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AND P I L E GROUPS
By Ke Fan, 1 George Gazetas, 2 Amir Kaynia, 3 Eduardo Kausel, 4
and Shahid Ahmad 5
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INTRODUCTION
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(1981), Flores-Berrones and Whitman (1982), Wolf and Von Arx (1978),
Kaynia and Kausel (1982), Gazetas (1984), Barghouthi (1984), and Tazoh
et al. (1988). A recent overview has been presented by Novak (1991).
Continuum as well as Winkler-type models were developed/used in these
studies. However, the amount of published parametric results is very limited,
especially for pile groups, and a number of questions remain unanswered.
By contrast, a wealth of data is presently available for the response of single
piles and pile groups under dynamic force-and-moment loading at the top;
such a loading arises during earthquakes from the inertial forces developing
on the superstructure and the pile cap.
To fill this gap, this paper presents a comprehensive set of dimensionless
1861
° V,
FIG. 3. Effect of Lid and EJES on Kinematic Seismic Response of Single Free-
Head Piles in Homogeneous Soil (p^p,, = 0.7, p = 0.05, and v„ = 0.4)
v.cn
FIG. 4. Effect of Lid and EJES{L) on Kinematic Seismic Response of Single Free-
Head Piles in Nonhomogeneous Soil ( p ^ = 0.7, 3 = 0.05, and vs = 0.4)
(a)
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" u.
V,(.L)
FIG. 5. Influence of Pile Fixity on Kinematic Seismic Response of Single Piles in
(a) Homogeneous; and (b) Nonhomogeneous Soils (Lid = 20, p,/pp = 0.7, p = 0.05,
and vs = 0.4)
unaffected by the presence of the piles. Around the piles the "perturbed"
wave field is a complicated combination of incident (upward propagating)
waves, reflected-at-the-surface (downward propagating) waves, and waves
diffracted by the piles and propagating in a primarily horizontal direction.
A rigorous method of solution to this three-dimensional dynamic boundary-
value problem has been developed by Kaynia and Kausel (1982). This method
is in essence a boundary-integral-type formulation in which the Green's
functions, defining the displacement fields due to uniform unit loads acting
on an elemental cylindrical surface and on a circular disk, are computed by
solving the wave equations through Fourier and Hankel transformations.
1864
These functions yield the dynamic soil flexibility matrix that is combined
with the analytically derived pile flexibility matrix, while enforcing com-
patibility of deformations at the pile-soil interface. For an arbitrary pile
group, the method gives the horizontal translation and rotation of the mass-
less cap, both of which are complex-valued functions of frequency, for a
given soil profile. The Kaynia and Kausel (1982) formulation was used to
obtain most of the results presented herein. In addition, finite-element
(Blaney et al. 1976) and boundary-element (Ahmad 1986) formulations were
used in a few cases for obtaining the response of single piles, and for es-
tablishing the very small sensitivity of the results to using different numerical
solution procedures. A simple model developed for the problem at hand
by Makris and Gazetas (1993) is also used for qualitatively explaining some
of the trends observed in the numerical results.
20 -20 20 0 E„
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pile
free field
a„-0.05
FIG. 7. Distribution of Free-Field Soil and Pile Displacements along Depth of Two-
Layered Soil (EJEs2 = 0.1, Lid = 20, p,/p,, = 0.7, (3 = 0.05, and vs = 0.4) aa = 0.05
10 0 Ec
pile
a 0 = 0.15
\UP \%\d
/,. = and L, (1)
u„
Jff U„
Uff
plotted as functions of the frequency factor
a = (2)
° v*
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5 0 E,
! pile ";
a0=-0.45
(3)
E; E,(LY E,X
A few results are also displayed in the form of distributions along the
depth of kinematic pile displacements and free-field soil displacements.
1867
/.. = \u.
:
0.06-:
\±\d
- B D • D B-B—-j]
The presented figures fin conjunction with the results of Kaynia and
Kausel (1982), of Gazetas (1984), and of additional analyses by the present
authors that are not included herein for lack of space], reveal the following
significant trends.
FIG. 11. Effects of Pile Spacing on Kinematic Interaction of Relatively Rigid Fixed-
Head Piles in Homogeneous Soil (EPIE, = 10,000, Lid = 20, pjpp = 0.7, p = 0.05,
and vs = 0.4)
1869
V.W
The reader should recall that kinematic displacements induced on rigid shallow
foundations by seismic waves impinging at an angle (with or without random
phase "incoherence") follow a qualitatively similar trend versus frequency with
that discussed above for the kinematic displacements atop piles and pile groups.
Excellent presentations on this subject for shallow foundations can be found in
Scanlan (1976), Luco and Wong (1986), Pais and Kausel (1985), and Veletsos
and Prasad (1988).
2. Whereas this general shape of /,,(«„) is approximately valid in all studied
cases, four factors seem to affect significantly the transition frequencies aal and
ao2: (1) The type of soil profile; (2) the relative rigidity of the pile; (3) the pile-
head fixity conditions; and (4) the pile slenderness.
Specifically, the significant factor controlling the magnitude of aol and ao2,
and thereby the kinematic response of single piles and pile groups, is the nature
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\\ o s/d=20 :
0.6-
TO o s/d=40 j
0.4- :-
0.2-
l*ld
0.00+
• V.CD
FIG. 13. Effect of Pile Spacing on Kinematic Interaction of Relatively Rigid Fixed-
Head Piles in Nonhomogeneous Soil (EPIES{L) = 5,000, Lid = 20, pjpp = 0.7, p =
0.05, and vs = 0.4)
of the soil profile as expressed by the variation of soil modulus, Es, versus depth.
In strongly nonhomogeneous deposits, as the one having modulus proportional
to depth, a0l is very small—of the order of merely 0.05 (e.g., Figs. 4, 12, 13,
16, 17, 21, and 22), depending of course on the value of the other three factors.
By contrast, in a homogeneous stratum or in a stratum with a thick homogeneous
top layer, aDl may be as high as 0.20-0.30 (e.g., Figs. 3, 5, 6,10, and 19). (Thus,
in terms of actual frequencies, co, in deposits with the same average wave velocity
the decaying branch of /„ will start earlier—by a factor of about two—in non-
homogeneous profiles.) Similarly, ao2 is about 0.10-0.20 in the linear-modulus
profile "b" compared to ao2 usually exceeding 0.40 in the two other profiles "a"
and "c." The practical implications of these differences are worthy of note: In
nonhomogeneous profiles, piles and pile groups will depress a much wider
spectrum of the harmonic components of the incident seismic excitation (and
thereby their heads will experience smaller "effective" horizontal motions) than
pile(s) in a homogeneous soil.
The relative rigidity of the pile(s), expressed through the aforementioned
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I = ! !— 0.04
• U
FIG. 14. Effect of Pile Spacing on Kinematic Interaction of Relatively Rigid Fixed-
Head Piles in Two-Layered Soil {EpIEsl = 5,000, Lid = 20, pjpp = 0.7, p = 0.05,
and vs = 0.4) EJEs2 = 0.3
moduli ratios [(3)] also affects aal and ao2- As expected, the stiffer pile(s) is
more effective in depressing a seismic soil movement and, and hence, its ki-
nematic response is characterized by smaller values of aoX and ao2, compared
with those of the softer piles (e.g., see Figs. 3, 4, and 5, and compare Fig. 10
with Fig. 11 and Fig. 19 with Fig. 20).
Increasing the degree of fixity at the pile-cap level (from hinged- or free-head
to fixed-head piles) has an effect similar to the effect of increasing EpIEs: aol
and ao2 tend to decrease and, hence, the "effective" pile-cap input motion in
an earthquake excitation will tend to be less severe (see Fig. 5). An additional
influence of pile-head fixity conditions has been observed with pile(s) embedded
in homogeneous deposits and in deposits with a homogeneous top layer (like
profile "c"): free-head single piles and hinged-at-the-cap piles and pile groups
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FIG. 15. Effect of Pile Spacing on Kinematic Interaction of Rigid Fixed-Head Piles
in Two-Layered Soil (Ep/Esl = 5,000, Lid = 20, p^/p,, = 0.7, p = 0.05, and v„ = 0.4)
EJE<, = 0.1
Fixed-Head Piles
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difference on /„, in the low (a0 < aol) and intermediate (aol <a0< ao2) frequency
ranges. This conclusion is valid (within engineering accuracy) for most studied
soil profiles and relative pile rigidities. It implies that with seismic excitation
there is little pile-to-pile interaction in this frequency range, even for close pile
spacing. By contrast, with inertial excitation at the top, pile-to-pile interaction
has been shown to play a dominant role in the response of pile groups. (The
only small deviation from this general trend is depicted in Fig. 11 for two piles
in a homogeneous half-space.)
This lack of interaction between the piles of a group for very low frequency
factors occurs when seismic wavelengths are then so large that piles follow almost
exactly the free-field ground movements, and there is hardly any scattering of
the vertically propagating seismic waves.
However, the explanation is not so simple for low and intermediate frequency
factors, at which pile and (free-field) soil motions are different, and the incident
seismic waves are therefore diffracted by the piles. A qualitative explanation is
suggested herein with the help of Fig. 9, which compares the seismic displace-
ment profiles of the two-layered soil deposit with EJEs2 = 0.10 and of a pile
1874
« V,
0.00+
V.U)
FIG. 17. Kinematic Seismic Response of 1 x N Relatively Rigid Fixed-Head Pile
Groups in Nonhomogeneous Soil {EPIES(L) = 5,000, Lid = 20, ps/pp = 0.7, p =
0.05, and vs = 0.4; N = 1, 2, 3, 4, 6, and 9)
/..-
" u,
U,,
0.02-
+ +
++ ++ ++ ++ ° ° 'v j
^11* o o o o o o
tod
a.
FIG. 18. Kinematic Seismic Response of 1 x JV Relatively Rigid Fixed-Head Pile
Groups In Homogeneous Soil (E,JES = 10,000, Lid = 20, pjpp = 0.7, (3 = 0.05, and
v5 = 0.4; N = 1, 2, 3, 4, 6, and 9)
CONCLUSION
Fixed-Head Piles }
1 i
0.8- ^*%^ \-
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0.6^
\ J \ . ;-
0.4- A s/(J=3
D s/d=5
0.2-
0 s/d=10 N:
0 0H
1877
Fixed-Head Piles
A s/d=3
P s/d=5
O s/d=10
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\_±]_d
L-
a =
FIG. 21. Kinematic Seismic Response of 2 x 2 Relatively Compressible Fixed-
Head Pile Groups in Nonhomogeneous Soil (EPIES(L) = 500, Lid = 20, pjpp = 0.7,
(3 = 0.05, and vs = 0.4)
Ep/Es(L) = 5000 L/d = 20 s/d = 5
fixed-Head piles
uod
a
°~V2n
FIG. 22. Kinematic Seismic Response of N x N Relatively Rigid Fixed-Head Pile
Groups in Nonhomogeneous Soil (EJES{L) = 5,000, Ud - 20, ps/p„ = 0.7, p =
0.05, and vs = 0.4; N = 2, 4, and 6)
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ACKNOWLEDGMENT
This work was partially supported by the National Center for Earthquake
Engineering Research, State University of New York at Buffalo (NCEER
89-3306).
APPENDIX. REFERENCES
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