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Psychological Review

Vol. 62, No. 3. 19SS

SYMPOSIUM ON THE PROBABILITY APPROACH


IN PSYCHOLOGY *

REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY


IN A FUNCTIONAL PSYCHOLOGY 1
EGON BRUNSWIK
University of California

The movement in psychology most win and of early American functional-


directly concerned with the challenge of ism.
unification with the exact sciences is be- It may be argued that nomothetic be-
haviorism. At the present time, two haviorism overexpands physicalism be-
major factions are discerned within be- yond the necessary observational and
haviorism. One, represented chiefly by procedural core and includes unessen-
Hull (26), tries to elaborate classical tial borrowings from the specific thema
behaviorism into a tightly woven, for- of physics. A functionally oriented ob-
malized system of strict laws about in- jective psychology, on the other hand,
traorganismic processes in the nomo- dealing as it does with organism-envi-
thetic tradition of physics. The other, ronment relationships at the more com-
inaugurated chiefly by Tolman and his plex level of adjustment, may be seen
program of molar or "purposive" be- as falling in line with a more searching
haviorism (47), attempts to deal with interpretation of the historical mission
behavior "relative to some end" and of psychology. The present paper con-
thus to restructure behaviorism in the centrates on summarizing and expand-
tradition of the utilitarianism of Dar- ing earlier contentions (2, 7, 8, 48) to
*The series of papers by Egon Brunswik
the effect that the environment to which
and by Leo Postman, and of the following the organism must adjust presents it-
discussion papers by Ernest R. Hilgard, David self as semierratic and that therefore
Krech, Herbert Feigl, and Egon Brunswik, all functional psychology is inherently
are adapted from the first part of a sym-
posium held, under the same title and under probabilistic, demands a "representa-
the chairmanship of Edward C. Tolman, at tive" research design of its own, and
the Berkeley Conference for the Unity of Sci- leads to a special type of high-complex-
ence, University of California, July 19S3. ity, descriptive theory.2 This program
A contribution by Kenneth R. Hammond
to a second, more practically oriented part of provides not only the necessary the-
the original symposium will appear in the next matic diversification from the classical
issue of this journal (20).
2
The Institute for the Unity of Science in The expansions beyond the earlier publi-
Boston, which sponsored the conference, has cations listed concern mainly the use of a be-
contributed approximately one-half the publi- havioral example at the beginning of the
cation cost of these papers. paper; the brief consideration of such semi-
1
The present paper has been considerably representative policies as "canvassing"; cer-
expanded beyond the original exposition read tain comparisons with factorial design and
at the symposium of which it was part. How- the analysis of variance, as well as with non-
ever, care was taken not to alter the sub- functionalistic uses of probability in psychol-
stance of the argument on which the subse- ogy; and a discussion of actual and potential
quent paper by Postman and the ensuing dis- applications to the clinical-social area and to
cussion are based. related domains.
193
194 EGON BRUNSWIK

natural sciences but also leads to the In defending his seemingly teleologi-
long overdue internal unification of psy- cal attitude Holt points to the empha-
chology. sis some positivist physicists—we may
We will develop our arguments first think primarily of Mach—place on the
with the use of an example involving relatively descriptive study of "func-
behavior as a "constant function" of a tional relationships"; these may con-
characteristic end state, and then in nect events over space or time regard-
reference to the functionalism of the less of the traditional tracing of causal
perceptual constancies where progress chains in near-action.
along methodological lines is somewhat Tied -variables. Functionally irrele-
further advanced. vant generalizations. Holt's problem of
constant function involves generaliza-
SYSTEMATIC DESIGNS AND THE STUDY tion. One of the most time-honored
OF DISTAL ACHIEVEMENT traditions in experimentally testing gen-
Behavior as constant function. One eralizability demands that one, or per-
of the earlier functional behaviorists, haps a few, conditions be varied in a
Holt, suggested that the movements of planful manner decided upon by the
an individual be defined in terms of experimenter while all others are held
"that object, situation, process . . . of constant. The purpose is to assure iso-
which his behavior is a constant func- lation of the so-called independent vari-
tion. . . . So in behavior, the flock of ables. For their arbitrary orderliness
birds is not with any accuracy, flying and confinement such designs may be
over the green field; it is, more essen- called "systematic."
tially, flying southward" (24, pp. 161- For example, we may move the birds
166). This statement, rather paradig- backward along the line of their flight,
matic of functionalist modes of thought, say, to position I in Fig. 1. The birds
involves selective description. The pre- may persist in their original direction
ferred hypothesis contains reference to and in this sense show generality of be-
a remote end (south); or, in the words havior. But it is easily seen that this
of Heider (21), it sets "distal deter- experiment is irrelevant to Holt's chosen
mination" over "proximal determina- alternative. The two directions, "south-
tion," that is, in our case, over de- ward" (solid arrow) and "over the
scription in terms of momentary posi- green field" (broken arrow) coincide;
tion (green field). allowing for all possible types of re-
sponse, the two variables involved—
TIED DIACRITICAL south vs. non-south, and green-field vs.
VARIABLES DESIGN
non-green-field—are perfectly correlated
and thus inseparable so far as the
available evidence is concerned. This
constitutes artificially induced perfect
confounding, and may be labeled "tied-
variables" design or, in short, tied de-
Green sign.
field Responder replication, that is, repeti-
tion with new individuals or with the
South original individuals at other occasions,
is likewise irrelevant to Holt's alterna-
FIG. 1. Systematic designs in the study of
behavior constancy (applied to an example tive, regardless of the interindividual or
from Holt, 24). intraindividual consistencies that may
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 195

be observed. This must be pointed out invariance of the response relative to


in view of a rather deeply ingrained the measured (or computed) sizes of
trend in psychology of throwing the en- the stimulus impact at the retina (or
tire problem of generalization and of at a parallel photographic screen) as
statistical significance onto the re- the proximal variable, which we will call
sponder rather than onto the situation P, and invariance relative to the meas-
(7, pp. 36 ff.; further drastic evidence ured sizes of physical bodies underlying
to this effect, unearthed by Hammond this impact as the distal variable, B.
[18, 19], will be referred to in the sec- Size constancy involves the predominant
tion on clinical application). focusing of the response on B.
Diacritical confrontation. Splitting of Classical psychophysics as pseudo-
tied clusters vs. isolation of variables. univariate design. With distances vari-
The real testing of Holt's preferred ant as they are in daily life, there is a
south hypothesis does not even begin certain degree of statistical independ-
until adherence of behavior to the ence between B and P despite the exist-
southward direction is made situation- ing causal nexus between them. Dur-
ally incompatible with adherence to the ing the classical phase of psychophysics,
green field. This could be achieved, however—still strongly in evidence to-
say, by moving the birds sideways to day—the implicit design policy was
position II in Fig. 1. The two arrows artificially to tie the distal and proximal
issuing from the new starting point are variables. For size this is achieved by
now divergent rather than parallel. holding the distance from the observer
The responder is placed at the cross- constant. A good example is the Galton
roads and forced to take sides. The bar. The task is molded closely after
previously tied situational factors are ordinary physical length measurement
now "confronted" (2); we may speak except that the lines are laid up length-
of this variant of systematic design as wise rather than being superimposed.
"diacritical" design. This creates a tied-variables design
We soon discover that southwardness which is comparable to case I in Fig. 1.
Note that the tying of the two variables
is still tied to such factors as the gen-
is the direct result of a celebrated de-
eral area of start, temperature and other
vice of systematic design, the holding
climatic conditions, topographical land- constant of a third variable (in our
marks, magnetic cues, and so forth; case, distance).
and so is the greenness of the field to This design may also be cast into the
its squareness or size. What we have form of a table of presence, or scatter-
accomplished in diacritical design is to gram. Figure 2 presents the major sys-
separate or "split" one original encom- tematic designs in their minimal form,
passing cluster into two subclusters of assuming only two levels of strength for
tied variables; but we have not really each of the situational variables. In
"isolated" our variable as it may have the case of the classical tied-variable
seemed at first glance, and therefore are design the two variables are perfectly
not yet entitled to speak of its attain- correlated. All entries lie along a di-
ment as a constant function. agonal. Photographic size (assumed to
Perception as constant function. A be plotted vertically as in Fig. 3) is al-
concrete perceptual problem comparable ways large when bodily size (plotted
to Holt's problem of the constancy of horizontally) is large, and vice versa.
southward flight is that of size con- And judgments correct (or incorrect)
stancy. The alternative here is between concerning one of these variables are
196 EGON BRUNSWIK

TIED DIACRITICAL FACTORIAL


VARIABLES DESIGN DESIGN
FIG. 2. Minimal scattergrams of systematic designs. Repeatable in k dimensions.

automatically correct (or incorrect) tation of distal and proximal size is


concerning the other, just as Holt's achieved by removing one side of the
birds, by flying south from position I, bar to a different distance from the ob-
automatically must fly over the green server, say, a smaller one. This has
field. The classical design therefore an effect on design analogous to the
precludes decision as to whether the re- moving of the birds from position I to
sponse focuses on proximal (photo- position II in Fig. 1. It is now in-
graphic) or distal (bodily) size; nor compatible for the two lengths to be
does it allow the conclusion that the re- equal bodily and photographically at
sponse focuses on either, for that mat- the same time. The new combination
ter. of a relatively small bodily size with
In the classical phase, the tying of a relatively large photographic size in-
variables was done inadvertently and in jected into the design is plotted in the
considerable naivet6 as to the interpre- upper left corner of the center chart in
tational consequences involved. Since Fig. 2. The forking or parting of the
only the bar was directly manipulated ways which is characteristic of diacriti-
and only one scale was read in doing so, cal confrontation may be visualized by
the impression prevailed that there was assuming the near object to be the
only one independent variable. The Standard and the far one the Compari-
notion of univariate design was some- son, the latter being left to vary along
what obliquely reinforced by the tend- the diagonal.
ency to confine the concept of stimulus By projecting the Standard two ways,
to the proximal stimulus variable that along a horizontal and along a vertical
had been arranged to vary in unison line, to their respective intersections
with the bar. The possibility of vary- with the diagonal representing the Com-
ing degrees of dependent variability parison series, we obtain two points of
within the design itself was thus ignored objective equality (or POE, formed in
and no provision was made to state the analogy to Woodworth's PSE for point
relationships explicitly, so much so that of subjective equality [see 7, 53]).
the term "dependent variable" could One represents the variable P and the
become synonymous with the organism's other B in the experiment. By con-
eventual responses. Since classical de- trast, in a classical experiment the
sign purports to be univariate yet fails Standard coincides with a point on the
to isolate the distal from the proximal diagonal and thus the two POE's merge
variable, it may be called "pseudo- in one point, further supporting the
univariate" design, and in our par- erroneous impression of univariate de-
ticular example may be specified as sign of which we have spoken above.
proximo-distally neutral design.
Thing constancy research as a form The relative allegiance of the response to
B or P, or the degree of perceptual "com-
of multidimensional psychophysks. Fac- promise," may be ascertained by inserting
torial design. The diacritical confron- added values between (or beyond) the two
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 197
ideal "poles of intention" (2) along the di- cal confrontation or factorial design
agonal (7, p. 17, Fig. 4). The constancy may be carried to several dimensions.
ratio (called Brunswik-ratio by Woodworth)
is a simple device to project the obtained Their number is, or at least should be,
PSE's onto the span between the two pole known to the experimenter; it may be
POE's. designated by k.
Note that the Comparison in psychophysi-
cal experiments has often been called the In analogy to what we have said
"Variable," so that not only classical psycho- about Holt's example of bird migration,
physics but even our present diacritical ex- all results remain contingent upon the
periment may give the superficial impression
of unidimensionality, in spite of the fact that ties existing within the more or less in-
the presence of two POE's clearly marks it cidental situational instance from which
as a case of multidimensional psychophysics. systematic variation has taken its start.
In this sense we may say that while classical
design is pseudo-unidimensional, diacritical de- If we use the term "variate" for the
sign is crypto-multidimensional. specific values along the various vari-
able dimensions, each concrete situation
By adding a fourth point, diacritical may be regarded as a "variate package."
design becomes the well-known factorial
Originally, each of the particulars or
design (14), also shown in Fig. 2. In
essence, this is no more than adding a variates in the package has equal claim
mirror image to diacritical design, with for being singled out in the description,
added advantages accruing by virtue of and one or a few factorial separations
the increased symmetry. Some of the remove but little of this indeterminacy.
Vienna constancy experiments have em- Complete "systematic" isolation of one
ployed such a double diacritical design variable as the crucial factor would in-
(2, pp. 167 ff.) but they will not be volve diacritical confrontation with a
discussed here. very large, and in fact indefinite, num-
Variate packages and the indefinite ber of originally tied situational vari-
regress of systematic design. Diacriti- ables.

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0 I 3 4 5
Measured bodily size, 8 (log)
REPRESENTATIVE DESIGN
Fro. 3. Scattergram of an example of representative design used in the study of size constancy
(adapted from Brunswik, 6, 7). Analogously in * dimensions.
198 EGON BRUNSWIK

REPRESENTATIVE DESIGN IN THE verse "ecology." An ecology is defined


STUDY OF DISTAL ACHIEVEMENT as the natural-cultural habitat of an in-
From a purely formal point of view dividual or group, but is otherwise free
the systematic confrontations would have of contamination by the system of spe-
to include the indirect cues for size and cific responses. Rather, the ecology is
distance on which the mechanism of the objective, external potential offered
constancy must depend. But it is evi- to the organism for survival and its
dent that setting the distal variable subordinate needs. Nourishment value
against its own instrumentalities would of foods, as it exists prior to and re-
cut out the ground from under the very gardless of its recognition or consump-
function whose constancy is to be put tion by the responder, is art example of
to test. Tolman (47) has stressed that an ecological variable or set of vari-
all behavior requires the presence of ables; object size and its system of cues
means or "behavior supports." He has enters via its relevance for manipula-
also pointed out that the only admis- tion or orientation.
sible operational criterion for the test- Since the responder merely acts like
ing of "purpose" is the observation of a catalyst in the definition of the ecol-
the actual reaching of the end, at least ogy, the ecological environment is not
in part of the behavior instances in the to be confused with Lewin's psychologi-
class under consideration. But reaching cal environment or "life space" which
the south or any other distal goal, be it is defined as the reflection of a situa-
behavioral or perceptual, can obviously tion within the response system (see 5).
become a more or less stabilized func- Situational instances in an ecology
tion only if the flight of the birds is are analogous to individuals in a popu-
allowed to take adequate advantage of lation of responders. Both may be con-
the natural resources of orientation and sidered as sets of more or less incidental
locomotion, much as such man-made variate packages. The difference is that
stabilizers as gun sights must be tested instances can be taken apart and cre-
under conditions of practical use. ated at the spur of the moment while
Ecology and situational instance. individuals usually cannot. But, as we
Constant psychological function thus is have come to see, a program of func-
intrinsically limited, or probabilistic, tional research demands that they too
rather than "universal." Flying south- be left as they come. We must resist
ward, being right about object sizes, or the temptation of the systematic ex-
any other gross or "molar" behavioral perimentalist to interfere, and must in-
or perceptual function can never attain troduce a laissez-faire policy for the
the status of an ironclad and univer- ecology.
sally applicable so-called "strict" law Representative sampling of situations.
in the sense in which these laws were As we cannot possibly hope to encom-
idolized in the classical phase of the pass the entire population of individu-
natural sciences. The basic aim of our als in research, but must sample repre-
initial quotation from Holt requires de- sentatively, we must sample instances
limitation of a more specified universe in the study of functional achievement.
within which the animal is set to oper- Taking the cue from differential psy-
ate. This is in line with the "syntactic chology, we may transfer the entire
requiredness" (22) to define all prob- formal statistical instrumentarium de-
ability in terms of a corresponding ref- veloped in the study of personality to
erence class or universe. In line with functional problems as a new content.
biological usage we will call this uni- This will assure, to any desired degree
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 199

of approximation, a balanced view of major distal and proximal stimulus vari-


psychological function as it comes about ables are plotted logarithmically, B in
by a synopsis of performance under terms of millimeters, and P in terms of
comfortable conditions, manageable vi- millimeters at an assumed projection
cissitudes, and a due proportion of risks distance of 1 meter.
or well-nigh insurmountable odds. The manner of covariation, defining
In terms of experimental design there what we have called dependent vari-
results a combination of constraint and ability within the design, may in first
license in which the experimenter is in approximation be expressed by a cor-
no more than supervisory control over relation coefficient. In our case the
the adequacy of sampling. There will Pearson r between the logarithms of B
be a limited range and a characteristic and P is .70. This coefficient estimates
distribution of conditions and condition the cue potential of the proximal vari-
combinations. If in this manner psy- able P relative to the distal variable B
chological experiments take on the char- in the given ecology, in analogy to the
acter of statistical surveys, we may way the validity of a test relative to a
speak of "representative design" (7). personality trait may be ascertained for
A representative design in perceptual a population of responders. A correla-
size constancy. Since in representative tion between ecological variables, one of
design the accent is on sampling from which is capable of standing in this
an ecology and on the generalizability manner as a probability cue for the
of functional constancies to this ecol- other, may thus be labeled "ecological
ogy, rather than on sampling and gen- validity." The study of ecological va-
eralizability in reference to a1 responder lidities, being bivariate correlational,
population, it was deemed advantageous defines what we may call a structural
for demonstration purposes to confine a or textural ecology, in contradistinction
pilot survey of perceptual size con- to the emphasis on unidimensional dis-
stancy to a single subject. Using n for tribution (of temperature, precipitation,
the number of responders and N for the size of population centers, etc.) which
size of the situation sample we thus had is more typical of biological and a part
« = 1 subject, a graduate student in of cultural ecology.
psychology; there were N = 93 object Our particular coefficient indicates
situations (6; 7, pp. 41 ff.). The ob- that large retinal impacts are somewhat
jects were sampled, in a reasonably more likely to be caused by relatively
random manner, from the sizes that be- large objects, regardless of distance.
came "figure" to the subject in her Considerable as this relationship may
daily routine, in package with their seem, it is, as we shall see in a moment,
natural setting and accompaniment of trifling in comparison with the final
depth cues. achievement of the constancy mecha-
Ecological validity and dependent nism. This gain becomes possible only
variability within the design. Textural by an additional utilization of distance
ecology. As in all representative de- cues. For some of the less valid of the
sign, the design in itself has the char- commonly listed perceptual depth cri-
acter of a result, even though this re- teria, such as vertical position, subdivi-
sult concerns the ecology only and is sion of space, and brightness, Seidner
no more than the precondition of psy- has found moderate ecological validities
chological investigation proper. The ranging to about .4 (report on prelimi-
design obtained for our size constancy nary data in 7, pp. 47 ff.). It is easily
survey is shown in Fig. 3. The two seen that not even the so-called pri-
200 EGON BRUNSWIK

mary depth cues, such as binocular dis- factorial design, but would merely be
parity, are foolproof in our ecology. analogous, forming in the end an *-di-
For example, binocular disparity is mensional space in which all factors
present in the stereoscope, yet depth is could be considered simultaneously.
absent in the underlying reality; in Quite aside from the avoidance of the
viewing reality through a camera, on pitfalls of systematic design—in which
the other hand, binocular disparity is all factors held constant are lost for the
absent while depth is present in the investigation, and the resultant tied-
chain of causal ancestry. variable clusters only lead to confusion
In our present example the analysis —representative design, while cumber-
was not carried to an explicit treatment some and laborious, is thus potentially
of depth criteria and other context fac- a very economical technique.
tors. With the use of photographs, Projections of the frequencies in Fig. 3
such as those Seidner had available for upon the main axes are shown in Fig. 4. Our
his analysis of depth cues, a great va- sample, restricted to sizes not tilted into the
riety of them could be analyzed in a third dimension and thus by-passing the prob-
single enterprise. In fact, Fig. 3 must lem of shape constancy, is represented by the
solid curves. It is reassuring to find the dis-
be seen as combining but two out of a tribution for B fairly normal. (The third
practically unknown number, x, vari- graph shows the distribution for distance as
ables. Since covariation must be al- related to a dependent distance axis that may
lowed to take its natural course, the be imagined to run across the upper right-
hand part of Fig. 3 under 45°, forming a tri-
different juxtapositions would of course angle with the main axes; the crowding of
not look exactly alike, as they do in both small and intermediate objects along the

J. 2 > 4 5 6 0 1 3 * -i 6 ' i a
1mm 1cm lOoulm lOnlDOm llcm 1mm la 10m 10cm 1m 10m DOm Ikn 10km
BODILV SIZE (log of mm) FROJECTIVK SIZE DISTANCE (log of meters)
(log of mm at 1 m distj
Fio. 4. Frequency distributions of three ecological variables for the representative design
shown in Fig. 3 (solid curves; the dotted curve includes tilted objects and the broken curves
refer to a subsample of vertical objects, both not discussed here). (From Brunswik, 6.)
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 201

5 * *

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• •. V .V*

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0 1 2 3 4 5 0 1 2 3
Measured Measured
bodily size, B(log) photographic size, P (log)
Fio. S. Scattergrams of perceptual achievement (functional validity) for a subject respond-
ing to the representative design shown in Fig. 3. (Open symbols are used here to designate ob-
jects smaller than 10 cm., see below; the differences in shape are irrelevant in the present con-
text.) (Adapted from Brunswik, 6, 7.)

10-inch limit of near vision leads to skewed degree of perfection of size constancy
distribution and is the chief source of the
curvilinearity that may be observed in Fig. 3.)
may again be sought in the correlation
coefficient. This represents what may
Functional validity (achievement). be called the "functional validity" (7)
We now turn to covariation between or "achievement" (Leistung, 2; for defi-
the distal stimulus and the response nition see 5, p. 255) of the class of re-
variable which will define perception in sponses, b, relative to the distal stimu-
its approximation to "constant func- lus variable, B. For the total sample
tion" as understood by Holt. Figure S, of 93 situations this correlation is close
left, shows the stimulus-response scat-
to .99 (more accurately, .987 when com-
tergram for the logarithms of the per-
ceptual estimates, b (so labeled because puted from ungrouped logarithms with
they were given in the natural, naive- three significant places [see 7, p. 44]),
realistic attitude toward bodily size, in spite of the occasional sizable errors
B) as plotted against the logarithms of referred to above.
B. The entries cling fairly close to the By contrast, the functional validity of b
diagonal, much more closely than the relative to photographic size, P (Fig. 5, right),
major cue variable, P, was found to is only .73; in addition, this is quite close to
cling to B in Fig. 3. Appraising the the purely ecological association of B and P,
maximum errors committed in the par- .70, so that little independent focusing of b
on P is indicated. Perceptual restructuring
ticular estimates, however, we find that toward photographic size (painter's attitude,
some entries deviate as much as one- p) raises the correlation of the response with
half of a power of 10 from the diagonal, P no more than to .85. Other attitudes,
corresponding to about three- to four- deliberately inviting intellectually controlled
fold over- or underestimation of the judgment ("betting") and thus the "stimulus
error," will not be discussed here, nor shall
length in question. we go into the question as to whether or not
A generic summary description of the the estimates b and p are purely perceptual.
202 EGON BRUNSWIK

Ecological replication and ecological responder-populational generality. Har-


significance of differences. The analogy vey needed only one person to demon-
to the statistics of individual differences strate the circulation of the blood, and
may be carried still further. We may Ebbinghaus needed only himself as a
consider each new chance selection of subject to lay the foundation for much
items like those in Fig. 3 as an "eco- of modern learning theory, ecologically
logical replication" of the original sam- narrow as this theory may be.
ple. In representative design the tra-
To complete our analogies between re-
ditional quest for repetition under sponder-populational and ecological generali-
"identical" external conditions ceases to zation problems, we may set physical size
be legitimate. Instead, we must seek measurement and intuitive or critical esti-
comparable conditions as drawn from a mates of size in analogy to a battery of tests
given, not to » persons, but to N situations
common universe, just as in differential of the environment. Each type of observa-
psychology there is no repetition in the tion or attitude represents one of these tests.
strict sense when other or even the same The problem of the degree of "objectivity" of
individuals are used. various classes of observation, and thus of
certain scientific approaches, can then be han-
Problems of the ecological significance dled statistically in terms of their inter- or
of differences in the statistical sense intraindividual "observational reliability" as
may be raised, and handled, accordingly. tests, in which a sample of situations has taken
The size of the sample to be used in the place of a sample of persons (see 7, p. 33
computation is now given by the num- and 8, pp. 11 f.).
ber of situations, N, rather than by the Representative separation and mathe-
number of subjects, n. In this sense matical isolation of variables. It will be
the ecological generalizability of distal remembered that under systematic de-
rather than proximal focusing, in the sign a true isolation of variables can be
area of size constancy with distance achieved only by a virtually infinite se-
variant, has been established for our ries of diacritical confrontations or fac-
one subject; and even the more crucial torial designs piled upon one another.
in a wide array of relatively moderate Representative design, while not laying
ecological validity coefficients of depth claim to full isolation, separates vari-
cues, referred to above from the mate- ables to the extent to which they are
rial of Seidner, have been found signifi- separated in the particular ecology but
cantly above zero. no further, and does not tolerate any
In the strict, technical sense, our representa- artificial perfect tyings (or untyings)
tive survey of size constancy is completely between variables. Variables may thus
void of interindividual generalizability. An be said to be "representatively sepa-
approach to responder generality was made rated." From a systematic point of
by using the recorder as a second subject; his
distal functional validity was .993, quite close
view, a good deal of spuriousness re-
to the .987 for our subject. Furthermore, mains built into the textures studied
Dukes (12) has independently obtained a cor- under this policy, samples as these tex-
relation of .991 for a six-year-old boy, using tures are of an ecology that likewise is
a different sample (AT = 67) and a somewhat complexly textured. Representative de-
different technique.
sign is not afraid of this spuriousness;
It may well be that in many contexts in fact, it welcomes it for the sake of
individuals in a population are more the behavior supports it allows in the
homogeneous or stereotyped than are execution of the functional approach.
situations in an ecology, and that the as- The challenge of further isolation
certainment of ecological generality may must be met by after-the-fact, mathe-
be a more challenging task than that of matical means, as in the study of in-
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 203

dividual differences. For example, we this kind, rather than the emotive or
may use partial correlation as a mathe- motivational aspects of value, per se,
matical means of holding constant a prompted the study of what could be
certain variable. Partialing out P from called perceptual value constancy. In
our above correlation between b and B experiments concerning the apparent
(and thus in effect reducing the eco- numerosity of stamps and of coins,
logical validity of P from .70 to 0) still Zuk-Kardos and Fazil (reported in 2,
yields a functional validity as high as pp. 140-1 SO) as well as Ansbacher (re-
.98; whereas factually eliminating the ferred to in 7) found number con-
sizes under 10 cm, in Fig. 3—to the stancy with value variant and value
right of log B — 2—and thus reducing constancy with number variant fairly
the ecological validity of P from .70 to high, although tainted with compromise
.14 in a quasi-systematic move, reduces between the two variables.
the functional validity to .95 (see also Another quasi-representative step is
7, Fig. 9 and the accompanying text). to gear the manner of variation or of
It must also be noted that, in con- covariation between variables to the
tradistinction to systematic design, the general scheme of natural conditions in
process of analysis may be stopped at a planfully controlled way, as when the
any point, falling back on the nonre- association between a certain cue or
ductive aim of functional research, to- means and the object or reward is made
gether with the assurance that the un- probabilistic rather than absolute (4,
resolved part of the associations is 10).
safely within the fold of the ecology to Experiments centered about an ex-
which the investigation has been geared emplary instance. Successive omission
from the beginning. vs. successive accumulation of cues. A
certain effort toward representativeness
SYSTEMATIC EXPERIMENTS WITH is discernible whenever a "lifelike" situ-
REPRESENTATIVE FEATURES ation is taken as the starting point of
We now turn to certain experimental the experiment. In the field of size per-
policies, some of them common, which ception such experiments are likely to
may be considered transitory between abandon, at least in some of their
systematic and representative design. phases, the chin rests, darkrooms,
Representative features may be in- screens with small openings, alleys of
jected in otherwise systematic designs edges without thickness, or other labo-
in a variety of ways. ratory paraphernalia in vogue during
Quasi-representative choice of vari- the late nineteenth century. This lib-
ables and of their variation or covaria- eralization owes much to David Katz
tion. Some measure of representative- (29) and his work in another area of
ness may be achieved by the choice of perceptual constancy—color constancy
variables with particular life relevance, with illumination variant. For size con-
such as "value," as a factor in constant stancy, a study by Holaday (23; see
function. Since ecology embraces cul- also 7, p. 23), and the studies by Hoi-
tural norms held valid by the law en- way and Boring (25), by Gibson (16),
forcement policies of a society, along and to some extent one by Joynson
with those connected with physical law (28) have proceeded by essentially the
or geographical contingency, monetary same functional scheme.
value becomes a challenge to perceptual In each case there is what we may
attainment on a par with other object call a core or "exemplar" situation—
properties. Cognitive considerations of somewhat arbitrarily chosen, to be sure
204 EGON BRUNSWIK

—which contains a fairly natural array manifold of representative design which


of cues. Superimposed upon this core we have exemplified for two dimensions
is a greater or lesser number of sys- in Fig. 3. Each imaginary point, or
tematic variations so that the design is small, orderly group of points, in such
still fundamentally systematic in its a space represents a potential system-
ramifications. The systematic part usu- atic experiment. Mostly there is little
ally effects what may be called "succes- technical basis for telling whether a
sive omission" from the originally un- given experiment is an ecological nor-
known, or at least not fully scrutinized, mal, located in the midst of a crowd of
array of cues, while the more nearly natural instances, or whether it is more
classical approach tends to eliminate all like a bearded lady at the fringes of re-
natural cues, then building up from ality, or perhaps like a mere homuncu-
nothing in a technique of "successive lus of the laboratory out in the blank.
accumulation" (7, pp. 22 ff.). As a matter of principle, individual
By and large the functional studies of sample situations, no matter how life-
size constancy have borne out Hering's like, cannot answer the funtional prob-
old assumption of "approximate size- lem as to the degree of perceptual
constancy" according to which more constancy, even though by the use of
distant objects tend to be slightly un- responder replication or by systematic
derestimated (although not nearly as variation their results may become gen-
much as would correspond to the shrink- eralizable in certain directions and
age of their photographic size). But it standardized for testing purposes. Only
is significant, from the methodological representative design can answer this
point of view, that in some of the stud- problem. By a set of analyses not
ies the most favorable cue conditions reflected in the figures of the present
yielded on the average slight over- paper, the ecological generalizability of
rather than undercompensation for dis- the principle of perceptual compromise,
tance ("overconstancy"), and that the or of "approximate" size constancy as
over-all level of "compromise" varies originally suggested by Bering, has been
considerably from study to study. In established for our subject along with
addition, laboratory experiments inad- the broader principle of distal rather
vertently employing certain atypical than proximal focusing.
contexts or backgrounds will yield dras- Canvassing as accidental quota sam-
tically different results, not to speak of pling of the ecology. In still other cases
essentially traditional experiments that an entire array of individual systematic
programmatically employ grossly dis- experiments may appear to be laid out
tortive configurations, like the situa- after quasi-representative principles, so
tions recently created by Ames (27). as to cover the ecology or the media-
Under the aspect of representative de-
tional pathways by a vaguely conceived
sign, all these systematic experiments
"one of a kind" rule. This tacit sam-
must be viewed as ecological single cases
pling procedure forms a counterpart to
or "instances" with artificial elaboration
that leaves a large portion of the core what polling statisticians might describe
elements untouched. Each of these ex- as a most rudimentary form of strati-
periments is indisputable in its results, fied, "quota" or proportionate sampling
but at the same time is of unscrutinized and is usually of the highly erratic type
ecological generalizability. The variate sometimes labeled "accidental" in sta-
packages constituting these experiments tistics. We will speak of this primitive
or experimental settings may be pro- type of coverage of the ecology as
jected somewhere in the ^-dimensional "canvassing."
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 205

In the field of the perceptual con- 'Eye".

stancies, the attempted extension of


basic principles, such as that of distal
focusing or of compromise, from size to
shape to color constancy, is an example
of canvassing. A cross-departmental
extension to "loudness constancy" with
distance of sound source variant was
undertaken by Mohrmann (37), yield-
ing generally similar results. Kines-
thetic experiments with falling bodies,
with and without the aid of visual
cues, have established the functioning
Fio. 6. Five-factorial schematized face (adapted
of a perceptual "weight constancy," from Brunswik and Reiter, 11).
with speed (and thus with kinetic en-
ergy) variant (2, pp. 161 f.). The cussion see 7, pp. 40 f.). In effect,
above-cited experiments on value con- this was an early factorial design, with
stancy further augment the picture of a 3 X 3 X 3 X 3 X 3 layout (Fig. 6).
canvassing of the perceptual constancies. Fortunately for our argument, we were
Truncated factorial design and an im- naive enough to depart from the com-
passe in the analysis of variance. The plete array of intercombinations so far
basic intent of representative design is as two of the five "facial" variables
toward design proper; that is, it con- chosen are concerned. The inadvert-
cerns the employment of a statistical ently unorthodox part is the truncated
selection device for the stimulus sam- treatment of the "nose," as plotted in
ple; only secondarily is it concerned Fig. 7. Two opposite corners are left
with statistics as a procedure of evalua- empty so that there are only seven
tion. Its relevance to analysis of vari- noses instead of nine, making for a total
ance is thus indirect, and derives solely of 3 X 3 X 3 X 7 = 189 facial schemata.
from the fact that this evaluation tech- The result is an oblique relationship in
nique is an adjunct to factorial de- the artificial ecology of the design which
sign, conceived in its shadow and thus is not unlike the representative ecologi-
wrought with its inherent inadequacies. cal correlation shown in Fig. 3 for size
At first glance factorial design may constancy, even though with a strange
appear ideal, since all plots are filled, orderly tint that bespeaks the system-
while in representative design normally atic origin of the stimulus distribution.
only part of the plots is filled; rep- The reason for the departure from
resentative designs would thus seem strict orderliness of the design was
readily extractable from factorial de-
signs if anyone should wish to extract
them, but not vice versa. The first
catch is, however, that some of the
intercombinations of variates may be "Tip"
incompatible in nature or otherwise
grossly unrealistic.
An example is furnished by a study
of the perceptual impression values of
schematized faces by Brunswik and FIG. 1. Truncated treatment of two out of
Reiter (2, 11; for a summary and dis- the five variables shown in Fig. 6.
206 EGON BRUNSWIK

given by the desire—still somewhat the employment of such ad hoc pro-


vague at the time—to achieve better cedures as the "missing plot" or the
representativeness. One of the desider- "unequal numbers in cells" technique
ata was to make the schemata look as (30, pp. 220 ff.). These techniques are
"facelike" as feasible; the omission of not only artificial and rather uncom-
two of the nine possible noses was mon; what is more, they involve the
prompted by their unusually bizarre somewhat hypocritical pretense that part
and ridiculous appearance which threat- of the data was lost, or at least that the
ened to spoil the seriousness of an al- material is not quite as it ought to be.
ready precarious attitude on the part Under representative design, involving
of the subjects. In many other psycho- as it does variate packages in many
logical contexts certain intercombina- more dimensions than factorial design
tions may be unrealistic or disruptive could handle practically, oblique dis-
in similar or in some other ways. tributions are not only legitimate but
Like the design, our original evalua- will in most cases be dictated by na-
tion was makeshift. Years later the ture or by culture, and thus be manda-
main effects and some of the first-order tory. Evaluation techniques will have
interactions were found significant in to be fitted to the materials that may
terms of analysis of variance as applied be obtained under such design, rather
to the 189 original impressions of in- than vice versa.
telligence (composite from 10 adult sub-
jects), although this of course implies MAJOR VARIETIES OF PSYCHOLOGICAL
little concerning the ecological general- THEORIZING
izability to live faces. For our schemata We now turn to the implications of
it appeared that impressions of intelli- our above considerations for psycho-
gence are aided primarily by high or logical theory. Three types of psy-
medium forehead, medium mouth, and chological theorizing will be discussed:
medium nose. (a) theory as the ratiomorphic explica-
In the analysis of the impression tion of probabilistic functional—notably
value of the "nose" the omission of the distal—achievement and of its strategy;
two cells necessitated—as my statis- (b) theory as the customary nomothetic
tician colleagues, Drs. Rheem F. Jar- and more or less molecular reduction of
rett and Robert Rollin, informed me— function; and (c) theory as compara-
tive methodology, both within psychol-
ogy and between psychology and the
Functional validity other sciences.
(Achievement) Theory as a ratiomorphic model of
functional achievement and its strategy.
Focusing and vicarious mediation. The
representative study of distal constant
function, as reported above, is sche-
matically described in Fig. 8. The
wide-arching functional validity coeffi-
cient constitutes a generalized state-
Distal Proximal- Central
variable peripheral response ment of the organism's perfection in
cues the attainment of a given distal vari-
FIG. 8. The lens model as applied to per-
able; it falls under the concept of "de-
ceptual constancy (adapted from Brunswik, scriptive theory" by virtue of its gener-
8). ality alone. In addition, an inventory
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 207

or mapping of the full array of outpost "ratiomorphic" theory of achievement


variables attained by an individual or (9).
species, as well as of the degree of such One of the most important aspects of
focusing ("psychology in terms of ob- such a theory concerns the relationship
jects," 2, 3), promises to lead to fur- between ecological validity and utiliza-
ther generalizations concerning prefer- tion. Ideally, cues should be utilized
ential focusing on distal vs. proximal in accordance with their validity. But
variables at large, concerning the rela- here we must inject, among other things
tionship between life relevance and dis- to be brought up later in this paper, the
tality, and concerning related biologi- element of "cost" to the organism, just
cal-functional problems. as we must ask for the cost of an auto-
As is further indicated in Fig, 8, the mobile along with its efficiency in budg-
over-all functional arc may be broken eting our expenditures. Functional the-
down into an extrasystemic and an ory here takes on certain features of
intrasystemic constituent, called respec- economic theory.
tively, ecological validity and utiliza- Theory as nomothetic reduction. We
tion. The general pattern of the me- have left the discussion of the system-
diational strategy of the organism is atic approach, in favor of that of rep-
predicated upon the limited ecological resentative design, at the point where
validity or trustworthiness of cues which the former was about to embark on
we have observed earlier in this paper. a diacritical confrontation of constant
This forces a probabilistic strategy upon function with its own cues or other
the organism. To improve its bet, it mediating instrumentalities. This type
must accumulate and combine cues. of confrontation has been practiced ex-
Thus we arrive at a better understand- tensively in psychology, notably in its
ing of the principle of mutual substi- more classical phases. In the found-
tutability, or "vicarious functioning," of ing period of behaviorism, Watson and
means (or cues) for each other which Lashley (50) set out to transport hom-
Hunter, Tolman (47, ch. i), and most ing birds in closed cages over distances
other behaviorists looking for a struc- sometimes far outside their natural
tural criterion have incorporated in range. Others have since used anes-
their basic definitions of behavior or thetics, faradic cages, or rotation on
a phonograph turntable in the dark
purpose (see 8, ch. ii). Hence the lens-
throughout the journey (45). The
like model in Fig. 8, which may be artificially distortive laboratory experi-
taken to represent the basic unit of psy- ments on the perception of size and dis-
chological functioning. No matter how tance to which we have referred above
much the attainment is improved, how- as preceding, and in part paralleling,
ever, distal function remains inherently the quasi-representative and representa-
probabilistic. tive studies of the last quarter century
In the light of this model all "con- fall in the same category.
stant," or rather, quasi-constant func- The objective of this type of behav-
tion, be it "intuitive" or explicit, can ior or perception study is to trace per-
be explicated as a statistical reasoning formance step by step to identifiable
process remindful of Helmholtz's "un- processes, cues, or tracks of mediation;
conscious inference," albeit without its in the end they are to be "reduced" to
introspectionistic and perfectionistic the "laws" of one of the more micro-
overtones. Forming a Latin-Greek scopic, more "fundamental" disciplines,
hybrid, we may speak of this as a notably physiology. Traditionally, many
208 EGON BRUNSWIK

psychologists have seen in such a re- ism; but it does not include the uni-
ductive explanation of behavior the ma- vocality of prediction which is the ma-
jor task of psychological theory. The jor raison d'etre of the nomothetic ap-
nomothetic behaviorism of Hull and of proach (5).
his sympathizers, mentioned at the be- We may therefore take the position
ginning of this paper, reveals its reduc- that in the end the unity of science is
tionist aim most clearly in the use of a better served by allowing the reaffirma-
"physiologizing" terminology. tion or elaboration of this unity to be
To the study of distal function and superseded by a working out of the the-
of its grand strategy the reductive ap- matic diversity of the sciences within
proach adds the study of tactics; to the the minimum common platform. This
study of achievement and of its macro- diversity of themata involves both the
mediation, both of which fall within the aim of the different disciplines and the
province of functional-representative de- designs capable of serving these aims.
sign, it adds the study of microme- Thematic physicalism and the nomo-
diation, which falls in the province thetic-reductionist-systematic syndrome.
of nomothetic-systematic design. The The different explicit and implicit trends
functional approach has its place mainly toward the unification of science which
in the appraisal of the interplay and have dominated the last half century
relative contribution or weight of fac- have been under the spell of a some-
tors in the adjustment to a given ecol- what stereotyped image of physics. The
ogy, while the reductive approach re- thematic element in this cliche may be
veals the technological details of the explicated as the emphasis on the "gen-
machinery that brings about such ad- eral," and notably on the strict, uni-
justment. vocal regularities or laws which pos-
Theory as comparative methodology: sess universal applicability; this is also
observational unity and thematic di- known as the nomothetic approach.
versity of science. The injection of Universality of law presupposes homo-
physiology into the discussion brings us geneity of the universe; hence it mat-
to a branch of psychological theory ters little where and when and over how
which overlaps with the philosophy of large an area a phenomenon is studied.
science and is best labeled comparative Experimental design may thus safely be
methodology of science. One of the left to the convenience and liking of
major concerns of such a science of sci- the experimenter and thus become sys-
ence, or metatheory, is with the basic tematic. And, as Mises (36) has pointed
unity of the sciences. In present-day out in discussing probabilism in phys-
psychological discussion this problem is ics, macrolaws have their origin in dif-
subsumed mainly under the watchword ferential equations, that is, in principles
"operationism." Here it is often for- conceived for minute space-time splin-
gotten that the basic requirement for ters. The triad of nomothetic aim,
scientific exactitude is a relatively mod- microreductionist procedure, and sys-
est one, and in a certain sense a more tematic design which we have come to
commonplace one than anticipated. It recognize as a syndrome in traditional
involves no more than the inter- and psychology thus is revealed as an emu-
intrasubjective univocality of observa- lation of a pattern indigenous to the
tion and communication which is some- specific thema of physics.
times called "methodological physical- As has been pointed out in greater
ism" (8), but should better be specified detail elsewhere (8, sec. 9), the basi-
as observational or procedural physical- cally elementistic character of physical
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 209

law is not obviated by, and has little to mapping. The fact that no application
do with, the empirical fact of a prob- of the general physical laws is possible
abilistic microstructure in thermody- without the constants, parameters and
namics or within the atom. Nor must boundary conditions furnished by geo-
such structures be seen as related to, or graphic types of information is fre-
in any way supporting, our arguments quently neglected in theoretical discus-
for the probability approach in psychol- sion. Except at the level of control
ogy; functional psychology is macro- ordinarily accessible only to the physi-
probabilistic in that the identity of the cist observer, these constants are not
individual case is maintained (as in a available (at least not fully so) to the
scattergram) while it is lost in the responding organism. Hence the chains
physical macrolaw which for ordinary from select distal to proximal to cen-
practical purposes is absolute. tral variables in perception are chains
General vs. particular. Physical law, of (probable) partial, rather than of
geographic fact, ecological correlation. total, causation. The universal lawful-
The first to warn against the overesti- ness of the world is of limited comfort
mation of the general over the particu- to the perceiver or behaver not in a po-
lar in science was Windelband (52). sition to apply these laws, and he there-
In a somewhat stilted application to fore must rely largely on whatever
personality and to the humanities, he snitches of particular or semigeneral-
was led to suggest the well-known dis- ized information he may be able to as-
tinction between nomothetic and idio- semble. This is what we meant earlier
graphic disciplines. Unfortunately, the in this paper by the assertion that ordi-
latter term encompasses both the low- narily organisms must behave as if in
brow, strictly enumerative approach to a semierratic ecology.
historic-geographic fact seen in isola- With data from our representative
tion, and the extremely high-brow em- size-constancy survey described above,
phasis on the "unique" lawfulness of the relation between physical law and
the individual or culture; more prop- ecological correlation is illustrated in
erly, the latter case should therefore be Table 1. The first row of ecological
labelled the "idionomothetic" approach. validities has been introduced above in
Within the natural sciences, an ex- discussing Fig. 3, and the remaining
ample of the purely enumerative ap- two pairs are added here from our ma-
proach is given by those branches of terial. Partial correlations derived from
geography that deal with topographical either of the two columns of three co-

TABLE 1
TEXTURAL ECOLOGY AND PHYSICS
(Adapted from Brunswik 7, Fig. 10)

Nomothetic Approach
Ecological Validities
Variables Partial Correlation
Correlated Law of
Full Sizes over Physical
Sample 10 cm. Variable Coefficient Optics
(N - 93) (N - 59) "Held Constant" Obtained

B XP .70 .14 D 1.00


B XD .77 .88 P 1.00 1 B =PD
DXP .08 -.34 B -1.00
210 EGON BEUNSWIK

efficients yield (in as close approxima- seen as a necessary feature of intraor-


tion as may be expected) the perfect ganismic processes. In a certain sense
positive or negative correlations listed this is perhaps in reversal of a tradition
in the third column of figures. These which has seen nothing but law in the
in turn reflect the well-known propor- environment, but was indeterministic or
tionality law, given still further to the vitalistic so far as the reacting organ-
right. Since derivation is possible from ism is concerned.
all alternate ecologies (as exemplified Some recent movements have viewed
by our sample of 93 vs. the subsample processes within the organism from the
of 59 situations mentioned earlier), it probability point of view. While prob-
is evident that textural ecology adds abilistic functionalism is inherently in-
valuable probabilistic information to tersystemic, their approach is intrasys-
the vastly distilled relational informa- temic. We have no quarrel with them
tion incorporated in the universal laws except that we must make it clear that
of physics. Essentially this is informa- they are confined to problem concep-
tion abstracted and summarized from tions which are oversimplified from the
the geographies that make up the ecol- standpoint of molar functional psychol-
ogy, and is information of the type ogy, encapsulated as they are within
finite organisms may best be able to the boundaries of the organism.
absorb in learning, notably in prob- Intraregional statistical approaches in
ability discrimination with partial re- psychology may be classified under
inforcement. three major headings: central, periph-
It is for the same reasons that the eral, and peripheral-central. An exam-
laws of triangulation, which underlie ple of a central statistical theory is the
the binocular depth mechanism and study of "random nervous nets" as de-
which only recently have once more veloped in the framework of mathe-
been the starting point for nomothetic matical biophysics by McCulloch and
treatment of this mechanism (32; see Pitts (33), later in collaboration with
also 17), are of somewhat academic in- Landahl (31). Concern is not with
terest so far as the actual perceiver is "this" neurone synapsing on "that" one,
concerned. And for similar reasons we but rather with "gross" distribution of
stressed, earlier in this paper, the lim- tendencies and probabilities associated
ited validity of this mechanism within with points or regions in the net. This
our cultural ecology, in which the per- statistical "rather than deterministic"
ceiver is routinely exposed to optical biophysics was used by Rashevsky (39)
instruments as well as to flat pictures as an underpinning for his fundamental
as substitute means of access to three- equations of mathematical biophysics
dimensional reality. much in the manner in which the ki-
Nonjunctionalistic (intraorganismic) netic theory of gases serves as a reduc-
uses of probability in psychology. It tive support to thermodynamics. Rapo-
will be remembered that in our molar- port and Shimbel (38, 42) have ex-
functional view of organism-environ- tended the theory to the dynamics of
ment interplay, uncertainty is a feature social interaction.
of the relationships between the organ- An application of probability to a pe-
ism and the distal environment, to wit, ripheral problem is given by the "sta-
of proximal-distal relationships in the tistical behavioristics" of Miller and
case of ecological validity and of cen- Frick (35). The exposition is encap-
tral-distal relationships in the case of sulated within the single region of overt
functional validity; uncertainty is not responses. The study of "stochastic"
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 211

(i.e., to a certain extent predictable) of the intraorganismic probabilism just


word sequences in common English cited, a first step in the direction of the
which has come in vogue recently is bivariate type of correlation analysis
more or less bodily transferred to an which is covered by the concept of eco-
analysis of human "courses of action" logical validity is made by Wiener (51)
—which are related to the "strategies" in his analysis of double time series.
in the playing of games (49)—and of Such series are, as Wiener points out,
the "dependent probabilities" resulting most conspicuous in economico-socio-
from the fact that the preceding occur- logical and meteorologico-geophysical
rence of a response does not always re- applications, since in both instances the
turn the system to the original state. relative lead of one time series with re-
Here the only cue considered is given spect to another may well give much
by the preceding time series of events more information concerning the past of
of the same kind. This procedure is the second than of its own. For ex-
not indigenous nor particularly congen- ample, on account of the general east-
ial to the thematic content of psychol- ward movement of the weather, Chi-
ogy. Rather, it is somewhat mechani- cago weather may be more important
cally transplanted from those segments in the forecasting of Boston weather
of cybernetics in which unidimensional than Boston weather itself. It will be
sequential distribution and correlation noted that even here the comparison
are predominant (51)—another instance stays within the same kind or physi-
of falling for ready-made gadgets, even cal denomination ("weather"); in such
though at a more elevated level. cases comparisons or correlations are
Skinner's (43) concept of "prob- not yet genuinely bivariate as are those
ability of response" may likewise be between proximal cues and objects, or
classified under the heading of periph- between means and goal attainments.
eral encapsulation, the term being no A more direct exposition of those
more than a fanciful expression for mathematical principles of communica-
(relative) frequency of response as one tion which are of particular relevance
of the traditional scores in learning ex- to the understanding of focusing by vi-
periments involving the motor output. carious functioning as it occurs in psy-
The "statistical learning theory" of chological mechanisms has been given
Estes (13) is an example of a pe- by Shannon and Weaver (41). In
ripheral-central theory, or perhaps of terms of the vocabulary of the special
a peripheral-peripheral theory crossing brand of telecommunication engineer-
through the entire organism from input ing involving semicontrolled media, to
to output. Based as it is on evidence which the theory has been geared, per-
from systematic experiments, there is ceptual cues and behavioral means are
reason to doubt that the "behavior like "signals" in "coded messages." The
samples" and "statistical samples of en- mediating channels are contaminated
vironmental events" which are linked with interferences or constraints of their
by the theory are even tacitly envisaged own. The result is equivocation. It is
as representative samples. then "not in general possible to recon-
Rudimentary emergence of the con- struct the message with certainty by
cept of cue in cybernetics and the the- any operation on the signal." Shan-
ory of telecommunication. Outside of non's diagram showing the fanning out
psychology, and within movements of "reasonable causes" (messages, in-
which in some of their more obvious puts) for a given "high probability re-
aspects have become templates for most ceived signal" or effect, and of "reason-
212 EGON BRUNSWIK

able effects" (signals, outputs) from a sending messages through redundant,


given "high probability message" or even though not literally repetitive,
cause in a channel, bears formal re- channels. The probability of error,
semblance to the equivocal types of given by the variety of possible causes
coupling between intra- and extraorgan- or effects that could result in, or be pro-
ismic regions to which this writer called duced by, the type of event in question,
attention twenty years ago (2, Fig. 2) can thus be minimized; this is the case
and which can also be read into our in the gain of the over-all functional
diagram of the lens model in Fig. 8. validity (.99) over the ecological va-
Whenever the "capacity" of a chan- lidity of the major retinal cue (.70) in
nel is less than the richness of variabil- our representative survey of size con-
ity of the source from which it accepts stancy referred to above, in which the
messages, the channel is "overloaded." organism acts as an intuitive statis-
Then it is tician.8
impossible to devise codes which reduce the A suggestion of extending the theory
error frequency as low as one may please. of communication to multivariate pat-
. . . However clever one is with the coding terns of mediation has recently been
process, it will always be true that after the
signal is received there remains some undesir-
made by McGill (34). It is hoped that
able (noise) uncertainty about what the mes- this will open up the full scope of vi-
sage was (41, p. 111). carious functioning to formal treatment.
We may add that, in quite the same CLINICAL AND RELATED ASPECTS OF
manner, the crux of organismic adjust- REPRESENTATIVE DESIGN
ment obviously lies in the fact that
distal perceptual and behavioral media- There are several ways in which rep-
tion must, by the nature of things, in resentative design has become involved
the general case rely on overloaded with social and clinical psychology.
channels, with the ensuing limited de- Two of them deal with sampling as-
pendability of all achievement mecha- pects exclusively, and another two con-
nisms. And we may note that at least cern both design and the functional
part of the trouble lies with the over- theory of the vicarious functioning of
loading and noise in the external rather cues.
than the internal medium.
8
Shannon and Weaver point to one The present statistical application of re-
means by which the chances of error dundancy is not to be confused with one re-
cently suggested by Attneave (1). In his
can be decreased, however. This is case the concern is with the exploitation (ex-
"redundancy," as exemplified by, but trapolation) of strict law as it holds over
by no means restricted to, verbal repeti- limited stretches of space (or time), say, along
tiveness. When there is noise there is part of the contour of an ink bottle. In an
earlier context, this writer has spoken of such
some real advantage in not using a cod- regularities of limited scope as "local laws"
ing process that eliminates all the re- (Lokalgesetze, 2, pp. 209, 212). By virtue of
dundancy, for the remaining redun- their strictness their treatment falls under our
dancy helps combat the uncertainty of above-mentioned heading of an idionomothetic
approach; its only relation to the probabil-
transmission. The reader will recog- istic approach lies in the fact that the area
nize that the vicarious functioning of to which a local law is limited may be con-
cues and of means—functional patterns sidered as a subecology, and that the organ-
we came to acknowledge as the back- ism may have to proceed by basically similar
mechanisms to ascertain either of the two
bone of stabilized achievement—may be types of limited regularities, the strict or the
viewed as special cases of receiving or probabilistic.
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 213

Representative sampling of persons in of perception (46), with an emphasis


the role of objects. The case in which on more recent and more complex types
not only the responding subjects but of experimental problems—or there was
also the stimulus objects are persons an informal effort to assemble a battery
furnishes perhaps the most obvious of "close-to-life" situations. If the tests
demonstration of the necessity for rep- were selected from a pool of existing
resentative design. It is for this sym- tests the term "sampling" was occasion-
metry of subject and object that such ally applied, but it was usually forgot-
media as the social perception of per- ten that sampling from an artifact, even
sonality from photographs seem to offer when this sampling itself should be ran-
the best chance of convincing the de- dom, merely perpetuates earlier bias
signer that there must be a sizable N (7, pp. 50 f.).
of social objects alongside the custom-
ary sizable n of subjects (judges). Yet Similar considerations apply to the custom-
ary so-called sampling of behavior, of acts, or
a survey of the respective literature of traits from a trait universe (including the
revealed that, apparently by force of construction of adjective check lists), so long
a somewhat thoughtless, content-bound as the respective universes or sampling pro-
tradition, the object TV is on the whole cedures are but informally scrutinized.* The
pitifully inadequate in comparison with degree of representativeness is in each of these
cases determined not by the most but by the
the subject n, with fallacies of generali- least representative step in the chain of de-
zation ensuing (7, ch. vi and p. 38). fining the universe and of drawing the sam-
Hammond has been especially astute ple. Since trait sampling concerns the re-
in exposing comparable lapses in the sponder rather than the ecology, and hence is
not part of representative design proper, this
logic of design and of evaluation in is added here merely parenthetically.
other areas of social psychology (18)
and in clinical psychology, notably in From a technical point of view it is
the study of the effect of the sex or not sufficient to have one close-to-life
personality of the examiner upon Ror- test, or even many of them. As we
schach and other protective test results have pointed out in the main part of
(19)—even on the part of standard this paper, there must be balanced cov-
texts in psychological statistics. It erage of life. A mere multitude of situ-
turned out that it was a surprisingly ations may be designated as M tests,
widespread practice to apply only one
reserving N for the size of truly rep-
(responder-populational) test of sig-
resentative ecological samples. (M is
nificance using n, and to tacitly con-
sider this test to cover ecological gen- chosen as the letter preceding N, or as
erality in the same breath. the first letter in many; the capital let-
Representative sampling of stimulus ter is used in slight departure from the
configurations as test situations. Con- practice suggested earlier [7, pp. 34
cerning representativeness as to the f.]). Only for a true N can technical
purely physical stimulus configurations tests of ecological significance as en-
used in testing, test designers have so visaged in representative design be ap-
far not pressed beyond the stage desig- plied.
nated as canvassing, earlier in this pa- *Guttman states, seemingly without being
per. At best, tests were either picked much concerned about the underlying prob-
to reflect roughly the current distribu- lem, that "the processes of sampling people
tion of systematic laboratory experimen- and of sampling items are not at all identical;
random sampling, stratified or not, is used for
tation—in particularly fortunate cases, the first, but is not applicable to item con-
such as in Thurstone's factorial study struction" (44, p. 54).
214 EGON BRUNSWIK

Such stimulus configurations as the pression (and, within perception, on


Rorschach inkblots are biased variate physical objects or on the more static
packages, in the sense of the word as traits of social objects), and the impli-
defined earlier in this paper. They in- cations of vicariousness upon repre-
vite what Sander (40) has called "re- sentative design have been developed
alistically-meaningful" (sinnhajt-bedeu- through this medium (7, ch. v, vi, viii;
tungsvoll) or "ontotropic" tendencies, in for more general discussion see 8, ch.
contradistinction to the "geometric-or- ii). In his contribution to the present
namental" or "eidotropic" tendencies symposium Hammond (20) has ex-
(toward Pragnanz or "good form," such panded this to demand allowance of
as abstract circles, squares, or other multiple mediation patterns for, and an
purely geometric formations) as de- attendant multiple cue analysis of, clini-
scribed by the gestalt psychologists cal judgment by recourse to the require-
proper. Since these ontotropic tend- ments of representative design.
encies are considered to represent a Ecological validity and utilization of
higher developmental stage than the clinical cues. A problem ensuing from
formalistic eidotropic tendencies, both the work of Frenkel-Brunswik and of
in ontogenesis and in the "actualgene- Hammond, just cited, is the question
sis" of the instantaneous perceptual ex- about the extent to which the ecologi-
perience, a more genuine sampling of cal validity of the potential cues avail-
stimulus patterns and the setting up of able to clinical intuition is duplicated
more representative evaluation categor- by the weight given these cues in their
ies may become diagnostically valuable. utilization on the part of the respond-
Allowance of vicarious functioning as ing clinician. Hammond and his col-
a representative feature in test con- laborators at Colorado (20), and, inde-
struction. As we have seen, one of the pendently, Smedslund at Oslo (in an as
most important principles of functional yet unpublished study), have recently
theory is that of vicarious functioning. found cases of gross discrepancy in this
Its earliest recognition stems not from respect, involving both the ignoring or
academic psychology but from one of even the reversal of valid cues and the
the theoretical antecedents of clini- overutilization of cues of low validity.
cal psychology, psychoanalysis. Under Pitfalls of systematic design in bio-
the direct influence of psychoanalysis, logical application. As we have seen,
Frenkel-Brunswik (15) has developed representative design is especially in-
the study of "alternative manifesta- dispensable whenever the relative con-
tions" of the latent dynamic structure tribution of different variables in a
of needs on a statistical basis, using functional context is the subject of in-
multiple correlation with overt behavior vestigation. But it must not be forgot-
elements; the way to the rational re- ten that any systematic experiment, re-
construction of clinical intuition which gardless of how oddly conceived it may
is asked for in another line of Vienna be, represents at least one actual or po-
tradition, logical empiricism, was thus tential ecological instance, and in this
opened. The relationships that may or sense is a bit of reality; in addition, as
may not exist with Lazarsfeld's subse- we have seen, it may be the only means
quent theory of "latent structure" (44) of obtaining knowledge in the reductive
will not be discussed here. context of science.
In my own work the attention to vi- Impressive as are the achievements of
carious functioning has concentrated on reductive experimentation in the bio-
perception rather than on behavioral ex- logical sciences, the dangers resulting
REPRESENTATIVE DESIGN AND PROBABILISTIC THEORY 215

from the tying of variables and from perimposes artificial "laws" upon an
other characteristics of nonrepresenta- ecology which it thereby depletes.
tive designs have rarely been completely In the case of the systematic experi-
avoided. The history of science fur- ment it is these artificial laws in the de-
nishes ample evidence of harmful effects sign which, as we have suggested, are at
of systematic design upon practice or least in part responsible for the often
theoretical outlook. As a layman, one striking lawfulness of the results. At
may think of hygiene in medicine with this point the suspicion arises that the
its dramatic changes between the com- didactic role which systematic experi-
plete neglect and the excesses of aseptic mentation obviously plays in the men-
or antiseptic policies; the boiling of tal economy of,the scientist, by virtue
milk and devitaminization; anemia and of the simplicity and order it both re-
the eating of liver, and so forth. All of quires in the design and furnishes in
these practices appear as playballs of the result, may outweigh the fact-find-
variables arbitrarily selected for study, ing competence of systematically de-
which thus acquire undue prominence signed experiments. Certainly the more
and throw the picture of the interplay drastically simplified forms of art of
of factors out of balance; and the short- which we have spoken, and which are
cuts involved in the ecological overgen- so similar in pattern to /the systematic
eralization of results may be even more experiment, are clearly didactic rather
serious. The biochemist or nutritionist than informative in any realistic sense;
who shuns eggs but is a chain smoker, we do not go to the movies to find out
and the cancer specialist who does the about life or to form a scientifically air-
opposite, are too familiar examples to tight theory about personality, in spite
require elaboration. of the fact that movies may sometimes
Systematic design in cliche literature. be helpful in temporarily smoothing the
We may also regard the "world" of perplexities of life.
popular novels and movies as an arti- The main function both of art and of
ficial, cultural subecology. Its outstand- systematic experimentation, then, is to
ing feature is the presence of cliches; shake and mold us by exaggeration and
these include both personality stereo- extreme correlation or absence of cor-
types and plot formulas. Cliches are relation. But exaggeration is distortion,
similar to experiments using systematic and this distortion must in science even-
design. Factors that show some degree tually be resolved by allowing the more
of independent variability in real life palatable systematic design to mature
are artificially tied. Old-fashioned opera into, and to be superseded by, the more
plots or soap melodramas that "drip truthful representative design.
with generosity" share with cowboy
movies what David Hume would have CONCLUSION: UNITY OF SCIENCE AND
called "inseparable" associations of no- UNITY OF PSYCHOLOGY
ble character, overpowering strength, Our considerations in comparative
fairness, courage, youth, final success, methodology have brought into focus
and so forth, or of their opposites. The the thematic diversification that is pos-
cliche' is a "worn" case or incident, by sible within the over-all unity of ex-
no means impossible or nonexistent but act, observationally physicalistic sci-
made prominent out of all proportion to ence. They may facilitate the cheerful
its frequency, and to the detriment of relinquishment of the overheated nomo-
all other types of incident. Like the thetic bias under which the development
systematic design of experiments, it su- of psychology has long suffered and
216 EGON BRUNSWIK

which is making the establishment of a 227-260. (Errata corrected 1938, 5,


molar-functional psychology an uphill 110.)
battle. Acceptance of the probabilistic 4. BRUNSWIK, E. Probability as a deter-
miner of rat behavior. J. exp. Psy-
conception, both for the propaedeutic chol, 1939, 25, 175-197.
study of ecology and for the functional 5. BRUNSWIK, E. Organismic achievement
analysis of perceptual or behavioral and environmental probability. Psy-
achievement, not only sets normative chol. Rev., 1943, SO, 255-272.
psychology on the right track; it also 6. BRUNSWIK, E. Distal focussing of per-
ception: size-constancy in a representa-
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work of psychology. Chicago: Univer.
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