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332

EUResearch Advances Series

Role of Neural Crest in


Congenital Heart Disease
Margaret L. Kirby, PhD, and Karen L. Waldo, MS

Historical Background from neural crest ectoderm.1 She proposed the term
In the preface for his monograph on neural crest in "mesectoderm" for mesenchyme that originates from
1950, Horstadius' wrote, "Most text-books of embry- the ectodermal rather than the mesodermal germ
ology or anatomy make only passing mention of the layer. This term has been revised to "ectomesen-
neural crest as the source of origin of one or two chyme" to emphasize the origin of the mesenchyme
structures in the vertebrate body. Few books devote from ectoderm rather than its usual source.' Under
even as much as a page to this interesting structure." normal circumstances, we know of no source of
Although the passage of 40 years has seen a revolu- ectomesenchyme other than the neural crest; how-
tion in our understanding of the neural crest in basic ever, as will be discussed below, when the neural
and clinical sciences, Horstadius' statement is still crest is removed, other areas of the ectoderm might
applicable to the paucity of information about neural have the capability of producing ectomesenchyme.
crest in textbooks. Unfortunately, among scientists The importance of neural crest in the cardiovascu-
and clinicians not directly involved in neural crest lar system was first documented by Drs. Christine Le
research, this has led to almost profound ignorance Lievre and Nicole Le Douarin in 1975.3,4 These
about the neural crest and its role in development. investigators transplanted quail neural crest into
The neural crest is an unusual structure that chick embryos and discovered that the entire muscu-
appears early in development and has only a tran-
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sient existence because the cells of the neural crest loconnective tissue wall of the large arteries arising
quickly migrate throughout the body and differen- from the heart in the chick was made of ectomesen-
tiate into other cell types. Its transience and wide- chymal cells of quail (neural crest) origin. They also
spread migration have made neural crest derivatives noted that "the transition zone between the bulbus
a technical challenge to study. Because of these arteriosus and the aortic trunks...contains a mixture of
difficulties, knowledge of neural crest derivatives quail and host (neural crest and non-neural crest)
progressed somewhat haltingly through the last half cells." Rychters and Thompson and Fitzharris6 also
of the 19th century and the first half of the 20th presaged the discovery that neural crest is involved in
century, dependent on development of novel tech- development of the cardiac outflow septation. Rychter5
niques with which to study this labile population of noted that pigment placed between the third and
cells. In the past 40 years, with the availability of fourth pharyngeal arches migrated into the base of the
tissue culture, autoradiography, interspecies trans- aorta and pulmonary trunk in the aorticopulmonary
plantation, immunohistochemistry, and in situ hybrid- septum. Thompson and Fitzharris6 showed the dual
ization, we have begun to understand much more origin of mesenchymal cells in the developing outflow
about neural crest derivatives.2 tract. One population of cells was derived from the
The neural crest has been recognized primarily for endocardium, and a second population migrated into
its contribution to the peripheral nervous system, the outflow tract from the pharyngeal region.
although the largest portion of Horstadius' 1950 The relation between neural crest and outflow
monograph1 is devoted to non-neural derivatives of tract septation became clear when various parts of
the neural crest in the-vertebrate head and branchial the cranial premigratory neural crest were ablated in
region. In 1888, Kastschenko first claimed that some chick embryos.7 This proved to be the critical step in
mesenchyme of the head originated from the neural understanding the significance of the presence of
crest.' Platt (1893-1897) showed that cartilage of the these cells in the outflow tract, in that removal of the
visceral arches and dentine of the teeth were derived neural crest resulted in outflow tract malformations.7
This relation has been explored more thoroughly in
From the Department of Anatomy, Medical College of Georgia, the last 7 years, and the findings will be reviewed
Augusta. below. Practically all of the work on neural crest has
Supported by Public Health Service grant HL-36059. been performed on the chick embryo for three rea-
Address for correspondence: Margaret L. Kirby, PhD, Depart-
ment of Anatomy, Medical College of Georgia, Augusta, GA sons: The embryo is accessible for surgery early in
30912-2000. development; it has a short developmental period of
Received December 12, 1989; revision accepted April 24, 1990. 21 days; and interspecies transplantation can be
Kirby and Waldo Neural Crest and Heart Development 333

IJ'
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FIGURE 1. Diagrammatic representation of the neural crest highlighting the region of the cardiac neural crest. Division between
trunk and cranial neural crest is at somite 5. Cranial neural crest has ectomesenchymal cells, whereas trunk neural crest has few
of these cells. The cardiac area is located between the midotic placode and somite 3. This area of neural crest migrates into
pharyngeal arches 3, 4, and 6 as designated.

performed from the Japanese quail embryo, which 6.9 In the pharyngeal arches, the cells derived from
has a distinctive nuclear marker that makes it easy to the neural crest provide support for the endothelium
trace after transplantation. of the aortic arch arteries.10 Some cells migrate from
the pharyngeal arches into the outflow tract where
Cardiac Neural Crest they form the aorticopulmonary septum and popu-
late the truncal folds (Figure 2). The neural crest-
Normal Distribution of Neural Crest Cells derived ectomesenchymal cells are arranged in ven-
in the Heart tral and dorsal columns in the truncal folds that are
The neural crest is divided into two major regions elongations from the aorticopulmonary septum."1
known as cranial and trunk neural crest (Figure 1). Late in development, the ectomesenchymal cells are
The cranial neural crest extends from the mid- located between the proximal aorta and pulmonary
diencephalon to the caudal limit of somite 5, whereas trunk." A few ectomesenchymal cells are scattered
the trunk neural crest proceeds from somite 5 to the in the cusps of the arterial valves" (Kirby, unpub-
caudal extent of the embryo (Figure 1). The region of lished observation). The caudal extent of migration
the cranial neural fold between the midotic placode of neural crest-derived ectomesenchymal cells is
and the caudal limit of somite 3 generates the neural unclear.8 Downstream from the semilunar valves, the
crest cells that migrate into the cardiac outflow tract. ectomesenchyme forms smooth muscle of the tunica
This region of neural crest has been called "cardiac media of the large arteries derived from the aortic
neural crest" for convenience. The largest population arch arteries (Figure 2).4 At the same time, ectomes-
of neural crest cells in the outflow tract is derived enchymal cells interact with the pharyngeal endo-
from the region of the neural fold that will populate derm in formation of the other derivatives of the
pharyngeal arch 4.8 The cardiac neural crest migrates pharyngeal apparatus such as the thymus and the
from the neural fold into pharyngeal arches 3, 4, and parathyroid and thyroid glands (Figure 2).2
334 Circulation Vol 82, No 2 August 1990

FIGURE 2. Panel A: Diagram illustrating cranial neural


crest migratory pathway through the pharyngeal region.
Some of neural crest cells in pharyngeal arches 3, 4, and 6
To head continue their migration from the pharyngeal region into
the outflow tract of the developing heart where they partic-
ipate in the formation of the aorticopulmonary and truncal
septa. Panel B: Diagram illustrating the complex contribu-
tion of the neural crest to the pharyngeal apparatus and
related structures (right) and the outflow tract (left). AA,
aortic arch; DOA, dorsal aorta.

Support and Maintenace of


Wall of Aortic Arch Arteries
Ectoderm
lesenchyme
~4~Endothelium
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Thymus Thyroid and


B Parathyroids

That the cardiac neural crest is a unique popula- arteriosus (Figure 3), whereas heart development
tion of cells was shown recently. When the cardiac proceeds normally after addition of trunk to cardiac
neural crest is removed and replaced by mesenceph- neural crest.12 This indicates that the mesencephalic
alic (cranial) or trunk (caudal) neural crest (Figure neural crest may actually interfere with the normal
3), persistent truncus arteriosus (nonseptation of the development of the cardiac neural crest during out-
outflow tract) results.12 This is a surprising result in flow septation.
that other areas of the neural crest have been pre- In another series of experiments,14 ectomesen-
sumed to be plastic. This indicates that the cardiac chyme was shown to be generated from the nodose
neural crest is predetermined early in development. placode after removal of the cardiac neural crest
Noden'3 also showed early predetermination of the (Figure 4). The placodes are a series of ectodermal
cranial neural crest. When he replaced presumptive thickenings in the head region of the embryo that
arch 3 neural crest with arch 2 neural crest, he found generate portions of the sensory ganglia of the head
that arch 2 derivatives were repeated in the arch 3 and viscera. One of the most prominent of these is
region.13 This finding prompted Noden to suggest the otic placode that generates the vestibulocochlear
that the ectomesenchymal derivatives of the cranial ganglion and portions of the inner ear. The nodose
neural crest may direct patterning in the head. placode is immediately caudal to the otic placode and
The addition of mesencephalic neural crest to the generates the neurons that carry sensory information
cardiac neural crest also results in persistent truncus from the thoracic and abdominal viscera to the brain
Kirby and Waldo Neural Crest and Heart Development 335

Addition Neural Crest Replacement

PTA PTA

FIGURE 3. Diagram illustrating the lack ofplasticity of other areas of the neural crest in replacing the cardiac neural crest. In the
experiment shown, mesencephalic or trunk neural crest was used to replace or augmnent the cardiac neural crest. In the replacement
experiment, the cardiac neural crest from the chick host is removed and discarded, and then the quail or donor neural crest is grafted
into the same site. Neither trunk nor mesencephalic neural crest was capable of replacing the cardiac neural crest as evidenced by
the resulting persistent truncus arteriosus (PTA) after cardiac neural crest replacement. Addition of mesencephalic neural crest to
the cardiac neural crest also resulted in persistent truncus arteriosus indicating that the mesencephalic neural crest actually interferes
with the cardiac neural crest in outflow tract septation.

stem. Under ordinary circumstances, the nodose pla- entire cardiac neural crest is removed. In this para-
code has no non-neuronal derivatives. In the absence of digm, the persistent truncus arteriosus can take any
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the cardiac neural crest, the ectomesenchyme produced of a number of morphological manifestations. How-
by the nodose placode migrates to the aortic sac and ever, an obligatory component for the positive iden-
the truncal cushions, but it is not capable of causing tification of persistent truncus arteriosus has been
outflow septation. The cells derived from the nodose the presence of a single outflow valve. This single
placode mimic the cells derived from the neural crest in valve typically has four to six cusps. The presence or
that they ultimately assume smooth muscle phenotypes absence of the aorticopulmonary septum appears to
in the walls of the great arteries. depend on the completeness of the cardiac neural
The fact that these alternate populations of cells crest ablation. On the other hand, a ventricular
are not capable of supporting outflow tract septation septal defect is always a component of this defect.16
strongly supports the uniqueness of the ectomesen- The position of the single outflow vessel with respect
chymal cell population in the cardiac neural crest. to the ventricles is variable; that is, it can arise
entirely from the right or left ventricle or can straddle
Neural Crest-Related Malforznations the ventricular septum. In the most common config-
To appreciate the effects of neural crest ablation uration, the vessel arises entirely from the right
completely, it is important to understand that the early ventricle. This does not appear to correlate with the
studies involved removal of the neural crest at 24-30 presence of any other morphological abnormalities,
hours of incubation followed by reincubation until days such as nonpersistence of the right or left aortic arch
8-11 of incubation. At that point, the hearts are large arteries.'6
enough to analyze macroscopically.1516 The embryos Ablation of a smaller area within the cardiac neural
that survived until the time of analysis represent a crest, or of cranial neural crest outside the cardiac
self-selected population because only a fraction of the area, results in a spectrum of defects that have been
operated embryos actually lives to days 8-11. This same classified under the generalized title of dextroposed
situation is true clinically where the infants cared for by aorta.'6 These malformations include double outlet
pediatric cardiologists constitute a selected population; right ventricle, tetralogy of Fallot and Eisenmenger's
that is, the embryos or fetuses that are able to compen- complex. Transposition of the great arteries occurs
sate for their defects live to the time of analysis or birth. infrequently after neural crest ablation.
Outflow tract. Ablation of the premigratory cardiac Aortic arch arteries. Associated with each of these
neural crest results in a variety of malformations of cardiac defects is a variable occurrence of interrupted
the heart and great vessels (Figure 5), depending on aortic arch, or anomalies of the other great arteries,
the extent of the ablation.1-17 For example, persis- including persistence of some vessels that should oth-
tent truncus arteriosus results very predictably if the erwise disappear (Figure 5). In the chicken, the defin-
336 Circulation Vol 82, No 2, August 1990

and have not been seen in the detailed morphological


studies on days 8-11 of incubation.15-17
Inflow anomalies. Neural crest ablation also causes
changes in atrioventricular alignment (Figure 5). The
inflow tract anomalies that have been seen include
tricuspid atresia, tricuspid stenosis, straddling of the
Otic Cardiac Outflow tricuspid valve, and double inlet left ventricle. Atrio-
Placode
ventricular septal defects occur infrequently after
Nodose
Placode
-
i- Cardiac neural crest ablation.16 In the neural crest model of
N.C. heart malformations, there is an obligatory relation
between inflow and outflow anomalies. Chick embryos
with inflow anomalies caused by ablation of the neural
crest always have coexisting persistent truncus arterio-
LL-
sus or one of the dextroposed aorta anomalies. This is
quite different from the occurrence of these defects in
humans where outflow tract anomalies very rarely
appear with inflow anomalies. On the other hand,
outflow anomalies in the chick occur most commonly
with no signs of inflow anomalies.16 Atrial anomalies
A are very difficult to analyze in chick embryos, and a
systematic study of the atria after neural crest ablation
has not been performed to date. However, our impres-
sion is that the atrial septation and other details of
atrial morphology are normal.
Veins. Even though there are severe defects in the
heart and arteries derived from the aortic arch
arteries, neither systemic nor pulmonary venous
Persistent truncus
anomalies occur after cardiac neural crest ablation
arteriosus (Figure 5).19
Cardiac
Noncardiovascular defects. Removal of the cardiac
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Placode N.C. neural crest affects development of all the structures


removed ama in the pharyngeal arches for which it is destined
aU.
(Figure 5). Hence, the thymus, parathyroid, and
thyroid glands, all of which obtain their stroma from
R neural crest in the pharyngeal arches are affected.20
A~4 The neural crest migrating into arches 1 and 2, that
will develop into the lower face and upper neck, is
cranial to the cardiac region of neural crest13; thus,
facial structures are not usually affected by cardiac
neural crest removal.
Parasympathetic innervation. Although not men-
B M tioned previously, the cardiac parasympathetic inner-
vation is also derived from the cardiac neural crest.
FIGURE 4. Diagram representing the normal contribution of One may expect a deficiency in parasympathetic
the cardiac neural crest (N.C.) to the outflow tract (panel A) innervation of the heart after ablation of the cardiac
and the situation when the cardiac neural crest is removed neural crest. This, however, is not the case because
(panel B). In this case, cells of the nodose placode migrate cells from the nodose placodes migrate into the heart
into the areas where cardiac neural crest should be. These cells and reconstitute the cholinergic cardiac plexus in the
are not capable of causing cardiac outflow septation but do absence of the cardiac neural crest.21
reinforce the walls of the great arteries to some extent.
Early Changes in Cardiovascular Development
Induced by Neural Crest Ablation
itive aorta (fourth arch artery) is on the right rather
than on the left as it is in humans. After neural crest Morphological Changes
ablation, the aorta on the left side occasionally persists Changes in heart and aortic arch artery morphol-
so that there are bilateral aortic arches or persisting ogy occur while the heart is still in the looped tube
left-sided aorta with disappearance of the right-sided stage, long before septation of the outflow tract
aorta. The carotid vessels (third arch arteries) are also normally occurs.22 Distinct changes are evident by
frequently interrupted. In very severe cases, there is a the third day of incubation, and these changes persist
single persisting vessel that connects the heart with the in a manner that precludes formation of a normal
dorsal aorta.'8 These embryos die early in development cardiovascular system.
Kirby and Waldo Neural Crest and Heart Development 337

Cardiac lnflow Cardiac Neural Cardiac Outflow


Anomalies Crest Ablation Anomalies

Double Inlet
left ven(
MR Tricuspid
)
atresia Tetralogy of
Fal_ot
Eisenmengers
corplex

Straddling tricuspid
valve Persistent truncus Transpositon of the Double outet
artediosus great vessels right ventricle

Aortic Arch Arteries Non-Cardnovascular


Anomalies Anomalies
Veins
(Normal)

Interruption of Double aortic Thymus


the aorta arc
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Thyroid &
Variable absence of Left aortic parathyroids
the carotid arteres arch
FIGURE 5. Diagram illustrating the cardiovascular and noncardiovascular malformations induced by removal of the cardiac
neural crest.

Cardiac tube. At this stage in development, conotrun- crest removal. Microcinephotography has been used
cal shape is altered even though the heart is a looped to study ventricular function in chick embryos at
tube and septation has not yet begun.2Z23 Leatherbury stage 18 with the result that a number of functional
et a23 further noted dilation of the primitive ventricle deficiencies have been noted at this early stage.23
and incomplete looping of the cardiac tube. These include decreased emptying of the bulbus
Aortic arch arteries. The quantity, as well as the cordis, incompetent truncal cushions, and lack of
distribution, of mesenchyme is altered in the pha- blood flow in the fourth right aortic arch artery with
ryngeal arches surrounding the aortic arch arteries. increased blood flow in the third right aortic arch
In normal embryos, the endothelial tubes of the artery. At the same time, all of the indexes of
aortic arch arteries in the pharyngeal arches are contractility, including shortening fraction, wall veloc-
centrally located and completely ensheathed in ity, and ejection fraction are markedly depressed.
mesenchyme. In experimental animals, a large por- However, despite these functional changes, cardiac
tion of the endothelium of these vessels is directly output is normal because of the ventricular dilation.
apposed to pharyngeal epithelium, without inter- This suggests that an embryo in the process of devel-
vening mesenchyme.10 At this time, the mechanism oping a heart defect is able to compensate for the
by which reduced ectomesenchyme in the pharyn- insult by dilation of the ventricle.
geal arches leads to abnormal development of the In a more recent study with a slightly altered
arch vessels is not known. design, Tomita et a124 demonstrated some important
factors in the self-selection of experimental embryos
Functional Changes between days 3 and 11 of incubation. Heart rate,
Functional, as well as morphological, changes ejection fraction, stroke volume, and cardiac output
appear early in development subsequent to neural were measured in all embryos on day 3 of incubation.
338 Circulation Vol 82, No 2, August 1990

Embryos that lived until day 11 had significantly ELASTOGENESIS IN THE CHICK EMBRYO
higher ejection fraction, stroke volume, and cardiac
output on day 3 of incubation than embryos that did
not live to day 11.
These findings demonstrate that functional and
morphological changes occur before the time when
the predicted structural defects of septation would be
apparent in the heart. Cardiac function may be
maintained during development at the expense of
morphology. There may be physiological compensa-
tions in response to early morphological alterations
that maintain cardiac function within the normal
range.25 Leatherbury et a123 further suggest that the
mechanism of compensation for depressed contrac-
tility is ventricular dilation. This in turn interferes
with complete looping of the cardiac tube, which
hinders normal alignment of the developing inflow
and outflow tracts. The spectra of dextroposed aorta
and atrioventricular malalignment, discussed above,
are a result of these alterations.
Blood pressure has also been measured in the ven-
tricle and dorsal aorta.25 With the servonull technique
to measure intraventricular pressure in stage 18 chick
embryos, experimental animals displayed no significant
change in heart rate, peak ventricular pressure, or
end-diastolic pressure compared with controls. FIGURE 6. Flow chart illustrating the site of initiation of
Changes in Calcium Current elastogenesis in the conus cordis at stages 23-24 by the
ectomesenchyme and then the propagation of elastogenesis
Calcium currents have been assessed at 11 days of downstream along the developing great arteries.
incubation in hearts with persistent truncus arterio-
sus.26 Compared with normal hearts, hearts with per-
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sistent truncus arteriosus were enlarged (26% greater downstream along the developing great arteries in an
ventricle to whole embryo weight) and had a twofold orderly proximodistal sequence by the ectomesen-
reduction in the peak magnitude of the L-type or chyme (Figure 6). Ultimately, a laminated elastic
dihydropyridine-sensitive calcium current. At the same matrix continuum is present in the tunica media of all
time, there was not a concomitant reduction in the of the elastic vessels.27 Rosenquist et a127 hypothe-
number of L channels detected in radioreceptor assays. sized that elastogenesis is a critical event in outflow
This indicates that protein synthesis is not affected in septation.
production of the L channel but that there is a differ- When the cardiac neural crest is removed, the rate
ence in post-translational modification of the channel of downstream propagation of the elastic matrix in
protein in experimental and control embryos.26 The the great arteries is retarded, and the spatial config-
change could perhaps be due to a difference in the uration of the elastic matrix in older embryos is
phosphorylation status of the channel in myocardium disordered. At the same time, collagens I and III,
developing under the hemodynamic stresses outlined which are normally highly ordered in the walls of the
above. Further exploration of the changes in the sub- great arteries, are coarsened and lack any distinct
strates of electrical activity in the myocardium should spatial order in arteries lacking the cardiac neural
help cardiologists and surgeons in dealing with patients crest.28,29
who have congenital heart defects. Although the stud- In addition to producing an elastic matrix, the mes-
ies have not yet been performed, ventricular character- enchymal cells of the outflow septation complex express
istics at 3 days of development23 would lead to the
prediction that the same depression of calcium current smooth muscle a-actin. Beall and Rosenquist30 hypoth-
is present much earlier in development. esized that these cells may play a contractile role in
outflow septation. Whether or not these factors are
Extracellular Matrix important in outflow septation, elastin, collagen I and
Rosenquist and colleagues27- 30 attempted to deter- III, and smooth muscle a-actin probably all play a role
mine what factors are unique to the cardiac neural in maintaining hemodynamic characteristics of the nor-
crest. Elastogenesis is first found in foci at the mally developing cardiovascular system. From the
interface between the myocardial cuff and the ecto- hemodynamic studies on early embryos presented
mesenchyme of neural crest origin on day 4 of above, we know that these functional parameters are
incubation (Figure 6). The foci coalesce as develop- critical in determining the final phenotype of a cardio-
ment proceeds. Elastogenesis is then propagated vascular malformation.
Kirby and Waldo Neural Crest and Heart Development 339

Application in Humans begin to understand which of these defects is due to


All of the heart defects described in chick embryos malfunction of the neural crest during development.
after neural crest ablation have also been seen in Role of Neural Crest in Heart Development
human infants. In the chick embryo, removal of the
cardiac neural crest also affects other structures to Our current understanding of the cardiac neural
which that area of neural crest contributes. Isolated crest indicates that it plays a complex role in heart
heart defects occur rarely, if ever, without changes in development with at least two major components.
thymus, parathyroid, and thyroid glands. It is too The simpler of these seems to be its participation in
early to say whether this is the case in humans. The outflow septation. Although the cellular and molec-
most obvious correlation in humans is the DiGeorge ular events that the neural crest directs have not been
syndrome. Typically, the DiGeorge syndrome elucidated, it is clear that the presence of a certain
includes hypocalcemia, defective thymic-dependent number of these cells in the outflow tract is essential
cellular immunity, anomalies of the face, ears, and for septation to occur. Below this critical number,
palate, and congenital cardiovascular malformations. septation does not occur. Because the major defects
Van Mierop and Kutsche31 suggested that the in DiGeorge syndrome are persistent truncus arteri-
DiGeorge syndrome is indeed due to abnormal osus and interrupted aortic arch type B, this syn-
development involving the neural crest. The interest- drome can probably be attributed to a lack of the
ing observation by Wells et a132 that the thyroid critical number of cardiac neural crest cells in pha-
cartilage, a derivative of the fourth pharyngeal arch, ryngeal apparatus and the outflow tract. This could
is hypoplastic in patients with DiGeorge syndrome or be caused by a failure of proper migration into the
tetralogy of Fallot indicates that other outflow anom- area or by excessive cell death.
alies may be associated with abnormalities of the There are still a number of questions with regard
neural crest. Sulik et a133 suggested that fetal alcohol to the exact distribution of the neural crest in the
syndrome should also be included among syndromes heart. These include the possibility and extent of
in which the cranial neural crest is damaged. Fur- cardiac neural crest involvement with the sinoatrial
thermore, she proposes that some cases of DiGeorge and atrioventricular nodes and conduction system,
syndrome can be directly attributed to ethanol or its the coronary arterial system, and the formation of the
metabolites. semilunar valves.
Other syndromes have been suggested as linking The role of the cardiac neural crest that is more
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neural crest abnormalities with heart defects. These difficult to understand is the one it plays in the
include the CHARGE association34 and congenital pharyngeal arch region. The interplay among all the
neuroblastoma with congenital heart disease.35 elements of the pharyngeal arches including endo-
Retinoic acid embryopathy has also been attributed thelium of the aortic arch arteries, endoderm of the
to damage to the neural crest in humans and pharyngeal pouch, ectoderm of the pharyngeal
animals.36-38 grooves and arches, and, finally, mesenchyme of
The evidence has become very strong that neural non-neural crest origin, must be quite complex. A
crest is involved in a number of syndromes and is combination of interactions must determine which
affected by certain teratogens. Our current concern is arch arteries persist and which disappear. Perhaps
to determine what role, if any, neural crest plays in
the same or a completely different set of interactions
determines the hemodynamic characteristics of indi-
generation of congenital heart defects that are not vidual arch arteries that then influence the final
part of a syndrome. A recent study by Todd and normal or abnormal phenotype of the developing
Todd39 showed an increase in the rate of otitis media heart. The extracellular matrix probably plays a
associated with outflow tract anomalies compared major role in this developmental regulation; how-
with other heart defects. The outflow defects ever, many other factors may be involved and are yet
included transposition of the great arteries, tetralogy to be elucidated.
of Fallot, and aortic stenosis. They suggested that
patients who are prone to otitis media have architec- References
tural differences in their eustachian tubes. The eusta- 1. Horstadius S: The Neural Crest: Its Properties and Derivatives in
chian tube develops from pharyngeal arches 1 and 2 the Light ofExperimental Research. London, Oxford University
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outflow tract defects and middle ear infections. An bridge University Press, 1981
3. LeLievre CS, Le Douarin NM: Mesenchymal derivatives of
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Anat Rec 1989;225:209-217 possible pathogenetic factor. Am J Cardiol 1986;58:133-137
11. Sumida H, Akimoto N, Nakamura H: Distribution of the 32. Wells TR, Landing BH, Galliani CA, Thomas RA: Abnormal
neural crest cells in the heart of birds: A three dimensional growth of the thyroid cartilage in the DiGeorge Syndrome.
analysis. Anat Embryol (Berl) 1989;180:29-35 Pediatr Pathol 1986;6:209-225
12. Kirby ML: Plasticity and predetermination of mesencephalic 33. Sulik KK, Johnston MC, Daft PA, Russell WE, Dehart DB: Fetal
and trunk neural crest transplanted into the region of the alcohol syndrome and DiGeorge anomaly: Critical ethanol expo-
cardiac neural crest. Dev Biol 1989;134:401-412 sure periods for craniofacial malformations as illustrated in an
animal model. Am J Med Genet 1986;2(suppl):97-112
13. Noden DM: The role of the neural crest in patterning of avian 34. Siebert JR, Graham JM, MacDonald C: Pathologic features of
cranial skeletal, connective, and muscle tissues. Dev Biol the CHARGE association: Support for involvement of the
1983;96:144-165 neural crest. Teratology 1985;31:331-336
14. Kirby ML: Nodose placode provides ectomesenchyme to the 35. Bellah R. Andrea AD, Darillis, Fellows KE: The association
developing heart in the absence of cardiac neural crest. Cell of congenital neuroblastoma and congenital heart disease. Is
Tissue Res 1988;252:17-22 there a common embryologic bases? Pediatr Radiol 1989;
15. Besson WT III, Kirby ML, Van Mierop LHS, Teabeaut JR II: 19:119-121
Effects of cardiac neural crest lesion size at various embryonic 36. Lammer EJ, Chen DT, Hoar RM, Agnish ND, Benke PJ,
ages on incidence and type of cardiac defects. Circulation
Braun JT, Curry CJ, Fernhoff PM, Grix AW Jr, Lott IT,
Richard JM, Sun SC: Retinoic acid embryopathy. N Engl J
1986;73:360-364 Med 1985;313:837-841
16. Nishibatake M. Kirby ML, Van Mierop LHS: Pathogenesis of 37. Pratt RM, Goulding EH, Abbott BD: Retinoic acid inhibits
persistent truncus arteriosus and dextroposed aorta in the migration of cranial neural crest cells in the cultured mouse
chick embryo after neural crest ablation. Circulation 1987; embryo. J Craniofac Genet Dev Biol 1987;7:205-217
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75:255-264 38. Smith-Thomas L, Lott I, Bronner-Fraser M: Effects of


17. Kirby ML, Turnage KL, Hays BM: Characterization of isotretinoin on the behavior of neural crest cells in vitro. Dev
conotruncal malformations following ablation of "cardiac" Biol 1987;123:276-281
neural crest. Anat Rec 1985;213:87-93 39. Todd JL, Todd NW: Congenital cardiac outflow tract anom-
18. Rosenquist TH, Kirby ML, Van Mierop LHS: Solitary aortic alies and otitis media. Int J Pediatr Otorhinolaryngol 1988;
arch artery. A result of surgical ablation of cardiac neural crest 16:183-188
and nodose placode in the avian embryo. Circulation 1989; 40. Guill MF, Arensman FW, Liffell MF, Ussry TW: Immunologic
80:1469-1475 defects associated with tetralogy of Fallot and truncus arteri-
19. Phillips MT, Waldo KL, Kirby ML: Neural crest ablation does osus. NER Allergy Proc 1988;9:309
not alter pulmonary vein development in the chick embryo. 41. Ussry TW, Arensman FW, Leatherbury L, Flannery DB,
Anat Rec 1989;223:292-298 Harmon JD, Guill MF, Lefelle MS, Bell RA, Strong WB:
20. Bockman DE, Kirby ML: Dependence of thymus development Non-cardiac defects associated with conotruncal abnormali-
on derivatives of the neural crest. Science 1984;223:498-500 ties - Further implications of neural crest influence. JAm Coll
21. Kirby ML: Nodose placode contributes autonomic neurons to Cardiol 1989;13:118A
the heart in the absence of cardiac neural crest. J Neurosci 42. Takao A, Ando M, Cho K, Kinouchi A, Murakami Y: Etio-
1988;8:1089-1095 logic categorization of common congenital heart disease, in
22. Bockman DE, Redmond ME, Waldo KL, Davis H, Kirby ML: Van Praagh R, Takao A (eds): Etiology and Morphogenesis of
Effect of neural crest ablation on development of the heart Congenital Heart Disease. Mt Kisco, NY, Futura Publishing Co,
and arch arteries in the chick. Am JAnat 1987;180:332-341 1984, pp 253-269
23. Leatherbury L, Gauldin HE, Waldo K, Kirby ML: Microcine- 43. Shimizu T, Takao A, Ando M, Hirayama A: Conotruncal
photography of the developing heart in neural crest-ablated anomaly face syndrome: Its heterogeneity and association with
chick embryos. Circulation 1990;81:1047-1057 thymus involution, in Nora JJ, Takao A (eds): Congenital Heart
24. Tomita H, Kirby ML, Leatherbury L: Hemodynamic changes Disease, Causes and Processes. Mt Kisco, NY, Futura Publish-
precede development of persistent truncus arteriosus in neural ing Co, pp 29-41
crest-ablated chick embryos. JAm Coll Cardiol 1990;15:131A 44. Kinouchi A, Mori K, Ando M, Takao A: Facial appearance of
25. Jackson WF, Gauldin H, Tomita H, Leatherbury L: Neural patients with conotruncal anomalies. Pediatr Jap 1976;17:84
crest ablation does not alter ventricular pressure or estimated
cardiac output despite altered morphology. Ann N YAcad Sci KEY WORDS ectomesenchyme * chick embryos * heart
1989 (in press) development outflow tract

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