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- Experimental Investigation on Buckling
and Post-buckling Behavior of
Superelastic Shape Memory Alloy Bars
Amedebrhan M. Asfaw et al
E-mail: araki@archi.kyoto-u.ac.jp
0964-1726/13/025025+12$33.00 1 c 2013 IOP Publishing Ltd Printed in the UK & the USA
Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
The latter feature is called superelasticity, and SMAs value of the superelastic temperature window reaches 100 ◦ C.
having superelasticity at room temperature are also called Additionally, these Cu–Al–Mn SEAs have also been reported
superelastic alloys (SEAs). The present study concentrates to work effectively in masonry retrofitting (Shrestha et al
on the application of SEA bars as partial replacements for 2011, 2012a) and have comparatively lower strain rate effects
conventional steel reinforcing bars (rebars) in RC beams. The than Ni–Ti SEAs (Araki et al 2012).
scope of application of SEA bars in various civil engineering The present study applies these newly developed
structures has been extensively reported in Janke et al (2005), Cu–Al–Mn SEA bars to RC beams as partial replacements
Song et al (2006a) and Ozbulut et al (2011). A significant for steel rebars. Here, control over the residual drifts and
amount of work has been done in the field of RC structures large residual cracks is achieved with the superelastic property
as well. To list a few notable ones, the effectiveness of SEA offered by the SEA rebars. A typical schematic representation
bars as energy dissipating recentering braces and passive of this mechanism, when subjected to reverse cyclic loading,
control base isolation devices was demonstrated by Dolce post-plastic yielding of rebars on steel reinforced concrete
et al (2005, 2007) on RC frames, and further, the seismic (ST-RC) and SEA reinforced concrete (SEA-RC) beams can
response of RC bridge columns with SEA reinforcement was be seen in figure 1. Note that part of the experimental work
studied by Saiidi and Wand (2006). Moser et al (2005), presented in this paper was reported earlier in Shrestha et al
Deng et al (2006), Song et al (2006b), Saiidi et al (2007), (2012b), with four-point reverse cyclic loading on beam
Li et al (2007), Kuang and Ou (2008), Wierschem and specimens, ST-RC, SEA-RC and SEA-PC, where PC stands
Andrawes (2010), Speicher et al (2011) and Choi et al for a pre-tensioned reinforced concrete beam. Furthermore,
(2011) and Zafar and Andrawes (2012) have also reported corresponding finite element (FE) models are developed
extensive experimental and analytical works on RC beams, to simulate the experimental observations, with additional
beam–column connections and concrete moment resisting sensitivity studies performed to examine the effect of varying
frames, with application of SEA bars in different forms. In concrete strength on the overall response of the RC beam.
the works reported above and the majority of studies and
projects conducted so far, Ni–Ti SEAs were applied because
of their superior mechanical properties. However, Ni–Ti alloy 2. Experimental program
SEAs have high material cost and machining difficulties
that limit their extensive practical use. With the goal of 2.1. Specimen and materials
superior SEAs with lower cost and higher machinability,
development of Cu–Al–Mn SEAs is under way (Sutou et al Concrete beam specimens of size 750 mm × 125 mm ×
2003, 2005, Araki et al 2010). Cu–Al–Mn SEAs are reported 100 mm, as shown in figure 2, were prepared of three
to have superelasticity comparable to that of Ni–Ti SEAs, different types—ST-RC, SEA-RC and SEA-PC beams. The
and they have essentially no risks to human health as seen pre-tensioning on the SEA-PC beam specimen was done
for beryllium alloy SEAs. The Cu–Al–Mn SEAs have a at about 80% of the yield stress of SEA bars. Due to
superelastic temperature window of −40 to 60 ◦ C (Sutou et al the limited availability of SEA bars for the experiment,
2009). If the increase in temperature is temporary, the upper only a single specimen for each type of RC beam was
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 2. Test beam and four-point loading condition with detail of steel/SEA reinforcement.
Figure 3. Results of preliminary cyclic loading tests for steel and SEA bars for steel reinforced concrete (ST-RC), SEA reinforced concrete
(SEA-RC) and SEA pre-tensioned reinforced concrete (SEA-PC) beam specimens.
prepared, and their responses were verified through numerical and figure 3. Furthermore, the effect of the variability
computations. Additionally, the preliminary tests, performed in concrete strength on the response was investigated by
on the eight different SEA bars used, showed similar performing sensitivity analysis through FE computations.
mechanical characteristics as reported later in section 2.1.2 The placing of the main reinforcements and shear rebars is
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 8. Experimental observation for a steel reinforced concrete (ST-RC) specimen: (a) resisting force versus rotation angle plots; (b)
maximum and residual crack widths during each loading cycle.
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 9. Steel reinforced concrete (ST-RC) beam cracking patterns at peak (left) and release (right) of load (cycle −0.02 rad).
Figure 10. Experimental observations for the SEA reinforced concrete (SEA-RC) specimen: (a) resisting force versus rotation angle plots,
(b) maximum and residual crack widths during each loading cycle.
jth rebar in tension from the top and MP is the moment widths observed. An average recovery of cracks of 21%
contribution due to pre-tensioning performed. was observed. Here, the recovery of cracks represents the
Furthermore, figure 8(a) also shows the cyclic restoring ratio of recovered to maximum crack width observed for the
force versus rotation angle plot for the FE-ST-RC model. particular cycle. Experimentally observed cracking patterns
Here, plots are made for the tensile strength of concrete, for ST-RC are shown in figure 9, with comparisons made
ft , at 4.35 MPa. The FE computations simulated the between the observations made at the maximum rotation angle
hysteretic response of experimental observations reasonably deformation level of −0.02 rad and its subsequent release
well. A detailed report on the hysteresis with corresponding of load. As shown in the figure, the maximum crack width
sensitivity study is given in section 4.4. Hysteresis plots and observed of around 6 mm recovered up to 5.5 mm at the
results, here onwards, with a rotation angle of 0.02 rad are release of load, with only 0.5 mm of crack recovered.
omitted for brevity. Details on experimental hysteresis at
larger rotation angles were reported previously by Shrestha
et al (2012b). 4.2. SEA-RC specimen
Figure 8(b) shows the experimentally obtained maximum
and residual crack width comparisons during the loading Figure 10(a) shows a plot of the results for resisting
history for the ST-RC specimen. Here, measurements of force versus rotation angle for cyclic loading performed on
the crack widths at each cycle were made using a crack a SEA-RC beam specimen. With progressive incremental
scale. Negligible recovery of cracks can be seen with a very loading, in contrary to the ST-RC specimen, the SEA-RC
slight difference between the maximum and residual crack specimen showed a typical superelastic response, with
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 11. SEA reinforced concrete (SEA-RC) beam cracking patterns at peak (left) and release (right) of load (cycle −0.02 rad).
Figure 12. Experimental observation for the SEA pre-tensioned concrete (SEA-PC) specimen: (a) resisting force versus rotation angle
plots, (b) maximum and residual crack widths during each loading cycle.
recentering capability and significant enhancement in crack recentering mechanism of the SEA-RC specimen can be
recovery capacity. For comparisons of the experimental clearly seen, with an average crack recovery of 84%.
response, theoretical computation, as given in equation (2), Experimentally observed cracking patterns for SEA-RC are
is used with the yield value for the SEA bars to be 210 MPa shown in figure 11, with comparisons made between the
based on the results reported in section 2 and their maximum observations at the maximum rotation angle deformation level
capacity stress assumed to be 400 MPa (Araki et al 2010). of −0.02 rad and its subsequent release of load. From the
The restoring force hysteresis for FE-SEA-RC, in figure 10(a), figure, the maximum crack width observed of around 5 mm
closely represented the experimental observation as well was recovered up to 0.3 mm at the release of the load, which
as theoretical assumptions. The resisting force values are is highly superior to that observed for the ST-RC specimen.
computed as reasonably close to experimental observations.
The hysteretic damping for the SEA-RC specimen was 4.3. SEA-PC specimen
also closely assumed by the superposed superelastic model,
incorporated for the SEA bar in the FE-SEA-RC model. The plot of the results for resisting force versus rotation
Further comparisons on other parameters of hysteresis are angle for cyclic loading performed on the SEA-PC beam
reported in sections 4.4 and 4.5. specimen is shown in figure 12(a). The response is very
Figure 10(b) shows the maximum and residual crack similar to SEA-RC specimen with large recovery of cracks
width comparisons during the experimental loading history and recentering capabilities. In comparison to the SEA-RC
for the SEA-RC specimen. Recovery of cracks and the specimen, a slightly higher resisting force was achieved with
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 13. SEA pre-tensioned concrete (SEA-PC) beam cracking patterns at peak (left) and release (right) of load (cycle −0.02 rad).
the applied pre-tensioning to the SEA bars. The theoretically secant stiffness at each load cycle. From figure 14, the
computed resisting force is obtained using equation (2) with following observations can be made:
yield and maximum capacity stress values for the SEA bars
adopted as 210 MPa and 400 MPa, respectively, and a proper (1) The initial (first cycle) peak resisting forces observed
value for the moment contribution due to pre-tensioning of represented the tensile cracking of the concrete beam.
the SEA bars. FE-SEA-PC also showed hysteresis, closely Post-yielding of the rebar (from the second cycle), the
representing the experimental observations and theoretical resisting force was almost constant for all the specimens
assumptions, with reasonably close estimation of the energy governed by the yield strength of the corresponding rebar
dissipation. used.
Comparison of the experimentally observed maximum (2) All corresponding FE models predicted the resisting force
and residual crack widths for the SEA-PC specimen is recorded reasonably well, and more closely post-yielding
shown in figure 12(b). An average recovery of cracks of of the rebar. For FE-SEA-RC and FE-SEA-PC models,
86% was attained during the cyclic loading. Crack patterns no substantial sensitivity was seen on the resisting force
observed experimentally for SEA-PC are shown in figure 13, computed after yielding of the rebar. The response of
with comparisons made between the observations made at a the FE-ST-RC model to the change in concrete tensile
maximum rotation angle deformation level of −0.02 rad and strength was relatively large, possibly due to residual
its subsequent release of load. Here, the maximum crack width strains at the end of each cycle limiting the crack closing,
observed of around 6 mm was recovered up to 0.6 mm at the and subsequent opening of new cracks at each reloading.
release of the load. (3) Residual rotation increased with the increment in rotation
angle for the ST-RC specimen. For both SEA-RC and
4.4. Sensitivity analysis SEA-PC specimens, slight increments in residual rotation
were recorded. This was understandably due to plastic
This section reports on the sensitivity study performed with deformation in the steel rebars and the superelastic
variation in concrete tensile strength in the FE models. Here, a property of SEA rebars.
detailed illustration of the hysteresis, with comparison of three (4) FE computations predicted the residual rotation to
primary parameters, the resisting force, the residual rotation be reasonably close to experimental observations.
angle and the stiffness, is given. Variations in the FE results There was a negligible effect of concrete tensile
during sensitivity analysis are represented by error bars in the strength on the computed residual rotation through
corresponding figures. sensitivity studies for all the models. The FE-ST-
Plots are illustrated in figure 14. The top three figures RC model showed close representation of ST-RC.
depict parameter comparison for ST-RC, the middle three However, there are some discrepancies for both FE-
for SEA-RC and the bottom ones for the SEA-PC specimen. SEA-RC and FE-SEA-PC, where the computed residual
Peak resisting force and residual rotation angle were obtained rotations were slightly underestimated in comparison
from the corresponding hysteresis with values taken for each to experimental observations. As reported previously in
positive and negative cycle. Stiffness was computed taking section 3.1.1, the reason for this disagreement is the secant
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 14. Comparison between experimental observations and FE computations under three parameters, the peak resisting force, the
residual rotation and the stiffness, for ST-RC (top), SEA-RC (middle) and SEA-PC (bottom) specimens.
unloading–reloading scheme adopted for concrete in this 4.5. Equivalent damping ratio
study, rather than a more realistic hysteretic scheme.
Additionally, the perfect bond assumed between the Furthermore, comparisons of the equivalent damping ratio
concrete elements and rebars also restricts the residual slip of the ST-RC and SEA-RC specimens were done to
that can possibly occur in experimentation. Nevertheless, check the damping characteristics. Here, the damping
the FE hysteresis characterizes the recentering capability ratio for each loading cycle has been computed with
and flag-shaped hysteresis, observed experimentally, summation of the energy dissipated in subsequent positive
reasonably well. and negative half cycles. The computation done, as given
(5) Secant stiffness decreased as the rotation angle increased. in equation (3), for the SEA-RC specimen showed a fairly
ST-RC showed greater stiffness than SEA-RC and effective energy dissipation capacity characteristic, with
SEA-PC, due to higher yield stress for the steel rebars. around 10% equivalent damping ratio for the cycles involved.
The secant stiffnesses for all the specimens were The damping ratio is lower than that observed for ST-RC,
approximately 30% of the initial stiffnesses at a rotation as shown in figure 15, which is mainly due to plastic
angle of 0.015 rad. deformation of the steel rebars; however, a 10% equivalent
(6) Each FE model represented the experimentally observed damping ratio in the SEA-RC specimen is relatively large
stiffness closely, with negligible sensitivity towards for seismic application purposes. The SEA-PC specimen
change in concrete tensile strength. showed further enhancement in energy dissipation with
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Smart Mater. Struct. 22 (2013) 025025 K C Shrestha et al
Figure 15. Equivalent damping ratio: (a) variable definition for computation of damping ratio and (b) comparison of the equivalent
damping ratio for experimental and FE computations.
an equivalent damping ratio around 14%. The damping of adhesives from hollow fibers (Kuang and Ou 2008) or
ratio computed for FE assumptions also represented the epoxy injection through networks. Additionally, SEA-RC
experimental observations reasonably well. Here, the FE and SEA-PC specimens showed energy dissipation with the
results have been plotted for a mean value of concrete tensile computed value of equivalent damping ratio being around
strength, ft , of 4.35 MPa. 10% and 14%, respectively.
Here, the equivalent damping ratio Hi is obtained as The developed FE models simulated the experimental
1Wi 1 observations reasonably well, with sensitivity studies showing
Hi = , Wi = Fi ui (3) negligible effect of concrete tensile strength on global re-
4πWi 2
sponse of the RC beam, post-yielding of rebars. Experimental
where 1Wi is the dissipated energy, Fi is the applied force at a observations and numerical computations show effectiveness
specified displacement level ui and i represents the particular of SEA bars as reinforcing elements in RC beams, with
cycle. the possibility of further applications of these newly
developed Cu–Al–Mn SEA bars in other seismic performance
5. Conclusions enhancements. However, it should be noted that further
applications would require larger scale experimentation on
Experimental and numerical studies were done to examine real scale and practical RC structural components. Although
the applicability of Cu–Al–Mn SEA bars as reinforcement real scale models can be developed using the FE models
elements instead of conventional steel rebars in RC beams. proposed in this study, further study is required on the size
Reverse cyclic four-point loading was performed on three dependence of the constitutive relations in Cu–Al–Mn SEA
different sets of specimens, ST-RC, SEA-RC and SEA-PC. bars. Furthermore, commercialization of Cu–Al–Mn SEA
Comparison of the responses of the specimens showed bars with small to medium scale diameters (4–16 mm) is
SEA-RC and SEA-PC beams with highly superior perfor- under way, with the authors’ possible future work involving
mance, in terms of their recentering capability as well as full-scale experimentations.
crack recovery. For the ST-RC specimen, at the maximum
rotation angle of −0.02 rad, the crack width observed of
around 6 mm recovered up to 5.5 mm at the release of Acknowledgments
load with only 0.5 mm of crack recovery. There were large
residual deformations and the specimen was visibly unstable. This research was supported by A-STEP program (no.
This unstable state increases the collapse potential of such AS2315014C) of the Japan Science and Technology Agency
structures. Furthermore, repair with visibly large residual (JST). This research was also partially supported by
deformations is extremely difficult. In case of the SEA-RC the Obayashi Foundation. The experimental works were
specimen, at same rotation angle, a maximum crack width of supported by Mr Nobutoshi Yoshida, Mr Hayato Yano and Ms
5 mm was recovered up to 0.3 mm at the release of the load. Nao Maekawa. The authors acknowledge this support.
Furthermore, the SEA-PC specimen showed behavior where
around 6 mm of crack width was recovered up to 0.6 mm at the References
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