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Vitae

William Solomon, percussion

Bachelor of Music in Percussion Performance (2005)


Conservatory of Music, University of Missouri-Kansas City, Missouri

Master of Musical Arts in Percussion Performance (2007)


The Hartt School, University of Hartford, Connecticut

Doctor of Musical Arts in Percussion Performance, Minor in Music Theory (2016)


The Hartt School, University of Hartford, Connecticut

Address: 161 W 95th St. #3R, New York, NY 10025



ABSTRACT

West Coast Group composers John Cage, Henry Cowell, and Lou Harrison wrote some of the

earliest works for percussion ensemble. They were also all queer men, suggesting that there

was a possibly a connection between their queer sexualities and their engagement with the

percussion ensemble in the 1930s and early 1940s. Part I of this essay explores the relationship

between queer sexuality and percussion by examining the various ways in which the

composers’ queer lives intersected with the creation of the percussion ensemble. This

discussion results in a deeper understanding of the queer sensibility that informed the

development of the percussion ensemble, including interactions with modern dance, Asian

influences, and collaborative working methods. An analysis of Cage and Harrison’s Double

Music brings together the various discussions presented in relation to queerness and the

percussion ensemble. In Part II, a detailed look at the influence modern dance exerted upon the

West Coast percussion ensemble will further demonstrate one critical queer influence on early

percussion works. An important musical device used in dance music was the ostinato; the use

of the ostinato in early percussion ensemble repertoire reveals the ensemble’s codependence

on early modern dance. Analysis of percussion works by Beyer, Cage, Cowell, Harrison,

Humphrey, and Strang, will show how percussion developed alongside modern dance in four

distinct stages; particular focus on usage of the ostinato will show how dance tangibly impacted

the repertoire.

“Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943” by

William Solomon, University of Hartford, Hartt School, Doctor of Musical Arts in Percussion

Performance, 2016.

Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

William Solomon

Submitted in Partial Fulfillment


of the
Requirements for the Degree
Doctor of Musical Arts
University of Hartford, Hartt School
March 21, 2016
© 2016 William Solomon

DEDICATION

To Andrew, thank you for your constant love and support,


and for dealing with the piles of books
143

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ACKNOWLEDGEMENT

This essay could not have been written without the expertise and guidance from many
individuals: my thesis advisor Michael Schiano; my teachers, committee, and faculty members
at Hartt, including Ben Toth, David Macbride, Glen Adsit, Robert Black, Dee Hansen; librarians
including Tracey Rudnick at Hartt Allen Library, Mei-Chen Lu at the Dance Notation Bureau, and
the many librarians at the New York Public Library, who helped me locate materials; dancers
and choreographers, including Douglas Neilson, and my friends and colleagues, including Matt
Sargent, Misti Shaw, David Friend, Kari Theurer, Douglas Martin, Lauren Radnofsky, who
suggested readings and provided support.

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TABLE OF CONTENTS

Acknowledgement iv

Figures and table vii

Introduction 1

Part I: Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble 17

Chapter 1: Establishing Context 17

San Francisco’s Queer and Asian Communities 17

West Coast Group: Relationships and Sexualities 22


Lou Harrison 26
John Cage 28
Henry Cowell 33

Early Percussion Ensemble: Ultramodernism and Modern Dance 43


Percussion and Ultramodernism 45
Cowell and Harrison’s Early Interactions with Modern Dance 49
Cage: Dance, Seattle, and the Cage Percussion Players 55
Cage and Harrison in San Francisco 61

Chapter 2: Queer Influences 71

The Queer Influence of Dance 73


The Queer Influence of Asia 81
The Queer Influence of Collaboration 88

Chapter 3: Analysis: Double Music 102

Part II - Repertoire and Analysis of the West Coast Percussion Ensemble:


Ultramodernism and Modern Dance 119

Chapter 4: Doris Humphrey’s Dance Rhythms, and Second-level Works 123

Chapter 5: Gerald Strang’s Percussion Music for Three Players, and Third-level Works 143

Chapter 6: Percussion in Dance Class, and First-level Works 157

Chapter 7: Works for Concert Percussion Ensemble, and Fourth-level Works 164

I. Works with ostinato throughout 165


Henry Cowell’s Ostinato Pianissimo 166
Johanna Beyer’s IV 170

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II. Works with momentary usage of ostinato 174
Lou Harrison’s Fifth Simfony 175

III. Use of morphing or quasi-ostinati 185


Henry Cowell’s Pulse 186
John Cage’s First Construction 194

Conclusion 207

Bibliography 213

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FIGURES

1. John Cage and Lou Harrison, Double Music, player 3, m. 57 - 71 106


2. John Cage and Lou Harrison, Double Music, formal analysis diagram 107
3. John Cage, Double Music, Player 1 (water buffalo bells), m. 1 - 15 108
4. Lou Harrison, Double Music, Player 2 (sistrums), m. 1 - 10 110
5. Lou Harrison, Double Music, Player 4 (muted gongs), m. 10-19 111
6. Doris Humphrey, Dance Rhythms (condensed score) 127
7. Gerald Strang, Percussion Music, I. m. 18 - 27, Player 3 148
8. Gerald Strang, Percussion Music, formal analysis diagram 152
9. Gerald Strang, Percussion Music, III, Coda, mm. 56 - 63 153
10. Rhythms for Charles Weidman dance class, University of Iowa, 1970, “Strawberries”
and “Jacks” Pantomime 160
11. Doris Humphrey, Dance Rhythms, m. 3 (phrase B) 162
12. Doris Humphrey, Dance Rhythms, m. 11 - 18 (phrase F) 162
13. Henry Cowell, Ostinato Pianissimo, colotomic instruments, m. 1 -8 (woodblocks/
tambourine/guiro, drums, gongs) 167
14. Henry Cowell, Ostinato Piannissimo, ostinato lengths, melodic and rhythmic parts 167
15. Henry Cowell, Ostinato Piannissimo, formal analysis diagram 168
16. Johanna M. Beyer, IV, Group B, main phrase 171
17. Johanna M. Beyer, IV, formal analysis diagram 172
18. Lou Harrison, Fifth Simfony, rhythmicles for movement I 176
19. Lou Harrison, Fifth Simfony, movement I and II, formal analysis diagram 177
20. Lou Harrison, Fifth Simfony, movement III 178
21. Lou Harrison, Fifth Simfony, movement I, m. 18 - 24 179
22. Lou Harrison, Fifth Simfony, movement II, m. 33 - 40 180
23. Lou Harrison, Fifth Simfony, movement II, m. 31 - 33 181
24. Lou Harrison, Fifth Simfony, movement III, order of rhythmicle entrances 182
25. Lou Harrison, Fifth Simfony, movement III, m. 9 - 32 183
26. Henry Cowell, Pulse, formal analysis diagram 187
27. Henry Cowell, Pulse, Ostinato A 188
28. Henry Cowell, Pulse, Ostinato B 188
29. Henry Cowell, Pulse, Comparing Ostinatos A and B 189
30. Henry Cowell, Pulse, m.123-126, Section C 190
31. Henry Cowell, Pulse, first measure of Ostinato A, B, and C 192
32. John Cage, First Construction, rhythmic motives and circular motivic movement
(as listed by David Bernstein) 195
33. John Cage, First Construction, m. 17, Player 4 196
34. John Cage, First Construction, m. 21 - 28 197
35. John Cage, First Construction, m. 17, Player 4 and 5 198
36. John Cage, First Construction, m. 26 ostinati 199
37. John Cage, First Construction, Player 6, m. 26 - 28 199
38. John Cage, First Construction, Player 1 (glockenspiel), m. 33-37 201

TABLE

1. Stages of Development in the Dance-Music Continuum 206

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Introduction

The locus of major early developments in percussion repertoire largely took place

in the San Francisco Bay Area during the 1930’s and 40’s, an area that was relatively

isolated from the dominant music centers at the time, particularly New York City and

Paris. Including major contributions from composers John Cage, Henry Cowell, and Lou

Harrison, the so-called “West Coast School” was the first instance of a sustained

collective interest in the treatment of the percussion ensemble as a discrete musical

entity and performance medium. Because of a unique combination of factors, including

strong Asian-Pacific Rim influences, a bourgeoning modern dance community, and a

lack of longstanding major arts and performing institutions in the region, the percussion

ensemble found a fertile ground in which to incubate and mature.

While there had been previous individual compositions featuring percussion

instruments, notably George Antheil’s Ballet Mécanique (1924), Amadeo Roldán’s

Rítmicas No. 5 & 6 (1930) and Edgard Varèse’s Ionisation (1931), none of these

composers wrote additional percussion-only works, instead turning their energy to other

endeavors. The period of 1932 to 1942 encapsulates a time when Cage, Cowell,

Harrison, and their various collaborators dedicated much of their time on the

composition of percussion-only works. They also spent much of their time organizing

performances, publishing scores, distributing recordings, and publicizing their activities

in support these works.

The percussion repertoire of the West Coast School was one instance of a

developing experimentalism that took place in the period between the two world wars,

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

and was largely inspired by the works and aesthetics of Charles Ives. His circle, which

included younger composers Carl Ruggles, Charles Seeger, Dane Rudhyar and Henry

Cowell, has often been referred to as the “Ultramodern”1 circle, a group of American

composers who wrote “dissonant, experimental, and masculinist”2 works in the first

decades of the twentieth century. The ultramoderns' development was separate from a

parallel group of composers, including the music by Aaron Copland, Virgil Thomson,

and other protégés of French pedagogue Nadia Boulanger, whose practices were

influenced by European models that dominated American concert life in the late

nineteenth, and early twentieth centuries. As Copland’s influence began to grow in New

York, Henry Cowell became the center of a burgeoning sphere of musical and

compositional activity on the West Coast. Cowell oversaw several concerns, including

the New Music Society which presented concerts, and the publications New Music

Quarterly and New Music Editions. He accepted several teaching posts in California and

New York, and was an active member in several new music organizations. His seminal

theoretical work, New Musical Resources, was published in 1930 and was influential to

those composers who coalesced into the West Coast School, including Cage, Harrison,

Ruth Crawford, Ray Green, John J. Becker, Gerald Strang, William Russell, and

Johanna Beyer. Cowell, Cage, and Harrison have become the most well-known and

influential composers from this group, but during the 30’s and 40’s, these composers

1 The term “Ultramodern” has been applied to many groups of composers around the same time,
including Varese, Antheil, Leo Ornstien, and Scriabin. In this essay, “ultramodern” generally refers to the
Americanist composition circle influenced by Charles Ives, including Ruggles and Cowell. Another term
“American Five” has been used to represent Ives, Ruggles, Cowell, Wallingford Riegger, and John J.
Becker.
2Nadine Hubbs. The Queer Composition of America’s Sound: Gay Modernists, American Music, and
National Identity (Berkeley: University of California Press, 2004), 84.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

found much support from each other by performing and promoting each other’s works.

Also, all the composers listed (except Ruth Crawford), contributed the thirty-five-plus

compositions that form the West Coast School percussion repertoire between 1932 and

1942.3

The West Coast repertoire should be set in relief against the classical percussion

tradition that preceded it. Beginning in the late Classical and continuing into the early

Modern period, composers generally employed percussion in orchestral and operatic

repertoire either as a referent to various folk and world musics, or to sounds found in

their environment (i.e., nature and urban life). The percussion section expanded as new

sounds and instruments were required, and this collection gradually calcified into what

we would generally consider as today’s batterie in the modern orchestra. Orchestral

percussion writing was generally sparse, used to articulate crucial moments in a piece,

as well as to provide color and rhythmic accentuation. The treatment of percussion

began to change quickly in the twentieth century as musical modernism developed a

desire for new sounds. Notable examples can be found in the works of Igor Stravinsky,

including Le Sacre du Printemps, Les Noces and L’Histoire du Soldat, with the

percussion section taking on a more crucial role in the orchestra than it had previously.

The influence of Stravinsky’s treatment of percussion led directly from Les Noces (1923)

to Anthiel’s Ballet Mechanique (1924), which then itself influenced Varèse’s Ionisation

(1931).4 The performance demands on percussionists increased, requiring more

3Don Russell Baker, “The Percussion Ensemble Music of Lou Harrison: 1939-1942” (DMA thesis,
University of Illinois at Urbana-Champaign, 1985), 203.
4Ionisation had a direct influence on the West Coast composers, as Cowell played the premiere of the
work in New York under Nicolas Slonimsky at Steinway Hall in 1933. See H. Wiley Hitchcock, “Henry
Cowell’s ‘Ostinato Pianissimo,’” The Musical Quarterly, 70 no. 1 (Winter 1984), 25.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

virtuosity, finesse, and overall levels of musicianship, approaching what was required

from other instrumentalists technically and musically. West Coast works required

performers to play constantly throughout an entire work (although the early pieces are

often relatively short, many under the ten minute mark), manage multiple instruments

and mallets, as well as confronting increasingly complicated rhythms and non-standard

phrase groupings. Timbre became a much more important concern which required not

only more discretion in sound production, but also in instrument selection and

presentation. These are all issues that had been developing in works for orchestra and

opera for some time, beginning in the late Romantic and early Modern periods, but

became quickly foregrounded in the 1920s and 1930s as modernism became a

dominant force in concert music.

In contrast to the West Coast School, the use of percussion in Copland’s circle of

composers in New York City followed more standard lines of percussion writing, typified

by its sparsity, emphasis on color, and support; it tended to resemble more traditional

orchestral writing seen coming from Europe. Coplandian Modernism never made the

significant contributions to percussion repertoire that the West Coast school did, as it

was steeped in European traditional models, and associated with well-established major

arts organizations (that would have reluctant to present experimentalist works). The

West Coast Composers were not completely cut off from the east coast, and thus

moved freely between California and New York City. Individuals from the two groups

often associated in similar circles, but rarely did artistic influences cross between the

two, and as a result, separate musical production apparatuses developed

simultaneously in the two locales (performers, venues, recordings, publishing, etc.).

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Percussion writing was only one area of difference between the two groups, but one

that is telling of each groups’ artistic goals.5

But beyond comparing the percussion composition tendencies between the two

coastal groups, one fact emerges that links the groups together: the preponderance of

queer men who were also some of the major figures in American classical music during

the first half of the twentieth century. In New York City, this included many notable

composers, including Aaron Copland, Leonard Bernstein, Samuel Barber, Virgil

Thomson, Ned Rorem, Gian Carlo Menotti, Marc Blitzstein, Paul Bowles, and David

Diamond. On the West Coast, this included the subjects of this study, Cage, Cowell,

and Harrison, as well as Harry Partch6 and Colin McPhee. The number of prominent

artistic activities that involved queer men in American music is not a mere coincidence,

which has prompted scholars to inquire why there were so many queer modernist

composers, and to what extent their sexualities influenced their artistic output. Further,

5 Mina Yang articulates the differences between these two compositional groups: “I see the contrasts of
the California to the New York school as arising from different regional affinities. Both the New York and
California groups of gay composers expressed, sublimated, or hid their sexuality with their particular
musical choices: in the case of Copland and his circle, with neoclassicism, and in the case of Cowell and
his circle, with orientalism. Whereas the New Yorkers traced their musical lineage back to the French and
pro-Stravinsky Nadia Boulanger, the Californians began their careers absorbing the transgressive sexual
and racial sights and sounds surrounding them in San Francisco. Just as Copland turned his gaze
transatlantically in his effort to forge a national style that could compete on the international stage, these
Californian composers turned their gaze transpacifically to carve out a space for themselves among their
musical peers, hetero- and homosexual, American and European.” Mina Yang, California Polyphony:
Ethnic Voices, Musical Crossroads (Urbana: University of Illinois Press, 2008), 37.
6 Partch is formative figure in the development of percussion, and his queer identity would be of clear
interest in a project about percussion and queer identity. However, in order to keep the focus of this paper,
Partch’s contributions will be considered tangental to the work of Cage, Cowell and Harrison. Partch
developed very idiosyncratic working methods that he developed beyond the confines of classical music
production. Further, while he had contact with Cage, Cowell, and Harrison at various points in his career,
he was a solitary figure for much of his life and didn’t figure into the social aspects of the other
composers. As social links among queer composers are crucial to my understanding of the percussion
ensemble’s queer influences, Partch as a queer figure will not be discussed. Yet, there is likely much
material to explore with Partch as a queer composer of early percussion music, and his contributions
would definitely deepen an understanding of percussion as a queer enterprise. See Bob Gilmore, Harry
Partch: a Biography (New Haven: Yale University Press, 1998).

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Nadine Hubbs asks this crucial question: “What is at stake in acknowledging such facts

of gay lives, achievements, and presence so long and fiercely silenced?”7

I have found comparisons between the West Coast School and the Copland-

Thomson school to be illuminating because the circles share structural similarities and

overlapping influence. The Queer Composition of America’s Sound: Gay Modernists,

American Music, and National Identity by musicologist Nadine Hubbs, is a critical work

of queer musicology that this essay hopes to build on. Her book seeks to explore “the

central role of queer collaboration in twentieth-century American concert music.”

Focusing on the Copland circle of composers and musicians, her book “examines the

conditions that underlay networking activity among queer artists”, as well as “enrich[ing]

and complicat[ing] our understanding of the role of queer artists in conceiving and

producing American cultural identity, and doing so in a time of intense homophobia.”8

While my essay cannot undertake the wide scope of inquiry that her book does

(including the sociopolitical implications that she outlines), the mere undertaking of this

study was a transformative influence for me as a gay musician. My deeper

understanding of influences of sexuality on American modernism has led me to turn my

focus towards the less-examined confluence of sexuality, West Coast group, and early

writing for percussion. The Copland circle exerted minimal influence in the development

of the percussion ensemble, but Hubbs’s study provides a model that I can implement in

order to explore sexuality in the West Coast group, and how it relates to percussion

composition.

7 Hubbs, Queer Composition of America’s Sound, 131.


8 Ibid., 15-17.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

At this point, it will be helpful to define terms related to sexuality in order to aid

further discussion. Historically, many terms have been used to describe men who have

sex with, or have sexual desires towards other men. These terms have included

“inverts”, “third sex” in the late 19th century, “homosexual”, “gay”, and “queer” into the

20th century, along with any number of slangs and slurs. The specific connotations of

each word can vary depending on who is using it and in what context. These terms

each bring with them specific historical connotations, frequently motivated by prejudice

and homophobia, but also terms of endearment, community, and identity. Further

complicating matters includes terms that intersect with gender, race, and other issues of

identity. As a majority of the figures in this essay are cisgendered men who were

generally sexually involved with other cisgendered men, most of my language is

centered around terminology relating to gay men.

I have chosen to use the term queer9 to define the sexual identities under

discussion in this essay for two reasons. First, queer allows any non-heteronormative

(heteronormative meaning straight, or traditionally heterosexual) sexuality to be

included in the same category, including homosexuality, bisexuality, and other sexual

identities and activities that don’t conform to heteronormative constraints. Second, it

allows discussion of sexuality despite how the subjects may or may not have defined

themselves in terms of sexual identity at various points of their lives. Personal

9 Queer is a difficult word to define, partially because the word is meant to be deliberately open and
flexible. Annamarie Jagose proposes several definitions, and taken together, they provide a fuller
understanding of the variety of manners in which it is used; one is from Alexander Doty: “queer as a term
which ‘mark[s] a flexible space for the expression of all aspects of non- (anti-, contra-) straight cultural
production and reception”; queer as “necessarily indeterminate”; “queer does not assume for itself any
specific materiality or positivity, its resistance to what it differs from is necessarily relational rather than
oppositional”; that “queer maintains a relation of resistance to whatever constitutes the normal.”
Annamarie Jagose, Queer Theory: An Introduction (New York: New York University Press, 1996), 96-100.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

identifications as queer, gay, homosexual, etc. were not necessarily universal identifiers

prior to the Stonewall era, when sexual identification became a political and social act.

In contemporary society, identification as a lesbian/gay/bisexual/queer/trans person

affords certain social, political and legal positions, but this was not necessarily true

earlier in the twentieth century. Individuals did not necessarily equate sexual acts with

personal identity, especially considering the increasingly homophobic atmosphere in

mid-century US.

Sexuality was not always a straightforward issue for the West Coast composers.

For example, Cage never publicly admitted to or identified himself as a gay man,

despite his long-time artistic, sexual, and public partnership with choreographer Merce

Cunningham, in addition to other relationships with men earlier in his life. Both Cage

and Cowell were married to women (Xenia Cage and Sidney Cowell, respectively),

suggesting that both men entered periods of questioning, closeted, or bisexual

identities. Even Harrison who spent much of his life as an out gay man, questioned his

sexuality during the 40’s while living in New York City for a period of time. These various

sexual identifications demonstrate that sexuality is not necessarily a fixed entity, but

rather a dynamic category that can shift over time. Also, as George Chauncey remarks

many gay men “did not consider their homosexual identity to be their only important

identity,”10 suggesting that for many queer men, sexual identity was not their prime

identifier. Thus, using the term queer allows all non-heteronormative sexualities to be

considered, even if the subjects themselves were not keen on self-identification, either

due to fear of social stigma (living in the closet), or the inability to confront personal

10George Chauncey, Gay New York: Gender, Urban Culture, and the Making of the Gay Male World,
1890 - 1940 (New York: BasicBooks, 1994), 273.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

realities (living in denial). In this context, queer is a contemporary term that would not

have had a sex-positive connotation (at the time it would have had pejorative intent as a

homophobic slur), but it accurately describes the range of sexualities under question

here.

Queer identity is made more interesting and resonant when it intersects with

other identity categories (race, class, gender, age, profession, etc.). Queerness it is an

identificatory class that is found across all identity populations. This means that

queerness is not only considered on its own, but it always intersects with other

identities, and thus queerness must be considered in tandem with other identities. What

this essay is really exploring is queer identity in relation to artistic identity. This seems a

more reasonable position, as it is likely that the composers in question would have

placed their artistic status above their sexual status.

The goal of this paper is to explore how the queer sexualities of Cage, Cowell

and Harrison relate to the percussion repertoire of these composers. This involves

knowledge of the biographies of the composers, an understanding of queer sexualities

in San Francisco in the thirties and forties, and the musical practices and circumstances

that allowed early percussion ensemble repertoire to come into existence. To begin with,

I shall lay out a few general propositions from which to proceed:

1. Sexuality influences various aspects of one’s life, including artistic, professional,


social, and sexual realms.

2. Sexual desires that manifest themselves in art can be either conscious or


unconscious.

3. Queer sexual desires do not necessarily require that the individual identify as
queer a individual.

4. Queer individuals create music, but the music itself (i.e. formal musical qualities)
is not queer. Queer music is, then, the result of artistic production and social-

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

professional networks. Referral to “queer music” is referring to the social


apparatus that created it and its attached meanings, not the music itself.

5. Various flexible queer meanings or associations can be attached to sounds and


musical tropes; thus, flexible queer meanings can then be communicated if the
receiver is aware of the relationship between meaning and sound.

From these general propositions, I can begin to develop a pathway that allows

discussion of repertoire within the context of queer identity. Michael Bronski discusses

how a queer network of references can morph into what he considers a queer sensibility

can arise in works of art (note that here he uses “homosexual”, which should be

considered interchangeable with “queer”):

Because of social and legal injunctions against homosexuality, many artists and writers
could not be public about their sexuality and their work was infused with a plethora of
signs and codes that allowed the like-minded to identify one another.11

This process of silent identification was not necessarily a conscious act. There

are examples of queer culture that were consciously crafted out of various queer

references into cultural products (literature, theatre, etc.); I don’t believe that this is the

case for the West Coast composers. Their process was much more passive and

unconscious. So, I propose that due to the circumstances in Cage’s, Cowell’s, and

Harrison’s lives as queer men, they developed a specific instance of queer sensibility

that was informed by several motivating factors: place (San Francisco bay area and

New York City), time (1930’s and 40’s), and artistic identities (as ultramodernist-

experimental composers). By articulating their own brand of gay sensibility, I can then

seek out traces of this identity in their percussion works. What I will not be able to

produce, however, is a direct, surface-level relationship between printed score and its

queer traces; the relationship exists on a much deeper and opaque level that requires a

11 Michael Bronski, Culture Clash: The Making of Gay Sensibility (South End Press: Boston, 1984), 9.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

fuller understanding of the composers’ lives, artistic environments, and other cultural

forces that inflected their music

Serving as a theoretical model, it is useful to return to Hubbs’ analysis of the

queer Thomson-Copland circle. A crucial aspect of her study is articulating how that

circle’s queer sensibility developed. Her analysis begins:

by identifying several themes shared among members of the gay modernist circle

[Thomson, Copland]... and contemplating their possible significance. These themes

emerge from certain shared musical-biographical motifs, in addition to the composers’

homosexual identification... Our argument here will be that these motifs provide key

elements of an influential definitional axis...along which gay modernists created identities

for themselves.12

She continues by identifying these “shared musical-biographical motifs” (she also refers

to it as the “musicosexual ‘closet code’”13), which in the case of the Copland circle

included “foreign apprenticeship...; studies with Nadia Boulanger’ self-conscious

affiliation with things French...; and cultivation of a tonal, perhaps neoclassical,

compositions idiom.”14 Continuing, she then discusses these traits in relation to both the

composers’ sexual identities, and their musical activities. By identifying these motifs,

she has developed a methodology that allows her to examine queer influences in the

Thomson-Copland circle by increasing her scope of inquiry beyond traditional score

analysis to include biographical and cultural information.

In an analogous fashion, I have identified three shared musical-biographical

motifs that will be examined in order to demonstrate queer influences in the percussion

12 Hubbs, The Queer Composition of America’s Sound, 132.


13 Ibid., 148.
14 Ibid., 148.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

works of the West Coast School: (1) influence of modern dance; (2) influence of Asian/

Pacific Rim culture; and (3) the influence of collaborative artistic production models.

Each area of influence will be fleshed out further in Chapter 3, but in general, these

areas of influence provide a pathway through which to understand how Cage, Cowell,

and Harrison expressed their queer sexualities via music. I shall not argue that this

group of composers created a consciously queer music; but rather, that because of their

personal identities and activities as queer men, along with the social and political

environment in which their music production occurred, their percussion works bear the

imprint of queer sexuality and sensibility.

Percussion music itself creates interesting challenges for analysis and

discussion, in many ways because it is still a relatively young music genre, being less

than a century old. Because much of percussion music dispenses with pitch altogether,

previous harmonic-based models of analysis are often not applicable in these

scenarios. Percussion music, until recently, had been the realm of experimental

composers seeking new avenues of artistic expression, and was largely ignored in more

traditionally-oriented circles, such as the Thomson-Copland circle that was engaged in a

franco-neoclassical-tonalist practice. Percussion has the added complication (or

strength, depending on one’s view) of lacking a standardized instrumentarium,15

whereby every work uses a different selection of instruments, and the contents will vary

widely from collection to collection. Also, the wide range of timbral variation found in

more standard instruments (such as drums, gongs, and found objects) can create

15Term “instrumentarium” is taken from Pierre Albert Castanet. Roland Auzet, percussion, Roland Auzet:
Percussion(s) (Mode Records 189/192, 2007), three compact discs and digital video disc, “The Domain of
Percussion in the 20th Century,” essay in accompanying booklet by Pierre Albert Castanet, 19.

12
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

further problems related to nomenclature. Notation, especially in the early works, was

rarely able to capture the complexities of timbre in percussion music, mostly limited to

attack points (i.e. rhythm) and dynamics. This allows for more traditional formal analysis,

but hinders a deeper examination of the timbral profile of a work, which in many cases,

is the more intriguing facet of the work. Applying older methods of analysis to

percussion music is not necessarily unfruitful, but seeking out other methods that can

absorb newer theoretical positions, as well as consider other aspects of a musical work

beyond formal concerns, is necessary in developing a more comprehensive

understanding of how percussion music functions, along with its resonance within a

broader cultural landscape.

Modern percussion’s birth on the fringes of mainstream musical society

appropriately occurred in California, far enough away from New York, but still within the

realm of communication and access. While New York classical music continued to look

eastward to Europe and its centuries-old traditions developing out of Austro-Germanic

classics and its offshoots, the West Coast was situated to allow the development of new

traditions with far less interference from Europe. Acknowledgement of this

independence impels one to seek out the various circumstances that helped birth the

percussion ensemble, independent (or possibly in addition to) of the criteria used to

judge European-based work. A queer-affirming sexuality is just one possible entry into

the understanding of early West Coast percussion concert works as it intersects with

other identities and concerns of the composers and their community. Embracing the

subject of sexuality is not to be taken as mere titillation; while sexuality does concern

sex itself, it also affects how an individual experiences social, political, and artistic

13
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

aspects of life. By seeking out connections between sexuality and music, questions

arise: How can a subject’s sexuality affect their artistic choices and personal

circumstances? Are there ways in which queer relationships can be mirrored in musical

structures? What attracted queer composers to percussion, and how did percussion

facilitate queer composition?

In order to answer these questions, and to bring the murky web of queer

influences surrounding the percussion ensemble into clearer focus, I shall

systematically begin by exploring the edges of the topic, and gradually center in on

more musically concrete analysis. The essay is divided into two parts, beginning with

“Part I: Queer Percussion.” Beginning in Chapter 1, “Establishing Context”, I shall take a

closer look at San Francisco as a center of both queer and asian culture; the network of

relationships among Cage, Cowell, and Harrison, along with discussion of their

sexualities; and the ways in which the three men were involved with the percussion

ensemble. This chapter provides historical, social, cultural, sexual, and artistic context

which are crucial in locating queer sexuality in the percussion ensemble. Chapter 2,

“Influences”, examines each of the three queer influences that have already been

outlined: modern dance as a queer space; Asian exoticism in queer desire; and

collaboration as queer practice. Each section will explore how the topic is charged with

queerness, and how it interacted with the composers and their percussion works.

Finally, Chapter 3, “Analysis”, will present a queer-informed analysis of Cage and

Harrison’s Double Music, a work that ties together the many threads of queer influence

that run throughout the essay, showing tangible traces of queerness in both the score

and its surrounding history.

14
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Then, in Part II, I shall focus on the relationship between modern dance and the

percussion ensemble, demonstrating the ways in which modern dance left crucial

impact upon the music of the percussion ensemble. Part II is divided into four chapters

each corresponding to a step in the developmental process that occurred between

dance and percussion. Early percussion works were composed to support dance in the

studio, then on stage. As percussion composition became more sophisticated, it

separated away from the performance practice of modern dance, but retained certain

formal characteristics of dance music, namely, the use of the ostinato as a structuring

device and musical topic. Part II examines music by several composers, including

Cage, Cowell, and Harrison, Johanna Beyer, Doris Humphrey, Gerald Strang, and

Charles Wiedman, seeking out traces of the ostinato, and the various ways in which it

was implemented, along with other considerations related to dance and percussion

music. This part does not consider sexuality, instead delving into more musical content

than is presented in Part I; however, by exploring how strong the connection between

dance and percussion was, and by showing how dance was a queer space in Part I, I

hope to further demonstrate how queer connections circled around, and directly

influenced, the percussion ensemble.

The pathway between sexuality and music is rarely direct, particularly queer

sexuality, and thus, one is required to look for evidence that is often intangible.

Speaking about early twentieth century gay culture, David Margolick notes that “this

culture was sub-rosa and poorly documented, leaving behind only anecdotal traces.”16

Because queer culture was not text, one must seek it out in the subtext: things left

16David Margolick, Dreadful: The Short Life and Gay Times of John Horne Burns (New York: Other Press,
2013), 231.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

unsaid, omitted, or erased. Music analysis is generally oriented towards understanding

and explaining what is present in a score or in the historical record; to ask it to explain

what is not there is a different task entirely, one that requires imagination and

reorientation on behalf of both the reader and myself in reconstructing a very real past

that exists only in “traces”. Giving voice to the largely silenced queer individuals helps to

reclaim a history that need no longer be considered a threat, but instead, one that can

be integrated into our contemporary understanding of the beginnings of the percussion

ensemble.


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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

PART I: Cage, Cowell, Harrison and Queer Influences on the Percussion

Ensemble

CHAPTER 1: Establishing Context

Before launching into discussion of repertoire and its queer influences, it is

necessary to situate Cowell, Harrison, and Cage’s percussion pieces in appropriate

historical, cultural, and musical contexts. This chapter is divided into three sections: first,

a discussion about queer life and identity in San Francisco and its relation to East Asian

cultural influences; second, the personal and professional relationships among Cage,

Cowell, and Harrison, along with discussions about their queer sexualities and

identities; and third, the origins of the West Coast percussion ensemble, particularly in

relation to the development of modern dance.

San Francisco’s Queer and Asian Communities

San Francisco has long been associated with queer culture, extending back to

the Gold Rush of 1849 when large numbers of single men worldwide (including, notably,

recent Chinese and Japanese immigrants) moved en masse to the city in search of

wealth. The resulting wide gender imbalance prompted demands for bachelor

entertainment and vice, including gambling, prostitution, and drug and alcohol

consumption, aided by a Wild West “live-and-let-live sensibility” with the city gaining a

“reputation as a wide-open town.”17 Queer sexualities were able to thrive in this

17 Nan Alamilla Boyd, Wide Open Town: A History of Queer San Francisco to 1965 (Berkeley: University
of California Press, 2003), 4.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

atmosphere, especially in the period following the repeal of Prohibition in 1933, when

gay and lesbian bars and nightclubs opened in large numbers, supported both by locals,

as well as a robust sex and race tourism industry driven by curiosity and desire for illicit

entertainments.

According to Nan Alamilla Boyd, San Francisco’s queer communities thrived in

the newfound bar culture, alongside other public spaces (including parks, baths, and

beaches for social and sexual activity) that helped modern queer sensibility and identity

develop in the pre-Stonewall era. Drag performers and cross-gender impersonators

were a major attraction in bars, highlighting the fluidity of gender and sexual identity that

was being expressed and explored by San Francisco’s queer members (some identities

including lesbian “fem”/“butch”, gay “top”/“bottom” and “trade”). This occurred during a

period of growing awareness about queer identity that had not been present earlier, at a

time when queer sexual acts did not necessarily equate to queer identity.18 Most patrons

of gay bars were not able to live their public lives out of the closet, instead assuming

cloaked identities in their professional and personal lives (including those who were

married with children). It was rare for bar patrons to socialize outside of the relative

safety of the bar, and the social code encouraged queers to maintain secrecy about

others’ homosexuality.

18 The concept of homosexuality is a relatively modern one; while homosexual acts have always existed,
homosexual identity was not necessarily always present historically. Homosexuality arose as a category
in the late nineteenth century with sexologists such as Havelock Ellis, who researched and categorized
various sexual acts and disorders in medical terms. Modern sexual identity formation began in the early
decades of the twentieth century, first in social settings, including homophile organizations, such as
Mattachine Society and Daughters of Bilitis, that advocated for social acceptance of gays and lesbians.
Finally, homosexuality became a political movement, sparked by the Stonewall riots in 1969, as gays and
lesbians began fighting for political protections and recognition. For a succinct yet thorough account of
queer theory that outlines historical identity formation, see Jagose, Queer Theory.

18
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

The presence of known queer bars and clubs should not suggest that the culture

widely accepted homosexuality, as they were frequently the targets of homophobic

police raids, harassment, and violence. Various factions of the population were

opponents of flagrant displays of homosexuality (which due to sodomy laws, was

considered illegal), or anything that deviated from heteronormative gender/sexual roles

(i.e. “traditional” heterosexuality where men assume traditionally masculine roles,

women assume feminine roles). Even minor offenses, including “random touching,

mannish attire (in the case of lesbians), limp wrists, high-pitched voice, and/or tight

clothing (in the case of gay men),” as well as “same-sex dancing, kissing, caressing,

and hand-holding could be interpreted as a violation of state or municipal laws

regulating public decency.”19 Bars were frequently shut down for various reasons,

requiring bar owners to frequently pay off law enforcement in the form of bribes to

remain open, or at least turn a blind eye to undesired activity. This further complicated

the paradoxical relationship between queer communities and the city, that itself heavily

relied on money from tourists attracted to the the very queer spaces that were being

pressured to close.

Queer urban pleasure venues were located mostly in the North Beach

neighborhood, which was in close proximity to Chinatown, another popular tourist

destination that was popular for its exotic and illicit vice attractions. Groups of Chinese

immigrants began settling in the Chinatown neighborhood in the mid-nineteenth century

where it became the largest Chinese immigrant community in the United States, and

“was at once forbidden and irresistible, repulsive and alluring, its reputed danger more

19 Ibid., 137.

19
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

than counterbalanced by its attraction as an exotic Other.”20 Located within the

boundaries of the neighborhood, a tourist could find not only restaurants, traditional

Chinese opera, and temples, but also cocktail lounges, opium dens, gambling, and

prostitution. Alongside the sex tourism that Queer San Francisco attracted, tourists were

eagerly exploring a version of Westernized “Oriental”21 culture that had morphed from

its authentic origins into something that appealed to Americans’ combined desires for

familiarity and exoticism. In fact, after the great San Francisco earthquake of 1906 when

much of Chinatown was destroyed, the neighborhood was rebuilt appearing “cleaner,

safer and more inviting,” now a more desirable simulacrum of its former self, yet still

retaining the associations of Other-ness and danger that tourists and locals continued to

seek out.22

Chinatown further appealed to queer San Franciscans because “with its severe

gender imbalance, [it] provided models of ‘queer domesticity,’ living arrangements that

departed significantly from normative heterosexual family structures, which was seen as

a welcome alternative to some but as anathema to the majority.”23 Thus, this connection

between queer and “Oriental” entertainments (which were often inauthentic, but not

perceived to be so by the Americans who patronized them) continued throughout the

20Leta E. Miller, Music and Politics in San Francisco: from the 1906 Quake to the Second World War
(Berkeley: University of California Press, 2012), 63.
21 While the word “Oriental” is now considered to be an offensive term that indiscriminately lumps together
all Asian cultures into a single undifferentiated morass, such cultural sensitivity was not necessarily on
display in this time period, and the term was frequently used in many contexts, including usage by the
composers in question. Its use in quotations here is a reference to an outmoded concept that was
frequently invoked in cultural discourses in a non-pejorative fashion, while acknowledging it as culturally
tone deaf term. I shall use it throughout the essay when invoking the past, but use more specific
terminology when appropriate and possible.
22 Miller, Music and Politics in San Francisco, 71-73.
23 Yang, California Polyphony, 146.

20
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

twenties and helped an evolving association develop between homosexual desire and

East Asian culture in San Francisco, or as Mina Yang states, “specific associations of

non-normative lifestyles and alternative sexualities” that would have been “of special

significance for…gay composers”.24 As will be explored later, there are many instances

of queer-originated culture that idealized, fantasized, and appropriated aspects of

“Oriental” culture, including Chinese traditional music and opera.

One oft-cited example of queer fascination with “Oriental” culture was the 1939

Golden Gate International Exposition (GGIE), which took place in San Francisco and

attracted thousands of visitors over a period of nine months. Among the various musical

entertainments offered throughout the festival included several Asian ensembles

performing traditional music, including those from Vietnam, Cambodia, and Java.25 A

popular attraction was called the Gayway, which featured “the Chinese Village, Ripley’s

Auditorium, Virgins in Cellophane, and Sally Rand’s Nude Ranch,”26 an area that

“projected a panoply of sexualized and racialized energy,” which further “stimulated a

market for sex and race tourism with the city.”27 This leads Boyd to suggest that “sex

tourism was therefore a primary factor in the emergence of San Francisco’s publicly

visible queer communities, and race tourism was its constant companion.”28 The

connections, then, between sex (queerness), race (Oriental culture), and music, as

seen through the GGIE, demonstrate the ways in which these categories began to

24 Ibid., 36.
25GGIE is where Harrison first heard live gamelan music, beyond having already heard recordings from
Cowell, and his roommate, William Russell. Miller, Music and Politics in San Francisco, 253.
26 Yang, California Polyphony, 36.
27 Boyd,Wide Open Town, 80.
28 Ibid., 80.

21
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

become intertwined. As Cage, Cowell, and Harrison were living and working in and

around these communities, one can begin to understand how San Francisco was

charged with queerness, which was also closely associated with Asian culture.

West Coast Group: Relationships and Sexualities

Cage, Cowell, and Harrison’s lives intersected in many different places and times

beginning in the early 1930s. They moved in various social and artistic circles, keeping

touch as they moved about the country, or in the case of Cowell, immobilized due to his

incarceration. There are actually very few instances of all three men being together in

the same place at the same time, yet they remained in close contact during the period

of experimentation with the percussion ensemble. Cowell served as the main connector,

and provided Cage and Harrison with many of their earliest professional opportunities.

Cage and Harrison were both students of Cowell. Cage initially met Cowell in

1933 at a New Music Society concert in San Francisco where Cowell had programmed

Cage’s Sonata for Clarinet; Cage then studied with him at the New School, during a

brief period in New York in 1934. Soon after, Harrison met Cowell in 1935, in Cowell’s

World Music course at the University of California-San Francisco. However, it wasn’t

until 1938 that Cage and Harrison first met each other at the behest of the incarcerated

Cowell, at which point all three men had already written their earliest works for

percussion: Cowell’s Ostinato Pianissimo (1934), Cage’s Quartet (1936 or 1937)29 and

29 Leta Miller’s note about the composition date of Quartet: ”Quartet is dated 1935 in the Henmar Press
catalog of Cage’s works…and on the published score, but this date appears to be too early. (The date on
the manuscript seems to have been entered long after the composition was completed.) Evidence points
to the piece having been composed in 1936 or even early 1937.” Leta E. Miller, “Henry Cowell and John
Cage: Intersections and Influences, 1933-1941.” Journal of the American Musicological Society, 59 no. 1
(Spring 2006): 59.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Trio (1936), and Harrison’s Waterfront—1934 (1935 or 1936).30 This meeting between

Cage and Harrison was a pivotal moment in percussion history because it brought

together two individuals that had been operating independently up until that point, but

along parallel tracks. Although Cowell was confined to San Quentin, he remained

surprisingly active artistically during his incarceration;31 his presence was strongly felt in

the wider musical community as he was still able to direct musical activities from afar,

with Cage and Harrison implementing Cowell’s directives.

A decentralized structure was in many ways a strength that allowed percussion

music to flourish due to networking and wide exposure in many cities. The period

between 1932 and 1942 brought a lot of travel for Cage, Cowell, and Harrison, including

visits to San Francisco, New York City, Los Angeles, and Seattle, for percussion

concerts, dance workshops, and general employment for all three composers. San

Francisco and the greater Bay Area served as their home base until 1942, but it would

be wrong to suggest that this was the sole location of activities. In lieu of physical

meetings, the composers communicated with each via letters and phone, and

disseminated their work through scholarly articles, updating the musical community

about aesthetic and musical developments.

30Miller, Music and Politics in San Francisco, 198, and Leta E. Miller, and Fredric Lieberman, Composing
a World: Lou Harrison, Musical Wayfarer (New York: Oxford University Press, 1998. Reprint, Urbana:
University of Illinois Press, 2004), 280. Waterfront—1934 was a percussion solo that Harrison performed
himself accompanying choreography by Carol Beals commemorating the San Francisco port strike of
1934. Written in either 1935 or 1936, the piece is unpublished with two pages of a manuscript in archives.
31Henry wrote at least fifteen works during his incarceration, including two percussion ensemble works,
Pulse and Return. “Henry prepared a list of his creative work behind bars…In Redwood Jail he wrote the
United Quartet. In San Quentin he wrote ten pieces, of which the first four, for wind band, had to be left in
the prison and were lost. Vocalise, for soprano Ethel Luening, flutist Otto Luening, and a pianist, is
probably the best known of them. The others for chamber groups, beginning pianists, and voice are rarely
heard. Four other compositions of these months are not on Henry’s list. He [also] completed four literary
works.” Joel Sachs, Henry Cowell: a Man Made of Music (New York: Oxford University Press, 2012), 317.

23
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Cowell was the father figure of the group, not just in age, but also because he

was extremely well connected in the new music community, and was able to provide

opportunities. By 1930, he was managing several concerns: he wrote his influential

book New Musical Resources; he organized the New Music Society of California;

published a quarterly score journal called New Music, along with accompanying

concerts and recordings; and was involved with the Pan-American Association of

Composers. Harrison referred to Cowell as a “central information booth,”32

acknowledging his connections to a wide range of composers, including Charles Ives

(who was also a main funder of Cowell’s activities), Edgar Varèse, Charles Seeger, Carl

Ruggles, Percy Grainger, Arnold Schoenberg, Ruth Crawford, Aaron Copland, Bela

Bartok, and many others whose works he helped present and promote. Building a

relationship with Cowell opened many doors for composers in various stages of their

careers, hence why many composition students sent scores and tried to get in with his

good graces. Cowell’s influence was strongly felt by Cage and Harrison, as his ideas

were absorbed and processed by the two younger composers in their earlier years.

By the time Cage and Harrison met, they were both actively pursuing

professional opportunities as they made a living as working musicians. This meant not

only promoting their own compositional work, but the continual pursuit of income

through employment, which was a constant preoccupation for both men. They

supported each other, passing work between themselves, and seeking out opportunities

for performance whenever possible. After only a brief time together as co-faculty

members at Mills College in Oakland during a summer dance workshop in 1938,

32 Miller and Lieberman, Composing a World, 9.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Harrison provided Cage the connection for a position that took him to Seattle at the

Cornish School of the Arts. Cage first solicited a percussion work from Harrison after the

Cage Percussion Player’s successful premiere concert on December 8, 1938.33 Cage

then presented Harrison’s works on the second Cage Percussion Player’s concert

which took place on May 19, 1939. This concert also included Harrison’s Fifth Simfony

and Counterdance, as well as Cowell’s Pulse, which he had written while in prison.34

Even though Cage did not program any of his own works on this concert, this is the first

event where all three men were artistically involved on the same project.

Beyond their professional lives, the three men appear to have been supportive of

each other, although to what extent they discussed their personal affairs is difficult to

say. Cage, Cowell, and Harrison were each involved with men romantically and/or

sexually during this period. Presumably, each man’s sexuality progressed in unique

ways in terms of self-identification throughout their lives. They each experienced

periods of doubt and questioning, which is understandable considering the political and

social climate they were living in. Taking a look at each man’s sexual history will provide

a deeper understanding of how they each confronted (or avoided) their sexuality, and

the ways in which it influenced their lives. All of the information presented is in the

historical record, and is not presented to be sensational, but rather, to provide a matter-

of-fact account of how sexuality functioned in each man’s life. This information will

33 Leta E. Miller, “The Art of Noise: John Cage, Lou Harrison, and the West Coast Percussion Ensemble,”
in Perspective in American Music, 1900—1950, edited by Michael Saffle (New York: Garland Publishing,
2000). 224-225. The works on this concert were Cage’s Trio and Quartet, two of William Russell’s Three
Dance Movements, Gerald Strang’s Percussion Music for Three Players and Ray Green’s Three
Inventories of Casey Jones. The latter three works were published by Cowell in his 1936 percussion
collection.
34 Ibid., pg. 227. This concert also included Johanna Beyer’s Three Movements.

25
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

provide context for specific musical development, and cumulatively, provides a fuller

picture of what queer life was like in the 1930s and 40s.

Lou Harrison

Harrison never lived in the closet and was an out homosexual man for most of

his adult life, except for a period of questioning that coincided with a mental breakdown

in the early 50s in New York City.35 While living in San Francisco before his move to

New York City in 1942, he was able to live as a gay man quite openly: “At that time, San

Francisco was really fairly relaxed already about being gay. I never had any trouble with

it at all. None of my friends did either.”36 He had two significant relationships in San

Francisco. First was with Sherman Slayback, a salesman whom he lived with on

Telegraph Hill,37 along with a period of time when they moved in with John and Xenia

Cage.38 Second was with William Weaver (formerly William Brown). Weaver and

Harrison first lived together in 1941,39 then moved to Los Angeles together later in 1941

when Weaver began work with Lester Horton’s dance company.40 In 1943, when

35 “As Harrison’s psychological health suffered under the pressures in New York, he developed
ambivalent attitudes toward his sexuality. In the hospital he explored heterosexual relationships, and in
1951 he went to the extreme of becoming engaged to one of his female students—an error he realized
after a few weeks. A number of works from Harrison’s post-breakdown period are overtly “virile,” exhibiting
traits historically associated with masculinity in Western music…Harrison told [the authors] frankly on
several occasions that these attempts to project a ’masculine’ persona in the face of negative stereotypes
about effeminate gay men were deliberate.” Leta E. Miller and Fredric Lieberman, Lou Harrison (Urbana:
University of Illinois Press, 2006), 98-99.
36
Winston Leyland, “Winston Leyland interviews Lou Harrison,” in A Lou Harrison Reader, ed. Peter
Garland (Santa Fe: Soundings Press, 1987), 71.
37 Miller and Lieberman, Composing a World, 8.
38 Leyland, “Winston Leyland,” 71.
39 Miller and Lieberman, Composing a World, 9.
40 Ibid., 21.

26
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Horton’s company moved to New York City, Harrison and Weaver decided to relocate as

well, and moved to New York as a couple, although their relationship would not survive

the move.41

Harrison was clearly open about his sexuality during this period. Cage clearly

knew that Harrison was gay, and it would be surprising if Cowell did not know as well;

Harrison had surrounded himself with people who accepted his sexuality. He was very

active in the modern dance community, which was a very open group in terms of

sexuality (“a field that has attracted a heavily self-selecting gay male population”42), and

this would have provided him the support that would have been necessary to live openly

in the way he did. After his breakdown in the early 50s, he had two more relationships

with men, Edward McGowan and Remy Charlip,43 before meeting William Colvig, his life

and artistic partner who built and tuned many of Harrison’s instruments, including the

American Gamelan. He met Colvig in 1967 and they soon started living together. They

both became involved in San Francisco’s Society for Individual Rights, a gay rights

organization “dedicated to non-violent political action urging repeal of anti-homosexual

ordinances,”44 further deepening his political activism that was aligned with his sexuality.

Harrison became increasingly outspoken on gay rights, and wrote several queer-

influenced works, including a commission by the Portland Gay Men’s Chorus (Three

Songs from 1985, featuring texts by Walt Whitman),45 as well as the puppet opera

41 Ibid., 23.
42 Ibid.,194.
43 Ibid., 190.
44 Miller and Lieberman, Lou Harrison, 29.
45 Ibid., 33.

27
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Young Caesar, a stage work written in 1971 that depicts an overtly homosexual subject,

likely for the first time in opera.46

John Cage

Cage’s sexuality is a bit trickier to pinpoint, mostly because his public statements

didn’t necessarily line up with his actions; at no point in his life did he come out publicly

as gay. This has been frustrating for many scholars because of his refusal (or inability,

or insecurity) to publicly identify as gay despite his highly visible long-term personal and

artistic partnership with dancer and choreographer Merce Cunningham. Upon Cage’s

death in 1992, John Gill noted that,

What none of the papers said…was that John Cage was a queer, and that for the better
part of the twentieth century he and Cunningham had been lovers. This is not, however,
just another example of subtle homophobic censorship: Cage himself colluded in the
silence, and in a manner that is quite startling given the radicalism he pursued in so many
other areas of his life.47

It is striking that Cage, who spoke out on almost any topic, not just on music, but also

“aesthetics, the creative process, world politics, eastern mysticism, ecology,

macrobiotics…,[and] mycology,”48 would have very little to say about sexuality (let alone

acknowledgment of his personal relationship with Cunningham), especially since

46 Miller and Lieberman, Composing a World, 198.


47John Gill, Queer Noises: Male and Female Homosexuality in Twentieth-Century Music (Minneapolis:
University of Minnesota Press, 1995), 26-27.
48 Ibid., 31.

28
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

acceptance of queer sexualities would have been in line with his radical social and

political views.49

Despite Cage’s general silence about these issues, there are several sources

from interviews that he (and others) gave in which his sexuality is discussed. It is clear

that despite never coming out as gay later in life, he was able to discuss homosexual

acts, a distinction that holds meaning.50 According to John Hines,

Cage’s acknowledge[d] in his late teens that he was predominantly homosexual. it was in
Paris, in fact, that he had his earliest mature sexual experiences, first, briefly with John
Goheen, the son of a Queen’s College music professor, and then a more lasting
relationship with another American, Don Sample, an aspiring artist, who traveled with him
through Europe. Cage would later give credit to Sample for influencing his burgeoning
cultural and intellectual development.51

Cage met Don Sample (also referred to as Don St. in some letters) in Paris in 1930.

They later returned to the US together and lived together in Los Angeles52 until Cage left

for New York in fall the of 1934 to study with Cowell at the New School. Sample was

present during a road trip that Cowell and Cage took from New York back to California

at the end of the semester, suggesting that Cowell would have been aware and

49Several writers have examined various facets of Cage’s sexuality, particularly focusing on his inability to
publicly come out and other aspects surrounding his sexuality: Caroline A. Jones, “Finishing School: John
Cage and the Abstract Ego,” Critical Inquiry, Vol. 19, No. 4 (Summer, 1993), 628 - 665; Jonathan D. Katz,
“John Cage’s Queer Silence; or, How to Avoid Making Matters Worse”, Writings through John Cage’s
Music, Poetry, and Art, ed. David W. Bernstein and Christopher Hatch (Chicago: University of Chicago
Press, 2001), 41 - 61; John Gill “A Minute’s Noise for John Cage” from Gill, Queer Noises, 26-35; Ryan
Dohoney, “John Cage, Julius Eastman, and the Homosexual Ego,” Tomorrow is the Question: New
Directions in Experimental Music Studies, ed. Benjamin Piekut (Ann Arbor: University of Michigan Press,
2014), 39 - 62.
50There are men who do not identify as gay, but who have sex with other men. While this may seem to be
contradictory, there is historical precedent for this disconnect between sexual identity and sexual act. I do
not wish to delve deeply into this complicating topic here, but for further information, read: Jane Ward, Not
Gay: Sex Between Straight White Men (New York: New York University Press, 2015).
51
John Hines, “Then Not Yet ‘Cage’: The Los Angeles Years, 1912-1938,” in John Cage: Composed in
America, ed. Marjorie Perloff and Charles Junkerman (Chicago: University of Chicago Press, 1994), 81.
52 Cage claims their relationship became “promiscuous” by the time they were in LA, suggesting that their
relationship up until that point had remained platonic, or at least non-sexual. Hines also discusses a
further unnamed sexual partner who helped secure Cage a residence at the Schindler House in
Hollywood, further demonstrating the reach of homosexual networks. Ibid, 81.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

accepting of Cage’s sexuality.53 Cage also had a short lived relationship with MOMA

curator of architecture Philip Johnson, whom he met through Virgil Thomson while living

in New York.54 It is notable that in the three relationships mentioned, Cage was not only

romantically and sexually involved with these men, but also engaged with them in

artistic and intellectual capacities. His crediting of Sample with stimulating his cultural

and intellectual development is an example of a queer relationship that has further

effects, which thereby impacted Cage’s worldview. Further, the tangential involvement of

Cowell and Thomson demonstrates an important of queer circles, namely, how artistic

relationships could bleed into social settings, which were themselves also places to

meet sexual partners. Beyond long-term relationships, Cage is also quoted as saying

that “contact with the rest of [gay] society was through [cruising in] the parks. For me it

was Santa Monica along the Palisades.”55 As was mentioned previously, queer

interactions, both social and sexual, could be found in a variety of public places,

including parks, beaches, and bars, and more formal social settings; Cage was

connected with the larger queer community in this casual manner.

John’s intertwined relationships with Xenia Cage (née Kashevaroff) and Merce

Cunningham demonstrate the struggles with sexuality that Cage was experiencing in

the early years of his career. Despite his acknowledgement of his queer sexuality while

53
Catherine Parsons Smith, “Athena at the Manuscript Club: John Cage and Mary Carr Moore,” Musical
Quarterly 79, 357; and Miller, “Henry Cowell and John Cage,” 60.
54 Schulze, Franz, Philip Johnson: A Life, 92, 97, 112. Cage met Johnson in a social circle of New York
modernists including queer composers Copland, Thomson, Thomson’s partner, painter Maurice Grosser,
as well as many other non-queer artists. The relationship ended abruptly when Johnson neglected to
invite Cage to a society party, angering Cage. Johnson continued calling Cage after he left the city in an
attempt to keep their relationship going, but to no avail. (Revill, The Roaring Silence, pg 35, and Hines,
“Then Not ‘Cage,’” 92)
55 Katz, “John Cage’s Queer Silence,” 43.

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in Europe, upon his return to California “he did not talk about his associates from this

period out of loyalty to his homophobic mother,”56 (associates referring to boyfriends or

other casual romantic/sexual interests). This questioning about his sexuality helps

explain his interest in Xenia, whom he met while working at his mother’s craft shop.

Cage claimed that it was “love at first sight,” and after asking her out on a date, he

proposed to her on the spot. She claimed to be taken aback and did not give him an

answer right away. This scene took place in 1933, and they were not married until 1935,

which means that in between proposal and answer, Cage went out to New York City,

and that he would have also been with Don Sample through this time.

John’s reckless proposal and marriage to Xenia is not unprecedented,

considering that many queer men and women in this time entered heterosexual

marriages, oftentimes to hide their queer sexualities, especially in a time when being

queer was dangerous. As will be seen with Cowell, entering a heterosexual marriage

after known homosexual activities was often enough to convince acquaintances — and

sometimes the subject themselves — of a transition into heterosexuality. It seems

unlikely that John’s affections for Xenia would have been completely insincere,

especially as they spent many years together both as a married couple and as artistic

colleagues. It is more likely that Cage was in denial about his sexuality, or felt that if he

met the right woman, he could assume a heteronormative lifestyle. Whatever the

reasons (which he himself may not have even been aware), Xenia and John were

married in 1935 until their eventual separation in 1945, and subsequent divorce in 1946.

56Catherine Parsons Smith, Making Music in Los Angeles (Berkeley: University of California Press,
2007), 356.

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In 1938, the Cages moved to Seattle so John could begin his new job at the

Cornish School as a dance accompanist. There, they met dancer Merce Cunningham,

who was a student at the school, studying under choreographer Bonnie Bird. Both John

and Xenia were attracted to Cunningham, which eventually resulted in a ménage à trois

due to the circumstances of their open marriage.57 Beyond being sexually involved with

both of the Cages, Cunningham also performed in some of the early percussion

concerts, including as a dancer in 1939 collaboratively-composed work Marriage at the

Eiffel Tower, and as a percussionist in the 1943 performance in New York at Museum of

Modern Art. The Cages eventually had to leave Seattle, spending time in San Francisco

and Chicago before finally arriving in New York in 1941. In New York, Cage resumed

artistic activities with Cunningham with a concert in 1944 that involved mostly prepared

piano works, as Cage entered a new phase of composition that moved away from the

percussion ensemble.

His reconnection with Cunningham was also the beginning of his separation from

Xenia until their divorce. This period was extremely difficult on John as his marriage

dissolved, but was inevitably a positive change, as he began a new relationship which

would prove to be one of the most fruitful artistic partnerships in twentieth century music

and dance. Cage and Cunningham remained together until Cage’s death in 1992,

finding in each other a collaborative and romantic partner, much in the way that Harrison

and Colvig had.

Cage’s silence regarding his sexuality is unfortunate for those who place political

importance in the act of coming out, but as David Revill reminds us:

57 Katz, “John Cage’s Queer Silence,” 42.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

It is important not to apply contemporary ideas of openness, and calumniation of those


today who live their sexuality discreetly or even hide it, to older generations and the
internal and external pressures which led them to hide (so many married for the sake of a
social place and for appearances) or deny who they were.58

It is unproductive to fault Cage for technically remaining in the closet; he clearly could

not confront what it would mean to adopt a public queer identity. Even at times, he

approached the precipice, acknowledging the open secret in the room:

Asked by an interviewer about his relation to the homosexual community he said, “Well, I
suppose that it’s clear that that’s my way of living.” On the other hand he noted that Lou
Harrison had given a “beautiful,” frank interview to Gay Sunshine magazine. With respect
to his own gay experience, he said, “I thought that I would never be able to do that.” But
he added that the question transcends hetero- or homosexuality, that people are
complicated.59

Cage’s admittance that he “would never be able to do that” — “that” referring to

speaking openly about his own queer life — is simultaneously a coming out, and a

refusal (or incapacity) to come out. In contradicting himself, he is demonstrating how

“complicated” matters surrounding sexuality are. Despite what identities we can

retroactively apply to a subject, this serves as a reminder that such matters are rarely as

straightforward as on they might appear to be.

Henry Cowell

Cowell’s infamous arrest, conviction, and imprisonment due to a morals charge

greatly damaged his career, and much like Cage’s silence regarding his own sexual

identity, has created much speculation and confusion about Cowell’s sexuality. An

added complication is the presence of his wife, Sidney Cowell, who married Henry in

1941 after he was released from San Quentin prison; they subsequently settled in White

58 David Revill, The Roaring Silence: John Cage: a life. 2nd ed (New York: Arcade Publishing, 2014), 73.
59 Keneth Silverman. Begin Again: a Biography of John Cage (New York: Knopf, 2010), 365.

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Plains, NY, far away from the Bay Area and his past life. Sidney spent much of her

married life in professional support of Henry, collecting his papers, serving as a

secretary, working with scholars, and offering general aid in promotion of his career.

Unfortunately, in some areas she has likely complicated issues surrounding aspects of

Henry’s life, either in the editing or omission of details, despite her best efforts to

present an accurate account of what happened. Particularly in areas regarding Henry’s

sexuality, Sidney has created confusion that must be sorted out before proceeding

further.

Joel Sachs, in his recent biography on Henry, discusses issues surrounding

Sidney’s involvement of Henry’s estate, suggesting areas where her record is solid, and

places where it may not be.60 One major theme that reemerges is Sidney’s desire to

prevent Henry’s arrest from overshadowing the rest of his career (much like late-

Renaissance composer Don Carlo Gesualdo, who is famously remembered for his act

of spousal murder) and as a result, have him remembered as “a martyr for homosexual

rights, something he never wished.”61 Further, “she was especially bothered because

she did not feel he was homosexual and never established whether he was even

bisexual, as he thought, or not particularly sexual at all.”62 Sachs remains ambivalent on

the actual damage that she caused to Cowell’s reputation; however, many researchers

have accused her of obstruction, further stoking conspiracy theories about her motives,

suggesting that there was more information hidden about Henry then there actual was.

60Sachs, Henry Cowell, 3-7, 275-276, 507-508. Pages include areas of discussion surrounding the
possible motives of Sidney Cowell in her presentation of Henry’s life and career.
61 Ibid., 4.
62 Ibid., 4.

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The conflicting accounts of Henry’s arrest and imprisonment have themselves created a

disproportioned emphasis on the event in Cowell’s life. Sachs has dedicated much

discussion about the details surrounding this incident, relying heavily on the major

article by Michael Hicks, “The Imprisonment of Henry Cowell,”63 with some updates from

the recently-released Cowell papers.

Misconceptions about sexuality can create confusion when attempting to reveal a

subject’s true orientation. While it is generally accepted that Henry was queer (in the

quote above, Sidney even states that Henry thought he was bisexual), Sidney’s

statements over the years have caused a certain amount of doubt to arise; and while I

am not personally swayed by her position, it is worth understanding what she attempted

to do in “straightening” Henry’s life. While Sidney was adamant that Henry was

heterosexual, it is important to note that sexuality can exist as a fluid, non-fixed state

that can change and morph over time;64 thus, even if Henry was completely

heterosexual after his marriage to her, it does not change that fact that he had sexual

encounters with men in the early part of his life. Is it possible that Sidney’s

understanding of sexuality was just extremely rudimentary and unsophisticated?

A few of Sidney’s comments about Henry’s sexuality demonstrate her confusion

with regards to sexuality. Sachs quotes her, saying that “she felt that the sex drive was

not of much interest to [Henry] ‘except that he was convinced that its release was

63Michael Hicks, “The Imprisonment of Henry Cowell,” Journal of the American Musicological Society, 44
no. 1 (Spring 1991).
64 The concept of sexual fluidity is defined by Lisa Diamond as “situation-dependent flexibility
in women’s sexual responsiveness,” where “women’s” can be replaced with “men’s.” While her book
Sexual Fluidity focuses on female sexuality, it is also applicable to men, according to her 2013 lecture at
Cornell University (viewable here: http://www.cornell.edu/video/lisa-diamond-on-sexual-fluidity-of-men-
and-women, accessed March 16, 2016). Lisa Diamond, Sexual Fluidity: Understanding Women’s Love
and Desire (Cambridge: Harvard University Press, 2008), 3.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

necessary to his health;’” and that “when he needs sex, he looked for a sexual object,

‘but he always seemed to me incompletely involved with whichever sex—though of

course I never was on sufficiently intimate terms with him to know about this before we

married.’”65 Her first statement is contradictory, claiming that Henry was both interested

and not interested in sex; and in the second quote, she says that he didn’t prefer one

sex to another, which is how one defines bisexuality. She also acknowledges that she

wasn’t on “intimate terms with him” regarding his pre-marriage sexuality. It is very

possible that Henry was not a highly sexual person, and it is well documented that

Henry was an “impersonal and detached person,”66 which may explain his “incomplete

involvement” during sex. Sidney seems to be stumbling over herself to try to prove

something that only she herself seemed overly concerned with: scrubbing the historical

record of any reference to his sexual life, and denying any possibility that his sexuality

was something he was concerned about. Sadly, considering the impact of Henry’s

incarceration, along with the political and social climate of the time, Sidney’s position

was not unexpected; homosexuality was a stigmatizing status that many people chose

to ignore, or worse, cover up. Coming out could ruin one’s personal and professional

life, and as Henry had already lost so much, it makes sense that Sidney would try to

present him as cured or recovered. Still, Sidney engaged in a practice of sexual

erasure, especially queer erasure, that has occurred throughout history; hence the need

to call it out as just that.

65 Sachs, Henry Cowell, 507.


66 Ibid., 507.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

However, Sidney’s statements aside, research has revealed that Henry engaged

in homosexual encounters throughout his life, proving that he, like Cage and Harrison,

experienced queer desire and sexuality. The following sexual history of Henry Cowell is

based on Sachs’ account of a statement Henry provided to psychiatrist Dr. Wolff for his

trial.67 Clarissa Cowell, Henry’s mother, was a strong presence in his life, oftentimes his

only companion. After discovering that Henry had fallen in love with a girl at age

seventeen, she was vocal with him about her anti-sex views, believing that since

artificial insemination was now a way to get pregnant, and the only reason to ever have

sex was for procreation, therefore there was no reason to have any intercourse ever.

These views clearly affected Henry, and he had no sexual or romantic contact with

anyone of either gender until after Clarissa’s death when he was nineteen.68

After his mother’s death, he engaged in casual sex with young men his age until

he entered the army, at which point he ceased sexual activity. After the army, he had

romantic relationships with women (including Edna Smith and Elsa Schmolke), and

casual sexual relationships with men. However, his troubles began when he constructed

a swimming pool at his home in Menlo Park. He allowed neighborhood children to swim

in his pool, where “the boys swam in the nude on Monday through Saturday; girls swam

in suits on Sundays.”69 According to Henry, one day (likely in 1934 or 1935) he entered

the dressing room to find several of the boys engaged in various sexual activities, which

instigated a series of encounters between him and the boys (Cowell later confessed to

“improper relations with twenty-four boys between the ages of ten and seventeen over a

67 Ibid., 284-288.
68 Ibid., 285-288.
69 Ibid., 276.

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period of four years”70). In an attempt to regain control, he eventually entered into a

sexual relationship with an unnamed twenty-nine year old woman, which he claimed

suppressed his interest in the boys, as well as his desire to sell the house and begin a

new married life. Beyond the experiences detailed in Cowell’s statement, there is further

evidence of at least three other male partners, including Leo Linder, Billy Justema, and

one further unnamed man.

Henry’s legal troubles began in May 1936 when a “relative of a seventeen-year-

old member of the swimming group had lodged a compliant against him. After

questioning by the police, Henry pleaded guilty to engaging in oral sex with the young

man.”71 Sachs reminds us that in those days that “consensual sex was not private,”72

and what got Henry in trouble had nothing to do with homosexuality or pedophilia (the

seventeen-year-old was legally considered an adult73), but rather oral sex:

Section 288a stated that “any person participating in the act of copulating the mouth of
one person with the sexual organ of another” was punishable by imprisonment in the
state prison for a term not exceeding fifteen years. The law did not specify homosexual
acts and was a 1921 amendment to a 1915 law that included heterosexual behavior:
“The acts technically known as fellatio and cunnilingus are hereby declared to be felonies
and any person convicted of the commission of either thereof shall be punished by
imprisonment in the state prison for not more than fifteen years.” That version had been
judged unconstitutional because it had not been published in English…Neither the 1915
version nor its successor contains stipulations about gender, force, seduction,
consensuality, or age of the participants. In both versions, any and all participants were in
violation.74 (emphasis mine)

70 Ibid., 277.
71 Ibid., 276.
72 Ibid., 276.
73 Ibid., 277.
74 Ibid., 276-277.

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It is crucial to understand the exact nature of the complaint filed, as there seems to have

arisen much confusion around Cowell’s arrest.75 As was outlined above, Cowell clearly

engaged in homosexual acts throughout his life, but his arrest was not technically

related to his sexuality. Also, he was not arrested for engaging in acts of pedophilia,

despite having also engaged in them.

The orchestration of Henry’s arrest was an example of the growing homophobia

and sophisticated use of law to intimidate queers, as was sadly common throughout the

country during this time. However, it is important to truly understand the nature of his

arrest, especially the use of the phrase “morals charge,” which is coded with

homophobia. This was especially true of the reaction that much of the modern music

community had, considering that many of Henry’s colleagues ceased communication

with him after his arrest, including Ives,76 Varèse, Ruggles, and others (although many

continued to support him, including Cage and Harrison). They ceased communication

because they didn’t want to be associated with a known and prosecuted homosexual,

and didn’t take the time to understand the true nature of what had happened. There was

also, at the time, a lack of nuanced understanding about sexuality, particularly the belief

that homosexuals were also pedophiles (and visa versa). What is most unfortunate

about the situation is the public way in which Henry was condemned for his

homosexuality. There are, of course, no moral grounds on which to excuse his sexual

75One such example can be found in the book of essays published in conjunction with San Francisco
Symphony’s American Maverick’s Festival in 2000. Referring to his arrest, the publication states that “he
was convicted of a charge of homosexual conduct,” which is not wholly accurate. Susan Key and Larry
Rothe, eds, American Mavericks (University of California Press: Berkeley, 2001), 32.
76For more on Ives’ relationship with Cowell during his incarceration, read: Leta E. Miller and Rob Collins,
“The Cowell-Ives Relationship: A New Look at Cowell’s Prison Years,” American Music 23 no. 4 (Winter
2005), 473-492.

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encounters with minors, even if they were consensual and technically legal in certain

cases.

The details surrounding the rest of Henry’s imprisonment, release and eventual

pardon, while extremely interesting, would take too long to recount, and the reader is

encouraged to read Sachs’ account of this period.77 Two things are worth mentioning:

first, that Henry was highly productive while at San Quentin, writing many works,

including dance and percussion works, as well as running prison ensembles, teaching

music classes, writing articles, and continuing as much administrative work for outside

organizations as he could. He had regular visitors and kept up much correspondence,

and his time in San Quentin was overall a positive one, considering the circumstances.

As will be discussed later, his time in prison resulted in the creation of elastic form, an

important development in dance music that influenced Cage and Harrison. It is highly

unlikely that he would have developed elastic form had he not been in prison.

Second, it is important to point out that Henry was eventually pardoned by the

State of California on December 28, 1942,78 mostly due to Sidney’s diligence in

collecting letters of support for Henry, as well as pursuing the necessary lawyers and

psychologists to come to Henry’s defense. Henry’s marriage to Sidney in 1941 was a

key aspect of his pardon,79 which helped convince many of Henry’s heterosexuality,

including Ives, who was joyed at the news and resumed communications. The fact that

proving heterosexuality for charges that supposedly had nothing to do with

homosexuality further demonstrates the tangled nature of his case. Nonetheless,

77 Sachs, Henry Cowell, 290-388.


78 Ibid., 386.
79 Ibid., 373.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Henry’s pardon had a huge affect on his later life, as he was allowed to work for the US

government in a period of international travel and study that greatly impacted his

musical composition. Also, knowing that their marriage was an important aspect to

Henry’s pardon provides further understanding of why Sidney was so adamant that he

was, in fact, heterosexual, and no longer engaged in homosexual acts.

What was the nature of Cowell’s sexuality? On the most basic level, it appears

that he would be bisexual (according to Sidney’s account of how Henry viewed himself);

yet, it seems more complex than that, considering that the bohemian environment he

was raised in promoted individualism, and was overall less restrained than the general

culture. In Michael Hicks’s Henry Cowell, Bohemian,80 he explores this crucial aspect of

Henry’s life, and the ways that his bohemianism manifested itself in various aspects of

his life. This includes his unconventional education (mostly home schooling with his

mother), lack of strict upbringing and etiquette, along with a wide ranging imagination

and lack of self consciousness. Regarding a bohemian sense of sexuality, Hicks states:

While Cowell lived publicly many principles of his bohemian upbringing, he had a
privately bohemian side as well, the intimate side of his life, which was as complex as it
was hidden. Even in his youth in the San Francisco Bay Area, Cowell must have
observed the sexual libertinism that went hand in hand with artistic life. His mother’s
preachments notwithstanding, free love and homosexual relationships had been more
open matters in the Bay Area than elsewhere.81

Perhaps the conflict between public/private, bohemian/cultured, and discipline/

indulgence is manifested in Cowell’s sexual life. It is with Cowell where I find the term

queer most appropriate, because his sexuality defies a tidy definition that sums up his

desires and identity. When Cowell interacted with women, including Sidney, they tended

80 Michael Hicks, Henry Cowell, Bohemian (Urbana: University of Illinois Press, 2002).
81 Ibid., 127.

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to be older than him, having both financial resources, and serving as mother-like figures

that could organize his life (including Elsa Smolke and Edna Smith), especially once his

mother passed away. This doesn’t necessarily imply that he lacked sexual desire for

women, but that his relationships with them helped fulfill additional needs in his life. Its

clear that sexually he preferred men, but there’s no reason to discount his interactions

with women. It is doubtful that Cowell identified strongly in any sexual category, as he

was used to his position on the outskirts of society where such labels were of little use.

That being said, it is hard to imagine that after his release from San Quentin,

Cowell would have ever entertained the possibility of sexual relations with other men.

Even though prison had not been a horrible experience for him, it took an extreme toll

on his career, which never quite recovered on the likely trajectory it would have taken.

Claims that Henry became heterosexual after prison seem to miss how traumatic four

years in prison would be; it is understandable that he would want to avoid any actions

that would put him back there. Sidney’s claims that Cowell had very little sex drive make

more sense in this context.

Cage, Cowell, and Harrison’s varied experiences demonstrate the range of

sexualities, desires, and identities that can be considered within a queer context. All

three men shared periods of doubt about their sexuality, which is not just indicative of

the time, but part of any individual’s personal journey. Close examination of sexual

histories shows that all three men were aware of each other’s queer status, were

accepting, and likely even supportive of each other. There doesn’t appear to be any

overt evidence that suggests they connected solely because of their sexualities, but at

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

the same time (and as will be shown later), they, like many queer individuals, were

seeking out communities and collaborators who were sympathetic and accepting of their

sexual identities and practices. The overlap between outsider artistic and sexual status

was extremely common, oftentimes undistinguishable in certain circles. This included

the queer-friendly space of early modern dance, a place that was crucial for the

development of the percussion ensemble, as well as being a place where Cage, Cowell,

and Harrison spent the early parts of their compositional careers.

Early Percussion Ensemble: Ultramodernism and Modern Dance

The percussion ensemble in the thirties and early forties was situated at the

intersection of two modernist artistic practices: ultramodern classical music, and modern

dance. Cowell was the main connection between these two networks, serving as liaison

between composers and choreographers seeking to develop new work, while also

redefining the relationship between music and dance. The percussion ensemble

merged the musical language of ultramodernism with the performance practice and

production apparatus of modern dance; the percussion ensemble was largely separate

from mainstream classical music during this time. Useful in understanding the

relationship between the percussion ensemble and the musical culture is David Nicholls’

distinction between avant-garde and experimental music:

Avant-garde music can be viewed as occupying an extreme position within the tradition,
while experimental music lies outside it. The distinction may appear slight, but when
applied to such areas as institutional support, “official” recognition, and financial reward,
the avant garde’s links with tradition — however tenuous — can carry enormous weight.82

82David Nicholls, “Avant-garde and experimental music,” in The Cambridge History of American Music,
ed. David Nicholls (Cambridge: Cambridge University Press, 1998), 518.

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In this context, the percussion ensemble of the West Coast Group was truly an

experimental enterprise, existing outside of the concert music apparatus of the day (i.e.

major orchestras, opera companies, and other major presenting organizations and

venus). After initial support from composer-run societies such as the Pan American

Association of Composer and New Music Society (of California), it was under the

auspices of the modern dance community that the percussion ensemble was able to

develop and flourish.

Ultramodernism83 refers to a movement in American composition where

“composers increasingly turned away from Europe”84 and embraced experimentalism,

or as Alan Rich noted, developed “a contempt for the compositional rulebook as refined,

redefined, and handed down by the European generations over…a millennium’s

span.”85 Composers that engaged with ultramodernism to varying degrees included

Charles Ives, Carl Ruggles, Edgard Varèse, Charles Seeger, Dane Rudhyar, Henry

Cowell, George Antheil, Ruth Crawford, Harry Partch, John Cage, Conlon Nancarrow,

Henry Brant, and Lou Harrison.86 These were composers who sough a music practice

that didn’t rely on European models, and could instead develop an American sensibility,

as most of these composers were themselves American.87 This required seeking out

83
Other frequently used terms include American experimentalism, hyper modernism, and American
mavericks, although each term has slightly different connotations.
84 David Nicholls, American Experimental Music, 1980-1940 (Cambridge: Cambridge University
Press, 1990), 1.
85Alan Rich, “The American Maverick Tradition,” in American Mavericks, eds. Susan Key and Larry Rothe
(University of California Press, Berkeley: 2001).
86 Ibid.
87 All of these composers were American except for Varèse and Rudhyar who were both French-born and
later emigrated to the United States, and Henry Brant, who was born in Canada.

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new models and concepts that could serve as the theoretical basis for American

composition.

Percussion and Ultramodernism

Percussion composition grew out of this new American tradition of ultramodern

composition that began in the final years of the nineteenth century. Nicholls’ provides a

list of unifying characteristics of the ultramodern music that was written roughly between

1890 and 1940, showing some of the overriding concerns ultramodern composers

engaged with:

1. extreme chromaticism of both melody and harmony;


2. tone-clusters and noise;
3. the use of new or unconventional instruments… and/or of conventional instruments in
an unusual way;
4. rhythmic complexity, both simultaneous and successive;

7. independent organization of the various parameters of a musical line or idea
8. large-scale and/or small-scale structuring of form, using extra-musical devices and
process, including numeration

10. works which are indeterminate of their performance88

This list articulates many aspects of the ultramodernist aesthetic, several of which were

written about in Cowell’s 1930 book New Musical Resources,89 a treatise that proposed

new concepts relating to rhythm, harmony, form, and counterpoint. NMR was the major

theoretical text written in the ultramodern movement (with several ideas traced to

88 David Nicholls, American Experimental Music, 1980-1940 (Cambridge: Cambridge University


Press, 1990), 218.
89Henry Cowell, New Musical Resources, edited by David Nicholls (Cambridge: Cambridge University
Press, 1996).

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Cowell’s teacher, Charles Seeger, another ultramodern composer).90 NMR was read by

both Cage and Harrison, who both absorbed many of its ideas. In 1961, Cage claimed

that NMR was one of the most influential books to him,91 and his square-root form grew

out of ideas Cowell had initially presented.92 Harrison traced specific pieces that were

influenced by NMR, notably his percussion quartet Fugue for Percussion (1941);93 also,

his later usage of clusters are also attributed to Cowell’s influence.94 NMR provided an

alternative to traditional European compositional practices, which was crucial in the

composition of percussion-only pieces, as they couldn’t be organized using traditional

harmonic and formal schema based on pitched tonal music. And even while many

percussion works may not have been composed in direct response to NMR, the text

provided the imaginative framework for new forms and concepts that helped structure

new percussion composition.

During its early days, the percussion ensemble relied on various musical

organizations that presented ultramodern works, many of which Cowell was personally

involved with. This included his New Music Society concerts; New Music Edition, which

produced two periodicals, the New Music Quarterly, a journal for new scores, and the

New Music Orchestra Series (hereafter referred to as NMOS), a periodical of orchestral

scores (as well as percussion scores). NMOS published two early percussion works:

90This includes the concept of dissonant counterpoint, which was devised by Seeger in the late 1910s.
David Nicholls, “Henry Cowell’s ‘New Musical Resources,’” essay in New Musical Resources, by Henry
Cowell, edited by David Nicholls (Cambridge: Cambridge University Press, 1996), 172.
91 David Nicholls, “Cage and the Ultramoderns,” American Music, 28 no. 4 (Winter 2010), 496.
92 Nicholls, “Henry Cowell,” 173.
93 Heidi von Gundern, The Music of Lou Harrison (Metuchen: The Scarecrow Press Inc.,1995), 42. Also,
Harrison, later in life, produced his own Music Primer, which although much looser in structure than NMR,
is clearly influenced by Cowell’s writings. Lou Harrison, Music Primer (New York: C. F. Peters, 1971).
94 Nicholls, “Henry Cowell,” 173.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

William Russell’s Fugue for Eight Percussion Instruments in 1933 (issue no. 6),95 and

Edgard Varèse’s Ionisation in 1934 (issue no. 11).96 These two works were eventually

featured on the same concert, conducted by Nicholas Slomnisky on a Pan American

Association of Composers (PAAC) concert in New York City on April 15, 1934 at Town

Hall.97 The PAAC was an important organization in the history of early percussion

ensemble works, and was another group that Cowell had been highly involved with after

its founding by Varèse in 1928. The PAAC gave the first performance of Roldán’s

Rítmicas on March 10, 1931, and later presented the Los Angeles premiere of Ionisation

at the Hollywood Bowl in Los Angeles on a program in July 1933.98 A year later, both

Ionisation and Fugue for Eight Percussion Instruments were presented once again in

San Francisco by Cowell’s New Music Society on May 28, 1934, taking place at

Community Playhouse, with choreography by Betty Horst, an early example of dance

and percussion in performance.99 Taken together, these early percussion performances

were highly influential, not only leading Cowell to eventually write his first percussion

work, Ostinato Pianissimo in 1934 (which then further inspired Cage’s early Quartet (c.

1936), but also convinced many other composers to write for the new medium.

After the first wave of early works by Varèse, Roldán, and Russell, a second

wave of percussion work began to appear, with Cowell serving as the person who

95Rita Mead, “Henry Cowell’s ‘New Music,’ 1925-1936: the Society, the Music Editions, and the
Recordings (PhD diss., City University of New York, 1978), 546.
96 Ibid., 756.
97Deane L. Root, “The Pan American Association of Composers (1928-1934),” Anuario Interamericano
de Investigacion Musical, 8 (1972), 49-70. Henry Cowell was one of performers in Ionisation, alongside
composers Paul Creston, Wallingford Riegger, William Schuman, Carlos Salzedo, and Varèse, among
others.
98 Ibid., 59.
99 Mead, “Henry Cowell’s ‘New Music,’” 547.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

began sorting through the new work. In 1936, he published Issue No. 18 of New Music

Orchestra Series,100 which included six new percussion works: Johanna M. Beyer’s IV,

Harold G. Davidson’s Auto Accident, Ray Green’s Three Inventories of Casey Jones,

choreographer Doris Humphrey’s Dance Rhythms (which had been notated by

Wallingford Riegger101), William Russell’s Three Dance Movements, and Gerald

Strang’s Percussion Music.102 Cowell had asked Green, Strang and Davidson for pieces

to be written specifically for this edition,103 while the remaining works had been

submitted by the individual composers. The works in the collection exhibit a wide range

of styles and instrumentations, as commentator Jack Kennedy notes:

The New Music Orchestra Series edition [no. 18] spotlights the surprisingly different
directions composers took in this new idiom. Some works are overtly programmatic and
even satiric (Davidson, Green, and Russell), yet they experiment with unconventional
playing techniques, found objects as instruments, and the playful contortion of traditional
musical forms.104

The new musical possibilities that the percussion ensemble presented to composers

was seemingly limitless, and the variety of musical imagination found within these works

is commendable.

Unfortunately, none of these works would receive performances until 1938 at the

Cage Percussion Players concerts in Seattle. Cowell’s sudden arrest halted his day-to-

day involvement with the New Music Society and New Music Edition (which he

100
Henry Cowell, ed. Percussion Pieces by J. M. Beyer, Harold G. Davidson, Ray Green, Doris
Humphrey, Wm. Russell, and Gerald Strang. New Music Orchestra Series, No. 18 ) San Francisco, CA:
New Music Orchestra Series, 1936).
101 Mead, “Henry Cowell’s ‘New Music,’” 656.
102 Ibid., 757.
103 Ibid., 660.
104Meehan/Perkins Duo, Restless—Endless—Tactless: Johanna Beyer and the Birth of American
Percussion Music, Meehan/Perkins Duo & the Baylor Percussion Group (New World Records 80711-2,
2011), compact disc, “Restless—Endless—Tactless” essay in accompanying booklet by John Kennedy.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

eventually sold to Gerald Strang in 1937).105 Had Cowell not been arrested, it is very

likely that he would have arranged performances of these works, and continued

promoting the percussion ensemble. Percussion concerts required a lot of effort from an

organizational standpoint, including hiring players (a challenge, as their were few

trained percussionists around), gathering instruments, finding rehearsal space (likely

dance studios or similar spaces), and promoting the concert to audiences who had little

or no knowledge of the percussion ensemble; thus, these events only happened with

the determined support of an individual, in this case Cowell, and through a supporting

organization, like NMS or PAAC. Later, Cage and Harrison would carry the mantel of

presenting percussion works, but only after a period of incubation in the modern dance

community.

Cowell and Harrison’s Early Interactions with Modern Dance

Dance is a collaborative form that requires extensive communal time in the studio

with dancers, the choreographer, musicians, and designers in order to create new work.

Cowell, Harrison, and Cage were all very familiar with the workings of the dance world

by the late thirties, as each spent much time in dance studios as class accompanists

and composers. Dance provided steady, yet meager, income for the composers, even

though it often proved to be monotonous due to repetitive accompaniments for technical

dance exercises. Classes were accompanied mostly by piano or percussion, with the

music being largely improvised based on the dancers’ movements. Despite the

monotony of classes, many musical discoveries were made while in class or writing for

105 Mead, “Henry Cowell’s ‘New Music,’” 690.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

dance, including Cowell’s aforementioned elastic form (which was a precursor to later

experiments with form and aleatory) and Cage’s well-known inventions of the prepared

piano106 and the water gong.107

Cowell’s first professional experiences with dance began while on a European

tour performing his tone-cluster piano works. One concert included a program with

dancer Yvonne Daunt, who danced to several of his pieces on a Paris recital at the

Salon d’Automne on December 16, 1923.108 Once back in the States, Cowell met

dancers Doris Humphrey and Charles Weidman (from Los Angeles-based company

Denishawn) through pianist Louis Horst (who would later become Martha Graham’s

music director and husband), and choreographer Ruth St. Denis through composer

Dane Rudhyar.109 He also met and collaborated with dancers Martha Graham, Charles

Laskey (later associated with George Balanchine), José Limón, Tina Flade (from Mary

Wigman’s troupe), Sophia Delza, and Hanya Holm in the period prior to 1936.110 Cowell

106 “As Cage recounted, in 1940, while he was working at the Cornish School, Syvilla Fort asked him to
compose music for a new dance work. The Repertory Playhouse, the space in which the performance
was to take place, did not have ample room for Cage’s percussion ensembles…So Cage decided to write
for piano…But he quickly became dissatisfied with the limited range of sounds available on the piano…
Cage was familiar with Cowell’s ‘string piano’ pieces…In Bacchanale, he extended this idea by placing a
small bolt between the second and third strings for one note, a screw with nuts between the second and
third strings (etc.).” David W. Bernstein, “Music I: to the late 1940s,” in The Cambridge Companion to
John Cage, ed. David Nicholls (Cambridge: Cambridge University Press), 77-78.
107“Cage was asked to write for the annual water ballet of the UCLA swimming team. He found the
swimmers could not hear music underwater. In order to mark time, it occurred to him that he could dip a
vibrating gong in the water. When he tried it out, he found that submersion progressively shortened the
resonating area and the sound scooped lower in pitch. The effect so delighted Cage that he used it in
many subsequent compositions quite unconnected with the aquatic ballet.” Revill,The Roaring Silence,
44.
108 Sachs, Henry Cowell, 122, 209. This however, was not his very first exposure to as he had also
collaborated on theatrical productions earlier in his life that were collaborative in nature, such as music for
John Varian’s production of The Building of Bamba (see Sachs, Henry Cowell, 73-74).
109 Ibid., 209.
110 Ibid., 210-212.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

was as well connected in the modern dance world as he was in the music word, due in

part to his various university teachings positions at schools with dance departments

(including New School, Mills College, Stanford and University of California San

Francisco111), and his regular travels that brought him into contact with many individuals

involved with dance. He was also aided by his ability to communicate clearly with

dancers, along with a broad knowledge of dance. Prior to San Quentin, he wrote at least

a dozen dance works,112 and using his contacts, he was able to recruit Harrison and

Cage into the dance world as they sought employment and artistic collaboration.

Although Cowell’s time in San Quentin limited much of his daily administrative

activities, he was able to remain professionally active as he continued to compose

music and write articles. Of special interest here was his work with dance, which

prompted his development of elastic form. Elastic form was created partially out of

necessity, as he wrote music for dances that he was unable to see first hand; thus, he

invented a system that allowed his music to be custom fit to the dance by another

composer during rehearsal. Additionally, elastic form was an attempt to provide a

solution to what he viewed as a problematic relationship between music and dance. In

his article “Relating Music and Concert Dance,”113 Cowell outlines what he sees as a

compromising relationship between music and modern dance: namely, that either the

choreography or the music must conform to whichever part is created first

(choreography created to existing music, or music written to existing choreography) in

111 Miller, Music and Politics in San Francisco, 199-200.


112See Leta E. Miller’s selective list of dance pieces, many of which are now lost. Leta E. Miller, “Henry
Cowell and Modern Dance: the Genesis of Elastic Form,” American Music, 20, no. 1 (Spring, 2002),
20-21.
113 Cowell, Henry, “Relating Music and Concert Dance”, Dance Observer, IV no. 1 (January, 1937) 1, 7-9.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

the absence of established classical dance forms (like as in ballet). Elastic form allows

both the dance and music to retain a certain amount of autonomy, while allowing a

cohesive structure and phrase-level relationships to develop:

Elastic Form entailed creating a group of melodic phrases, each of which could be
expanded or contracted by lengthening or shortening certain key tones. [Cowell]
recommended that the composer supply all the different versions. Each of those
“sentences” should be constructed so that it could function as a self-contained block able
before or after any other “sentence,” or repeated, either identically or varied, if expansion
of a part of the dance was desired.114

Cowell was able to employ his concept in a work for Martha Graham in 1937, the trio

Sarabande for oboe, clarinet, and percussion. The work consisted of a series of phrases

that were constructed in rehearsal by composers Louis Horst and Norman Lloyd115

alongside Graham. Cowell’s 1939 work Ritual of Wonder also utilized elastic form, and

will be discussed further in the next chapter.

Harrison had the most first-person experience with dance among his colleagues,

as he spent much of his younger years and early professional life as a dancer alongside

his musical activities. Harrison studied ballroom dance at a young age116 and, as

encouraged by Cowell, accompanied dance classes while in college.117 His first

professional dance collaboration was with Carol Beals (a student of Martha Graham),

writing the now-lost work Waterfront—1934 for percussion solo, a work that he

performed as musician several times.118 In 1937, Harrison took part in the Dance

114 Sachs, Henry Cowell, 337-8.


115Miller says that Louis Horst was the constructor of Sarabande (Miller, Music and Politics in San
Francisco, 202.); Sachs adds that Norman Lloyd Miller “participated” in the construction, but makes no
mention of Horst (Sachs, Henry Cowell, 338). It is unclear who exactly did what based on these two
conflicting accounts.
116 Miller and Lieberman, Composing a World, 7.
117 Miller and Lieberman, Lou Harrison, 5.
118 Miller and Lieberman, Composing a World, 84.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Council Festival, working with Beals and several other choreographers in a jointly-

choreographed project called Changing World: Illusions of a Better Life. The program

claimed that it was the first experiment in collective choreography, combining several

studios of dancers. Harrison not only wrote music, but performed instrumental parts

(piano, percussion, and recorder), contributed choreography, and danced as well.119

Such a large-scale collaborative project surely influenced his later musical

collaborations (Double Music and other works that will be discussed later) by providing

a collaborative model that he could emulate.

Other productions that Harrison danced in included Changing World, the 1938

opera Ming-Yi by composer Harvey Raab with choreography by Lenore Peters Job; and

a piece called Green Mansions in 1941 for the Modern Ballet Group (Beals and others),

where he once again composed music, played instruments and danced.120 His

dedication to dance was immersive, providing experience that gave him a deeper

understanding of the needs of dancers and choreographers, and how to support them

musically.

A series of meetings and collaborations further increased Harrison’s engagement

with dance, a field that relied heavily on personal connections. In 1937, Cowell arranged

a meeting between Harrison and Tina Flade, a German dancer who was teaching at

Mills College. Harrison joined the Mills staff as a dance accompanist, working with Flade

on various projects, while also meeting visiting choreographers. In the summer of 1938,

visiting artists included choreographer Bonnie Bird from Cornish in Seattle,

119 Ibid., 85.


120 Ibid., 83.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

accompanied by dancers Dorothy Herrmann and Merce Cunningham; and

choreographer Lester Horton from Los Angeles, accompanied by dancer Bella Lewitzky.

This meeting of choreographers and dancers would prove fruitful for Harrison, who

entered a period of collaboration with Horton. In 1938, they created the piece Conquest,

a work that was largely improvised. Musically, it was performed on flowerpots, piano,

conch shell, thunder sheet, and a flute (or ocarina or recorder), many instruments that

would reappear in subsequent West Coast percussion ensemble pieces. Cage also

benefitted from Harrison’s networking during this time, as he accepted the Cornish job

that had originally been offered to Harrison by Bird.121 Harrison’s ability to negotiate

within the tight-knit modern dance community is an example of queer networking, with

modern dance consisting largely of queer men and women.

It is important to highlight the improvisational aspects of many early dance

collaborations such as Conquest, as composers were increasingly experimenting with

new instruments and sounds, new concepts of musical form, and immediate musical

responses to the dance; in this early phase of percussion composition, the composers

were often less concerned with the rigid compositional structures that would come to

characterize later percussion ensemble works. These improvisational pieces might be

considered work-concepts that were realized only in performance, as opposed to fully-

realized compositions on paper (the distinction between improvised and composed

works will be explored further in Part II of this essay). Composed and improvised works

overlap chronologically (for example, Cowell’s Ostinato Pianissimo, and Cage’s Quartet

and Trio were all composed prior to Harrison’s Conquest); improvisation and

121 Ibid., 86-87.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

composition were not mutually-exclusive techniques, but rather different methods of

composition that varied depending on a given situation. Improvisation allowed

composers the freedom to explore new musical materials before having to apply formal

structures. If one views improvisation and exploration as developing out of modern

dance, and formal structure coming out of ultramodern compositional technique, the

West Coast percussion ensemble is a merging of these two traditions.

Cage: Dance, Seattle, and the Cage Percussion Players

Cage’s first experiences with dance were in Los Angeles: accompanying classes,

writing music for performance, and teaching a percussion course designed for

dancers.122 His brief move to San Francisco led to his initial meeting with Harrison, the

offer of the Cornish job, then the move to Seattle. Beyond the appeal of a regular

position, Cage suggests that the Cornish job further interested him because “Bird

described to him a ‘closet full of percussion instruments,’ among them a collection of

Chinese gongs, cymbals, tom-toms, and woodblocks belonging to German dancer Lore

Deja.”123 Lore Deja began teaching at Cornish in 1930, and had previously been an

assistant to choreographer and dancer Mary Wigman in Dresden.124 Mary Wigman

(1886 — 1973) was an important figure in modern dance whose ideas on the use of

music in dance were influential at Cornish. Her views prioritized choreography over

music, moving her to create silent dance pieces, as well as composing her own

percussion music that augmented movement:

122 Silverman, Begin Again, 27.


123 Miller,“The Art of Noise,” 225.
124 Ibid., 257.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Although she occasionally employed already-existing music to accompany her


compositions, she found that in its use she ran up against the intent of the composer and
this clashed with her aims as a choreographer. Silent dance provided for the greatest
expression, as she felt her intuition and creativity more free to obey spatial effects, and
not bound by the emotional stimulus of the music. She was attracted to the percussion
instruments of Java, Burma and China, especially gongs, believing that the qualities of
percussion best suited dance accompaniment. She considered skill and knowledge in
percussion essential for a dancer, and her students experimented with round hand
drums, cow bells, Chinese temple blocks, gongs and African drums. In time Wigman’s
accompaniment would be created in the studio as the dance itself was created, so that
dance and music existed together as an organic whole. In the early 1920s she was
turning towards increased use of percussion.125

Germanic Modern dance had been investigating the uses of percussion in dance since

at least the early 1920s, if not earlier.126 The instruments that Cage found at Cornish

have a direct lineage to Wigman and her preference for Asian and Afrcian instruments.

These instruments were introduced into the inventory of the early percussion ensemble,

specifically in the works composed by Cage after 1938, having had access to these

instruments at Cornish. This directly linked modern dance to the percussion ensemble

in a manner that had profound influences on the instrumentation and timbral spectrum

of the repertoire. Also, as will be discussed later, the exotic instruments preferred by

dancers has a direct relation to the orientalist qualities and influences of many early

modern dance works, further contributing to the Asian overtones of many early

percussion pieces.

Cage didn’t waste any time after his arrival in Seattle in forming the first

organized percussion ensemble, the Cage Percussion Players. CPP was a

continuation of the work that Cowell had overseen with the publication of NMOS #18.

Over the next several years, Cage presented many concerts, adding to the number of

125Maggie Odom, “Mary Wigman: The Early Years 1913 — 1925,” The Drama Review: TDR, 24, no. 4,
(Dec., 1980), 88-89.
126This would have coincided with the period in classical music when an increasing number of percussion
instruments were being added to the orchestral batterie, for example, Stravinsky’s early orchestral works.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

percussion pieces in the repertoire, widening the ensemble’s exposure, raising funds for

instruments and travel, and continuing to make connections in the dance, music, and

arts communities. These percussion concerts existed outside of the realm of organized

classical music (even outside established contemporary music circles), and instead

found support largely within the dance community.

While many works were initially written at request of various choreographers,

Cage and his colleagues began composing concert works that didn’t necessarily

conform to the needs of any specific choreography. At times, these works were later

accompanied by dance, but often, they stood on their own as concert works, even

though they were heard outside of standard concert halls. A majority of the

percussionists were dancers themselves, performing for artistically-inclined audiences,

including a fair share of dancers. Gradually, the rigors of ultramodern composition

began to shape percussion works, while the dance ethos provided the conceptual

framework for how the works were to be conceived, performed, and received.

Percussion music was as much a visual spectacle as dance was, and for these early

concerts, the visual and theatrical aspects of the percussion ensemble were as

important as the musical components, if not more so. An examination of the early CPP

concerts will show how closely percussion interacted with the dance community, along

with the strong presence of women and queer individuals who formed the aesthetics of

West Coast percussion ensemble.

The first CPP concert took place on December 9, 1938 with a quartet formed by

Cage, Xenia, and two Cornish faculty members: pianist Margaret Jansen, and

eurythmics instructor Doris Denison, who both became regular members of the group.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

The first program consisted of Cage’s Trio and Quartet, as well as selections from

NMOS #18: Ray Green’s Three Inventories of Casey Jones, Gerald Strang’s Percussion

Music for Three Players, and William Russell’s Three Dance Movements (only the Waltz

and Foxtrot movements). Cornish provided the instruments for this concert, including

seven gongs, three cymbals, four tom-toms, two timpani, and several wood blocks; the

players also brought in various found objects and handmade instruments.127 After the

first concert, Cage’s ensemble grew in size, and he began soliciting works from

composers, receiving several pieces for the second concert on May 19, 1939: Cowell

submitted the sextet Pulse from San Quentin; Johanna Beyer (who was helping to

manage New Music Quarterly at the time) sent in Three Movements; and Harrison

contributed two works, the quartet Fifth Simfony, and trio Counterdance. The May

program also included Cage’s Trio, as well as works by William Russell.128 This concert

was also the first program to feature works by Cage, Cowell, and Harrison all together.

The third Cornish program took place later that year on December 9, including

several new works: Cowell’s Pulse, and Return, a new work for six players and ‘human

wail’, both written at San Quentin;129 Russell’s 3 Dance Movements and Fugue;

Roldan’s Rimicas V and VI; a work for two pianos tuned a quarter-tone apart by

Californian composer Mildred Couper; and the premiere of First Construction (In Metal)

for six percussionists, including a string piano (inspired by Cowell), thunder sheets, and

water gong (from the UCLA water ballet). For this program, the ensemble swelled to a

127 Miller, “The Art of Noise,” 225, and Silverman, Begin Again, 32-33.
128Miller, Leta E. “Cultural Intersections: John Cage in Seattle (1938—1940)” in John Cage: Music,
Philosophy, and Intention. 1933—1950, ed. David W. Patterson, 79.
129 Meehan/Perkins Duo, Restless—Endless—Tactless.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

size of twelve players, including several dancers, and almost all women performers.

Cage had also worked hard to achieve financial support for this program, including

financial contribution from notable queer Seattle artist Mark Tobey.130

Earlier in that same year on March 24 and 25, Cage had helped organize music

for a production of Jean Cocteau’s The Marriage at the Eiffel Tower with choreography

by Bird.131 Cage arranged for music to be written by himself, Cowell and George

McKay,132 with each man writing music for separate scenes. This collaborative structure

is reminiscent of Changing World (the 1937 dance piece that Harrison had taken part of

in San Francisco), but was in fact influenced by the collaborative model of Les Six, who

had composed music for the original 1921 production of Les mariés de la Tour.133 Cage,

Cowell, and McKay’s version of Eiffel Tower was very similar in structure, with each

composer contributing his own music that Bird then selected (including Cowell’s “Train

Finale” for six percussionists134). Additionally, the concert featured Cage’s Imaginary

Landscape No. 1, for piano, China cymbal, and two variable-speed turntables with

130
Cage met artists Mark Tobey and Morris Graves, who were both gay and on the art faculty at Cornish,
who provided another influential and supportive queer network that will be explored in the next chapter.
131 Miller, “Cultural Intersections,” 64
132 George McKay (1899—1970) was a composer on faculty at the University of Washington whose work
often used American folk idioms and melodies. Grove Music Online, s.v. “McKay, George Frederick” (by
Katherine K. Preston) http://www.oxfordmusiconline.com (accessed January 26, 2015).
133The original production of Les mariés de la Tour Eiffel had taken place in Paris by the Swedish ballet
company Ballets Suédois in 1921, with the scenario by Cocteau, choreography by Jean Börlin, and music
by five of the six members of Les Six: Auric, Honegger, Milhaud, Poulenc and Tailleferre (Durey did not
take part in the project). Each composer wrote for one or two dance scenes on his or her own; their
contributions were individually composed and credited. Lynette Miller Gottlieb, “Images, Technology, and
Music: The Ballets Suédois and ‘Les mariés de la Tour Eiffel,’” The Musical Quarterly, 88 no. 4 (Winter,
2005), 523-555.
134
The score for Cowell’s “Train Finale” can be found in John Cage’s collection of scores, Notations. John
Cage, Notations (New York: Something Else Press, 1969).

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

frequency recordings, arguably the first electroacoustic work composed.135 Bird also

created choreography for this piece, featuring, among other dancers, Merce

Cunningham.136

Over the summer of 1939 (between the second and third Cornish concerts), the

Bennington School of Dance came to Mills College for a six week residency with twenty-

six faculty and staff (including Graham, Humphrey, Weidman, Holm, Limón, and

Cunningham).137 Cage travelled from Seattle to present a percussion concert in tandem

with Harrison on July 27, including works by Cage, Harrison, Beyer, Russell, and a new

work, Changing Tensions, by percussionist and dancer Franziska Boas.138 Cunningham

and Ralph Gilbert (Bird’s former accompanist) also performed in the percussion

ensemble for this concert. The concert was overall successful, and Cage was invited to

return the following summer for another concert.139 140

In January 1940, Cage organized a tour for the core members of the CPP

members (John, Xenia, Jansen, and Denison) throughout eastern Washington, Idaho,

and Montana at several universities, and another concert in Portland, Oregon in

February. The repertoire was reprised from earlier programs, including works by

135 Silverman, Begin Again, 29


136 Miller, “Cultural Intersections,” 64-65.
137 Miller and Lieberman, Composing a World, 88.
138Franziska Boas (1902—1988) studied dance with Mary Wigman in Germany and Hanya Holm in New
York. She ran a dance school in New York from 1939 until 1949. Her article “Percussion Music and Its
Relation to the Modern Dance” is clearly influenced by Wigman, particularly in her preference for world
percussion instruments. (Franziska Boas, “Percussion Music and Its Relation to the Modern Dance,” in
Making Music for Modern Dance, ed. Katherine Teck (Oxford: Oxford University, 2011), 204-207.
139 Miller, “Cultural Intersections,” 62.
140Another significant event that took place during this summer was the Golden Gate International
Exposition with live performances of a Balinese gamelan (discussed previously). Harrison had attended
these performances, having composed for and performed in Van Tuyl’s production of Trojan Women on
June 10th at the exposition. Miller, Music and Politics in San Francisco, 208-209.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Russell, Green, Beyer, Harrison, and Cage’s new work Second Construction, which was

performed on the Portland concert.141 At the end of the spring semester, Bird resigned

from Cornish at a financially difficult time for the school, prompting John to leave as

well. He, along with Xenia, Jansen, and Denison, returned to San Francisco, with

Harrison eagerly awaiting Cage’s return. Harrison had been busy writing several concert

works for percussion (independent from dance), including Bomba and First Concerto for

Flute and Percussion from 1939, Canticle #1 from 1940, and several sketches and

unfinished works.

Cage and Harrison in San Francisco

While Cage and Harrison began preparing their second concert at the

Bennington School of Dance, they were also co-teaching courses on percussion and

dance accompaniment, in addition to providing accompaniment for classes. The 1940

summer classes attracted many artists, including Horton, Limón, van Tuyl, as well as

the faculty from the former Bauhaus-group at the Chicago School of Design, headed by

László Moholy-Nagy. The Bauhaus members helped provide stage sets for the July 18th

percussion concert, including “a multilevel set-up that included knotted rope ladders in

which the musicians could hang beaters not in use,”142 adding a theatrical component to

the percussion concert. This was the largest event Cage and Harrison had produced

yet, with seventeen musicians (“percussors,” as referred to by Cowell), including the

core members and Russell, among many others. The program included several reprised

141 Miller, “The Art of Noise,” 232.


142 Ibid., 235.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

works, Cowell’s Pulse, Roldán’s Ritmicas, and Cage’s Second Construction, alongside

three premieres: Cuban composer José Ardévol’s Suite, Russell’s Chicago Sketches,

and Harrison’s Canticle #1.143 Cage had brought along an impressive instrument

collection144 that he had acquired with funds acquired through donations by many

members; he had been forced to purchase new instruments since he no longer had

access to Cornish’s instruments (they had been recalled by their owner in New York).145

Cowell had been released from San Quentin by this point, but was unable to attend the

recital, having already moved to White Plains. However, he was able to refer to this

concert in his article, “Drums along the Pacific,” for Modern Music. This concert also

garnered much press, including a favorable review in Time Magazine, the highest-profile

review any of Cage’s percussion concerts had received thus far:

At California's Mills College last week, summer-school students filed on to a stage before
a Picasso-like background of musical scales, picked up an assortment of bells, whistles
and drums, and let go with everything they had. With ordered gusto they banged, rattled,
beat, blew, stomped and rang their way [through the program]… When they had finished,
the audience gave percussive approval. 146

Cage and Harrison had begun to attract attention to their concerts, and prepared for a

larger collaboration for their next project.

The percussion concert on May 14th, 1941 was dedicated solely to works by

Cage and Harrison, including older works (Quartet, Trio, and Canticle #1), and four new

143 Ibid., 234-237.


144 Cage’s detailed list included: “Noh drum, ten tom-toms, bongos, quijadas and claves; temple-blocks, a
tortoise-shell, sistrum, finger cymbals, a Zildjian cymbal and tambourine; three metal pipes, one tolling
bell, a conch shell and nine chopsticks; a bass drum pedal (quite an early instance); a lion’s roar, slap-
stick, a washtub, six curtains and a dinner-bell…Morris Graves paid for a pair of Puerto Rican maracas;
Nicolas Slonimsky gave ten dollars to buy a pair of bongos and a gourd. George Mantor…put in two
dollars for eight anvils.” Revill,The Roaring Silence, 55.
145 Silverman, Begin Again, 37.
146 “Fingersnaps & Footstomps.” Time, 36 no. 5 (June 29, 1940), 48.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

pieces: Cage’s Third Construction (dedicated to Xenia for their wedding anniversary),

Harrison’s Song of Quezecoatl and 13th Simfony, and a collaborative composition,

Double Music, co-composed by Cage and Harrison. More will be written about Double

Music later in this essay, but its important to highlight that this is the peak of Cage’s and

Harrison’s artistic relationship to date. Preparations for this concert had involved

acquiring materials and instruments beyond what they already owned, and raising

additional money to purchase the necessary instruments:

They purchased metal pipe in hardware stores, ceramic flower pots in nurseries, and
delicate porcelain bowls in Asian import stores…And in a store on Market Street, they
bough a bright green quijada…Cage also built a replica of a Mexican teponazli…For
years Harrison had frequented the Chinese opera productions in San Francisco and
knew not only the stores in the area, but also the people. He had also learned to bargain
effectively: “I remember the day John Cage and I bought our big tam-tams in Chinatown.
We paid $45 apiece and had tea as well.”… Then there were the junkyards, which
yielded, among other treasures, the surprisingly decorous-sounding brakedrums.147

Money was becoming an increasingly pressing issue, as dance work and teaching were

hardly lucrative. Xenia recalled that “John was constantly on the telephone trying to

raise money to buy percussion instruments,”148 and the costs of presenting the concert

fell on Harrison and Cage, as they didn’t have any supporting institution.

This was the normal state of the modern dance community, which had little to no

institutional support. Dance critic John Martin remarked on the realities of economics in

the early days of modern dance:

There have been no subsidies such as have been lavished upon symphony orchestras,
opera companies, and art museums over the country; there has not even been any
assistance from the ordinary commercial agencies, which have stood aloof, according to
their ancient practice, from all but the showered attractions from abroad. The dancers

147 Miller, “The Art of Noise,” 240.


148 Ibid., 239.

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themselves and a few enthusiastic laymen have simply rolled up their sleeves and gone
to work.149

New work was not financially underwritten by venues, presenters, or government arts

funds, and instead, existed through the generosity of private donors and a network

within the dance community to provide support wherever possible. Of course, the one

institution that did offer regular support and allowed dance to flourish was the college

system, specifically small liberal arts schools like Mills, Cornish, and Bennington,

although over-reliance on the college system sometimes had negative affects (like the

unfortunate situation at Cornish that prompted Bird and Cage to leave). Cage and

Harrison were operating in the dance economy, as they had had little success in the

traditional music market.150 Cowell, as an example of a composer who had figured out

how to navigate financial matters prior to his arrest, had built a network of donors and

organizations that helped his publishing, concert production, and other concerns. It of

course helped that Cowell’s main supporter was Charles Ives, who had been financially

successful in the insurance industry, and was able to underwrite many of Cowell’s

activities. Cage and Harrison didn’t have a similar donor, and thus adopted the work-

economic model from the modern dance community to self-finance and self-present

their own work. Unfortunately, they found that the model was unsustainable in the long

149
John Martin, America Dancing: The Background and Personalities of the Modern Dance (New York:
Dodge Publications, 1968), 4-5.
150 Cage was attempting to establish an Experimental Music Center at Mills once he returned to Oakland
the summer of 1940, which would have included, among other things, a space to experiment with
electronics, the next logical step in sound exploration after percussion. Despite an aggressive campaign
courting support from foundations, corporations, and universities, he was not able to raise the necessary
funds, despite many interested parties. From Silverman: “Cage often wrote to Cowell unhappy about his
unsuccess: ‘everything I’ve tried has fallen through,’ he explained, ‘and to say the least, it is depressing,’
Although he could no longer hope to accomplish anything by his present methods, he remained
determined to help keep percussion and especially electrical music alive. But being without money, he
told Cowell, his main problem now was ‘to be paid for something.’” Silverman, Begin Again, 43.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

run without larger institutional support, and thus each eventually pursued his own path

away from the percussion ensemble.

One final West Coast concert took place on July 26, 1941, before John and

Xenia left for Chicago. This was Cage’s and Harrison’s final project as percussion

ensemble collaborators, and the concert, entitled “Percussion, Quarter Tones, Dance,

Electric Sound,” presented works from previous concerts as a sort of “best of” concert:

Cage’s Third Construction and Imaginary Landscape No. 1 (with choreography by Van

Tuyl), Harrison’s Simfony #13, Roldán’s Ritmicas, Russell’s Three Dance Movements,

and Couper’s Dirge and Rhumba.151 Cage and Harrison would continue to be close

friends once they returned to New York, but this was the final time they worked together

as co-organizers. This program nicely summed up many of the currents they had been

interested in the past years, including dance, concert works, and new areas of

exploration (alternative tunings and electronics), before each man began to seek out

other avenues of artistic expression into the mid 40s.

Harrison remained in the Bay Area for another year, continuing his work with

dance and presenting his final percussion concert on May 7, 1942, including his new

works Canticle #3, and In Praise of Johnny Appleseed, the last of which was performed

with choreography by Beals and Bodil Genkel. The program also included works by

Beyer, Cowell, Russell, and Cage’s new work, Fourth Construction (later renamed

March (Imaginary Landscape No. 2).152 Leta E. Miller suggests that “the novelty [of

percussion concerts] had begun to wear off: reviews were less enthusiastic than they

151 Miller, “The Art of Noise,” 243-244.


152 Ibid., 246-248.

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had been.”153 Cage, while in Chicago, mounted two percussion concerts in March 1942,

programming works by Harrison, Russell, and his own works, including Imaginary

Landscape no. 3. Cage’s concerts were well received, likely because they were still a

novelty in Chicago, but the Cages didn’t stay there long, moving instead to New York. It

is in New York where Cage would present his final, and most famous, percussion

concert. Sadly, Harrison wouldn’t be able to take part in this program, as he had moved

to Los Angeles with his boyfriend, dancer William Weaver, to work with Lester Horton’s

dance company in 1942. It wasn’t until the summer of 1943 that Harrison decided to

move to New York with Weaver, when Horton’s company attempted an ultimately

unsuccessful transfer to the city.154 This would once again bring Harrison, Cage, and

Cowell together for a period of time before dispersing once again. Yet, by the time all

three men regrouped, the percussion ensemble had ceased to exist in its former state.

Cage’s well-publicized and well-documented Museum of Modern Art percussion

concert took place on February 7, 1943, roughly a year after the Cages (who were then

married) had arrived in the New York City metro area. The concert was co-presented by

the League of Composers and MOMA.155 This concert was extremely important to

Cage, as it was his introduction to the New York City musical elite, and the repertoire he

programmed represented what he considered to be the best work from the previous five

years of percussion composition. This concert included reprise performances of Cage’s

own First Construction (In Metal) and Imaginary Landscape #3, Harrison’s Canticle and

153 Miller and Lieberman, Composing a World, 21.


154 Ibid., 23.
155The League of Composers didn’t fully support the concert because “Aaron Copland objected to Cage’s
program” and agreed to co-sponsorship with the museum. Silverman, Begin Again, 55.

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Counterdance, and Roldán’s Ritmicas V and VI. There were also three premieres:

Cowell’s Ostinato Pianissimo (finally receiving its premiere having been written nine

years prior), José Ardévol’s Predludio à 11, and Cage’s Amores.

One significant omission from this program is the absence of dance: none of the

works on the MOMA concert involved any dancers (beyond those that were performing

as percussionists), despite the strong history that the West Coast group had with

dance.156 While it seems reasonable that Cage would not include dance (as the

program was produced on a music series), it is telling that he was ready to divorce the

percussion ensemble from the realm of dance, and place it firmly it in the context of

music. This doesn’t suggest that Cage turned his back on dance: he, of course,

continued writing for dance throughout his career, especially after soon entering his

artistic and personal relationship with Cunningham. Harrison and Cowell also continued

writing for dance throughout their lives. However, Cage wanted to be taken seriously as

a composer, not just a dance musician. It is also likely that Cage felt the need to project

an image of masculinity upon his entrance into New York’s high art circles.157 As will be

discussed in the next chapter, music was seen as a masculine and heterosexual

enterprise, while dance was seen as feminine and queer, and Cage felt the need to

distance himself from dance at a crucial moment in his career. In the end, this was a big

156 Two other omissions from this program that are worth mentioning: there were no pieces by William
Russell, and no women composers were included on the program, despite Cage’s and Harrison’s regular
programming of Russell and women on the West Coast concerts. I don’t have an exact answer for this,
although its likely that Cage was doing his best to project an image that would appeal to what he thought
would garner the most attention, and wanted to divorce himself from regionalism. The composers he
programmed had more east coast connections, and thus, he was making a deliberate career choice. It is
unfortunate that Russell, and the several women (including Beyer, Couper, and Boaz) that had been
writing percussion works were not included, as it could have provided a platform to present new voices to
east coast audiences, and shows the sexism that occurs regularly in classical music.
157 See Jones, “Finishing School,” 628-665.

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time for Cage, as he received a lot of press for this concert, including favorable reviews

in Life, Time, and New York Herald Tribune. This helped him to build his reputation as a

provocateur, and provided a successful entrée into New York’s elite art circles. As he

moved into the next phase of composition, he left many of his previous interests behind

in California.

It is here where the story of the West Coast percussion ensemble ends, as the

MOMA concert marked the culmination, and finale, of a decade’s work. Even though the

MOMA concert was the highest-profile percussion concert to take place so far, Cage

turned his attentions elsewhere, particularly the prepared piano, which further led, in

part, to his explorations of indeterminacy. Harrison’s post-percussion period works were

largely concerned with dissonant harmony (followed by his mental breakdown and

return to California), and Cowell started to devote his time to deeper study of various

world musics. All three men continued writing for percussion in various capacities, but

never again did such a focused period of percussion composition for any of these

composers. Even had they redoubled their percussion ensemble efforts after

reconvening in New York, the practicality of keeping a percussion ensemble alive in

New York would have been daunting, if not impossible. Issues surrounding storage and

maintenance of instruments would have been impractical and expensive; also, as none

of the ensemble’s musicians were “trained percussionists”, a longterm commitment to

performing in a percussion ensemble may have been a difficult sell after the initial

appeal wore off. The increased economic pressures of living in New York would have

placed practical employment matters ahead of the time-consuming logistics surrounding

running such an ensemble. Also, as had happened in California, it is likely that the initial

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

novelty factor of the percussion ensemble would have worn thin in New York, and

audiences would have demanded constant reinvention, or would have eventually just

turned away from it.

Luckily, a large amount of the repertoire has been preserved, although much of

the early dance music was not notated in a way that would allow for modern

performance, that not being the point of the work. Percussion straddled the bridge

between the ephemerality of dance, and the permanence of ultramodern composition.

The transition from an improvised and intuitive music into a highly notated and

controlled music took place over the course of several years, with the score inevitably

surviving the historical record, and much of the non-scored, theatrical components

being lost, as is their nature. To deny percussion its theatrical past greatly neglects one

of the appeals of writing for a medium that has a natural tendency towards theatricality

and visual impact, more so than many other instrumental genres. The musical score is

able to capture certain aspects of the composer’s intention (rhythm, pitch, dynamics,

basic timbres), but there is also much that is left un-notated and unsaid; as there is little

documentation of the early concerts, it is difficult to know exactly how the concerts were

performed, and how the audience understood the work in terms of dance versus

music.158

As the West Coast percussion ensemble was the creation of mostly queer men,

and women, who were operating outside of the strictures of the classical music

community, their music and performance was the result of a unique blend of references

158There does exist a recording in the collection of Lou Harrison of the May 19, 1939 Cornish concert,
along with selections from the MOMA concert. It can be heard online: https://archive.org/details/
OTG_1971_03_10

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and influences. In the next chapter, several of these influences will be explored, using

the historical narratives that have been presented as a jumping off point to explore the

shared musical-biographical motifs that appear throughout the history of the West Coast

percussion ensemble, and leading to a fuller understanding of the queer influences on

the percussion ensemble.


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CHAPTER 2: Queer Influences

The percussion ensemble’s birth occurred during a time of developing awareness

about queer sexualities that were not accepted by dominant, heteronormative society.

Queer individuals, including Cage, Cowell, and Harrison, could either live their lives

safely in the closet, or live as out queers with a constant risk to their personal safety and

livelihoods, as well as destroying familial, personal and professional relationships. While

the closet provided protection, it also required a double life of lying and its attendant

psychological impacts. The decision to come out (either as a personal decision, or

because one is forced out by others) allowed individuals to live an honest life and stand

up for their personal rights to be queer. In both scenarios, straight society was not a

welcoming place, so queers sought protection and camaraderie through socializing in

bars, parties, and other queer spaces.

Queer artists frequently sought out other queer and queer-friendly artists, both to

provide safe space, and to produce artistic works and performances. There are many

examples of queer artist circles and communities (or mixed circles that were welcoming

of queer artists) in the early-to-mid twentieth century, including the London-based

Bloomsbury group, the Harlem Renaissance, Gertrude Stein’s Parisian salon, the

Beats, the New York Copland-Thomson modernists, Warhol’s Factory, and many others.

Sexuality was not necessary the main reason these circles existed; rather, artists were

attracted to each other mainly through their shared artistic and aesthetic goals.

However, sexuality provided a secondary raison d’être159 for many artists to bond, even

159
Additional identificatory categories, such as gender, nationality, race, etc., could also serve as grouping
mechanisms.

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if it happened in a cloaked, non-public manner. As Michael Bronski notes, “because of

social and legal injunctions against homosexuality, many artists and writers could not be

public about their sexuality and their work was infused with a plethora of signs and

codes that allowed the like-minded to identify one another.”160 The overlap between art

and sexuality, and specifically the ways in which sexuality can influence art in such a

circle, is what is under investigation in this essay.

What are the “signs and codes” that Bronski is referring to? In the context of this

essay, Nadine Hubbs’ term “shared musical-biographical motifs” provides an entryway

into understanding the signs and codes that are infused into queer composers’ music.

Shared musical-biographical motifs are themes that emerge upon examination of a

queer circle’s influences, interests, and lived realities; these were examined in detail in

Chapter 2. For the West Coast Group, there are three motifs that link their queer lives to

their music: affiliation with modern dance, a consciously self-selecting queer group;

influence of Asian/Pacific Rim culture, with which many queers were fascinated with,

tinged with exoticism and eroticism; and collaborative artistic production models, which

provided an alternative to the standard singular-composer model of concert music, and

mirrored the non-standard (non-heteronormative) queer relationships of the composers.

As a result of these motifs, the percussion music of the West Coast group bears the

traces of the composers’ queer lives, both on the large scale, when viewing the

repertoire as a whole, and on smaller scales, when focusing in on individual works and

their components.

160 Bronski, Culture Clash, 9.

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Yet, in order to more deeply understand how these three topics were charged

with queerness, it is necessary to understand their queer associations. The following

discussions are often tangentially related to music and the percussion ensemble, in

order to present a broader context in which queer influence operated; the focus is on

the pathways leading towards an understanding of queer music. This chapter is in some

ways a digression, albeit an important one, providing a necessary link into an

understanding of the percussion ensemble as a queer space, with its own brand of

queer sensibility. It is my aim to highlight some ideas surrounding these areas,

suggesting where further thought can be applied, and also acknowledge my reliance on

writers more informed than I am working in other fields. In the end, by bringing these

various threads of thought together in the same place, I hope to provide a larger

framework that allows the queerness of the percussion ensemble to come into focus.

The Queer Influence of Dance

As was laid out in Chapter 2, the history of the percussion ensemble is

inextricable from the history of American modern dance. Cage, Cowell, and Harrison

each spent significant amounts of time collaborating with dancers, both in the studio, in

performance, in social settings, and for Cage and Harrison, as romantic and sexual

partners. Modern dance was a nuanced and, at times, conflicting world that attracted

many gay men while simultaneously projecting a non-sexual, masculinist public image,

thus appealing to queers who sought an affirming surrounding that wasn’t ultimately

about sexuality. This paradox of modern dance as a queer-friendly space where

sexuality was rarely confronted not only exemplifies the nature of many queer artistic

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

circles, but parallels the conflicted sexualities of Cage, Cowell, and Harrison. Gay male

dancers were assumed by outsiders to be fey (feminine), and therefore, they countered

with images of masculinity on stage. This conflict between the feminine and masculine

in queer dance communities is mirrored in the diametric influences of ultramodernism

music and dance on the percussion ensemble (as was laid out in the previous section),

where ultramodern music is understood to be masculine, and dance is understood to be

feminine, as will be discussed below.

Most of the prominent men in modern dance were queer, living as out

homosexuals, closeted men in marriages, or somewhere in between. Many of the

influential male choreographers and dancers that were working in modern dance, lived

queer lives to varying degrees, including Ted Shawn, Lester Horton, Charles Weidman,

José Limón, and Merce Cunningham.161 The American modern dance community was

close-knit, and widely considered to be an outsider group that wasn’t likely to attract

much attention; therefore, queer men (and women162) were able to have a career

without risking legal and professional scandal. Because dance required full-time

commitment for rehearsing and touring, along with low and unreliable income,

unmarried and childless individuals were well-suited for this lifestyle. Dance was one of

the few professions that attracted out homosexuals, thus strengthening the association

between male dancers and homosexuality.

But despite a strong queer presence in modern dance, most male modern

dancers were not interested in depicting queerness in their works, and instead projected

161Julia L Foulkes, Modern Bodies: Dance and American Modernism from Martha Grahama to Alvin Ailey
(Chapel Hill: University of North Carolina Press, 2002), 80.
162 Queer women were also attracted to dance, see Foulkes, Modern Bodies, 47-48.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

a masculine idealization of male bodies. In fact, much modern dance avoided overt

depictions of sexuality on stage, instead preferring abstraction. This was partially a

reaction against classical ballet, which presented a romanticized and repressed

sexuality, as seen in restrictive costuming (i.e. pointe shoes and tutus) and

heteronormative gender roles (“the heterosexual framework of desire between female

performer and male audience member”163). As modern choreography explored the

expressive possibilities and full-range motion of the body (in the work of choreographers

such as Graham and Humphrey), it avoided literal representations of sexuality, a

seemingly contradictory stance to take, albeit one that brought critical respectability to

the field. Critics found the “sexlessness” of modern dance “as a sign of artistic

seriousness and worth,”164 as opposed to other contemporary forms of dance, such as

burlesque, that were much more overt in the presentation of sexuality. By disassociating

the formal and modernist body from sexual desires, modern dance was able to aim for,

and achieve, the status of high art, a realm that was unable to directly confront the

sexualized body.

Not only did high art seek to avoid confrontation with sexuality, but society in

general felt threatened by sexualized male dancers. The story of John Bovington, a man

who was associated with the queer coterie of the Schindler’s King’s Road House in Los

Angeles during the 1920s (where John Cage lived with Don Sample a period of time)165

demonstrates mainstream society’s discomfort with and oppression of dancers.

Bovington performed for the residents at the King’s Road House, as he “astonished and

163 Ibid., 46.


164 Ibid., 46.
165 Cf. 29, footnote 52.

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delighted the King’s Road circle with his ‘erotic’ dances in the courtyard depicting the

‘ascent of man.’”166 Many years later in 1943, he was fired from his Texas job in the

Office of Economic Welfare because they discovered his “record and career as a ballet

dancer.”167 The fact that the discovery of his “double life—one as an academician, one

as esthete”168 was unacceptable enough that he couldn’t keep his job, illuminates an

underlying societal mistrust of male dancers, due to a homophobic association (which

may or may not have been accurate as he was married to a woman, dancer Jeanaya

Marling). It seems odd that someone would have to hide a past as a ballet dancer, but

this incident demonstrates the effeminacy associated with dance, and the reasoning

behind why many dancers chose to leave their sexuality off the stage, and instead

adopted masculine mannerisms in their performances.

Ted Shawn exemplified this distinction between actual sexualities in private life

and projected sexuality on the public stage. Shawn was married to Ruth St. Denis in

1914, with whom he cofounded the dance company Denishawn, in existence from 1915

to 1931. This company was an important training ground for the next generation of

dancers, and several important careers were nurtured there, including those of Graham,

Humphrey, and Weidman. The marriage between Shawn and St. Denis was largely

professional, and while they never divorced, their separation came about in 1930 after

years of affairs (both having had affairs with other men). After the closing of Denishawn,

Shawn founded a new company, Shawn and His Men Dancers, an all-male company

that was based at his new retreat in Lee, Massachusetts, known as Jacob’s Pillow.

166 Hines, “Then Not Yet ‘Cage,’” 83.


167 “The Strange Case of John Bovington.” Life, 15 no. 7 (Aug 16, 1943), 34.
168 Ibid.

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The goal of Shawn’s company was “to re-create a Greek ideal in his group of

men dancers, combining athletic grace, philosophical import, and the quest for beauty

through the male body.”169 His “conception of dance for men relied on an emboldened

masculinity,” and “in his attempt to dispel the popular link of dancing and effeminacy…

he upheld distinctive, essential differences between men and women and heralded

masculine traits.”170 Shawn was the first choreographer in modern dance who created a

self-consciously masculine dance in order to counter what he viewed as a negative

feminine image of men (as homosexuals) in dance. Perhaps the most influential male

dancer at this time was Vaslav Nijinsky who danced in Sergei Diaghilev’s Ballet Russes

in the 1910s.171 Ballet Russes toured widely and garnered much critical and popular

attention, catapulting Nijinsky into celebrity status. Shawn did not hold Nijinsky’s

dancing in high accord, referring to him as “the decadent, the freakish, the feverish,”

adding that “American demands masculinity more than art.”172 Shawn disdained the

effeminate queer, and instead sought out male dancers with athletic backgrounds,

choreographing them in heroic dances that featured masculine movement in masculine

settings (field work, athletics, etc.), while also in minimal costuming to reveal highly

sculpted male bodies. In order to instill these values, his dancers physically labored at

Jacob’s Pillow to upkeep the grounds, as well as partaking in a required nude lunchtime

hour; the charged queer atmosphere at the retreat became well known throughout the

arts community.

169 Hines, “Then Not Yet ‘Cage,’” 86-87.


170 Ibid., 88.
171 Diaghilev and Nijinsky were also lovers during this time. Kevin Kopelson, The Queer Afterlife of Vaslav
Nijinsky (Stanford: Stanford University Press, 1997), 4.
172 Ted Shawn, “A Defense of the Male Dancer,” New York Dramatic Mirror, May 13, 1916, 19.

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Shawn’s choreography adopted heteronormative masculine imagery and placed

it within a homoerotic artistic context, further attracting queer men to modern dance

without ever directly confronting queer sexuality in his dances. Shawn and His Men

Dancers were the most prominent example of flagrant queer masculinity in the dance

world,173 although Limón, Weidman, and Horton also “embraced virile dance in

response” to the perceived assumption of femininity in dance. Julia Foulkes notes that

“homosexual allure often molded their dances, but it remained an undercurrent, an

allusion most often picked up on only by other gay men.”174 While many non-queer

audience members were unaware of the queer associations in Shawn’s choreography,

gay men implicitly understood the homosexual content of male-choreographed modern

dance (which, in return, influenced works by women as well), creating another cultural

site that held special meaning within the gay subculture. Dance could depict

heteronormativity via masculinity, but communicate homosexuality to a receptive queer

audience.

As queer men, Cage, Cowell, and Harrison would have been attuned to the

queer undercurrent in modern dance during the 1930s and 40s, as they had spent

significant amounts of time in this community, developing musical works—particularly

percussion works—to accompany dance. The series of romantic and sexual

relationships that Cage and Harrison had with male dancers during this period was not

merely tangential to their musical output, but directly influenced their relationship to the

field of modern dance, and in turn, their compositional output. It doesn’t appear that any

173
This reputation was aided by photographer John Lindquist’s erotically-charged photographs of Shawn
and the dancers at Jacob’s Pillows, which were widely distributed among gay men. (Foulkes, Modern
Bodies, 88).
174 Ibid., 80.

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of them had direct artistic contact with Shawn in this period, but it is likely that they

would have been aware of his work, and those choreographers who had been

influenced by Shawn.

The queer connection between modern dance and percussion involves the

interplay between masculinity and femininity in both dance and music. Dance,

historically associated as a feminine pursuit, was infused with masculine energy with the

introduction of modern dance—by both male and female dancers—in order to gain

respectability on the cultural stage. The adoption of a masculinist stance was an attempt

to purge dance of sexuality (as masculinity was not traditionally associated with overt

sexuality), but because of the queer desire that helped to shape modern dance, it was

imbued with a subcutaneous queer desire that other queers were able to recognize and

identify with. In a similar fashion, the Ivesian, masculinist ultramodernism that

underpinned early percussion ensemble writing, combined with the queer (feminine)

subculture of modern dance, allowed Cage, Cowell and Harrison to exist in a queer-

friendly social and artistic community, while themselves projecting masculinity in their

percussion concert works (especially those not involving dance). For example, a Time

review of the 1940 Mills concert included this quote from Cage discussing his marriage

to Xenia: “Asked how long they had been wed, Cage quipped: ‘Five years, but I didn't

begin practicing percussion on her until after we married.’”175 Cage’s out-of-character

innuendo connects masculine heterosexuality with the action of percussion, knowing

that he needs to establish such a reputation in order to be taken seriously; a fey

response would jeopardize his aesthetic enterprise from favorable response.

175 "Fingersnaps & Footstomps."

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

The influence of dance upon the percussion ensemble is a wide-reaching one,

one that is deep-seated and affects the repertoire on a large scale. Part II of this essay

will focus closely on how the West Coast percussion ensemble developed out of its

relation to modern dance, seeking out musical traces of dance’s influence; and since

American modern dance is understood to be a queer space, the music that developed

out of it also has queer traces. Because both modern dance and percussion music dealt

with various forms of experimentation and abstraction, one can find a common rejection

of popular culture, one that instead sought out new forms of experimentation. Notice

that Cage, Cowell and Harrison never wrote pieces that borrowed popular dance forms,

while some of the other early percussion non-queer composers did (for example, works

by William Russell and Ray Green). The most successful percussion ensemble pieces

eschewed imitations of, and influences from, popular heteronormative culture, and

instead relied on the ethos of experimentation and abstraction. Finding an absence of

reference to popular dance music, and in many ways, contemporary society overall,

suggests a desire to exist beyond the limits of heteronormative popular culture, and a

desire for new realms of art and life discovered via experimentation. Queer composers

and dancers were caught between their sexualities and the pressures of a society that

refused to acknowledge their desires, yet one that could also reward artistic

achievements if presented in acceptable forums.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

The Queer Influence of Asia

Fascination with oriental music has been an important factor in the development

of Western classical music, including the use of Janissary instruments in Beethoven’s

Ninth Symphony, Mozart’s Die Entführung aus dem Serail, the use of tuned gongs in

Puccini’s Turandot, and gamelan references in the music of Debussy. Percussion often

plays an important role when outside musics are adopted into the realm of classical

music, as they are clear signifiers of “ethnic” influence and can more clearly project

multicultural sounds than other classical instruments can. The introduction of non-

Western sounds and instruments in the twentieth century was even more rapid and

widespread than it had been previously, due to advances in recording, transportation,

and communication technologies. For example, while Cowell was on a study grant in

Berlin in 1931, he had access to the Phonogramm-Archiv at University of Berlin, which

boasted 22,000 cylinder recordings of music from around the world.176 The ability to

access such a wealth of sounds opened new vistas of comparative enthomusicology

and a wider breadth of inspiration and influences.

The Asian influences that reached the West Coast School came from many

sources, and the composers’ biographies are full of anecdotes and references to early

Asian exposures. Cowell grew up around the multicultural sounds of the Bay area,

taking solo trips into Chinatown as a teenager to hear Chinese opera, and learning folk

176 Sachs, Henry Cowell, 188.

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songs from neighbors of several East Asian races.177 After his Berlin study period, he

taught classes in California and New York on the music of world cultures, which were

attended by both Cage and Harrison as students. Commercial recordings of oriental

musics, especially those of gamelan, were passed around by friends and colleagues,

including queer composer and gamelan expert Colin McPhee, who was likely among

the first to introduce Cowell to this entrancing music.178 The 1939 Golden Gate

International Exposition included a live Balinese gamelan (as part of the Gayway, see

Chapter 1) that had a lasting influence on Harrison, both musically and culturally for

years to come.179 Cage and Harrison frequented Chinatown in search of gongs and

other instruments, as they bargained and socialized with vendors.180 Another early

experience in the early 1930s brought Cowell to the aforementioned Schindler house for

a solo shakuhachi recital by a visiting Japanese musician (Cage had also attended this

recital).181 These stories help demonstrate some of the ways that the West Coast

Composers sought out and came in contact with East Asian culture in their communities

and social circles.

The social associations that underlined these interactions with Asian culture

helped to solidify the relationship between Asia and queer sexuality. Orientalism was

pervasive during this time, especially on the west coast, and its fascination was not

177 Ibid., 25
178 Ibid, 188.
179 Miller and Lieberman, Lou Harrison, 48-49.
180Harrison remembers a time in Chinatown with Cage: “I remember the day John Cage and I bought our
big tam-tams in Chinatown. We paid $45 apiece and had tea as well. Today, of course, it’s just a one-price
tourist business. But in those days, if you started to bargain with a Chinese merchant you were invited to
tea.” Miller, “The Art of Noise,” 240.
181 Hines, “Then Not Yet ‘Cage,’” 65.

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limited to only queers; therefore, one cannot suggest that any interest in Asian culture is

itself a signal of queer sexuality. Rather, it is the manner in which queer sexuality and

interest in Asian culture interacted that prompts investigation, questioning how queer

orientalism could be distinct from non-queer orientalism. This difference is found in the

manner in which Asian influences were experienced and accumulated via other queers

and queer situations, which were then infused with a (queer) sexualized meaning that

would only be perceptible to other queers (much in the same way that masculinity in

male modern dance communicated different meanings to queers and non-queers).

The origin of gamelan references has a particularly queer origin, showing one

way in which Asian influences are traded among queer social circles. Not only did

McPhee introduce Cowell to gamelan, but he also first introduced Benjamin Britten to

gamelan music, which greatly influenced his later compositions. McPhee and Britten

initially met at the Long Island home of Elizabeth Meyer, who’s circle attracted many gay

composers and writers (including Copland), and continued a collaborative relationship

that included performance and recording of McPhee’s Balinese Ceremonial Music for

two pianos.182 Back on the West Coast, Cowell introduced gamelan to both Cage and

Harrison, with Harrison taking particular interest in the gamelan by studying articles on

gamelan by McPhee, and eventually creating his own gamelan instruments with his

partner Colvig much later in the 1970s.183 These interactions show a sort of queer

genealogy of gamelan that was highly influential on percussion music (and twentieth

182
For more on McPhee and Britten, see Phillip Brett, “Eros and Orientalism in Benjamin Britten’s
Operas,” in Queering the Pitch: the New Gay and Lesbian Musicology, edited by Phillip Brett, Elizabeth
Wood, and Gary C. Thomas (New York: Routledge, 1994), 239.
183
For more on Harrison and gamelan, see Leta E. Miller and Frederic Lieberman, “Lou Harrison and the
American Gamelan,” American Music, 17 no. 2 (Summer, 1999), 146-178.

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century music in general). In fact, Philip Brett goes so far as to suggest that “gamelan is

a gay marker in American music,”184 a position that I largely find persuasive, although I

would not go so far as to suggest that any use of gamelan suggests queer sexuality;

rather, that gamelan is a gay marker in gay/queer American music.185

Another queer social circle that deserves examination is that of Cage and queer

artists Mark Tobey and Morris Graves. The three men met as faculty members at the

Cornish School. The dada movement was a strong influence on the men, especially on

Graves who would spontaneously give public dada performances (including a disruptive

performance at a concert of Cage’s Quartet).186 In 1939, Nancy Wilson Ross gave a

lecture at Cornish on “the subject of dadaism and Zen Buddhism, making associations

between the philosophical principles of the two,”187 which, for Cage and Graves, was an

important exposure to Eastern thought that would affect their later works. Later, in early

1940’s New York, Tobey’s Zen-inspired “white writing” paintings,188 which, after viewing,

Cage noted, “I happened to look at the pavement, and I noticed that the experience of

looking at the pavement was the same as the experience of looking at the Tobey.

184 Brett, “Eros and Orientalism,” 238.


185A counterexample to Brett would be the music of Evan Ziporyn, a non-queer contemporary composer
who’s music is extremely influenced by gamelan (including an opera of McPhee’s memoir A House in
Bali.
186 “Graves decided to attend Cage’s concert the better to mock it and arrived with a large bag of peanuts,
a lorgnette with doll’s eyes in place of the glass…At the end of the third movement of Cage’s Quartet,
[Graves] cried enthusiastically, “Jesus in the everywhere!”…[a certain] Mrs. Beck had the men throw him
out onto the patio. Free, and with the faster drumming of the Quartet’s final movement under way, Graves
began immediately to move. ‘His dance,’ Mrs. Beck later reported, ‘was very sinuous.” Revill, Roaring
Silence. 46.
187Wesley Wehr, “Mark Tobey: A Dialogue Between Painting and Music,” in Sounds of the Inner Eye: Jon
Cage, Mark Tobey & Morris Graves, eds. Wulf Herzogenrath and Andreas Kreul (Tacoma, Wa.: Museum
of Glass: International Center for Contemporary Art, 2002), 34.
188These paintings were a precursor to the white paintings of queer artist Robert Rauschenberg which
lead directly to Cage’s 4’33” in 1952.

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Exactly the same. The aesthetic enjoyment was just as high.”189 Cage’s comment was

influenced by his recent exposure to Eastern thought, acquired through his queer

colleagues. All three men “shared an interest in Eastern religion and culture in a place,

the Pacific Rim, in which Asian cultures were easily encountered.”190 So throughout this

queer coterie, ideas of orientalism and aesthetics were discussed and as a result,

influenced each other’s works; queer sociality helped mediate the diffusion of orientalist

influence.

Another major aspect of the queer orientalist influence came from the modern

dance community, which was itself enamored with oriental imagery and exotic sounds.

As was already mentioned, Wigman used gongs and other “ethnic” instruments in her

studio, but her choreography also borrowed oriental tropes:

Wigman was influenced by the art of the Orient, but her work contained little conscious
adaptation of Oriental dances. To the audiences of her day, to whom her work often
looked un-European, her delicate use of hands and arms evoked visions of the Orient.191

It is important to note here that “Orient” refers to not just Asia, but the entire Orient from

North Africa to East Asia and beyond; essentially, anywhere that was non-Western.

Sources of orientalist influence were often non-specific (particularly in the dance

community), and their use was often only aesthetic, with little demonstration of depth or

authentic understanding. Still, the mere evocation of the “East” was a frequent topic

found in many dances, notably in those works of Ruth St. Denis, but also by other

choreographers, including Ted Shawn, Jean Erdman, Erick Hawkins, and Cunningham.

189Ray Kass, “The Art of Morris Graves: Mediation on Nature,” in Sounds of the Inner Eye: Jon Cage,
Mark Tobey & Morris Graves, eds Wulf Herzogenrath and Andreas Kreul (Tacoma, Wa.: Museum of
Glass: International Center for Contemporary Art, 2002), 48.
190 Ibid., 47.
191 Odom, “Mary Wigman,” 89.

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Orientalist themes were more prevalent in early modern dance and went out of fashion

as other themes, including Americana and abstraction, came into vogue. Still, the early

influence of orientalism and exotica on modern dance had a lasting impact, particularly

its impact on the music that was being composed for the new dances.

Oriental references in music by West Coast queer composers are infused with a

specifically queer meaning, just as, for example, certain European references were

coded with queer meanings for East Coast queer composers:

Both the New York and California groups of gay composers expressed, sublimated, or hid
their sexuality with their particular musical choices: in the case of Copland and his circle,
with neoclassicism, and in the case of Cowell and his circle, with orientalism… The
Californians began their careers absorbing the transgressive sexual and racial sights and
sounds surrounding them in San Francisco. Just as Copland turned his gaze
transatlantically…these Californian composers turned their gaze transpacifically to carve
out a space for themselves among their musical peers.192

As was mentioned in Chapter 1, San Francisco’s Chinatown had developed a strong

association with gays who also patronized the nearby North Beach neighborhood. The

“transgressive sexual and racial sights” combined with the alluring musical culture of

Chinese opera and other musics, solidifying the connection between sexuality and

music. Not only was orientalism traded among queer circles, but it also had an erotic

element, both in its association with pleasure and vice establishments, but also through

a deeper and less precise eroticization of the Other (in this case, East Asia). Edward

Said highlights this connection when he discusses “an almost uniform association

between the Orient and sex,” asking why “the Orient seems still to suggest not only

fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, [and]

deep generative energies.”193 Scholars have long connected depictions and evocations

192 Yang, California Polyphony, 37.


193
Edward W. Said, Orientalism (New York: Vintage, 1979. Reprint, New York: New York University Press,
1994), 188.

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of the Orient to sexual desire on behalf of the Western creator and viewer. I have no

evidence or am even attempting to suggest that the West Coast School had specific

sexual desires towards the Asian populations that they were influenced by; but instead,

that there was a general sense of eroticism in the idea of Asian cultures, prompting

curiosity, fantasy, and other feelings of vague desire. Further discussion of this topic is

outside of the scope of this paper, but several scholars have established the relationship

between orientalism and erotics.194

The West Coast School composers’ percussion works are full of oriental

references that connect their music to their queer sexuality, in part because of the

various ways in which knowledge of oriental music and ideas were shared and acquired

via queer social circles. These references can be found in any number of places,

including the usage of specific instruments (i.e. gongs); entire collections of instruments

(i.e. First Construction (in Metal) as an interpretation of a gamelan); musical figurations

(i.e. sliding tones that suggest Asian musics); rhythmic structures (i.e. ostinati that

reference gamelan music); and aesthetic/conceptual frameworks (i.e. the adoption of

Zen and other oriental philosophies and their influence on composition). These

references simultaneously point to two sources: the oriental sources themselves, and

the queer pathways that introduced the oriental sources to the composers. So for

example, the use of a gong is a reference that points both to original source of the gong

itself (China or Bali), and the queer social path that helped bring the gong into realm of

the musical composition by the queer composer. This double reference is similar to how

194
For further reading on the connection between orientalism and erotics, see Joseph Allen Boone, The
Homoerotics of Orientalism (New York: Columbia University Press, 2014) and Irvin C. Schick,The Erotic
Margin: Sexuality and Spatiality in Alterist Discourse (London: Verso, 1999).

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masculinity functioned in modern dance, providing one interpretation for the general

(non-queer) audience, and another differently layered interpretation for the clued in

queer audience. In general, I believe that oriental references are generally quite broad,

and not necessarily queer specific; however, to deny the queer component of these

references is to ignore the rich and layered sexual and cultural network of the

composers.

The Queer Influence of Collaboration

Collaboration takes on a special meaning when queer artists engage in this

practice. This is not to suggest that any instance of collaboration is categorically a queer

signal; of course, artists of any sexuality can take part in collaborative methods (and in

fact, not all of the composers who engaged in collaborative composition in the West

Coast group were themselves queer). However, the presence of collaboration in queer

artistic practice leads one—who is already attuned to queer signals—to focus in on the

group dynamics and various conditions that can produce collaborative work. The wider

implications, as well as detailed accounts of how these works were composed, are

outside of the scope of this essay, and thus, only a brief introduction into some of the

concepts that might guide further exploration will be put forth. Academic writing on the

intersection of musical collaboration and sexuality is scant, so I shall present some

research in related artistic fields that could serve as a starting point for tackling this

topic, adding an acknowledgment that much more consideration needs to be given to

this topic.

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In discussing the image of the artist within abstract expressionism, Caroline A.

Jones notes that “the variant of modernism that became canonical in the United States

during the cold war period celebrated the artist as a masculine solitary whose staunchly

heterosexual libido drove his brush.”195 Replace “brush” with “pencil on the score,” and

one sees a familiar image of the ‘genius’ composer as traditionally projected throughout

Western music history: male, heterosexual, and solitary. Gender aside (as most of the

West Coast composers were male), queer collaboration inverts the model of artistic

creator that Jones articulates. The idea of a homosexual and communal artistic identity,

as opposed to heterosexual and solitary, is in many ways a radical position that

subverts the dominant archetype, and proposes an alternate model of artistic

production. In challenging the hegemony of the solitary, male artist, collaborating queer

artists were claiming a space that validated their work beyond the strictures and norms

of established art making, allowing their queer libidos to drive their art. As has been

shown, the percussion ensemble, in its early days, was a project that existed outside of

the trajectory of traditional heteronormative artistic activities, with its presence of

queers, women, and other nonconformist individuals performing in, composing, and

supporting the percussion ensemble. There were many experiments taking place during

this period, and collaboration was one possible area of exploration that was available to

artists.

One interpretation of how to understand queer collaboration is by viewing it as a

manifestation of queer desire, where in the desire itself produces an artistic work or

performance. Literary critic Wayne Koestenbaum delves into this topic in his book

195 Jones, “Finishing School,” 628-665.

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Double Talk: the erotics of male literary collaboration, and suggests that male

collaboration is always quasi-erotic: “Men who collaborate engage in a metaphorical

sexual intercourse, and…the text they balance between them is…the child of their

sexual union.”196 In his book, Koestenbaum engages in psychoanalytic criticism,

wherein he examines a series of texts co-authored by men in the early twentieth century

to reveal that “within male [collaborative] texts of all varieties lurks a homosexual desire

which, far from reinforcing patriarchy, undermines it, and offers a way out.”197 Much like

Jones, Koestenbaum views the collaborative act as an antidote to the dominant

“patriarchy,” which here is parallel to the “male, heterosexual and solitary” artist that

Jones articulates. Queer collaboration, then, is an alternative path to the one proposed

by the heteronormative patriarchy, and an act that is not only artistic, but one that also

engages in social and political critique of heteronormative society at large.

I don’t believe that it is necessary to take Koestenbaum’s thesis literally (as he

says, it is “metaphorical”) for the concept to still be useful in understanding collaboration

among the composers. Is collaboration actually sexual intercourse, and the resultant

score of a queer collaboration an actual child? No, of course not, and I don’t need to

convince the reader otherwise. Yet, taking a step back, the discussion of queer198

collaborative texts as a class worthy of examination in the first place is what I’m

interested in. Koestenbaum offers one provoking theory that is likely more applicable to

196
Wayne Koestenbaum, Double Talk: The Erotics of Male Literary Collaboration (New York: Routledge,
1989), 3.
197 Ibid., 5.
198So as not to miscategorize his work, many of Koestenbaum’s subjects are not queer, and he employs
the term “homosocial” rather than “homosexual” to differentiate between the two. I don’t mean to skim
over this fact, but it is not highly relevant here.

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literature than music, but it suggests that, perhaps, different sexual identities were

capable of producing works of art conceived in new ways.

One possible way to view queer collaboration is to consider how such artistic

models were modeled on real-life romantic and sexual queer relationships. Just as there

are a wide range of sexualities, there are also any number of different relationship

models. Queer partners could define their relationship outside of what would be

considered a “traditional” straight relationship. This would allow for various combinations

of identity: dominant/passive, older/younger, masculine/feminine, etc.; also pairings that

are more homogenous, including partners who both identify as masculine (or feminine),

dominant (or passive), etc. What Judith Butler refers to an “oppositional, binary gender

system,”199 where all sexual and gendered roles are predetermined, need not apply to

queer relationships, which have the power to reinvent themselves as necessary. Rather

than a de facto relationship based on a hierarchy, queer relationships can exist with

partners on equal footing. This, then, is where queer relationships can mirror

collaborative artistic relationships: in an ideal collaboration, each side is contributing

equally towards the artistic product without either side dominating the process; or,

perhaps, partnership moves freely between partners with a dominant role trading back

and forth; or, etc. There are many ways that one could realize a queer relationship as an

artistic relationship, and as will be seen, there were many different models of

collaboration that the West Coast composers compositionally engaged with.

But before discussing the specifics of West Coast collaboration, it is necessary to

discuss what exactly the nature of collaboration is, and how that affects further

199 Judith Butler, Gender Trouble. 2nd ed (New York: Routledge, 2006) 31.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

discussion of this topic. The concept of collaboration, while frequently invoked, means

different things to the parties who invoke it. For the purposes of this essay, I would like

to separate out two possible instances of how artists use the word “collaboration”: first,

as a surface level term used to denote various parties working together on a given

project, each providing his or her own artistic specialization to a work of art or

performance; and second, as a deeper process that involves multiple creators seeking

out ways to merge their creative energies into a single work/performance with the goal

of eliminating any traits of each individual involved, in favor of a singular group identity.

Both types of collaboration can be understood as having influenced the percussion

ensemble in queer terms.

Any performance-based art is inherently collaborative in nature on some level, as

most performance requires contributions from artists of various disciplines and

practices. Music performance, which often gives a preferred position to the composer, is

also reliant on many other entities, including musicians, conductors, presenters,

producers, publishers, and so on. Further, including the disciplines of dance and theater,

this list expands to dancers, actors, choreographers, directors, stage designers,

costumers, and beyond. Each individual brings their own expertise to the larger project,

working in a capitalist manner of art and performance production. The term

“collaboration” is often used to define what is more appropriately discussed as a division

of labor: the composer writes the notes, the performers realize them, the producer pays

for the concert. If collaboration simply means “working together”, then this is quite a

broad area in which to conduct inquiry.

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There were many instances of the West Coast composers engaging in this broad

sense of interdisciplinary collaboration, particularly in projects that involved a

combination of dance and music, including some of the early percussion ensemble

concerts that featured choreography, sets, and other theatrical constructs. In these

cases, while there were indeed many individuals contributing to the larger production,

the focus was still on the music as the primary motivator. Composing music for dance

(which will be discussed in detail in Part II) is often viewed as collaborative, but is, in my

opinion, more accurately understood as a division and interaction of various disciplines:

choreographers create the dance, composers create the music, and dancers and

musicians realize those creations. I’m not suggesting that this is a trite practice: many

highly sophisticated and fully realized artworks have been produced in this manner, and

in rare cases, the various constituent parts merge into a successful Gesamtkunstwerk.

But in many cases of interdisciplinary work, I find use of the term “collaboration” to be a

bit specious, as a result of the desire on behalf of artists to claim an artistic practice that

appears to be less ego-driven than it actually is. I would argue that unless a significant

amount of cross-fertilization of ideas has occurred among the parties, then true

collaboration did not take place in these instances.

Yet, this vague sense of interdisciplinary collaboration was crucial to the

development of the modern percussion ensemble, both on logistical and musical levels.

Because the dance world was a queer-friendly space, and dance requires many people

working together (including composers who had a fondness for percussion), musical

experiments were able to be undertaken in a supportive environment. For example,

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Harrison was thrown into a collaborative situation with choreographer Tina Flade, who’s

choreographic process required a composer who was willing to work closely with her:

Flade was trained in the Mary Wigman school, which stressed improvising dances until
they had jelled, and this approach created a challenging situation for a young composer
because the dance kept changing, and one did not know in advance how many beats
and measures would be used.200

Harrison was reacting to the dance as it happened, thus, the collaborative process was

initiated by the dance with the music following the dance’s impulses. One can consider

that this is a collaboration only to the extent that the music is created in response to the

dance, with music exerting a minimal amount of influence upon the dance. It is more

accurate to suggest that, in this case, the collaboration is taking place more on the side

of the music than on the dance, as the music is more likely bending to meet the needs

of the dance; the collaboration is uneven.201

Also, the overall project of the percussion ensemble in this period was a

collaborative effort, traced to specific individuals, organizations, composers, performers,

patrons, and publishers. As has been shown previously, Cowell was at the center of

many of these entities, with support from Cage and Harrison, along with the many

composers who were submitting works for concerts. The logistics of playing percussion

are also inherently collaborative, as it requires many individuals collecting, setting up,

storing, and transporting instruments, in addition to the number of players involved to

perform the works. As has been shown, the majority of individuals involved in this

200 von Gunden, The Music of Lou Harrison, 14.


201 Stated another way: Harrison as composer is collaborating more than Flade is as choreographer. The
music is more likely to be affected by the dance, and the dance is less likely to be affected by the music,
since the dance is the primary motivator in this collaborative model. I don’t mean to criticize this model as
somehow flawed, but only point out that the collaboration is not evenly distributed between the two
parties. If the music were to have been composed first with dance added later, or if an improvisation
process began with music and the dancers were to respond, then the collaborative model would be
flipped.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

practice were women and queer men, thus a further link of queer collaborative action

that was required for the percussion ensemble to come into existence. To the extent that

collaboration can be discussed as various parties coming together to work on a larger

project, the early percussion ensemble developed as a direct result of the collaborative

efforts of many people, including those who would be considered queer.

A more exacting sense of collaboration is when multiple creators combine talents

to produce a multi-authored work that attempts to erase, or diminish, the presence of

the individuals involved. Instances of this type of collaboration are far less common; and

because collaborative composition is a deliberate act on behalf of the creators, multi-

authored compositions are deserving of focused attention. The West Coast composers

engaged in collaborative composition in three different scenarios: (1) a single work with

multiple authors, such as Double Music by Cage and Harrison; (2) in the realization of a

musical kit of one composer by another, in the case of Harrison realizing Cowell’s

elastic dance scores; and (3) a larger work divided into discreet sections, such as

incidental music for Marriage at the Eiffel Tower by Cage, Cowell, and their colleague

George McKay. In the instance of (1), individual compositional voices are subsumed as

they are presented simultaneously; (2) the musical language of one composer is

remixed by another (content by one, form by another); while in the instance of (3),

composers are presented in alternation, resulting in a serialization of styles. I find that

(1) and (2) to be a more pure form of collaboration, wherein the ego of each creator is

sublimated for the sake of the art work; whereas (3) tries to have it both ways, creating

a work that involves multiple creators, but allows each to remain distinct to a certain

degree.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Among Cowell, Cage, and Harrison, there are three collaborative works that bear

the names of multiple composers: Double Music (194) by Cage and Harrison for

percussion quartet; incidental music for Marriage at the Eiffel Tower (1939) by Cowell,

Cage, and George McKay for two pianos, percussion, and various small instruments;

and Sonorous or Exquisite Corpses (c. 1945) by Cowell, Cage, Harrison, and Virgil

Thomson, for unspecified instrumentation (arranged for wind quintet by Robert Hughes

in 1963, and published as Party Pieces in 1982). Further, two works by Cowell in elastic

form composed during his incarceration at San Quentin were realized in the dance

studio for performance by Harrison: Ritual of Wonder (1937) for percussion and piano;

and Chaconne (1940) for piano.202 Each of these works was the result from different

circumstances, either as a deliberate collaboration from the outset (Double Music and

Eiffel Tower), a party game (Sonorous or Exquisite Corpses), or as a result of the

circumstances (Cowell’s dance pieces). Only Double Music is for percussion alone, and

as such it will be considered in detail later; Marriage at the Eiffel Tower and Ritual of

Wonder include percussion parts. And as Sonorous or Exquisite Corpses is for

indeterminate instrumentation, it could, in theory, be performed by percussion

ensemble. This last work is outside of the time period under examination, but because

of the personalities involved, which includes queer composer Virgil Thomson, it is worth

considering under the heading of queer collaboration, as it will provide a framework for

understanding other works.

202As Chaconne does not contain any percussion writing, it will not be considered any further. Also, John
Cage produced several collaborative works later in his career with different artists, but these works are
outside of the scope of this essay, and thus will not be discussed.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Cowell’s development of elastic form was, conceptually, well suited for

collaboration, and as was discussed in the previous chapter, was developed out of

necessity as Cowell continued to compose dance scores during his incarceration. It was

Harrison who was given the task of turning Cowell’s musical material into a fully-realized

composition for performance. Leta E. Miller and Fredric Lieberman explained how this

process worked in the following narrative:

While Cowell was in prison, he enlisted Harrison’s help in exploring flexible musical
forms. Though Cowell composed for dancers Bonnie Bird, Martha Graham, and Marian
Van Tuyl in this period, he obviously could not visit their studios to observe movement
patterns; therefore he developed a form of musical elasticity, allowing choreographers to
rearrange elements of his scores to suit the dance. In several cases Cowell asked
Harrison to realize the finished works. On a visit to San Quentin in October 1939,
Harrison apparently brought Van Tuyl, at the time director of the dance program at Mills
College in Oakland. As an outgrowth of this visit, Cowell wrote two works (Ritual of
Wonder and Chaconne), and authorized Harrison to construct the final versions after Van
Tuyl’s choreography was completed. “The work planned will be rather goodly-sized…”
Cowell wrote Van Tuyl two days after her visit. “I gather that if I send you an outline, Lou
will be willing to put the finishing touches on it.” Ritual of Wonder includes a few fully
composed movements, but most of the piece was created by Harrison using thirty-seven
single-measure cells provided by Cowell. The Chaconne is a set of variations that
Harrison combined, rearranged, repeated, or omitted according to the needs of the
choreography.203

Cowell, as musical progenitor, “authorized” Harrison to be his musical executor. In doing

so, he released control of the final musical product in an effort to provide maximum

flexibility to Van Tuyl, thereby allowing her to fully realize her choreography, while

Cowell retained ultimate authorship of his musical creation. So here, Cowell’s elastic

form is collaborative in two ways: first, in allowing Harrison the ability to manipulate his

musical material into an intelligible form; and second, in the overall conception of the

elastic form to provide a sort of absentee dance collaboration. Because of his situation,

Cowell surrendered his control of certain aspects of the particular instance of the work,

although from moment-to-moment, the music retains his compositional thumbprint; in

203 Miller and Lieberman, Lou Harrison, 15.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

the end, the music will sound like Cowell’s, even though it may not have been organized

formally in the manner he would have done so had he been physically present in the

dance studio. That task was left to Harrison, as well as Van Tuyl, since her

choreography ultimately dictated the form of the music. The collaborative network that

develops among the three figures is itself essentially queer, eschewing the normative

image of singular, male composer.

An even more complex network of relations emerges when examining Sonorous

or Exquisite Corpses, a series of twenty-two brief pieces that came about as a party

game that took place between Cage, Cowell, Harrison, and Thomson. These pieces

were composed while all four men were living in New York in the 1940s, playing their

own version of an exquisite corpse game (a drawing game from 1920s Paris where

“each member of a group creates one part of a larger piece, with little or no knowledge

of what the others are contributing”204). James Moore has discussed the general

process of how these pieces were composed, discovering that the pieces were written

according to different rules that the composers agreed upon for each group of pieces,

likely written in different meetings, with different combinations of composers present at

different times.

The ways in which each piece, never longer than a dozen measures, was

constructed varied: each composer wrote one measure (or part of one), folded the

paper to conceal what he wrote, then passed it on to the next person. Sometimes the

next composer could see the last note that was written, sometimes not; sometimes a

person could only see treble, alto, or bass part, or none of the existing parts; several

204James Moore, “Sonorous or Exquisite Corpses,” in Arcana VII: Musicians on Music, ed. John Zorn
(New York: Hips Road, 2014), 168.

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pieces start on the same pitch; and, they were composed starting from the beginning,

end, or middle of the piece.205 Moore notes that on the original manuscript, Harrison

initialed which composer contributed each part, but in performance, it would be highly

difficult to separate which composer was responsible for which notes. This is because

the textures of the pieces are widely divergent, moving between polyphony and

homophony, depending on which parts were available to each composer at a given

moment as he composed the next section; the various contributions remain inextricable

from each other due to the nature of the musical texture. Sometimes the textures

remain constant throughout a single piece, while others vary from measure to measure.

Overall, the work is prismatic and capricious as a result of the score being

passed between the hands of the composers. There is a constant negotiation of power

among the parties, allowing each composer to determine his dominance or passivity in

a given moment, as he can decide to either continue with, or change the flow of an

established musical gesture. What makes this network even more complex is that since

the correlation between composer and musical material is unknown from moment to

moment, we (the listener) are left to either merge everything into one mega hybrid

composer, or a series of unknown, disembodied composers. This presentation of

queerness invokes sexual concepts of anonymity, group sex, and a play of roles and

identities that is messy and tangled, avoiding any clear-cut delineation.

Sonorous or Exquisite Corpses is an oddity, a work with too many composers

that lacks a clear formal trajectory. It is a musical documentation of a queer social circle

that had no real intended use beyond its creation and its resultant delight by its

205 See Moore’s article for a detailed description of how each piece was constructed. Ibid., 167-192.

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participants. A performance of the work is, perhaps, less interesting than the work itself,

a result of the tangled relationships and histories among the men who partook in game.

I find this piece to be one vision of what queer collaboration, and queer music in

general, could potentially be: a compositions by multiple composers whose individual

contributions are obscured.206 It adheres to concepts of queerness in its very disposal of

what “straight” musical society would deem acceptable practice, and is thus a radical

work that runs against standard musical tradition.

Double Music will be discussed in the next chapter, as a case study in which to

seek out traces of the three queer influences that have been discussed thus far. As a

work that was co-composed by Cage and Harrison, with both overt references to Asian

music, and coded references to modern dance, Double Music will tie together the

various discussions that have taken place so far. It is also the only purely collaborative

West Coast work that is also for percussion only, thus it is a crucial work in

understanding queer collaboration in a percussion-specific context. Looking at the

careers of Cage, Cowell, and Harrison beyond the forties, all three partook in

collaborative practices in various forms, as all they each engaged with dance, theater,

and other art forms. Harrison’s life-long relationship with instrument builder William

Colvig generated many works; and of course, Cage and Cunningham were extremely

prolific in their partnership. Queer collaborative composition, as well as a broader sense

of collaboration that can occur in queer artistic circles, are both areas that have much

206
A contemporary example of this would be several collaborative works by the New York-based
composers of Bang on a Can (Michael Gordon, David Lang, and Julia Wolfe), including Shelter, Carbon
Copy Building, and Lost Objects, although these composers do not identity as queer.

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room for exploration, especially within the context of percussion and its reliance on

collaborative practices.

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Chapter 3: Analysis: Double Music

Three general areas of queer influence have been shown to intersect with the

burgeoning percussion ensemble of the 1930s and early 1940s. Modern dance was a

queer-friendly space that served as an incubator, providing funding, personnel,

rehearsal space, as well as a general framework of how to create new work. Dance

profoundly affected the development of the percussion ensemble, and this crucial

relationship is strengthened further when one overlays an understanding of queerness.

Asian cultures were highly prevalent on the West Coast, and queer cultures developed

in close proximity to ethnic neighborhoods, such as Chinatown. Queer fascination with

the orient had an erotic element to it; thus, any musical references to Oriental culture

were charged with queer desire. Finally, engagement in collaborative practices that

came out of queer working methods injected the percussion ensemble with a unique

artistic practice that shows a network of queer lives seeking alternative forms than those

coming out of heteronormative practices.

While none of these areas are unique to queer lives only, at the intersection of all

three, one finds the percussion ensemble, which is full of queer references throughout

its early years. Many of these influences are cultural, in general; they are not

necessarily particular to music. However, if one seeks out these references in

percussion music, one can begin to see traces of queer influence in many percussion

ensemble works, especially those by queer composers. It is important to remember that

the queer influence is not direct; it must be mediated through something else. And in the

case of the three queer influences, they are themselves also not direct, but lenses

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through which to view a work in question. So, for example, the presence of an oriental

reference contains both the oriental reference itself, as well as the attached queer

reference; the queerness itself is empty, therefore, it attaches itself to something else.

Finding queerness in a percussion ensemble score, then, means that one must seek

out references to dance, orientalism, and collaboration, and then connect these

references to queerness as much as one can understand each of these areas to itself

be queer.

I shall tease out queerness in Cage and Harrison’s Double Music, a work that in

many ways, strongly supports a queer reading. While I do not believe that music itself

can sound queer, tracing references in the score, along with a deeper understanding of

the conditions that produced the score (and the lives of the creators), will bring about a

queer reading of the piece (which is, obviously, only one of many possible readings).

Using traditional musical analysis tools, I shall highlight traces of modern dance,

orientalism, and collaboration in the notes as they exist in the score, along with remarks

made by Cage and Harrison in reference to Double Music.

Double Music is a joint composition for percussion quartet, written in April 1941

by Cage and Harrison while they were living in San Francisco. By this point in their

professional relationship, they had been working together for several years. They were

planning a percussion ensemble concert for May 14th, 1941, which was to be held at

the California Club Auditorium. The concert presented three works by each composer in

alternation,207 and closed with the premiere of Double Music. After agreeing to the

207The entire program order was as follows: Song of Quezecoatl by Harrison; Quartet by Cage; Canticle
by Harrison; Third Construction by Cage; 13th Simfony by Harrison; Trio by Cage; and Double Music by
Harrison/Cage.

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general premise of creating a collaborative composition, Cage and Harrison agreed to

similar pre-compositional strictures, and split the parts between them, as Cage

explained:

Lou Harrison and I wrote Double Music together. It is a "voiced"' percussion piece. One of
us wrote the soprano and tenor parts. The other wrote the bass and alto. After agreeing
on a rhythmic structure, the phrases and the sections, we worked independently. When
we brought the parts together in rehearsal, no notes had to be changed. We were
delighted.208

Harrison provided more information on the exact compositional practice that he and

Cage agreed to in an interview with Leta E. Miller:

We agreed to use a specified number of rhythmicles and/or rests of the same quantity,
which could be put together in any combination. Then we shaped the full length of the
piece in half notes. We each did our own form. We wrote separately and then put it
together and never changed a note. We didn’t need to. By that time I knew perfectly well
what John would be doing, or what his form was likely to be. So I accommodated him.
And I think he did the same to me, too, because it came out very well.209

The account that Harrison provides of the exact nature of composition is extremely

helpful, because in many ways, it helps demystify the coming together of Cage’s and

Harrison’s contributions to the work. Double Music is not a magical occurrence where,

against all odds, the parts just happened to work out together. Rather, because of smart

pre-compositional planning, they knew that they were working with the same cellular

materials (the rhythmicles210), which helped to control the rhythmic contour of the work,

as well as a general sense of phrasing in half notes (which works out to 200 measures

of 4/4). Thus, while the results of this collaboration are quite remarkable, its not as if

they had an unlimited range of possibilities from which to pull musical material.

208David Shapiro and John Cage, “On Collaboration in Art: a Conversation with David Shapiro,” RES:
Anthropology and Aesthetics, no. 10 (Autumn 1985), 103.
209 Miller and Lieberman, Composing a World, 19.
210 Harrison’s concept of rhythmicles will be explained in further detail later, see pg. 173.

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Further, because they were working with unpitched percussion, issues of

harmony were completely avoidable, an issue that would have changed the scope of

the collaboration had they been working with pitched instruments. The only general area

of pitch that was discussed was a relation among the parts (arranged roughly as SATB,

as Cage mentioned). In fact, the instruments for Double Music are all metal (after a

suggestion from Harrison, who was inspired by and greatly respected Cage’s all-metal

First Construction), distributed among the four players from high to low, including

several Asian instruments: Player 1 has six water buffalo bells and six muted brake

drums; Player 2 has two sistrums, six sleigh bells, six brake drums, and a thundersheet;

Player 3 plays three Japanese temple gongs, tam tam, and six cowbells; and Player 4

plays six muted Chinese gongs, tam tam, and water gong. The choice of instruments in

Double Music is very similar to First Construction, the former being essentially a subset

of the latter. Many of these instruments naturally have wide pitch and overtone arrays,

so harmony is a non-issue; however, many of the instruments are in graduated sets to

allow melodic writing. The resemblance to gamelan music is not lost on many writers,211

and the choice to use not only metal instruments, but several graduated sets of metal

instruments in both Double Music (and its sonic predecessor First Construction) point to

this Asian source. So, in the use of an ad-hoc Americanized gamelan, one can find two

queer connections. The first is the use of Asian references, including instrument choice,

the mimicry of gamelan surface textures (which will be explored further below). The

second connection is the manner in which queer collaboration was facilitated because

211“A series of works for percussion ensemble demonstrated Cage’s fondness for the gamelan…
especially in the stratified ostinato patterns and syncopations of First Construction in Metal and Double
Music.” Mervyn Cooke, Britten and the Far East: Asian Influence in the Music of Benjamin Britten
(Woodbridge: Boydell Press, 1998), 21.

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of the sonic nature—specifically, the pitchlessness—of the percussion ensemble. By

working with pitchless percussion instruments, Cage and Harrison were able to execute

their collaborative process in a successful manner; the pathway between instrument

choice and collaboration is itself, thus, queer.

A major queer aspect of Double Music is understanding how Cage and

Harrison’s contributions musically related to each other, and how this musical

relationship mirrors a queer relationship. In order to understand this relationship, it is

necessary to focus in closely on how each man’s compositional processes differed. An

examination of how each composer composed his respective parts will further illuminate

the collaborative process. While both Cage and Harrison were using the same basic

musical materials, they each approached the compositional task in their own respective

ways after they had agreed to the previously outlined guidelines.

Cage worked out a division of the two hundred measures in fourteen groupings

of fourteen measures each (plus a four-measure coda), which were furthered

subdivided into subgroups of 4 + 3 + 2 + 5, utilizing his micro/macro structure. Cage

largely articulates this subdivision via player entrances and exits, but it is most clearly

heard in Player 3’s part, aligning with the placement of gongs. Throughout most of the

piece, Cage places gongs at the downbeat of the 2 and 5 groupings, along with

occasional gongs at the beginning of each 4 grouping (figure 1).

Fig. 1: Cage, Double Music, player 3, m. 57 - 71

4 + 3 + 2 + 5

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Fig. 2: John Cage/Lou Harrison, Double Music

Allegro Moderato (O = gong)


5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95
Percussion 1

water buffalo bells muted brake drums

Percussion 2

sistrums sleigh bells brake drums sleigh bells

Percussion 3 O O O O O O O O O O O O O O O O O O
Japanese temple gong tam tam Japanese gong tam tam Japanese gong tam tam

Percussion 4 O O O OO
O OOOOOOOOOOOOOOOO OO
OOOO

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muted gongs tam tam muted gongs tam tam muted gongs tam tam

100 105 110 115 120 125 130 135 140 145 150 155 160 165 170 175 180 185 190 195 200

brake drums thundersheet sleigh bells sistrum


O O O O O O O O O O
cowbells Japanese gong tam tam cowbells
OO O O O O O O O
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

The tam tam is struck in two different spots: on the edge, producing the higher partials,

and in the center, producing more of the tam tam’s fundamental pitch. The placement of

the gongs within the subdivision of each cycle provides a regularity that references the

colotomic gong structure found in various Balinese and Javanese gamelan musics.212

This is a direct reference to oriental music that is deeply imbedded in the structure of

Double Music.

On a surface level, Cage has also used his subdivisions to control the distribution

of motivic material within each larger grouping. Examining the first 14-measure section,

one can see that he has arranged material to conform to the subdivided sections (fig. 3).

Fig. 3: Cage, Double Music, Player 1 (water buffalo bells), m. 1 - 15

4 3

A B A B B1

2 5

B B C B C B C

Each subsection organizes material in a different way: In the 4-measure group, Cage is

alternating measures of material (A B A B); 3-measure subsection does not repeat any

material, although it includes motives that are echoed elsewhere; the 2-measure

subsection is a direct repetition of material (B B); and finally, the 5-measure group

returns to the idea of alternation (C B C B C). The pattern of alternation/nonrepeating/

212 More on colotomic structures can be seen below in discussion of Cowell’s Ostinato Pianissimo pg 162.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

repeating/alternation could be mapped onto a general pattern of consonance/

dissonance/consonance that would be found in standard tonal music practice, if one

finds the use of repetition here to be a stable concept. When he utilizes repetition (or

alternation, which is essentially repetition on a larger scale), the music feels grounded,

as opposed to m. 5 - 7, which feels unstable in since the material is in constant flux.

Also note how Cage uses m. 9 to pivot into the following section, setting up a two-

measure ostinato (C B C B C); however, m. 9 only sounds as a repetition of m. 8 (B B),

not as part of a two-measure pattern. It isn’t until m. 11 that one hears m. 9 differently,

thus showing how Cage found ways to blur his seemingly distinct formal plan by

creating moments of ambiguity.

The manner in which Cage uses repetition at various levels within this passage is

playing with the idea of the ostinato, a concept that will be examined in detail in Part II of

this essay. The connection between the ostinato and modern dance is strong,

suggesting that modern dance exerted significant formal influence upon percussion

writing. Here, one can see Cage invoking the ostinato at various moments, like m. 8-9,

repeating a single measure, and in the outer subdivisions, repeating in two-measure

groups. The use of the ostinato, as will be shown, is another instance of the influence of

dance, which in this context is also understood to be a queer influence. Many moments

of ostinato can be found in Double Music, albeit they are often momentary, or even

implied (quasi-ostinati).

Returning to Cage’s process in Double Music, one finds a similar style of writing

that exists in many of his other works, including the Constructions. He begins with the

largest structure (the entire piece), which gets divided into fourteen equal parts, which

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

are then each divided further into the repeating pattern of 4 + 3 + 2 + 5. Once this

structure (the form) has been constructed, he’s able to fill it up using the rhythmicles

(the content) that he and Harrison had agreed upon. Cage’s skill as a composer is in

finding ways to articulate the form using content, but by also maintaining musical

interest using a combination of repetition and non-repetition. Cage continued to

approach form in this manner throughout his career, organizing music through divisions

and articulations of large groups of time, and then filling the form with musical content.

This is a top-down approach to musical form, or a divisive process of form creation, as

opposed to, perhaps, the opposite, which would be a form that accumulates, building up

from the smallest structures into larger accumulations.

Harrison also began by dividing the two hundred measures of Double Music into

smaller sections, creating twenty-one sections of nine and one-half measures long

(which leaves an extra half measure left at the end of the piece), so in that sense, he

was borrowing from Cage’s technique. However, the level of formal organization stops

there, as he is not dividing each nine and one-half measure phrase into further small

sections, at least not uniformly across the piece. Yet, much like Cage, he makes much

use of repetition. Take, for example, the opening phrase, played by player 2 on sistrums

(fig. 4). Harrison begins with a five-beat pattern that repeats five times, then a three-

Fig. 4: Lou Harrison, Double Music, Player 2 (sistrums), m. 1 - 10

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

beat pattern that repeats three times, and finally a two-beat pattern that repeats twice.

This is a very elegant organization whereby the length of the pattern determines the

number of repetitions, filling out the nine-and-a-half measures exactly. The gradual

shortening of the successive patterns form a trajectory that heads to the end of the

phrase. This entire passage consists of only two pitches, and Harrison has found a way

to provide formal interest, a difficult task with such limited means.

The next passage, played by Player 4 on muted gongs, begins on beat three of

measure 10 (figure 5, occurring directly after figure 4).

Fig. 5: Harrison, Double Music, Player 4 (muted gongs), m. 10-19

4 3 3 4 3 3 4 3 3 4 3 3 4

3 3 4 2 4 (2) (2)

The passage begins with a twice-repeated two-and-a-half measure eighth-note figure

that falls into groupings of 4-3-3. In contrast to the sistrum passage, this one is highly

melodic, quickly spanning the entire range of the six muted gongs in the opening

gesture. Here, Harrison is writing in a scalar manner, a clear reference to gamelan,

which the West Coast composers understood to be largely made up of step-wise

movement.213 The melody rises twice, the first time (m. 10) reaching higher than the

213 In Cage’s article “The East in the West”, he suggests that there are “certain large musical conditions
which are characteristically Oriental” including “an integral step-wise use of scale.” Harrison is adopting
this quality of scalar motion to invoke the Orient. John Cage, “The East in the West,” Modern Music 23,
no. 2 (1946), 113.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

second time (beginning m. 12). Beginning in m. 15, Harrison abandons the initial

melody, but maintains the 4-3-3 grouping. He then introduces a new idea in m. 16,

which is itself repeated twice. The phrase finishes by moving towards the lowest gong, a

gradually increasing emphasis that began in m. 16 (see the circled low notes); the final

notes are a single repeated pitch. Overall, this passage can be seen as a gesture that

begins across the entire range of the gongs, gradually narrowing in range as it ends on

one note. The phrase generally follows this overall plan, but allows for some deviation

(particularly, m. 16 - 18), providing both structure and interest.

Both excerpts for sistrums and gongs from Harrison exhibit a movement from

larger gestures moving towards smaller gestures. In the sistrum example, this

movement is found in phrase motive length, whereas in the muted gongs example, it is

found in the narrowing of the range. While Cage is using a predetermined subphrase

structure to organize his music, Harrison is a bit more structurally free, while still

providing clear musical direction by choosing one parameter to control the shape of the

phrase. Harrison’s phrases are generally conceived of more melodically, while Cage’s

are conceived more motivically (although, both exhibit aspects of melody and motive at

various points throughout the piece). This is a result of the manner of organization at the

smallest levels by each composer; and yet, it is interesting to remember that they were

both working with the same set of rhythmic cells, and that they had both adopted similar

large-scale formal plans. The main difference between the two composer’s contributions

are on a local level by constructing phrases in their own individualized ways.

One notable aspect of the piece is how restrained each composer was in not

overwriting their parts: they were both careful to give each other space, often by only

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

having one of their two parts playing at a time, or by writing extended passages of rests

(especially the case in Player 3 and 4 who play sparse gong passages periodically

throughout the piece). There’s no documentation to suggest that they had discussed the

overall texture explicitly, but the overall effect of the piece is one of an elegant

transparency.214 Regardless of whether this was arrived at serendipitously, or if it was a

clear goal that had been laid out from the start, there are very few places where all four

players are playing at the same time. Harrison, especially, was sensitive to leaving

space in the score, oftentimes alternating between his two players, and even in two

places, giving both players rests for an entire phrase. Cage’s parts are generally more

dense and active than Harrison’s are, especially in the second half of the piece, but he

still provides empty space in which to hear his collaborator. When Harrison said that he

“accommodated [Cage]…[a]nd I think he did the same to me, too, because it came out

very well,” part of this might have been each composer erring on the side of writing less

rather than more. This was an accommodation of musical space, whereby, at least in

theory, restraint would allow the other composer’s material to come through. This

restraint and space refer specifically to the use of periodic silence in one or both parts,

allowing the other composer’s voice to be heard. One could consider Double Music a

conversation, where each composer is stating his material, then providing space for a

reply. Of course, part of the challenge in this is that neither composer was aware of the

other’s formal structure, so they had to trust that the other composer would, in return,

provide space for their parts to be heard.

214 However, it doesn’t mean that there was no discussion about the transparent texture of the work, and
considering the density of many other Cage and Harrison percussion works, it would not be unreasonable
to suggest that they had had some discussion about maintaining a generally more sparse texture.

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Another way of viewing this is to consider the power structure that underlies

Double Music, similar to what was found in Sonorous, or Exquisite Corpses: an exercise

in negotiating the constantly shifting balance between dominance and passivity, and the

related queer associations that come with an understanding of power dynamics. Double

Music has a similar negotiation taking place, albeit one that isn’t obvious until the parts

were put together. For example, beginning in m. 101, Cage’s Player 1 plays constantly

through until the end of the piece. This results in Player 1 becoming the de facto

dominant voice, simply through its persistence. Cage amplifies his dominance with an

entrance by Player 3 in m. 127, which also plays throughout the remainder of the piece.

Against this constancy, Harrison employs various musical tactics, organized by phrase:

m. 102 - 114, Players 2 and 4 play constant eighth notes in alternation, and briefly

overlap for four measures; m. 114 - 124, tutti rest; m. 114 - 133, constant eighth notes

for the entire phrase (one of the few places in the work where all four players play at the

same time); m. 134 - 143; tutti rest; m. 143 - 162 (two phrases), water gong and

thundersheet tremolos; m. 162 - 171, Player 2 eighth notes, Player 4 rests; m. 172 - 190

(two phrases), Player 4 eighth notes, Player 2 rests; and m. 191 - end, Player 2 plays

the opening phrase on the sistrums, with Player 4 playing occasional gong hits. Viewing

the second half of the piece as a comparison between Cage’s and Harrison’s use of

texture, one can see Harrison changing frequently, while Cage remains static. As

Harrison’s players enter and exit out of the dominant texture that Cage has created,

they can affect it in several ways: by enhancing the timbre, providing rhythmic accent, or

by adding an additional voice into the counterpoint. Cage has blocked Harrison from

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taking over the dominant voice, allowing him instead the possibility of inflecting Cage’s

ever-present music.

What we see here are two general techniques with regard to texture: the use of

silence, understood as moments of passivity, allowing the other composer’s music to be

heard; and the use of activity, which is understood as being dominant. Sections that

include no silent parts (where all players are playing) create the most tension (especially

if the players are have constant eighth note music), as all players are assuming

dominant musical roles. Yet, these moments are rare in Double Music, and usually at

any given point, at least one player is either sitting out, or is playing music that can be

understood to be more passive (such as water gong tremolos and cup gong sustained

notes). The choice to either write music, or to write rests, is at the core of the work, with

the composers clearly understanding that their choices would affect, through presence

or absence, the overall trajectory of a given passage.

Leta Miller has suggested that “Double Music is thus an example of both

collaboration and independence.”215 Collaboration and independence are both present

in Double Music, which are to be considered opposing forces. This is a contradiction

that lies at the heart of the piece: a collaboration that essentially fuses two independent

processes into a single work. Had Cage and Harrison composed the piece in a different

manner, and instead of working independently, sat down to work out moment-to-

moment details, they would have obviously arrived at a completely different work. But,

because percussion facilitated a fusion of independently-created sub-compositions by

each composer, Cage and Harrison were able to maintain their musical independence

215 Miller, Music and Politics, 209.

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in the collaborative process. This foreshadows (and one could argue, leads directly

towards) the Cage-Cunningham collaborations that embraced a similar structure and

ethos. The independence allows each personality to remain intact (unlike, for example,

Sonorous, or Exquisite Corpses, where individual contributions are anonymized in the

overall texture) in a non-hierarchical relationship; Cage and Harrison’s music is united,

yet distinct from each other.

This leads one to consider Double Music as an idealized instance of a queer

relationship, be it sexual, romantic, or platonic. Unlike a heteronormative relationship

that privileges one partner’s desires over the other in a fixed power dynamic, Cage and

Harrison’s artistic relationship is queer. In this queer relationship, both parties are

essentially equal, with a constant negotiation of shifting power dynamics that privilege

the overall autonomy of each party. It is important to note that in such a queer

relationship, there is not an absence of power dynamics—at any given moment, there

exists forces of both dominance and passivity—but, rather, that the net result is one of

equality between the composers, inasmuch as Cage and Harrison are each able to

exert their own artistic voices within the same space, and negotiate their own desires in

terms of dominance and passivity. Queer relationships in the modern era can take on

any number of forms, but the idea of a partnership that also practices autonomy is, for

many self-identified queer individuals, a liberating aspect of queerness. By rejecting

heteronormativity, queers are able to create their own relationship models as they build

the one that works for all parties involved. This can mean adopting a more radical

relationship model, or one that is more traditional, resembling a heteronormative

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relationship, if that is what is desired. Further, the nature of the relationship can change

and morph over time; it need not remain a fixed entity, but rather is fluid and dynamic.

Queerness allows individuals to define their lives and identities in accordance

with their own desires. Therefore, because of the deliberateness with which how Cage

and Harrison were able to define how their artistic relationship functioned, set their own

specific formal constraints, and then proceed to integrate their musical contribution

within a form that supported both collaboration and independence, I consider Double

Music to be the prototypical queer composition. Musically, one finds two similar, yet

distinct, sub-compositions that move alongside one another, inflecting each other, and

allowing space for the other. This is the ultimate facet of queerness in the work: the

coexistence of collaboration and independence, two ideas that are in conflict with each

other, but ultimately motivate the structure and content of the work.

Beyond the queer collaborative relationship that helped birth the work, Double

Music also has queer influences found in modern dance, and in various references to

Asian music on many different musical levels. Further, this collaboration could not have

existed without the musical properties of percussion, which because of its unlimited

scope and mutability, facilitated Cage’s and Harrison’s collaboration. Percussion came

to be the ideal vehicle through which to transmit ideas that queer creators in several

fields were interested in during this time period on the West Coast. The percussion

ensemble’s development was tightly entwined with experiments taking place in the

world of modern dance, and a close examination of how dance transformed percussion

music will further demonstrate how the web of queer lives and influences surrounding

the percussion ensemble functioned on a basic level. The next section of this essay will

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examine how modern dance shaped percussion repertoire by paying close attention to

how the ostinato, a simple musical device, permeated dance music, and thus,

percussion music. If one understands the relationship between dance and percussion to

be queer, then a deeper reckoning of exactly how modern dance shaped percussion

music will be crucial in understanding the percussion ensemble overall as a result of

queer desires. This examination of the specific mechanics that underlie the queer

relationship between dance and percussion should also be undertaken for Asian music,

as well as collaboration, both within a queer context; but due to the limited amount of

space and time, my essay will focus on dance as a case study, providing a framework of

how to potentially examine these other areas of queer influence at a later time. Taken

together, these discussion will further strengthen the queer networks that existed as the

American percussion ensemble was developing in its early phase.

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Part II - Repertoire and Analysis of the West Coast Percussion Ensemble:


Ultramodernism and Modern Dance

As was discussed in Part I, one of the main queer influences on the percussion

ensemble was modern dance, both as an artistic practice, and as a social forum. Dance

and music have been closely entwined throughout all of human history, and in many

cultures and artistic practices, music and dance are codependent on each other, having

been developed simultaneously. Western classical music is no exception, with many

musical forms and tropes having dance roots, even if they are no longer understood as

such. There are, of course, many clear music-dance relationships, such as music for

ballet, theatre, and opera; instrumental dance suites; dance movements in sonata

forms; and other classical forms that were influenced by folk dances. Into the twentieth

century, many of the early orchestral masterworks were the result of fertile

collaborations between dance companies and composers, notably the work of Ballet

Russes,216 many of which now form the core of the modern orchestra’s 20th century

repertoire. As instrumental music rose in prominence throughout the nineteenth and

twentieth centuries, it was not uncommon for music that was originally created explicitly

for dance to be repurposed as concert music in a process of separation from the original

dance it was created for. Thus, it is common for musicians and composers to consider

only the musical components of dance works which were not usually created apart from

choreography, but closely alongside it. The impact of modern dance on contemporary

216Some of the Ballet Russes’s commissioned dance pieces include the musical works Debussy’s
L’Après-midi d’une faune, Ravel’s Daphnis et Chloé, Rimsky-Korsakov’s Scheherezade, and Stravinsky’s
Le Sacre du Printemps, Firebird, and Petrushka,

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music (and all classical music, in general) is a complicated relationship, as there are

several models of how the relationship between dance and music can exist.

An examination of how dance and music interacted in the early percussion

ensemble and modern dance will help show these two practices were closely

intertwined and cross-fertilized each other. Analysis of several percussion ensemble

scores and the performance contexts in which they existed will demonstrate exactly how

the music was influenced by dance. In doing so, this will further strengthen the

connection between the queer-friendly modern dance space and the early percussion

ensemble.

However, in this section I am not particularly concerned about queer composers

and bodies, but am opening up examination of works by composers of any sexuality.217

While the previous section focused on sexuality, this section is concerned with

articulating the ways in which dance influenced percussion music. Although modern

dance in general was a queer-friendly space, it was not only composed of queer

individuals, but also heteronormative men and women who worked alongside queer

artists. Sexuality was not necessarily a binding force that brought artists in these groups

together, as they instead came together to create art. These non-queer individuals218

were also engaged in the development of dance-inflected percussion music, and thus

further influenced the queer composers that have already been discussed. Looking at

217In fact, the sexuality of composers whose works are being analyzed will not be discussed in this part.
While the addition of sexuality would likely result in interesting and illuminating discourse, it is best to
narrow the topic for the sake of clarity and concision.
218 At the very least, all individuals can be considered potentially queer, as their sexual biographies will
not be taken into consideration; it is not correct to assume all subjects as straight, although many, or all,
of them might have identified thusly. For the sake of analysis, I shall put my sexual blinders on, and
consider all subjects as asexual/nonsexual.

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music and dance beyond the context of sexuality will help establish the terms of music-

dance collaboration, which can then be later examined in relation to sexuality in the final

section.

In order to examine the influence of modern dance on the modern percussion

ensemble, I shall look at the early collection of percussion pieces in Issue No. 18 of

Henry Cowell’s New Music Orchestra Series, specifically two works: Doris Humphrey’s

Dance Rhythms and Gerald Strang’s Percussion Music. Published in 1936 during the

beginning phase of West Coast percussion composition, many of the works in this

collection make explicit references to modern dance. They provide a glimpse into some

of musical characteristics of percussion-based accompaniments and compositions

written for modern dance, while providing historical perspective both on the composition

process of percussive dance music, and performance practice of these works. Following

discussion of Humphrey’s and Strang’s pieces will be a discussion of a later work Third

Construction by John Cage written in 1941, showing how mature concert percussion

works were influenced by earlier dance music, but not directly involved with any

choreography.

As will be seen in the examination of repertoire, the generation of new material

for percussion works in the West Coast School (1) began in the dance studio via

improvisation and loosely-structured sequences, which then led to (2) more formalized

composed works for dance theater (perhaps with composed or less strictly determined

elements), developing into (3) fully-realized works that were composed in tandem with

(or in support of) choreography, and finally led to (4) fully-composed concert works

without dance elements. This taxonomy can be used to understand the relationship

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between music and dance, and is a guide in understanding how modern dance directly

influenced the percussion ensemble. The movement from first-level to fourth-level works

is traceable on both micro and macro scales, demonstrating the profound influence that

modern dance exerted on the percussion ensemble. As representative works of each

level are understood in their relation to dance, a rubric indexing the qualities of each

level will be constructed.

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CHAPTER 4: Doris Humphrey, Dance Rhythms and Second-level Works

The work that demonstrates the most explicit connection between modern dance

and percussion in NMOS #18 is Dance Rhythms, composed by choreographer Doris

Humphrey (along with Charles Weidman, see below), and notated by Wallingford

Riegger. Humphrey was an influential choreographer in the modern dance period who

collaborated and created dances with music by many prominent ultramodernist

composers, including Henry Cowell, Dane Rudhyar, Carlos Chávez, Wallingford

Riegger, and Vivian Fine.219 Humphrey, who lived from 1895 until 1958, was one of the

major figures in mid-century American modern dance, alongside Martha Graham,

Charles Weidman, and Hanya Holm, having created some of the early masterworks of

dance with her company, the Humphrey-Weidman Company. Humphrey danced in

Denishawn (the orientalist dance group founded by Ruth St. Denis and Ted Shawn),

along with Graham and Weidman before all three left to form their own companies. The

Humphrey-Weidman Company existed from 1928 until 1945, roughly the time period in

which early experiments were taking place with the percussion ensemble. Together,

Humphrey and Weidman created an impressive repertory of works, many of which are

still performed today, and fostered many notable dancers and choreographers, including

José Limón.220

219 Doris Humphrey, The Art of Making Dances, ed. Barbara Pollack (New York: Grove, 1959) 177 - 180.
220
Joanna Gewertz Harris, Beyond Isadora: Bay Area Dancing, The Early Years, 1915—1965 (Berkeley:
Regent Press, 2009), 47-50.

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Cowell, Humphrey and Weidman likely met through Louis Horst, who was at the

time working with Denishawn.221 Cowell and Humphrey’s first project together took

place in 1926 on a piece called Atlantis for vocal soloists and chamber orchestra;

unfortunately, due to financial issues, Humphrey never choreographed this score.222

Later in 1928, Humphrey choreographedThe Banshee (which was not originally

composed as a dance work), with Cowell as performer, a piece that would find a place

in the Humphrey-Weidman repertory.223 While Cowell was teaching at The New School,

he brought Humphrey as a guest artist and eventually secured a faculty position for

her.224 His next attempted dance collaboration with her was in 1932, on Two Appositions

for chamber orchestra;225 however, this work also seems to have never been

choreographed by Humphrey, despite the piece’s dedication to her. Cowell also

composed works for Weidman in this period, including two pieces in 1931, Dance of

Work and Dance of Sport, both for piano (and later arranged for ten instruments).226

Despite the constant struggles to get his pieces performed, Cowell, Humphrey and

Weidman seem to have had a positive working relationship, and its likely that funds to

hire chamber orchestras were often dubious, thus it is understandable that a chamber

orchestra could not always be a sure thing.

The exact circumstances surrounding the inclusion of Humphrey’s Dance

Rhythms in NMOS #18 is unclear, as to whether Cowell solicited Humphrey, or visa

221 Sachs, Henry Cowell, 209.


222 Miller, “Henry Cowell and Modern Dance,” 20.
223 Sachs, Henry Cowell,” 157.
224 Ibid., 194 & 211.
225 Miller, “Henry Cowell and Modern Dance,” 20.
226 Ibid., 20.

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versa. She is the only dancer included in the collection, with the remaining pieces by

trained composers. In John Kennedy’s liner notes to a recording of this work, he notes

that:

The inclusion by Cowell of Doris Humphrey as a “composer” in the New Music Edition
collection demonstrates Cowell’s appreciation of the relationship of dance and music, and
how the vocabulary being developed in modern dance around rhythmic experimentation
paralleled that of the new percussion music.227

While I feel that Kennedy underestimates the connection between the “vocabulary being

developed in modern dance” and “new percussion music” — these categories are not

“parallel” so much as intertwined, and possibly indistinguishable from each other, an

argument that will be pursued later — he is correct to hypothesize exactly why Cowell

included Humphrey’s work in the collection, as the work does appear to be out of place.

At the very least, this opens up an inquiry into the nature of this work, and what it means

in terms of the relationship between modern dance and the percussion ensemble.

The following note (presumably written by Cowell himself as publisher)

accompanies the published work:

These rhythmic patterns are from a group of dances by Doris Humphrey. Nothing but
percussion instruments are used for this particular number, the rhythms being improvised
by Miss Humphrey and Charles Weidman. Wallingford Riegger, who wrote the music for
the remaining numbers, has notated the rhythms. The number of repetitions and the
order of the patterns may be varied at will also the types of drums and gongs [sic]. What
appears is exactly as used by Miss Humphrey.228

227 Meehan/Perkins Duo, Restless—Endless—Tactless.


228Doris Humphrey, “Dance Rhythms,” Percussion Pieces by J. M. Beyer, Harold G. Davidson, Ray
Green, Doris Humphrey, Wm. Russell, and Gerald Strang, edited by Henry Cowell. New Music Orchestra
Series, no. 18 (San Francisco, CA: New Music Orchestra Series, 1936), 14.

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The printed score is therefore a transcription of the rhythms as performed by Humphrey

and Weidman, divided into two parts: player one with three drums,229 a bass drum, and

a tambourine; and player two with a gong, cymbal, three blocks, tambourine, a tom tom

and a bass drum (typical instruments that would have been found in the Wigman-

influenced instrumentarium of the West Coast percussion group). It is likely that players

shared several of the instruments, including the bass drum, tambourine, and gongs,

thus arranging the instruments in a manner that would provide easy access for both

players.

This short piece consists of six phrases of varying lengths that are each repeated

a different number of times (see figure 6). The musical ideas presented are overall

simple and monophonic, containing clearly marked rhythms that generally avoid

syncopation or other expressive rhythmic devices. A defining feature of the work are

straight eighth notes, which appear in several places (m. 1, 2, 3, 9, 11-14), and in a

slight variation as eighth note triplets in m. 10. Straight eighth notes provide a very clear

pulse for the dancers, and it is not surprising to find these here. In fact, the entire piece

has somewhat of a consistent feel because the tempo and meter are always extremely

audible, save for phrase C, which, not only is in 5/8, but is syncopated sans eighth

notes. Phrases C and E provide moments of contrast from the rest of the eighth note-

dominated music and give a small sense of form to the piece. Phrase D is relatively the

most metrically complex moment of the piece, layering an ostinato of three quarter

notes in player one overtop an ostinato of seven eighth notes in player two; the pattern

229The three drums includes one tom tom and two “drums,” without a clear distinction what the difference
between the tom tom and the “drums” are. Based on the pattern at m. 15, it would make sense that the
tom tom is higher in pitch than the drums. Perhaps tom tom would be a Chinese tom, and the “drums”
would be another type of drum (congas, another drum of African origin, etc.).

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Fig. 6: Doris Humphrey, Dance Rhythms (condensed score)

A B C

takes three measures of 7/4 in order to work out to the same downbeat (which never

arrives in this case, but would take place in m. 15 had the pattern continued). This idea

of layering ostinati comes directly from Cowell’s Ostinato Pianissimo, albeit used in a

much more rudimental manner here.

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One further remark needs to be made regarding the performance direction given

at the start of phrase F, which reads “Stop vibration with fingers, making audible another

beat.” The accompanying passage is a string of eighth notes. However, those notes on

the beat are (in the original score, not pictured here) beamed together with stems down,

and those off the beat are beamed together with stems up. The performance direction

suggests that the lower notes are played using a deadstroke or muffled stroke, which is

an articulated stroke that produces a sound but prevents further ringing of the

instrument. This technique also later appears in John Cage’s Third Construction (1941)

at rehearsal J in the teponaxtle part in an extremely exposed passage. Cage and

Humphrey (and Weidman) never collaborated together in any serious manner (although

its possible that they would have made contact at the 1939 Bennington School of Dance

at Mills230), so it is unlikely that this technique was generated by Humphrey and passed

to Cage. What I believe is a more likely scenario is that this technique was developed

directly in the dance studio by dance accompanists and passed from player to teacher,

especially during the various dance meetings that occurred, such as Bennington.

A further complication in the consideration this work is the performance note

regarding form: “The number of repetitions and the order of the patterns may be varied

at will.” It is difficult to tell whether this remark can be attributed to Humphrey, or if it is

perhaps a direction that Cowell added himself. This idea of freely arranging

precomposed material sounds very similar to the concept of elastic form that Cowell

developed in relation to dance composition. Cowell didn’t publish his article “Relating

Music and Concert Dance” until 1937 (the same year that he wrote several elastic form

230 Miller and Lieberman Composing a World, 88.

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dance pieces while in San Quentin), which was after Dance Rhythms was published in

NMOS #18. Cowell would have likely been developing his elastic form/musical kit

concept around the same time that he came into contact with Dance Rhythms. Is it

possible that Cowell superimposed his concept of elastic form on to Humphrey’s

composition? It seems highly unlikely that she would have come up with this concept,

since she places emphasis on dance over music (see below), and rearranging the

musical form would alter the dance that it was based upon. I suspect that Cowell

suggested this idea to her after the piece was composed and had been performed in its

dance context as a way to aid the transition from dance work to concert work. This

would allow performers the freedom to arrange musical materials as they see fit since

they were no longer beholden to the dance. It seems reasonable that Humphrey would

have signed off on this addition to the piece, if this is indeed what happened. Of course,

this is conjecture on my part, but it does seem suspect that Humphrey added the note

about reordering sections. It is possible that she would have offered the option to alter

the number of repeats, but the overall sequence of events would have needed to remain

intact in order to line up with the originally choreography to which the music was

composed.

Dance Rhythms is very likely an excerpt from Humphrey’s landmark work New

Dance, premiered at the first Bennington Summer Festival in 1935. New Dance later

formed part of her larger work, New Dance Trilogy (which also includes the dances

Theatre Piece and With My Red Fires).231 Stephen Spackman claims the music that

Cowell published as Dance Rhythms was for the Third Theme of New Dance, a section

231 Margaret Lloyd, The Borzoi Book of Modern Dance (New York: Dance Horizons, 1949) 94. Humphrey
later extended New Dance, adding a section called “Variations and Conclusions.”

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of the dance choreographed by Weidman—not Humphrey—for men only (hence, it is

also referred to as the “Men’s Dance”).232 The majority of the music for New Dance was

composed by Wallingford Riegger, likely written for piano four-hands and ad lib

percussion,233 but it is not clear why he did not compose the percussion music for the

“Men’s Dance.” It is clear that the music for the “Men’s Dance” is not by a seasoned

composer (Spackman, upon examination of the dance’s performance materials,

mentions that the percussion section “gives a pulse to the dancers, but there is little

excitement in its rhythmic patterns or inventiveness in its tone colors. It was clearly not

composed by Riegger.”234). Thus, it is easy to connect the published work Dance

Rhythms as the missing piece in New Dance using Cowell’s performance note as a

guide.

As the previous analysis of the piece demonstrated, there is little complexity in

Dance Rhythms, and one might find this work uninteresting as a concert work. Despite

the few interesting aspects to this piece, it is overall highly repetitive and lacks a strong

compositional intent. The focus for us, then, is not on the craft of musical composition,

but rather, the utility and support that the music offers the dancers and choreography.

232
Stephen Spackman, “Wallingford Riegger and the Modern Dance,” The Musical Quarterly, 71 no. 4,
437 - 467.
233 Ibid. Spackman discusses the difficulty in locating the exact music used for the 1935 performance in
Bennington, as well as a subsequent performance with revisions in New York on October 27 (which
created further problems for a 1972 reconstruction that had no access to the original score). Spackman is
strongly convinced that the original performance was for piano four-hands and percussion. This might
suggest that the pianists also played the percussion parts, which would have been standard practice at
the time in dance theater music. A copy of the score for the reconstruction exists in the Dance Notation
Bureau in New York, and its exact provenance is difficult to ascertain (the original copy exists in the
Bureau’s University of Ohio location). The score that DNB has in their archives is for piano four-hands,
along with percussion in the opening section, and written-in ad lib parts in various sections of the piece.
To perform the score as is written, it would require two pianists, and one percussionist, with the pianists
both playing percussion as well.
234Ibid., 448. However, as discussed below, the music that Spackman was examining for New Dance was
not in fact Humphrey’s Dance Rhythms, but another composition entirely.

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An inquiry into how this piece was composed is necessary, particularly the ideas about

the relationship between music and dance that underline the work.

Humphrey (along with Martha Graham and others) was at the forefront of a

modern dance practice that insisted on the primacy of dance over music. Dance

musician Louis Horst articulated the relationship thusly:

The dancer began with movement plus idea, and fashioned the entire structure of his
composition without the aid of a note of music…If the dancer then elects to have a tonal
frame written to the dance…it in no way compromises the dancer’s achieved freedom.235

Instead of the centuries-old dependence on music dictating the form of dance (à la

ballet), modernist choreographers flipped the relationship, first creating dance, and then

seeking composers to create music that supported the movement, if music was to be

used at all. Composing in this manner was common, as the modern dance movement

rejected choreography to precomposed music (known as interpretive dance236),

sometimes even preferring silent dances (without any musical accompaniment at all).

This process required composers that were sympathetic to the needs of choreographers

and dancers, which often meant spending time in the dance studio. For the composer,

this could be a challenging process, as the first task was to compose music that fit the

metric structures and emotional content of the choreography, and only second could

one be concerned if that music was at all interesting as music on its own terms. Music

that did not conform to the dance could not be used, thus would fail under the category

of a dance composition. Thus, criticism of dance music must partially shift from the

235 Louis Horst, “Music and Dance,” Dance Observer, 49 (May 1935), 55.
236 Leta Miller defines interpretive dance as “developing choreographies to previously composed music.”
Miller, “Henry Cowell and Modern Dance,” 2.

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perspective of the musician onto that of the dancer and choreographer and consider the

needs of both parties: dancer first, musician second.

So taking Humphrey’s views into consideration, it follows that Dance Rhythms

was composed after the choreography for the Men’s Dance was created (by Weidman),

allowing the music to closely adhere to the dancers’ movements. Cowell, in his notes to

Dance Rhythms, claims that these rhythms were improvised by Humphrey and

Weidman, but it makes no mention of the dance, but this must have been a simple

omission. Humphrey and Weidman were not just simply improvising any rhythms, but

rather particular rhythms that provided structure and support to the already-

choreographed dance. Percussion served as the perfect vehicle for music created by

dancers (as opposed to, for example, improvised piano music): the only musical

concern was rhythm that had already been created in the dance. Dance Rhythms

requires very little classical technique, specifically stick manipulation beyond simple

patterns (no rolls, for example), and there are no fast passages. This means that

dancers could have performed the percussion parts, as could have pianists who played

the rest of Riegger’s score. There’s no record of who played percussion in the

performance, but it was neither Humphrey nor Weidman since they were both dancing

in the production. This leads to several questions, which may not be answerable: At

what point did Riegger notate the rhythms? Who played the percussion parts, and were

they reading off a score, or taught the rhythms by rote? Unless an early copy of Dance

Rhythms is unearthed, it is unlikely that these questions can be answered, and further

information about the performers will remain unknown.

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The reconstruction of New Dance from the American Dance Festival at

Connecticut College on June 30, 1972, does not contain Humphrey’s Dance Rhythms

due to the reconstructors’ inability to access the original scores (see footnote 211

above). In the video of this production,237 Humphrey’s Dance Rhythms has been

replaced with different music, also for percussion (similar instruments as in Dance

Rhythms) and in a comparable manner: short phrases that are repeated several times

in contrasted succession. This music from the 1972 production has been transcribed by

Tom Brown and can be found in the Dance Notation Bureau (DNB). The following note

is found in the labanotation score238 that accompanies the musical score: “The music for

Theme III was transcribed from a tape by Tom Brown. Rhythmically, this music is current

[sic], pitch and meter are questionable.”239 In communication with Brown,240 he

explained that his score of the Men’s Dance is a 1980 transcription of the 1972

reconstruction; the written score he notated was created based on a of tape of the

music used in the 1972 performance. As he explained, he is a dancer and labanotator,

and not a musician, thus his score is a rough outline of a transcription, and doesn’t

necessarily reflect the composer’s intent. The composer of this work is not made clear

237An edited version of this video can be viewed online: “DNB — New Dance (1935) by Humphrey and
Wiedman.” YouTube. Flash video file. https://youtu.be/EA4KmKnYRwM (accessed March 18, 2016). The
Third Section begins at the time mark 2:31.
238Labanotation is a form of notation that records physical movement by bodies, including the direction of
a movement, the part of the body that is moving, the level (height) of the movement, and the rhythm of
the movement. The DNB holds primarily labanotation scores, along with accompanying materials for the
dances, which often include musical scores.
239Wallingford Riegger, “New Dance,” holograph facsimile score [hand unspecified], two pianos and
percussion (number of performers unspecified), includes additional “Men’s Dance’ [composer unknown]
transcribed from a recording by Tom Brown, includes accompanying performance notes [by the Dance
Notation Bureau]. n.p.: n.p., n.d. Reproduction at Dance Notation Bureau, New York, NY, viii.
240 Tom Brown, interview by author via email correspondence, 9/24/15.

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in any of the sources that I was able to locate, although it might be possible to deduce

what happened in the process of the reconstruction of New Dance.

Dance reconstruction is a complicated process that will not be discussed in detail

here, but in general, reconstruction is the recreation of a historical dance using primary

and secondary sources, which can include dancers who took part in the original

production, photographs, and other materials that are accessible. In the era prior to film

and videography, very little of a dance could be retained if it were not placed into the

regular repertory of a company, or if there were gaps in performance history. While

many of the dances of the early modern era were able to be recorded on film, this was

not always the case, complicating the process for the reconstructor. One important

aspect of reconstruction is consultation with the musical score (or recording, if available)

to help provide information regarding the rhythm and meter of the dance. However, if

the score cannot be located, then it is very difficult to expect dancers to remember exact

counts and other metrical features of a dance that a score would otherwise provide,

especially if the reconstruction is taking place many years after the original production

(in the case of New Dance, over thirty years). The New Dance reconstruction involved

“Charles Weidman and several Humphrey-Weidman dancers [who] attempted to

recreate it from memory,” as “the majority of New Dance had disappeared,”241 and

overall, the “reconstruction posed major problems” with “no musical score at hand”.242

So, if the published Humphrey’s Dance Rhythms was unknown to the reconstructor, the

exact structure of the Men’s Dance would not have been able to be reproduced exactly

241 Riegger, “New Dance,” iv.


242 Spackman, “Wallingford Riegger,” 445.

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as it existed in 1935. Weidman, then, would have had to recreate the men’s dance from

memory and other sources that were available to him, inevitably creating different

choreography on a micro level from the original (the larger formal structure is more likely

to be similar to the original, while smaller moments, like counts and exact movements

are less exacting). Finally, someone (possibly Weidman, as he was involved in the

reconstruction) composed percussion music that supported the new choreography,

similar in sound and feel to the original music.243 An interesting consequence of this is

that the new choreography could not be retrofitted to Humphrey’s Dance Rhythms, as

they would not line up. If Dance Rhythms was to be used in a future production of New

Dance, new choreography would have to be created once again, presenting an

interesting dilemma for the dancer who is attempting to present a work in its most pure

form as realized by the original creators.244

While there is nothing particularly remarkable about the new musical

accompaniment for the 1972 Men’s Dance, what I do find interesting is the

interchangeability of Dance Rhythms with another (unknown) composition in the larger

context of the dance; the musical effect is similar because both were created following

the dictates of the preexistent choreography, and both lack any qualities that set the

music apart from the dance (the music is non-autonomous from the dance in this

regard). If we are to assume in both the original and reconstruction that the integrity of

243 When I proposed this sequence of events to dancer Douglas Nielsen, who’s had experience
reconstructing Weidman dances, specifically the work On My Mother’s Side from 1939, he felt that my
“assumptions are right on the money” and this was a likely scenario, although, as he said, “dance history
is fluid and in limbo,” an acknowledgement of the difficulty in making definitive statements about a largely
lost history. Douglas Nielson, interview by author via email correspondence, 9/25/15.
244 As a musician, I have no grounds to express an opinion on the appropriateness of the re-inclusion of
Dance Rhythms in New Dance; this would be an issue to be tackled by a Weidman or Humphrey scholar
or reconstructor.

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the choreography is intact, and that the music was created to conform to the

choreography, then the exact music is ultimately of lesser consequence in a purely

musical context divorced from the movement. While it does not follow that any music

written to existing choreography is necessarily uninteresting, I find that Dance Rhythms

is best understood as a second-level work for this reason: it is most successful as music

in support of movement, but falls short when placed in a purely musical third-level realm

without the accompanying theatrical element.

John Cage would agree with this assessment, finding musical accompaniment

composed by dancers often insufficient as musical works in their own right:

The materials of dance, already including rhythm, require only the addition of sound to
become a rich, complete vocabulary…Some dancers have made steps in this direction
by making simple percussion accompaniments. Their use of percussion, unfortunately,
has not been constructive. They have followed the rhythm of their own dance movement,
accentuated it and punctuated it with percussion, but they have not given the sound its
own and special part in the whole composition. They have made the music identical with
the dance but not cooperative with it.245

His statement seems to be in direct opposition to comments that Humphrey made about

the relation between dance and music, in which she would have found Cage’s criticisms

to actually be desirable qualities of dance composition. “I believe that out of the

rhythmical structure of movement has grown the rhythmical structure of music,”246 she

said in the essay “The Relationship of Music and Dance” from 1956, two decades after

Dance Rhythms. “A musician who does not cultivate the body is overlooking the source

and the regulator by which rhythm is perceived.”247 According to Humphrey, “movement”

245 John Cage, “Goal: New Music, New Dance,” Dance Observer (December 1939), 296-297.
246Doris Humphrey, “The Relationship of Music and Dance” in Making Music for Modern Dance:
Collaborations in the Formative Years of a New American Art, ed. Katherine Teck (New York: Oxford
University Press, 2011), 74.
247 Ibid., 76.

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(dance) is primary, and it is from the body where all rhythm is generated. If the rhythms

found in music originate in the dancing body, then the musician must understand the

body’s rhythms and produce music that aligns with them. In this configuration, music is

derivative of dance. This does not mean that the music is necessarily uninteresting, or

compositionally insufficient per se, but only that the music’s prime responsibility is to

serve the dominating choreography in terms of rhythmic (and metric) structure. Cage,

however, believes that the music should not limit itself to the rhythmic content of the

dance, but instead should move beyond the dance, serving as a partner to the dance,

not subservient to it. This, of course, is the basis for his theory of the independent

relationship between dance and music that would come to define his work with

Cunningham in the 1940s and beyond. While Cage and Humphrey would likely disagree

on the proper relationship between music and dance, it is important to point out that

they are each pursuing their own ideal, and it would be wrong to dismiss Humphrey’s

opinion simply because her realm is dance, and therefore, her opinions on music should

be taken less seriously. A deeper understanding of her music must take into account the

dance upon which is it based.

So how does this dependence on movement manifest itself in the music? If a film

or score from original production was available, it would be possible to analyze the

movement and the ways in which the music complemented it: in unison, in counterpoint,

in contrast, or in other arrangements. However, because is not possible to view the

original production, we are forced to develop some imaginative methods of analysis.

Having only the notated score of Dance Rhythms from the original production, alongside

the video of the reconstruction allows, at the very least, one to understand how the

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music and dance were connected in a general sense, even though they do not in any

way synchronize between themselves.248 Rather, discussing how the reconstruction

music and dance relate can be applied to Dance Rhythms and the now-lost original

choreography.

In the filmed dance, the dancers repeat short phrases in succession, each

distinct from each other. Each phrase is synchronized with the accompanying musical

phrase, beginning and ending together. Strong, distinct movements are often articulated

by an instrumental accent, while less pronounced movements may or may not be

accompanied by a musical event. For example, the opening movement by the dancers

happens a total of four times: first by male dancer #1, second by male dancer #2, third

by dancers #3 and #4, and fourth by dancers #1 and #2. Each movement consists of

the dancer running diagonally across the stage, doing a grand jeté (leap) in the middle

of the stage, and ending with a soubresaut (vertical jump) at the opposite corner. As

each dancer executes the choreography, a percussionist rolls on a tam tam, making a

crescendo throughout the combination with an accent and release at the apex of the

soubresaut (this is mm. 1-8 in Tom Brown’s transcription of the 1972 Men’s Dance). In

order for this to be synchronous, its likely that the percussionist is able to view the

dancers and time the musical gesture thusly. Proceeding throughout the dance, one find

series of movements collecting into short phrases that are repeated by individual or

groups of dancers, either in succession (a a a a), or in alternation (b c b c b c), with

music that aligns with each dance phrase.

248
As an experiment, I attempted to play the rhythms of Dance Rhythms along with the video (“DNB -
New Dance”) of the reconstruction of New Dance, and they did not align.

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Looking now at Dance Rhythms, the series of repetitions begin to make more

sense, and it is possible to imagine what the accompanying choreography would have

been that generated the musical gestures. For example, phrase A repeated a total of

four times, much like the opening phrase of the reconstruction. Regardless of whether

the choreography is similar or dissimilar to the reconstruction, we can understand that in

the original production, the first bit of choreography was repeated four times, and that

the rhythms in the percussion were closely aligned to the dancers. We cannot know if

the pattern of dancers was the same as the reconstruction, or if it was different, but at

the very least, it is probable that the dance phrase occurred four times. Looking through

the rest of the the piece, several of the musical phrases (B, C and D) are repeated in

succession, as the musical phrase is rather short and homogenous throughout the

measure. Because B and C are rather short with only a few repetitions, these two

phrases would likely coalesce into one larger phrase (b b b c c c c) that would be

visually cogent in some manner (for example, perhaps the dancers were in a similar

formation on stage for B and C, but executed different movements for each). Phrase F

is an example of two subphrases in alternation, each four measure long, and repeated a

total of five times (f1 f2 f1 f2…) This suggests that the choreography was contrasting in

four-measure subphrases, a similar structure to an antecedent-consequent phrase

pairing.

Phrase D is the most interesting section when analyzed via potential

choreography. Player 1 is in groups of 3 quarter-notes, a total of seven repetitions, while

Player 2 is in groups of 7 eighth-notes, a total of six repetitions. Did this metric

counterpoint originate in the choreography, with one or more dancers dancing the

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contrasting groupings simultaneously? I doubt that the counterpoint was added for

musical interest, otherwise, wouldn’t there be more counterpoint in other phrases of the

piece? I strongly believe that there is a choreographic impulse behind the layering of

metric groupings, but in what form this was manifested in the dancing is unclear.

Also, the first and last measures of phrase D are not part of any surrounding

patterns (m. 5 and 9). What is one to make of these moments? A similar moment

happens in the 1972 Men’s Dance in m. 15: the established eighth note pattern is

extended for two beats, but is never repeated, and m. 16 begins a new phrase. In the

choreography, this brief extension in the music (taking place at 3:25 in the video) allows

the dancers four beats of transition to arrive in the next formation. Thus, the composition

has built in the necessary time for transitions on stage, likely something that was

worked out on stage. We should then view m. 5 and 9 as similar moments, likely as

extra counts inserted in between phrases to allow for transitions or extra steps to

prepare for the next section. These two measures, in particular, don’t follow with the

structure of the rest of the piece; the don’t seem to have any place in the musical logic

of the work. However, once the choreography is considered, a potential choreographic

necessity of these moments comes into focus, then changing the musical understanding

of the passage.

Thus, while Dance Rhythms is not a third- or fourth-stage work (like the rest of

the works in New Music Orchestra Series No. 18), it provides a snapshot of the role that

percussion served in modern dance works: namely, to clearly demarcate phrases, meter

and rhythms, or the metrical-rhythmic scaffolding of the dance. Percussion serves as

the most direct channel available between dance and music; the nature of percussion

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allows an immediacy that other instruments cannot achieve. Percussion is a logical

instrument group to work with for individuals without specialized instrumental technique:

almost anyone can strike a drum with a hand or mallet and produce a sound. For music

that is created in a rehearsal setting, percussion would have been the ideal vehicle

through which to communicate basic rhythmic and metric patterns; pitched instruments

would have required additional time negotiating pitch-based issues—harmony, for

example—that would have slowed down rehearsal or required additional expertise (like

notation, and harmonic theory). Note that Humphrey chose instruments that all have

clear articulation (or ictus), such as drums and woodblocks. Humphrey lacks the

compositional skills one would normally expect of a classically-trained composer, but

her needs did not necessarily require this level of technique and nuance, as the dance

(or at least this portion of it) only necessitated a thin musical framework to support the

already-existing dance.

In fact, as Riegger composed the remainder of the score to New Dance, the

artistic decision to have Humphrey (and Weidman) compose/improvise the music for the

Men’s Dance is significant. Perhaps, as this dance was for men only, the desire for the

music to sound “primitive” was accomplished through the use of percussion (as well as

a more rudimentary approach to musical composition), whereas the remainder of the

dance, in contrast, featured more highly refined composition along with the largely

female cast. While I will not delve into issues surrounding gender and music here, there

seems to be much territory in this line of inquiry, requiring further examination of

repertoire. Nonetheless, Dance Rhythms marks an important stage in the development

of the percussion ensemble, as a transitional work from percussion music for the dance

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studio into more fully-realized concert works. There are, of course, concert percussion

works that predated Dance Rhythms, such as Varese’s Ionisation, William Russell’s

Fugue for Eight Percussion Instruments, Cowell’s Ostinato Pianissimo, and possibly

Harrison’s Waterfront (a work that is sadly lost, and would be extremely valuable to

compare alongside Dance Rhythms, as it was also for dance), so I am not suggesting

that Dance Rhythms was in some way groundbreaking or influential. Rather,

Humphrey’s work is very much a minor piece in the repertoire, but it provides a unique

glimpse into the largely-lost working methods of choreographers and percussionist (who

here are one and the same!) in the early days of modern dance.

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CHAPTER 5: Gerald Strang’s Percussion Music for Three Players (1935) and

Third-level Works

Several other works in New Music Orchestra Series No. 18 have overt

connections to dance, including Ray Green’s Three Inventories of Casey Jones

(choreographed by José Limón and Green’s wife, May O’Donnell); William Russell’s

Three Dance Movements, with the movements “Waltz”, “March”, and “Foxtrot” (this work

was written as a concert work and not intended to be performed for dancers, yet the

connection is still present in the movement titles); and finally Gerald Strang’s

Percussion Music for Three Players in three movements. Strang’s work is useful to

consider in comparison with Humphrey’s Dance Rhythms, especially considering the

difference between second- and third-level works. The work was not written for a

specific choreographer, but as will be seen, was intended to be used as dance music.

Gerald Strang lived from 1908 until 1983, having been born in Canada, but

spending the majority of his professional life in California. He worked with Schoenberg

at UCLA as a teaching assistant, and later edited Schoenberg’s Fundamentals of

Musical Compositions. He was a close colleague of Cowell, having met him in 1929 at a

New Music Society concert. Cowell published several of Strang’s works in New Music,

including his piano piece Mirrorrorrim in 1932, two piano works, Fifteen and Eleven in

1934, and his piece Percussion Music in the NMOS #18 in 1936. Strang was given

control of New Music Edition while Cowell was at San Quentin until 1940, after which he

worked as an acoustician, and later became involved in computer music at Bell

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Laboratories and as a professor at UCLA. Percussion Music is the only percussion

ensemble work that he composed.249

The score for Percussion Music includes the following note written by Strang,

which not only discusses the work at hand, but also provides context for the

performance practice of early percussion ensemble music. It presents many keys issues

relating to percussion composition and performance, and deserves close reading:

The aim in composing the Percussion Music has been to write pieces possessing a
musical value in their own right, yet suitable for dancing, and capable of performance by
a small number of reasonably well equipped and trained dance percussionists. Hence the
number of players is limited to three and the instruments are fairly common among dance
groups. If any of the instruments are lacking, players may feel free to improvise
substitutes which give a somewhat similar effect .

[…]

The parts appear in the score in the order of difficulty. Part 1 requires a player of
considerable skill and dexterity, with facility in reading the rhythmic value of notes and
rests. Part 2 also requires some skill, but it is not so difficult because of such repetition of
patterns. Part 3 is not so complex or so difficult, but it requires a player of good rhythmic
sense, who can maintain the basic pulse.

Players should try to use their instruments as expressively as possible. By striking their
instruments in various places and in different ways, they can contribute a variety of color
difficult to indicate in the score.250

Strang claimed that the category of “Percussion Music” should serve in two capacities:

first, as a musical work with “musical value in [its] own right”; and second, to be “suitable

for dancing” as a dance work. Percussion music, then, had functional duty as dance

music, and also an aesthetic side as concert music; yet, no percussion work should be

divorced from dance. I don’t believe that this suggests that he believed that percussion

music should only be composed for dance performance, but could also include works

249Jean-Claude Risset, “Gerald Strang: 1908-1983,” Computer Music Journal, 8 no. 4 (Winter, 19843), 5.
Rita Mead, “The Amazing Mr. Cowel,l” American Music, 1 no. 4 (Winter, 1983), 77-85. Rita Mead, “Henry
Cowell’s New Music” (Ph. D thesis, City University of New York, 1978), 660.
250Gerald Strang, “Percussion Music,” Percussion Pieces by J. M. Beyer, Harold G. Davidson, Ray
Green, Doris Humphrey, Wm. Russell, and Gerald Strang, edited by Henry Cowell, New Music Orchestra
Series, no. 18 (San Francisco, CA: New Music Orchestra Series, 1936), 21-27.

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that could potentially involve dance. Strang would of course have been aware of

Ionisation, a work that was composed as concert music, but was later used for dance.251

Ionisation is not considered a dance work, and while there is no record of what Strang

thought of Varese’s piece, it is conceivable that he would have found that it met his two

criteria (provided that Ionisation is, in fact, “suitable for dancing,” or possesses

danceability. “Danceability” is a term that I shall use to refer to music that has the quality

of being suitable for dancing, or more specifically, has a clearly audible and regular

pulse, or other predictable rhythmic features). Thus, Strang put forth an aesthetic stance

that placed a higher value on percussion music that had danceability than percussion

music that supposedly did not have danceability (was unsuitable for dancing). What

exactly he considers danceability to mean will be examined later, as an understanding

of this concept seems to be an important component to understanding the influence of

dance upon the percussion ensemble's development.

Yet before I examine the concept of danceability, there are other interesting

threads to follow in Strang’s performance directions that provide historical perspective

on the early interactions between modern dance and percussionists. His reference to

“reasonably well equipped and trained dance percussionists” suggests that

percussionists who performed for modern dance were distinct from other percussionists.

I believe this is most likely referring to orchestral percussionists (working in symphony

orchestras, theaters, and other mainstream classical institutions) who were absent from

the activities of the early percussion ensemble, and who wouldn’t have had either the

skill set or interest to work with dancers and the attendant repertoire. Thus, the

251Ionisation was used as dance music on a May 28, 1934 New Music Society Program in San
Francisco, featuring choreography by Betty Horst. Mead, “Henry Cowell’s ‘New Music,” 546-547.

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“reasonably well equipped and trained dance percussionist” was a special class of

musician who was a competent musician with a specific set of skills, which could have

potentially included improvisation, composition, knowledge of dance, and more

traditional music skills (reading music, instrumental technique, etc.).

Strang mentions that the piece is “limited to three” players (a “small number”),

which is a reference to his attempt to write a score that could be interpreted and

performed in a professional manner. By using the word “limited”, he suggests that there

were not many percussionists who could accurately realize his score, thus it was

necessary to keep his personnel needs small for quality control; it was much easier to

find three well trained percussionists than, say, six or eight. As many of the original

ensemble percussionists were dancers and other non-classically trained musicians, a

work such as Strang’s Percussion Music would have likely placed unreasonable

demands on many of these performers. Because Strang strived to write a work with

musical merit, he did not trust that a large number of performers could be found to

produce a successful performance-realization of a piece for larger forces (such as the

thirteen players in Ionisation, and the eight players in William Russell’s Fugue for Eight

Percussion Instruments), and instead opted for a much more manageable trio. He

cleverly composed the parts in gradated difficulty to allow a wider range of abilities

suited to the available performers, with Part 1 using a player of “considerable skill and

dexterity,” Part 2 requiring only “some skill”, and the third part less so, being “not so

complex or so difficult.” While the parts are indeed written in this tiered manner, the

piece still requires relatively sophisticated players, since the tight nature of the

ensemble writing requires trained players even for the easiest part. The smaller size of

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the ensemble is also part of a larger trend that shrunk the size of the larger earlier

ensembles (Ionisation, Fugue for Eight Percussion Instruments, Pianissimo Ostinato,

etc.) into more logistically-minded chamber groups, including the early percussion works

of Cage and Harrison for trio and quartet.

Part of what allows Strang to limit the size of his ensemble is that each performer

is required to play multiple instruments, a technique that had been developing in

percussion music with pieces by Stravinsky, Bartók, Milhaud, and others beginning in

the 1920s. This allowed composers to write for a large number of instruments producing

a wide timbral range, while reducing personnel needs (especially important in the

Depression era when greatly reduced budgets could not support concerts with large

numbers of personnel). The distribution of instruments in Percussion Music is not an

extreme example of large set ups that will become standard in percussion writing by

mid-century (e.g. Xenakis, Stockhausen, etc.), but shows a transitional moment in the

logistical expansion of percussion set ups alongside a reduction in the number of

players:

Instrumentation

1: Suspended cymbal (small); 5 temple blocks; 5 small bells (preferably Japanese cup
bells); Anvil or iron pipe; 2 temple block sticks; 2 metal bell strikers; 2 soft headed sticks

2: 2 wood blocks (high, low); 3 Chinese drums (small, medium, large); 2 wooden sticks, 2
Chinese drum sticks

3: Triangle; 2 Maracas (rattles); 2 gongs (medium, large); Bass drum (or very large
Chinese drum); Triangle beater; Gong or bass drum stick; 2 hard, leather-headed sticks;
2 soft headed sticks252

The three set ups are roughly similar in size and timbral diversity, and each player must

also manage a variety of mallet-implements to extract the most ideal sounds out of each

252 Strang, “Percussion Music,” 21.

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instrument (as opposed to using a single mallet on all instruments, which would

compromise the ideal timbre of each). Strang is somewhat inconsistent in his mallet

specifications in the score, but at times exploits timbral contrast via mallet changes (for

example, in movement I, m. 21 in Player 3’s part uses “soft sticks” played “near edge”

on the gongs at pianissimo until m. 27, when the player switches to “bass drum stick”,

played at ff, figure 7).

Fig. 7: Gerald Strang, Percussion Music, I. m. 18 - 27, Player 3

It is conceivable that Strang could have used more than three players, each in

charge of half of a set up and achieving a similar musical effect, but because he wrote

the piece with logistics in mind, he was able to achieve efficiency in personnel, resulting

in a tighter chamber musical ensemble with musicians each playing more challenging

parts. Historically, there is an overall trend in percussion writing of condensing musical

materials from larger to smaller numbers of players, both as players become more

technically proficient managing multiple instruments, as well as technological

innovations in instrument design (for example, new mounting systems that allow a once-

handheld instrument to become hands-free). One such example of this is Georges Van

Gucht’s 1967 arrangement of Ionisation for percussion sextet (originally composed for

thirteen players). Performed by the French ensemble, Percussions de Strasbourg, the

arrangement employs “particular ways of making instruments (claves on a stand, pedal

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sirens, etc …) which in no way mutilate the original version,” combined with the

virtuosity of the ensemble.253 What would have been inconceivable in 1929 was by mid-

century possible, and now, into the early twenty-first century, is executable by many

student ensembles. These processes of condensation and synthesis underlay many of

the innovations in percussion music, and Strang’s Percussion Music is one example in

this larger development.254

Another remark in Strang’s program note refers to instruments that are “fairly

common among dance groups.” This comment lends further support to the idea that it

was the dance groups themselves that owned percussion instruments, as opposed to

the individual players. Strang composed this work in 1935,255 prior to the formation of

Cage Percussion Players and the explosion of percussion pieces that followed. There’s

no record, and it seems unlikely, that most players at this time would have

independently owned a large collection of instruments in an era before mass

manufacture and commercialization of instruments, particularly those that were not

indigenous to the United States. As was outlined earlier, Mary Wigman was responsible

for the make up of the initial percussion instrumentarium as it was brought from

Germany to the United States, and in this instance, the dance troupe held responsibility

for the instruments. Percussionists would have relied on the instrument collections of

253
“Ionisation | Les Percussion de Strasbrourg,” accessed August 19, 2015, http://
www.percussionsdestrasbourg.com/repertoire/ionisation-5/.
254A more illuminative example, although one that is outside of the scope of this paper, is the
development in the late nineteenth and early twentieth centuries of the modern drumset, an interfusion of
various instruments that were originally performed by individual players, and slowly came to be brought
together and played by a single player. For further reading, see Royal Hartigan, “The Heritage of the
Drumset,” African American Reveiw, 29 no. 2 (Summer, 1995), 234 - 236.
255
November 1-11, 1935 are the dates of composition as is published at the end of the piece in New
Music Orchestra Series. Strang, “Percussion Music,” 27.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

the dance groups until they began to amass their own collections (likely the first being

that of the Cage Percussion Players), another instance of the symbiotic relationship

between modern dance and the percussion ensemble.

Finally, Strang acknowledges that instrument “substitutes” may be made when

the requested instruments are “lacking”, provided that they “give a somewhat similar

effect.” One difficulties in the composition of percussion music is, as Steve Schick

states, that

instrument choice is a part of every percussion piece. Even in a strictly determined


instrumentation, a percussionist in search of just the right cymbal, wood block, or yarn
mallet exerts a profound influence on the final sound of a percussion piece.256

The attempt by any composer to be highly specific regarding the percussion instruments

she is writing for is a near impossibility due to the drastic differences in instruments,

including wide variability in sizes, materials, design, timbre, resonance, etc. The simple

request for “small bells” as is called for in Player 1’s part, for example, could result in

different instruments from player to player based on their individual instrument access

and taste. Strang understands this, especially in a time when there would have been

little standardization and homogeneity between different instrument collections. He not

only allows substitution when necessary, but goes one step further, inviting the

performers to “[strike] their instruments in various places and in different ways,”

accessing “a variety of color[s] difficult to indicate in the score.” Strang is approaching

his score having worked with his materials—percussion instruments—directly,

understanding that there is more complexity in the sound production than can be

realized in the notated score. These two ideas, instrument substitution, and the timbral

256
Steven Schick, The Percussionist’s Art: Same Bed, Different Dreams (Rochester: University of
Rochester Press, 2006), 25.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

exploration of instruments within the limited parameters of the notated score, are related

in their acknowledgement of the pragmatism of percussion composition that developed

out of the modern dance tradition. Once again, as was seen in Humphrey’s Dance

Rhythms, Strang’s work is an extension of the practices developed in the studio, one

that values exploration and discovery. For Humphrey, the music developed out of

specific choreography; for Strang, he transformed the music from the dance studio and

shaped it using classical compositional practice.

The difference between Humphrey's and Strang’s compositions is the degree to

which each is a fully-realized musical composition. Strang, being a trained composer,

was able to transform first-level dance music into a third-level musical composition while

maintaining his necessary quality of danceability. Before articulating what exactly the

tangible differences between Humphrey’s and Strang’s pieces are, it will be necessary

to examine the formal characteristics of Percussion Music.

The work is in three movements: I. Alla marcia, II. Moderato, and III. Rondino

(see figure 8). Each movement is a slight variation of a simple ternary form, and in

general, each movement contains contrasting materials between the A and B sections

via shifts in dynamic quality, instrumentation, meter and/or rhythmic profile. Much of the

work makes use of various ostinati in at least one of the parts at any given moment, a

key aspect of what I consider the danceability of the piece to be. Some of the rhythmic

and metric techniques that Strang employs include hocketing and interlocking parts (I,

m. 13-14); slight rhythmic variation in repeated figures (II, m. 13-16); hemiola and

metrical dissonance (II, m. 2-4); cross accent patterns (I, m. 5-8); and (implied)

polymeter (III, m. 56-63). The variety of rhythmic and metric techniques Strang employs

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 8: Gerald Strang, Percussion Music

Movement I

Alla marcia, 5/4 Trio-Mysterioso reprise


Intro ||: A :|| B A Coda
1-4 5 - 17 21 - 34 5 - 17 18 - 20

Movement II

Moderato, 4/4 Meno mosso, 6/8 reprise


Intro A B A
1-4 5 - 12: ostinato a ||: 24 - 33 :||
13 - 20: ostinato b 34 - 37 transition
21 - 23: transition/coda

Movement III

Rondino, 3/4 Piu mosso


A B A’ Coda
1 - 8: a 21 - 30 31 - 39: a 56 - 63
9 - 12: b 40 - 44: b
13 - 20: a’ 45 - 55: a’-transition to coda

provides the activity and interest in a sound-palette that is otherwise static due to the

fixed timbres of the percussion set ups.

Strang employs larger-scale techniques to create cohesion throughout the entire

piece. The global metrical structure progresses from 5/4 to 4/4 to 3/4, providing a sense

of metrical shortening throughout the work (although the tempi do not map in a similar

way: I, 116 - 120; II, 102; III, 132). The musical material is generally discreet among

movements (there is no reprise of themes or common music among movements),

except for one crucial moment in the coda of the Rondino at m. 56 (figure 9). Player 2

plays an ostinato used in movement II, m. 12 - 17 (which I’ve called “ostinato b” in the

analysis above), while Player 1 plays an ostinato derived from the opening measure of

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

the theme in movement II, m.5. On top of this, Player 3 plays another ostinato, this one

found in movement I, m. 1 - 4. The combination of these three ostinati creates the most

complex metrical moment of the piece: the notated meter is in 3/4, Players 1 and 2 are

in 4/4, and player 3 is in 5/4. Then, in m. 60, Players 1 and 2 shift their patterns, player

1 in 2/4, and player 2 in 6/8 (both parts derived from music in movement III, m. 3 - 4). By

bringing together music from all three movements in the final measures of the piece,

Strang has employed a subtle yet effective technique to provide cohesion among the

movements.

Fig. 9: Gerald Strang, Percussion Music, III, Coda, mm. 56 - 63

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Functionally, Strang uses the coda to bring the otherwise unrelated movements

together into a larger, comprehensible form. Historically, a composer could link

movements in a multi-movement suite (for example, a dance suite) using a large-scale

harmonic plan, allowing contrasting movements to “belong together,” even if they share

no other shared formal characteristics. However, because he was unable to organize

the movements using an intra-movement harmonic plan due to the nonharmonic nature

of the instruments, he instead unified the movements via the coda by reprising thematic

material from each movement in a simultaneous juxtaposition of musical materials from

different sections of the piece. I don’t believe that this moment is clearly audible to the

listener as a reprise of musical material, since the various themes themselves are

somewhat indistinct from each and blur into the overall sound of the piece. However,

analysis of the score clearly shows that moment was carefully crafted by Strang. This

unification was necessary, for Strang, as a way to help achieve one of the goals he laid

out in his introduction: “musical value”. “Musical value” can mean many things, but in

this context, it points to the practice of learned musical composition as being distinct

from the practice of movement-initiated composition that is less concerned with the

intricacies of musical composition.

Strand is ultimately making a statement about compositional craft and its place in

dance music. Dance movements that belong together as opposed to movements that

are merely placed together are the result of artistic intent on behalf of the composer.

This is in reaction against a practice that was common (and still is) among many

choreographers who would, when not collaborating with composers, pick and choose

music to form their own ad hoc dance suites. This meant mixing composers and works

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

(or parts of works) into a suite as a way to support the choreographic concepts that they

had developed independently from any musical influence. Louis Horst explained this

practice:

The dancer created her own idea, and perhaps also had some definite plan as to
movement, and then set about finding a suitable piece of music. This also did not always
work out satisfactorily. The music was either too long, in which case it was mutilated; or if
too short, it had to undergo unnecessary repetition or another composition was added
often by a different composer.257

Once again, dancers were not necessarily concerned about maintaining the musical

integrity of a dance, as long as it served the choreography. But Strang, in linking his

dance movements together via the coda, is demonstrating the deliberateness of his

craft and musical authorship beyond the mere patchwork dance suite that he was

careful to avoid. The simple addition of this brief coda is not just a final musical

statement to conclude the piece, but a signal that telegraphs his status as a composer.

Percussion Music is a third-level composition because of his intent as composer to

consciously craft a musical work, even as the work is functionally tied to dance.

When comparing Strang and Humphrey specifically, and second- and third-level

works generally, it should be stated that I am not making a value judgement as to which

work is a better piece of music, but rather an assessment of the nature of the work in

question. A comparison of these works, and their attendant categories, helps illuminate

the differences between second- and third-level works. The key concepts that are in

play are autonomy versus non-autonomy in relation to dance, and the primacy of the

score versus the primacy of the body. Humphrey’s Dance Rhythms is non-autonomous

music (dependent on specific choreography) that considers the body as the primary

motivator, whereas Strang’s Percussion Music is autonomous music (not dependent on

257 Horst, “Music and Dance,” 55.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

specific choreography) that considers the score as the primary artistic impulse. Strang is

still concerned with the danceability of the music; he must take the dancing body into

consideration in his creative process, and thus shares a common goal with Humphrey.

However, unlike Humphrey, his attempt to achieve musical value in tandem with

danceability is a step closer to absolute percussion music, created completely

independent from the dance. If a work were to completely disregard the dancing body

and choreography, but share musical characteristics with dance percussion music, this

would then be a fourth-level work. Put another way, a fourth-level works can exhibit

traits of danceability, but not be concerned with the dance itself.

This leaves one final question in relation to Strang’s piece: what makes music

“suitable for dancing,” a quality that I have been referring to as danceability? He

unfortunately does not define this concept, yet I would like to propose that danceability

is the use of clear rhythmic ostinati (with minimal variation or embellishment) as a

structural element of the work. If dancers are to synchronize with the music, the

rhythmic profile must be easily discernible in order to match choreography counts, and

this is most easily accomplished when the music has a certain amount of predictability

and regularity. This is essentially what an ostinato is, a regular and repeated pattern, the

essential nature of a first-level work.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

CHAPTER 6: Percussion in Dance Class: First-level Works

Up to this point, I have not discussed first-level musical works in detail, and it will

be necessary to discuss what constitutes a first-level work before moving further. Studio

musicians (dance accompanists) provide a musical framework, often extemporaneously,

for the dancers’ exercises as lead by a teacher. These are usually not formal

compositions, but often small phrases of repeated music that provide tempo, accents

and a general mood or feeling to help give the various technical exercises a rhythmic

framework. All the composers discussed in this paper spent significant time as dance

accompanists, having spent countless hours playing for dance classes. Ballet classes

have almost always used live pianists to perform selections from the classical repertory,

but modern dance opened up the possibility of other instruments accompanying

classes, especially percussion. While there were still many (and likely a majority of)

pianists who played for classes, the introduction of percussion allowed new sounds to

proliferate, and many composers, including Cage, Harrison and Cowell, deepened their

musical relationship with percussion in this forum. Not only did dance classes serve as

their introduction to the modern dance world, but they also provided somewhat regular

employment for the young composers at the beginning of their careers when other work

was less reliable.

One difficulty in an historically-informed discussion about dance class

accompanying in the 1930s is a general lack of specific documentation of percussion in

the dance studio beyond passing references and anecdotes in the literature. I have yet

to be able to find concrete examples of the music percussionists performed in dance

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

classes, either as written scores or sketches, or in films of dance classes of the time. I

have found many examples of filmed live piano accompaniment in classes of various

teachers (Graham, Humphrey, Weidman), as well as several silent videos that could

have potentially included percussion accompaniment, but of course, we cannot tell

without a soundtrack. A dance class must have been considered a somewhat mundane

event, and in a period where film technology was not as ubiquitous as it is today,

choreographers would have preferred to use their resources filming performances

rather than such a pedestrian event as a dance class.258 Similarly, there does not

appear to be written records of the music that players performed in class. It seems

unlikely that anyone would have taken the time to notate what they were playing in

class, especially since music was generally improvised and there was no need to

remember exact patterns from class to class, as new music could just as easily be

created. It stands to reason that percussionists would have tended to develop their own

personal repertoire of patterns for various exercises, especially if they were playing

regular classes taught by the same teachers, and that this music was simple enough to

commit to memory. Also, patterns could be traded between players, or between

teachers and players aurally or by rote when something worked well; however, at no

point was it crucial to anyone involved to have specific notations of the music as it used

in class, since it was essentially disposable.

As a dance accompanist, I have personally played for many dance classes and

understand what is expected musically from accompanists. This, of course, cannot be

258I hope in the future to continue exploring film archives at a greater depth to find filmic records of
percussionists in early modern dance classes, but at this point, I have not been able to locate such
resources.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

projected onto the circumstances seventy years ago; yet, a short account of my general

experiences of playing in dance classes could provide some insight into the process of

creating and improvising music for modern dance. As the teacher shows students each

exercise, he or she generally counts off a tempo and shows how the movements relate

to beats (dance counts are communicated generally as “one, two, three, four…” etc.).

As accompanist, I pay attention to the general quality and type of movement, and

consider what types of rhythms might best suit the dance, while also taking into

consideration the meter and accents that might help provide clarification or support for

the dancers. One musical aspect that I’ve found very important is that it is helpful to

make the downbeat of each measure audibly distinct from the surrounding music, either

by using a lower pitched sound (low drum or gong, for example), or some type of

accent. This helps to ensure that dancers are correctly synchronized with the music,

especially if the choreography is new, or they are focused on technical concerns (rather

than musical ones). Beyond this general rule of thumb, the rest of the pattern can be

filled in, keeping the music generally sparse, but still providing enough structure for the

movement.

An example of this sort of playing can be found on a video of Charles Weidman

teaching a modern dance class in 1970 at the University of Iowa.259 In it, he is serving

both as teacher, as well as musician, accompanying the class himself on a small frame

drum. In this class, he is having the students engage in a pantomime exercise, where

they spend two bars pretending to eat strawberries, then two bars pretending to

frantically play jacks. He creates a loop out of this four-bar structure, having the

259 Charles Weidman: "On his own,” video (Pennington, N.J.: Princeton Book Company, 1990).

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

students quickly alternate between these actions, while he plays the pattern shown in

figure 10. The change between the “Strawberries” music and “Jacks” music is

rhythmically subtle (only an added eighth note in the second pattern), but in Weidman’s

Fig. 10:

performance, there is clear difference between the two, as the “Strawberries” is calmer

and more relaxed, while the “Jacks” music is more tense and louder. The student

dancers are in sync with the music, changing the quality of their physical movements on

the downbeats of measures 1 and 3. Note that the beginning of each measure is played

on the head, producing the lowest possible sound on the instrument, whereas the rest

of the rhythm is played on the rim. The music clearly sounds in 4/4, as there is nothing

complex about the rhythm: all the beats of the measure are audible with no cross

rhythms or syncopation. The ostinato continues throughout the exercise several times

without any variation until the exercise is complete.

This is a very clear and uncomplicated rhythm that typifies, in the most basic

sense, how dance accompaniment music functions. In Weidman’s Pantomime

accompaniment, there is very little musical interest, only as much is necessary to

communicate tempo, meter and rhythm to dancers. The music is wholly dependent on

the dancers’ movements, and it would make little musical sense if divorced from the

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

dance. Weidman’s music could easily be adapted to any number of dances by changing

the tempo or dynamics to suit the needs of any variety of moods. Even if the exercise

was to be modified into 3/4, or 5/4, the same general structure of the music could

remain in place—downbeat on the head and other beats on the rim—to a similar effect.

While this is not the only type of possible dance accompaniment rhythm, it provides a

simple starting place as to understanding how this music is constructed: rhythmic

ostinati that clearly project the desired meter and internal counts. Often, accompanists

might fill in a simple rhythm with more interesting rhythms or embellishments to add

interest (especially as dance classes can easily become tedious, and dancers often

appreciate a change in music), but the same basic structure is present. I have found

that the quality of a dance accompanist is partially determined by the ability to project a

clear metrical structure, while adding interest via change in timbres, rhythm and other

musical qualities that do not interfere with the clarity of the meter.

Thus, Weidman’s Pantomime accompaniment is a first-level work. It is this type

of music out of which the initial musical impulses for percussion-based dance works

were created. In both the Humphrey and Strang, similar sorts of rhythms can be

detected, if one is looking for the following two qualities: rhythms that clearly project

audible meter, and the use of ostinati. I can combine these two concepts into the term

“metrically-aligned ostinato”, meaning an ostinato that repeats every measure on the

downbeat.260 Several examples of metrically-aligned ostinati can be found in Dance

Rhythms and Percussion Music. For example, look at Humphrey, phrase B, m. 3, Player

B (figure 11): a gong on the downbeat marks the beginning of the measure, while the

260A counter example would be an ostinato that is not aligned with the meter, for example, a three-beat
ostinato in 4/4 meter. Movement II of the Strang has such an example in Player 3’s part beginning at m. 2.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

accented note in the bass drum delineate the beats of the measure. The syncopated

drum part in Player A’s part adds rhythmic interest, but there is no confusion as to where

the agogic beats are.

Fig. 11: Doris Humphrey, Dance Rhythms, m. 3 (phrase B)

Similarly, in phrase F, m. 11-18, Player A (figure 12) plays four straight measures

of eighth notes, changing drums on the downbeat of the third measure. In the next

measure begins a somewhat syncopated line at m. 15, but the gong strikes provide a

clear downbeat each measure.

Fig. 12: Doris Humphrey, Dance Rhythms, m. 11 - 18 (phrase F)

The Strang also has many instances of metrically-aligned ostinati (see analysis above);

in fact, Percussion Music is structured as a series of ostinati, and there are very few

sections that do not have an ostinato present.

The use of ostinati, specifically metrically-aligned ostinati, is a major component

of what I believe danceability means. Metrically-aligned ostinati can be found in most

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

percussion works of this period at all stages, from first-level to fourth-level works, and

this is the main musical connecting tissue among the repertoire. The relatively simple

dance accompaniment pattern imbedded itself within the repertoire, as percussion

composers used studio rehearsal music as a jumping-off point from which to create

works. In essence, this was the “sound” of the percussion ensemble, and a defining

feature of the repertoire. The usage of ostinati in works from this period is revealing, as

these ostinato point to their musical roots in modern dance. Once percussion became

more independent from dance mid-century, this deep connection between ostinato and

dance would remain, even as percussion writing matured and no longer relied on the

ostinato for formal organization and coherence.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Chapter 7: Works for Concert Percussion Ensemble: Fourth-level Works

As the percussion ensemble matured, percussion works became more complex

and eventually separated from the modern dance world that had incubated the early

percussion ensemble. New works were composed for a more formal concert format, as

the John Cage Players presented concerts that were no longer exclusively associated

with dance performance. Dance, however, still exerted an influence on this repertoire,

found not only in the music itself, but also in the social aspects of music production

(dancers formed the core of the ensemble, and it was often dance spaces that held the

early concerts). The transition from dance work to concert work was gradual, and

composers were often working in both genres at the same time. But as composers were

freed from the strictures of metrically-concerned dance music, they were able to explore

new compositional practices while retaining the language that had developed from

dance music. It is fourth-level works that form the core of the early percussion ensemble

repertoire, and they are distinct from the other classes of percussion works (first-

through third-level works) in that they were not written with dance as a motivating factor,

but still retain certain formal influences of dance-based writing.

The difference between a third-level work, like Percussion Music by Strang, and

a fourth-level work can be difficult to discern on first glance; they often share many

musical features, and in fact, a third-level work could very well be a more sophisticated

musical work than a fourth-level work. Thus, the difference between third- and fourth-

level works is not about quality or craft, but instead, the utility and intention of the work.

Fourth-level works make up a distinct class only in that they are no longer explicitly

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

concerned with dance. This is a large group of works, as any concert work during this

period not written for dance would fit into this category.

The main musical connector between dance and fourth-level works is the

presence of the ostinato in one form or another. As works became more complex and

sophisticated, the literal repetition of an ostinato became abstracted. There are

generally three types of ostinato at use in these works: 1. works that have one ostinato

throughout the duration of the piece; 2. works that use ostinati only in specific moments

of the work (not throughout the entire work); and 3. works that use morphing or quasi-

ostinati (ostinato-like passages). Instead of exploring one single work in depth, a survey

of works will be conducted, examining the use of ostinati as a trace of the influence of

modern dance. Works by Cage, Cowell, and Harrison, and their contemporary, Johanna

M. Beyer, will be analyzed, specifically focusing on several examples of ostinati to

illuminate how composers engaged in a diversity of approaches to post-dance

percussion composition.

I. Works with ostinato throughout

Several concert percussion works are built from a single repeated ostinato that

serves as the structural basis for the entire work (or movement). These are the works

that exhibit the most explicit connection to dance pieces, as the use of ostinato is

always very present and audible. Two examples of this type of ostinato usage can be

found in Cowell’s Ostinato Pianissimo and Johanna M. Beyer’s IV. Both of these pieces

are relatively short single-movement works that feature a one ostinato (or, in the case of

these works, two or more parts combined into a single ostinato) running throughout the

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

length of the work. Both works are also, notably, written for somewhat larger numbers of

personnel (eight and nine players, respectively). Because there are several players, it is

possible for one or more parts to be dedicated to the repeating patten while other parts

add musical interest in non-ostinato parts. Also, because the early ensembles were

comprised largely of untrained percussionists, these ostinato parts were relatively

simple to execute in performance, especially by dancers who were playing in the

ensemble. These works were written in the earlier portion of the West Coast percussion

period, thus exemplify an earlier style that centers around the ostinato.

Henry Cowell’s Ostinato Pianissimo

As the name suggests, Henry Cowell’s Ostinato Pianissimo, written in 1934 for

eight players, is constructed out of layered ostinati of various lengths. Each of the eight

parts has its own ostinato that repeats throughout the entirety of the piece with minor

variation (specifically, different accent patterns superimposed over top of each ostinato).

Ostinati are added into the texture successively, and at no point do the patterns all end

or begin together, resulting in a texture that consists of regular patterns, but one that is

constantly changing. There are three ostinati that combine to form the core of the piece,

the woodblock/tambourine/guiro part, the drums, and the gongs (figure 13). They are

the most regular patterns, mimicking the colotomic261 structure of the gongs in gamelan

music; however, here, the drums are playing a four-measure ostinato, while the gongs

play a five-measure ostinato and the woodblock/tambourine/guiro part is a ten-measure

261Colotomic refers to “use of specified instruments to mark off established time intervals,” especially in
Javanese and Balinese gamelan music. Encyclopædia Britannica Online, s. v. "colotomic structure",
accessed March 19, 2016, http://www.britannica.com/art/colotomic-structure.

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Fig. 13: Henry Cowell, Ostinato Pianissimo, colotomic instruments, m. 1 -8


(woodblocks/tambourine/guiro, drums, gongs)

cycle. This means that the three parts come together every twenty measures; yet,

because of the simplicity of the parts, they sound as one unit, and led by the gongs, as

they are on the downbeat of each measure and are the lowest sounds in the ensemble.

It is over top of this three-part structure that all of the other instruments play,

either having primarily melodic content (both string piano parts, jalatarang (rice bowls),

and xylophone) or rhythmic content (bongos). The complexity of this piece arises in the

different ostinato lengths combined with the rhythmic value of each part (figure 14).

Because none of the cycle lengths match each other, there is no coordination between

the parts. Cowell does provide an important signal, however: the last measure of each

cycle is a tremolo or trill (depending on the instrument, and not occurring in the gong or

Fig. 14: Cowell, Ostinato Piannissimo, ostinato


lengths, melodic and rhythmic parts

Instrument Cycle Length Rhythmic Value


String Piano I 13 m. eighth notes
String Piano II 11 m. quarter notes
Jalatarang 15 m. eighth notes
Xylophone 9 m. sixteenth notes
Bongos 6 m. sixteenth notes

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Fig 15: Henry Cowell’s Ostinato Pianissimo
1 5 10 15 20 25 30 35 40 45

string piano 1 13 m. eighth notes, no accents 13 measures (3+3+1+3+3+3) 13 measures (3+5) 13 measures (2+3)

string piano 2 11 measures, quarter notes, no accents

rice bowls 15 m. eighth notes, no accents 15 m. (4+4+3+2+3) 15 m. (1+2+2)

xylophone 9 m., sixteenth notes, no accents

WB, tamb, guiro 10 m., quarter notes, no accents 10 m. (2, offset by 1) 10 m. (3) 10 m. (3+1) 10 m. (2+3)

bongos

3 drums 4 m. whole

3 gongs 5 m. whole notes

168
49 50 55 60 65 70 75 80 85

string piano 1 13 measures (4+3) 13 measures (5+2)

string piano 2 11 m. (5) 11 m. (1+2+2) 11 m. (2+3+4) melodic instrument

rice bowls 15 m. (5+4) 11 m. (6) incomplete cycle colotomic instrument

xylophone 9 m. (3) then (5) 9 m. (7) 9 m. (9) 8 m. (1+6+1+4) incomplete [tag] rhythmic accentuation instrument

WB, tamb, guiro 10 m. (no accents) 10 m. (no accents) 10 m. (no accents) coda material

bongos 6 m. sixteenth 6 m. (3+5) 6 m. (1+3)(2+6)(3+9) 6 m. (5+3)(3+3+3+3) 6 m. (2+3+2+2) number in ( ) refers to accent pattern

3 drums

3 gongs
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

drum parts), alerting the listener that a new cycle is about to start. These tremolos add

some interest to the otherwise static texture, further aided by the shifting accents.

Overall, the piece does not develop from the established texture, but rather sits

suspended in time, and likely could have extended on indefinitely (although, three

minutes here seems long enough, and Cowell was wise to not make it that much

longer). As a reviewer in 1973 remarked, the work shares many similarities to later

minimalist works of the 1970s by Reich, Riley and Glass: “Henry Cowell's percussion

[piece] Ostinato Pianissimo of 1934 sounded very up to date in its repetitiveness and

suggestion of sonorities moving in and out of phase…”262. This comparison is well-

placed, especially considering some of the non-Western influences of minimalism

(including the influence of African drumming on Reich, Asian influences on Glass and

Riley, etc.), and the way they are expressed in the music, mainly through references to

cyclic, non-linear musical structures.

His use of ostinati is primarily a reference to Asian musics, particularly gamelan

music, and is evocative of the timelessness (or, at least, perceived timelessness of

Eastern music by a Westerner) he and many other composers found appealing in those

musics. But Cowell was also involved in dance at this time, so it is not unreasonable to

assume that even a minimal amount of influence could have been exerted upon this

piece by modern dance. The Asian influence is stronger (more easily audible) in the

work then the dance is, but in fact, the dance is present as the work has danceability

(because of the presence of ostinati), even though it was not conceived as a dance

262"Wuorinen's 'Speculum Speculi' in Debut," The New York Times, February 23, 1973, quoted in
H. Wiley Hitchcock, “Henry Cowell's ‘Ostinato Pianissimo’” The Musical Quarterly 70 no. 1 (Winter, 1984),
23-44.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

work. This appears to me to be an instance of two different influences—dance and East

Asian music—that manifested themselves in the music in the same manner. Thus, the

ostinati point to two different sources, yet are musically indistinguishable from each

other in the piece.

Johanna Beyer’s IV

Johanna Magdelena Beyer had met Cowell while in New York City in the 30’s,

and was generally involved in the avant-garde music community of the time. She wrote

a total of six percussion ensemble works in the period from 1933 to 1939, including the

work IV, a piece for nine players that was published in NMOS #18. The work is notable

as the only indeterminate instrumentation piece in the collection. Rather, Beyer only

provides rhythm, dynamics, articulation and other musical directions. Each of the nine

parts is for a single instrument, allowing for a wide variety of possible instrumentations.

The ensemble is divided into two groups. Group A (Players 1 through 4) has the

main thematic-motivic material, while Group B (Players 5 through 9) play an ostinato

pattern throughout the entire piece. Group A’s material changes throughout the piece,

while Group B’s remains constant. The work is constructed out of six phrases of equal

length (8 measures a phrase), with four bars of crescendo and accelerando, followed by

four bars of diminuendo and ritenuto. The main ostinato is found in the parts of Players

5 and 9, consisting of eighth notes with an accent on the downbeat of each measure.

This is the simplest possible form of an ostinato, as it provides clear pulse and

emphasizes the meter without any rhythmic ornamentation. The ostinato continues

unchanged throughout the entire work, except for the fluctuations in tempo and

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

dynamics. Players 6, 7 and 8 establish their own patterns in groups of 2, 3 and 5 as

they are layered in, then out of the texture (figure 16). These layers of pulse challenge

the hegemony of the constant eighth notes by coloring and complicating the implied feel

and established meter of 7/8, only to fade out to the resumed constancy of the ostinato.

This sequence of simplicity-complexity-simplicity found in the rhythm is perhaps an

analogue to the pattern of consonance-dissonance-consonance found in standard-

practice tonal music.

Fig. 16: Johanna M. Beyer, IV, Group B, main phrase

Zooming out to a large picture of the entire piece, one can see the larger pattern

that emerges in Group B (figure 17). This repeated geometric pattern appealed to

Beyer, for as Harrison said, “she had the typical 20's and 30's attitude of geometry in

music, or schemes that were carried out and beautifully executed.”263 In fact, the direct

repetition of this eight-measure pattern forms its own higher level hyper-ostinato, a

repeated gesture, but only on a larger scale (and further heightened by the tempi and

dynamic changes). The ostinato concept is used as a formal organizing device for the

entire work, providing a structural regularity that exemplifies an organizing principal of

263Siwe, Thomas, "Lou Harrison at the University of Illinois with Tom Siwe," Percussive Notes 18 no. 2,
(Winter, 1980), 30.

171
Fig. 17: Johanna M. Beyer’s IV
Phrase 1 Phrase 2 Phrase 3 Phrase 4 Phrase 5 Phrase 6

1 5 10 15 20 25 30 35 40 45

accel rit accel rit accel rit accel rit accel rit accel allargando

perc 1 | | | | | | | | a a b o a a b o a a b o a a a a’ a’ a a a’ a’ b o a’ a’ b a’ a’ | || ||| o

perc 2 | | | | | | | | a a b c a a b o a a a c a a b o a a b a a b | || o

perc 3 | | | | | | | | || || || || a a b o a a a o

GROUP A
perc 4 | | | | | | | | || || || || ||| ||| ||| o a a a o

172
perc 5

perc 6 2 2 2 2 2 2

perc 7 3 3 3 3 3 3

perc 8 5 5 5 5 5 5

GROUP B
perc 9 o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o

ostinato, steady eighth notes coda ostinati

o o ostinato, downbeat gongs a a’ b c motivic material

ostinato, eighth notes in groups of x |, ||, ||| downbeat strikes, eighth note, 2 sixteenth, 3 sixteenth triplet
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

percussion ensemble music, that of block-like structures that are then filled in with

rhythmic details. Cage’s square root formula is the most well-known example of this, but

many percussion composers arrived at this organizing principle, since harmony was no

longer the overriding determinant of form.

The music for Group A, however, is less regular, and relies on Group B’s

constancy around which to structure motivic material. The bulk of the music for Group A

is built around three motives, which are presented in different configurations, and

sometimes slightly varied. But beginning in measure 36, each of the four parts develops

its own ostinato (based on previous material), and they entered in succession, a lá

Cowell’s Ostinato Pianissimo. These ostinati (played by players 1 and 2) change with

some slight variation,264 building to the final climax measure of the work. Group A

presents teleological music that heads towards an end (telos), while Group B presents a

cyclical, non-teleological music, repeating endlessly, and not influenced by the trajectory

of Group A. Beyer’s music juxtaposes these two modes, but without any mixture or

resolution of the conflict, suggesting a comfortable cohabitation that refuses to be

compromised on either side. This is an interesting course of action, especially

considering the integration of Asian musics into Western art music in the percussion

ensemble; here, there is no integration at all.

Yet, it is wrong to imply any Asian influence on this work, as IV is an abstract

work and doesn’t deal in exoticism (especially since the instrumentation is left open).

The one possible Eastern connection would be the “gong” in Player 9’s part, only insofar

264I considered placing IV in the category of “Use of morphing or quasi ostinati” for this final passage, as
the ostinati slowly change measure by measure; but as the entire work is structured around the ostinato
that remains constant in Group B, I decided that this was a stronger example of a work based around a
single ostinato.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

as it functions as a gong, much like in Ostinato Pianissimo. Rather, beyond her

invocation of geometrical patterns, Beyer’s use of an ostinato-based work points to

dance, even if in a very casual way. In fact, her music flirts with undanceability, as she

layers on different pulse patterns that obscure the meter, but IV ultimately sounds

clearly in 7/8 due to the constancy of Parts 5 and 9. Without these parts, the piece

would be quite different, and it is possible that she included them as a way for the

remaining parts to have a baked-in metronome to aid performance (especially if the

piece were to be performed without a conductor).

II. Works with momentary usage of ostinato

As composers became more practiced in writing works for the percussion

ensemble, the need to have a regular ostinato diminished. The constancy of the

ostinato became constrictive compositionally, and the desire for new musical forms

necessitated a variety of textures, especially as works became longer over time.

Percussionists became more technically proficient, and better chamber musicians, not

needing to rely as heavily on an ostinato to orient themselves in performance. Also, as

fewer players were required for a work, it became unwise to devote a single player’s

part to maintaining an ostinato when it could be doing something more interesting

instead. However, this did not mean that the ostinato disappeared altogether; rather, it

appears in moments of a work as a compositional choice. Unlike an instance where an

ostinato undergirds the entire structure of a work’s form, here the ostinato appears as

musical topic (to invoke a term from musical semiology): the momentary use of the

ostinato is a reference to modern dance. The work under investigation is by Lou

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Harrison’s 1939 quartet, Fifth Simfony, written during the peak of Harrison’s percussion

output.

Lou Harrison’s Fifth Simfony

Fifth Simfony is one of the longest works for percussion ensemble written during

the early period, lasting roughly fifteen minutes. It was premiered by the Cage

Percussion Players on the May 19, 1939 concert at Cornish College along with several

other new works. This quartet features a wide range of instruments, including drums,

gongs, bells, various shakers, sistrums, woodblocks, and a thundersheet,265 and in

many ways, the work is an exploration of the many new sounds that were available,

exploiting the timbal heterogeneity of the ensemble. The work is a movement away from

the ostinato-based compositions of Cowell and Beyer, and is seeking out new ways in

which to organize unpitched sound.

Key to understanding this work is Harrison’s concept of melodicles, and its later

development into rhythmicles. Melodicles, explains Heidi von Gunden, are “motivic

neume-like arrangements which could be diatonic, chromatic, transposed, inverted,

used in retrograde, or joined to form a mode.”266 Harrison composed several early

works (including several pieces for keyboard) using this method of pitch organization,

finding the technique flexible enough to create musical interest while retaining

265Heidi von Gunden says that the work “uses many non-traditional instruments, such as tortoise shells,
thundersheets, sistrums, flowerpots, and automobile brake drums;” yet, a score published by Warner
Brothers in 1999 does not have several of these instruments listed (no tortoise shells, flowerpots or
automobile brake drums). I imagine that the original work was adapted when it was published to only use
instruments one could easily find in a university or high school, but there is no mention of this in the
score. It would be helpful that a new, more accurate score be published, if this is indeed the case. (von
Gunden,The Music of Lou Harrison, 30-31.)
266 Ibid., 7.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 18: Harrison, Fifth Simfony, rhythmicles for movement I

compositional coherence. Rhythmicles are an extension of melodicles, short rhythmic

motives that can be manipulated in various ways. Rhythmicles can be subject to serial

processes, such as retrograde and inversion (possibly stemming from Harrison’s

knowledge of Schoenberg’s works), but in Harrison’s work, the rhythmicles remain

intact, and they are not broken down into further components.267 He then builds the

composition only from these rhythmic blocks. The challenge in this method is picking

interesting rhythmicles from which to compose a work, and as a result, the work can

end up sounding static. Fifth Simfony is strictly composed in this manner, without any

deviation from the process.

Fifth Simfony is a three-movement work, and each movement (or section of a

movement) makes use only of four measure-length rhythmicles, and no other musical

material (save for a measure of tremolo, or rest). Further, each section is divided in half,

with the first half using the rhythmicles in their prime form, and in the second half, the

retrograde form. In fact, for most of the sections (except for one), the entire second half

is a rhythmic retrograde of the first half; however, instrumentation and dynamics are

changed to provide musical interest. Movement II has a slight variation on this concept

(instead of a retrograde of the B section, there’s a reprise of the retrograde of A), but

otherwise, it holds for the entire work. This has interesting effects on the form of the

piece, as the form itself is not symmetrical due to changes that Harrison makes on the

267Cage’s use of gamuts is a similar concept, where he set a selected number of sounds (chords, notes,
etc.) for a work and only used those sounds to compose with.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 19: Lou Harrison, Fifth Simfony, movement I and II

Fine
I. Vigorous, 8/8
A (17 m.) B (10 m.) C (13 m.) D (7 m.) E (10 m.) F (7 m.)

1 5 10 15 20 25 30 35 40 45 50 55 60

F P F P F P F > P < F P cresc FF

I a a snare d a b b d d b bad sistrum a a

II d temple c d a a c c a adc maraca d

III c tom cym tom b b d d a a d dbb gong bell tom c

IV bass drum bass dr a c c b b cca bass dr gong BD

PRIME FORM RETROGRADE FORM

motive a motive c

motive b motive d

DC al Fine
Trio, 6/8
G (20 m.) H (26 m.) I (19 m.)

65 70 75 80 85 90 95 100 105 110 115 120 125

P F P F P

I gong f h g f f tom gong gong tom f f g h f

II gong sn g h h e e tom gong gong tom e e h h g temp

III gong h f f e e h tom gong gong tom h e e f f h

IV gong g e f g g g bass gong gong bass g g g f e g

PRIME FORM RETROGRADE FORM

motive e motive g

motive f motive h

II. Slow and dramatic


1
A (8 m.) B1 (9 m.) B2 (7 m.) C (8 m.) D (8 m.) E ( m.) B2 (7 m.) C (8 m.)

1 5 10 15 20 25 30 35 40 45 50 55 60

P F P

I bell tom j j l l l l l l j j tom cymbal k k l l l j j tom cym

II bell tom k l j k k k k j l k tom cymbal tom l k k k j l k tom cym

III bell tom l k k j j j j k k l tom cymbal cym tmpl blk j k k l tom cym

IV i i i i i i i i i i i i i i i i i i i i i i i bass drum BD i i i i i i i i i i i

PRIME FORM RETROGRADE FORM PRIME FORM RETROGRADE FORM

motive i motive k

motive j motive l

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 20: Harrison, Fifth Simfony, movement III


III. Brisk
A (8 m.) B (12 m.) C ( 8 m.) D (9m.) E (11 m.) F (9 m.) G (7 m.)

1 5 10 15 20 25 30 35 40 45 50 55 60

FF P cresc FF P cresc FF F

I n n n o q n sn WB tom WB tom n q o n n n

II o o q q n p cm q sistrum tom TB q bell p n q q o o

III p p p n o o tb n cym tom TB n tom o o q p p p

IV q o n pp q bd p gong tom gong p BD q p p n o q

PRIME FORM RETROGRADE FORM

motive n motive p

motive o motive q

Trio
H (8 m.) I (8 m.) J (7 m.) K (14 m.) L (11 m.) M (7 m.) N (9 m.)

65 70 75 80 85 90 95 100 105 110 115 120 125

P < MF > PP F dim P F P F dim

I maraca r r snare tom snare r r WB

II cym t t t gong cym gong t t t cym

III cym s s s cym TB cym s s s TB

IV gong u u gong BD gong gong u u bell

PRIME FORM RETROGRADE FORM

motive r motive t

motive s motive u

retrograde form. He deliberately obscures the retrograde mark when it occurs, placing it

in the middle of a section, or, in the case of the third movement, using a non-

retrogradable rhythm as the pivot point. Harrison


1
seems to have wanted to hide the fact

that he was using a prime-retrograde structure at all, at least on behalf of the listener, by

choosing rhythmicles that are generally similar in profile, especially when they are

played simultaneously (as they frequently are throughout the piece).

Yet, there are three types of musical structures that pop out of the otherwise

polyphonic texture: passages of unison, canon, and ostinato. The formal charts (fig. 19

and 20) highlight these three structures as they occur (unison as a vertical band,

ostinato as a horizontal band, and canon as a series of stripes offset vertically among

the parts), and viewing these shows the symmetrical structure of each movement,

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

alongside the generally non-symmetrical formal divisions of the movement (aided by

tutti dynamics in most sections of the piece).

The tracking of ostinati shows that Harrison is using them in very specific ways,

and to various ends. The opening of movement I presents a tutti ostinato, which is a

common way of opening a percussion ensemble piece in a direct manner. However,

instead of further extending the ostinato, measures 3 through 6 present each of the

rhythmicles in succession (b, a, d, c). In fact, despite Harrison’s direct repetition of each

figure, these aren’t true ostinati in that they don’t extend beyond the first two measures.

Perhaps, he’s toying with the listener’s expectations, since they will assume that the

ostinato will continue throughout the piece, but are instead presented with different

material. Harrison frequently does this, where he begins to build up a layered ostinato,

only to discontinue it, or interrupt it with other material. This happens again in movement

I, measure 18, where he begins layering each part (a technique that has been seen with

Cowell and Beyer); however, once all four parts are in, it appears that he abandons the

build up, and the moves to other material.

But on closer look at this moment (fig. 21), Harrison is actually attempting

something more sophisticated. As he discontinues the ostinato in each part, the

Fig. 21: Harrison, Fifth Simfony, movement I, m. 18 - 24

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

rhythmicle rotates to a new player in an attempt to maintain the ostinato. For me, this

technique doesn’t have the intended effect, since the timbre does not also move along

with the rhythmicle, and instead of hearing four ostinati that are shifting timbrally, one

instead hears four timbres playing different rhythms. The first four measures of this

example are heard as ostinati since they are introduced into the texture in succession,

and also because the instrumentation remains constant; but the next three measures do

not have the same effect. This could have been solved if each player used the same

instrument for each rhythmicle, or if a different dynamic scheme was implemented, but

as written, it sounds like kaleidoscopic eighth notes.

The most classic use of an ostinato is found in movement II (m. 33 - 40, fig. 22),

similar in shape to Beyer’s ostinato in IV, with parts being added, then removed, in

gradual fashion. This moment occurs exactly half way through the second movement,

Fig. 22: Harrison, Fifth Simfony, movement II, m. 33 - 40

and serves as the introduction to a new set of four rhythmicles. The bass drum entrance

in m. 33 occurs on a weak beat (the second eighth note); yet because nothing else is

happening, this sounds as if it is the downbeat. This is further reinforced by the music

directly preceding this section (m. 31 - 33). The rhythmicle found in m. 31 sounds very

similar to the rhythm the bass drum plays in m. 33, as both start with a dotted quarter.

Because m. 32 is empty except for a downbeat, and is the end of a phrase, the bass

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 23: Harrison, Fifth Simfony, mvmt II, m. 31 - 33

drum entrance in m. 33 will sound as if it is played on the downbeat (figure 23). This

then shifts the cymbal entrance in m. 34 as if it were a pickup; it isn’t until the tom tom

enters that the written downbeat is emphasized (and even then, the crescendo

deemphasizes the downbeat), and the ear is drawn to the bass drum as the lowest

sound. This is all to say that this passage is metrically unstable, which is counterintuitive

considering that percussion composers usually use an ostinato to emphasize the meter,

not work against it. The passage is the only use of ostinato in the second movement,

and yet, the meter is much clearer everywhere else throughout the movement. Harrison

has cleverly found a new use for an ostinato—to create metrical dissonance—while also

providing contrast within a movement that is largely composed without the use of

ostinati.

The third movement exemplifies how Harrison contrasts canon, ostinato, and

unison textures to create contrast and form. Because he is only composing with four

rhythmicles, he has made an attempt to vary the presentation of the material in as many

ways as possible. Harrison commonly will stagger entrances (a technique also used by

Cowell and Beyer), a technique used here in the canon at m. 9, as well as the ostinato

build up in m. 21. The canon is rhythmic, but not timbral, as he changes the instruments

each measure freely (each rhythmicle is not tied to an instrument or instrument-group);

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 24: Order of rhythmicle entrances

m. 9 - 12 o q p n

m. 21 - 24 q p n o

we hear this as a canon, mostly because the head motive (motive o) is clearly

discernible and each entrance is audible, despite the change in instrumentation. The

ostinato build up in m. 21 is similar in structure to the canon, but each part remains on

the same instrument, creating timbral conformity within each part. Harrison has kept the

order of rhythmicles intact in both places, but shifted them over one measure and

moved motive o to the end in the ostinato build up (fig. 24). Since motive o is non-

syncopated and the most clearly recognizable rhythmicle, Harrison’s decision to move it

to the final position in the ostinato build up results in a sense of arrival (also assisted by

the use of the woodblock, an extremely staccato instrument that cuts through the

texture of less articulate instruments). Each player ends the passage by playing a

tremolo, further creating tension, and ending in a unison release on beat 3 of m. 28.

Providing contrast to these two passages is the unison entrance in m. 29 of all

four parts playing piano on drums. This is a rare moment of timbral and rhythmic

homogeneity, and its placement after two build ups is a resolution of sorts. By making

this moment quiet, Harrison has thwarted the listener’s expectations, as similar unison

moments throughout Fifth Simfony are forte (for example, movement I, m. 28).

Measures 29 - 30 is a horizontal presentation the four rhythmicles, while m. 15 and 16

are a vertical presentation. Viewing the two passages in contrast shows that Harrison is

less concerned with the ostinato as a structuring device (like earlier percussion works),

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

but instead, as a result of ordering material in various configurations. In fact, in m. 15

and 16, after he presents all four rhythmicles simultaneously in ostinato, he then pulls

the passage apart, playing each rhythm by itself so the listener can hear the texture

pulled apart (mm. 17 - 20).

Fig. 25: Harrison, Fifth Simfony, movement III, m. 9 - 32

CANON OSTINATO

OSTINATO,
BUILD UP

UNISON

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Each of these moments on their own are not particularly interesting, but when

taken together as a whole (figure 25), one can see Harrison searching for new ways to

structure percussion music beyond the ostinato that dominated percussion music

coming out of dance. Harrison was extremely involved in dance during this period, and

this musical struggle between composition and the dictates of dance can be seen in

Fifth Simfony. The ostinato appears periodically throughout the work, but never for more

than eight measures at a time. Could he have dispensed with the ostinato altogether?

Likely not, as this is a feature of his percussion writing throughout his oeuvre of

percussion pieces: he strongly identifies percussion music with the ostinato.268

However, it appears that he was well aware of the limitations the ever-present ostinato,

thus, his careful placement of ostinato passages, and understanding of their intended

musical effects. In Fifth Simfony, ostinati either propel the work forward, as in the first

and third movements, or create moments of stasis, as in the second movement. This

dual function is determined by the material preceding and following the ostinato

passages, as well as the nature of the ostinato itself (dynamics, tempo, etc.). Ultimately,

his use of the ostinato is a compositional choice, rather than a compositional necessity,

that exemplifies the potential for compositional sophistication in further experiments.

268Two further examples of works with ostinato-based percussion parts include First Concerto for Flute
and Percussion, also from 1939, as well as movement from Rhymes with Silver, a work for string trio,
piano and percussion, a later work for dance from 1996. Both pieces have movement entirely constructed
out of a single ostinato; thus, Harrison never abandoned this idea, even as his work matured.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

III. Use of morphing or quasi-ostinati

As has been shown, the ostinato is a powerful device that came to be a defining

feature of the early percussion ensemble work. Once the West Coast composers began

to realize that they could imagine forms that extended beyond the confines of a form

dictated by a regular ostinato, they were free to discard the ostinato and explore other

musical structures. Yet, composers were still inclined to use ostinati, perhaps because

the general concept of danceability continued to remain persuasive. Further, the use of

the ostinato is part of the “sound” of the percussion ensemble, and it seems that

composers were interested in keeping this quality intact. One further reason that the

ostinato is a powerful device in percussion music is that it allowed composers to

introduce as-yet-unheard sounds into their scores by repeating them until they became

familiar and identifiable.

Yet, direct repetition of a musical figure ad nauseum became undesirable and

unsophisticated, so composers began to reconsider the possibilities of the ostinato

itself. They began to use ostinati that slowly morphed throughout the course of a work,

or write passages that sounded like they were ostinati, but upon closer examination,

were in fact not employing direct repetition. As will be seen, the use of morphing and

quasi-ostinati (both to be explained later) are the result of each composers’

compositional procedures. Two works will examine the final developmental step of the

ostinato in the early percussion ensemble repertoire: Henry Cowell’s Pulse, and John

Cage’s First Construction. Both works exemplify the height of the early percussion

ensemble works, existing as fully-realized concert works.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Henry Cowell’s Pulse

Written in 1939, Pulse is for six players269 and is dedicated to “John Cage and his

Percussion Group,” the first group to perform the work. This piece, along with Return,

written in the same year, were composed while Cowell was in San Quentin, and they

serve as a pair of companion pieces. Pulse received its premiere performance at the

second Mills College percussion concert on July 18, 1940 (along with works by Cage,

Roldán, Harrison, Russell, and Ardevol). The work features ten sets of three graduated

instruments (designated as high-medium-low), giving two sets to each player: Player 1

— Korean dragon’s mouths and rectangular woodblocks; Player 2—Chinese tom-toms

and different sized drums; Player 3—rice bowls and Japanese temple gongs (or bells);

Player 4—suspended cymbals and gongs; and Player 5—pipe lengths and brake

drums. This instrumentation is a mix of Asian, Western classical, and found objects that

are typical of works in this period.

Pulse is constructed out of five-bar phrases that generally group into large

groups of five (for a total of twenty-five measure sections, figure 26).270 The overall form

is A-B-A’-B’-C, with a brief transition before C (which also serves as a coda). Each

section of the piece is structured around a five-measure ostinato. Ostinato A is one-

measure rhythm that is repeated five times, but with a different pitch permutation in

each measure.

269There are actually five parts, but one assistant is required to help execute various passages for
various players.
270 Leta E. Miller notes that “[Pulse’s] form bears strong similarities to the micro-macrocosmic system
Cage would use in his own percussion pieces beginning later that same year,” a technique often referred
to as the square root formula. Miller, “Henry Cowell and John Cage,” 73.

186
Fig. 26: Henry Cowell, Pulse
SECTION A (5m x 5) SECTION B (5m x 5) SECTION A’ (5m x 4)
1 5 10 15 20 25 30 35 40 45 50 55 60 65 70

Percussion 1

dragons mouths woodblocks dragons mouths woodblocks dragons mouths wood blocks dragons mouths wood blocks dragons mouths

Percussion 2

chinese toms drums chinese toms drums chinese toms drums chinese toms drums chinese toms drums chinese toms drums chinese toms drums

Percussion 3

rice bowls

Percussion 3 o o o o o o o o o o o o o o o

(extra player) temple gongs

Percussion 4 o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o

gongs cymbals gongs cymbals gongs cymbals gongs cymbals gongs cymbals

Percussion 5 o o o o o o o o o o o o o o o o o o o o

187
pipe brake drums pipe brake drums pipe brake drums pipe

SECTION B’ (5m x 5) [GP] TRANSITION 5m CODA/SECTION C (5m. x 5) + 4m.

75 80 85 90 95 100 105 110 115 120 125 130

Percussion 1 ostinato A

wood block + dragon mouths ostinato B

Percussion 2 coda ostinato

chinese toms drums chinese toms drums chinese toms drums drums and chinese toms

Percussion 3 theme 1

rice bowls (rice bowls) temple gongs theme 2

Percussion 3 o o o o o o o o downbeat strike

(extra player) (temple gongs) temple gongs tremolo

Percussion 4 o o o o o o o o o o o o o o o

gongs cymbals gongs cymbals and gongs

Percussion 5
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943
Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

By varying the pitch order of each measure, Cowell has introduced a second layer into

an otherwise simple ostinato that could otherwise become monotonous. However,

looking at the pitch beyond the scope of each individual measure, one sees that this is

actually a repeated five-pitch cycle that is further embedded in the ostinato (figure 27).

Fig. 27: Henry Cowell, Pulse, Ostinato A

Also, by placing the accent on the third eighth note, he is shifting the feel of the ostinato

away from the typically-stressed downbeat found in much dance-inflected music. In this

five-bar ostinato, Cowell has included three layers: A. the repeated 7/8 rhythm; B. the

accent on the third eighth note of each measure; and C. the five-pitch cycle.

Rhythmically, this is a metrically-aligned ostinato, but due to the pitch cycle and accent

placement, the metrical alignment is deemphasized, thus obfuscating the clarity of the

ostinato for the listener.

Ostinato B is derived rhythmically from the first measure of Ostinato A, but varied

in a different manner (figure 28).

Fig. 28: Henry Cowell, Pulse, Ostinato B

[2 +2 + 3] [2 + 3 +2] [2 +2 + 3 ] [2 + 3 + 2] [ 3 + 2 + 2]

Rather than varying the pitch, he stays on one pitch for the entire ostinato phrase. In

order to create interest, then, he varies the rhythm by presenting different permutations

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

of the 2+2+3 subdivision within each measure. This, along with the same accent in each

measure on the third eighth note as in Ostinato A, creates a shifting texture similar in

affect to Ostinato A, but in a different manner, as there is no change in pitch.

Taken together, Ostinati A and B have an inverse relationship to each other when

comparing pitch and rhythmic content (figure 29). This helps to create contrast at a

Fig. 29: Henry Cowell, Pulse, Comparing Ostinatos A and B


Ostinato A Ostinato B

Pitch varied constant

Rhythm constant varied

structural level as the rest of the piece is composed on top of the ostinati. In the A and B

sections of the piece, there are always three layers of music: 1. the ostinato, 2. a strike

on the downbeat of each measure, and 3. melodic-thematic material. As the chart of the

form (below) shows, the ostinato is played by alternating groups of instruments in each

section (for example, in section A, shown in red in figure 30, alternating between the

pipes by Player 5, and the drums by Player 2). In section B, even though the ostinato is

only played by one player, it alternates groups of instruments for each five-bar phrase

(Chinese toms and drums). The gong (or gong-like) strike on the downbeat of each

measure highlights the meter, creating a constant pulse throughout the piece (and

hence, the title of the work). This part is always played on a metallic instrument—gongs,

cup gongs, brake drums and cymbals—and could be considered part of the ostinato,

but is more similar to the colotomic parts found in Ostinato Pianissimo (and there is also

an obvious similarity to Beyer’s earlier IV, as both are in 7/8, and the metric emphasis

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 30: Henry Cowell, Pulse, m.123-126, Section C

two-measure rhythmic cycle

occurs on the downbeat). This constant gong helps ground the work since the ostinati

are metrically ambiguous, and not audibly reliable enough to project the meter. Finally,

the thematic material is divided between two instrument groups in an antiphonal

manner, overtop the ostinato and gong.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Section C, which also serves as a coda, is a series of ostinati that are layered on

top of each other, creating a meta-ostinato. As each of the six parts enters into the

established texture at five-bar intervals, they remain stable in the given rhythm, and only

change through various pitch permutations. In this section, the three layers of material

found in the previous sections (ostinato/gong/melodic-thematic) are formally fused into a

single entity, so that the ostinato is now also the thematic material; the background is

now foreground. In section C, the phrasing switches to two-bar groups, while the

instrument entrances occur in five-bar intervals. Player 5’s part is clearly grouped in two-

bar rhythmic cycles (seen in red on the score below), and this dominates the texture

(along with support from Players 3 and 4); however, the pitch content changes from

cycle to cycle.271 Player 2’s part is grouped in three beat cycles, but as this part is

rhythmically independent from the remaining parts, it sounds more as filigree in the

overall texture. Same is true for the two parts in Player 1 (aided by the assistant): the

stream of eighth and sixteenth notes change pattern each measure, and don’t affect the

overall two-bar feel of the passage. In fact, Section C shares many characteristics of

Ostinato Pianissimo: several different-length cycles occurring simultaneously; the

layering of parts as they enter one at a time; and a range of rhythmic values spanning

from double-dotted half notes to sixteenth notes, a clear gamelan reference.

Yet, unlike in Ostinato Pianissimo, Cowell’s use of ostinati in Pulse is much more

abstract and sophisticated. The use of three different ostinati as unique structuring

devices for each section is a new concept in percussion music. Further, the three

ostinati are derived from each other. When looking at the first measure of each ostinato,

271In general, the pitches in Section C are non repeating for each part. Cowell is exploring various
permutations of each three-note instrument group, likely as a way of avoiding direction repetition.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 31: Henry Cowell, Pulse, first measure of Ostinato A, B, and C

there is a clear process of derivation: Ostinato B is rhythmically equal to Ostinato A, but

on only one pitch, and the composite of Ostinato C (from Player 5) is the retrograde of

both Ostinato A and B (figure 31). In this manner, ostinati are not merely contrasting

each other, but derived from the same initial musical material, providing compositional

coherence among the sections of the piece. The ostinati, once presented, remain intact

whenever they are used in the piece; they don’t, for example, slowly morph into each

other, or change in any other way. Yet, I believe that this is a significant development in

the use of ostinati in percussion pieces. Earlier pieces establish a single ostinato for a

piece (or multiple, yet unrelated, ostinati for different parts of the work). Not only is

Cowell using multiple ostinati that are motivically related, but they are employed in a

structural manner. Along with the change in ostinato comes a change in instrumentation,

notably, the featured introduction of rice bowls and temple gongs in the B sections,

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

creating a contrasting delicate texture to the more bombastic sound of the A sections,

using drums, woodblocks, gongs and metal.

Cowell’s ostinati in Pulse are complex, as they do not clearly project the meter,

but rather, obscure it by using various techniques including non-aligned pitch cycles,

accent patterns, and shifting metrical subdivisions. Whereas the main use of the

ostinato in dance music is to make the meter audible, Cowell has instead used the

ostinato to subvert the meter, resulting in a more interesting and less predictable

rhythmic-metric profile. A trace of the influence of modern dance is present, but Cowell

has moved beyond the strictures of dance music by burying this reference in deference

to higher compositional aims. Yet, he is still tied to the ostinato enough to keep it intact

(even if it is not audibly obvious). Ostinati are found in other percussion works of his,

including Return, written directly after Pulse, as well as the fragment “Train Finale” from

The Marriage of the Eiffel Tower. This association of percussion music with an ostinato

is very strong for Cowell, and it does not appear that he was able to conceive of a

percussion music that didn’t feature an ostinato on some level. This is echoes Strang’s

comments on percussion music ideally being both danceable and musical, and further

makes obvious the connection between percussion music and dance (as well as

Cowell’s interest in East Asian musics).

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

John Cage’s First Construction

First Construction, like many of Cage’s works, used a highly specific pre-

compositional process to generate the work, which is outlined in David Bernstein’s

analysis of the work.272 First Construction is a prime example of Cage’s use of what he

called the square-root form, wherein both macro- and micro-structures share the same

proportions (in the case of this work, 4:3:2:3:4).273 That means that there are a total of

sixteen 16-bar sections that are grouped in the proportion 4:3:2:3:4 (the first 4 serving

as exposition, and 3:2:3:4 serving as development in four sections); further, each 16-bar

section is also divided into measures in the same ratio. In the music, these micro-level

divisions are marked by timbre changes, either by player entrances and exits, or

changes in instrumentation.

When focusing on a note-by-note level, Cage no longer used the 4:3:2:3:4 ratio,

but instead developed a compositional process using sixteen rhythmic motives. In

summary, Cage composed four groups of rhythmic motives (in length anywhere from

one eighth note to six quarter notes),274 and controls how the motives can be deployed

by arranging them around circles and determining what movements are possible

between them (he could move clockwise, counterclockwise, but not across the circle)

(see figure 32). One important aspect of his process is that he allows a motive to be

repeated any number of times before moving to the next motive. As a result, Cage’s

272 See Bernstein, “Music I: to the late 1940s,” 71 - 74.


273In fact, Cage clearly outlines the form of the piece in his performance note in the score of First
Construction: “The rhythmic structure is 4-3-2-3-4 (16x16) with coda of 9 measures (2-3-4)—an exposition
(1-1-1-1) followed by development (3-2-3-4) and extension (2-3-4).” John Cage, performance notes to
First Construction (in Metal): percussion sextet with assistant (New York: C. F. Peters, 1962).
274Three of the motives have variations, grouped together by number of icti in the measure. Cage treats
these motive variations as one single motive in his plan. See Bernstein, “Music I: to the late 1940s,” 72.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 32: John Cage, First Construction, rhythmic motives and circular motivic movement
(as listed by David Bernstein)

1 5 9 13
3 A 4 7 B 8 11 C 12 15 D 16
2 6 10 14

compositional process has a built in function that generates ostinati, as he frequently

repeats motives before moving to the subsequent motive. Bernstein notes that from

time to time, Cage breaks his rules for musical reasons, but that in general, he follow his

guidelines, and it is possible to trace his process in the score. The process is strict, but

flexible enough to allow him expressive use of his materials. Contrasted with Harrison’s

use of rhythmicles, Cage’s motives are more dynamic, mostly because they are different

lengths, thus allowing more variation in the arrangement of motives. He also uses four

times as many motives, allowing much more variety overall, and unlike Harrison, is

willing to break his own rules if it results in better musical results. As a result, even

though both Cage and Harrison are composing with small motives, they manner in

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

which they combine them, and the nature of the motives themselves results in widely

different types of works.

In order to further understand how Cage is using motives to construct sections,

and specifically focus on how he uses ostinati, I shall focus on m. 17 - 48, which

corresponds to the middle two groups of sixteen bars in the opening exposition (m. 1 -

64). There are several examples of ostinati that behave in new ways than previous

composers had conceived, specifically as they slowly morph, or are passed around the

ensemble from player to player. For example, beginning in m. 17, player 4 (figure 33)

Fig. 33: John Cage, First Construction, m. 17, Player 4

5 7 5
5 7 7

has a three-beat ostinato that is actually constructed out of two separate motives (5 and

7 on Bernstein’s chart). This is a sophisticated use of his system: as there are no

motives in 3/4, he needed to construct one out of his materials by combining two cells.

Thus, this ostinato is essentially a compound structure, built out of an alternation

between two motives (even though it sounds as one motive that is repeated, not two). In

counterpoint with this is Player 5’s rhythm (figure 35), which begins in unison with

Player 4, then moves out of phase, realigns rhythmically but in hocket, moves out of

phase again, then realigns in unison. The beginning of Player 5’s part in m. 17 sounds

as if it will also be an ostinato, but instead plays against the expectation, creating

rhythmic dissonance.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

3
Fig. 34: Cage, First Construction, m. 21 - 28

2
3

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 35: John Cage, First Construction, m. 17, Player 4 and 5

5 5
7 7 5 7 5 7 5 7
17

unison out of phase out of phase unison


hocketing

6 7 6 8
5 8 5

The next chunk of the phrase, m. 21 - 28 (which represents the 3:2:3 portion of

the phrase, figure 34), shows how Cage is able to articulate the form using changing

ostinati in each new subsection, and the complex ways in which ostinati (and non-

ostinati) relate to each other. Measures 21 - 23 are a three bar phrase with ostinati in

Parts 2, 3 and 6. Parts 2 and 6 are related via inversion ([3, 2, 2, 2, 2] in Player 2, [2, 2,

2, 2, 3] in Player 6), which has the result of a rhythmic canon by one eighth note. Player

3 plays motive 4 (which serves as the main theme for the entire work), and then builds

an ostinato out of motive 3. Motive 4 is too long for be an effective ostinato, so instead

Cage repeats the final sub-motive, which is actually motive 3; motive 3 is imbedded

within motive 4. This is a sleek transition into an ostinato that in unexpected, which then

ends in unison with the other two parts on beat 4 of m. 23.

The change in texture in m. 24 and 25 is accompanied with an ostinato in Part 4

(off beat eighth notes), along with non-repeating rhythms in Part 5. The transition into m.

26 is an example of invertible counterpoint, along with the entrance of the remaining

players (except for Part 1), and measure 27 also uses invertible counterpoint between

players 2 and 3. These two moments are attempts to trade the ostinati between parts,

much in the way that Harrison attempted to do the same thing in Fifth Simfony. This

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

technique is more successful in First Construction than Fifth Simfony, partially because

Cage staggers the motive swaps, making it much easier to follow each line between

players, and also because the motives are short and closely related. The three ostinati

used in m. 26 are very similar, Player 3 a composite of Players’ 5 and 2 parts (figure

36).

Fig. 36: John Cage, First Construction, m. 26 ostinati

Another interesting passage is found in Player 6’s part, measures 26 to 28 (figure

37), where we find a complexly constructed passage that sounds like an ostinato, but is

in fact not one. Both the melodic contour and the similarities of the rhythmic motives

used in this passage create a sense of ostinato, without any actual repetition being

Fig. 37: Cage, First Construction, Player 6, m. 26 - 28

ACTUAL
2 4 1

IMPLIED

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

used. Cage uses three motives—2, 4 and 1—which share several rhythmic qualities.

Motives 1 and 2 are essentially embedded within motive 4 (although 2 is slightly

modified, ending with an eighth note instead of a quarter, but ). What makes this

passage sound ostinato-like is the placement of the high gong at regular intervals of

every three quarter notes, preceded and followed by the lower gong; he omits what

would have been the third high gong at the end of m. 27, but otherwise, the pattern

holds steady. The changes from the implied ostinato, then, are either omissions, or

syncopations, especially the dotted quarter in m. 27, which sounds like an early

syncopation against the entrance of the implied ostinato. Considering that this is only

one part among five (and played at ppp), the part functions as an ostinato, or what could

be called a quasi-ostinato.

A quasi-ostinato allows for minor variations which are more interesting to listen to

than direct repetitions, but maintains the structural function that an ostinato provides.

Other composers had attempted to find ways to vary their ostinati, such as Cowell in

Ostinato Pianissimo, where he changes the accent patterns of each section; however,

no one had yet gone to the point of moving actual notes around, which would, in theory,

dissolve the structure of the ostinato entirely. Cage understands the power of the

ostinato, yet is looking for more sophisticated structures, especially since the music

does not need to be as metrically clear as it would have had to have been for dancers (if

the piece had been used for dance). But since this is fully a concert work, Cage’s use of

minor variation piques the listeners’ interest while still providing metric orientation.

There are some moments in the work that don’t follow the precompositional

motivic plan, mostly passages of long tremolos played on thundersheets, water gongs,

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

Fig. 38: John Cage, First Construction, Player 1 (glockenspiel), m. 33-37


rhythmic
pitch change diminution
redistribution

a b c d e

and other sustained sounds. Also, the orchestra bells, at times, have unique rhythmic

material that is not included in the original plan of sixteen motives. One example that

behaves in a unique fashion is in Player 1 at m. 33 (figure 38). This is an example of a

morphing ostinato: the ostinato slow changes until it is no longer noticeable as the

original. In this example, the original three-beat cell (a) is presented, repeated once at

(b); then, the rhythm is repeated (c), but with a pitch change (C to D-flat). The next

iteration (d) has the original pitch content of (a), but the rhythms have been redistributed

within the three-beat cell as two dotted quarters. Finally, cell (e) is shortened with

another pitch change (B-flat to B-natural), which is itself turned into another ostinato of

quarter-note septuplets. So, in the space of three measures, the original ostinato cell

has morphed into a different repeated pattern.

Is this even still an ostinato? Rhythmically, the three-beat phrases in m. 33-35

could sound like a quasi-ostinato even though the pitch and rhythmic content changes

slightly, much like the previous example of the quasi-ostinato at measure 26 - 28.

However, the transformation into the quarter-note septuplets is unexpected, and really

seems like something else entirely. The septuplets are clearly not part of the first chunk

of the passage, thus it possible to argue that these are two separate, but related,

ostinati. Functionally, the septuplets emerge out of the tutti ensemble dynamic (which is

p to ppp) as the dominate voice in m. 36, so in order to make a convincing crescendo

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

from ppp to mf, the glockenspiel has to play a higher frequency of notes (it wouldn’t be

possible to crescendo with only one or two notes if the ostinato from (a) was continued).

Perhaps this is part of why Cage morphs this ostinato over two bars: as a way to

transition through to the crescendo. The septuplets are essentially a controlled tremolo

that create rhythmic dissonance against the established eighth-note rhythms of the

remaining parts. This passage is intriguing because it literally shows Cage establishing

a rhythmic groove-like pattern, and then moving into other rhythmic material; this

corresponds to his general movement away from ostinato-based writing as he considers

other modes of writing, a process which would slowly happen over several years as he

grew out of the early percussion works into more chance-based and Zen-tinged

composition. Yet at this point in First Construction, the ostinato still serves as a starting

point, providing a way to organize rhythms into a formal structure from which derivations

can be made, and Cage has not yet fully embraced a freer conception of rhythm, but is

flirting with what that could potentially become.

Zooming out even further, the transition from order to disorder that is shown in

this example can be mapped onto the larger structure of First Construction, as later

sections become dominated by noisy tremolos on thundersheets, cymbals, gongs and

string piano. Cage gradually abandons the use of his motivic arrays, and instead

employs a less rigorous manner of composition (although he is still maintaining the

overall structure of the 4:3:2:3:4) The final large section of the work (m. 193-252,

corresponding to the final part of the 4:3:2:3:4 schema, along with an added nine-

measure coda) almost entirely obliterates the rhythmic writing that typifies the opening

sections of the piece. Rhythmic figures are presented in various parts, but eventually

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

they succumb and are swallowed by the encroaching density of a metallic wash of

sound. The transition from rhythmic order to chaos is a defining characteristic of First

Construction, and essentially, the five-measure glockenspiel passage encapsulates the

entire form of the work: pattern established, changed, then abandoned.

Thus, one can see that Cage is moving away from the ostinato as primarily a

structural device, instead emphasizing its expressive musical properties. First

Construction has many instances of ostinati throughout, and while they often conform to

the micro-macro structure that he has constructed, the ostinati themselves in no way

dictate the form. The ostinati are a by-product of Cage’s compositional strategies in how

he deploys his motivic material; Harrison’s use of ostinati in Fifth Simfony are arrived at

in a similar fashion, as he looks for various configurations of his rhythmicles. This is

different, however, from a work like Cowell’s Pulse, where each section of the work is

delineated by a specific ostinato. Cage, I would argue, is less concerned about the

danceability of his score, instead being concerned with matters of composition and

exploration of percussive timbre. This is a somewhat ironic stance, as so much of

Cage’s output is associated strongly with modern dance, but then, of course, Cage

redefined the relationship between music and dance as independent from each other,

thus Strang’s definition of danceability was no longer applicable. It was many years

before Cage arrived at this revelation, and First Construction exists in a period before

his experiments in dance music with Cunningham. Nonetheless, it is possible to view a

brief moment like the glockenspiel passage above as a preview of what is to come as

Cage’s work eventually moves away from metrically-aligned and ostinato-based

rhythms.

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

***

The glockenspiel passage in First Construction also symbolizes the transition

that occurred in percussion music as it began in the dance studio and gradually

morphed and matured into a concert music practice. By tracking the use of the ostinato,

one can see how percussion music began as a functional, non-expressive medium that

became more complex as it became a medium for artistic expression. A first-level work,

like the drum accompaniment by Charles Weidman for his dance class, is a simplistic

pattern that repeats with no variation as long as it is needed for the dance exercise that

it is designed to accompany. Doris Humphrey’s Dance Rhythms then shows how

percussion music could be applied to dance performance as a second-level work,

relying on the inherent rhythms of the body in dance to generate musical material. In a

third-level work, like Gerald Strang’s Percussion Music, percussion music begins to

separate from the dance as the compositional side of the work becomes more

autonomous. Strang suggests that percussion music be both compositionally coherent,

while maintaining a relationship to the dancing body. Finally, fourth-level works,

including early concert pieces by Cage, Harrison, Cowell, and Beyer sever the direct

relationship to dance, but maintain an indirect connection via usage of the ostinato. In

all levels of works, the ostinato is found to be the primary device that connects

percussion music to dance by providing synchronized regularity. In some works, the

ostinato exists as a structural device around which the form is built, but as works

become more concertized, the ostinato remains, but is less structurally crucial, instead

appearing as one of many musical devices that the composer has at his or her disposal.

Several phases of fourth-level works demonstrate the gradual emancipation of the

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

ostinato, including works based entirely on one ostinato throughout the entire work;

works using ostinati only at certain points; or works using morphing or quasi-ostinati.

One factor that underlaid this development was the gradual realization that

percussion is a dynamic field that can absorb many different compositional practices

and influences. What began as an extension of dance studio accompaniment soon grew

into a field with more points of entry. As composers developed new systems of

composition, they found they could apply them to the percussion ensemble, which in

turn generated new conceptions of what percussion music could potentially be. Within

the period under examination, a comparison of works in the beginning, such as

Humphrey’s Dance Rhythms versus the end, such as Cage’s First Construction, shows

a marked difference in the scope of what percussion can achieve musically. It is

important to frame this entire discussion remembering that one of the most refined

percussion works was also the earliest, that being Ionsation, a work that all of the

composers would have been familiar with. This serves as a reminder that the West

Coast composers were not entirely responsible for the early percussion ensemble: they

had a model with which to work. However, as Varèse was coming from a European

tradition of composition, the American composers could not simply imitate his style, but

needed to develop a unique approach, one that fused ultramodernism (which is itself a

fusion of European and American ideas) with the artistic practices of the modern dance

community. The selection of works under investigation have provided glimpses of the

series of experiments and gradual maturation that was the early percussion ensemble. 


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Table 1: Stages of Development in the Dance-Music Continuum

Repertoire
Description
example

• music completely dependent on movement Charles


• quality of musical value is dependent on how well the music supports the Weidman,
dance dance
1
• only exists to support dance exercises in the studio (utilitarian-functional) accompaniment
• not created for performance
• music performed extemporaneously, rarely notated or recorded

• music mostly dependent on movement Doris


• quality of musical value is dependent on how well the music supports the Humphrey’s
dance Dance Rhythms
2
• used as accompaniment in dance performance
• music may or may not be notated, created alongside choreography in the
dance studio

• music adheres to pre-existing choreography, or is written to expressly provide Gerald Strang’s


accompaniment to dance Percussion
• choreography may dictate form, style, or other aspects of musical Music
composition, but the composition can stand on its own separately from the
dance
3 • composer claims authorship of musical component of larger work
• may be performed with (concert dance) or without (concert music)
choreography
• music exists as a fully realized score, although it can still contain
improvisatory or non-specific elements
• most commissioned dance works fit in this category

• music is completely independent from dance (there is no dance component), various works
yet is influenced by dance-music in form or content by Cage,
• music uses ostinato as a structural device Cowell, Beyer,
• music is created for concert music performance, although it can later be used and Harrison
4
for new choreography
• composer claims sole authorship of work
• influence of dance may or may not be deliberate on behalf of the composer,
but is clearly traceable in the musical score via the usage of ostinati

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

CONCLUSION

Cage, Cowell, and Harrison composed some of the major early works for

percussion ensemble as part of the West Coast group during the 1930s and early

1940s. They were also all queer men who’s sexuality influenced the music they wrote in

various ways. They developed a unique queer sensibility that resulted from the

circumstances of their biographies, influenced by historical, social, cultural, sexual, and

artistic factors. San Francisco was a central site for the percussion ensemble, one that

also became an intersection of East Asian cultures, along with a relatively open

tolerance for queer sexuality. Throughout their lives, Cage, Cowell, and Harrison

experienced their own queer sexualities in a variety of manners, especially as their

personal lives blurred into their professional and artistic lives. All three men were

involved with the modern dance community as musicians, composers, and dancers;

dance was a safe queer space, as well as an experimental laboratory that fostered new

work. Collaboration within the dance community, as well as among the composers

themselves, provided new models of artistic creation that often mirrored queer

relationships. Also, underlining queer music and dance was a general fascination with

and eroticization of the Orient, which had a strong influence on music and dance works,

intellectual thought, and overall aesthetics. Taken together, the influences of modern

dance, Asian culture, and collaboration helped form the queer sensibility of the West

Coast percussion ensemble that further permeated their works.

This queer sensibility can be found in the percussion music of Cage, Cowell, and

Harrison in a variety of manners. Any musical reference to modern dance and Asian

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

culture bears the traces of the queer social and sexual pathways that led to the

composers; similarly, collaborative methods reveal the queer power dynamics that

underlaid these queer networks. Such queer signifiers in music (and dance) were often

unnoticed by most audience members, and were taken at face value; yet, for queer and

queer-aware audiences, these signifiers had a double meaning that communicated

queerness. In order to locate the queerness in musical works, it is necessary to seek

out their tangible and concrete traces in musical works.

This is easiest to see in when one examines how the West Coast percussion

ensemble developed directly out of modern dance. After the initial ultramodern

percussion works by Varèse, Roldán, and Russell, percussion entered an incubatory

phase in the dance studio. Modern dance, as influenced by Mary Wigman, used

percussion as a way to develop musical accompaniment that allowed the dance to be

the primary motivating factor, as opposed to the traditional arrangement of music

leading the dance. Here, music largely followed the dance, with percussion providing a

simple rhythmic framework that didn’t overpower the dance, but enhanced and

articulated it. This was achieved through the use of the ostinato, a musical device that

formed the basis of many musical accompaniments in the dance studio. Gradually, as

percussion works for dance became more complex, composers began to treat the

percussion ensemble to various compositional procedures that became increasingly

sophisticated; yet, the ostinato remained imbedded in percussion works, even as the

percussion ensemble gradually separated from modern dance into a concert genre.

Early concert masterpieces, such as Double Music and First Construction, retained

fragments of the ostinato, which were often buried in a texture, or simply implied. These

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bits of ostinati in percussion works are a musical trace of the modern dance world that

fostered the percussion ensemble in its earliest days.

It is also these bits of ostinati that resonate with queerness. The ostinato itself is

not a queer device, but considering that the ostinato was employed in service of dance,

a realm which has been established as a queer space, it then takes on queer

associations when understood in a queer context. This is in no way to be understood as

a direct relationship, but rather an oblique one; the West Coast composers were not

intentionally composing queer works, and likely would not have considered their music

to have any queer associations. But when one is able to pull back and view the

composers’ biographies, combined with the cultural conditions that their works existed

in, and further combined with an understanding of how sexuality moved through their

surroundings and into their works, one can begin to understand how queer sexuality

was injected into the percussion ensemble. Dance is the most direct and

comprehensible queer influence on the percussion ensemble; similar examinations into

the tangible influences of Asian culture and collaboration would each require a different

path of inquiry into how these areas imprinted themselves on the percussion ensemble.

I do not wish to overstate my case: I do not find that queer sexuality is the major

influencer in the West Coast percussion ensemble; and in no way was that the goal of

my essay. Rather, queerness, in tandem with other categories, shades the repertoire of

the West Coast percussion ensemble in a multitude of subtle ways, discernible only

once one chooses to focus in on them. Take, for example, the common presence of the

gong in the West Coast repertoire, which was discussed in relation to Asian influences.

There are several reasons why a composer would choose to use a gong at any

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Cage, Cowell, Harrison, and Queer Influences on the Percussion Ensemble, 1932 - 1943

moment, including as a reference to gamelan; to accent a particular moment; because it

was available, and hence, usable; or because, frankly, the composer likes the sound.

Did the composer use the gong because of its queer associations? No, he did not; nor

was he aware of the gong as a queer reference, despite the various queer pathways

that brought the composer in contact with the gong. Yes, it is possible that the composer

came into contact with that gong in non-queer ways; but any path can have several

meanings, one of which may be queer. The gong is both a gong, and a queer signifier.

There was a time when queer musicology was fighting for recognition of queer

lives; at one point in time, no one discussed, for example, the queerness of Tchaikovsky,

Schubert, or Britten. Luckily, those days have largely past, and any remotely-informed

person will not only acknowledge these men as gay, but working their queerness into an

understanding of their biographies, and in return, their music. This is not a controversial

position to take, and fight for mere recognition is over. Choosing, however, how much

credence to give a musical analysis that accepts sexuality as a motivating factor within

the musical score is a more specious posture for some, and understandably so: musical

analysis is concerned with printed notes and sonic phenomena, whereas sexuality

involves the body, identity, and culture. Music and sexuality can approach each other,

but between them exists a parallax gap.275 Mediating music and sexuality requires that

music be understood in broad terms, as it is easier to map sexuality onto larger musical

developments; yet, because musical analysis is specific, it is more much challenging to

prove direct relationships. It is only possible to suggest relationships, backed up with

275“Parallax gap” is defined by Žižek as “the confrontation of two closely linked perspectives between
which no neutral common ground is possible.” Slavoj Žižek, The Parallax Gap (Cambridge: MIT Press,
2006), 4.

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specific evidence found in the score, along with attendant environmental factors. Yet to

deny that culture has no effect on music at all is equally ignorant, as all music exists

within a specific culture; and because sexuality is influenced by and is part of culture,

one must accept that sexuality can inflect the music that any individual produces, along

with the cultural context within which that music is created.

At the very least, the West Coast percussion ensemble was created largely by

queer men, and as such, deserves, first, broad queer recognition; and second, a

consideration as to what its queer roots might be. What has now become a somewhat

ubiquitous genre in professional and academic musical settings, the percussion

ensemble was at one point a fringe project involving queer men, women, dancers, and

artists. Sexuality aside, the individuals who fostered the percussion ensemble were

outsiders, wholly devoted to artistic expressions that celebrated their outsider status. In

this sense, percussion was a queer enterprise, not only because of its experimental

nature, but because it, as an entity, avoids any clear cut definition: any object can be

treated in a percussive manner, including other musical instruments,276 and the body

itself.277 Percussion is only limited by the imagination of the creator (composer or

276See Guero (1969) by Helmut Lachenmann for piano solo; Etudes Boreales (1978) for percussionist
playing piano by Cage; and Ko-Tha (1967) by Giacinto Scelsi are three examples of works for non-
percussion instruments treated in percussive manners.
277 See ?Corporel (1985) by Vinko Globokar

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performer), and any attempt to define or limit its scope (to “heteronormalize” it),278 will

be met with a desire to further expand what percussion is capable of, just as “queer” is a

constantly changing category that will always exist in relation to “heteronormativity.” The

field of percussion is well suited to queer critique; acknowledging a queer percussion

history is only one possible project within this field.

As a final statement about the relationship between art and sexuality, Michael

Bronski suggests how we can consider the ways in which they are related:

Our culture makes strong distinctions between politics and culture: how we live our lives
vs. what we enjoy. This has occurred partly because we have allowed sexuality to be
compartmentalized and privatized. We have denied the fact that our most fundamental
experience of pleasure is essentially sexual in nature. The pleasure of a concert, a
painting, a play, a movie, all relate in some way to our sexuality. Things we feel, see,
hear, and touch enter our consciousness through the physical sense but they become
part of our lives and beings through what they mean to us. Our experience of the material
world in all of its forms and manifestations is profoundly sensual.279

Considering the West Coast percussion ensemble as a “sensual” enterprise further

places Cage, Cowell, and Harrison’s compositions within a queer framework that

celebrates their lives as queer composers that engaged not only the ears, but the body,

eyes, and minds of those they encountered.

278There have been many projects that attempt to standardize percussion set ups as a way to ease
logistics, including the recent 12-person percussion ensemble, Ensemble XII, that frequently works with a
largely fixed set of instruments, and the fixed multiple percussion set ups of percussion Samuel Z.
Solomon. While the idea of limiting instrumentation is appealing to the performer, this is antithetical to the
essence of what percussion is, and could potentially be; percussion as a category is constantly
expanding, and will continue to do so. The same idea exists for manuals that seek to standardize
percussion notation, including Contemporary Percussion by Reginald Smith Brindle, and How to Write for
Percussion by Samuel Z. Solomon. While these handbooks are invaluable aids to any performer or
composer of percussion music, the attempt to create a rigid notational framework for percussion is
unnecessary, and has unintended consequences as it squelches creativity by presenting a falsely
comprehensive system.
279 Bronski, Culture Clash, 213.

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