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https://doi.org/10.1038/s41380-018-0117-2
REVIEW ARTICLE
Abstract
The United States is in the midst of an opioid addiction and overdose crisis precipitated and exacerbated by use of
prescription opioid medicines. The majority of opioid prescriptions are dispensed to patients with comorbid mood disorders
including major depressive disorder (MDD). A growing body of research indicates that the endogenous opioid system is
directly involved in the regulation of mood and is dysregulated in MDD. This involvement of the endogenous opioid system
may underlie the disproportionate use of opioids among patients with mood disorders. Emerging approaches to address
endogenous opioid dysregulation in MDD may yield novel therapeutics that have a low or absent risk of abuse and addiction
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relative to µ-opioid agonists. Moreover, agents targeting the endogenous opioid system would be expected to yield clinical
benefits qualitatively different from conventional monaminergic antidepressants. The development of safe and effective
agents to treat MDD-associated endogenous opioid dysregulation may represent a distinct and currently underappreciated
means of addressing treatment resistant depression with the potential to attenuate the on-going opioid crisis.
receptors has been associated with pain mechanisms and with depression [53]; however, direct evidence is lacking in
several behaviors linked to psychological stress [40, 41]. humans. Lastly, increases in brain derived neurotrophic
factor (BDNF) mRNA expression in rat frontal cortex,
hippocampus, and basolateral amygdala have been observed
Preclinical evidence of opioid system after a single administration of a δ-opioid receptor agonist
involvement in depression [54], a mechanism that appears critical in the response to
antidepressants through their effects on neuronal BDNF
Most of the studies discussed below utilize a paradigm of levels and BDNF-mediated neuroplasticity [55, 56].
behavioral despair known as the forced swim test. In this It has been established that activation of κ-opioid
paradigm, rats (or mice) are placed in a narrow, inescapable receptors produces aversive and depressive-like states in
cylinder of water. At first there is vigorous activity that humans [57] opposite to that of µ- and δ-opioid receptor
ceases and the rat only does the necessary movements to activation. In addition, the depressive-like effects of a κ-
keep the head above water. This immobility is interpreted to opioid receptor agonist have also been characterized both
be a state of behavioral despair, and that the rat has learned behaviorally and neurochemically in rats [58]. In preclinical
escape is impossible. The immobility time is indicative of a studies, κ-opioid receptor activation increases immobility in
depressive-like effect in that most drugs that have anti- the forced swim test [59] and elevates brain reward
depressant effects in humans reduce immobility time [42]. thresholds [60, 61], indicative of an anhedonic depressive-
Preclinical evidence has suggested that activation of µ- like effect. Conversely, administration of a putative κ-
opioid receptors has antidepressant-like effects [43, 44]. In opioid receptor antagonist reverses these effects indicative
mice, opioids (morphine, codeine, levorphanol, methadone, of an antidepressant-like effect [59, 61]. Additional pre-
and tramadol) decreased immobility in a tail suspension test clinical studies have also demonstrated the ability of κ-
[43] (another commonly used rodent assay similar in concept opioid receptor antagonists to have antidepressant-like
to the forced swim test). In another study, utilizing mice in effects [62] as well as reduce repeated forced swim stress-
the forced swim test, both morphine and agmatine (an induced immobility [63] and decrease anhedonia-like
endogenous aminoguanidine) decreased immobility time and responses in a cocaine withdrawal paradigm [64]. Toge-
these effects were blocked by pretreatment with naloxone ther, these data suggest a potential utility of κ-opioid
(a µ-opioid receptor antagonist) [45]. In rats, buprenorphine antagonists in the study and treatment of depression [58].
(a partial µ-opioid receptor agonist) also reduces immobility As noted above, recent studies have begun to elucidate
[46, 47]. In addition, the role of β-endorphins in the patho- the role of NOP receptors in mediating mood, and are
physiology of MDD has been reviewed [48]. Interestingly, it exploring the utility of NOP antagonists for depression [65].
has been reported that naltrexone (an opioid receptor NOP and N/OFQ are located in areas that are crucial to
antagonist) enhances the effects of antidepressants in both the mood control including but not limited to amygdala, hip-
forced swim test and the tail suspension test as well as a foot pocampus, thalamus, and cortical processing areas [66].
shock-induced behavioral despair paradigm [49]. The reason There is now good evidence from animal work for a role for
or mechanism by which this occurs is currently unknown and the N/OFQ–NOP system in emotional disorders [66]
suggest a complex system that requires further study. including anxiety [67] and depression [68, 69]. For exam-
Although primarily limited to preclinical data that has yet ple, NOP receptor antagonists reduce immobility time in
to translate to the clinic, activity at δ-opioid receptors may mice in the forced swim test [68], and NOP receptor
also have antidepressant-like effects. In one of the earlier knockout mice display an antidepressant-like phenotype in
studies examining the role of this system, administration of the forced swim test [70]. In preclinical studies examining
exogenous enkephalins had antidepressant-like effects in the novel NOP antagonist LY2940094, there was a transient
the forced swim test [50]. Furthermore, in one of the first increase in prefrontal serotonin concentrations as well as a
studies examining the role of δ-opioid receptors, δ-opioid dose-dependent reduction in immobility in the forced swim
receptor-null mice exhibited depressive-like behaviors [51]. test [71]. Together, both results are similar to the effects of
Both the administration of enkephalinase inhibitors, which known SSRIs approved for the treatment of depression.
would increase the synaptic concentrations of enkephalins,
as well as direct δ-opioid receptor agonists induce
antidepressant-like effects in animal models [52]. All this Human evidence of opioid regulation of
has led to the hypothesis that deficits in these mechanisms mood
may be implicated in the pathophysiology of depression,
potentially through their effects on the mesolimbic dopa- There are well-known species differences in the distribution
mine system that is associated with the rewarding effects of of opioid receptors in the brain. In general, there is rela-
food and sex, and more recently has also been associated tively less δ-opioid receptor binding in the human brain
M. Peciña et al.
Fig. 2 Positron emission tomography (PET) baseline measures of for the δ-opioid receptor antagonist: N1′-([11 C]methyl) Naltrindol.
opioid receptor binding in humans [images averaged across a group of Left: μ-opioid receptor agonist: [11C]; Carfentanil; δ-opioid receptor
subjects (n < 20 for all groups)]. Images are color-coded according to antagonist: N1′-([11C]methyl) Naltrindol; κ-opioid receptor antagonist:
the scale shown so that highest concentrations of the radiotracer are [11C] LY2795050; nociceptin receptor: [11C]NOP-1A. Reproduced
represented by red and lowest concentrations by black/purple. Binding with permission [137–139]. NOP receptor agonist: [11C]NOP-1A,
maps in the coronal (top) and axial (bottom) view show greatest images provided by Rajesh Narendran
binding in the striatum and insular cortex for all radiotracers, except
compared to the rat brain, and relatively more κ-opioid µ-Opioid receptors are widely distributed in the brain,
receptor binding [72]. As such, it is prudent to be careful in and their location ostensibly overlaps with regions impli-
extrapolating results from rodent data to humans, and cated in emotion regulation [14]. The µ-opioid receptor-
human mechanistic studies are highly desirable. selective radiotracer [11C]carfentanil has been commonly
A number of different approaches have been used to used to investigate the link between opioid neurotransmis-
investigate the mechanisms underlying opioid receptors and sion and emotion regulation. In initial studies, Zubieta et al.
function in humans. Among them, the use of selective used in vivo measures of µ-opioid receptors during a sad-
radioligands and positron emission tomography (PET) ness induction paradigm, a stimulus, which does not acti-
(Fig. 2), as well as genetic and pharmacological approaches, vate objective measurements of stress (i.e., cortisol or
have resulted in major contributions to the field, particularly ACTH release) but induces a temporary low mood state.
as it relates to the processing of emotions and social cues. This emotional challenge was associated with reductions in
These measures show receptor availability under baseline endogenous opioid neurotransmission in a widespread net-
conditions, which reflects their concentration, minus work of regions implicated in emotion regulation [73],
receptor occupancy by the endogenous ligand—which for which were associated with increases and reductions in
endogenous opioid systems is thought to be very low. In negative and positive affect, respectively.
addition, PET studies involving experimental challenges Several studies have linked baseline measures of µ-
have allowed for the quantification of neurotransmitter opioid receptor availability to the prediction of anti-
release. Under these kinds of experimental conditions, depressant treatment response. For example, Zubieta and
reductions in in vivo receptor availability after an acute colleague [74] found that reductions in µ-opioid receptor
challenge are thought to reflect neurotransmitter release and availability were associated with poor treatment response
competition between the radiotracer and the endogenous to an SSRI, as well as higher plasma levels of stress hor-
ligand for the receptor sites, providing an indirect measure mones (cortisol and ACTH), while an exaggerated sadness-
of presynaptic function. induced opioid release in the rostral anterior cingulate
Endogenous opioid system dysregulation in depression: implications for new therapeutic approaches
Despite strong preclinical evidence, little is known about unipolar or bipolar depression [100]. Interpretation of these
the role of δ-, κ-, and NOP receptors in the neurobiology early studies is limited by small patient sample, limited
and the mechanisms involved in the response to treatment in controls, brief duration of dosing, and no probes of
mood disorders. The localization of δ-opioid receptors in mechanism, including CNS penetration, to confirm clinical
the amygdala is consistent with their modulation of fear and observations. However, as a composite, they represent the
anxiety states [89], whereas localization in the cortex and first formal experimental assessment of the “opium cure”
hippocampus is consistent with their potential anti- following centuries of its use based on empiric experience.
depressant effects [54]. On the other hand, and consistent In subsequent decades, there have been numerous clin-
with its role regulating reward, pain, and emotional pro- ical studies evaluating buprenorphine in the treatment of
cessing, κ-opioid receptors are present in the deep layers of depression [105–110]. Buprenorphine is a µ-opioid receptor
cortical regions and in the striatum, hippocampus, amyg- partial agonist and thus offers potential safety advantages
dala, and thalamus [90], where NOP receptors are also compared with a full µ-opioid agonist [111]. In addition to
localized [66]. However, the lack of availability of specific its activity at µ-opioid receptors, buprenorphine is a κ-
δ-, κ- and NOP- agonists or antagonists for human opioid receptor antagonist and may confer antidepressant
administration, as well as the limited availability of activity by blocking this receptor [58]. Although only one
selective radiotracers, has limited the understanding of these included a placebo control [112], these studies uniformly
systems in clinical populations. A selective δ-opioid reported substantial clinical improvements in patients with
receptor antagonist [[11C]-methyl-naltrindole [91]] treatment-resistant depression, including patients who were
and several selective κ-opioid receptor radioligands unresponsive to electroconvulsive therapy. The mean
(e.g., agonist ligands: [11C]-GR89696, [11C]-GR103545; buprenorphine dose evaluated in these studies was low, sub-
antagonist ligands: [11C]-MeJDTic, [11C]-LY2795050 or euphoric, ranging from 0.2 to 1.2 mg/day. Consistent with
[11C]-LY2459989) [92], are available for human use, but this report, low-dose buprenorphine (0.2 mg sublingual),
yet have not been applied to mood disorders. The failure of reduced emotional reactivity and improved negative affect
initial proof-of-concept clinical studies using δ-opioid in volunteers with a range of depression severity symptoms
receptor agonists [51], as well as a higher risk of in a laboratory setting [113]. Direct assessment of drug
producing convulsions [51], might have discouraged effects in this study revealed no evidence of drug high or
clinical mechanistic studies. Similarly, the use of the NOP euphoria.
receptor antagonist radiotracer [11C] (S)-3-(2′-fluoro-6′,7′- Overall, the clinical experience provides evidence that
dihydrospiro[piperidine-4,4′- thieno[3,2-c]pyran]-1-yl)-2- low-dose buprenorphine may have therapeutic activity in
(2-fluorobenzyl)-N-methylpropanamide (NOP-1A) has been the treatment of depression and that this activity does not
successfully validated for use in human PET studies require or derive from a frank euphoric effect of the drug.
[93, 94], as well as clinical populations [95]. Still, the In addition to antidepressant effects, exposure to opioids
mechanisms through which NOP receptors modulate mood may also provide benefit to acutely suicidal patients. In a
or anxiety disorders in humans, as suggested in clinical recent multicenter placebo-controlled study evaluating very
studies [71, 96] are currently unknown. low doses of buprenorphine (median dose 0.44 mg/day) in
acutely suicidal patients, compared to placebo, buprenor-
phine led to a significant reduction in suicidality [114].
Clinical evidence in MDD Effects were observed both in patients with depression or
borderline personality disorder and were apparent when
The initial clinical studies to formally evaluate opioidergic buprenorphine was used as either monotherapy or aug-
agents in the treatment of depression took place during the mentation to standard antidepressant pharmacotherapy.
1970s and early 1980s, just a few years following the initial Despite evidence of the antidepressant activity of opioids
identification of the endogenous opioid peptides [97, 98]. At and the urgent need for antidepressant agents with novel
least four studies were conducted utilizing intravenous mechanism of action, the routine use of µ-opioid receptor
infusions of various doses of synthetic endorphin peptide full and partial agonists in clinical practice is necessarily
preparations [99–102]. Two additional studies evaluated limited by the potential for abuse and dependence.
synthetic opioids [103, 104]. Overall, the majority of sub- To address this tension between dependency and effi-
jects in these clinical trials experienced substantial cacy, and given reports that buprenorphine results in rapid
improvements in depressive symptoms within hours of resolution of symptoms [108, 114], dose-finding efforts
administration. The most convincing evidence of a sig- must be a priority in the study of re-purposed and newly
nificant improvement in depressive systems was reported developed opioidergic molecules for neuropsychiatric con-
from a placebo-controlled crossover study of a single ditions. In addition to studying clinical effect and safety
intravenous dose of β-endorphin in ten subjects with either outcomes, studies must assess changes in physiology (e.g.,
Endogenous opioid system dysregulation in depression: implications for new therapeutic approaches
pupillometry, skin conductance), circuitry (fMRI, magne- receptor antagonist as the intrinsic κ-opioid receptor
toencephalography), molecular activity, and receptor occu- antagonism of buprenorphine is unaffected by samidorphan.
pancy (PET) at a variety of doses to determine the optimal Finally, the µ-opioid effects of both the agonist and the
dose range at which both target engagement and clinical opposing antagonist may both contribute and function
effects are observed. together to constrain endogenous opioid tone within a
An alternate strategy to modulate the endogenous opioid desirable range.
system in the treatment of MDD—while avoiding the
potential for abuse and dependence—has focused on
developing agents that selectively target other, non-µ-opioid Other CNS disease considerations
receptors that are predicted by animal studies to yield
antidepressant activity. Selective δ-opioid receptor agonists Post-traumatic stress disorder (PTSD)
[52], nociceptin [71], and κ-opioid receptor antagonists [58]
have been introduced into the clinic; however, reports of Beyond the treatment of depression, it is reasonable to
clinical efficacy with these agents in patients with MDD consider applications of opioid receptor modulation to the
have yet to appear in the published literature. broader range of stress-related psychiatric conditions
An emerging approach designed to address endogenous marked by negative affect, anxiety, social rejection, and
opioid dysregulation in the context of depression while altered pain sensitivity. PTSD is a candidate disorder that
minimizing opioid abuse and dependence is to sim- may benefit from modulation of the opioid system. Indeed,
ultaneously administer both a µ-opioid receptor agonist and in a recent survey of PTSD researchers, opioid receptor
an antagonist with opposing pharmacologic activities of drugs were ranked in the top five therapeutic targets for
similar magnitude and pharmacokinetics. Co-administration PTSD worthy of further study [118].
of a µ-opioid antagonist to counteract the µ-opioid agonist A recent observational study in veterans diagnosed with
effects of an agonist results in a combination with lower PTSD, chronic pain, and opioid use disorder found that
intrinsic potential for abuse and dependence. In an animal twice as many veterans who received buprenorphine com-
model, the combination of buprenorphine and naltrexone, pared to moderately high-dose opioid therapy experienced
in an attempt to reduce the reinforcing effects of µ- improvement in post-traumatic symptoms (PTS) [119].
agonism and potentiating k-antagonism, resulted in Tramadol, an atypical analgesic with µ-opioid and non-
antidepressant-like responses in mice, while eliminating opioid mechanisms, was found to benefit male veterans with
locomotor and rewarding effects [115]. In humans, and combat-related PTSD [120]. However, given the relatively
using a similar approach, antidepressant activity following high rates of chronic pain among veterans [121], a challenge
daily dosing of buprenorphine combined with samidor- to the interpretation of veteran treatment studies in PTSD is
phan, a µ-opioid receptor antagonist, has been reported in disentangling antinociceptive properties from its other
a small one-week pilot study in patients with MDD with a neuropsychiatric effects such as anxiolytic, improved mood,
previous inadequate response to standard antidepressants and enhanced resilience to stress. In addition to µ-opioid
[116]. In this study, the antidepressant effects observed receptor targets, selective κ-opioid receptor antagonists may
were greater in patients treated with a 1:1 buprenorphine: provide a neurobiological rational approach for anhedonic
samidorphan ratio associated with maximal µ-opioid symptoms and reward-related dysfunction associated with
receptor blockade as compared to a 8:1 ratio associated PTSD and trauma-related conditions. A NIH funded trial of
with partial µ-opioid receptor blockade. This result a selective κ-opioid receptor antagonist in patients with a
suggests that greater µ-opioid activity is not necessarily broad range of depressive, anxiety, and trauma-related
linked to greater antidepressant activity. A follow-up pathology was recently completed and results are pending
larger phase 2 multi-week clinical study of the 1:1 (NCT02218736).
buprenorphine:samidorphan ratio confirmed the pilot Besides investigations in individuals with chronic PTSD,
study finding, reporting significant benefits versus placebo opioids are being used in PTSD prevention trials in at-risk
[117]. trauma victims. For example, in an animal model of PTSD,
The mechanism of action of the opioid agonist- morphine prevented the development of stress-enhanced
antagonist combination is not precisely understood and fear learning [122]. Clinically, the use of morphine during
requires further examination. It is possible that very subtle early resuscitation and trauma care significantly lowered the
µ-opioid modulation by the combination may be sufficient risk of PTSD in injured U.S. military personnel [123]. In a
to ameliorate dysregulated or impaired endogenous opioi- similar study with civilians, administering opioids after
dergic tone in depressed patients. An alternative, but not traumatic injury has been associated with lower rates of
mutually exclusive, explanation is that the buprenorphine: PTSD symptoms in prospectively followed samples using a
samidorphan combination is acting as a functional κ-opioid naturalistic design [124, 125].
M. Peciña et al.
Abnormalities in amygdalo-cortical and cortico-striatal cir- Drugs with novel mechanism of action, rapid onset of
cuitry are established in OCD [126]. These areas of the brain, action, and improved safety profiles are needed for mood,
rich in dopaminergic structures and their anatomical targets anxiety, and stress-related conditions that have not respon-
as well as opioid receptors, are a rational target for opioid ded to conventional monoaminergic modulation. It is
modulation for patients with SSRI-resistant OCD. The pre- established that full opioid agonists can induce euphoria and
valence of OCD in opioid-dependent patient samples was lead to dependence. However, as we noted, the endogenous
found to be four times higher than the general population; opioid system is dysregulated and impaired in MDD and
and there are reports of OCD symptom worsening during has a critical role in motivation, social attachment, and
methadone taper [127, 128]. A small placebo and lorazepam- resiliency. Thus, treatment of endogenous opioid dysregu-
controlled randomized trial in SSRI-resistant OCD found that lation in MDD has the potential to provide clinical benefits
once-weekly oral morphine administered for 2 weeks was that are distinct and may extend beyond benefits conferred
more effective than placebo, while lorazepam was not [129]. by conventional antidepressants. Clinical studies of very
There is also open-label evidence for the atypical analgesic low (i.e., sub-euphoric) doses of opioid agonists, and opioid
tramadol in OCD [130]. While conflicting, these reports agonist-antagonist combinations indicate that therapeutic
suggest abnormal functioning of the opioid system in OCD benefit is attainable in the treatment of MDD while mini-
and repetitive-like behavior syndromes, which by their very mizing or avoiding abuse liability. Finally, agents that lar-
nature provide repetitive rewards. gely bypass µ-opioid receptors and specifically function as
either δ-opioid receptor agonists, κ-opioid receptor
antagonists, or NOP agonists may produce antidepressant
Other applications effects without risk of addiction.
Biased opioid receptor ligands represent an emerging
A linkage between endogenous opioid dysfunction and area of research. In contrast to existing opioidergic agents,
borderline personality disorder has been proposed based on biased opioid ligands bind selectively to activate intracel-
multiple lines of evidence. Evidence includes alterations in lular G-proteins following receptor engagement, but fail to
plasma levels of opioid peptides, impairment in resiliency engage the beta-arresting signaling pathway [136].
and social attachment (i.e., opioid-related behaviors), and a Although research in this area remains at an early phase,
high incidence of opioid dependency among individuals discovery and development of biased opioid ligands may
with borderline personality [131, 132]. Moreover, there is a ultimately yield new therapeutic agents that retain the
high rate of self-injurious behavior (i.e., “cutting”), a beneficial therapeutic properties of opioids in the treatment
common feature of borderline personality disorder, that is of depression and other psychiatric disorders while mini-
thought to stimulate endogenous opioid release and has mizing adverse properties such as respiratory depression
been associated with decreased levels of β-endorphin in and abuse potential.
cerebrospinal fluid [133]. Using PET imaging, Prossin et al. Given the relatively rapid onset of opioids on symptoms
[75] provided confirmation of the borderline personality— of mood and anxiety, other treatment paradigms may also
endogenous opioid hypothesis by demonstrating significant be explored in which these medications are not prescribed
abnormalities in µ-opioid receptor levels at baseline and long-term, but as “rescue,” “prevention,” and synergistic
exagerated endogenous opioid release following sadness medications. For example, the short-term use of opioids
induction in patients with borderline personality disorder, with κ-opioid receptor antagonism activity in the acute
compared to controls. Use of opioid agents to address period post-trauma may have a role in preventing chronic
underlying endogenous abnormalities may represent an PTSD symptoms. In patients who are stress-reactive and
important future therapeutic strategy. hospitalized for suicidal behavior, co-prescribing low-dose
Endogenous opioid dysregulation has also been impli- buprenorphine along with a monoaminergic agent such as a
cated in autism spectrum disorders, which are associated SSRI may provide immediate relief and reduction in sui-
with impairments in social behavior and attachment, repe- cidal ideation, allowing time for the clinical effect of the
titive stereotypies, and motor hyperactivity [134]. Therapy antidepressant to evolve.
with opioid antagonists have improved hyperactivity and Two major public health issues, the opioid addiction
restlessness symptoms with unclear effects on other core epidemic and major depression are linked by underlying
features of autism such as abnormal social behavior [135]. endogenous opioid dysregulation. This linkage is manifest
Further research is needed to identify patient subsets who in the disproportionate use of opioids by patients with mood
might best benefit from an endogenous opioid system disorders who account for the majority of prescription
directed treatment. opioid use in the United States. Emerging research is
Endogenous opioid system dysregulation in depression: implications for new therapeutic approaches
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