w21x. The quality of each brain w33x. It is also still unclear and should be investigated
individual movement includes speed, amplitude and force w33x if neonatal assessment of neurologically impaired fetus-
combined in one complex perception w7, 11, 13, 20, 21, 38x. es would bring new insights into their prenatal neurological
Some facts are important in the assessment of GMs. The status. New scoring system for neurological assessment of
the fetus proposed by Kurjak et al. might give some new
first is that evaluation of GMs should be based on the video
possibilities to detect fetuses at high neurological risk,
recorded movements either pre- or postnatally (so called
although it is obvious that dynamic and complicated process
‘‘off-line’’ analysis). The second fact is that when assessing
of functional CNS development is not easy to investigate
GMs one should use the so-called ‘‘Gestalt perception’’,
w33x.
which could be described as overall impression of GMs with
In a recent paper on fetal behavior in high risk pregnan-
a standardized procedure w13x. During the perception one
cies, it was observed that some of the prenatal conditions are
should recognize the movement patterns of GMs, than assess
probably temporarily affecting fetal neurological status (ven-
their complexity, variability and fluency w13, 20x. According
triculomegaly, intramniotic infection, thrombocytopenia,
to Hadders-Algra, GMs could be classified as normal-opti-
thrombophilia, polyhydramnios, pre-eclampsia, IUGR,
mal, normal-suboptimal, mildly abnormal and definitely achondroplasia), having a tendency for improvement in neu-
abnormal w20x. rological status after birth w30x. On the basis of our prelim-
It seems that postnatal assessment of the quality of GM is inary results, we speculate why this happens after delivery
a window for early detection of children at high risk for w30x. It is known that birth is affecting neonates neurologi-
developmental disorders w20x. An abnormal assessment of cally, but it seems that some fetuses are liberated after birth
GMs at 2–4 months post-term, at the so-called fidgety GM from numerous intrauterine constrains, but are exposed to the
age, has the highest predictive value for later development gravity w1, 30x. Our study showed that the new test might be
of CP w13, 20x. useful in standardization of neurobehavioral assessment w30x.
Assessment of GMs in high-risk newborns has signifi- Furthermore, there is a potential for antenatal detection of
cantly higher predictive value for later development than serious neurological problems w30x.
neurological examination w13, 38, 43x. Kurjak and coworkers Preterm birth and/or VLBW affect on health related qual-
conducted a study by 4D ultrasound and confirmed earlier ity of life at various ages w19, 46x. The impact of low birth
findings made by 2D ultrasonography, that a behavioral pat- weight and gestational age is greatest during the younger
tern continuity exists from prenatal to postnatal life, although years, but the influence also extends into adolescence and
the conditions for the infant postnatally are quite different, adulthood w19, 46x. From a practical perspective, we may
because of gravity, which is absent prenatally w1, 31, 45x. improve the neurological outcome and the quality of life of

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Figure 1 Comparison of hand movement frequency between fetuses in the third trimester of pregnancy and in neonates w34, 44, 45x.
WhiskersMin–max, h25–75%, —median value.

preterm and/or VLBW preschool- and school-aged children The development of antigravity muscular control is critical
by early referral to rehabilitation professionals w19x. It is yet to normal motor development during the first year of life.
to be determined if such a follow-up of neurobehavior from After birth the newborn is exposed to the 1G environment.
prenatal to postnatal life might be helpful. Movement against gravity begins during the first month of
life, and by four months of age increased flexion control
balances the strong extensor muscle patterns w42x. Adequate
Influence of the gravity on fetal and neonatal development of trunk flexion and extension is a prerequisite
motor development to the development of anterior and posterior pelvic tilting,
lateral trunk flexion, and trunk elongation w5, 42x. These
Data concerning the influence of the gravity on fetal motor components enable the child to develop weight shifting,
development are contradictory. The concept that the fetus which in turn stimulates righting and equilibrium responses
floats in a state of weightlessness cannot be applied to the w5, 42x.
whole pregnancy, and after the fetus is confined by the uter-
us, it is exposed to the force of gravity w8x. The fetus is not
in significant contact with the walls of the amniotic sac until
the very end of pregnancy, and sensory input arising from Conclusions
antigravity activity is absent, which is similar to the condi-
tions of microgravity w14x. Certain level of mechanical stress Although the development of the CNS is complex, there is
is necessary for the physiological development of the fetus. a continuation from prenatal to postnatal life w1, 34, 44, 45x.
Along with muscle activity, gravitational loading also causes The expressions of CNS function are in different types of
this mechanical stress w14x. Buoyant forces apparently movements, emerging from different parts of the brain. Envi-
decrease fetal weight and in this way they reduce the effect ronmental conditions influence the movement expression
of gravitation on the musculoskeletal system w14x. It was pre- and postnatally. The intrauterine environment with
clearly visible that until 21st week of gestation the fetus is microgravity is probably pleasant and suitable for fetuses,
in a condition similar to neutral buoyancy with apparent whereas the extrauterine environment requires adaptation and
weight around 5% w41x. After the 26th week the fetus is, to development of antigravity muscular control w1, 5x. In some
a significant extent, exposed to mechanical stress that occurs cases the impaired growth of fetal brain can adversely affect
due to gravitation forces and has 60–80% apparent weight fetal neurobehavior, cognition, and other developmental
w41x. If fetal movements cause deformation of the amniotic functions. After birth, the fetus is the same person but in
sac and the uterus then the force required to overcome elastic different environments, with the possibility to keep the con-
tension of the walls additionally contributes to the total tinuity of all vital processes from prenatal to postnatal life.
mechanical stress to which the fetus is exposed w41x. Total Continuity of neurobehavior is to be further investigated in
force of mechanical stress affecting the fetus in microgravity order to better understand development and function of the
would, for this reason, be less than in a 1G environment w41x. CNS.

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