Compliance & Capacity Skills

International, LLC

Sanctions Practitioners
Compliance Trainers 30 April, 2020

Invitation to a 2 half-day web-based workshop titled:

Confronting North Korean Violations of UN Sanctions:

An Interactive Implementation and Compliance Training for Government and Business

Leaders.

The event will take place on 3-4 June 2020, and is offered to you free of cost. The event is designed
to assist government officials of sanctions implementation and supervisory agencies, as well as
corporate risk management and compliance professionals.

The workshop is part of a series of events sponsored by the US State Department, delivered by CCSI,
and CRDF Global and will convene sanctions practitioners from 10 East- and Southeast Asian
countries. CCSI’s trainers are all experienced former UN investigators who have monitored and
investigated sanctions violations around the world.

Because of the unprecedented complexities of the UN sanctions measures on North Korea, and their
significant relevance to Asian states and companies, we are pleased to present this event, and we
hope that regional experts and practitioners will join us for roundtable and discussion that will
supplement seven training modules and presentations and 10 case studies that can be downloaded
after the event from our website.

We hope to assist in your capacity-building efforts to achieve more effective implementation and
compliance with UN sanctions in order to prevent the reputational and potentially costly ramifications
of compliance failures.

www.comcapint.com
110 West 94 Street – 2D New York, NY 10025 USA
CCSI is a nonprofit 501(c)(3) organization. Contributions are deductible under IRC Sec 170.
Please, consult the annexed agenda for further details.

We would be very grateful if you and your colleagues would be able to join us for the workshop.
Please register on our official site where you will also find additional background information about the
event:

With best regards,

Rico Carisch

General Manager

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Webinar Workshop Agenda

(Preliminary Schedule)
3-4 June 2020

Confronting North Korean Violations of UN Sanctions:

An Interactive Implementation and Compliance Training for
Government and Business Leaders
Day 1: June 3
Times in SGT / ICT Questions and Comments Welcome Throughout Presentations
09:00 – 09:05 Welcome and Technical Instructions
10:00 – 10:05 Presented by: Christoffer Gowesky, CRDF Global

09:05 – 09:10 Introduction of 2-Day Agenda, Presenters and Participants

10:05 – 10:10 Presented by: Enrico Carisch, CCSI

09:10 – 09:30 Prepared Short Statements of 3 Representatives of Regional

10:10 – 10:30 Governments and Logistics Companies
How well is the regional public and private sector prepared to implement
UN sanctions on North Korea?
Moderated by: Enrico Carisch, CCSI

09:30 – 10:00 Presentation #1 and Discussion on Purpose and Function of UN

10:30 – 11:00 Sanctions Measures
Embargoes on Conventional Arms, Weapons of Mass Destruction and
Ballistic Missiles, North Korean Coal and Other Commodities, and North
Korean Laborers
Presented and moderated by: Enrico Carisch, CCSI

10:00 – 10:45 Presentation #2 and Discussion on North Korea’s Cyberthreats and

11:00 – 11:45 UN Sanctions
Illicit fundraising and theft of proliferation technologies
Presented and moderated by: Ashley Taylor, CCSI

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10:45 – 11:30 Presentation #3 and Discussion on Sanctions Measures

11:45 – 12:30 Customs restrictions and loopholes in the international border control
management system
Presented and moderated by: Thomas Bifwoli, CCSI

11:30 – 12:15 Presentation #4 and Discussion on Sanctions Measures

12:30 – 13:15 Maritime and aviation restrictions; Case studies of North Korean
smuggling of commodities and proliferation technologies
Presented and moderated by: Neil Watts, CCSI

12:15 – 13:30 Roundtable: Overseas Military Diplomacy and UN Sanctions

13:15 – 14:30 Restructuring the Chain of Prohibited DPRK Military Provisions with
Legitimate Suppliers
Presented and moderated by: Enrico Carisch, CCSI

13:30 – 14:00 Open discussion

14:30 – 15:00 Moderated by Enrico Carisch, CCSI

14:00 – 14:15 Close of day

15:00 – 15:15 Presented by: Christoffer Gowesky, CRDF Global

Day 2: June 4
Times in SGT / ICT

08:00 – 08:05 Review of Day 1 and Outlook of Day

09:00 – 09:05 Presented and moderated by:
Christoffer Gowesky, CRDF Global
Enrico Carisch, CSSI

08:05 – 08:50 Presentation #5 and Discussion: Typology of UN Sanctions Violators

09:05 – 09:50 and Violations
Who are sanctions violators and what actions give them away?
Presented and moderated by: Shawna Meister, CSSI

08:50 – 09:30 Roundtable: Asian Prosecutor Perspective of National Sanctions

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09:50 – 10:30 Implementation Capacities

Presenter: TBD

09:30 – 10:30 Presentation and Q&A on: Enterprise-wide Compliance Mechanism

10:30 – 11:30 with Due Diligence Framework to Respond to Industry-specific Risk-
indicators
Presentation and Moderation: CCSI-team

10:30 – 11:30 Presentation and Q&A on: Whole-in-Government Sanctions

11:30 – 12:30 Implementation Approach
Enabling Policies and Regulations, Structures and Strategic Compliance
Guidance and risk-indicators
Presentation and Moderation: CCSI-team

11:30 – 12:00 Concluding Discussion and Close of Event

12:30 – 13:00 Presentation and Moderation: CCSI-team

Team Members

Organizer: Christoffer Gowesky – CRDF Global Project Lead

Moderators and Presenters:

Enrico Carisch – CCSI Co-founder, Managing Director and Expert on Financial and Economic
Sanctions

Shawna Meister – CCSI Typology Expert Ashley Taylor – CCSI Cybersecurity Expert

Thomas Bifwoli – CCSI Customs and Neil Watts – CCSI Martime/surface

Border Management Expert Weapons System Expert