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Incarceration and Health
ASA
AMERICAN SOCIOLOGICAL ASSOCIATION
(§)SAGE
Lauren C. Porter1
Abstract
This study investigates the link between incarceration and health behavior among a sample of young adul
from the National Longitudinal Study of Adolescent Health (N = 1 ,670). The association is analyzed using
propensity score methods and a strategic comparison group: respondents who have been convicted
crimes, but not incarcerated. Findings suggest that former inmates consume more fast food and hav
higher likelihood of smoking than do similarly situated peers. These associations operate partly throu
increased financial strife and decreased social standing. Given the role of health behavior in predicti
future health outcomes, poor health behavior may be a salient force driving health and mortality r
among the formerly incarcerated population.
Keywords
Add Health, crime, health behavior, health inequality, incarceration
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Porter 235
when "many
health behavior by constricting financial resources,
2000:469). Th
time behind bars and subsequent reintegration hurdles
behavior, wh
also present more impalpable or nuanced threats to
(Harris 2010)
health behavior. For example, ex-inmates may feel
may be
that their identitiesexplo
are beyond their control, leading to
are increased stress and fatalism, both of which are asso-
confrontin
prison rathe
ciated with a higher risk of smoking and with poor
Western 200
eating habits. In this study, incarceration is theorized
to worsen these behaviors through a myriadar
individuals of pro-
As scholars
cesses, including financial hardship, social isolation,
makesand diminished
it psychological
diffi well-being.
conditions. To
compares the
Incarceration and Financial
strategic comHardship
been convicted of crimes but who have not been Former inmates confront numerous barriers to
incarcerated. In addition, respondents are matched on financial stability, including difficulties obtaining
observable characteristics using propensity scoreloans, housing, and employment (see Tonry and
methods. While the use of propensity score matching Petersilia 2000 for an overview). With respect to
leverages observable characteristics of respondents to employment in particular, employers are reluctant
address selection, comparing ex-inmates to those who to hire ex-felons due to the stigma of a criminal
have been "convicted only" helps account for poten-record (Pager 2003) and ex-inmates may confront
tially unobservable traits that may bias the association challenges due to their hiatus from the labor market
as well. Second, this study investigates why incarcer- (Western, Kling, and Weiman 2001). Financial
ation may lead to poor health behavior. Availablewell-being can worsen health behavior by affecting
mediators are tested, including subjective socialthe "means and motives" associated with maintain-
standing, perceived stress, and financial difficulties.ing a healthy lifestyle (Pampel et al. 2010:14). For
In short, this study advances prior research by (1) example, nutritious foods are typically more costly
investigating the link between incarceration andthan less healthy options (Pampel et al. 2010), are
health behavior among young adults and (2) explicat-less available in relatively poor neighborhoods,
ing the mechanisms potentially linking incarceration and fruits and vegetables that are available in poor
to such behaviors. neighborhoods are on average 15 to 20 percent
more expensive than in wealthier neighborhoods
(Emmons 2000; Powell et al. 2007).
BACKGROUND
With respect to motives, financial strife acts as a
An expansive body of literature considers thestressor
collat-in its own right, but living in economically
eral consequences of incarceration, including precarious
effects situations is accompanied by chronic
stressors as well (Pampel et al. 2010). Residents of
on employment, family life, and civic engagement.
More recently, research suggests that incarceration
disadvantaged neighborhoods are exposed to neigh-
increases the risk of several physical and borhood
mental decay, noise pollution, and violence. Van
health ailments, such as hypertension (Massoglia
Lenthe and Mackenbach (2006) find that individuals
2008a), sexually transmitted diseases (Hammett,
living in relatively disadvantaged areas are more
Harmon, and Rhodes 2002; Massoglia 2008a), dis-
likely to smoke in part because of increased exposure
to such
abling conditions (Greifinger 2007; Schnittker and neighborhood stressors. Individuals of low
John 2007), major depression (Schnittker et al. 2012;
socioeconomic status are also more likely to be fatal-
Turney, Wildeman, and Schnittker 2012), and anxiety
istic and to deprioritize long-term consequences, both
of which
(Massoglia 2008a). In addition to increasing the risk are associated with poor health behavior
(Adams and White 2009; Niederdeppe and Levy
of poor health, incarceration may also negatively
affect health behavior. Poor diet and cigarette2007;
smok-Pampel et al. 2010).
ing are associated with many of the commonly cited
consequences of incarceration, such as increased
Incarceration and Social Ties
financial strain, social isolation, and heightened stress
(Krueger and Chang 2008; Pampel et al.While
2010;behind bars, inmates are displaced from
Umberson, Crosnoe, and Reczek 2010). While some
family and friends. Maintaining contact with out-
side ties
of these outcomes present more tangible threats to can be difficult, as can maintaining the
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236 Journal of Health and Social Behavior 55(2)
rise to a series
quality of such relationships (Christian 2005; of related
Clearobstacles. A stressful
2007; Comfort 2008). Once released, however,
event sequence is for-
also distinguished by having a
mer inmates continue to be isolated due to others'
foreseeable endpoint for individuals. Inmates may
fearing the "contagion of stigma" or due to theperceive their release as an endpoint, given ethno-
strain of being separated from loved ones graphic work showing that inmates tend to be opti-
(Massoglia, Remster, and King 201 1). Studies sug- mistic about their release and changes they want to
gest that incarceration is especially damaging with make in their lives (Phillips and Lindsay 2011;
respect to marital bonds, increasing the risk of Zambie and Porporino 1988).
divorce and decreasing the likelihood of marriage Once people are released from prison, second-
(Western, Lopoo, and McLanahan 2004). ary stressors of incarceration may compound pri-
Social ties are integral components to a healthy mary stressors, especially given that such obstacles
lifestyle. People offer instrumental support for health are not fully anticipated (Phillips and Lindsay
needs, such as helping to buy groceries (Berkman 2011). Secondary stressors include difficulties
et al. 2000). They can also be helpful in terms of find- securing identification, finding a place to live, and
ing employment (Granovetter 1973; Yakubovich finding a source of income. Former inmates can
2005). In addition, family and friends offer emotional find themselves prohibited from political participa-
support by providing "love and caring, sympathy and tion, without parental rights, and still struggling for
understanding and/or esteem or value" (Thoits 1995, social acceptance. Also, and unlike primary stress-
cited in Berkman et al. 2000:848). Research suggests ors, the secondary stressors of imprisonment may
that this type of support acts as a stress buffer, pre- resist adaptation and have no foreseeable endpoint
venting or reducing stress-driven unhealthy behaviors (Bronsteen, Buccafusco, and Masur 2009). To that
(Kamarck, Manuck, and Jennings 1990; Steptoe et al. end, the secondary stressors of incarceration can
1990). As well as providing a source of support, social also be conceptualized as chronic stressors. Elliot
ties can influence health behavior via control pro- and Eisdorfer (1982) argue that in contrast to a
cesses (Thoits 201 1). For example, a romantic partner stressful event sequence, chronic stressors have no
can monitor smoking habits and marriage restructures foreseeable endpoint and "pervade a person's life,
a person's life in ways that foster healthy habits forcing him or her to restructure his or her identity
(Umberson et al. 2010). or social roles" (cited in Segerstrom and Miller
2004:2).
Two recent studies suggest that incarceration
Incarceration and Psychological Well- has profound effects on major depression, a well-
being established correlate of perceived stress (Schnittker
Stress. In accordance with the tenets of stress pro- et al. 2012; Turney et al. 2012). For instance,
cess theory (Pearlin 1989), the experience of incar- Schnittker and colleagues (2012) find that incar-
ceration is likely to expose individuals to a number ceration more than doubles the likelihood of dys-
of stressors. More specifically, the effects of incar- thymia and increases the odds of major depression
ceration can be likened to Pearlin' s concept of by 50 percent. In Turney and colleagues' (20 1 2:477)
stress proliferation, which distinguishes between study, the authors surmise that incarceration is a
primary and secondary stressors (Pearlin, Anesh- source of stress proliferation. They find that both
ensel, and LeBlanc 1997). The primary stressors of current and recent incarceration increases the like-
incarceration include the loss of liberty and control, lihood of depression among fathers and that this
isolation, the need to make behavioral adjustments, effect is explained by a combination of economic
and fear of other inmates (Sykes 1958; Massoglia and relational difficulties experienced both during
2008a). The stressors of prison life may also be and after incarceration.
magnified by the social isolation of inmates, since
family and friends who otherwise provide emo- Stigma and Social Standing. For many scholars, the
tional support during times of strain are absent (see tribulations of former inmates can be traced to
Braman 2004; Comfort 2008; Zambie and Por- stigma. From this perspective, spending time in a
porino 1988). To draw on Elliot and Eisdorfer's correctional facility stains an individual's identity,
(1982) taxonomy of stressors, it is useful to con- ostracizing him or her from others. Indeed, inter-
ceptualize such primary stressors as a stressful view-based studies find that ex-felons believe their
event sequence. According to Elliot and Eisdorfer criminal past serves as a "scarlet letter, leaving
(1982), a stressful event sequence entails a focal them permanently marked or 'branded'" (Uggen,
event, such as being incarcerated, which then gives Manza, and Behrens 2004:280; see also Maruna
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Porter 237
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238 Journal of Health and Social Behavior 55(2)
Variable Description
Dependent variables
Fast food consumption Number of
Cigarette smoking Respondent s
days (yes = I )
Independent variables
Incarcerated, convicted Responden
wave IV (yes = I )
Convicted only Respondent ha
Control variables
Cigarette smoking - wave I Respondent smoked cigarettes within the past 30 days (yes = I )
Delinquency - wave I A weighted scale ranging from 0 to 1 9.2 indicated the level of
delinquency at wave I based on involvement in vandalism,
shoplifting, other theft, burglary, fighting, selling drugs, and
robbery (a = .79)
Violent arrestee Respondent has been arrested for a violent offense after the age
of 1 8 (yes = I )
(continued)
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Porter 239
Table I. (co
Variable Description
Repeat arrestee Respondent has been arrested more than once (yes = I )
Mediators
Mental health and attitudes
Fatalism The degree to which a respondent agreed with the following
statement (reverse coded): I'm always optimistic about my future
Perceived stress Scale constructed from responses to four items, indicating how
often in the past 30 days respondents (a = .79)
• Felt unable to control the important things in life
• Felt confident in the ability to handle personal problems (reverse
coded)
• Felt that things were going their way (reverse coded)
• Felt that difficulties were piling too high to overcome
Perceived discrimination How often a respondent feels he or she is treated with less
respect or courtesy than other people (0 = never, 3 = often)
Social integration
Perceived isolation How often a respondent feels isolated from others (0 = never,
3 = often)
Number of friends The number of "close friends" a respondent reported
Married Respondent is married (yes = I )
Social standing Scale indicating where respondents perceive their social s
relative to others in the United States, where 1 0 = high and I =
Socioeconomic status
risk of diabetes and high blood pressure. Cigarette Controls. Analyses control for demographic and
smoking is measured as a dichotomous variable indi- socioeconomic characteristics of respondents,
cating whether or not an individual smoked at least including age, race, sex, parental education,
one cigarette per day in the past 30 days.2 respondent education, and prior neighborhood dis-
advantage. Each variable is measured at wave I,
Incarceration. Respondents were asked the follow- except for respondent education, which is mea-
ing two survey items at wave IV: Have you ever sured as whether the respondent had graduated
been convicted of or pled guilty to any charges high school by wave IV. Measures also include
other than a minor traffic violation? Have you ever prior depression, future orientation, and fatalism.
spent time in a jail, prison, juvenile detention cen- Analyses control on prior delinquency, which is
ter, or other correctional facility?3 Respondents measured by summing weighted responses to ques-
who have been convicted and incarcerated are tions about participation in fighting, theft, robbery,
compared with those who have been convictedand destruction of property. Respondents were
only as indicated by responses to these items.asked how many times they had engaged in each
Respondents were also asked how old they were offense during the prior 12 months, and indicated
the first time or only time these events occurred.the frequency as one or two (1), three or four (2), or
five or more times (3). Each response was multi-
Those who indicated only being convicted or incar-
cerated prior to the age of 1 8 were excluded. plied by a corresponding severity score culled from
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240 Journal of Health and Social Behavior 55(2)
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Porter 24 1
erogeneity. In the first stage of the analysis, the 18.2 to 2.6 after matching. The standardized bias is
propensity to be incarcerated is predicted among computed by dividing the difference of means for
all respondents who have ever been convicted of a each covariate by the standard deviation (see bal-
crime. Nearest neighbor matching is then used to ance diagnostics in Appendix A, available at http://
compare the average fast food consumption and hsb.sagepub.com/supplemental). Notably, an ade-
predicted probability of smoking across groups. To quate standardized bias statistic is considered to be
test mediating variables, the propensity score is any value less than 20, suggesting that the two
included as a control variable in a regression frame- groups were already fairly balanced prior to match-
work (Coffman 2011). Negative binomial and ing (Rosenbaum and Rubin 1983). This balance
logistic regressions are used, and the significance also provides further evidence that convicted-only
and total mediation of mechanisms are tested. respondents constitute a more suitable comparison
Causal mediation is employed, which is moregroup for ex-inmates.
Results of 1:1 nearest neighbor matching are
robust to violations of functional form and distribu-
tional assumptions than conventional methodsshown in Table 3. Before and after matching,
(Imai, Keele, and Tingley 2010). respondents who have been incarcerated exhibit
higher probabilities of smoking and higher levels
of fast food consumption than their matched coun-
RESULTS terparts. On average, respondents who have been
Table 2 presents descriptive statistics for Add incarcerated eat fast food about .5 more times per
Health respondents who have been convicted ofweek than those who have been convicted only.6
crimes (13 percent of the total sample). Among Ex-inmates are also about 1 1 percent more likely to
convicted respondents, 70 percent have been con- smoke cigarettes. Notably, the predicted probabil-
victed and incarcerated, while a remaining 30 per- ity of smoking is fairly high in both groups, with
cent have been convicted only. Seventy-five 45 percent of ex-inmates reporting that they smoke
percent of respondents are male and 24 percent are daily, compared with 34 percent of their never-
black. They are also more socioeconomically dis- incarcerated counterparts. Only 22 percent of the
advantaged than the full Add Health sample. Onlyfull sample indicates being daily smokers.
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242 Journal of Health and Social Behavior 55(2)
Dependent variables
Cigarette smoking .4 1 9 .493 0 I
Fast food consumption 3.112 3.576 0 55
Independent variable
Incarceration .70 .46 0 I
Matching covariates
Respondent age 28.965 1 .7 1 1 24.279 34.05 1
Male .753 .431 0 I
Black .238 .426 0 I
Hispanic .136 .343 0 I
Other .083 .275 0 I
High school graduate .840 .367 0 I
Parent education 2.243 1.624 0 5
Neighborhood disadvantage - .004 .908 -1.148 4.703
wave I
Future orientation - wave I 2.764 1 . 1 68 I 5
Fatalism - wave I 1 .707 .892 I 5
Cigarette smoking - wave I .395 .489 0 I
Depression - wave I 6.882 4.873 0 33
Diet - wave I 2. 1 1 7 1 . 1 92 0 4
Delinquency - wave I 1 .657 2.69 1 0 1 9.2
Repeat arrestee .655 .476 0 I
Violent arrestee .154 .361 0 I
Mediators
Propensitythan score
that of being male and prior
methoddelinquency.
tion that Results of this test suggest that selection to
assignment into incar- tre
able after ceration is sufficiently addressed in these
matching. In models,
oth
models relies
although these
on models arguably
selection
reduce selection
for by bias by addressing both observable and unobserv-
observables. Rosen
sensitivity analysis
able to
heterogeneity by using convicted-only det
respon-
the effect an omitted variable would need to exert dents as a reference.
on the probability of treatment to alter the observed
effect. This sensitivity analysis was performed
Mediation
using the rbounds program in Stata (see Diprete
and Gangl 2004). Results suggest that all else being Results of propensity score matching suggest that
equal, an unobserved covariate would need to ex-inmates are more likely to smoke and eat more
increase the odds of imprisonment by 35 to 40 per- fast food than are convicted-only respondents. The
cent to alter results. This effect would be stronger next step in the analysis is to examine why
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Porter 243
Table 3. Eff
Variable Sa
Fast food Unmatched 3.326 2.571 .755 .186 4.050**
Matched 3.322 2.802 .520 .260 2.000*
Smoking Unmatched .453 .311 .142 .026 5.480**
Matched .454 .344 .110 .039 2.840*
*p<.05, **p<.0l.
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244 Journal of Health and Social Behavior 55(2)
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Porter 245
oftenthis article:
convictThis research uses data from Add Health, a
respectprogram project directed
to by Kathleen Mullansoc
Harris and
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246 Journal of Health and Social Behavior 55(2)
from the "conviction effect." Official barriers to Comfort, Megan. 2012. "'It Was Basically College to
reintegration, such as civil and employment limita- Us': Poverty, Prison, and Emerging Adulthood."
tions, apply to conviction rather than incarceration Journal of Poverty 16(3):308-22.
history. Certainly, the experience of incarceration Comfort, Megan. 2008. Doing Time Together: Love and
exposes offenders to added and/or distinct stressors. Family in the Shadow of the Prison. Chicago, IL:
However, comparing the outcomes of the formerly University of Chicago Press.
incarcerated to never-incarcerated may capture the Demakakos, Panayotes, James Nazroo, Elizabeth Breeze,
effects of conviction, rather than both conviction and Michael Marmot. 2008. "Socioeconomic Status
and incarceration, or incarceration alone. and Health: The Role of Subjective Social Status."
6. Fast food consumption is a skewed count vari- Social Science & Medicine (1982) 67(2):330-40.
able, meaning that a difference of means may yield DiPrete, Thomas A. and Markus Gangl. 2004. "Assessing
biased results. As such, nearest neighbor matching Bias in the Estimation of Causal Effects: Rosenbaum
was also used after log-transforming this variable Bounds on Matching Estimators and Instrumental
and with a truncated version as well, both of which Variables Estimation with Imperfect Instruments."
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