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P 518.886.1902 www.ruppbaase.com
PHILLIP A. OSWALD
OSWALD@RUPPBAASE.COM
Re: Notice of Intent to Sue Tradebe Treatment and Recycling and Norlite for
Violations of the Resource Conservation and Recovery Act
Our File No.: 5278.27341
A. NOTICING PARTIES.
This notice is being provided on behalf of Saratoga Sites Against Norlite
Emissions (“S.S.A.N.E.”), which has a mailing address of 12 Saratoga Sites, Cohoes, NY 12047.
S.S.A.N.E. is represented by this office, and all communications are to be directed hereto.
ruppbaase.com
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
B. RESPONSIBLE PARTIES.
Section 7002(a)(l)(B) of RCRA (42 U.S.C. § 6972(a)(l)(B)), allows affected
citizens to bring suit against:
As transporters of hazardous and/or solid waste and as owners and operators of a treatment,
storage, and disposal facility of hazardous and/or solid waste, the parties listed below are
responsible for the imminent and substantial endangerment that is at issue.
1. Tradebe.
Tradebe is a Delaware Limited Liability Company in the business of waste
collection, transportation, management, and disposal. On or around November of 2018, Tradebe
and the Defense Leasing Agency (the “DLA”) entered into a contract (the “DLA Contract”),
whereby Tradebe stated its intent to perform the “removal, transportation, treatment and
disposal” of “AFFF” “[c]oncentrate [l]iquid,” AFFF “[r]insate,”1 and AFFF-contaminated
“solids such as soil, gravel, sludge, and/or debris2 (e.g., PPE, filter media, tank bladders,3 hoses,
etc.” Per the DLA Contract, Tradebe stated its intent to transport, treat, and dispose of these
waste materials knowing that they “are believed by the [U.S.] Government to contain or
potentially contain unknown concentrations of [PFAS] such as perfluorooctane sulfonate
(‘PFOS’) and/or perfluorooctanoic acid (‘PFOA’).”
1
According to the DLA Contract, Tradebe intended and understood the term “rinsate” to mean
“AFFF-contaminated water, including but not limited to surface, storm, and groundwater” and/or
a “highly water-diluted AFFF product that has been generated as a result of a rinse out process of
various tanks and firefighting equipment.”
2
Again according to the DLA Contract, Tradebe intended and understood that the term “debris”
was to mean, inter alia, a “solid, liquid, or sludge waste stream.”
3
Again according to the DLA Contract, Tradebe intended and understood the phrase “bladder
tank” to mean “a removable ‘bladder’ that is largely constructed of a pliable plastic or rubber
combustible material,” which “line[]” “[s]teel bladder tanks” that “are used by the Government
to store and discharge AFFF liquid concentrate into various fire suppression systems.” Also,
Tradebe understood that these bladder tanks “each may contain a small volume of residual AFFF
liquid.”
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
Consistent with its stated intent under the DLA Contract, Tradebe, in fact, has
procured the shipment, treatment, and disposal of these wastes at a facility that is owned and
operated by Norlite and located at 628 South Saratoga Street, Cohoes, NY 12047 (the “Norlite
facility”). The shipments, treatment, and disposal of these wastes occurred between January 1,
2018 and December 30, 2019. During this time, millions of pounds of these wastes were shipped
into, treated, and disposed of at the Norlite facility. Furthermore, per the DLA Contract, Tradebe
has expressed an intent to ship, treat, and dispose of millions more pounds of these wastes at the
Norlite facility. Also, even though the burning of AFFF is temporarily prohibited under a one-
year local moratorium, the contamination resulting from Tradebe’s burning to date remains a
present, ongoing, substantial, and imminent threat — which is discussed below in greater detail.
Moreover, if the moratorium expires and a state law is not passed, Tradebe has stated its intent to
and the circumstances are ripe for it to continue to ship, treat, and dispose of AFFF at the Norlite
facility. In fact, the DEC has previously indicated that it intends for vast amounts of AFFF that
have been collected around the state to be incinerated, even though it has recently delayed these
plans due to a “national knowledge-gap regarding . . . thermal destruction of PFAS compounds.”
2. Norlite.
The Norlite facility is an approximate 221-acre site that is located in Albany
County, with approximately 40 acres of the site being located within the limits of the City of
Cohoes and the remaining being located in the Town of Colonie. The area immediately north of
the facility is a mixed residential and commercial area of the City of Cohoes. The eastern
boundary of the facility is a railroad track, which immediately adjoins a residential, low-income
housing complex that is owned and operated by the Cohoes Housing Authority. To the east of
the housing complex, there is an office complex and then the Hudson River, which is
approximately one mile east of the facility. Undeveloped land lies immediately south of the
facility, which is followed by the City of Watervliet. Further to the south are the northern
suburbs of Albany, with residential and commercial areas on the southeast corner of the facility.
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
Norlite produces a “porous ceramic material” and other materials that it sells for
use in various construction markets, including structural concrete, masonry, geotechnical fill,
bridges, horticulture, internal curing, asphalt, and others. It makes this material by mining shale
on site at a quarry and then transporting it to a plant area on site. The shale is heated in two dry-
process rotary kilns to produce expanded aggregate or “lightweight aggregate” that is used to
produce lightweight building materials and construction products. To heat the burning zone of
both kilns, liquid low-grade fuel (“LLGF”) is used; the composition of LLGF varies from batch
to batch because it is a mixture of various waste materials, including liquid hazardous wastes.
The shale and fuels are fed into the kilns from opposite ends, and the kilns are slightly tilted such
the shale moves towards the flame. As the shale heats, the internal gases of the shale expand,
which yields its distinctive lightweight characteristics.
During the heating part of its production process, various toxic emissions are
produced as exhaust or gases leaving the kilns (also known as “flue gas”), which is known to
include both large and small toxic particulate matter. Various emission control and temperature-
reduction measures are employed in an attempt to separate these toxic particulates from the
exhaust before it is ultimately released into the air. The toxic particles — both the larger “fines”
and the smaller dust particles — ostensibly are transferred to two silos where they are stored and
later disposed of through unspecified means. The exhaust is also passed through semi-dry and/or
wet “scrubbers,” which create a wastewater stream from the injection of a chemical solution to
treat acid gases that still remain in the exhaust. Norlite discharges these pollutants through
various outfalls that are point sources, and these pollutants eventually lead to the municipal
storm-sewer system, the Saltkill Creek, and the Mohawk River. After passing through the
scrubbers, the exhaust is emitted into the air from two stacks.
To increase its profitability, Norlite accepts hazardous wastes for a fee and then
uses these wastes as fuel to produce its shale products, rather than purchasing traditional fuels.
The Norlite facility also contains and Norlite operates several bulk storage tanks and a container
storage area for storing and managing hazardous wastes to be used as LLGF for its kilns. Again,
the LLGF is a mixed composition of various hazardous and solid wastes in differing quantities.
Norlite has been receiving the AFFF that Tradebe contracted with the DLA to incinerate, as well
as possibly receiving AFFF from other sources to incinerate. In fact, in a May 15, 2015 letter
from Tradebe to the DLA, the former confirms that the Norlite facility is the only approved
facility willing to accept AFFF for incineration, as every other facility issued “rejection notices”
to Tradebe “based on the volatility and uncertainty of the destruction of . . . PFOS & PFOA’s.”
Norlite has permits from the DEC to burn certain hazardous wastes as fuel for its kilns, but the
DEC has confirmed — in a letter dated June 18, 2020 — that these “current” permits “were
issued without addressing PFOA, PFOS, or other emerging contaminants.”
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
The association between exposure to PFAS compounds and these adverse health
effects has been acknowledged by several governmental authorities, including being documented
by the EPA’s own human health toxicity assessment. However, there has not been uniformity
from either governmental authorities or the scientific community on what levels of various PFAS
compounds are considered “safe” for human exposure. For example, looking at just PFOA, the
EPA initially estimated “safe” levels to be around 400 parts per trillion (“ppt”), but it then
lowered that level to 70 ppt in 2016 — an 82.5% adjustment. Furthermore, in its 2018 Draft
PFAS Toxicological Profile, the ATSDR issued yet another different and lower minimal risk
level (“MRL”) for PFOA at 6.9 ppt — a 98.28% adjustment from the EPA’s original level and a
90.14% adjustment from the EPA’s 2016 reduced level. More recently, as of June of 2019, the
National Institute for Environmental Health Sciences (the “NIEHS”) has been conducting a study
that has yielded new data that suggests that safe levels of PFAS exposure for humans are as low
as 1.0 to 0.1 ppt.
they are an important component of AFFF because, as discussed above, they are highly resistant
to and do not break down when exposed to high temperatures.
In addition to actual fire suppression, AFFF also has been frequently used for
firefighting training. Both actual firefighting and training have resulted in documented,
widespread contamination at military bases, training facilities, airports, and the surrounding
areas. Contamination resulting from the use of AFFF includes a wide variety of both known and
unknown PFAS compounds, but a prevalence of sulfonic and butanoic varieties of PFAS
compounds are generally characteristic of these sites. This includes the following compounds:
PFOA, PFOS, PFPeA, PFHxA, PFBS, PFBA, PFHpA, PFHxS, and PFNA. The diversity in
PFAS compounds most likely is attributed to the fact that AFFF were always manufactured to
meet firefighting specifications, rather than being required to contain a specific mixture or type
of PFAS compounds. The result is that, as a generic category, AFFF is a non-uniform mixture of
varying proportions of both known and unknown PFAS compounds.
3. Incineration of AFFF.
Up until recently, incineration has been the chosen disposal method for AFFF by
the military and even various governmental authorities. While there have been two studies that
have concluded that PFAS incineration should not result in further contamination, the credibility
of these studies is minimal because they were funded by companies that have an obvious bias.
One study was funded by DuPont, which used PFAS for decades in manufacturing Teflon for
various consumer products. Another study was funded by 3M, which actually developed AFFF
and was the exclusive supplier of AFFF to the military for decades. Hence, both of these
companies likely have an incentive to show that there is a safe method of disposal for a
dangerous and highly toxic chemical that they flooded into the market for decades.
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
Recently, on June 18, 2020, the DEC issued a letter to Norlite that dovetails with
and reinforces the concerns that were raised by the EPA in its Technical Brief, as well as those
raised by scientific literature on the subject. The DEC acknowledged that there is a “national
knowledge-gap regarding the potential for thermal destruction of PFAS compounds.” As a result
and despite apparently knowing of the AFFF burning that was occurring at Norlite for years, the
DEC is undertaking a “joint initiative” with the EPA “to develop performance testing protocols
and advance a detailed analysis of ongoing and proposed thermal treatment research in other
parts of the country.” The DEC further acknowledged that Norlite’s permits were issued without
consideration of PFAS compounds, and, as a result, the DEC is requiring that Norlite submit new
application materials to address the potential environmental impacts of burning AFFF.
Obviously, given that this has not been completed yet, the burning of AFFF at the Norlite facility
occurred without any tested or proven protocols.
based on the volatility and uncertainty of the destruction of [PFOS & PFOA’s].” In fact, as
discussed in the next section, testing performed in the immediate vicinity around the Norlite
facility and the nearby neighborhoods proves that incineration, in fact, is not completely
destroying PFAS compounds, but, instead, is releasing known — as well as most likely unknown
— compounds into the surrounding environment and thereby leading to new contamination.
4
The table only lists results for testing at the locations closest to the Norlite facility, which were
200 meters for water and 250 meters for soil. Only post-oxidation TOP-Assay data is included.
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
Perfluorooctanoic acid 5.9 ppt 7.7 ppt 0.45 ppb 0.57 ppb
(PFOA) (450,000 ppt) (570,000 ppt)
Perfluorooctanesulfonic 3.6 ppt 4.5 ppt 1.2 ppb 0.94 ppb
acid (PFOS) (1,200,000 ppt) (940,000 ppt)
Perfluorohexanesulfonic 2.2 ppt — — —
acid (PFHxS)
Perfluorononanoic acid 2 ppt — 0.39 ppb 0.34 ppb
(PFNA) (390,000 ppt) (340,000 ppt)
Notably, many of these PFAS compounds are sulfonic and butanoic compounds, which, again, is
characteristic of AFFF contamination. Additionally, the TOP Assay analysis yielded evidence of
many unknown PFAS compounds for which detectable measurements have not yet been
developed, which also is common at other sites of known AFFF contamination.
animate and inanimate objects, which leads to hand-to-mouth and hand-to-food/water exposure.
Of course, PFAS compounds can bioaccumulate in fish if waters are contaminated with these
compounds, which can lead to exposure via contaminated food. Thus, contamination of the air,
soil, and water surrounding the Norlite facility presents a number of pathways of exposure for
the residents living in the communities that are close to that facility.
5. Conclusion.
Given both what is known and what is unknown, the burning of AFFF at the
Norlite facility and the resulting continued presence of PFAS compounds in the communities
surrounding the facility certainly constitutes an imminent and substantial endangerment to the
residents of those communities. First, with respect to what is known, the chemical composition
of PFAS compounds makes them resistant to natural degradation, which further causes them to
bioaccumulate in the human body and ultimately causes several adverse health conditions.
Likewise, PFAS precursors are known to metabolize or degrade into dangerous PFAS
compounds both in the human body and in the environment at large. Furthermore, it is known
that AFFF in general and that the specific AFFF that was sent to the Norlite facility included
PFAS compounds, as well as that these compounds were indeed stored, incinerated, discharged,
and otherwise disposed of at the Norlite facility. Lastly, it is known that the areas surrounding
the Norlite facility are contaminated with PFAS compounds, which increase in both quantity and
variety moving closer to the facility.
It is also known that PFAS compounds can be introduced into the human body
through inhalation of contaminated air, indigestion of contaminated food/water, and hand-to-
mouth contact. With respect to indigestion, this can occur via food and/or water that has been
contaminated elsewhere or through hand-to-food/water contact after contact with contaminated
objects or surfaces. Lastly, as of the 2010 U.S. Census and 2006-2010 American Community
Survey 5-Year Summary, the Norlite Facility is known to be located in a geographical area
where approximately 88,404 people live within a three-mile radius. Out of this population, there
were approximately 17,154 children and adolescents, with approximately 4,880 of them being
under the age of five years old. Approximately 28,904 — or 32.7% — of the residents in this
area were classified as being below the poverty level, and approximately 56.13% of the
households have recorded an income below $50,000.
compounds and precursors that have yet to be studied or even identified, nor is it known what
PFAS precursors and/or other toxic particles could result from combustion.
Given all of this, it was beyond irresponsible and reckless for Norlite and Tradebe
to knowingly incinerate and/or dispose of AFFF — a waste that, at the time of the incineration,
was known to contain toxic PFAS compounds and was known to have a long, troubled history of
contaminating innocent communities. This occurred without any proven regulatory protocols in
place to protect against offsite PFAS contamination in the surrounding communities. Moreover,
this behavior was especially egregious because no advance warning was given to the
surrounding communities, thereby effectively depriving them of any choice in bearing the severe
risks being forced upon them. In sum, the incineration, disposal, and the resulting, ongoing
contamination certainly present an imminent and substantial endangerment to the thousands of
innocent residents — including thousands of children — who live in close proximity to the
Norlite facility, many of whom are economically disadvantaged.
D. INTENT TO SUE.
This office intends to file suit in ninety (90) days in the U.S. District Court for the
Northern District of New York and will seek abatement of the imminent and substantial
endangerment through injunctive relief, as well as statutory penalties payable to the
U.S. Treasury and attorneys’ fees and costs. The injunctive relief will include, inter alia,
environmental remediation and restoration measures sufficient to address the continuing
presence of PFAS compounds in the communities around the Norlite facility. While we are
aware that there is a temporary ban on the incineration of AFFF and that Norlite will likely need
to address the environmental concerns arising from the same, these activities are not sufficient to
abate the imminent and substantial endangerment resulting from the continuing presence of
PFAS compounds in the communities around the Norlite facility.
If you are represented by counsel, please immediately direct this letter to her or
his attention. If you or your attorney would like to discuss this matter, please contact me as soon
as possible, as we intend to file suit immediately upon the expiration of the statutory notice
period.
Respectfully,
Phillip A. Oswald
RUPP BAASE PF AL Z G RAF CUNNI NG HAM LLC
CC: Mr. Andrew R. Wheeler {via Registered Mail – Return Receipt Requested}
Administrator
United States Environmental Protection Agency
William Jefferson Clinton Building
1200 Pennsylvania Avenue, NW
Washington, D.C. 20460
Mr. Peter D. Lopez {via Electronic Mail & Registered Mail – Return Receipt Requested}
Region 2 Administrator
United States Environmental Protection Agency
290 Broadway
New York, NY 10007-1866
lopez.peter@epa.gov
Basil Seggos {via Electronic Mail & Registered Mail – Return Receipt Requested}
Commissioner
New York State Department of Environmental Conservation
625 Broadway
Albany, NY 12233-1011
Basil.seggos@dec.ny.gov