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Metaphors for Abstract Concepts: Visual Art and Quantum

Mechanics

Author
Stone, Lynden

Published
2014

Journal Title
Studio Research

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METAPHORS FOR ABSTRACT CONCEPTS:
VISUAL ART AND QUANTUM MECHANICS
Lynden Stone

INTRODUCTION Aristotle’s idea of ‘correspondence’), is that the


The metaphor is an essential instrument of metaphor is based on the objective existence
conceptual engagement between visual art of material things that correspond to fixed and
and viewer. Metaphors are critical to aid new precise terms and meanings in language. Under
understanding. Karol Berger, Professor of Fine this view, a metaphor is incapable of expressing
Arts at Stanford University, asserts, “If we want a concept that has no physical equivalence.
to interpret things, metaphors and metonymies The other, the ‘intellectualist model’ (that has
are all we have got” (Berger 2000, 223). Unlike been further developed into an ‘experiential
a simile or analogy (where a thing is compared model’, which I will discuss below), accepts
as being like or similar to something else), a that the metaphor can create new relationships
successful metaphor requires greater intellectual and understandings without the need for an
rigour by the creator and the interpreter. The immediate literal equivalent. As such, this second
metaphor makes no simple comparison; it view supports the authority of the metaphor to
asserts that something stands in place of, or is, incite new knowledge (both in the creator and the
something else. A metaphor, as Aristotle said, viewer) concerning intangible concepts.
gives something a name that belongs to something Explicitly missing from both models is a
14 else (Berger 2000, 219 n10, 11, and 12). However,
Aristotle warned that metaphors “must be fitting,
psychological explanation of how metaphors
work to create new meaning and understanding.
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

which means they must fairly correspond with the Communications theorist Thomas Frentz (2011)
thing, and yet not obviously so related” (Berger observes this lack of explanation and proposes
2000, 219). If this is correct, can metaphors a psychological model of the metaphor that is,
help us understand intangible, abstract concepts while controversial, particularly attractive for the
that have no correspondence to our physical artist engaged in making art concerning quantum
world? Can a thing from our physical world mechanics. Frentz suggests that quantum
metaphorically stand in place of such a concept? mechanical processes in the brain may be involved
The history of visual art shows innumerable in both the creation and understanding of
examples of artists using metaphor to link the metaphors.
physical world to intangible concepts.1 However,
if a metaphor “must fairly correspond with the THE METAPHOR: FUNDAMENTAL TO DEFINING
CONVENTIONAL REALITY
thing”, then the use of the metaphor in these
circumstances will not effectively assist the Metaphor theorists George Lakoff and Mark
viewer in interpreting concepts beyond the Johnson (1980, 3) argue that metaphors are
physical world we ordinarily experience. I use central to our conceptual system of how we
metaphors to suggest the intangible concepts of perceive, think, and act; as such, metaphors are
quantum mechanics. For me, and other artists fundamental to defining reality. They support
using metaphors to suggest abstract concepts, the their claims though demonstrating how language
authority and success of these metaphors depends carries metaphorical concepts, linking a thing to a
on being able to demonstrate that metaphors can whole structure of another (for example, argument
create new knowledge and understanding. as war, time as money, or time as a moving entity).
The theoretical discourse on the authority and They use a language-based approach to prove their
limits of the metaphor for expressing intangible, claims since, they argue, language is a system of
abstract concepts identifies two contrary views. communication based on the same conceptual
One view, the ‘empiricist model’ (that aligns with system used for thinking and acting. Visual artists,
however, mostly use metaphors through imagery present an alternative to and a facility for doubting
(although text can be present in the image itself, in ‘conventional reality’.
the title, and in supporting didactical statements). According to Lakoff and Johnson (1980, 3), our
Even though I am interested in the image-based ordinary conceptual system arises from what we
metaphor, the discourse on language-based perceive, how we get around in the world, and how
metaphors, as will be referred to in this paper, is we relate to other people. This in turn, they say,
still relevant, since I posit that both language provides a central role in defining everyday reality.
and visual imagery are sources of and feed into Those authors identify metaphors as ‘conventional’,
thinking and cognition, which is the ultimate seat where they associate something to another
of metaphorical interpretation.2 within the structure of our ordinary conceptual
Since 2009, I have been making mixed media system. The imperceptible aspects of the quantum
artworks that are based on concepts of quantum world, such as superposition, entanglement and
mechanics. Quantum mechanics demands multiple universes are thus outside our ordinary
a re-evaluation of the commonly accepted conceptual system. Therefore, a ‘conventional
understanding of ‘conventional reality’ as a reality metaphor’ will be of limited use to me in making
that is knowable, mind-independent, and objective work about the intangible, abstract features of
(d’Espagnet 2011, 1712–13), a definition I adopt quantum mechanics and to other artists dealing
for the purpose of this paper. Quantum mechanics with imperceptible ideas that are outside everyday,
describes not only the basic components of conventional reality. In order for metaphors
matter but also the superposed immaterial or to perform their function in artworks dealing
pre-material states of possibility (‘superposition’) with such abstract concepts, they must be able
in which those components exist prior to material to associate something to ideas that go beyond
form. Quantum theory suggests the possibility conventional reality. Metaphors’ ability to do this
that human observation, or consciousness, might
be the agent for collapse of quantum superposition
has been the subject of intense philosophical debate.
15
into singular material reality (Heisenberg [1958] THE EMPIRICIST VIEW

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1962, 54–55), or the alternate proposition that all Johnson and Glenn Erickson (1980, 289–99)
possibilities manifest into multiple, branching succinctly and clearly define the ambit of the
universes (the ‘many worlds’ theory) (Everett discourse on the authority and limitation of
1957). Quantum mechanics also describes a metaphor in terms of the empiricist versus the
relationship of entanglement where distantly intellectualist view. Empiricism holds that the
separated parts demonstrate instant connectivity only knowledge we can have is gained solely
that cannot be explained by local causes. The through our experience of the physical world
intangible and non-material nature of quantum (Godfrey-Smith 2003, 8). Johnson and Erickson
superposition and quantum entanglement has (1980, 290) say that for empiricists, “Objects, it is
no equivalence to the physical world. In this claimed, have a determinative structure and stand
sense, they are not able to be visualised in terms in determinative relation to one another prior
of the physical universe we experience. Quantum to the subject’s attempt to speak truly of them.”
mechanics thus demands a re-evaluation of Therefore, to have any ability to convey meaning, a
conventional reality (Bohr 1935, 697; Heisenberg metaphor must have strict literal correspondence
[1958] 1962, 54–55; Deutsch 1997, 327; Barad 2007, to objects and the relations between objects. Thus,
24; d’Espagnet 2011, 1712–13), because it suggests in the empiricist view, a metaphor is grounded on
an unknowable, metaphysical world that might the objective existence of physical objects.
be more subjective and mind-dependent that we Prior to measuring a quantum system, however,
understand (Rosenblum and Kutter 2002; Wigner we cannot know anything for certain about the
[1961] 1983, 168; Hameroff and Penrose 1996, system or the state of its individual components.
453–80; Goswami 2001; Wheeler 1983; Stapp The objective reality of any particles does not
1999; 2001; 2006a; 2006b; von Neumann [1936] exist. We can only know something specific about
1955; Walker 2000; Radin 2006). My artworks a quantum system after measurement. As physicist
Werner Heisenberg (1958) said, the idea of an tiles are designed to interlock and move around in
objectively existing quantum realm, a frame as a large puzzle-tile work.
I filmed my eighty-six-year-old father
has thus evaporated in a curious way, not interacting with the work and moving the tiles
into the fog of some new, obscure, or not around, rearranging my alternate histories of
yet understood reality concept, but into his life. I used two cameras, running at the same
the transparent clarity of a mathematics time, recording images from either side of his
that represents no longer the behavior of interaction with the work. In editing the video, I
the elementary particles but rather our split the screen and ran both films together (figure
knowledge of this behavior. (99–100) 2). On the left side image, however, I again split
and mirrored the vision from a centre point. My
Our knowledge of the system replaces any father and his body parts move in and out from
concept of an objective reality. the centre of the mirrored image, disappearing
If a metaphor requires the objective existence and reappearing like movement through a central
of physical objects, then it is wholly unsuited to portal, possibly accessing multiple alternative
the expression of aspects of quantum mechanics, universes. This metaphor of the portal, through
such as superposition, multiple universes, and which to access other worlds, has been exploited
quantum entanglement, as well as other abstract in science fiction but is generally not supported
concepts that have no correspondence to objective, by the many-worlds theory. However, in 1997,
material reality. Accordingly, my installation, German physicist Rainer Plaga speculated
My father’s girlfriends, parallel alternatives that parallel worlds are weakly linked, thereby
(2012–13, figures 1–3), which I will describe below, permitting communication between branches
is incapable of suggesting the multiple universes of the multiverse. He proposed “a procedure for
16 that make up the many-worlds theory of quantum
mechanics. The metaphoric success of the work
‘interworld’ exchange of information and energy”
(Plaga 1997).
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

depends on challenging the empiricist view of the The final installation comprises the video
metaphor that is based on an objective singular projected in large format (figure 1) and the tiles,
and knowable reality. The ‘many-worlds’ theory partially stacked in the frame with some also
does challenge this view of conventional reality lying on the floor (figure 3). If the metaphor
by proposing many possible alternatives that is limited in scope to invoking concepts with
are continually branching out and expanding literal equivalence in our physical world, then
in number at each point that an observation or the interlocking ‘alternate view’ images on
measurement is made.3 the separate tiles, the split Rorschach-like
In My father’s girlfriends, parallel alternatives, screen mimicking a portal, and my father’s
I take my father’s relationships with various decision-making in manoeuvring the tiles in the
women as the starting point for a series of ‘what video cannot metaphorically suggest multiple
if ’ scenarios. For instance, what if my father had possibilities and alternate versions of my father’s
stayed with my mother; what would they look like life that exist in different universes, since these
as a couple later in life? After my parents split up, concepts have no empirical basis. In this sense,
what if my father had stayed with Henrietta, who the work fails in its metaphorical and cognitive
was partial to smoking marijuana; what might content. Thus, through these techniques, I have
their wedding day look like? What if my father failed to enable the viewer to doubt conventional
had stayed with Nora, a fat girlfriend who had reality and entertain the possibility of multiple
severe alopecia and consequently no body hair? universes. However, I do not accept the limitations
What if my father had stayed with Frances, the of the empiricist view of the metaphor. I believe
woman whom he did marry briefly, who seemed metaphors can be used to express imperceptible,
to me, through my fourteen-year-old eyes, to be abstract concepts to create new knowledge and
sex-crazed. All these alternatives, and more, are understanding in the viewer.
painted on twenty-centimetre square tiles. These
Figure 1 My father’s girlfriends, parallel alternatives 2012–13, acrylic and oil on board, digital video (9:11 min),
dimensions variable

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Figure 2 My father’s girlfriends, parallel alternatives (detail) 2012–13, video still


Figure 3 My father’s girlfriends, parallel alternatives (detail) 2012–13

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VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

THE INTELLECTUALIST VIEW recalls Thomas Kuhn’s (1996, 130) radical idea
The alternative, intellectualist position that that strikes at the objectivity of material things
Johnson and Erickson outline (1980, 291) is that and the relationship of thought to matter (that is,
the metaphor has a direct role in the possibility when paradigms of thinking change, it is possible
of conveying new knowledge. This is based on the that the physical world changes too). It also evokes
view that objects are determined relative to and a Jungian notion of a collective unconscious that
fashioned by the activity of the subject. However, I will discuss later as a way of explaining the
this is not a purely solipsistic view and there is psychological process behind the creation and
a more fundamental concept behind this. In the interpretation of a metaphor. Critically, for the
intellectualist view, “objects are relative not to intellectualist, metaphors have a creative capacity
particular subjects, who can thus be in error, but in “bringing together what was not yet associated”
rather to generalized subjective viewpoints, which or, of “inducing alterations within a conceptual
are the intersubjective ground of objectivity”. system or even a shift to a new system” (Johnson
According to this view, there are no objects that and Erickson 1980, 292, original emphasis).
are independent of group conceptualisation. The intellectualist account of the metaphor (as
In the intellectualist view, conceptual systems opposed to the empiricist account) gives authority
have the capacity to change because of the infinite to artists’ endeavours to convey new concepts,
ways the subject may conceptualise experience. including quantum reality. The intellectualist
In this event, metaphors are indispensable and view does not require a metaphor to be linked
are capable of replacing the dominant conceptual to the objective existence of material things.
paradigm with new or altered concepts. This Accordingly, metaphors can suggest realities
idea of group formations of dominant conceptual outside conventional reality. Quantum theory
paradigms that are nevertheless subject to change itself challenges the notion of an objective reality
beyond observation and measurement. Therefore, Wheeler’s view of a “participatory universe” that
if viewed through the intellectualist authority of emphasises the role of the observer in creating
the metaphor, the separate tiles of My father’s observed phenomena. “The dependence of what
girlfriends, painted with alternate versions of is observed upon the choice of experimental
my father’s possible history and rearranged by arrangement”, he says, “conflicts with the view
his agency, are the different versions of his life that the universe exists ‘out there’ independent of
that branch into many, alternate worlds at every all acts of observation” (Wheeler 1983, 184). No
decision he makes. The split screen showing the phenomenon is a phenomenon until observed,
two, simultaneous camera angles and the further and in this sense it is a “participatory universe”
Rorschach-like splitting of the left-side of the (Wheeler 1978, 41).
screen metaphorically suggest alternate, parallel The idea of the participatory universe and the
realities not only of my father’s past but also as a assertion of the role of the observer in quantum
continuing occurrence with every choice my father collapse and, possibly, in creating material reality,
makes in moving the tiles. is what I seek to metaphorically evoke in many of
my artworks. For instance, in The superposition
THE EXPERIENTIALIST MODEL of Neville’s brain, also known as Wigner’s
Johnson and Erickson and others4 have extended friend (2010–13, figures 4 and 5), the metaphor
the intellectualist model of the metaphor ‘observation equates to matter’ is evoked through
into the ‘experientialist’ model. This model Neville’s looking into the microscope and the
gives the artist an even stronger foundation viewer’s observation through the peephole. The
than the intellectualist account for a justified viewer, in peeping through the hole, has the
use of metaphor when representing abstract, unnerving experience of feeling linked to the
imperceptible concepts. Johnson and Erickson workings of Neville’s brain through the system
propose that metaphors work because of the
way humans use the objective world to construct
relayed metaphorically via the structure of the
painted image and actual wires. This unexpected
19
meaning. In line with a phenomenal approach, experience conveyed by the metaphor facilitates

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Johnson and Erickson (1980, 294) propose that creation of new knowledge in the mind of the
the subject (say, the viewer) is viewed as a “pre- viewer. It acts as a challenge to the viewer’s
objective being” who is in the process of gaining notion of conventional reality where we do
a more objective understanding of themselves not ordinarily have a role to play in collapsing
and the world. Within a conceptual system, “some quantum superposition or sharing the conscious
beings are more fully objectified than others”. occurrences of others.
Through a dynamic relationship between the
subject and object (say, the thing or image MEDITATIONS ON KLEIN BOTTLES
viewed), the pre-objective being continues to The dynamic association between subject, object,
construct meaning and understanding. This pre- and the pre-objective being through which the
objectification level is also pre-conceptual, where subject constructs meaning in the experientialist
ideas are yet to solidify into firm concepts. It is at model of the metaphor is redolent of the mutually
this point that the metaphor can be used to solicit, enfolded, participatory relationship that quantum
support, anticipate, and bear conceptual meaning theory suggests between us as observers and
in the ongoing, dynamic process of determining objects. I have used the Klein bottle6 as a metaphor
both objects and the subject herself or himself.5 for the creative relationship between subject and
Johnson and Erickson’s assertion of the subject object in my series of paintings Meditations on
(in the process of defining oneself and becoming Klein bottles (2013, figures 6–9), The dynamic
more objective and determinate) as being the relationship between observation and creation
“pre-objective being” has some resonance with # 1 (Space Invaders) (2013, figure 10) and The
the quantum theory that proposes a fundamental dynamic relationship between observation and
interrelationship between observation, creation # 2 (QIX) (2013, figure 11). A metaphor of
consciousness, and material result. In particular, this kind was suggested by Steven Rosen (2008),
it bears analogy to physicist John Archibald
writer, philosopher, and Emeritus Professor of The metaphorical use of the Klein bottle in
Psychology at City University New York. all these works brings together two ideas (the
Rosen adopted communication theorist Paul Klein bottle and the interdependent relationship
Ryan’s graphic linear schemata for the Klein bottle between subject and object in quantum theory)
(Ryan in Rosen 2008) (figure 12). This scheme that were not yet associated (in the visual form
suggests that the Klein bottle in three-dimensional presented by me) and may result in “inducing
space contains three parts: the uncontained alterations within a conceptual system or even
area of the neck of the torus when it emerges, a shift to a new system” (Johnson and Erickson
cylindrical fashion, to double back on itself 1980, 292, original emphasis). Arguably, the
(analogous, Rosen says, to us as the subject or simple visual perception of these paintings
observer); the contained area surrounded by the may not have this effect. However, Johnson and
torus (analogous to the object observed); and the Erickson argue that metaphors are helpful at the
internal area inside the torus (analogous to space). pre-conceptual level to assist the pre-objective
In three dimensions, the Klein bottle pierces itself being to solicit and discern conceptual meaning.
to demonstrate its continuous, non-orientational When these paintings are exhibited, I supplement
surface. Rosen says that by being represented in them with the following didactic statement,
three-dimensional space, the Klein bottle is mis- which aims to help the viewer comprehend the
described. Rather, it is a creature of four spatial metaphor:
dimensions where it is both open and closed and
continuously one-sided without the need for self- As suggested by Steven Rosen,the Klein
penetration. bottle is a useful tool in re-considering
I understand the three-dimensional Klein our subjective relationship with quantum
bottle to be self-referential; at once describing (and macroscopic) phenomena. In three
20 the continual creative dynamic and interplay
of subject, object, and space similar to our own
dimensions, the Klein bottle pierces itself
to demonstrate its continuous, non-
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

possible creative role as participants in the orientational surface. But represented in


dynamic relationship between observation and three-dimensional space, the Klein bottle is
creation of matter at the quantum (and possibly mis-described. Rather, it is a creature of four
macroscopic) level. Like the inhabitants in spatial dimensions where it is both open and
Edwin Abbott’s novel Flatland ([1884] 2006) closed and continuously one-sided without
who can only comprehend two dimensions, the need for self-penetration. I understand
the Klein bottle’s world of four dimensions the four-dimensional Klein bottle to be
is incomprehensible to me. I am apparently self-referential, at once, describing the
stuck in three physical dimensions, reduced to continual creative dynamic and interplay
metaphorical devices. of subject, object and space similar to our
My Meditations on Klein bottles series is own creative role as participants in the
a careful, sustained look at the Klein bottle’s dynamic relationship between observation
materiality in three dimensions and, ultimately, an and creation of matter at the quantum (and
act of material creation through this observation. possibly macroscopic) level.
The deliberate obfuscation of boundary between
bottle and background forces the viewer, if The intellectualist and experientialist accounts
desired, to complete, in their own mind, the of the metaphor are subject to the empiricists’
objective delineation between space and physical criticism that metaphors fail if they do not
object. In The dynamic relationship between correspond to the way things are (Johnson and
observation and creation # 1 (Space Invaders) and Erickson 1980, 293). The objects we experience,
The dynamic relationship between observation such as glass bottles, have defined edges
and creation # 2 (QIX), the object of the Klein and we do not seem to have a creative role in
bottle itself is described only in terms of how light manifesting them or any other physical objects;
(photons) is refracted through it. therefore, arguably, the Klein bottle metaphor
does not represent the way things are. The
Figure 4 The superposition of Neville’s brain, also known as Wigner’s Friend 2010–13, oil on canvas and board, electrical wires, 21
metal box (11 x 20 x 16cm), media player, digital video (8:35 min); installed dimensions approx 89 x 120 x 16cm

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Figure 5 The superposition of Neville’s brain, also known as Wigner’s Friend (detail) 2010–13
Figure 6 Klein bottle meditation – pencil #1 (red) Figure 7 Klein bottle meditation – pencil #2 (yellow)
(from the Meditations on Klein bottles series) 2013, (from the Meditations on Klein bottles series) 2013,
oil on board, 30 x 30cm oil on board, 30 x 30cm

22
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

Figure 8 Klein bottle meditation – mirror #1 (yellow) Figure 9 Klein bottle meditation – mirror #2 (pink)
(from the Meditations on Klein bottles series) 2013, (from the Meditations on Klein bottles series) 2013,
oil on board, 30 x 30cm oil on board, 30 x 30cm
Figure 10 The dynamic relationship between observation Figure 11 The dynamic relationship between observation and
and creation # 1 (space invaders) 2013, oil on canvas, creation # 2 (QIX) 2013, oil on canvas, 96 x 120cm
150 x 110cm
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Figure 12 Parts of the Klein bottle, from theorist Paul Ryan’s graphic linear schemata for the Klein bottle © Paul Ryan Estate
Figure 13 Dribblejuice 2010–12, oil on board, inkjet print Figure 14 Dribblejuice 2010–12, installation view
on cotton, viewing mirror, LED sensor light, chair, dimensions
variable

24 empiricists and the intellectualists (together father and the split, alternate views of the video
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

with the experientialists) disagree because of a projection in My father’s girlfriends, a parallel


philosophical divide concerning objectivity and alternative suggest the multitude of possibilities
subjectivity. This philosophical divide, however, is that are manifesting into different universes
precisely what the artist who engages in making according to the decisions made by him. The self-
work about concepts of quantum mechanics piercing, non-orientational surface of the Klein
attempts to address. Such an artist seeks to shake bottle represents the subject/object interplay of
the empiricist foundation of the belief in objective, material creation suggested by quantum theory.
knowable, mind-independent reality.
Both the intellectualist approach and Johnson A PSYCHOLOGICAL MODEL: THOMAS FRENTZ
and Erickson’s experiential approach to metaphor Explicitly missing from the intellectualist and
posit the fundamental role of the metaphor in experientialist accounts is a psychological
creating new knowledge without some immediate explanation of how metaphors work to create
literal equivalent (see also Lakoff and Johnson new meaning and understanding. Thomas Frentz7
1980, 139 and 144). The artist who uses metaphor observes this lack of explanation and proposes a
to convey quantum mechanical and other psychological method by which this might happen
abstract concepts through the authority of the (2011). While until now I have discussed and
intellectualist and experiential models is capable analysed the perception of a metaphor and the
of creating new understandings and relationships effect on the viewer, Frentz’s model hypothesises
where none previously existed in the mind of how a metaphor might be created by the author (in
the viewer. For example, the peephole devices my case, the artist) at a psychological level.
in The superposition of Neville’s brain, also While supporting the claim that the metaphor
known as Wigner’s friend (figures 4 and 5) and is capable of evoking new understanding
Dribblejuice (figures 13–15) indicate the subjective, concerning quantum mechanics, Frentz’s model
participatory role of the observer in quantum also suggests that the psychological process of
theory. The separate tiles rearranged by my creating or interpreting a metaphor involves
is based on Carl Jung’s formulation of depth
psychology to explain how this process might
work. In particular, Frentz accepts Jung’s concepts
of the collective unconscious, the psychic instincts
of the universal archetypes, and the principle of
synchronicity.
Frentz’s alliance to the metaphysics of Jungian
psychology could be the main point of criticism
against and rejection of his model, particularly by
the proponents of conventional reality. However,
quantum mechanical concepts give reasons to
doubt conventional reality. They propose that
the extent of reality is beyond a materialist or
empiricist account. Quantum theory suggests that
consciousness may be an active agent in quantum
mechanical processes. For these reasons, I
persevere with Frentz’s model since it may provide
insight into creative metaphors that generate
new knowledge without some immediate literal
equivalent.
Figure 15 Dribblejuice 2010–12, installation view
For Frentz, Jungian synchronicity, or
“meaningful coincidences”, could provide the
prototype for his psychological account of

quantum mechanical processes occurring in the


how the creative metaphor is shaped by the
author/artist (Frentz 2011, 114). An example of
25
mind of the artist or viewer. For my purposes of synchronicity that Frentz mentions is Jung’s

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explaining how a creative metaphor may be made story of the scarabaeoid beetle, whose gold-green
by an artist or interpreted by a viewer, this offers colour resembles that of a golden scarab that is
a useful parallel of related concepts. It echoes tapping at his window at the same moment his
philosopher David Chalmers’s idea that quantum patient is telling him about her dream of being
mechanics “might play a role in characterising the handed a piece of gold jewellery in the shape of
psychophysical link” between consciousness and a scarab beetle. Another example is the story
the physical world (Chalmers 1996, 333). Further, of the wife of one of Jung’s patients for whom
Frentz’s linkage of psychological and quantum a flock of birds had been a harbinger of death
mechanical process resonates with the idea and who foresaw her husband’s death when a
that, in orthodox quantum theory, the observer’s flock descended on her house (Jung in Frentz
consciousness plays a dynamic role in changing 2011, 115–6). Synchronicity defies causality in
quantum states from possibilities to actualities. the material world. Jung explains it as an image
In Frentz’s opinion, the relevant key arising from universal archetypes in the collective
commentators on the metaphor8 allude to thought unconscious that comes into the consciousness of
and thinking in the metaphorical creative process a person either literally (such as the flock of birds)
but fail to advance a theoretical psychological or is symbolised or suggested. This coincides
framework (Frentz 2011, 110). For example, in with an objective situation. Jung believed that
Johnson and Erickson’s account of the experiential synchronistic experiences tap into archetypes of
metaphor, no explanation on a psychological the collective unconscious because there is always
level is proffered for how the “pre-objective a heightened effect on the people who experience
being” processes pre-conceptual concepts via them. This effect or “specific charge” on people is
the metaphor that leads to gaining objective the power of synchronicities to change, sometimes
determinations of both objects and the subject in a radical way, the people experiencing them.
herself or himself. Frentz’s model, however,
In Frentz’s view, metaphors are similar to physical matter. In Frentz’s analysis, Bohm’s
synchronistic experiences. Both are accompanied theory of the implicate order equates to Jung’s
by a heightened effect; both contain two parts (for collective unconscious.
synchronicities it is a conscious and unconscious Jung asserted that archetypes had properties
occurrence and for creative metaphors, arguably, of both matter and mind and Frentz draws on
there is a literal and figurative tension); and in physicist David Peat’s earlier link between Bohm’s
both, insight is gained for those who experience implicate and explicate orders and Jungian psyche
or produce them. Accordingly, Frentz proposes and synchronicity. Peat (in Frentz 2011, 121–22)
that if creative metaphors are language (and, by said,
my assertions, visual) forms of synchronicities,
“then perhaps metaphors, like synchronicities, are If mind and matter can be understood as
somehow related to the collective unconscious emerging out of a common order, then it will
before they are expressed”. (Perhaps the collective no longer be helpful to think of them both as
unconscious is the undefined source of the “pre- distinct substances but rather as inseparable
objective being” in an extrapolated Johnson and manifestations of the one undivided whole . . .
Erickson account?) At this point, Frentz departs Our thoughts are the explicate forms thrown
from Jung, unable to find any definitive structure up by the underlying movements of the
of the collective unconscious further than Jung’s implicate orders of the mind.
assertion that it is the archetypes (composed of
psychic instincts) that constitute the structure From these bases, Frentz gives his account of
of the collective unconscious. Frentz therefore what might happen, psychologically, to an author
proposes that quantum physics might provide an in the process of producing a creative metaphor.
explanation of how the collective unconscious He considers that before production, an impasse
26 might be accessed by the mind. Not surprisingly,
he focuses on the theory propounded by physicist
will be experienced; for my purposes, this
describes the artist being troubled by an inability
VISUAL ART AND QUANTUM MECHANICS
METAPHORS FOR ABSTRACT CONCEPTS:
Lynden Stone

David Bohm “that the ultimate foundation of to find a metaphor for the many-worlds theory and
physical reality [is] an undivided whole” and that the suggestion that our viewpoint of the world is
the universe is holistic and interconnected (Bohm entirely subjective. Frentz says that, in such a case,
in Frentz 2011, 119). re-ordering pre-existing knowledge will not work,
Frentz acknowledges that Bohm’s quantum as something genuinely new is required. In trying
theory involving a unified metaphysical and to find an appropriate metaphor, the artist will
objective world is controversial. Physicists who become anxious:
follow the orthodoxy of quantum mechanics
regard it as marginal and radical (Cushing Then, in a self-stoking cycle, heightened
1996; Myrvold 2003). Frentz, nevertheless, anxieties trigger escalated efforts, escalated
invokes it because he believes it can explain how efforts further intensify the anxieties, which
Jung’s collective unconscious and archetypes in turn redouble the efforts, and so on. I think
are accessed and, ultimately, explain creative this anxiety/effort spiral is the psychological
metaphors. In Bohm’s theory of quantum ontology, precursor of a creative metaphor. (Frentz
the physical universe of discrete matter (the 2011, 123)
explicate order) unfolds from the underlying
connected metaphysical implicate order that If the impasse is unresolved, the impasse itself
contains all potentials. But matter can also revert enfolds back into the wholeness of the collective
back by an enfolding process from the explicate unconscious “where the energy concentrations
order into the implicate order as a potential, and of the archetypes represent unrealized semantic
so on, back and forth. Highlighting one of the knowledge potentials”. Here, the impasse,
main attacks that quantum mechanics makes on enfolded within the collective, is “reconfigured in
conventional reality, Bohm’s theory indicates some novel way as an energy concentration” to
that reality does not stop at what we think of as unfold back, finally, into consciousness.
conventional reality and is more than merely
Frentz’s scheme is controversial, and reliant on and then additions and subtractions of various
unverifiable theories of the psyche and quantum elements. At each stage, I felt frustrated and
ontology. However, specific contemporary wished to bring some unconventional element to
theorists of the mind entertain the possibility the work. At some point, I bought a small, novelty
that consciousness and quantum processes viewing device, without any ulterior purpose,
have a direct interrelationship (Keutzer 1984; that sat on a shelf in my studio for many months.
Atmanspacher and Frach 2013; Jahn and Dunne Randomly, and in one moment, the fully formed
2001; Chalmers 1996). In addition, Frentz’s model idea came to me to incorporate the viewing
has some support from Jung and Pauli.9 In Jung’s device into the work and to mount a much smaller
supplement to On the Nature of the Psyche, and version of the painting horizontally above. This
relying on correspondence that he cited from satisfied my requirement to present the work in
Pauli, he states: a way that would upset viewing conventions and
require the viewer to observe the work through
The application of statistical laws to irregular means to gain an understanding of the
processes of atomic dimensions in physics work. The method for viewing Dribblejuice forces
has a remarkable correspondence in a discrete and initially confusing observation
psychology insofar as it pursues the of an image through a small peephole and
foundations of consciousness to the point metaphorically relates to the notion that, in the
where they dim out into the inconceivable many-worlds theory, one person’s version of the
and where only effects of ordering influences world is entirely relative to their view.
on to conscious contents can be detected. Frentz’s model addresses how creative
(Jung in Atmanspacher and Frach 2013, 226) metaphors might be shaped in the mind of the
author. However, can his model be applied to
Jung and Pauli made an analogy between, on
the one hand, the process of measurement in
assess the effectiveness of the metaphor from the
viewer’s, rather than the creator’s, experience? In
27
physics to distill the holistic reality of the quantum an e-mail to me in 2013, Frentz briefly addressed

Issue #2 July 2014


STUDIO RESEARCH
realm into a local reality, and on the other, the this question; he assumes (perhaps naïvely, he
process in psychology of becoming consciously admits) that the processes by which metaphors
aware of subjective reality arising from holistic are created would be reversed for perception. I
unconscious contents. They saw parallels between understand Frentz to mean that a viewer of an
the transition from mental and material holistic artwork who perceives its metaphorical image
realities to mental and material local realities might be confused by it and wrestle to understand
in both quantum observation and conscious it, and their increasing perplexity and anxiety
awareness (Atmanspacher and Frach 2013, 225). leads to an impasse. Through the viewer’s
And, as in Frentz’s model where there is a two-way consciousness, the conceptual impasse might
interaction of the enfolding and unfolding, for become enfolded, through quantum processes,
Jung and Pauli, the transition between holistic and into the collective unconscious and then unfolded
local realms is bi-directional (Atmanspacher and back, finally, into consciousness with new insight.
Frach 2013, 225). Additionally, the Frentz model focuses on how
Frentz’s model holds attraction for the artist language-based creative metaphors are invented.
who is aware of the tussle that the creative act However, there do not seem to be any constraints
can entail. This can be a process of trial, error, within the model to an application to metaphors
frustration, the passing of time, and an eventual perceived directly by the viewer as opposed to
moment of revelation and solution. In my mental images that arise in the mind, and Frentz, in
case, I grappled for some time to find a way of his e-mail, indicated no objections to my doing so.
metaphorically suggesting the subjectively relative
view of the universe that the many-worlds theory CONCLUSION
proposes. The final version of Dribblejuice was Thus, I have demonstrated that the empiricist
preceded by many iterations: first, a large-format theory of the metaphor does not support the use
square painting; then a large rectangular painting; of metaphors in artworks to aid interpretation
5 Johnson and Erickson note that this idea is not new or exotic, and indeed
of abstract concepts, such as aspects of quantum their system draws its basis from the phenomenological approach promoted
by Edmund Husserl, Martin Heidegger, and Maurice Merleau-Ponty.
mechanics. The intellectualist and experientialist 6 A Klein bottle is a non-Euclidean mathematical form with a one-sided
models of the metaphor, however, accept that surface. It has no inside or outside.
7 Thomas Frentz is Professor of Communication at the University of Arkansas.
the metaphor can create new relationships and
8 Frentz identifies for his purposes the relevant key thinkers and their texts
understandings without the need for an immediate on the metaphor as: Ivor Armstrong Richards (1936), Max Black (1962), and
Paul Ricoeur (1977).
literal equivalent. These latter models provide 9 Carl Jung and Wolfgang Pauli met in 1932 but commenced “intense”
authority for the proposition that metaphors discussions and communication between 1946 and 1958 over the
relationship between the psychological and quantum physics; see
can draw on real-world material perceptions to Atmanspacher and Frach (2013, 221).

suggest abstract, imperceptible concepts and


so create new knowledge and understanding. REFERENCES

Frentz’s psychological model of how a metaphor Abbott, Edwin. (1884) 2006. Flatland. Edited by Rosemary Jann. Oxford: Oxford
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is created and interpreted in the mind of the Arnheim, Rudolf. 1969.Visual Thinking. Berkley: University of California Press.
artist and viewer respectively, while highly Atmanspacher, Harald, and Wolfgang Frach. 2013. “A Structural-
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for the psychological creation and reception of Barad, Karen. 2007. Meeting the Universe Halfway: Quantum Physics and the
Entanglement of Matter and Meaning. Durham NC: Duke University Press.
a metaphor dealing with abstract concepts. It Berger, Karol. 2000. A Theory of Art. New York: Oxford University Press.
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Cushing, James T. 1996. “The Causal Quantum Theory Program.” In Bohmian
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Everett, Hugh. 1957. “On the Foundations of Quantum Mechanics.” PhD diss.,
Please note: Studio Research has modified its house style to preserve the author's Princeton University.
preference to lowercase her artwork titles. Frentz, Thomas. 2011 “Creative Metaphors, Synchronicity, and Quantum
Physics.” Philosophy and Rhetoric 44 (2): 101–28.
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Lynden Stone

Godfrey-Smith, Peter. 2003. Theory and Reality: An Introduction to the


ENDNOTES Philosophy of Science. Chicago: University of Chicago Press.
1 Some examples are as follows: pre-modern religious images, such as Gombrich, Ernst. 1959. Art & Illusion: A Study in the Psychology of Pictorial
Byzantine icons, where divine beings were thought to be present in the image Representation. London: Phaidon.
and could intervene into the world through the image (see Belting in Berger Goswami, Amit. 2001. “Physics within Nondual Consciousness.” Philosophy East
2000, 214n16); Gombrich 1959, 220; Coreggio’s depiction of the Roman & West 51 (4): 535–44.
god Jupiter as a cloud seducing Io, Jupiter and Io, ca. 1530; the Renaissance
Hameroff, Stuart, and Roger Penrose. 1996. “Orchestrated Reduction of
painters’ inclusion of cupids, angels, saints and other unearthly beings in
Quantum Coherence in Brain Microtubules: A Model for Consciousness.”
their works; Hieronymus Bosch’s fantastical alternate worlds; Pablo Picasso’s
Mathematics and Computers in Simulation 40: 453–80.
and Georges Braque’s paintings and collages that suggest a multiple -view of
objects in space that transcend ordinary human perception; the Surrealists’ Heisenberg, Werner. 1958. “The Representation of Nature in Contemporary
renderings of the workings of the (mind and, according to art historian Physics.” Daedalus 87 (3): 95–108.
Gavin Parkinson, the post-1930 Surrealists assimilated concepts of quantum Jahn, Robert, and Brenda Dunne. 2001. “A Modular Model of Mind/Matter
mechanics into their paintings [2004, 557–77]); Wassilly Kandinsky’s Manifestations (M5).” Journal of Scientific Exploration 15 (3): 299–39.
attempts to paint sounds; and M. C. Escher’s experiments with the logic of
Johnson, Mark and Glenn Erickson. 1980. “Toward a New Theory of Metaphor.”
space. More recent examples include the contemporary artists duos Ms&Mr
The Southern Journal of Philosophy 18 (3): 289–99.
and Veronia Kent and Sean Peoples. The former create interventionist
videos by adding contemporary film to old footage. By doing so, they create Kent, Veronica. 2012. “The Telepathy Project.” PhD. diss., The Victorian College
retrospective narratives about time and space, multiple possibilities and of the Arts and Music, University of Melbourne.
entangled states (Ms&Mr n.d.). The latter’s The Telepathy Project questions Keutzer, Carolin S. 1984. “The Power of Meaning: From Quantum Mechanics to
metaphysical communication boundaries (Kent 2012, 38). Synchronicity.” Journal of Humanistic Psychology 24 (1): 80–93.
2 Whether thinking occurs in words or images, or, as some cognitive scientists Kuhn, Thomas. 1996. The Structure of Scientific Revolutions. 3rd ed. Chicago:
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unresolved. Mathematician Henri Poincare thought that scientific research
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of the highest order required thinking in images (Miller 1986, 222). Arguing
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against Edward Sapir’s assertion that speech was the only road to thought,
Rudolf Arnheim considered words were aids to the more appropriate Miller, Arthur. 1986. Imagery in Scientific Thought: Creating 20th Century
thinking in visual imagery (Arnheim 1969, 228, 231–32). Arthur Miller (1986, Physics. Cambridge, Mass: The MIT Press.
223–26) gives a good account of cognitive science’s information-processing Ms&Mr. n.d. “The Grandfather Paradox.” http:www.msandmr.net/artwork.
paradigm of thinking of the mind as a symbol-manipulating machine as php?artwork=20110804123124).
well as the division in cognitive science between those who regard imagery
Myrvold, Wayne C. 2003. “Some Early Objections to Bohm’s theory.”
fundamental in thinking and those who consider it that mental images have
International Studies in the Philosophy of Science 17 (1): 7–24.
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Parkinson, Gavin. 2008. Surrealism, Art and Modern Science. London: Yale
3 The ‘many-worlds’ idea, proposed by Hugh Everett (1957), postulates that
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multiple quantum states never collapse into a single state of material reality,
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