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H. Macdonald Steels
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First published 2001
Also published by Thomas Telford
Effective Training for Civil Engineers. H Macdonald Steels. ISBN 0 7277 2709 5
Successful Professional Reviews for Civil Engineers. H Macdonald Steels. ISBN
0 7277 2613 7
A catalogue record for this book is available from the British Library
ISBN: 0 7277 3003 7
© H Macdonald Steels and Thomas Telford Limited, 2001
All rights, including translation, reserved. Except as permitted by the Copy-
right, Designs and Patents Act 1988, no part of this publication may be
reproduced, stored in a retrieval system or transmitted in any form or by any
means, electronic, mechanical, photocopying or otherwise, without the prior
written permission of the Publishing Director, Thomas Telford Publishing,
Thomas Telford Ltd, 1 Heron Quay, London E14 4JD.
This book is published on the understanding that the author is solely
responsible for the statements made and opinions expressed in it and that its
publication does not necessarily imply that such statements and/or opinions
are or reflect the views or opinions of the publishers. While every effort has
been made to ensure that the statements made and the opinions expressed
in this publication provide a safe and accurate guide, no liability or responsi-
bility can be accepted in this respect by the author or publishers.
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Printed and bound in Great Britain by MPG Books, Bodmin, Cornwall.
Acknowledgements
For Lynne, who first pointed out that, ‘The most important
book of the trilogy is missing’.
My sincere thanks are due to the many friends and colleagues
who have encouraged me to develop these ideas and to offer
them through this book, and in particular:
– My elder son Duncan, for his inspirational insights into
modern management;
– Lindsey, whose faith in my ability to write the book never
wavered;
– Tony, whose personal circumstances offered time to be more
helpful than I could ever reasonably have expected.
I do hope that the result fulfils their high expectations.
v
Acknowledgements
Disclaimer
It is a sad commentary on our increasingly blame-seeking and
litigious society that I am advised to state that:
Whilst I have made every effort to ensure that the guidance
given throughout this book is correct, the views expressed
and the material provided are based on my personal experi-
ence and are offered in good faith but without prejudice. The
opinions are neither intended to be taken as specific advice
on a particular issue, nor to represent definitive Institution
policy. No person should act, or refrain from acting in any
particular matter without taking appropriate advice before
doing so. The author expressly disclaims liability in respect of
anything done, or not done, in reliance in whole or in part on
any information in this book.
vi
Where is the Life we have lost in living?
Where is the wisdom we have lost in knowledge?
Where is the knowledge we have lost in information?
The Rock (1934) Part 1 – T. S. Eliot
vii
Contents
ix
Contents
x
Contents
Registration of Agreement 69
Target class of membership 69
Length of Agreement 70
Transfer of Agreement 71
Termination of Agreement 72
Training without an Agreement 74
xi
Contents
xii
Contents
Index 178
xiii
Chapter One
Introduction
1
Introduction
2
Introduction
3
Introduction
The format
Chapter Two asserts that change is ongoing and endemic
throughout the entire civil engineering spectrum. If organisa-
tions fail to adapt to change, let alone take advantage of the chal-
lenges it offers, they are doomed. Training is an intrinsic, vital
and integral part of the management of change, not an ancillary.
Chapters Three and Four draw attention to the main trends,
both in the civil engineering business and in the people
4
Introduction
5
Introduction
are all taken from ‘real life’ situations to disseminate best prac-
tice.
Chapters Sixteen and Seventeen address the professional
responsibilities undertaken by sponsors for candidates for the
Professional Reviews and how these should be discharged. If
sponsors make informed decisions, knowing what the classes of
membership require, then the failure rate at the Professional
Reviews should be much lower than it currently is. This is an
area where the Institution has, relatively recently, placed much
greater emphasis, and it is not unknown for members to be
called to account where they have sponsored candidates who
have been found by the Reviewers to be ill-prepared.
Chapter Eighteen explains how a candidate’s mentors can help
them to prepare for the actual day of the Review. Chapter Nine-
teen gives ideas on helping the occasional, but inevitable,
unsuccessful candidate to cope with their failure, pick them-
selves up and have another attempt.
Chapter Twenty explains how the Reviewers are chosen, trained
and kept up to date. This chapter has been included for three
reasons:
(a) candidates should understand how the Reviewers view the
submitted documents, set the written assignment and
approach the interview;
(b) candidates should be aware of the efforts which are made
by the Institution
o to prepare Reviewers for the Professional Review,
o to achieve consistency of interpretation of the require-
ments;
(c) I hope that some mentors reading this book will consider
satisfying their obligations under our Rules for Professional
Conduct by becoming Reviewers themselves.
Finally, the Appendix offers some thoughts and opinions on the
sort of mentor responses which could be useful for the example
extracts from reports in Chapter Fourteen.
6
Chapter Two
Management of change
7
Management of change
8
Management of change
essential for future success’, but little tangible to show for these
ideals. Low expectations, long hours, poor work conditions,
demotivated staff belie these published sentiments. Even
training is still seen by many as an expense with no tangible
return on investment – an ‘overhead’, unless it is to comply with
the law (e.g. health and safety), or to enable the trainee to do a
necessary task (e.g. using new software).
Yet, if the word training is given a much wider interpretation
which covers such things as changing attitudes and abilities,
giving people the confidence to take more responsibility earlier,
allowing people the space to be innovative thinkers and to chal-
lenge the status quo, then training is intrinsic to market change
and flexibility. In today’s market, that equates with survival and
advancement.
In chaos theory, ‘the edge’ is the border between order and
uncertainty, between knowing comfortably what we are about
and being lost. It is the place where the human mind can be
most creative. This concept reflects and crystallises the trends
outlined in the next two chapters, as well as describing those
few organisations driving themselves into a whole new phase of
engineering management. In today’s uncertain world, leading
engineers at ‘the edge’ are required to be flexible, adaptable,
innovative and inspirational, as well as technically and manage-
rially capable. These attributes can best be developed from a
deep sense of personal and collective security, which is not the
same as comfort. Training through mentoring is the way this
culture can be developed; it is a continuous and ongoing task,
since the market is constantly altering and demands on people
are changing. Training must therefore be an essential part of
any modern management strategy.
9
Management of change
10
Management of change
11
Management of change
12
Management of change
13
Management of change
14
Management of change
15
Management of change
Balanced workforce
Any organisation which does not achieve the right balance
between the three classes of member is unlikely to function to
best effect. Every organisation needs both systematic and effi-
cient ‘doers’ and some visionary ‘innovators’, together with
specialist operators. The future will require more innovators
than hitherto. The balance is shifting towards more visionary
innovation as our industry moves further into defining and
resolving problems, with less implementation of new works.
However, a strategy epitomised by ‘We shall only recruit the
16
Management of change
best (i.e. MEng) graduates’ may not be the ‘best’ thing for the
business. Every organisation will always need good ‘doers’.
Historically, the majority of universities have produced gradu-
ates biased more towards ‘doing’, certainly in the more recent
past. Such persons will continue to provide the backbone of
civil engineering. But at the same time, some young recruits
have always exhibited the characteristics of a leader, even if the
educational system neither encouraged nor developed them.
These high flyers are the ones who should be attracted by, and
recruited to, the new four-year MEng and hence will make rapid
progress into key roles in the new businesses.
Whether the universities will be able, or willing, or allowed, to
distinguish between the two at the age of 18 is uncertain, so the
system of training must be flexible enough to enable everyone
to achieve their true potential. For some, this will be evident
early; others will develop leadership characteristics over time
and transfer from one class to another, both during Initial
Professional Development and later, through the Senior Route,
which has therefore been simplified to allow ready recognition
of this transition.
17
Chapter Three
Speedier delivery
The days of relatively leisurely procurement, where much
design work was won on reputation, and where the client was
prepared to pay for perceived excellence, often through a fixed
percentage of the out-turn cost of the project, have long gone.
Work is still being won on reputation, but a very different set of
standards is being applied – efficiency, fast delivery on time
within a pre-defined budget, and cooperation throughout the
18
Factors influencing the business objectives of training
Information technology
The rapid and continuing advance into IT has far-reaching
consequences for this industry. There are still so many anoma-
lies – for instance, many still cling to traditional paper methods
of information transfer for most contracts, yet utilise global
resources, via the Internet, for analytical design.
Much of this analytical work used to be done manually but is
now completed by computer. This powerful and rigorous anal-
ysis tool has enabled the industry to design some outstanding
and innovative structures. It is also allowing us to model,
analyse and refine the usage of existing infrastructure networks
19
Factors influencing the business objectives of training
External criticism
The Government’s Latham report Rethinking construction in
1998 states, under the heading ‘Drivers of change and commit-
ment to people’ that
‘much of construction does not yet recognise that its people
are its greatest asset ... construction cannot afford not to get
the best from the people who create value for clients and
profits for companies’.
The Construction Industry Council, the Construction Industry
Board, the Construction Industry Training Board, amongst
others, are all promoting ‘people based’ initiatives, encour-
aging the industry to value its people more obviously and to
encourage diversity. Hopefully, all construction bodies will
come together to promote a concerted effort to promote best
20
Factors influencing the business objectives of training
practice and drive our industry into a new age. At present, there
are plenty of fine words and mission statements, but the over-
long hours, working conditions, salaries and low expectations
of many employers tell a different story, lending continuing
credence to Latham’s statement. Until we are perceived to
value our workforce, the best graduates will simply not make
themselves available. We are not just talking of ‘high-flyers’
doing MEng at university, but the best people for every level of
skill needed by the industry, reflected in the ICE’s several classes
of membership
Clients have been given the impression by Government reports
such as Latham’s and Egan’s that our industry is highly ineffi-
cient – not without some justification. They therefore expect,
sometimes irrationally, big savings and reduced costs from
increased efficiency. However, the reaction of our industry
has too often been to retrench and retract, squeeze margins
and cut overheads. Recruitment and training have been just
two of the victims of this short-sighted attitude to remaining
in business. The industry is reaping the consequences of this
short-sightedness, with a shortage of good middle managers
becoming apparent in most sectors. If we can make
recruits more cost-effective, more quickly, then substantial
savings can be made and the industry would become more
competitive.
Clients now seek a single team which can deliver their total
requirements to a predetermined budget with no time or cost
overruns. They are no longer prepared to countenance the
prolongation of contracts by adversarial confrontation, which
became endemic in our industry, significantly delaying delivery
and leaving the final out-turn costs uncertain. Neither are they
prepared to fund repair of substandard works. Some high
profile maintenance has required virtually a total rebuild well
within the purported design life. So, increasingly, we are
getting ‘whole-life’ contracts lasting 30 or more years, where
the industry must shoulder a greater share of the long-term risks
than hitherto. The industry is developing a new philosophy and
attitudes to procurement to offer this total team package
21
Factors influencing the business objectives of training
where, ever more frequently, the team members are not all
employees of the main party to the contract.
Clients are not prepared to rely solely on the reputation of the
company. CVs and details of the proposed team form an
increasingly important part of the bid assessment. One of the
client’s measures of the competence of the individuals making
up the team is their professional qualifications; an external audit
of their capability. This has caused a significant increase in the
number of more senior engineers, over the age of 35, coming
to the Institution for review, many of whom mistakenly thought
that professional qualifications would not be needed for their
career. Many also previously considered themselves to be ineli-
gible due to lack of specific kinds of experience, a legacy from
the days where much of the requirement for experience was
prescribed.
Public perception
University entries into civil engineering and related courses
have reduced significantly over the past decade or so. While this
trend can, in part, be traced to political restructuring of the fees
for overseas students, it is clear that civil engineering as a
university subject is no longer as attractive as it once was. The
courses are seen as crammed, difficult and burdensome, leaving
little time to enjoy, and benefit from, the wider growing experi-
ences of university life.
Yet at the same time, never has there been an upcoming gener-
ation so concerned about the environment. Most young people
I meet have genuine and positive environmental concerns, and
some basic understanding, unheard of even 20 years ago.
Whilst, undoubtedly, some of their opinions may be prejudiced
by unrealistic pressure groups, they really do care. Yet they do
not see civil engineering as the profession through which they
could best offer balanced solutions to the great environmental
and ecological problems faced by the world.
22
Factors influencing the business objectives of training
The majority of the population just does not see our industry as
the mechanism best able to react to environmental concerns.
Civil engineers are seen as desecrators of the environment, not
custodians of it. This attitude must be countered, by the profes-
sion explaining more effectively the difficult balances which it is
required to achieve, and how it attempts to make them. Too
often, civil engineers find themselves implementing unsatisfac-
tory solutions dictated by society through the political
processes, without having provided any guidance from a
balanced perspective, as an integral part of the decision-making
process. I feel sure that if we do become deeply involved earlier,
then the population could readily be motivated to oppose some
of the bad practices which remain from the past, giving us the
support to move into a more enlightened era and away from
powerful vested interests.
23
Factors influencing the business objectives of training
24
Factors influencing the business objectives of training
25
Chapter Four
Influences of personnel
recruitment on the business
objectives of training
Incoming trainees
One fundamental issue is that graduates of the 2000s are
different from the graduates of the 1980s and very different
from those who graduated earlier. All reliable university staff
confidentially recognise this and so do most employers, if only
because they perceive an inconsistency in the outputs from
various sources. The reasons are historic, based on the funda-
mental concept that education should be available to all and
that elitism (disguised as selection) should be avoided, since it is
discriminatory. If these social aims are to be realised, then stan-
dards at every stage of the education system must be set at a
26
Influences of recruitment on the objectives of training
27
Influences of recruitment on the objectives of training
28
Influences of recruitment on the objectives of training
29
Influences of recruitment on the objectives of training
lost ‘off the top’ in the future. Any loss of experience causes
mistakes to reoccur, and wheels to be reinvented, before the
new generation regain that lost experience. This is painful, inef-
ficient and expensive. It may also lose the goodwill and reputa-
tion of the organisation in the market-place. The industry must
become much more efficient at the effective dissemination of
experience and best practice if it is to achieve anything like the
improvements in efficiency being asked of it.
Technological advance
Information technology, particularly analytical software, should
enable young engineers to release their time, previously spent
on the arithmetical chore of manual calculations, to consider
options, look at alternatives and develop that wonderful ability
called ‘feel’, but somehow this opportunity has largely been
lost. Undergraduates still appear to be developing analytical
skills rather than design skills, with too much detailed knowl-
edge of the processes and not enough understanding of the
principles. Many graduates seem unaware of the overall process
of design and procurement. Hopefully, these problems will be
addressed by the new degree courses being developed and
introduced, so they should become less prominent.
What is clear is that young professional civil engineers no longer
need the same comprehensive analytical, mathematical skills of
the past. They do need
(a) a thorough understanding of how infrastructure (be it
sewers, buildings, roads, structures etc.) behaves;
(b) the ability to choose appropriate software; and
(c) quick design methods to verify the answers which the soft-
ware produces.
How the education system and the workplace can best deliver
these has not yet become clear. Most universities continue to
teach advanced analysis techniques and most employers leave
30
Influences of recruitment on the objectives of training
31
Influences of recruitment on the objectives of training
32
Influences of recruitment on the objectives of training
33
Chapter Five
Moving goalposts
There is a widely held belief that the Institution of Civil Engi-
neers keeps ‘moving the goalposts’, i.e. keeps changing the
rules. Since just about everything else around us is in a state of
perpetual change, there is nothing intrinsically different or
wrong in the Institution doing the same. Yet, having been
closely involved in training civil engineers for over 35 years, I
cannot endorse this opinion. Certainly, there have been various
changes of detail and emphasis in the criteria and the method
of reviewing candidates, but I firmly believe that the essential
characteristics being sought remain unchanged. What I do
believe is that, without constant vigilance, standards do tend to
drop over time. Some alterations which did appear to be
changes were in fact, little more than recovering and reiterating
slipping standards.
The Institution has been attempting to remove people’s
misconceptions, based on old or traditional, certainly
outmoded, concepts of ‘how to get your civils’, and to reflect
the nuances of emphasis on the different criteria necessary as
the roles shift with the market-place. It seems strange that, in a
continuously changing world, many people appear to expect
the Institution to stand still and not to evolve with the changes.
34
How ICE criteria fit the business objectives
35
How ICE criteria fit the business objectives
36
How ICE criteria fit the business objectives
37
How ICE criteria fit the business objectives
38
How ICE criteria fit the business objectives
39
How ICE criteria fit the business objectives
40
How ICE criteria fit the business objectives
41
How ICE criteria fit the business objectives
42
How ICE criteria fit the business objectives
43
How ICE criteria fit the business objectives
44
How ICE criteria fit the business objectives
45
How ICE criteria fit the business objectives
Earlier qualification
To make training fast, effective and productive, for all types of
competence in all three classes of membership, there is a basic
need for people around the trainees who exhibit qualities of
vision and leadership – people who are referred to in the
context of this book as mentors. But, before moving on to
mentoring, the Institution of Civil Engineers’ framework for
training should be considered – training to Objectives, prefer-
ably under a Training Agreement, where the training scheme
sets out clearly the specific business objectives of training listed
in Chapter Two.
46
Chapter Six
47
The Institution of Civil Engineers’ Training Scheme
48
The Institution of Civil Engineers’ Training Scheme
49
The Institution of Civil Engineers’ Training Scheme
50
The Institution of Civil Engineers’ Training Scheme
51
The Institution of Civil Engineers’ Training Scheme
Specific Objectives
The Institution suggests that the Core Objectives should be
supplemented, as necessary, by Specific Objectives, outlining
52
The Institution of Civil Engineers’ Training Scheme
53
The Institution of Civil Engineers’ Training Scheme
Equivalent objectives
Contrary to widespread belief, there is no ‘requirement’ to use
the Institution’s Core Objectives. Some (usually international)
organisations have developed Management Development
54
The Institution of Civil Engineers’ Training Scheme
The target
Objectives are a means to an end – the development of transfer-
able skills, attitudes and understanding – not an end in them-
selves. It is therefore imperative that every Training Scheme
specifies the mission – the business strategy in which this devel-
opment is an intrinsic part. Far too many schemes in the past
concentrated solely on the system, and inadvertently lost sight
of the goal. This can easily develop a ‘ticking the boxes’ atti-
tude, where the Objectives are seen as a series of hoops to be
jumped through, a syllabus, rather than rungs on the ladder of
personal development. The Professional Review, as a key stage
in an ongoing, lifelong process, is a review of what the candi-
date has become, not of what they have done. The system is
somewhat analogous to the Highway Code – you cannot be
prosecuted for breaking the code but if, in the event of an acci-
dent, it can be shown that you were contravening any part of
the code, then that may be used in evidence against you.
The Institution’s definitions of the responsibilities of the three
classes of member, and the specification of what each is
required to demonstrate at the Professional Review, must be an
intrinsic and clearly stated objective of every scheme, constantly
referred to throughout the training period as the target end
55
The Institution of Civil Engineers’ Training Scheme
56
Chapter Seven
57
Preparing a training scheme
58
Preparing a training scheme
59
Preparing a training scheme
Primary objectives
In the past, the purpose, the intended outcome of training or
the ‘mission statement’, has been conspicuous by its absence in
most schemes. The system appeared to be paramount, with the
required outcome inadvertently ignored. Such an omission
compounded the problem of trainees thinking that training was
a series of ‘hoops’ through which they had to jump in order to
be successful. Surely the purpose of training through the
Training Scheme must be stated? The prime objective must
surely be to efficiently and effectively develop professional engi-
neers capable and confident to drive the organisation forward
and realise the organisation’s business aspirations. The organi-
sation’s strategic expectations of the trainee must be spelled
out; high expectations, provided they are realistic, do seem to
engender higher levels of achievement.
Out of this prime objective will emerge the necessary
qualities for the trainees to be successful at the Institution’s
Professional Review, thus enabling each of them to be able to
provide tangible external proof of the capability of the organisa-
tion’s engineering staff. Whilst attaining membership is
undoubtedly an achievement, it is not the sole, or even the
primary, aim.
I consider that a vital part of every Training Scheme is the
description of the professional engineers which it is intended to
develop. The succinct ones are those ratified by the Council of
the Institution in 1998 (see Chapter Five). To these could
usefully be added the abbreviated Engineering Council descrip-
tions, as well as the expectations of the Reviewers as stated in
the Institution’s current booklets.
Training Schemes are a means to an end, not an end in them-
selves, and this should be apparent right at the outset.
60
Preparing a training scheme
Key personnel
The arrangements which the organisation has put in place by
the nomination of Supervising Civil Engineers (SCEs) and their
appointment by the Institution and, where necessary, a
network of Delegated Engineers (DEs), must be carefully
outlined. If there is a supporting administrative role for a
Training or Personnel Department then this, too, should be
explained. However, it must be clear that the primary business
and professional thrust will properly come from the professional
commitment of SCEs and DEs. I do not think it is helpful to list
the duties of either the SCE or the DEs, as is often done, because
the trainees, for whom the scheme has been written, do not
need to know such details. What they do need to be told is the
relationship which it is intended that they build up with the
other parties to the Agreement, and an indication of how they
will be helped to achieve this.
The supporting role of any Institution personnel, particularly
the Regional Liaison Officers (RLOs), has changed over the
years. They do still have a role as auditors of the effectiveness of
training, through the proper implementation of the Training
Scheme. Any reliance on the RLO, as a kind of surrogate SCE, to
assist directly in the supervision of the training process, is
misplaced; their primary role as far as the organisation is
concerned is to support the SCE(s) and their DEs, to use their
wider experience to solve problems which cannot be resolved
in-house and to offer best practice from the experience of the
entire RLO network.
The focus of all this effort is, of course, the trainee. It is they
who must, as their signature on the Training Agreement makes
clear, ‘take advantage of the opportunities provided’. They
need comprehensive advice and guidance on how to do this.
This advice cannot be adequately provided by telling them
only what they must write in their Quarterly Reports. This is just
the ‘mechanics’ of training, the means by which the correct
attitudes can be created and fostered, and should be put in
61
Preparing a training scheme
62
Attributes identified
Preparing a training scheme
at recruitment
Adequate
standard
Attributes needing Attributes to be
training developed
63
Preparing a training scheme
Holistic standard
(well above adequacy)
All attributes
adequate
Adequate standard
Quarterly Review
The mechanism on which training is founded is a three-
monthly review of progress. This is triggered by the submission
of a Quarterly Report, the irregularity of which is the bane of
every SCE’s life! In Chapter Thirteen, I indicate why I believe this
problem arises and what can be done to remove it. In your
Training Scheme, it is vital that you explain the purposes and
content of a trainee’s report, otherwise they will not have any
real idea of how to write one.
It must also be explained that the submission of a report will
commence a cycle of discussion to enable them to maximise
the value of any opportunities which have come their way in the
past, enabling them to spot, and take better advantage of,
opportunities in the future.
64
Preparing a training scheme
Placements
There is no requirement for secondments, nor any prescription
for the type of work necessary to fulfil the Objectives (i.e. no
‘site’ or ‘design’ requirements). Experience must be tailored to
eradicate each individual's weaknesses, identified against the
defined end-product. The trainees will wish to ‘play to their
strengths’ – we all do and, indeed, every organisation needs
that to fulfil its short term goals of efficient work production. As
always, a balanced judgement is required between day-to-day
demands and longer term desires. Trainees must also be
encouraged to identify their weaknesses and plan to overcome
them by moving out of their developing ‘comfort zone’. Often
this can be accomplished by changing the nature of their work,
but it may sometimes require a temporary transfer to another
work environment. This must surely be a last resort, since it is
inherently inefficient for the business.
Some organisations do consider experience in a related work
environment very necessary for their business, in which case I
would recommend that secondment is done sooner rather than
later, well before the trainee has become a key contributor to
the effectiveness of the organisation. It is frequently postponed
for four, five and even six years, with the excuse that the trainee
cannot be spared. Surely that situation can only get worse?
65
Chapter Eight
66
Training Agreements for the ICE’s Training System
Previous experience
Many graduates will have been introduced to the Training
Objectives during their course, and a partially completed set
may well be included in their job application portfolio. Your
organisation may also recruit people with some previous experi-
ence, either as sandwich or vacation work, or employment since
graduation or even before going to university or college. All this
experience is valid as part of their development; after all, none
of us can discard or lose experience – it is what fashions us.
So how can this experience be taken into account? Essentially,
there are two differing approaches. The first is for the
individual trainee to present written evidence to demonstrate
67
Training Agreements for the ICE’s Training System
68
Training Agreements for the ICE’s Training System
Registration of Agreement
The printed Registration form for a Training Agreement no
longer specifies either the target class of membership or the
time span of the Agreement. These are left to the SCE to decide
for each trainee. In my opinion, it is never wise to have an open-
ended programme for any activity, since it encourages a laissez-
faire approach and a lack of urgency. It is always better to set
tight, but realistic, targets and review them regularly. This is
particularly appropriate for training, where it is vital to achieve
good productivity quickly. So, if both length of, and target for,
each Training Agreement must be specified by the SCE, what
criteria are there for these decisions?
69
Training Agreements for the ICE’s Training System
Length of Agreement
In the past, this was straightforward – three years. Now it is
rather more complicated and, yet again, places greater
emphasis on the judgement of the SCE.
Throughout the European Union, it has been agreed that the
formation of a civil engineer shall take seven years from a prede-
termined academic base (in the UK, the benchmark is A Level).
This formation takes three parts – academic education, struc-
tured training and responsible experience. The latter two now
overlap completely and have been designated Initial Profes-
sional Development, so completion of a new Training Scheme
should herald an imminent application for a Professional
Review. At commencement of training, the university degrees
introduced in 1999 should begin to overlap structured training
into academic education, manifested by trainees arriving from
the education system with partially completed Objectives. This
is the ‘seamless continuity’ of development sought by the Engi-
neering Council.
So the SCE must now make a judgement, based on the quality of
the trainee at intake, the work likely to be undertaken, and the
anticipated speed of development of the characteristics of a
professional engineer, for that individual. If ‘formation’ is gener-
ally considered to take seven years, this suggests that, as a guide,
a Training Agreement for fast-track development to a Chartered
Member (commencing from a benchmark four-year degree)
should be three years, and that for an Incorporated Member
(starting from a three-year benchmark degree), four years, giving
a target professional qualifying age of 25 years old for both.
I can almost hear the sharp intakes of breath at these figures,
but they are already being achieved by a pioneering few. I know
engineers in their mid-twenties who are holding down senior
management roles in multi-million pound projects and
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Training Agreements for the ICE’s Training System
Transfer of Agreement
There will be occasions when trainees will, for a variety of
reasons, seek opportunities in ‘pastures new’. Because your
organisation will have invested heavily in their development,
this will be seen as a ‘slap in the face’. The immediate reaction
will be to try to recoup some of that investment, perhaps by
making it difficult for the trainee to effect a transfer or by
requiring them to pay back any outlay on courses. Personally, I
cannot see the point in trying to make them stay, once their
mind is made up; it is certainly too late for remedial actions.
I think the priority is to find out why they have made their deci-
sion and, if they have been influenced by something which has
gone wrong within the organisation, to try to change things so
that it is unlikely to happen again. It may be that the
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Training Agreements for the ICE’s Training System
Termination of Agreement
Where the terms of the Agreement are not, or cannot be, met,
there is only one solution – to terminate it. If the necessary
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Training Agreements for the ICE’s Training System
73
Training Agreements for the ICE’s Training System
74
Chapter Nine
The procedures
The key to making training as efficient and effective as possible,
thereby releasing the maximum potential of each individual for the
overall benefit of the business, is the Supervising Civil Engineer
(SCE).
The key attitudes needed to make the system work are ‘interest’
and ‘commitment’. These must start from the top, where the
Board must recognise the value of all their staff and be visibly
supportive of their career advancement. This senior commitment
must be active and ‘visible’, not passive and ‘assumed’. Hitherto,
many organisations thought that this commitment could be
demonstrated by making a director the SCE. Too often, this
avuncular approach was a sinecure. In my opinion, such a senior
SCE is usually unsatisfactory, because the trainees perceive them-
selves as too remote from their SCE; communication falters or is
lost altogether (if indeed it ever really existed) and any training
becomes merely a matter of going through the motions.
75
The mechanics of the ICE’s Training Scheme
76
The mechanics of the ICE’s Training Scheme
77
The mechanics of the ICE’s Training Scheme
Delegated Engineer
Where the day-to-day duties are delegated, which does not
require formal notification to the ICE, the Delegated Engineer
(DE) becomes the cornerstone of successful training. These key
people should be chosen for their ability to mentor and need
not be members of the Institution. Fulfilling a true mentoring
role, they should be trusted and respected, personally
committed and, above all, must genuinely like the trainee and
want them to succeed. A good and effective partnership is
mutually beneficial and does give a DE a profound sense of
satisfaction. The fundamental aim is to encourage the trainees
to develop an adequate breadth of understanding by ‘taking
the blinkers off’.
Delegated Engineers seem to be most effective when they are
not the trainee's line manager and should aim to develop a long
term relationship – at least for the duration of Initial Professional
Development, i.e. through to the Professional Review. I know
that some organisations change the DE for each different work
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The mechanics of the ICE’s Training Scheme
Annual Appraisal
Once a year, on the anniversary of the Training Agreement,
Supervising Civil Engineers are required to make a short, formal
statement of the progress of each registered trainee to the Insti-
tution. In today’s fast moving scenario, this annual timetable
may well be too infrequent and should be seen as an absolute
minimum. Although there is no need to formally report inter-
mediate assessments to the Institution, the assistance of the
Regional Liaison Officer should be sought to overcome any
emerging difficulties; they have a great deal of experience avail-
able to them and have probably seen the same problems allevi-
ated elsewhere. Much can go awry in a year unless a problem is
spotted early and put right.
These reviews should, as well as assessing the progress of the
trainee, encompass an assessment of the effectiveness of the
mentoring relationship. It is important that ineffective relation-
ships, whatever the reason for the failure, are terminated, and a
better personal understanding developed with someone else.
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The mechanics of the ICE’s Training Scheme
80
The mechanics of the ICE’s Training Scheme
81
The mechanics of the ICE’s Training Scheme
82
The mechanics of the ICE’s Training Scheme
Academic assessment
If any trainee does not have the academic qualifications
required as the basis for the class of membership being identi-
fied during training as the most appropriate, then it is necessary
for them to submit their qualifications for an academic appraisal
by a specially convened panel of the Institution. It is important
to give the panel every assistance by providing full details of all
the subjects studied and the syllabuses followed through every
year of each qualification, and not merely to submit the applica-
tion forms. Particular emphasis should be placed on the
numeracy of any subject, since the intellectual rigour of
numeracy is often perceived as an area of inadequacy. Any
project work should include a brief synopsis outlining the
nature of the study and the main findings.
Summary
The prime driver of training must be the trainees – it is their
personal ambition which is the key. Trainees need to be encour-
aged to take early ownership of their personal development and
acquire the vital skills of ‘lifelong learning’, to be best able to
cope with constant change throughout their careers.
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The mechanics of the ICE’s Training Scheme
84
Chapter Ten
Recruitment of trainees
Tradition
The civil engineering industry has always been conservative and
traditional in most aspects of its business, with the notable
exception of some outstanding technical innovation. Old atti-
tudes die hard, but today’s changed and changing business
requires flexibility of thought and the continual questioning of
long-established methods and routines. Nowhere is this more
vital than in recruitment. Before any organisation can even
consider their training needs, it must determine what raw mate-
rial it requires if it is to fulfil its business strategy.
For a very long time, there has been an attitude, endemic
throughout the greater part of this industry, which can perhaps
best be summed up by the phrase, ‘Need engineering labour,
so recruit graduates’. For far too long, too many routine tech-
nical roles have been traditionally filled by what might be
termed ‘graduates in transit’. Recruitment was based more on
the management’s perception of what they thought were the
immediate needs of the workload, than on the future manage-
ment needs of the company. In the course of time, some gradu-
ates would hopefully rise beyond this and fill management
roles, but the whole process was random and slow and, to those
who had soaring ambition, intensely frustrating. This is one
reason why high-flying civil engineering graduates, with
boundless aspirations, have often opted for other professions,
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Recruitment of trainees
Definition of graduate
Until 2000, the term ‘graduate’ referred to one standard only,
with slight variations between three- and four-year degree courses
and the course content and title. This comfortable tradition has
now been exploded, with several different types of degree on
offer, providing the academic base for two differing classes of
membership. There is an important third class of membership, for
which there is an entire range of academic possibilities, from craft
skills to National Vocational Qualifications.
The term ‘graduate’ is now an expression which covers a wide
spectrum of abilities, reflected broadly in the three classes of
membership offered by the Institution of Civil Engineers,
embracing two kinds of professional engineer and specialist
technicians. So, at the very least, organisations now need to ask
the question, ‘Which type of graduate?’.
Recruitment strategy
A few companies did recruit directly from schools, but even
here the often unstated, but nevertheless intrinsic, aim was to
progress them via part-time education towards ‘becoming
Chartered’. Until 1989, this was a laudable objective, since this
was then the only qualifying grade of membership of the Insti-
tution. However, things have changed and only a handful of
organisations appear to have recognised the change.
Since 1989, after the amalgamation with the Society of
Civil Engineering Technicians, the Institution offered three
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Recruitment of trainees
87
Recruitment of trainees
88
Recruitment of trainees
89
Chapter Eleven
This chapter and the next are rather different from the rest. So
far this book has established
o the overriding need for a mission statement;
o a business strategy to achieve that mission;
o a training programme as an intrinsic component of the
strategy; and
o a management structure for the training programme.
Engineers will generally feel comfortable with these techniques
and systems, which are part and parcel of the management of
every civil engineering project, indeed the management of any
enterprise.
However, none of these will work, and the mission will remain a
dream, unless the individual people charged with delivering the
programme develop appropriate training attitudes and
personal understanding. In my experience, many civil engi-
neers feel less comfortable when discussing these ‘soft skills’. As
explained earlier, most of us simply expect to be able to apply
them, just as we expect to be able to move into ‘management’.
But, like management, some theory put behind the practice is
always helpful, so these two chapters discuss the principles and
attitudes required for successful mentoring. For those who
become really interested, there is a plethora of books on the
90
Mentoring – the theory
Historical background
The term ‘mentor’ comes from Greek mythology: Mentor was
the friend to whom Ulysses entrusted the education of his son
Telemachus before embarking on his odyssey to fight the
Trojan Wars.
When Telemachus later set off to search for his father, who by
that time had spent ten years trying to get back home, he was
accompanied by Athena, Goddess of War, who took the form of
Mentor. This illustrates that we are unlikely to stick with the
same mentor for all situations, but that anyone helping us in
this way will take on the mantle of mentor.
Experience of mentors
Most of us have had significant figures in our lives who have
been a long term and positive influence on our development;
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Mentoring – the theory
92
Mentoring – the theory
Mentoring is individual
Sound mentoring respects the uniqueness of the individual
trainee, striving to enhance their special strengths, whilst at the
same time working to develop their weaknesses to at least a
minimum level of competence (see Figure 2 in Chapter Seven).
Mentors need to be able to explain to a trainee what needs to
be done, leaving them to think through and decide how best to
do it. Some trainees may expect to be told what and how they
should perform. You need to make them realise that they are
now expected to think for themselves and take responsibility for
what they do. Good trainees should not want to be told what
they should do or how they should do it, but an idea or a bit of
information offered by you in a neutral way becomes some-
thing they can identify and use. The art of mentoring is in
listening, allowing the trainee to develop their own thoughts
and ideas, with gentle nudging to get them to realise wider
issues or alternative avenues of thought. A word of caution,
however: before the trainee actually sets about the task, they
should discuss and confirm their thoughts and decisions, other-
wise costly time and resources may be wasted.
A trainee may choose to do something their own way and not do
what you, their mentor, expected. Your instant reaction may well
be surprise, even annoyance, but it is important to consider
whether their method is equally (perhaps even more) valid than
your established one. The desire to ‘do it my way’ is critical to a
trainee’s self belief, because it respects the trainee’s uniqueness.
Doing something the mentor’s way lessens the trainee’s involve-
ment, perhaps by the avoidance of thought or abdication of
responsibility. It may even prove to be an uncomfortable method
for the trainee to follow. Trainees should be encouraged to adapt
the mentor’s help to their own situation and style, thus enabling
them to wrestle with the details, try different approaches and
discover their own strengths and talents. An effective mentor lets
go, being careful not to control or direct the trainee; a helping
relationship is a freeing relationship.
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Mentoring – the theory
94
Mentoring – the theory
95
Mentoring – the theory
96
Mentoring – the theory
97
Mentoring – the theory
Adapting to change
Many trainees come into our business ill-equipped in the range
of knowledge, fundamental understanding, attitudes and
learning skills. All these must be changed, and better skills
developed, if they are to succeed. Managing this change takes
place in a constantly shifting personal and organisational envi-
ronment, not just at work, but beyond. Change is affecting
every aspect of the trainees’ lives; some of the biggest decisions
they will ever face confront them in the next few years – choice
of partner, accommodation, when and if to start a family, to
mention a few.
There is bound to be a sense of loss when giving up familiar and
comfortable beliefs, behaviour and relationships. They have
spent many years in the relatively secure environment of educa-
tion, usually with great success, although they may not believe
it. There is always someone who has done better, with whom
they compare themselves. Just occasionally, it is good for it to
be pointed out to them just how they compare with the
average for their age range. The change management consider-
ations discussed in Chapter Two are just as relevant to trainees
as they are to the business.
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Mentoring – the theory
99
Chapter Twelve
Mentoring in practice
100
Mentoring in practice
Manager Mentor
Sets objectives Agrees goals
Identifies performance problems Identifies development
opportunities
Achieves tasks today Aims for better job tomorrow
Concerned with standards, Concerned with career
deadlines, budgets aspirations and needs
Monitors for control Monitors for progress
Grabs opportunities Creates opportunities
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Mentoring in practice
102
Mentoring in practice
103
Mentoring in practice
Encouraging self-development
Trainees sign the Institution of Civil Engineers’ Training Agree-
ment to say that they will make best use of the opportunities
provided by the employer. For those not under Agreement, the
onus is also on them to seek out and find the opportunities.
There is thus no doubt that the responsibility for making use of
any development opportunities is the trainees’. Anything which
encourages this attitude of self-reliance must therefore be of
benefit to the process. The aim must be to ensure that new
recruits are proactive, self-confident, enthusiastic and optimistic.
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Mentoring in practice
105
Mentoring in practice
106
Chapter Thirteen
Quarterly Reports
107
Quarterly Reports
108
Quarterly Reports
Ability to review
Most of us have worked at one time or another for a manager
who always seemed to have time, coupled with an unerring,
apparently instinctive, grasp of the project. They were able to
109
Quarterly Reports
Ability to report
The ability to report, clearly and cogently, ‘just enough’, is a real
art, but it can be developed. When working in local government,
I was told by a wise Councillor that if I could not get my case
across in less than one page of A4 paper, I had lost the argument
– because he and his colleagues were very unlikely to read any
more! A difficult discipline, but one which stood me in good
stead for many years subsequently. We all have to report – by
phone, by fax, by letter, by email – and the response is usually
required instantly. The receiving person wants clarity and
brevity, so the art is to produce the report quickly, decisively,
incisively and precisely. These are all qualities which can be
developed by insisting on regular reports, written fast to tight
deadlines.
110
Quarterly Reports
111
Quarterly Reports
112
Quarterly Reports
Backlog of reports
Trainees will, almost inevitably, fall behind on the scheduled
production of reports every three months. With a job to do, a
life to live and a hugely steep learning curve to climb, they may
mistakenly believe that reports are of less importance, some-
thing which leaves a gap which they think can readily be recti-
fied by crisis measures later. How wrong they are! Contrary to
belief but substantiated by experience, reports actually become
exponentially more difficult to write the longer they are left. The
only time a trainee recognises experience is the first time it
occurs. Subsequently it becomes ‘obvious’ because they now
know about it. So it is preferable that they record their experi-
ence as it happens.
Whenever they do not record experience as it happens, then
the one thing which I know, from long experience, is that they
are very unlikely ever to be able to catch up. Their valuable
experience has to be captured retrospectively in a more conve-
nient and productive manner. This is now unlikely to be time-
based, since experience rarely divides itself up into such conve-
nient pieces. The retrospective reports are more likely to be
project or subject-based, even Core Objective-based. I recom-
mend that where this approach is necessary, the trainee should
write to their SCE, setting out their proposals for getting up to
date and a time-scale for achievement, and include this letter
(possibly countersigned as agreed by their SCE/DE) in their
Training Record. This shows that they took control and insti-
gated remedial action. Everyone knows that things go wrong.
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Quarterly Reports
Common misunderstandings
Quarterly Reports are not
o part of the review process (compare coursework during
education)
o a diary
o a list of jobs done
o a quarterly CV.
Trainees’ reports, whether quarterly or not, are a contempora-
neous, brief and succinct record of experiences and the wisdom
which derived from them, providing the potential for foresight
to be applied in the future.
114
Chapter Fourteen
115
Mentor response to Quarterly Reports
116
Mentor response to Quarterly Reports
117
Mentor response to Quarterly Reports
118
Mentor response to Quarterly Reports
Most young engineers just do what they are told and their
reports will be a litany of ‘what I have been doing’. Mentoring
must encourage them to ponder the wider issues and discover
why they are following a given path and most importantly, that
it is not always possible to implement the best engineering solu-
tions.
‘Do you know why this software is used in this application? Can
you think of an application where it would perhaps not be
appropriate?’
It is vital that trainees do not just use the available technology
by rote, which is, sadly, too often the reality. It is vital that they
understand the need to verify that its use is suitable. They must
always ask five key questions:
o What assumptions are inherent in the program?
– Are those assumptions valid for my problem?
o How do I make my problem fit the program?
– What reasonable assumptions/simplifications must I
make?
o What are the critical cases for the problem?
– How can I be sure they are the worst combinations?
o What sensible criteria and factors should be allowed?
And, most important of all:
o How can I be certain that the answers I am getting are real-
istic?
While these questions are most obviously applicable to tech-
nical analysis software, they have been carefully written to apply
to software for many other applications. But, for designers, it is
a fact that a significant number of candidates at Review fail to
demonstrate that they understand the technical principles
inherent in their work. It appears that there is a proportion of
engineers who can use the software adequately, but do not fully
understand what they are doing, failing to check that the
computer output is realistic. This is a dangerous situation and
119
Mentor response to Quarterly Reports
120
Mentor response to Quarterly Reports
The content
In the early days, it is likely that trainees will try to include every-
thing they have been involved in – perhaps rightly, because it is
all a new experience. That is why early reports are generally
long and rambling, taking weeks to produce!
However, it is vital for them to rapidly develop criteria to distin-
guish the important from the less important, if their reports are
to become concise and effective, and be written in a reasonable
time. The art of writing ‘just enough’, and not needing to spend
time refining it, is a valuable skill in the business!
Obvious criteria to assist with making the choice are the
descriptions, issued by the Institution, of what they are trying to
become, particularly the Core (and any Specific) Objectives,
which should enable them to identify (with the mentor’s assis-
tance) that experience from which they should be getting best
advantage. This is why it is recommended that trainees identify
progress towards achievement of the Core Objectives in each
report. As they progress, such a routine process should also
enable them to identify and seek out the additional experience
they need to fill any gaps becoming apparent in their develop-
ment.
Planning
Few entrants appear to be comfortable with deciding how to
arrange their reports in a logical sequence. Most rely on chro-
nology rather than material. They should first plan what they
are going to include, and then the order in which they will cover
the content, by means of lists, mind maps, spider diagrams or
whatever method they find most appropriate for them. In my
opinion, this planning should be documented as an integral
part of their report, because the mentor is then able to give
further advice and guidance. Planning of any report, taking due
account of the audience which will read it, is crucial to its
successful reception, and trainees will generally need guidance
to develop the skills necessary.
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Mentor response to Quarterly Reports
The format
There are no ICE rules for the format; there may be a house
style, there may be preferences expressed by an SCE. In my
view, too many rules, in the form of cover sheets and detailed
formats, just form another barrier to the real purposes and
spontaneous writing of reports. Good guidance on how to
decide on content is a prerequisite of good performance,
because few trainees will have any innate understanding of how
to do it. What is important is that the trainee develops the skill,
vital in today’s business, of writing effective reports fast.
One detail which I would recommend is to get all trainees to
leave a broad margin on the right-hand side of each page. This
will encourage written comment because, since most SCEs and
DEs are right handed, they can then annotate while continuing
to read. Reaching over to a left margin means momentarily
stopping reading because the reader’s arm gets in the way.
It is a sad fact that the use of the English language is not given
sufficient attention during the education process. Most train-
ees’ vocabulary is extremely restricted, and any knowledge of
grammar and syntax has been picked up by default.
Most will need encouragement to expand their vocabulary and
understand word usage. Some may need formal teaching, and
the sooner this need is identified and addressed the better; the
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Mentor response to Quarterly Reports
123
Mentor response to Quarterly Reports
Summary
Training is not a process or system; it is not something which is
done to people. The fundamental aim is to create an atmo-
sphere, an environment in which the trainee does not feel
inhibited in asking questions; where they realise that the best
experience can be gained from other people’s hindsight and
wisdom, and does not necessitate their direct involvement. This
can be a special difficulty in some non-Western societies, but it
must be overcome everywhere if mentoring is going to work
well. Creating this culture does require senior engineers to
accept two things:
(a) that they cannot retain a monopoly on knowledge as a
means of exerting authority;
(b) that, occasionally, their trainees will make mistakes and they
must be prepared to support them – at least the first time.
Most young entrants feel uneasy in developing personal relation-
ships with people of their parents’ age (or older!) and need posi-
tive encouragement to trust them as fellow engineers beyond
the standard working relationship of manager to staff member.
Exploiting colleagues by seeking their knowledge and culti-
vating friendships because of what they can do for them seems,
to many trainees, somehow distasteful and manipulative. We
must make them understand that it is a necessity if senior engi-
neers are to transmit wisdom efficiently and make the trainees
effective members of the team. The reason why they must make
the effort is because those of us with experience think that
much of what we do is ‘obvious’ and ‘straightforward’ – like
swimming or cycling, it is easy when you know how, very diffi-
cult when you don’t.
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Mentor response to Quarterly Reports
125
Mentor response to Quarterly Reports
reader can ‘know too much’ about a given situation and read
between the lines interposing what they understand, rather
than what the inexperienced writer understands. Where a ques-
tion has been asked, it may well be that the trainee has to seek
the answer by discussing it with their (more knowledgeable)
line manager.
The questions you are asking are the same as those which may
eventually be asked by the Reviewers.
What you will in fact be demonstrating is the ability to ‘ask the
right questions’ based on a fundamental understanding of
engineering principles, the very ability which you are trying to
inculcate into your trainees, and which Reviewers will be
seeking throughout the review process.
(1) As a graduate engineer, I benefited from an Institution of Civil
Engineers’ Training Agreement with J. Bloggs, BEng CEng FICE
MIHT, the Head of the County Engineering Division, as my
Supervising Civil Engineer. I decided to accept this new Agree-
ment because of its structured programme which would allow
me to gain experience within the various sections and depart-
ments of the County Engineer’s Department.
(2) On commencing employment with Midshire County Council
Highways Department, Design Services (Roads) Division, I was
assigned to the Major Improvements Section and gained much
experience working on several highway improvement schemes
including:
(a) designing accommodation works for the Broadwash By-
Pass and compiling the accommodation works Bill of
Quantities using the MICRORATE software;
(b) preparing vertical alignments for various by-pass
schemes;
(c) production of working drawings, schedules and contract
documents for a section of the Feetwet Ferry Southern
Primary Route Improvement Scheme. The working draw-
ings were drafted on the Computer-Aided Design system;
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Mentor response to Quarterly Reports
127
Mentor response to Quarterly Reports
128
Chapter Fifteen
Monitoring progress
129
Monitoring progress
130
Monitoring progress
131
Monitoring progress
132
Monitoring progress
‘does not obviate the need ... to complete Quarterly Reports ...’.
So what should be written in this space?
First, the record should show a progressive achievement, from
‘Appreciation’, which could be well before the start of any
Training Agreement, through to the standard actually
achieved, which may well be beyond the minimum required.
The commentary needs to identify more than just the workload
which enabled the objective to be addressed. It must indicate
the benefit gained in terms of understanding and skills. Remem-
bering that submission of the Quarterly Reports is no longer a
requirement of the Review, this commentary will eventually be
an opportunity to amplify the necessarily sparse outline in the
Experience Report.
So I see this space as a ‘halfway house’ between the detail of the
Quarterly Report and the outline to be written in the Experience
Report, which will offer more information to the Reviewers as to
how progressive achievement of each Objective contributed
towards the trainee becoming a professional engineer. Cross-
referencing should be simple to follow, which is why the Institu-
tion insists that any organisational Training Scheme retains the
numbering of the ICE Core Objectives. The simplest method is
to put the number of each Objective in the right-hand margin
of the Experience Report, or in brackets in the text, each time it
occurs in the chronological discourse. It may no longer be an
ICE ‘rule’, but it does seem to be a sensible and logical thing to
do anyway.
133
Monitoring progress
134
Chapter Sixteen
Roles of sponsors
Eligibility to sponsor a candidate
The requirement of the Royal Charter is for four (two for Techni-
cian Member) persons of at least the equivalent class of member-
ship of the Institution of Civil Engineers to act as sponsors. This
requirement cannot be overridden, since it is imposed by the
Queen’s Privy Council. The 2000 series of documents further
stipulated that they must be ‘of at least three years’ standing’.
In the worldwide business of today, this need for four Members
may appear to be obstructive, but there are ways in which it can
be accommodated. The most extreme example, of which I am
aware, involved an African, working for a Norwegian
contractor. She knew no members of the Institution of Civil
Engineers (apart from the RLO). The solution was to meet
several Association Committee members over a meal, during
which they were able to satisfy themselves that she was a
professional engineer and ‘a fit and proper person’. Four more
of her colleagues, professionally qualified with other recognised
international bodies, vouched for her technical and professional
competence and, importantly, satisfied themselves that she
complied with the Institution’s criteria, which the RLO sent to
each of them. She therefore ended up with eight sponsors in
total.
135
ICE Professional Review
Overview
Many of the people advising and sponsoring candidates for the
Reviews do not fully understand the review process and what it
is designed to achieve. There is still a culture of ‘This is how I got
my civils’, followed by a list of what material was submitted. The
guidance on material may perhaps be adequate (although this
is unlikely), but it is the manner in which the material is used
which is vitally important.
There is, in general, far too much emphasis on a stereotypical
what to submit and far too little on the purpose. Myths still
abound, for example that candidates
o need a design;
o should include ‘site’ and ‘design’ experience;
o must submit analytical calculations, preferably structural;
136
ICE Professional Review
137
ICE Professional Review
138
ICE Professional Review
Sponsors’ declaration
The overriding duty of all four sponsors is to declare that
‘the candidate is a fit and proper person for admission to
membership’.
This is not a personal opinion, but an informed statement
measured against the relevant description set out by the Institu-
tion and quoted in Chapter Five, the Bye-laws and the Rules for
Professional Conduct.
The lead sponsor carries the additional responsibility of
checking that the other three sponsors have been able to
declare their total support. It is the lead sponsor who may be
called to account if the candidate proves entirely inappropriate.
Too many sponsors appear to have justified signing this state-
ment because the candidate is a useful member of their team,
‘good at their job’ or merely a ‘nice person’. Any sponsor should
read the criteria and judge the candidate against them. This
sometimes involves the difficult decision not to act as a sponsor,
a stance which can result in significant demotivation of the
candidate in their day-to-day work. In my experience, this is a
short-term problem if properly explained and is actually
covertly respected, in many instances, by other members of the
work team. In extreme cases, I have given support to sponsors
who have been referred to one of the many equality tribunals;
provided the decision is taken against specified criteria, and the
reasoning can be explained professionally, there is no case to
answer.
There are other parts to the statement, such as:
‘The candidate has the appropriate qualifications’.
Generally, candidates are graduate members, which signifies
compliance with the academic base for the class sought; this
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Sponsors’ scrutiny of submission documents
Another requirement is
‘good quality of presentation.’
Again, a reasonable comparison would be a good document,
produced by their employer for public relations. The reports
should be bound tidily, using binders of the correct size, incor-
porating reasonable front and back covers. There is no need for
excessive cost or complication. Indeed, some Reviewers view
expensive, overly elaborate documents, with excessive use of
desktop publishing technology, with suspicion: ‘Surely this was
an inappropriate use of time and resources?’ I think the
keywords are neat, organised and tidy, readily followed and
easily handled. It is all about the exercise of judgement!
Supporting documents and illustrations are best inserted into
the text at the point at which they are needed. This is not always
possible, but thought must be given by the candidate to poten-
tial problems for the readers, who may be on a train or plane
when they are reading. Flicking back and forth constantly from
text to appendices is inconvenient. Do strongly discourage the
use of plastic wallets, from which documents can readily be
withdrawn, but into which they seem incapable of returning.
And do forbid contract drawings, either in their original size or
reduced; they are good for transmitting contractual informa-
tion, but little use for anything else, and certainly not for
displaying the attributes of a professional engineer.
With the advent of scanning technology, candidates sometimes
think that the addition of the company logo or the Institution’s
emblem (note: the crest is the Eddystone lighthouse only) will
improve the appearance of their documents. Since their
submission is neither a company document nor an Institution
publication, such use is, pedantically, illegal. The Reviewers will
neither be unduly bothered about the emblem nor impressed
or influenced by the company name.
The candidate must show
‘compliance with administrative requirements.’
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The forms
These seem to be left to the last minute, and a surprising number
of submissions have to be returned by the Reviews Office to be
amended, or additional clarification has to be sought by phone,
before the submission may be accepted. The forms do need a bit
of thought and adequate time to be filled in correctly. Some
notes follow on those aspects which frequently cause problems.
There is a section which asks the candidate to specify that ‘My
submission relates to’ followed by a long list of options. The
temptation appears to be to list as many as possible. Since this is
the device which the computer uses to appoint suitable
Reviewers, all this does is give the computer more options.
Persuade your candidates to only complete those boxes of
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Experience report
The Reviewers are not so much interested in what the candidate
has done as what the experience did to the candidate; what the
candidate has become as a result of their experience. So the
criteria for this report are precisely the same as those they have
been guided to apply to their Quarterly Reports for some years.
The ‘single-page A4' summary sets out the skeleton of their
entire experience. This is a difficult page to compile, but, if done
properly, gives the Reviewer a clear picture of the candidate’s
career progression, through detailed experience with
employers and senior engineers. It should factually cover their
entire experience, before, during and after graduation and/or a
Training Agreement. The 2000 words which follow must
demonstrate the benefit gained from that experience. They
should not repeat information in the foreword, nor need they
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Project report
The function of the project report is to demonstrate that, to all
intents and purposes, your candidate is a professional civil engi-
neer of the appropriate class. So it is not a project report at all,
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146
Sponsors’ scrutiny of submission documents
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Sponsors’ scrutiny of submission documents
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Sponsors’ scrutiny of submission documents
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Chapter Eighteen
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Preparation for Review
151
Preparation for Review
152
Preparation for Review
153
Preparation for Review
154
Preparation for Review
155
Chapter Nineteen
156
The aftermath of failure
157
The aftermath of failure
Appeals procedure
The Institution offers a range of reasons why candidates might
choose to appeal, such as administrative shortcomings by the
Institution in handling the submission, unsatisfactory handling
of the interview process, a domestic crisis at the Review time for
the candidate etc. It is absolutely clear from this list exactly what
may be used as the grounds for an appeal. There cannot be an
appeal against the judgement in principle; in other words,
however unjust the result seems to the candidate, there must be
some valid reason, in the way the Review was handled adminis-
tratively by the Institution or carried out by its elected
Reviewers, to form legitimate grounds for appeal.
Any candidate who has an unexpected domestic crisis, which
prevents them giving of their best on the day, should realise
that the Institution will take a sympathetic view and get in
touch immediately with the Reviews Manager, rather than
having an unsuccessful Review and then appealing. I have
known of Reviews which have been delayed to a later date
within the same Review period, Reviews taking place after the
main period at a mutually convenient venue or a postpone-
ment, with no financial penalty, until the next session. Perhaps
the most frequent problem is a delayed journey due to accident
or breakdown, neither of which could have reasonably been
anticipated by the candidate. Reviews have been delayed until
later in the day, and even to another day, when such circum-
stances have arisen.
In my experience, the Institution will do everything reasonably
possible to allow every candidate to give of their best on the
day. But some candidates do still carry on, almost on autopilot,
when they are facing the most difficult personal circumstances,
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The aftermath of failure
159
The aftermath of failure
160
The aftermath of failure
161
The aftermath of failure
and the reasons for the decision. I therefore recommend, for the
equanimity of the retake, that the candidate sends this response
letter to each of the new Reviewers as a frontispiece to their
submission documents, thus pre-empting the inevitable first
question, ‘What have you done about it?’.
I cannot over-emphasise the need for a calm, controlled,
thoughtful and rational response to the Reviewer’s rejection.
Far too often, I have seen unchanged re-submissions, motivated
by frustration and annoyance, sent for the next available
session. The result – the candidate again fails to demonstrate
those clearly defined attributes which the replacement
Reviewers are expecting. To fail once is a devastating error by
the candidate and sponsors; to fail again calls into question
their collective misunderstanding of the process and purpose of
review. To allow a candidate to be rejected more than once is of
no benefit to the candidate’s self-belief, their contribution to
your business or their commitment to our profession.
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Chapter Twenty
The Reviewers
163
The Reviewers
164
The Reviewers
165
The Reviewers
166
The Reviewers
167
The Reviewers
Availability of Reviewers
Reviewers are generally asked to make themselves available for
a minimum of one day per session, but more consecutive days if
possible. Normally three candidates are interviewed by each
Reviewer in the morning (the candidates write their Written
Assignments in the afternoon). There are two sessions in the UK
each year, in April/May and October/November, usually of four
weeks’ duration, with the first fortnight in London and the
second fortnight circulating around the provinces. The number
of Reviewers required can be as high as 30 per day at each
provincial venue, and over 50 in London. Outside the UK, the
arrangements are rather more ad hoc, responding to reason-
able demand.
Availability forms for each UK session are sent out late in January
and July each year, so that Reviewers may be able to ‘block off’
days for which they feel able to be considered. Confirmation
that any particular Reviewer will be required, together with
details of their candidates, is sent out about one month before
the date of the interviews themselves, at about the same time as
the candidates are notified.
The Reviewers are paired for one morning only, and are unlikely
to work with the same Reviewer again for some time. I know
one Reviewer who has reviewed for 14 years and has never
worked with the same Reviewer twice. The aim is to develop a
consensus, rather like those jewellers’ rotating drums, where
the semi-precious stones constantly rub together, wearing off
any eccentricities until they are all the same rounded shape.
Once they have stated their availability and been selected, the
system of Reviews depends on all Reviewers honouring their
commitment. Even so, it is expected that Reviewers, since they
are senior practising civil engineers, will occasionally be forced
to withdraw in a real emergency. This is why candidates are
unrealistic if they expect to be able to specify an exact day for
their Review, or wish to make a late change of date. The Reviews
Office staff will undoubtedly do their best to meet specific
168
The Reviewers
169
Appendix
170
Critique of Quarterly Report extracts
171
Critique of Quarterly Report extracts
If the reader (mentor) is familiar with the work, it is all too easy
to ‘read between the lines’, rather than seeing what has actually
been written. The ‘but it’s obvious’ syndrome must be over-
come – experience and competence must be demonstrated!
Most of the detailed information (a–e) should be edited into a
brief foreword. This will eventually be the format of the experi-
ence report for the submission, so it is useful for the trainee to
begin to learn how to use it. Writing a summary gains space to
answer questions such as:
o How was ‘relevant data’ decided upon?
o Where was it sought and found (‘various sources’)?
o How did the trainee choose and learn to use the design soft-
ware (and does this learning appear in their Development
Action Plan and Professional Development Record)?
o How did they make the problems fit the software and was
any check made that the assumptions inherent in the
program were acceptable?
o What form of contract were they using? Why?
o How were estimate costs established? Was the base data
adjusted in any way?
o How accurate did the designs and estimates need to be for
realistic comparisons to be made?
(3) I was temporarily seconded to this site as an ARE. The works at
this site were part of several ‘Advance Works’ contracts for
major improvement works to a busy road junction over and
adjacent to the London Underground. These particular works
consisted of the construction of a pedestrian/cycleway ramp
and associated retaining wall from an existing bridge over the
underground lines to an anchored sheet pile wall at the
entrance to a future subway under a road adjacent to the
works.
My job was to ensure that the works were constructed in the
correct positions and that the workmanship met the standards
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Critique of Quarterly Report extracts
set out in the Specification. This was not easy in the confined
space of the works and I gained a lot of experience, working
with the contractor to ensure that the setting-out was correct.
A secondment can only be ‘temporary’ – superfluous. Repetitive
word use (works, site) – requires editing.
What is an ‘ARE’? In general, do not use job titles – they can
easily be misconstrued beyond the organisation. The name ‘res-
ident engineer’ is not a defined title under any form of contract.
Explain the precise responsibilities (perhaps in this case by using
the letter, defining the roles of the engineer’s representatives to
the contractor under Clause 2 (ICE 6th edition), as a supporting
document).
Remember that pictures save words. In this case, they might
even make the description intelligible!
The job requirement is stated, but there is no indication of how
it was achieved and what the difficulties were.
o What were the specific problems of a confined site with
restricted access?
o How did those responsible ensure that referencing/setting-
out was not tampered with?
o What were the difficulties of ensuring quality? How were
they addressed? Were they overcome successfully (‘inde-
pendent judgement’)?
o What are the candidate’s personal views on whether (with
hindsight) it could have been done better.
There is no indication of any experience beyond ‘the job’
(which is not itself a role for a potential professional engineer).
o How were public access and road/rail operations main-
tained?
o What were the actual responsibilities under the contract for
accuracy and quality? How were they apportioned between
contractor/resident engineer?
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177
Index
178
Index
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Index
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Index
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Index
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