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Patricia Casey
Divina Pillay
Lorna Wilson
Andreas Maercker
Angela Rice
Brendan Kelly
Abstract
This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:
To assess the efficacy and tolerability of pharmacological interventions for the treatment of AD
in adults.
Background
Description of the condition
The importance of AD is that it requires only limited treatment due to its tendency to be short
lived and to resolve spontaneously (Strain 2008). Pharmacological agents such as
benzodiazepines and hypnotics are recommended for symptomatic relief of anxiety and insomnia
in AD (Uhlenhuth 1995; Shaner 2000). Others recommend the use of alternative agents such as
valerian and kava‐kava since these are sometimes used in the treatment of GAD in preference to
anxiolytics because of their non‐addictive properties (Volz 1997). However, herbal remedies will
not be included in the present review as per Cochrane policy. The role of antidepressive agents is
much less clear in AD but one investigator (Stewart 1992) recommends their use in the treatment
of minor depression, a term that is often used interchangeably, albeit inaccurately, with AD. A
retrospective case note study (Hameed 2005) found that AD with depression showed a better
response to antidepressants than did MDD. No particular group of antidepressants has been
shown to be more effective than any other. Recommendations for the use of pharmacological
agents in AD are not accompanied by any guidance on dosage or duration of treatment. Neither
has there been any discussion on which antidepressive agents might be helpful in the treatment
of AD with depression, an important consideration in light of its spontaneous and, usually, rapid
resolution and the delay in onset of effect of antidepressants. On the other hand there have been
recommendations that the focus should be on psychological therapies (Strain 2008) such as
"mirror therapy", a form of holistic intervention used in those with AD post myocardial infarct
(Gonzáles‐Jaimes 2003), cognitive therapy for those who have AD associated with occupational
dysfunction (van der Klink 2003), "ego‐enhancing" therapy for older adults (Frankel 2001) and
general support (De Leo 1989). The recommendations for pharmacotherapy are based on the
opinions of individuals rather than on any examination of the evidence base for these
interventions.
The psychobiology of AD has received scant attention. Therefore, the biological rationale for
using pharmacological agents is unclear, apart from the pragmatic approach to prescribing for
symptomatic relief irrespective of the underlying psychobiology of the illness. This assumes that
the pathophysiology of subsyndromal conditions such as AD and full syndromes such as MDD
and GAD are the same and that the response to treatment will therefore be the same. This view
was reinforced by a recent systematic review that found antidepressants to be effective in
depression (MDD, AD and dysthymia) with physical illness (Rayner 2010).
In the treatment of MDD, antidepressants are believed to act by enhancing the activity of
monoamines (serotonin, adrenaline and dopamine) in the central nervous system and this might
be one possible mechanism by which this occurs in AD. A possible impact on the HPA axis,
thought to be involved in stress reactions and in MDD (Pariante 2008), might also be a
possibility although there is little firm evidence in the literature to support this in the case of AD.
Another view on the psychobiology of AD is that it is a stress reaction similar to acute stress
reaction and post‐traumatic stress disorder (PTSD) (Maercker 2008). Following from this, it is
arguable that broadly similar conditions such as AD might benefit from similar treatments that
include the selective serotonin reuptake inhibitors (SSRIs), as these have been shown to be
efficacious in this condition in a heterogeneous group of traumas of varying duration and
severity (Stein 2006). Their efficacy is thought to result from their impact in controlling the
dysregulation of the neurotransmitter systems and neuroendocrine systems (HPA axis), some of
which may also be abnormal in AD.
With regard to benzodiazepines in AD with anxiety disorders, it is likely that they will work in a
manner similar to that in GAD, by enhancing the action of gamma‐amino‐butyric acid (GABA)
although the role of GABA has not been studied in the AD with anxiety subtype.
Objectives
To assess the efficacy and tolerability of pharmacological interventions for the treatment of AD
in adults.
Methods
Criteria for considering studies for this review
Types of studies
Published and unpublished studies will be included if they are double blind (participants and
personnel), randomised controlled trials. Those that have a cross‐over design and cluster
randomised trials will also be included.
There will be no language restrictions.
Types of participants
Participant characteristics
Participants will be adults, both male and female, over the age of 18. There will be no ethnic
restriction.
Diagnosis
Participants must have a diagnosis of AD according to the following criteria:
a) a clinical diagnosis based on ICD‐10 (WHO 1992) or DSM‐IV (APA 1994) or earlier versions
of ICD and DSM criteria; or
b) made by a valid diagnostic instrument such as the SCAN (Wing 1990), SCID (First 1995) or
earlier versions of SCAN or SCID; or
c) using some other validated diagnostic instrument.
Participants must meet the criteria for acute AD (< 1 month in ICD‐10 or < 6 months in DSM‐
IV) or chronic AD (> 1 month but < 2 years in ICD‐10 or > 6 months in DSM‐IV).
Since AD was introduced in 1984 in DSM‐III (APA 1980) and introduced in ICD‐10 in 1992
(WHO 1992), trials that predate these criteria will be included if the participants are diagnosed
with the older term 'situational disturbance' or the interchangeable terms 'reactive depression',
provided the trials were undertaken prior to the introduction of the current diagnostic terms.
Setting
There will be no restriction on the setting of these studies, e.g. whether in general practice,
inpatient psychiatric units, outpatient psychiatric clinics or consultation‐liaison psychiatry
settings.
Co‐morbidities
We will include medically ill participants.
We will exclude studies where participants have another axis 1 psychiatric disorder although this
is unlikely to be a problem since a diagnosis of AD cannot be made in the presence of another
axis 1 diagnosis.
Types of interventions
Experimental interventions
1. Antidepressants (tricyclics, SSRIs, others) given in any dosage and for any period of
time. The effect of different dosages will be examined.
2. Benzodiazepines (anxiolytics and hypnotics).
3. Non‐benzodiazepine hypnotics.
4. Other pharmacological interventions (e.g. mood stabilisers, antipsychotic agents).
These may be used as monotherapy or in combination.
Comparator interventions
1. Waiting list control.
2. Placebo.
3. Watchful waiting.
4. Treatment as usual.
5. Psychological therapies (behavioural, cognitive behavioural, third wave cognitive
behavioural therapy, psychodynamic, humanistic/supportive and integrative).
6. Any other pharmacological intervention.
7. Combinations of the above.
Secondary outcomes
1. Changes to social function score using a validated measure such as the Global
Assessment of Function (Luborsky 1962) (continuous measure).
2. Changes to quality of life score using measures such as the SF‐36 (Ware 1993), or the
HoNOS (Wing 1994) (continuous measure).
3. Changes to suicidal ideation scores using item 9 of the BDI (Beck 1960) or some specific
suicidal ideation scale such as the Beck Scale for Suicidal Ideation (Beck 1979) (continuous
measure).
4. Changes to 'caseness' status if diagnostic instruments such as SCAN (Wing 1990) or
SCID (First 1995) are used (dichotomous measure).
5. The number of participants from each arm experiencing at least one adverse event as a
proportion of the total randomised (dichotomous measure).
6. The number of dropouts from each arm due to inefficacy as a proportion of the total
randomised (dichotomous measure).
The list of scales mentioned above is not exhaustive and others will also be examined provided
they have been validated.
Electronic searches
The CCDANCTR‐Studies Register will be searched using the following terms (condition only):
Diagnosis = (“adjustment disorder*” or ((reactive or mild or minor or situational or subclinical or
sub‐clinical or subthreshold or sub‐threshold) and depress*) or “reactive disorder*” or
“situational disturbance*” or “anniversary reaction*” or “maladaptive behav*” or “complicated
grief”).
The CCDANCTR‐References Register will be searched using free‐text terms to find additional
reports of RCTs not yet tagged to individual studies:
("adjustment disorder*" or "reactive depressi*" or "situational depress*" or "mild depress*" or
"minor depress* or "subclinical depress*" or "sub‐clinical depress*" or "subthreshold depress*"
or sub‐threshold depress*" or "subsyndromal depress*" or "sub‐syndromal depress*" or "reactive
disorder*" or "situational disturbance*" or "anniversary reaction*" or "maladaptive behav*" or
"maladaptive coping" or "maladaptive reaction*" or "maladaptive trait*" or grief or bereavement
or stressor* or "emotional symptom*").
An additional search of PsycINFO will be conducted, using a more sensitive set of terms for
'adjustment disorders', exceeding those routinely used by CCDAN, to check that no studies have
been missed (Appendix 1). Complementary searches will also be carried out on LILACS and
Dissertation Abstracts.
Details of unpublished or ongoing trials, or both, will be sourced from international trials
registers c/o the WHO trials portal (ICTRP) and ClinicalTrials.gov.
The following grey literature databases will also be searched:
OpenGrey (http://www.opengrey.eu).
No date or language restrictions will be applied to the search.
Selection of studies
The initial screening, to decide on potential eligibility, will be carried out by PC and LW by
reading the abstract. Those studies that do not deal with adjustment disorder or the terms listed
above (situational disturbance/depression or reactive depression) will be rejected. Doubtful
studies will be included at this stage.
Thereafter, the selection of studies will be carried out by two of the authors independently (PC
and LW or DP) by reading the abstract and if it seems to meet the inclusion criteria then the
paper will be read in full to evaluate its suitability for inclusion in this review. Where the abstract
is unclear the paper will be included and read in full. Where there is disagreement an attempt will
be made to resolve it by discussion. If this is not successful the paper will be sent to a third
reviewer (AM) who will make the final decision on inclusion.
Cross‐over trials
These studies will be included in the analysis when it is possible to extract data from the active
treatment and control arms for the first treatment period only.
Assessment of heterogeneity
An assessment of clinical heterogeneity will be made by examining differences in study
populations and interventions.
We will examine statistical heterogeneity by studying the degree of overlap of the confidence
intervals for individual studies in a forest plot.
We will also carry out more formal assessments using a Chi2 test with the P value set at 0.1. As
this statistic has low power to detect diversity when the number of studies is low or sample size
is small, we may also need to calculate I2. As I2 only provides a rough estimate of the variability
due to heterogeneity, the following overlapping bands will guide the interpretation of the
I2 statistic, as suggested in the Cochrane Handbook for Systematic Reviews of
Interventions (Higgins 2008).
0% to 40% might not be important;
30% to 60% may represent moderate heterogeneity;
50% to 90% may represent substantial heterogeneity;
75% to 100% represents considerable heterogeneity.
However, as there is an a priori expectation that clinical and statistical heterogeneity will be
present, it is anticipated that a random‐effects model will be used.
Data synthesis
A meta‐analysis will be carried out if there are sufficient studies. It is likely that a random‐effects
model will be used but this will depend on the level of heterogeneity. The outcomes will be
expressed in terms of an average effect size for each outcome measure and their 95% confidence
intervals.
If there are insufficient studies the review will be written in narrative form.
Subgroup analysis and investigation of
heterogeneity
We plan to carry out a subgroup analysis for the various subtypes of adjustment disorder
categorised in DSM‐IV and ICD‐10 (1 to 4 listed below) since treatments for these are likely to
differ (Higgins 2008):
1. adjustment disorder with depression;
2. adjustment disorder with anxiety;
3. adjustment disorder with disturbance of conduct;
4. adjustment disorder mixed type;
We also plan to perform subgroup analysis by control condition where appropriate (i.e. placebo,
waiting list control, watchful waiting).
Each of these subgroups will be examined for the comparisons described in Data Extraction and
Management above and for the same time points.
Sensitivity analysis
We plan to carry out a sensitivity analysis to determine the impact of decisions made during the
review process on the robustness of the conclusions. We will examine the impact of:
1. excluding studies where randomisation or the level of blinding is low or unclear;
2. excluding studies that potentially use older terms for adjustment disorders (such as
reactive depression, acute situational disturbance or situational depression) in order to be
confident that the conclusions will apply to those with definite AD;
3. including studies in which more than 40% of participants had dropped out.