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A B S T R A C T Effectiveness of Public Health

Purpose: To summarize evidence on the effec-


tiveness of public health interventions regarding Interventions in Food Safety:
food safety at restaurants, institutions, homes
and other community-based settings.
Method: This systematic review of published
A Systematic Review
and unpublished studies involved a comprehen-
sive literature search, screening for relevance, Monica E. Campbell, PhD,1 Charles E. Gardner, MD,2 John J. Dwyer, PhD,1
quality assessment of relevant studies, data
extraction and synthesis.
Sandy M. Isaacs, MSc,3 Paul D. Krueger, PhD,4 Jane Y. Ying, MHSc 5
Results: The interventions identified in 15 stud-
ies included in this review were grouped into
three categories: inspections, food handler train- It has been well established that food- food safety interventions?” 5 This paper
ing, and community-based education. The evi-
dence suggests that: routine inspection (at least borne diseases are an important contribu- summarizes the evidence on the effective-
once per year) of food service premises is effec- tor to human morbidity and mortality, as ness of food safety interventions applicable
tive in reducing the risk of foodborne illness; well as increased health care and private to public health practice (question b).
food handler training can improve the knowl- sector costs.1,2 The projected cost for the
edge and practices of food handlers; and selected estimated 2.2 million cases of foodborne METHODS
community-based education programs can
illnesses in Canada each year is approxi-
increase public knowledge of food safety.
Discussion: There is some evidence for the effec- mately $2 billion.1 Furthermore, Todd1 Literature search
tiveness of multiple public health interventions estimates that 31 deaths in Canada each A systematic search of published and
on food safety. Future research needs include year are attributable to foodborne illness. unpublished studies was conducted during
evaluation of HACCP and community-based Throughout the 1980s, there has been no January and February 1997, in which only
education programs. significant reduction in the number of English language studies were retrieved. To
A B R É G É foodborne incidents in Canada, 3 nor in identify relevant published studies, the fol-
Ontario, leading some investigators to lowing nine databases were searched on-
Objet : Résumer les résultats de la recherche sur question the effectiveness of existing food line: Medline, Cumulative Index to Nursing
l’efficacité des interventions de santé publique safety strategies.4 and Allied Health Literature (CINAHL),
relative à la salubrité des aliments dans les A systematic review of the effectiveness Engineering Information Compendex (EI
restaurants, les établissements, les foyers et autres of food safety interventions was commis- Compendex), National Technical
milieux communautaires. sioned by the Ontario Ministry of Health Information Service (NTIS), Science
Méthode : Cette revue méthodique d’études
publiées et non publiées a exigé une analyse to assist in reshaping Citation Index (SCI), Current Contents,
exhaustive de la documentation, une évaluation the 1989 Program Standards for the Uncover, Educational Resources
de sa pertinence, une évaluation de la qualité des Food Safety Mandatory Core Program. Information Centre (ERIC), and Applied
études retenues, l’extraction des données et leur The systematic review sought to answer the Science and Technology Abstracts (ASTA).
synthèse. following research questions: (a) “What are Databases were searched for studies pub-
Résultats : Les interventions identifiées dans 15
des études comprises dans cette analyse ont été
the documented interventions that public lished in 1975 and onwards. Boolean
divisées en trois catégories : inspections, forma- health staff can use to ensure that food is searching was used to combine 84 key
tion des préposés à la manipulation des aliments prepared, stored and served/sold in a safe words with an “and/or/but” proviso. The
et éducation communautaire. Les données manner consistent with accepted local rationale for using boolean searching was to
indiquent que l’inspection régulière des services public health practices?”; (b) “Are these use the computer as much as possible
d’alimentation, au moins une fois par an, con-
interventions effective?”; and (c) “Are there (rather than the researchers) to screen out
tribue à réduire le risque de maladies d’origine
alimentaire, que la formation professionnelle reliable measures of the effectiveness of irrelevant articles (e.g., studies dealing with
peut améliorer les connaissances et les pratiques primary food processing/manufacturing).
des préposés à la manipulation des aliments et 1. Toronto Public Health Department, North York Key words were categorized by: topic (e.g.,
que certains programmes d’éducation commu- Office food safety, food handling, food inspec-
nautaire peuvent améliorer les connaissances du 2. Community Medicine Residency Program,
University of Toronto tion), outcomes (e.g., foodborne illness,
public sur la salubrité des aliments.
3. LCDC, Health Canada compliance, sanitation), strategies (e.g.,
Discussion : Certaines données de recherche 4. Hamilton-Wentworth Regional Public Health
montrent l’efficacité des interventions multiples Department training, inspection, enforcement) and tar-
des autorités en santé publique sur la salubrité 5. City of Toronto Department of Public Health get (e.g., food handlers, community, home).
des aliments. Les besoins futurs en recherche Correspondence: Monica Campbell, Environmental A hand-search of the last five years of the
comprennent l’évaluation du système HACCP Health Specialist, Toronto Public Health Department,
North York Office, 5100 Yonge St., North York, ON, Journal of Environmental Health and the
(système de l’analyse des risques - point critique M2N 5V7, Tel: 416-395-7685, Fax: 416-395-7691,
pour leur maîtrise) et des programmes d’éduca- Canadian Journal of Public Health was per-
E-mail: thu-mec@city.north-york.on.ca
tion communautaire. Funding support was received from the Ontario formed to ensure that the key words chosen
Ministry of Health. were suitable to obtain all relevant articles.

MAY – JUNE 1998 CANADIAN JOURNAL OF PUBLIC HEALTH 197


FOOD SAFETY REVIEW

No additional articles relevant to the study major concerns and no or few minor con- methodological weaknesses for the 15
were found. In addition, the last 10 years of cerns that would seriously alter the results. strong or moderate quality studies.
Public Health and Epidemiology Report A designation of “moderate” indicated no
Ontario (PHERO) and Environmental major concerns, but at least one minor con- Study outcomes
Health Review were hand-searched since cern. A “weak” designation indicated one Inspection/Risk Assessment
these periodicals are not indexed on com- or more major concerns. One primary and Five studies8-12 evaluated the effective-
puter databases. one of four secondary reviewers assessed all ness of inspection of food service premises
Unpublished studies were identified studies independently. When the reviewers (primarily restaurants). Irwin et al. 10
using four strategies: (1) a computer search disagreed in their initial ratings, consensus observed that violation rates of inspection
of the Ontario Ministry of Health’s Public was reached on the final quality rating. criteria in restaurants were significantly
Health Research Database, (2) computer A data extraction tool was developed and associated with outbreaks, thereby validat-
search of student theses at Ryerson’s pretested to ensure that information was ing their use in inspections. Corber et al.9
School of Environmental Health, (3) direct extracted (from the strong or moderate found no difference in inspection scores
request of all Directors of Environmental studies) in a consistent manner by two between restaurants scheduled to receive 6,
Health in Ontario health units and all independent reviewers. Information was 9 or 12 inspections per year. Bader et al.8
provincial epidemiologists in Canada, and collected on study design, comparability of observed that premises inspected four
(4) key informants knowledgeable about the intervention and comparison groups, times per year produced better inspection
food safety research. description of the intervention, outcome scores than those inspected only upon pub-
measures and generalizability. Where dis- lic complaint (or once in two years).
Relevance and quality assessment crepancies occurred, discussion was held Kirshner11 found no significant difference
Studies were included in the review if and consensus reached. in inspection scores of restaurants receiving
they met all the following inclusion crite- 2, 4 or 6 inspections per year. Mathias et
ria: (1) the study described a food safety RESULTS al.12 determined that time intervals since
intervention or program, (2) the interven- the last inspection which were greater than
tion was within the scope of public health Study characteristics one year were significantly associated with
practice in Ontario, and (3) the study used A total of 168 potentially relevant stud- poorer inspection scores, however, time
outcome measures to assess the effective- ies were retrieved, which included 127 intervals of fewer than 3, 4-6, or 7-12
ness of the intervention. Two readers published and 41 unpublished studies. months since the last inspection were not
reviewed 60 articles and demonstrated a Application of the inclusion/exclusion cri- significantly different from each other.
high level of agreement regarding the deci- teria resulted in the retention of 34 rele- No studies were found that adequately
sion to include/exclude each study (kappa vant evaluation studies (23 published, 11 evaluated inspection programs based on
> 0.8). One reader screened the remaining unpublished) for quality assessment. Hazard Assessment Critical Control Point
108 articles for inclusion/exclusion. For the 34 evaluative studies assessed, 10 (HACCP) protocols, as implemented by
A quality assessment tool was developed, examined only inspections-based interven- staff of public health units. A few papers
pretested and then used to standardize the tions, 20 evaluated only food handler that described HACCP interventions,21-25
rating process among the five reviewers. training interventions, two evaluated both and two papers26,27 that discussed feasibility
The internal validity of each study was training and inspection, and two examined aspects, were retrieved.
assessed based on three major criteria: (1) community-based education interventions. Two studies examined risk assessment, a
comparability of the intervention and the Only 4 of the 34 studies assessed were component of an inspection strategy for
comparison groups [e.g., Was potential for randomized controlled trials (RCT). Six food premises which categorizes (after
bias due to selection, history, maturation, other studies were controlled trials (CT) inspection) each food premises according
resentful demoralization and compensatory without random allocation of study partic- to its potential for foodborne disease.
rivalry adequately addressed?], (2) assess- ipants. One study used a cohort design and Briley and Klaus6 observed that restaurants
ment of the interventions [e.g., Was the another was a case-control study. Thirteen designated as high risk (inspected every 1-2
intervention applied consistently and as studies were pretest/post-test studies (with- months) changed to a lower risk rating,
intended to everyone? Was the comparison out a control group). Seven studies were whereas medium and low risk premises
group blinded and protected from contami- cross-sectional, one was ecological and one (inspected approximately every 4 or 12
nation?], and (3) assessment of the out- was a time series design. months, respectively) did not. One impor-
comes [e.g., Was there potential for bias in The quality assessment revealed a limit- tant criteria for risk assessment in the
the outcome measurement due to testing, ed number of studies with good evidence Briley and Klaus study was previous
instrumentation, regression to the mean, or of effectiveness. Of the 34 evaluative stud- inspection score. In a Canadian study 7
validity and reliability concerns?]. Criteria ies assessed, 1 was rated as strong, 14 were with a different method of assessing risk
were rated as “no concerns”, “minor con- moderate, and 19 were weak. Table I pro- categories, about 10% of low risk food
cerns” and “major concerns”. Studies were vides a summary of the designs, partici- premises had changed to medium risk
designated as “strong” if there were no pants, interventions, outcomes and upon reassessment one year later.

198 REVUE CANADIENNE DE SANTÉ PUBLIQUE VOLUME 89, NO. 3


FOOD SAFETY REVIEW

TABLE I
Summary of Effectiveness Studies on Food Safety Interventions

STUDY DESIGN INTERVENTION OUTCOMES COMMENTS


(Country) (Quality
Assessment)
Risk Assessment
Briley & Klaus, 19856 Cohort Inspections every 1-2, 3, 4-5, 6-12 In the high risk group, a significant Generalizability limit-
(U.S.A.) (moderatea,b,c ) months depending on risk level (score) number of restaurants changed to ed due to small sam-
per premise. lower risk designation (p < 0.05) ple size per risk cate-
after receiving inspections every 1- gory. Selection bias
Intervenor: Public health inspectors 2 months. No significant reduction possible.
Setting: Restaurants (n = 42) in risk scores in lower risk premises
Target: Restaurant owner/operator with lower inspection frequencies.

Sandford & Amorim, Cross-sectional Inspection of previously designated “low 9% of previously designated “low Generalizability limit-
19967 (moderatea,b,c ) risk” food service premises to assess cur- risk” premises changed from low ed by non-random
(Canada) rent risk rating. to medium risk category. sample selection.

Intervenor: Public health inspectors


Setting: Low risk food service premises
(n = 427)
Target: Premise owner/operator

Inspection (only)
Bader et al., 19788 RCT Inspections 4 times per year or only after Inspection scores for premises “Problem” establish-
(U.S.A.) (moderatea,b,c ) public complaint inspected 4 times/year better ments excluded from
than those inspected only after study.
Intervenor: Public health inspectors complaint.
Setting: Food service establishments
(schools, restaurants & caterers) (n = 392)
Target: Food service establishment own-
ers & operators

Corber et al., 19849 RCT Inspections 6, 9 or 12 times per year No significant difference in Generalizability limit-
(Canada) (strongb ) inspection scores based on fre- ed by insufficient
Intervenor: Public health inspectors quency of inspections. information on char-
Setting: Food service establishments (n = acteristics of premises
392) included in study.
Target: Food premise supervisors & food
handlers

Irwin et al., 198910 Case control Comparison of violations of inspection Significant association between Provides evidence of
(U.S.A.) (moderatea,b,c ) criteria in restaurants with outbreaks to violations of many inspection cri- ability of inspection
those without. teria and outbreaks (OR 15.8, criteria to predict out-
95% CI 2.0 - 124.1). breaks, thus validat-
Intervenor: Public health inspectors ing their use in
Setting: Restaurants with outbreaks (n = 28); inspections.
matched controls without outbreaks (n = 56)
Target: Restaurant owners and operators

Inspection & Training


Kirshner, 199111 RCT Inspections 2,4 or 6 times per year. No significant difference in “Problem” establish-
(Canada) (moderateb,c ) Food handler training through on-site inspection scores based on fre- ments were excluded
education with audiovisual aids. quency of inspection (p > 0.5). from study.

Intervenor: Public health inspectors On-site education sessions not


Setting: Food service establishments effective in reducing infraction
Target: Food handlers, owners, operators scores.

Mathias et al., 199512 Cross-sectional Time intervals since last inspection were Inspection scores significantly Good generalizability
(Canada) (moderatea,b ) 0-3, 4-6, 7-12 and > 12 months. Past poorer in restaurants last inspect- due to random selec-
food safety training. ed more than a year before. tion of restaurants
within 21 different
Intervenor: Public health inspectors Restaurants in which staff com- health units across 3
Setting: Non-franchise restaurants (n = 630) pleted food handler training provinces.
Target: Restaurant supervisors & food courses had better inspection
handlers scores than those without.

Training (only)
Cook & Casey, 197913 Non-random CT Food safety training: three 5-hour ses- No significant difference in Generalizability limit-
(U.S.A.) (moderatea,b,c ) sions; manual; 6 homework assignments; inspection scores of the interven- ed due to non-
examination. tion vs. control group. random sample selec-
tion and lack of infor-
Intervenor: Food service educator from mation on establish-
restaurant association ment characteristics.
Setting: Food service establishments (n =
20 with training; n = 35 control)
Target: Food premise managers

MAY – JUNE 1998 CANADIAN JOURNAL OF PUBLIC HEALTH 199


FOOD SAFETY REVIEW

TABLE I — continued

Dalrymple, 199414 Pretest/post-test0 Food safety lecture1 Significant increase0 in knowl- Generalizability0 lim-
(Trinidad) (moderatea,b,c ) edge scores after food safety ited due to non-
Intervenor: Public health inspector training (p < 0.0001). random sample selec-
Setting: Education institution tion and lack of con-
Target: Food handlers (n = 75) trol group.

Kneller & Bierma, Time series Food safety training: 15 contact hours Inspection scores significantly Used multiple pre- (n
199015 (moderatea,b,c ) classroom training; examination. better (p < 0.01) after food safety = 483) and post-
(U.S.A.) training and certification. certification inspec-
Intervenor: Public health inspectors tion scores (n = 539)
Setting: Food service establishments (n = to compensate for
60) normal variation in
Target: Food service managers inspection scores.

Lawrie 198816 Cross-sectional Food safety lectures provided in 2nd Food safety knowledge scores Generalizability limit-
(Canada) (moderatea,b,c ) year of 4-year hospitality program. highest in 2nd and 3rd year, after ed due to cross-
training, compared with knowl- sectional design;
Intervenor: Instructors at educational edge in 1st year prior to food sample receiving
institution safety training. intervention different
Setting: Hospitality and Tourism Program from sample without
at post-secondary institution food safety training.
Target: Students (n = 155)

Rinke et al., 197517 Pretest/post-test Two food safety training methods: live Both groups significantly (p = Generalizability limit-
(U.S.A.) (moderatea,b,c ) instruction; taped instruction. 0.01) improved their knowledge ed by small sample
score over pretest. Groups did size and application
Intervenor: University instructors not differ on post-test. to single facility.
Setting: University residence
Target: University residence food han-
dlers (n = 31 “live”; 29 “taped” instruc-
tion)
Soneff et al., 199418 RCT Food handler training consisted of either A combined educational Limited generalizabil-
(Canada) (moderatea,c ) a workshop and manual, or manual approach (workshop presentation ity due to insufficient
only. and manual) demonstrated signif- information about
icant improvements in food safe- characteristics of
Intervenor: Dietitians (auditors), regis- ty knowledge scores. premises.
tered dietitian nutritionist (workshop pre-
senter) Negligible benefits of providing a
Setting: Adult care facilities manual alone.
Target: Staff of adult care facilities
Community-based
Education
Pivarnik et al., 199419 Pretest/post-test Food safety awareness training: four 60- Significant increase in knowl- Good generalizability
(U.S.A.) (moderatea,b,c ) minute lessons; interactive; audiovisual edge scores after intervention in that program deliv-
aids. (p < 0.05). ered at multiple
schools and in ethni-
Intervenor: Paraprofessionals from Food cally and racially
& Nutrition Program diverse areas.
Setting: Elementary schools (n = 11)
Target: Children (n = 561)

Radostits et al., 199320 Pretest/post-test Food awareness training: 2-hour guided Significant increase in knowl- Generalizability limit-
(Canada) (moderatea,b,c ) supermarket tour; in-store demonstra- edge after intervention. ed due to non-
tions. Improvements in self-reported random sample selec-
behaviour. tion and implementa-
Intervenor: Nutritionist & health inspec- tion at single loca-
tor tion.
Setting: Food store
Target: Public (shoppers; n = 57)

Note

Quality Assessment Criteria:


a) minor concern with comparability of the intervention and comparison groups (random allocation, matching or adjustment of confounding variables)
b) minor concern with reproducibility of intervention (documentation, program fidelity, contamination of comparison group)
c) minor concern with soundness of outcome assessment (validated measurement tools, applied reliably)

Food Handler Training some cases, improving actual food han- in post-test measures (compared with
Evaluation studies of food handler train- dling operations on the food service pretest measures) after participation in a
ing provide evidence for the effectiveness premises (based on improved inspection training intervention. In a study by Soneff
of training programs in increasing knowl- scores). Of the eight evaluative studies et al.,18 improvements between pre- and
edge of proper food safety practices, and in assessed,11-18 six showed a positive change post-intervention inspection scores were

200 REVUE CANADIENNE DE SANTÉ PUBLIQUE VOLUME 89, NO. 3


FOOD SAFETY REVIEW

noted in the group that participated in a The inspection studies reviewed did not diverse strategies (e.g., school curricula
workshop, but not in the group that assess the effectiveness of HACCP inspec- development, workshops, dissemination of
received only a food safety manual. Two tions as conducted by public health staff in resources, peer education), and many dif-
studies11,13 did not show any improvements Ontario health units. It is possible that ferent ethnocultural groups (each with
in inspection scores after training. All eight HACCP inspections may be more effective their own food preparation practices).
evaluative studies were of moderate quali- than routine inspections since they specifi- Although the literature contains a growing
ty. cally address critical control points or risk body of studies that describe innovative,
factors epidemiologically implicated in community-based education strategies, the
Community-based Education foodborne illness.21,29-32 While the litera- effectiveness of most of these strategies has
Community-based education interven- ture supports at least one routine inspec- not been formally evaluated.
tions include promotion of public aware- tion per food service premises per year, this In summary, there is evidence for the
ness, public disclosure of violations, does not preclude additional inspections, effectiveness of multiple public health
awards, development of school curricula based on what is deemed necessary to interventions to ensure food safety. It is
and peer education. Of the 12 potentially bring a premises with poor safety condi- important to emphasize the need for ongo-
relevant studies retrieved, 3 were evalua- tions and practices into compliance with ing high-quality research to inform deci-
tion studies, of which 2 were assessed as acceptable food safety standards. sion making. Many of the studies identi-
moderate and 1 as weak. Based on studies30,31 that have linked the fied in this literature review process were of
One moderate study,20 which evaluated occurrence of foodborne illness with com- poor quality and therefore not useful in
the effectiveness of a supermarket food mon risk factors, there is evidence to sup- establishing practice guidelines.
safety educational tour, noted improve- port the use of risk assessment to classify
ments in food safety knowledge and self- food service premises into differential risk ACKNOWLEDGEMENTS
reported practices after the intervention. categories, based on: food property risks
The other moderate study,19 which evalu- (e.g., meat products more risky than We gratefully acknowledge funding sup-
ated a food safety curriculum for elemen- bread), population risk (e.g., type and port from the Ontario Ministry of Health.
tary students, demonstrated an increase in size), establishment history (e.g., past The authors also acknowledge the valuable
knowledge scores after the curriculum was infractions), and food service operational input from members of the Food Safety
introduced. risks (e.g., complexity of cooking, cooling, Literature Review Committee: Bob Hart,
handling, storage steps).6 There is some Chuck LeBer, Winston Miller, Dhan
DISCUSSION evidence to support that risk assessment Persaud, Pat Robinson, Fred Ruf and Janet
should be conducted annually for each Leung.
This systematic review provides evidence premises.7
that at least one routine inspection per This literature review provides evidence REFERENCES
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ology, the book aims to demystify the procedures of data collection and
analysis that are an essential component of any long-term comprehensive
programme for tobacco control. To this end, emphasis is placed on the
collection and use of information that is easy to obtain and directly rele-
vant to the establishment and monitoring of national policies. The basic
principles that should guide a national programme are also described in detail.

Available from
CPHA Health Resources Centre, 400-1565 Carling Avenue, Ottawa, ON, K1Z 8R1
613-725-3769 Fax: 613-725-9826 E-mail: hrc/cds@cpha.ca

202 REVUE CANADIENNE DE SANTÉ PUBLIQUE VOLUME 89, NO. 3

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