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Article history: Plastic production and consumption around the world have seen a rapid increase since the end of World
Received 13 December 2018 War II, with an expected peak in the next 20 years. Agriculture is among the causes of this due to its
Received in revised form intensive farming practices and the use of various plastic materials. This produces both advantages (e.g.
20 December 2019
yield increase, early harvest, reduced use of chemicals) and disadvantages. The disadvantages are
Accepted 21 December 2019
particularly related to a plastic waste management problem, from which the contamination of terrestrial,
Available online 2 January 2020
marine and air environments with severe consequences on food security and human health also derive.
^ as de
Handling editor: Cecilia Maria Villas Bo With the 2018 European Strategy for Plastics in a Circular Economy, the European Commission (EC)
Almeida identifies a set of actions to reduce plastic pollution in the decades ahead. For the actual implementation
of this strategic vision, however, innovative investment and appropriate policy tools need to be identi-
Keywords: fied. This paper attempts to understand the acceptability of some ad-hoc policy tools among farmers by
Circular economy investigating their attitudes towards the application of subsidies, tax-credits and pay-back (this latter
Extended producer responsibility under an Extended Producer Responsibility (EPR) scheme) to abate agricultural plastic pollution with the
European strategy on plastic
aim of making this sector cleaner and more oriented to the implementation of the sustainability prin-
Farmers' attitudes
ciples. While referring to the territory of the province of Foggia in southern Italy as a case study, we
Multinomial logistic regression model
New plastics economy analyse the preferences expressed by 1,783 farmers by using a multinomial logistic regression. Key re-
Subsidy sults suggest that large agricultural farms would favour the adoption of tax-credits. In contrast, small
Tax-credit farms would consider more favourable the introduction of a pay-back tool to incentivize their contri-
bution to plastic pollution abatement. The significance of the obtained results is twofold. First, farm size
is a key element towards a differentiation of policy tools to adopt for plastic waste management in
agriculture. Second, the differentiation of the above policy tools according to the farm dimension would
lead to a cost-effectiveness management of agricultural plastic waste.
© 2020 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.jclepro.2019.119844
0959-6526/© 2020 Elsevier Ltd. All rights reserved.
2 P. Pazienza, C. De Lucia / Journal of Cleaner Production 253 (2020) 119844
still fails to capture the socio-economic and environmental benefits the authors point out that energy recovery processes deriving from
of a circular approach. recycling activities of agricultural plastic waste can have a great
The reorganisation and the improvement of the functioning of potential in the near future in the EU as well as at an international
the value chain in the plastic sector is now generally claimed. It can level. Similarly, other than recycling activities, bioplastic produc-
occur through innovative investment in the direction of the circular tion from agriculture residues is also subject to farmers and mar-
economy concept and an enforced cooperation among all key sec- ket's attention. For example, Mostafa et al. (2018) report an efficient
toral players (producers, retailers, consumers and recyclers). Payne method to produce cellulose acetate bioplastics which can have
et al. (2019) recognise the relevance of a circular approach to plastic wide application in the medical and food sector. In particular, the
waste reduction by emphasising various end-of-life alternatives authors employ a cellulose acetate obtained from flax fibers and
already available with the use of bioplastics. Iles and Martin (2013) cotton linters, which, through an adequate acetylation process can
emphasise the contribution of industries through adequate green be transformed into bioplastic so that it can be proved comparable,
business models which incorporate the dynamic capabilities of in terms of its resistance, with traditional polyethylene and poly-
various societal agents to look ahead and efficiently and effectively prolylene products. Picuno et al. (2020) also add a relevant
develop bioplastics to markets. Russo et al. (2019) highlight the contribution to the international debate by arguing that, through
importance of social acceptance of new bioplastic products to advanced recycling technologies such as decontamination pro-
replace plastic polluting ones. The authors underline that the public cesses and re-processing of agrochemical plastic package waste,
is often ill-informed or not informed at all about the availability and hazardous materials can possibly be removed from plastic waste in
marketability of these new products. Therefore, relevant actions are agriculture and the obtained recycled material can be re-used as
still needed from governments as well as markets to spread tunnel or greenhouse covers.
knowledge from producers to final consumers and convert the At EU level, for the best implementation of the European
economy to new and sustainable ways of production and strategy (and, particularly, to reduce the production of plastic waste
consumption. from single-use items and over-packing while promoting pack-
Of course, to these ends, the role of legislation is central and aging reuse) the Joint Research Centres (JRCs) network of the EC is
cannot be left out of consideration, since the organisation of an carrying out a research based on behavioural sciences to identify
appropriate legal framework (composed of innovative norms at the fundamentals for an EU legislative initiative on the use of
national and local levels) can speed up the capacity to implement plastics. The possibility of introducing fiscal measures and organ-
adequate actions. ising, at national level, schemes of Extended Producer Re-
In December 2015, the European Commission (EC) adopted its sponsibility (EPR) to reduce plastic littering and boost recycling is
‘Action Plan for a circular economy’, which recognises plastics also being explored (COM (2008)28). Filho et al. (2019) refer to EPR
among the main priorities to be tackled. Building upon this, the schemes as an ad-hoc policy instrument that can significantly help
preparation of a strategy for challenging plastics in their whole life- Europe to reach an efficient waste management to minimise the
cycle and value-chain became the main commitment at the EU impact of plastic waste. These schemes consider a producer's re-
level. sponsibility extended to the final phase of consumption activities
In January 2018, the EC approved the Communication including recycling, take-back and final disposal of waste material
COM(2018)28 containing ‘The European strategy for plastics in a (OECD, 2014). Currently, only 8 countries in the EU adopt the EPR
circular economy’, which aims at preserving the environment and for plastic waste management in the agricultural sector (Filho et al.,
citizens from plastic pollution. It indicates how businesses can 2019). Apart from this, however, the literature is still examining
reorganise the supply chain of various products from design to other methods, such as those related to the definition of new
production, use and recycling. Under this strategy, adopted by the standards for the biodegradation of plastic films, although specific
European Parliament with the Resolution of 13th September 2018, soil and eco-system requirements are still needed to achieve full
all plastic packaging in the EU will be recyclable by 2030, single-use compostability (Brodhagen et al., 2017). Specifically, the work by
plastics will be reduced and the use of micro-plastics restricted.2 Brodhagen et al. (2017) although considers laboratory tests to test
Within this argumentation framework, although agriculture is current international standards of biodegradable material such as
not a major producer of plastic waste, it is still recognised as a the ASTM D6400 (ASTM International, 2012), it also recognises that
sector capable of giving a significant contribution to reduce plastic laboratory tests do not take into account in-situ events such as the
leakages in the environment on the consideration that e as will be weathering of mulch or other types of soils and their associated
said later e current intensive and semi-intensive agriculture biotic characteristics. Therefore, Brodhagen et al. (2017) recognise
extensively recur to a wide variety of plastic materials. As can be the great limitation of using command and control policy tools to
observed in Figure A3, the highest percentage of plastic waste in reduce plastic waste in agriculture, given that ‘periodic revision’ is
Europe is generated by the packaging industry (59%) while only a needed ‘as scientific knowledge expands’. Updated standards should
minor contribution comes from agriculture (5%). Nonetheless, the incorporate new knowledge on rates of accumulation and environ-
agricultural sector seems to be moving towards green solutions to mental repercussions of plastic residues in food production systems.
tackle the plastic waste problem. Recycling activities are currently Crucial to these revisions will be reliable data collected periodically on
under investigation as a contribution from the agricultural sector to the extent to which agricultural soils are mulched […] on a global
plastic waste reduction. With regard to this, Briassoulis et al. (2012) scale.’ (Brodhagen et al., 2017, pp.83). The above inefficiencies
provide two considerations. On the one hand, they argue that arising from command and control mechanisms in the manage-
chemical material and other dirty particles mainly contained in ment of plastic waste reduction or, in general environmental
mulching films can obstruct recycling activities. On the other hand, pollution, find support by classical microeconomic insights (see for
example Perman et al., 2011; Harris and Roach, 2018).
Other policy ideas more oriented to the implementation of
market-based tools (i.e. taxes, subsidies and fees, and EPR schemes)
2
By pursuing these aims, the strategy also helps with the implementation of the are also under consideration particularly in northern European
EC strategy for an energy-efficient and low-carbon European economy and con-
tributes to reaching the Sustainable Development Goals fixed in the 2030 Sus-
countries such as Finland, Norway and Sweden (Hennlock et al.,
tainable Development Agenda of the United Nations and the Paris agreement on 2014). The empirical evidence already in place in these countries
climate change both set in 2015. shows that the use of economic tools have promoted the recycling
P. Pazienza, C. De Lucia / Journal of Cleaner Production 253 (2020) 119844 3
initiatives of plastic waste in a more useful way and increased the protection and shading, soil mulching, solarization films, films for
rate of successful results. Furthermore, De Corato and Cancellera silage, plastic reservoir and irrigation systems, nets for harvesting
(2019) argue that the use of economic incentives mixed with the and post-harvesting operations, containers for packaging like sacks,
adoption of advanced technology in the production processes can boxes, pesticides bottles, pots, string and ropes, etc. (Vox et al.,
help the reduction of plastic waste in agriculture and the creation of 2010; Scarascia et al., 2012; Picuno, 2014).
spill-over effects on the entire supply chain. A number of scientific and technical reports highlight how a
Given the drawbacks highlighted in Brodhagen et al. (2017) more efficient use of farm-land, yield increase, early harvest,
mentioned above and the lack of a harmonised system of policy reduced use of chemicals (i.e. pesticides and herbicides), higher
tools for plastic waste management in the whole EU, our analysis quality of products, more effective and efficient land irrigation and
focuses on an approach more oriented towards the analysis by water conservation are among the main benefits deriving from the
Hennlock et al. (2014). The present work proposes an investigation use of plastic materials in agriculture (De Montenegro et al., 2013;
framework aimed at answering the following research questions: Patel and Tandel, 2017; Ma et al., 2018).
a) is there an adequate economic policy tool to manage efficiently Steinmetz et al. (2016), for example, discuss the benefits of
and effectively plastic waste in agriculture? b) what is the degree of plastic mulching in agriculture and argue that these can be
acceptability of these policy tools among farmers? c) what are the particularly referred to an increase of the yield, of the quality of
socio-economic implications to favour one economic policy strat- products and of the efficiency in water use and consumption. The
egy instead of another? authors also recognise that the use of plastic mulching is harmful
Our work originally contributes to respond to the questions for soil degradation. In addition, they observe that the bio-chemical
above by developing some reflections aimed at the identification of process of this material is not fully understood, and this may cause
which economic tools adequately help the organisation of a plastic economic disadvantages for the market such as revenues distortion
economy in agriculture. To the best of our knowledge, no prior and plastic waste disposal inefficiencies particularly in the long-
quantitative investigations have been conducted to examine run.
farmers' attitudes towards some specific tools capable to incen- Additional benefits from the use of plastics in agriculture are
tivize farmers' commitment to collect and correctly dispose of observed in the context of a safer commercialisation of agro-food
plastic wastes from their activities. Therefore, our investigation, products, which implies transport and packaging operations
justified by the insights of Hennlock et al. (2014), focuses on (Scarascia et al., 2012). Notwithstanding these benefits, the use of
farmers’ attitudes towards the acceptability of some ad-hoc eco- plastic materials in agriculture poses a serious problem for plastic
nomic instruments (i.e. the introduction of a pay-back mechanism waste management which e if left out of appropriate consider-
in an EPR scheme and subsidies, these latter also considered in the ations and actions e entails the contamination of air and terrestrial
form of tax-credit), through which the encouragement of the environments from which, in turn, plastics marine pollution
adoption of virtuous behaviours from farmers and the abatement of heavily depends on.3 In other words, terrestrial plastic pollution
agricultural plastic pollution can be realised. This is done in relation particularly represents a problem of contamination in aquatic
to the study area represented by the largest agricultural plain in the systems too. Gionfra (2018) argues that 80% of plastics found in
South of Italy, namely the provincial district of Foggia, where we marine environments derives from activities of production, con-
have carried out a survey analysis while considering a sample of sumption and disposal of plastics on land.
local farmers. More specifically, we have inferred on their prefer- Agriculture generates plastic waste all year round, although the
ences to capture their attitudes for the above-mentioned policy collection of specific types of plastics strictly depends on the sea-
tools. sonality of the crops. For example, mulching films are generally
The paper has the following structure. Section two illustrates collected from May to September at the end of the seasonal crops
the recent literature on the advantages and disadvantages of agri- cycle. Greenhouse covering films are collected in August and
cultural plastic waste and focuses on the economic instruments September, when new installations replace the old ones (Scarascia
through which a management based on the circular economy can et al., 2012). Moreover, it must be considered that agricultural
be encouraged and affirmed. Section three reports on the empirical plastic materials are almost always contaminated by various im-
analysis with a description of the case study and the empirical purities (e.g. soil and agrochemical particles) as a result of their use
model. Section four illustrates the obtained results and presents a during the cultivation phase.
discussion supported by the current scientific debate. Lastly, sec- Astner et al. (2019) point out the absence of appropriate models
tion five concludes the work. of management for micro- and nano-plastics in agriculture. The
lack of studies is due to adverse natural phenomena which make
2. Agricultural plastics: pros, cons and some economic tools the disposal of plastic waste difficult, particularly when the soil
for their management weathering process takes place. This process, in fact, aggravates the
dispersal of micro-plastic in agricultural soils and prevents the
Plastic materials were first introduced in agricultural practices formation of chemical developments to keep plastics cross-linked.
between the late 1940's and the very early 1950's when farmers in Apart from this specific aspect, three disposal methods such as
the U.S.A. and Japan started to use cellophane first and Poly-vinyl landfill, physical recycling and pyrolysis are of concern for re-
chloride (PVC) later for greenhouse covering (Scarascia et al., searchers of plastic waste from agriculture. Several countries still
2012). Since then, the use of plastics for agricultural purposes has find landfill an economically viable option to dispose of plastic
increasingly expanded over time due to the significant increase of waste (Zhao et al., 2007). Physical recycling is also used to separate
protected agriculture. At the level of the EU-28, the amount of
plastics consumed in the agricultural sector is estimated at about
1,74 million metric tons (3.4%). Italy contributes 14% to the EU 3
It is worth noting that, compared to other economic sectors, the Italian “agri-
plastic converter demand and ranks second among the EU coun- culture, forestry and fishing” sector shows the widest negative balance between the
tries (PlasticsEurope, 2018). external costs it generates (estimated as equal to 10,970 Mln. V) and the benefit
represented by the amount of money paid for compensation through environ-
As shown in the table below (Table 1), the use of plastic in mental taxes (750 Ml V). In other words, the latter does not pay off e except for a
agriculture refers to a wide range of materials and applications such very minimal quota e the external costs generated by the activities practised within
as plastic films used for tunnels and greenhouses, nets for crop the sector (Malocchi, 2017).
4 P. Pazienza, C. De Lucia / Journal of Cleaner Production 253 (2020) 119844
Table 1
Main plastics use and application in agriculture.
and reuse plastic material (Aznar et al., 2006; Zhao et al., 2018) and waste products with the aim of addressing them to recycling. This
pyrolysis options are nowadays widely investigated to obtain policy approach was introduced by the EU Waste Framework
feedstock and other liquid fuels (Al-Salem et al., 2017). Despite Directive, which sets the principles for its implementation (COM
these plastic waste disposal methods, impurities are still present in (2015) 595). In theory, EPR is an individual obligation, but in
soils and these may cause soil fertility or yield productivity to practice producers very often exert it collectively through PROs, as
worsen. already mentioned.
That said, the urgency of dealing with the problem of plastic The EC also highlights the variety of both EPR and PROs schemes
waste in agriculture emerges along with the need to identify used in the EU member States and recognises that there is not one
appropriate ways of managing it. Selenghe (2018) argues that end- single model emerging as the best performer and/or the most cost-
of-life options are partially considered by current economic sys- effective (European Commission, 2014).
tems although these are limited to mechanical and chemical In relation to subsidies, as already said, these are fiscal measures
recycling processes, composting, energy recovery and landfill that we examine from a double viewpoint. First, we consider a tout
disposal. court form of subsidy meant as a tool which is put into practice
All this opens a window on the need to reflect on which type of through a monetary allowance granted by a public authority. Sec-
policy tools can help to pursue an agricultural plastic waste man- ond, we refer to a tax-credit mechanism that is the possibility of
agement within a circular economy framework. In this work, we reducing the amount a farmer owes each year to the state authority.
particularly focus on the following two economic tools: a simple These two instruments are very similar as they are used to incen-
pay-back mechanism considered within an ERP scheme and a fiscal tivize behaviour addressed to achieve results of public interest and
measure represented by the introduction of a subsidy. As will be exert the same impact on the state budget. Nevertheless, they are
said later, this work considers the latter in a twofold aspect. On the different not only in their labelling, but particularly because their
one hand, it refers to the use of a subsidy tout court. On the other operational functioning is diverse, as referred to by traditional
hand, it refers to the adoption of a tax-credit tool. micro-economic literature. Tetenberg and Lewis (2018) highlight
The EPR is one of the policy mechanisms emphasised by the EU how the use of traditional economic instruments of fiscal policy (i.e.
waste framework Directive (Directive, 2008/98/EC) to achieve the taxes and subsidies) can be implemented at different stages of the
objective of reducing waste production and management perfor- supply chain to reduce pollution. This approach finds its theoretical
mance. Over the years, the implementation of this policy strategy in root in a pioneering work by Pigou (1920), who argued that a public
the EU covers a variety of products such as batteries, end-of-life authority can remove the gap between the benefit arising from a
vehicles, packaging, oils, graphic paper and waste electrical and production process and the social cost of pollution it generates by
electronic equipment (WEEE) (European Commission, 2014). imposing appropriate taxes. This ‘pigouvian’ tax modifies the
Several scholars argue that this policy has been a major contribu- market mechanism and induce the reduction of the polluting ac-
tion to shift waste management towards recycling attitudes tivity at the social optimum level, that is the point where the
allowing the reduction of waste from end-of-life products (Fischer, market outcome internalises certain levels of externalities.
2011; Rentizelas et al., 2018). Furthermore, in several European Based on the above considerations, the present study proposes
countries, producers are required to create a non-profit producer an analysis framework where farmers are considered as recipients
responsibility organization (PRO) to organize and manage waste of some forms of economic incentives which induce them to as-
collection and recycling (Lifset and Lindhqvist, 2008; European sume more responsible behaviours in their plastic waste manage-
Commission, 2014). Main works concerning with EPR have deep- ment. According to our view, this should be considered as a sine qua
ened the understanding of this policy mechanism for the man- non condition to operatively implement the principles of a circular
agement of specific waste such as end-of-life vehicles (Gerrard and economy in the agricultural activity. Therefore, our work analyses
Kandlikar, 2007; Santini et al., 2011; Xiang and Ming, 2011), WEEE farmers’ attitudes to opt for one of the above-mentioned policy
(Wang et al., 2017; Bahers and Kim, 2018) packaging (Pires et al., tools (i.e. pay-back under an EPR system, tax-credit reclaim and
2015; Rubio et al., 2019), and tyres (Milanez and Bührs, 2009; subsidy) with the aim of contributing to the development of an
Banguera et al., 2018). As for plastic waste in the agricultural sector, operational scheme to achieve the abatement of agricultural plastic
only eight countries in Europe have implemented national regu- pollution and make the agricultural sector more sustainable.
lations on EPR schemes to meet the requirements of a circular
economy (APE Europe, www.plastiques-agricoles.com). 3. Material and methods
But how do the economics of EPR work in practice? At the base
of the EPR, there is the concept that producers assume the financial This section illustrates the case study built for our investigation.
and/or organisational responsibility for collecting or taking back After providing a geo-location or the territory of the Foggia
P. Pazienza, C. De Lucia / Journal of Cleaner Production 253 (2020) 119844 5
4
The stochastic analysis conducted in this work is based on the
Geowebstarter database - Institute G. Tagliacarne http://www.geowebstarter.
tagliacarne.it/.
use of a multinomial logistic regression model. In his pioneering
5
The interested reader can contact the corresponding author for a full version of work, McFadden (1974) introduced the multinomial logistic
the questionnaire. regression to model unordered continuous or categorical
6 P. Pazienza, C. De Lucia / Journal of Cleaner Production 253 (2020) 119844
plastic pollution problem would not seem to be statistically sig- and timely management of the survey and the achievement of a
nificant in affecting farmers’ attitude towards any of the policy high-response rate from farmers. This limitation may negatively
options proposed. affect the quality of information gathered in terms of, for example,
To the best of our knowledge no work is available which can lack of knowledge on crop type and other socio-demographic in-
help us to develop a comparative discussion of our findings. formation as well as other types of farmers’ attitudes towards
However, a discussion aimed at the identification of an adequate different policy tools. Secondly, the work did not consider an in-
policy tool in agriculture is essential for the effective imple- depth analysis of EPR schemes. While this was beyond the scope
mentation of the European Strategy for Plastics in a Circular of the paper, our investigation aimed at building a pilot project to
Economy. This is particularly true if we consider the existence of assess potential farmer attitude to implement traditional economic
various uncertainties due to the lack of harmonisation of policy instruments to the new EU policy approach of plastic pollution
options across EU member states. These uncertainties may slow abatement. The above limitations, however, can be seen in a posi-
down the rate at which developments of the EU Strategy can tive perspective to inspire future research such as, for example, that
progress. In our view, given the current early stage of the EU orientated towards a comparative analysis of the various existing
strategy implementation, a useful approach to reduce these un- mechanisms of EPR in relation to the specific needs of the agri-
certainties would be to deepen the understanding of the relation- cultural sector.
ship between the policy options available and farms’ features. In
this respect, this study provides a relevant contribution in that it Funding
sets the seeds for reflections based on farmer behaviour on various
policy scenarios for plastic waste management in the agricultural This research did not receive any specific grant from funding
sector and attempts to contribute to a further debate on advances of agencies in the public, commercial, or not-for-profit sectors.
current EU regulation on plastics. Further empirical investigations
could contribute to analyse the substitution effects across policy Declaration of competing interest
options, the dynamics of farmer behaviour and the exploration of
the different EPR schemes. The authors declare that they have no known competing
financial interests or personal relationships that could have
6.1. Contribution appeared to influence the work reported in this paper.
Table A3 Table A5
Descriptive statistics: Environmental awareness variables. N ¼ 1,783. Multinomial logistic regression estimates. N ¼ 1,783.
Explanatory variable Freq % Cumulative ‘Policy strategy to reduce plastic waste in Coef. Std. Err.
agriculture’
Awareness of bioplastic
Not at all aware 79 4.43 4.43 Subsidies
Slightly aware 259 14.53 18.96 Ha
Somewhat aware 508 28.49 47.45 16e30 38.71 2378.90
Moderately aware 381 21.37 68.82 31e50 38.06 2764.53
Extremely aware 556 31.18 100.00 51e100 23.56 7555.58
Awareness of biodegradability >100 35.54 10607.2
Not at all aware 82 4.60 4.60 Employment
Slightly aware 326 18.28 22.88 6e10 22.18 991.69
Somewhat aware 467 26.19 49.07 11e15 1.78 2890.67
Moderately aware 474 26.58 75.66 16e20 15.38 6784.88
Extremely aware 434 24.34 100.00 >20 13.87 8477.56
Awareness of compostability Cons 20.59 991.69
Not at all aware 90 5.05 5.05
Slightly aware 298 16.71 21.76 Tax-credits
Somewhat aware 581 32.59 54.35 Ha
Moderately aware 488 27.37 81.72 16e30 1.64 *** .19
Extremely aware 326 18.28 100.00 31e50 1.68*** .37
Awareness of RES 51e100 16.08 1861.24
Not at all aware 56 3.14 3.14 >100 4.12 5164.26
Slightly aware 208 11.67 14.81 Employment
Somewhat aware 272 15.26 30.06 6e10 -.74* .42
Moderately aware 722 40.49 70.56 11e15 .81** .40
Extremely aware 525 29.44 100.00 16e20 16.08 2245.60
Do you agree that plastic pollutes? >20 17.38 2848.78
Agree 1,626 91.19 91.19 cons 15.90 .44
Disagree 157 8.81 100.00 Pay-back (EPR) (base category)
Fig. A1. Global and EU plastic production 1950e2017 (in mln. metric tons).
Source: statista.com.
Fig. A2. Global plastic waste by disposal method 1980e2015 (in % - estimated).
Source: Adapted from Geyer et al. (2017).
De Lucia, C., Pazienza, P., 2019. Market-based tools for a plastic waste reduction
policy in agriculture: a case study in the south of Italy. J. Environ. Manag. 250
https://doi.org/10.1016/j.jenvman.2019.109468 (in press).
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