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Agana (2007)
FACTS:
Natividad Agana was rushed to the Medical City Hospital (Medical City) because of difficulty of bowel
movement and bloody anal discharge. After a series of medical examinations, Dr. Ampil, diagnosed her to
be suffering from "cancer of the sigmoid." (Trivia: The sigmoid is the lower third of your large intestine.
It is connected to your rectum, and it is the part of your body where fecal matter stays until you go to
the bathroom.)
Dr. Ampil, assisted by the medical staff, performed an anterior resection surgery on Natividad. He found
that the malignancy in her sigmoid area had spread on her left ovary, necessitating the removal of
certain portions of it. Thus, Dr. Ampil obtained the consent of Natividad's husband, Enrique Agana, to
permit Dr. Juan Fuentes, to perform hysterectomy on her.
After Dr. Fuentes had completed the hysterectomy, Dr. Ampil took over, completed the operation and
closed the incision.
However, the operation appeared to be flawed. In the corresponding Record of Operation, the
attending nurses entered these remarks:
Natividad was released from the hospital. After a couple of days, Natividad complained of excruciating
pain in her anal region. She consulted both Dr. Ampil and Dr. Fuentes about it. They told her that the
pain was the natural consequence of the surgery. Dr. Ampil then recommended that she consult an
oncologist to examine the cancerous nodes which were not removed during the operation.
Natividad, accompanied by her husband, went to the United States to seek further treatment. After four
months of consultations and laboratory examinations, Natividad was told she was free of cancer. Hence,
she was advised to return to the Philippines. When Natividad flew back to the Philippines, still suffering
from pains. Two weeks thereafter, her daughter found a piece of gauze protruding from her vagina. Upon
being informed about it, Dr. Ampil proceeded to her house where he managed to extract by hand a piece
of gauze measuring 1.5 inches in width (dafuq). He then assured her that the pains would soon vanish.
Dr. Ampil's assurance did not come true. Instead, the pains intensified, prompting Natividad to seek
treatment at the Polymedic General Hospital (Polymedic). While confined there, Dr. Ramon Gutierrez
detected the presence of another foreign object in her vagina — a foul-smelling gauze measuring 1.5
inches in width which badly infected her vaginal vault. A recto-vaginal fistula had formed in her
reproductive organs which forced stool to excrete through the vagina (huhu kahadlok). Another surgical
operation was needed to remedy the damage. Thus, Natividad underwent another surgery.
Natividad and her husband filed with the RTC in Quezon City a complaint for damages against
the Professional Services, Inc. (PSI), owner of the Medical City Hospital, Dr. Ampil, and Dr. Fuentes.
They alleged that the latter are liable for negligence for leaving two pieces of gauze inside Natividad's
body and malpractice for concealing their acts of negligence.
Pending the outcome of the above cases, Natividad died and was duly substituted by her above-named
children (the Aganas).
The PRC Board of Medicine rendered its Decision dismissing the case against Dr. Fuentes. The Board held
that the prosecution failed to show that Dr. Fuentes was the one who left the two pieces of gauze inside
Natividad's body; and that he concealed such fact from Natividad.
RTC rendered its Decision in favor of the Aganas, finding PSI, Dr. Ampil and Dr. Fuentes liable for
negligence and malpractice.
CA Ruling:
Dismissed the case against Dr. Juan Fuentes and held that defendant-appellant Dr. Miguel Ampil is liable
to reimburse Professional Services, Inc., whatever amount the latter will pay or had paid to Agana.
ISSUES:
1. Whether the CA erred in holding Dr. Ampil liable for negligence and malpractice
2. Whether the CA erred in absolving Dr. Fuentes of any liability
3. Whether PSI may be held solidarily liable for the negligence of Dr. Ampil
HELD:
1. No. All the major circumstances, taken together, as specified by the Court of Appeals, directly point
to Dr. Ampil as the negligent party, thus:
First, it is not disputed that the surgeons used gauzes as sponges to control
the bleeding of the patient during the surgical operation. EHTCAa
Second, immediately after the operation, the nurses who assisted in the
surgery noted in their report that the ‘sponge count (was) lacking 2'; that such
anomaly was 'announced to surgeon' and that a 'search was done but to no
avail' prompting Dr. Ampil to 'continue for closure' . . . .
Third, after the operation, two (2) gauzes were extracted from the same spot
of the body of Mrs. Agana where the surgery was performed.
An operation requiring the placing of sponges in the incision is not complete until the sponges
are properly removed, and it is settled that the leaving of sponges or other foreign substances in the
wound after the incision has been closed is at least prima facie negligence by the operating surgeon. To
put it simply, such act is considered so inconsistent with due care as to raise an inference of negligene.
There are even legions of authorities to the effect that such act is negligence per se.
Of course, the Court is not blind to the reality that there are times when danger to a patient's life
precludes a surgeon from further searching missing sponges or foreign objects left in the body. But this
does not leave him free from any obligation. Even if it has been shown that a surgeon was required
by the urgent necessities of the case to leave a sponge in his patient's abdomen, because of the dangers
attendant upon delay, still, it is his legal duty to so inform his patient within a reasonable time
thereafter by advising her of what he had been compelled to do.
Here, Dr. Ampil did not inform Natividad about the missing two pieces of gauze. Worse, he
even misled her that the pain she was experiencing was the ordinary consequence of her
operation. Had he been more candid, Natividad could have taken the immediate and appropriate
medical remedy to remove the gauzes from her body. To our mind, what was initially an act of
negligence by Dr. Ampil has ripened into a deliberate wrongful act of deceiving his patient.
This is a clear case of medical malpractice or more appropriately, medical negligence. To successfully
pursue this kind of case, a patient must only prove that a health care provider either failed to do
something which a reasonably prudent health care provider would have done, or that he did something
that a reasonably prudent provider would not have done; and that failure or action caused injury to the
patient. Simply put, the elements are duty, breach, injury and proximate causation. Dr. Ampil, as
the lead surgeon, had the duty to remove all foreign objects, such as gauzes, from Natividad's body
before closure of the incision. When he failed to do so, it was his duty to inform Natividad about it. Dr.
Ampil breached both duties. Such breach caused injury to Natividad, necessitating her further
examination by American doctors and another surgery. That Dr. Ampil's negligence is the proximate
cause of Natividad's injury could be traced from his act of closing the incision despite the
information given by the attending nurses that two pieces of gauze were still missing. That
they were later on extracted from Natividad's vagina established the causal link between Dr. Ampil's
negligence and the injury. And what further aggravated such injury was his deliberate concealment of the
missing gauzes from the knowledge of Natividad and her family.
2. No. Literally, res ipsa loquitur means "the thing speaks for itself." It is the rule that the fact of the
occurrence of an injury, taken with the surrounding circumstances, may permit an inference or raise a
presumption of negligence, or make out a plaintiff's prima facie case, and present a question of fact for
defendant to meet with an explanation. 13 Stated differently, where the thing which caused the injury,
without the fault of the injured, is under the exclusive control of the defendant and the injury is such that
it should not have occurred if he, having such control used proper care, it affords reasonable
evidence, in the absence of explanation that the injury arose from the defendant's want of care, and the
burden of proof is shifted to him to establish that he has observed due care and diligence. 14
From the foregoing statements of the rule, the requisites for the applicability of the doctrine
of res ipsa loquitur are: (1) the occurrence of an injury; (2) the thing which caused the injury was under
the control and management of the defendant; (3) the occurrence was such that in the ordinary course
of things, would not have happened if those who had control or management used proper care;
and (4) the absence of explanation by the defendant. Of the foregoing requisites, the most instrumental
is the "control and management of the thing which caused the injury." 15
We find the element of "control and management of the thing which caused the injury" to be
wanting. Hence, the doctrine of res ipsa loquitur will not lie.
It was duly established that Dr. Ampil was the lead surgeon during the operation of Natividad.
He requested the assistance of Dr. Fuentes only to perform hysterectomy when he (Dr. Ampil) found that
the malignancy in her sigmoid area had spread to her left ovary. Dr. Fuentes performed the surgery and
thereafter reported and showed his work to Dr. Ampil. The latter examined it and finding
everything to be in order, allowed Dr. Fuentes to leave the operating room. Dr. Ampil then
resumed operating on Natividad. He was about to finish the procedure when the attending nurses
informed him that two pieces of gauze were missing. A "diligent search" was conducted, but the
misplaced gauzes were not found. Dr. Ampil then directed that the incision be closed. During this
entire period, Dr. Fuentes was no longer in the operating room and had, in fact, left the hospital.
Under the "Captain of the Ship" rule, the operating surgeon is the person in complete charge
of the surgery room and all personnel connected with the operation. Their duty is to obey his
orders. 16 As stated before, Dr. Ampil was the lead surgeon. In other words, he was the "Captain of
the Ship." That he discharged such role is evident from his following conduct: (1) calling Dr. Fuentes to
perform a hysterectomy; (2) examining the work of Dr. Fuentes and finding it in order; (3) granting Dr.
Fuentes' permission to leave; and (4) ordering the closure of the incision. To our mind, it was this act
of ordering the closure of the incision notwithstanding that two pieces of gauze remained
unaccounted for, that caused injury to Natividad's body. Clearly, the control and management of
the thing which caused the injury was in the hands of Dr. Ampil, not Dr. Fuentes.
In this jurisdiction, res ipsa loquitur is not a rule of substantive law, hence, does not per
se create or constitute an independent or separate ground of liability, being a mere evidentiary rule. In
other words, mere invocation and application of the doctrine does not dispense with the requirement of
proof of negligence. Here, the negligence was proven to have been committed by Dr. Ampil and not by
Dr. Fuentes.
3.
Significant changes in health law have accompanied the business-related changes in the hospital
industry. One important legal change is an increase in hospital liability for medical malpractice. Many
courts now allow claims for hospital vicarious liability under the theories of respondeat superior, apparent
authority, ostensible authority, or agency by estoppel.
In this jurisdiction, the statute governing liability for negligent acts is Article 2176 of the Civil
Code, which reads:
A derivative of this provision is Article 2180, the rule governing vicarious liability under the
doctrine of respondeat superior, thus:
ART. 2180. The obligation imposed by Article 2176 is demandable not only for
one's own acts or omissions, but also for those of persons for whom one is responsible.
xxx xxx xxx
The owners and managers of an establishment or enterprise are likewise
responsible for damages caused by their employees in the service of the branches in
which the latter are employed or on the occasion of their functions.
Employers shall be liable for the damages caused by their employees and
household helpers acting within the scope of their assigned tasks even though the
former are not engaged in any business or industry.
xxx xxx xxx
The responsibility treated of in this article shall cease when the persons herein
mentioned prove that they observed all the diligence of a good father of a family to
prevent damage.