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Virtual Synchronous Machines – Classification of

Implementations and Analysis of Equivalence to Droop


Controllers for Microgrids
Salvatore D'Arco* Jon Are Suul*†

*SINTEF Energy Research Department of Electric Power Engineering
7465 Trondheim, Norway Norwegian University of Science and Technology
Salvatore.D'Arco@sintef.no 7495 Trondheim, Norway


Abstract—The concept of Virtual Synchronous Machines (VSM) power converters mainly affects the local conditions in the
is emerging as an alternative approach for control of power nearby grid with a negligible impact on the overall power
electronic converters operating in the power system. One main system.
motivation for applying VSM-based control is to achieve a
simple approach for emulating the inertia effect of traditional A parallel line of research has focused on the development
synchronous machines. This paper provides a comprehensive of droop-based control systems for converters in stand-alone
literature review on VSM and a possible classification of the operation and in microgrids dominated by power electronic
different schemes. In addition, the small-signal response of the converters [3]-[9]. In such configurations the converters must
inertia emulation characteristics of VSM-based control is be able to establish the system voltage without the presence of
proved to be equivalent to conventional droop-based control for dominant synchronous machines and must be explicitly
standalone and microgrid operation of converters. Thus, the controlled to participate in the frequency control and the
droop gain and the filter time constant of the power feedback in power balancing of the system.
a droop controller can be directly related to the damping factor
and the inertia constant of a Virtual Synchronous Machine. The In the near future it can be expected that power electronic
derived results are providing additional physics-based insight converters in many cases will have a significant impact on
into the operation and tuning of both types of controllers. large scale power systems as a non-negligible share of the
traditional synchronous generators in operation will be
Index Terms—Distributed Generation, Droop Control, Inertia replaced by converter-interfaced generation. A potential
Emulation, Power Electronic Converters, Virtual Synchronous problem under such conditions can be the decrease of total
Machine system inertia compared to the overall power level and, thus, a
reduction of corresponding stabilizing effects [10]. Therefore,
I. INTRODUCTION it has been proposed to control power electronic converters to
emulate the behavior of traditional Synchronous machines
The traditional power system structure dominated by (SMs) and by that adding virtual inertia to the power system.
centralized generation and unidirectional power flow is
currently being challenged by the proliferation of Distributed The first proposal of a "Virtual Synchronous Machine"
Generation (DG). This trend has initiated significant research (VSM), was published in English by Beck and Hesse in 2007,
and development efforts on control strategies for grid and labeled as "VISMA" [11]. Later, several other approaches
connected power converters in DG systems [1], [2]. for adding virtual inertia to power electronic converters by
emulating the synchronous machine characteristics have been
Most of the research on control of converters for feeding proposed but with significant differences in the terminology,
power into existing power systems has been concerned with the targeted applications and the proposed implementations.
maximizing the energy production from DG sources while Thus, the panorama on VSMs from existing literature is rather
providing robustness and operability during grid faults and dispersed and fragmented. This paper will review most of the
disturbances [2]. It is then assumed that the operation of DG proposed VSM implementations, and attempt to classify them
according to their functional characteristics and their control
 system structures. The paper will also consider the droop
This work was partly funded by the project "Power Electronics for control methods widely applied for microgrids and stand-
Reliable and Energy Efficient Renewable Energy Systems," financed by the
Norwegian Research Council, Wärtsilä, Statkraft and GE, and sponsored by
alone systems, as a conventional approach for achieving
Westcode Semiconductors, http://sintef.no/OPE parallel operation and load sharing among power electronic
converters. The similarities in the control structures applied
for droop controllers and VSM-based control will then be Electrical system and power converter control
highlighted, and it will be demonstrated how the droop-based
approach under certain conditions is equivalent to a VSM. p
Thus, the parameters of a droop controller can be reinterpreted p0   1  pu 1  pu g , N 
in the perspective of the inertia and the damping constant of a
 Ta s s
VSM. This explicit equivalence can bridge the VSM and the
droop-based control approaches and can provide useful
insights for the design, the tuning and the stability analysis of  g , pu
kd 
both these concepts.

II. INERTIA EMULATION EFFECT OF VIRTUAL Inertia emulation


SYNCHRONOUS MACHINES Fig. 1. Inertia emulation for Virtual Synchronous Machines

The underlying idea behind the VSM concept is to emulate all terms of (1) by the frequency ω. For small oscillations
the essential behavior of a real SM by controlling a power around the synchronous conditions, the power balance can be
electronic converter. Thus, any VSM implementation contains expressed in the Laplace domain by the approximation given
more or less explicitly a mathematical model of a SM. The by (2) where P0 is the emulated mechanical input power, Pel is
specific model of the SM and its parameters is largely an the electrical power, and Kd is the damping constant associated
arbitrary design choice as proved by the many different with D.
solutions discussed in literature. However, the emulation of J  g  s    P0  Pel  K d    g  (2)
the inertial characteristic and damping of the
electromechanical oscillations are common features for every By introducing the mechanical time constant Ta (=2H) the
VSM implementation. Additional aspects as the transient and mechanical swing equation can then be expressed in p.u. by:
sub-transient dynamics can be included or neglected, Ta  s   pu  p0  pel  kd  pu   g , pu  (3)
depending on the desired degree of complexity and accuracy The virtual rotor angular position of the VSM is given by
in reproducing the SM dynamics. Furthermore, the parameters the integral of the frequency ω, and this angular position
selected for VSM implementations are not constrained by the corresponds to the phase angle of the voltage induced by the
physical design of any real SM. Thus, the VSM parameters VSM model. The amplitude of the VSM voltage can then be
can be selected to replicate the behavior of a particular SM given by either a reduced order electrical model of the SM or
design or can be specified during the control system design to directly by a separate reactive power control loop. Since the
achieve a desired behavior. active power flow of the VSM is associated with the speed
If the purpose of VSM is to accurately replicate the and angular position of the virtual inertia with respect to the
dynamic behavior of a SM, a full order model of the SM has grid voltage, in the following the voltage or reactive power
to be included in the converter control system. This includes a control of the VSM will be considered as decoupled from the
5th order electrical model with dq-representation of stator inertia emulation. A block diagram implementation of the
windings, damper windings and the field winding, together swing equation intended for VSM is shown in Fig. 1.
with a 2nd order mechanical model resulting in a 7th order
model [12], [13]. B. Inertia Effect by Estimating Power Response
From (3) it can also be derived an alternative approach for
A. Swing Equation for VSM Inertia Emulation inertia emulation. Assuming that the electrical power pel can
While a full order model faithfully represents the behavior be directly controlled by the converter, and replacing the
of a real SM, it adds unnecessary complexity if the goal of the actual grid frequency ωg,pu by its reference value while the
VSM is to emulate the inertia and damping properties of the inertia frequency ωpu is replaced by the measured grid
SM. Indeed, these two main aspects can be already captured frequency, this equation can be reformulated as given by (4).
by the swing equation (1) well known from the literature on pel*  p0  k g* , pu  g , pu   ki  s   g , pu (4)
power system stability and dynamics [12], [13].
In (4) the damping constant kd from (3) is replaced by a steady
d
J  T0  Tel  D   g  (1) state droop constant kω, while the mechanical time constant Ta
dt is multiplied by −1 and represented by an inertia constant ki.
In (1), J is the rotor inertia, ω the rotating speed of the The grid frequency and the derivative of the grid frequency
machine, ωg the angular frequency of the grid, T0 the (s·ωg,pu) must then be estimated from the grid voltage, for
mechanical torque, Tel the electromagnetic torque, and D a instance by using a Phase Locked Loop (PLL) [10]. However,
coefficient accounting for the damping torque associated with this approach is only emulating the inertia effect with respect
the damper windings during transient conditions. It should be to the response to changes in the grid frequency, together with
remarked that the coefficient D in a real SM is not constant a steady state power droop but does not establish an internal
but depends on the operating point of the machine. Thus, a model of the machine inertia. Thus, the implementation of
reduced order model with a fixed value of D will not be able virtual inertia by (4) requires the presence of an external
to match the SM behavior in the entire operating range. voltage with a physical inertia, and is not suitable for islanded
The swing equation can be even more conveniently operation in contrast with a real SM or a VSM implementation
expressed in terms of power instead of torque by multiplying based on (3).
III. REVIEW OF VIRTUAL SYNCHRONOUS MACHINE Options for Virtual Synchronous Machine (VSM) Simulation:
CONTROL SCHEMES - Mechanical model combined with Vg
In the previous section, several alternatives for SM models - Full 5th order electrical model
to be used in VSMs have been discussed. These models need - Recuced order electrical model Z g ,tot
to be interfaced with the power electronic converter through vs
additional controllers which should receive reference signals
from the VSM implementation and translate them into gate q L1 C1
p PQ-calc
signals for the converter. The control schemes proposed in
literature can be categorized into three main groups based on ic I c ,abc
the nature of the output reference from the SM model. q0 vf Synchronous
Q-reg Machine Current
Simulation
A. Current References from the SM model iVSM
ic* Control g PWM

&
In such schemes, the full order or reduced order model of a p0
VSM
vs
Modulation
SM generates a current reference i*. This allows a quite natural
implementation of high order electrical models for the SM VISMA Concept CDC
since the measured voltage at the converter interface to the vDC
grid can feed a simulation model calculating the currents that Fig. 2. VSM implementation providing current references for based on
would result from a real SM. This approach was applied by the VISMA concept proposed in [11]
the VISMA concept which was the first proposal of a VSM
controlled saturation of the voltages and currents of the
implementation [11]. A simplified block diagram illustrating
converter cannot be easily and explicitly included in this
this approach is shown in Fig. 2.
structure. Protections can be implemented at the hardware
The current controller in Fig. 2 can be realized by level or as parallel loops overriding the references from the
hysteresis controllers on phase currents as initially proposed in VSM, but their interaction with the inertia emulation and
[11], by PI-controllers as discussed in [15], or by any other reactive power control and the resulting behavior can be
conventional current controller in the stationary or difficult to predict.
synchronous reference frames. In principle, the current
The controllability can be enhanced by applying a classical
regulators can be easily tuned while saturations and limitations
cascaded control scheme where the voltage output from the
can be embedded directly on the iref. However, in practical
VSM is used as the reference for an external voltage loop
implementations these schemes can be prone to numerical
cascaded with an internal current loop as shown in Fig. 3 b).
instability, especially for high order SM models, and this
This scheme ensures more flexibility for embedding
requires specific attention on the practical discrete time
protection strategies since both voltages and currents can be
implementation of the control system, as discussed in [15].
limited by saturating the regulators outputs [24], [25].
The origin of these stability problems have not yet been
Although these schemes are currently not very common for
thoroughly analyzed and it is therefore not clear if this is
VSM applications, they are becoming widespread in controls
purely related to numerical issues solvable by a proper choice
for microgrid applications where the voltage and frequency
of integration method in the implementation or if such
references are provided by droop controllers [6]-[9]. Due to
schemes results in intrinsically poor numerical stability
the cascaded loops, the appropriate tuning of the controllers in
conditions.
such structures is critical to ensure stability in all operating
B. Voltage References from the SM model conditions, especially in case of low switching frequencies
limiting the bandwidth of the inner current control loop [25].
Another possible approach for VSM implementation is to
configure a SM model to provide a voltage reference output. C. Power reference from the SM model
This is for instance discussed in [16] where implementation of
The inertia response can be also emulated by tracking the
the VISMA concept with current and voltage outputs are
grid frequency without implementing any full order or reduced
compared. However, if a reduced order model of the SM is
order SM model as in (4). The resulting structure is shown in
applied, the power flow is mainly related to the inertia
Fig. 4 where the current reference corresponding to a given
emulation and the phase angle resulting from the swing
power reference can be calculated from the measured grid
equation, while the voltage amplitude and reactive power
voltage. The inertia emulation can be achieved in a relatively
control can be handled separately. This is indicated in Fig. 3 a)
simple way and can be combined with any conventional
and b), where the voltage amplitude is resulting from a
strategy for current controlled operation of converters. This
reactive power control loop (Q-reg) while the VSM frequency
approach can be easily applied for making converters
and phase angle is resulting from inertia emulation by the
contribute to the total apparent inertia of large scale power
swing equation from Fig. 1. The scheme shown in Fig. 3 a) is
systems, and has therefore been pursued by the European
arguably the simplest and most direct implementation of the
Union VSYNC project [26]-[28]. However, the control will
VSM concept, since the voltage amplitude and phase angle are
rely on grid synchronization by a PLL and the presence of en
directly used for generation of PWM gate signals for the
external grid with a rotating inertia. Operation in very weak
converter. For instance, this approach is followed by the
grids can therefore be dubious, and the control system will not
"Syncronverter" concept discussed in [17], and in several
have any inherent capability for black-start or islanded
other recent publications [18]-[23]. However, limitations or
operation.
Active Power Droop Controller Reactive Power Droop Controller
0 v̂0
Open loop control of the converter:
Vg p0  N  q0 v̂*
- No explicit overcurrent protection in the control 
mP  

mQ  

 s 
p f pm q f qm
Z g ,tot s f P-reg s f Q-reg

vs

q Fig. 5. Active and Reactive Power Droop Controllers for microgrids


L1 C1
p PQ-calc
IV. DROOP CONTROL FOR MICROGRIDS
ic I c ,abc
A major advantage of the VSM concept is the possibility
q0 Q-reg v̂* for load sharing among parallel connected units, as well as the
g PWM inherent capability for stand-alone and microgrid operation.
PWM
Inertia * As mentioned in the introduction, design of control systems
p0
Emulation
for converter dominated microgrids has been a line of research
which has received significant attention during the last years.
CDC Although a large range of control structures for converter
vDC dominated microgrid operation has been proposed, the
a) VSM with open loop PWM control simplest and most common approach for control system
design is based on droop regulators for the active and the
Closed loop control of the converter: reactive power according to (5) and (6) [6], [7].
- Cascaded voltage and current loops Vg
1
- Protection and controller saturation can be explicitly included  *pu  g , pu  m p  pm  p0  ,     *pu (5)
- Carefull tuning of controller parameters is necessary Z g ,tot
s
vs v*  vg  mq  qm  q0  (6)
q In such a scheme, the converter frequency is determined
L1 C1
p PQ-calc by a droop gain mp and the deviation between the measured
power pm and the power set-point p0. Similarly, the converter
ic I c ,abc voltage is determined by the droop gain mq and the deviation
q0 Q-reg
between the measured reactive power qm and the reactive
v̂* Current
Voltage ic* power set-point q0. However, the active and reactive powers
Control g PWM

 Control & pel and qel at the output of the power electronic converter must
Inertia Modulation be low pass filtered, as given by the first order transfer
p0
Emulation functions of (7), before they are used as the measurement

CDC feedback signals pm and qm in (5) and (6) [6], [7]. This is
vDC necessary for stabilizing the control loops and rejecting
b) VSM with cascaded voltage and current loops disturbances and oscillations in the measurements.
Fig. 3. VSM Implementations providing voltage references f f
pm  pel , qm  qel (7)
s f s f
Inertia emulation combined with conventional control: Similarly as for the VSM model, the instantaneous phase
- Inner loop current controller with limitations Vg
angle resulting from the droop controllers are given by the
- Depends on strong grid and frequency tracking by PLL integral of the frequency resulting from (5). The block
- No inherent capability for island mode operation Z g ,tot
diagrams representing the implementation of the active and

vs
reactive power drops are shown in Fig. 5. Since the output of
vs PLL these blocks will be the voltage amplitude and phase angle, it
q L1 C1 can easily be seen that they can be combined with either the
p PQ-calc
open loop PWM or the cascaded voltage and current loops
ic I c ,abc shown in Fig. 3 a) and b) respectively.
q*
q0 Q-reg Current As the frequency and phase angle is directly associated
Current
Reference
ic* Control g PWM with the power flow while the voltage is associated with the
p* &
Inertia Calculation Modulation
reactive power flow, the control scheme in Fig. 3 is based on
p0
Emulation the assumption of a predominantly inductive system
CDC impedance, in order to decouple the action of the two droop
vDC regulators. If this is not the case, virtual inductance in the
converter control system or the application of reference signal
Fig. 4. Inertia emulation as outer loop of conventional Current Controlled
Voltage Source Converters
transformations based on the impedance angle of the grid can
be applied to ensure the stable and satisfactory operation of
the droop controllers [7], [9].
Grid equivalent Filter VSC Table 1 System parameters
Energy Storage
Vg Rg Lg Vf R1 L1 Parameter Value Parameter Value
CDC
C1
 Rated voltage Vn 690 V Grid resistance Rg 0.003 pu
Rated power Sn 2.75 MVA Grid inductance Lg 0.08 pu
Fig. 6. Schematic of the simulated system
Rated grid frequency fn 50 Hz Filter capacitance C1 0.074 pu
V. EQUIVALENCE BETWEEN VIRTUAL SYNCHRONOUS Moment inertia Rotor J 50 Kg m2 Proportional and
MACHINES AND MICROGRID DROOP CONTROL -1
integral gains for current 1.27, 14.25
Damping coefficient Kd 50 MW s regulator kpc kic
The control system structures for droop controlled Filter resistance R1 0.003 pu Proportional and
converters and the VSM implementations providing voltage integral gain for voltage 0.59, 736.09
reference outputs present strong similarities. Indeed, assuming Filter inductance L1 0.08 pu regulator kpv kiv
a reduced order SM model, the only difference is that the
frequency and phase angle are provided by the swing equation
in (3) for the VSM and by (5) for the droop controller.
However, these two equations can be proved to be equivalent
for small signal behavior around a steady state operating
condition when assuming the grid frequency ωg and the
reference for the active power p0 as constant.
Combining (7) and (5) leads to:
 f 
 *pu   g , pu  m p  p  p0  (8)
 s   el 
 f 
The active power pel can be calculated from (8) as:
 s  1  Fig. 7. Comparison of results from simulation of various concepts for
pel  

 1 
 m   g , pu   *pu   p0 

(9) VSM and droop controllers
 f  p  can therefore be directly applied to conventional droop
Expanding the products of (9) results in: controllers. Similarly, stability considerations performed on

pel 
 s  g , pu  s   *pu    g , pu   *pu 

s  p0
 p0 (10)
the droop based controls for microgrids could be extended to
the VSM schemes by applying (12).
 f mp mp f
To verify the equivalence derived in (12), the simple
As indicated, the expression in (10) can be simplified by electrical system shown in Fig. 6 has been simulated both with
eliminating the derivatives of constant terms, leading to: VSM-based control and with a droop controller. The main
1 1 parameters of the simulated system are given in Table 1, and
 f mp
s    p0  pel 
mp
 *pu  g , pu  (11) three different cases have been simulated. Firstly, the VSM
  swing equation from Fig. 1 combined with cascaded voltage
Inertia term Damping term
and current loops according to Fig. 3 b) have been compared
Equation (11) has exactly the same form as (3). Thus, to the droop controller from Fig. 5 while using the same
equivalent inertia and damping terms can be clearly identified parameters of the controllers. Then, the results from both these
from the active power droop regulator of (5). The formal control structures have been compared to the VSM with open
equivalence between the VSM model from (3) and the droop loop PWM according to Fig. 3 a), and all results are plotted
regulator from (5) can then be explicitly expressed by: together in Fig. 7. From this figure, it is clearly seen that the
1 1 VSM with cascaded loops is identical to the microgrid droop
Ta  , kd  (12) controller with the same inner loops. The simulation of the
 f mp mp
VSM with open loop PWM verifies that the inertial dynamics
The relations in (12) provide a further insight in the corresponding to the swing equation is dominant under these
functional meaning of the terms in (3) and (5). Indeed, the conditions and is common to all three control systems, while
damping gain, kd, in the VSM swing equation is inversely the small oscillations shown in the two first curves must be
linked to the droop gain mp. Moreover, the first order low pass associated with the dynamics of the cascaded voltage and
filter on the active power serve an analogous function of the current loops.
virtual inertia. Thus, the parameters of the droop regulator can
be tuned in order to emulate the small signal behavior of a VI. CLASSIFICATION OF VSM IMPLEMENTATIONS AND
specific synchronous machine. For example, the low pass DROOP CONTROLLERS
filtering of the active power can be designed not only to
reduce the effect of high frequency power harmonics in the Since the concept of Virtual Synchronous Machines is still
control, but also to provide an inertia function. As long as the relatively new, the proposed implementations have been
inertial dynamics are dominant, without significant influence mainly based on individual preferences and objectives
of any inner loop dynamics, simplified stability analysis based resulting in a rather fragmented state-of-the art literature.
on the swing equation of synchronous machines and VSMs However, as discussed in section II, it is possible to identify
Table 2 Classification of Control Methods for VSM and Droop Control implementation
Model output Voltage vector reference Current vector Power Reference General Comments
Direct PWM Cascaded Voltage and reference
VSM Implementation
Current Controllers
Represents the full
th VISMA concept as in dynamics of the SM.
7 order model – Full
Possible Possible [11], [15], [29], [32], and Not relevant May result in
order SM model.
in [34]. (ref. Fig. 2) unnecessary level of
detail.
5th order or 4th order Typically considering
model – Reduced order Voltage output VISMA concept as in only stator windings.
SM model (2nd or 3rd formulation of the Possible [16], [30], [31], [33]. Not relevant Voltage amplitude is
order) combined with VISMA concept [16] (ref. Fig. 2) provided by a reactive
mechanical dynamic. power control loop.
"Syncronverter" concept
2nd order model –Swing as in [17], [18] and
Analysed in [24]. A similar concept as in Simple implementation
Equation and voltage others by same authors.
Ongoing study of control [22], [23] and other that can be combined
amplitude given by Also in [19], [20], [21]. Not relevant
system tuning in [25]. publications by the same with virtually any control
reactive power Similar concept in [35]
(ref. Fig. 3 b) authors. scheme for the converter.
controller and others by same
authors. (ref. Fig. 3 a)
1st order model – EU VSYNC project [27]. No inherent capability
Inertia emulation with Possible, but not Discussed in [10], [26], for islanded operation or
power (or current) Not relevant Not relevant explicitly found in [28], [36], [37], [38], black-start. Depends on
output calculated from literature. [39]. Also in [41], [42], PLL for tracking grid
grid voltage. [44], [45]. (ref. Fig. 4) frequency dynamic.
Extensive literature
Microgrid Droop Common approach as for Common approach, as Possible, and partly
Not relevant available. Only selected
Controllers instance in [4] for in [6], [8], [9] discussed in [5]
examples are given here.

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