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Evolutionary Biology and Personality Psychology

Toward a Conception of Human Nature and


Individual Differences
David M. Buss Harvard University

ABSTRACT: Although personality psychology sub- psychology, typological and population approaches,
sumes the study of both individual differences and and highlights some of the alternative aims, assump-
species-typical characteristics, the field has not yet tions, methods, and limitations of each. The third
resolved several key concerns: (a) what are the most section outlines three major directions for linking
important species-typical characteristics; (b) what evolutionary biology and personality psychology. The
are the most important ways in which individuals final section attempts to identify some of the most
differ; and (c) how can species-typical characteristics promising programs for future research.
and individual differences be reconciled within a
general theory of personality. Evolutionary biology Some Key Concerns in Personality
provides one set of criteria for identifying these Psychology
characteristics and for designating relative importance Although disagreement exists about the defining
among them. Genotypic universality, automaticity, issues in personality psychology, the following ques-
and adaptation are examined as potential criteria tions address one set of the field's prominent con-
for identifying important species-typical characteris- cerns:
tics. Heritability, inclusive fitness, sexual selection, 1. What are the major enduring commonalities
and assortative mating are evaluated as criteria for among people in action, motivation, and cognition?
designating important individual differences. Sug- This question subsumes study of the origins of the
gestions are made for resolving some of the conceptual major commonalities, their stability and change over
and operational difficulties entailed by implementing time, their relations to each other, their functional
these criteria. It is argued that, although substantial significance, and their consequences. One major
problems remain, evolutionary biology can provide current concern is to establish criteria for considering
one means for identifying relations between individual something species typical or part of human nature.1
differences and species-typical characteristics. 2. What are the important enduring ways in
which individuals differ in action, motivation, and
cognition? This question embraces study of the
Evolutionary biology and personality psychology, origins of major individual differences, their devel-
broadly conceived, share several common concerns. opment (stability and change) over time, the relations
Both fields seek to identify enduring organismic among them, and their consequences. A major task
characteristics and to locate their origins and func- in personality psychology is to establish criteria for
tional significance in environments. Both fields deal identifying the most important ways in which indi-
with past and present adaptation. And both grant a viduals differ (Allport, 1937; Buss & Craik, in press;
central role to individual variation, which is the Cattell, 1946; Goldberg, 1972; Wiggins, 1979).
focus of most personality research and the sine qua
non of evolution. These shared concerns suggest I would like to thank Leda Cosmides, Kenneth H. Craik, Stephan
intriguing potential connections. This article attempts E. Glickman, Harrison G. Gough, Richard J. Herrnstein, Arthur
to offer directions for an integrative effort, while R. Jensen, Douglas Kenrick, Gerald A. Mendelsohn, Daniel J.
Ozer, Robert Plomin, Edward O, Wilson, and especially Carolyn
identifying some of the difficulties of this endeavor. Phinney for helpful comments on earlier versions of this article.
The first section of the article identifies several Requests for reprints should be sent to David M. Buss,
key issues in personality psychology, with particular Department of Psychology and Social Relations, Harvard Univer-
attention given to the separation between approaches sity, William James Hall, 33 Kirkland Street, Cambridge, Mas-
emphasizing species-typical tendencies and those sachusetts 02138.
focusing on systematic variation around those ten- 1
The term human nature is used here without reference to
dencies. The second section identifies themes in content and without commitment to particular units such as
evolutionary biology that parallel those in personality motivational states, cognitive processes, or classes of acts.

October 1984 • American Psychologist 1135


Copyright 1984 by the American Psychological Association, Inc.
Vol. 39, No. 10, 1 1 3 5 - 1 1 4 7
3. How can the relations between the major consensually agreed upon set of ideas (Mayr, 1982).
commonalities and the major individual differences Major differences surround key issues such as the
be conceptualized and understood? Subsumed by unit and level of selection (e.g., gene, individual, or
this question are the following subquestions. How group; see, e.g., Alexander, 1979; Dawkins, 1976;
do findings of individual variation limit or impor- Williams, 1966), the amount of genetic variation
tantly qualify statements about the major common- within species (e.g., Wilson, 1978), and the explan-
alities? How do species-typical patterns constrain atory status of evolutionary theory (e.g., Searle,
the manifested range of individual differences? How 1978). At least two major themes may be identified,
can theory and research on the major commonalities each with separate aims, assumptions, methods, and
and individual differences be integrated to form a limitations.
coherent understanding of our species? The first, here called "typological thinking"
In the past five decades, a separation has de- (adapted from Mayr, 1963), has as its aims discov-
veloped in the field of personality psychology between ering basic species-typical characteristics, discovering
theory and research. Most personality theories focus the adaptive significance of species traits, monitoring
on describing human nature, on identifying, in the genetic basis of species behavior, and predicting
Maddi's (1980) terms, the "core tendencies" or species-typical responses from evolutionary postu-
"core characteristics" of the species. Psychoanalytic lates.2 Applied to Homo sapiens, this set of concerns
theory, for example, posits universality of energizing reduces to attempts to uncover the "pan-human
force and of psychic apparatus, as well as invariance psyche," the "traits of human nature" (Wilson,
of stage sequence. Dimensions of individual differ- 1978, p. 34), the "human biogram" (Tiger & Fox,
ence can be derived from such theories. For example, 1971), or the "universal human ethogram" (Fuller,
variation can be attributed to differences in the 1983, p. 460). An assumption (sometimes implicit)
speed of transition through the universal stages or of typological thinking is that within-species variation
to differences in the current level attained. But these is relatively small, a deviation from the species
individual differences are subsidiary to common archetype, and subsidiary in importance to the
attributes. Species-typical characteristics have usually major topography of species traits.
taken precedence over individual differences in per- Among recent evolutionary approaches, socio-
sonality theories. biology has tended to emphasize species-typical traits
In contrast, most current personality research (as has ethology). Genetic variability within species
focuses on individual differences: describing, ex- is recognized, but does not occupy a central role in
plaining, and identifying covariation between the such approaches. According to Wilson (1978), "either
ways in which individuals differ. Indeed, many cur- possibility—complete cultural determination versus
rent personality psychologists define the field solely shared cultural and genetic determination of vari-
by reference to this issue: "Personality is that branch ability within species—is compatible with the more
of psychology which is concerned with providing a general sociobiological views of human nature" (p.
systematic account of the ways in which individuals 43). Indeed, even though genetic heterogeneity within
differ from one another" (Wiggins, 1979, pp. 395; populations is required by evolutionary models of
Wiggins, Renner, Clore, & Rose, 1971). This focus sociobiology (Fuller, 1978, 1983), "sociobiology has
seems to exclude from study the key issue of species- tended to downgrade [within-species] differences and
typical characteristics that forms the core of most to stress the universal of human nature that have
personality theories. been shaped by similar selective forces everywhere"
In sum, although the prominent concerns in (Fuller, 1983, p. 470; emphasis added).
personality psychology involve individual differences Comparative phylogenetic analysis is one of the
and common human characteristics, the field has major methods of typological thinking (Wilson,
proposed few criteria for identifying the most im- 1975),3 Species comparisons highlight the similarities
portant individual differences, the important species- of our species with others, generating, for example,
typical characteristics, and the relations between general mammalian traits (e.g., group living) or
these sets of attributes (but see Cattell, 1946; Eysenck, general primate traits (e.g., hierarchical social ar-
1967; Goldberg, 1972;Gough, 1968; Norman, 1963; rangement), as well as the unique features of each
Wiggins, 1979). Evolutionary biology provides one species. Correlating variations in ecological niches
framework for investigating these issues. with variations in the traits of species that occupy
2
It may be more accurate to speak of "evolutionary ap-
Typological and Population Approaches in proaches with typological (species-typical) emphasis," rather than
Evolutionary Biology "typological approaches." The latter is used here for expositional
clarity.
It is an oversimplification to speak of evolutionary 3
Other methods include those of behavioral ecology and
biology as though it were a single, monolithic, laboratory-based experiments.

1136 October 1984 • American Psychologist


Table 1
A Comparison of Typological and Population Approaches
Typological Population

Aims To discover "human nature" To discover variation among species


To discover the adaptive significance of members
species traits To monitor the genetic basis of observed
To monitor the genetic basis of species variation
behavior To discover the reasons for which variants
are selected
Assumptions Variation is small and subsidiary in Variation is real and consequential •
about variation importance to species-typical
characteristics
Primary methods Comparative phylogenetic analysis Quantitative and population genetics
Limitations Variability of traits limits utility of postulating Findings limited to extant population
species-typical attributes variation and to environments within
Defined so broadly that any outcome of which population is studied
quantitative genetic research is Will not discover species traits
compatible

these niches provides one method for inferring the and to the environments within which the population
adaptive significance of species traits (see Lewontin, is studied. Heritability can vary as a function of the
1978, and Williams, 1966, for detailed discussions range of environments. And increases in trait dis-
of adaptation). persion (e.g., one genetic consequence of assortative
In sum, typological thinking takes the species mating) may increase heritability estimates. Herita-
as the focal unit and through comparative phyloge- bility estimates cannot be viewed as eternally fixed;
netic analysis seeks to identify the major traits of instead, they reflect the dispersion within the popu-
each species and the adaptive significance of each of lation within the existing range of environments at
those traits. Although within-species genetic variation a given period of time.
is sometimes recognized, it is typically viewed as Typological approaches, in contrast, are limited
subsidiary in importance. in that observed variability of traits within species
In contrast, "population thinking" (adapted limits the utility of postulating species-typical char-
from Mayr, 1963) has as its aims discovering variation acteristics.4 Measures of central tendency lose indi-
among conspecifics, monitoring the genetic basis of vidual predictability and descriptive utility as dis-
observed variation, and discovering the forces by persion about them increases. Because typological
which variation itself increases or decreases, as well approaches emphasize species universals, phenotypic
as the forces causing some variants to increase or variation traceable to genotypic variation is often
decrease in frequency in the population. Quantitative ignored or viewed as tangential to the typological
genetics is a primary method of population thinking, enterprise. Thus, the field of quantitative genetics
and it focuses on partitioning phenotypic variation tends to be viewed as independent when it could be
into genetic and environmental sources and identi- integral to more typologically oriented approaches
fying the interactions and correlations among these (see, e.g., Fuller, 1983; Thiessen, 1979). Table 1
causes of variation. summarizes the broader aims, assumptions, methods,
Both typological and population approaches in and limitations of typological and population think-
evolutionary biology carry limitations due to their ing as they are conceived here.
primary focus. Population approaches are limited These two themes of evolutionary biology can
in that the methods of quantitative genetics will not be closely aligned with the questions identified earlier
discover species-typical traits. Leggedness, for ex- as major concerns of personality psychology (cf.
ample, would have a heritability near zero because 4
variations from two-leggedness are due mostly to This limitation applies primarily to presumptively "obligate"
trails (genes producing the same phenotype under all environmental
environmental sources (e.g., accidents), rather than conditions commonly encountered) rather than to "facultative"
to genetic sources (Loehlin & Nichols, 1976). Find- traits (genes producing different phenotypes in different environ-
ings are also limited to extant population variation ments). See also the section on directions for rapprochement.

October 1984 • American Psychologist 1137


Campbell, 1975; Cunningham, 1981; Dickstein, Universality. Perhaps the most common im-
1979;Freedman, 1971, 1979; Hoffman, 1981;Hogan, plicit criterion for designating an attribute part of
1983; Kenrick, Dantchik, & MacFarlane, 1983; human nature concerns its prevalence or universality.
Rushton, 1984; Van den Berghe & Barash, 1977). This criterion assumes that manifested ubiquity
Typological approaches may aid conceptualization reflects (or correlates with) featural importance.
of, and research on, the major commonalities of our Features found across cultures, races, and populations
species (i.e., human nature). Population approaches, are assumed to be more part of human nature than
on the other hand, may be used to identify the those features that are unique to certain subgroups
important individual differences and their implica- or individuals. Attributes of limited generality are
tions. It is probably no coincidence that sociobiolo- not considered to reflect human nature.
gists, rather than behavior geneticists, have speculated The level of analysis to which the universality
about the implications of their (often) typological criterion applies must first be specified. Questions
approach for conceptualizing human nature (see, such as "Is aggression part of human nature?" can
e.g., Barash, 1977; Symons, 1979; Wilson, 1978). be posed at the phenotypic or genotypic level. These
Behavior geneticists, on the other hand, tend to levels of analysis are often conflated in efforts to
avoid discussion of human nature, restricting study specify the traits of human nature. If posed pheno-
primarily to variation within species. It has been typically, the appropriate index would be whether
argued, for example, that behavior genetics can or not each species member displays aggression.
designate importance among individual differences If posed genotypically, however, universalities of
within our species by identifying the traits with the aggression displayed by each species member would
highest heritabilities (see, e.g., Eysenck, 1967, 1981). not be required, although other conditions would
But the application of typological approaches have to be met (see below). In contrast to the
to discussions of human nature and the use of phenotypic and genotypic levels, questions such as
behavior genetics to identify the important ways in "Do all human groups develop dominance hierar-
which individuals differ logically follow from prior chies?" are posed at the level of social structure.
conceptual issues that must be resolved or at least Therefore, universalities across groups, rather than
made explicit if these applications are to be success- across individuals, would be required. However for-
ful. Indeed, the absence of denning criteria for mulated, the universality criterion calls for some
"human nature" in articles and books carrying this form of pan-species invariance at a particular level
phrase in their titles may reflect the implicit standing of analysis.
of these issues in the application of principles of Within-species variability, therefore, poses a
evolutionary biology to personality psychology. major problem for the universality criterion. Phe-
Three major issues are considered here: (a) notypically, the greater the manifested dispersion
What criteria can be established for considering within species, the more statements of universality
something "part of human nature," or an important must be qualified. Similarly, at the level of social
species-typical commonality? (b) What criteria can structure, variability among groups empirically un-
be established for considering something an impor- dermines statements of universality. Problems at the
tant way in which individuals differ? (c) How can genotypic level are even more pronounced because
typological and population approaches be reconciled they involve limitations imposed by current meth-
within a general theory of personality? odologies as well as by empirical findings.
The universality criterion at the genetic level
Some Directions for Rapprochement incurs problems when the methods for establishing
the genetic basis for a trait are examined. The field
Establishing Criteria for Determining Important of behavioral genetics has developed methods for
Species- Typical Characteristics
apportioning phenotypic variation into genetic and
Explicit criteria must be established for considering environmental sources (Falconer, 1960; Fuller &
something part of human nature, or an important Thompson, 1978; McClearn & DeFries, 1973;
species-typical characteristic. Inclusion criteria for Plomin, DeFries, & McClearn, 1980). That is, ob-
deciding whether or not a feature is part of human served differences between people are traced to
nature have not generally been made explicit. Until heritable and nonheritable differences. These genetic
such criteria are established, theorizing and research methods cannot be applied to discerning the major
on human nature remain at the level of favorite lists commonalities because, by definition, commonalities
and constructs of convenience. It is impossible at are attributes for which little individual variation
this early stage to provide an exhaustive list of exists.
potential criteria. Several candidates, some of which In addition to these methodological difficulties,
have been implicit in current formulations, can be which can be overcome in principle, empirical find-
critically examined. ings from the field of behavior genetics pose a second

1138 October 1984 • American Psychologist


problem for postulating universality at the genetic which may vary from individual to individual, culture
level. Empirically, most personality traits such as to culture, and even generation to generation. There
dominance, aggression, and extraversion appear to is no guarantee that spontaneity derives from an
show moderate heritability (e.g., Fuller & Thompson, intrinsic species nature and not from particular
1978; Loehlin & Nichols, 1976). That is, phenotypic reinforcement schedules, although there may be
differences are traced partly to genetic differences conditions (e.g., smiling behavior in congenitally
within our species, rather than to varying environ- blind persons) that may permit reasonable infer-
mental conditions that differentially potentiate a ences.5
universal genetic substrate. Findings of genetic vari- A criterion related to spontaneity and auto-
ability compromise the invocation of a universal maticity is intractability—the idea that species attri-
"human biogram" and throw into question whether butes that are difficult to alter are more part of
aggression (or any other trait) is a "trait of human human nature than more ephemeral features, or
nature" rather than just a feature in the behavioral those easily altered by environmental forces. The
repertoires of a subset of individuals. criterion of intractability has the advantage that its
Spontaneity, automaticity, and intractability. A operationalization is straightforward, entailing as-
second potential criterion by which attributes can sessment of the effectiveness of imposed contingen-
be evaluated for potential inclusion as part of human cies. Its drawback is that limitations or gaps in
nature is whether they are produced spontaneously, knowledge could preclude change, easily observed
with little or no environmental impetus or incentive. once effective environmental contingencies are dis-
The tendency of pigs to revert spontaneously to covered.
rooting behavior in spite of training and reinforce- Adaptation. A third criterion embedded in
ment schedules to the contrary, for example, would evolutionary biology involves adaptation. Species
constitute evidence that rooting is part of pig nature features that solve ecological problems and enable
(Breland & Breland, 1961, 1966). Similarly, if dom- organisms to function well (survive, reproduce) in
inance hierarchies spontaneously emerge in groups their niches can be viewed as more important or
of adults and children, where no particular instruc- intrinsic to our "human biogram" than features
tions or external requirements were presented, this lacking adaptive functions. Implicit in this criterion
would fulfill the spontaneity criterion, and such is a defensible means for partitioning the behavioral
structures would be included as potential candidates stream into functionally significant units (e.g., acts
for being part of human nature. In Skinner's (1938) or classes of acts). In addition, some reasonable
terms, these behaviors are operants, emitted spon- categorization of niches is required for calibrating
taneously when no strong environmental forces reign. organismic behavioral units with corresponding en-
A related criterion, one that builds in an envi- vironmental units so that functional significance can
ronmental contingency in its specification, is auto- be identified.
maticity—the extent to which a behavior or attribute Assuming these requirements can be met, the
is reflexively displayed in response to a given envi- concept of adaptation carries two additional prob-
ronmental elicitor. The knee-jerk and moro reflexes lems (Lewontin, 1978; Williams, 1966). First, the
would be examples of respondent attributes. Attach- concept implies a preexisting environment that poses
ment (Bowlby, 1969), emotional expression (Darwin, a problem to which adaptation is the solution. The
1872/1965; Plutchik, 1980), and fixed action patterns concept appears to bypass the role of the organism
(e.g., Tinbergen, 1951) might be additional examples. in creating the niche. Niches may be created specif-
The spontaneity and automaticity criteria both in- ically to correspond to preexisting organismic attri-
voke innate, unconditioned, and relatively difficult butes (Buss, 1981, 1984a, 1984b, in press; Plomin,
to modify features of behavior, with the two differing DeFries, & Loehlin, 1977; Scarr & McCartney,
only in the role played by the specific, efficient, 1983). It makes little sense to postulate adaptive
antecedent cause. Features of behavior that are functions for ecological problems when the ecology
spontaneously emitted and automatic are presumed itself is forged by the organism.
to be more a part of the "human biogram" than In addition, species traits are often involved in
those features requiring extensive training or condi- a variety of functions. It is particularly difficult to
tioning, designate the specific problem solved by a given
The automaticity criterion encounters difficul- trait, or to infer the selective pressures that may
ties in that well-learned responses can become quite have been operating previously to create the trait. A
automatic in the ease or rapidity with which they plausible function can be invented for any charac-
are elicited. Yet their origins lie with previous learn- teristic. But such post hoc arguments, however per-
ing history rather than being intrinsic to the species.
Similarly, what appears to be spontaneously emitted 5
Even this smiling behavior, however, could arise through
also may depend upon prior learning schedules, operant conditioning.

October 1984 • American Psychologist 1139


suasive, do not provide clear criteria for ordering accumulate" (Darwin, 1859, pp. 59-60). Estimates
species traits by importance (but see Alexander, of heritability can be derived from family studies,
1979, for a set of hypotheses and predictions; see twin studies, and adoption studies, and convergence
Glickman, in press, for a more general historical among these methods can be examined empirically.
treatment in the context of comparative psychology). Heritability is particularly attractive as a criterion
In summary, attributes under consideration for because it provides a direct link between evolutionary
inclusion as part of human nature can be evaluated biology and personality psychology.
against certain biological criteria. Each of these Several considerations, however, may seriously
criteria possesses problems. Some are conceptual qualify the standing of heritability as a criterion for
(e.g., at what level of analysis should the universality importance. The first is the argument marshaled by
criterion be invoked?). Others are empirical or op- Thiessen (1972), in which individual differences
erational (e.g., findings of genetic variation; unde- showing high heritability are viewed as "genetic
veloped methods for discerning genetic commonali- junk." Attributes may show great variability precisely
ties within species). And still others remain prob- because of their unimportance in evolutionary his-
lematic, even after conceptual clarification and tory. Variability may be low for traits that have been
operationalization, due to untested premises (e.g., subjected to severe selection pressure and are there-
assumptions about environmental effects). Additional fore ubiquitous among species members (see also
and related criteria could have been discussed (e.g., Falconer, 1960). Nonetheless, whatever the prior
speed of learning, developmental invariance), and evolutionary standing of heritable differences, such
should be examined in the future. The more limited differences do provide "materials for natural selection
aims of this section, however, are to highlight several to act on and accumulate" and may acquire impor-
criteria that are currently implicit in existing con- tance for that reason.
ceptions of human nature, to point to problems and A second problem is more pragmatic. The
limitations in their application, and to underscore resolution of behavior genetic studies has not been
the requirement that explicit criteria must be estab- sufficiently articulated to establish differential herit-
lished for considering something part of our "human ability, at least within the personality realm (see,
biogram" if evolutionary biology is to be effectively e.g., Loehlin, 1978; Loehlin & Nichols, 1976). If
linked with personality psychology. moderate heritability can be shown for all personality
traits, then the heritability criterion cannot be em-
Establishing Criteria for Identifying Important
Individual Differences ployed to order dispositions by importance. Opti-
mism has been expressed, however, that differential
A second major task for integrating evolutionary heritability must exist (e.g., Loehlin, 1978), and
biology with personality psychology concerns iden- there are preliminary indications that can be discov-
tifying the important individual differences from ered empirically (Carey, Goldsmith, Tellegan, &
among the hundreds or thousands that are available Gottesman, 1978; Loehlin, 1982;Zonderman, 1982).
or imaginable.6 Criteria can be instated to order A third qualification of the heritability criterion
individual differences by importance and priority. is that estimates are inextricably linked to the existing
Differences in ear-wiggling ability must be distin- population distributions and to the particular range
guished from variations in dominance or in access of environments during the time period within
to sexual partners—individual differences with dem- which estimates are made. Thus, two major factors
onstrated evolutionary consequences. From the could alter the ordering of dispositions by heritability
standpoint of evolutionary biology, four criteria may magnitudes: (a) changes in the range and type of
be employed to designate importance: heritability, environments and (b) changes in population distri-
inclusive fitness, sexual selection, and assortative butions on dispositions.
mating. Changes in environment could be of the form
Heritability. Heritability may be offered as one of increasing uniformity (e.g., due to increases in
criterion for ordering individual difference variables common influences such as television and other
from most to least important. Differences among media), which might amplify heritability estimates
individuals that are traceable to genetic differences of some traits. Alternatively, compensatory environ-
can be considered important because they provide ments and "coercion toward the biosocial norm"
the variation necessary for evolution. "These indi- (Cattell, 1973) could decrease heritability on those
vidual differences are of the highest importance for attributes toward which provisions and coercion are
us, for they are often inherited . . . and they thus directed. Magnitude orderings of dispositions by
afford materials for natural selection to act on and heritability can and probably do change as a function
of altered environments.
6
This problem is logically related to discovering important Heritability estimates can also change as a
equivalence classes in behavior (see, e.g., Herrnstein, 1977). function of changes in population distributions. One

1140 October 1984 • American Psychologist


such change may be brought about by assortative In addition to continuous evaluation of changes
mating (Eckland, 1968; Jensen, 1978; Vandenberg, in trait-fitness associations, care must be taken not
1972), which can increase phenotypic and genotypic to erroneously infer trait-fitness covariation solely
variance and hence heritability. Differential assor- from evidence of heritability (see footnote 7). Finally,
tative mating for some traits and not for others the concept of inclusive fitness must be adequately
could produce shifts in the ordering of traits using operationalized before it can be effectively employed
the heritability criterion. Thus, changes in population for the conceptual functions it could serve.
distributions—both genotypic and phenotypic—can Sexual selection. Darwin initially proposed
alter heritability estimates. the concept of sexual selection to account for attri-
In linking evolutionary biology with personality butes such as the plumage of peacocks that he
psychology, heritability provides one criterion by believed could not be explained by the process of
which dimensions of individual difference may be natural selection (Darwin, 1871). Sexual selection
ordered by importance. Care must be taken, however, subsumed two related processes: intrasexual selection,
not to infer previous evolutionary adaptation solely or competition between members of one sex for
from findings of heritability.7 In addition, present access to members of the opposite sex, and intersex-
heritability ordering should not be viewed as fixed. ual (epigamic) selection, the differential choice of
Heritability estimates can change with alterations in mating partners possessing preferred characteristics.
environments and population distributions. Finally, Although sexual selection operates through differ-
application of the heritability criterion awaits suffi- ential reproduction of individuals and is now rec-
ciently precise demonstrations of differential herita- ognized as being subsumed by natural selection or
bility. inclusive fitness (cf. Campbell, 1972; Trivers, 1972),
Inclusive fitness. Individual difference variables the processes defined by sexual selection can be
may be ordered by their correlation with genetic important proximate mechanisms through which
perpetuation or inclusive fitness (Hamilton, 1964). differential gene representation is achieved.
The most direct method for operationalizing inclusive By identifying individual differences central to
fitness would be to derive indices of genetic perpet- mate choice and competition, the study of sexual
uation that include offspring of biological relatives selection provides a third basis for designating im-
as well as an individual's own offspring. The degree portance among individual differences. Potential
to which different traits covary with subsequent gene partners with preferred attributes will be more fre-
representation would rank these traits by importance. quently chosen for mating; those relatively deficient
Traits showing significant heritabilities that are in these qualities will tend to be excluded and
correlated with measures of inclusive fitness take on therefore will be less represented in subsequent
intrinsic importance within evolutionary biology generations. Species-typical preferences exist to the
because they are the traits for which frequencies can extent that consensus occurs among species members
be expected to increase (positive correlation) or about the valued attributes in potential mates (e.g.,
decrease (negative correlation) in succeeding gener- intelligence, cooperativeness). Traits can therefore
ations. Such traits become part of the complex be ordered on the degree to which they are consen-
selection process that forms the core of evolutionary sually valued, and are thus intrinsic to mate choice.
biology. They acquire additional importance for As with the heritability and inclusive fitness criteria,
personality psychology because such changes could however, preferred mate characteristics may be time-
produce alterations in the mean frequencies of man- and culture-bound. The extent to which character-
ifested acts that are encompassed by these traits. istics central to sexual selection transcend cultures
Assessing trait-fitness linkages is a never-ending and eras remains unanswered empirically (cf. Bate-
process, however, because changes in culture, envi- son, 1983; Campbell, 1972), but poses an intriguing
ronment, and even trait distributions are likely to research agenda (Buss & Barnes, 1984).
alter such correlations. One speculative example is Assortative mating? A fourth criterion that
that the current trend toward increased longevity may be employed for identifying the most important
may have an impact on trait-fitness correlations. individual differences involves patterns of nonrandom
Although increases in longevity may have little effect
on direct production of offspring, longer life spans
' It is possible, however, that certain patterns of heritability
may increase the opportunities to facilitate the genetic may permit inferences about directional selection. Findings of
perpetuation of distant kin, such as great grandchil- low heritability in the narrow sense (additive genetic variance)
dren and grandnieces. This implies a shift in the combined with high heritability in the broad sense (due to genetic
ratio of inclusive to individual fitness opportunities dominance) are theoretically consistent with directional selection
for a trait in evolution (Fisher, 1930; Jensen, 1983).
that could tilt selection in favor of traits that are 8
Although assortative mating is discussed here in the context
correlated with altruism, such as generosity or em- of individual variation, it has also been examined as a species-
pathy (Hoffman, 1981). typical trait (Fox, 1979; Thiessen & Gregg, 1980).

October 1984 • American Psychologist 1141


mating. Assortative mating, the coupling of individ- tance, such as covariation with access to resources
uals based on resemblance on one or more traits, is (cf. Buss & Craik, in press). Although difficulties
currently the most striking deviation from random qualify these criteria, each provides a starting point.
mating, or panmixia.9 In the past several decades, Once important human commonalities and individ-
moderate levels of assortment have been documented ual differences have been identified, the further step
for cognitive and intellectual abilities (e.g., Johnson of specifying the relations between them must be
et al., 1980; Price & Vandenberg, 1980; Watkins & taken.
Meredith, 1981; Zonderman, Vandenberg, Spuhler, Specifying Relations Between Human
& Fain, 1977), and low but consistently positive Commonalities and Individual Differences
levels of assortment have been observed for person-
ality and interest variables (e.g., Buss, 1984a, 1984b; The relations between important species-typical
Jensen, 1978; Vandenberg, 1972; Price & Vanden- characteristics and important individual differences
berg, 1980). should be identified and their implications under-
Within the context of evolutionary biology, the stood.
importance of assortative mating for identifying Perhaps the largest division in modern psy-
important traits lies with the profound genetic con- chology concerns what Cronbach (1957) has called
sequences that follow from assortment. For example, "the two disciplines of scientific psychology." Cron-
assortative mating can increase the variability of a bach framed the division as a contrast between
trait in the next generation, can create correlations correlational and experimental psychology, but these
among traits that were initially uncorrelated (e.g., terms may be too closely tied to particular methods.
between physical beauty and IQ), and can increase Another way to conceptualize this division is to ask
correlations among certain biological relatives (e.g., whether general laws are sought (common to most
between parents and offspring) on those traits for or all species members) or whether individual vari-
which assortment occurs. Because of these wide- ation is the primary focus of study. In spite of
ranging genetic and social consequences, assortative Cronbach's (1957) incisive statement of the problem
mating can be used as a fourth criterion for ordering and its reiteration nearly two decades later (Cron-
individual difference traits by importance. bach, 1975; see also Underwood, 1975; Vale & Vale,
The primary problem with assortative mating 1969), little progress has been made in bringing
as a criterion is that differential assortative mating these two disciplines into closer alignment. Linking
(i.e., greater assortment for some traits than for evolutionary biology and personality psychology may
others) has not yet been demonstrated, at least foster this integration.
within the personality domain. Failure to find dif- In examining the relations between species
ferential assortment may be due to inadequacies of traits and within-species differences, it is necessary
the measuring instruments. Built-in covariation (a) to separate the different conceptual levels of
among traits due to item overlap can preclude the analysis across which relations can be identified and
discovery of differential assortment that might be (b) to separate the descriptive properties that are
present. Alternatively, low but consistently positive applicable to each level. Three levels of analysis are
levels of assortment may be the rule in the personality particularly relevant for considering the relations
domain, with little or no differential assortment between species traits and individual differences:
occurring. genotypic structure, phenotypic structure, and social
Although differential assortative mating provides (group) structure.
a potential criterion for identifying the most impor- When species-typical characteristics and within-
tant within-species differences, application of this species dispersion are examined at different levels of
criterion must await reliable demonstrations of dif- analysis, questions about their causal connections
ferential assortment. Even when more precise as- become salient.10 Within this hierarchy, causal rela-
sessment becomes available, this criterion will be tions are commonly viewed as extending primarily
limited by the fact that the traits on which assortment
occurs may change from generation to generation. 9
Other deviations from panmixia include selective mating,
Continuous population monitoring will be necessary polygamy, inbreeding, and outbreeding.
10
to prevent outmoded generalizations. It is possible, of course, to examine the relations between
different attributes occurring at the same level. Interactions of
In sum, four criteria have been proposed by alleles at a single locus on the homologous chromosome (domi-
which important individual differences may be iden- nance) and of alleles at different loci (epistasis) are types of
tified and ordered: heritability, inclusive fitness, sex- relations at the genetic level. Similarly, individual differences in
ual selection, and assortative mating. All provide height can causally affect individual differences in dominance,
both at the phenotypic level. This section, in contrast, is concerned
direct links between evolutionary biology and per- with causal relations between dispersion and species typicality,
sonality psychology. Other criteria could be invoked and it is at different levels of analysis that these relations are most
for identifying and ordering dispositions by impor- apparent.

1142 October 1984 • American Psychologist


from lower to higher levels. Species-typical genotypic and phenotypic variation. One function that hier-
structures, for example, can affect phenotypic dis- archies serve, for example, is to govern who mates
persion through interaction with features of the with whom. Empirically, strong marital assortment
environment. Phenotypic dispersion, in turn, can occurs for socioeconomic status. As a consequence,
create species-typical emergents at a higher level. assortative mating will also occur for those attributes
But species-typical emergents such as social hierar- (e.g., intelligence, dominance) that tend to covary
chies can also feed back causally to the lower levels, with status. Assortative mating increases genotypic
both genotypic and phenotypic. Examples of these variance on those attributes for which assortment
relations between levels are given below: occurs, producing greater frequencies of individuals
1. Genotypic species-typical traits can produce at the tails of the distribution (Crow & Kimura,
phenotypic individual differences. One type of con- 1970; Jensen, 1978; Vandenberg, 1972). Thus, a
nection occurs when species-typical traits cause ob- social hierarchy, because it is linked with assortative
served dispersion through their interaction with fea- mating, can causally affect the amount of genotypic
tures of the environment. For example, nepotism (and phenotypic) variation occurring in subsequent
(altruism toward kin) may be a genotypic species- generations—an increase in the dispersion that was
typical characteristic, yet enduring phenotypic dif- in part responsible for the construction of the hier-
ferences in altruistic behavior are predictable from archy to begin with. At the same time, genetic
the number and genetic closeness of conspecifks in dispersion may be partly responsible for the creation
proximity. Sherman (1980) found that individual of the hierarchy. In sum, the causal and reciprocal
differences in alarm calling when faced with a connections between species-typical and individual
potential predator (an altruistic act because it calls difference characteristics can extend across all three
attention to and endangers the alarm-caller) are levels of analysis.
predictable among female ground squirrels from the 4. Individual differences can be unrelated to
number of genetic kin in the immediate surround- species-typical traits. In many cases, species traits
ings. Thus, nepotism may be a genotypic species- and within-species dispersion may be unrelated to
typical characteristic, with phenotypic differences each other. Separate levels of analysis are often
caused by the interaction of this proclivity with useful precisely because they provide insights not
environmental features. Evolutionary biology is use- available through, or connected with, alternative
ful in identifying these relations because it highlights levels. There need not be ubiquitous connections
the important environmental variables, such as between levels of analysis. And where there are
number of kin in proximity, that are likely to connections, they need not occur between species-
interact with species proclivities, such as nepotism, typical and individual difference characteristics. The
to produce individual variations. descriptive task entailed by analysis of both types of
2. Phenotypic individual differences can cause attributes requires identifying the absence, as well
emergent social characteristics that are species-typi- as the presence, of these connections.
cal. A second type of connection occurs when indi-
vidual differences create a species-typical emergent.
Because resources are often finite and individuals Discussion
differ in their ability to attain them, the formation The field of personality psychology is centrally con-
of status hierarchies based on access to resources cerned with the traits that characterize our species
may be a species characteristic that inevitably as well as with the major ways in which individuals
emerges in human groups (Hogan, 1983; Lopreato, characteristically differ. Although most current per-
1984). Thus, the existence of individual differences sonality research focuses upon individual differences,
in attributes such as intelligence, dominance, and personality theories almost invariably postulate core
cooperativeness may invariably lead to the formation human characteristics. Within such theories, indi-
of hierarchies. Evolutionary biology is useful in vidual differences typically take on derivative and
identifying these relations because it calls attention subsidiary roles. These themes are also seen in
to those individual differences that may be linked to evolutionary biology, where attempts to discover the
survival (e.g., intelligence) and to gene representation "human biogram," the "pan-species psyche," or the
(e.g., dominance)—individual differences likely to "traits of human nature" form disciplines separate
form the basis for the hierarchy. Thus, individual from biological approaches, such as quantitative
differences can causally produce emergent species- behavior genetics, that focus more centrally on vari-
typical characteristics, ation within species.
3. Common species structures can produce an It has been argued that certain conceptual and
increase (or decrease) in genotypic and phenotypic operational inadequacies must be addressed before
variation. More subtle causal connections occur integration is possible. Methodologically, research
when emergent group structures affect genotypic instruments must be coordinated with the central

October 1984 • American Psychologist 1143


questions posed by evolutionary biology. Explicit across different disciplines and across different levels
conceptual criteria should be instated for considering of analysis.
a given feature, attribute, or pattern as a species In addition to identifying a set of criteria for
trait. Criteria for determining the most important importance, this analysis points to some of the
ways in which individuals differ also must be estab- research efforts needed to utilize them. In the domain
lished. Perhaps most important, conceptual frame- of individual differences, for example, research could
works should be developed within which important examine preferences in mate selection, differential
individual differences can be integrated with species- assortative mating, and differential heritability.
typical characteristics. Evolutionary biology provides Loehlin (1982) has provided a promising lead for
one framework for addressing these issues. discovering differential heritability by finding that
This article has attempted to highlight the the factors of extraversion and neuroticism have
features of evolutionary biology most relevant to the higher heritabilities than do factors orthogonal to
concerns of personality psychology. To examine the these traits, such as stereotyped masculine interests,
species-typical questions posed by evolutionary bi- intolerance of ambiguity, and persistence.
ology, methods could be developed that do not By illustrating some ways in which typological
derive meaning solely from comparisons with other and population approaches can be linked, this anal-
individuals (or with other attributes within individ- ysis also aligns the study of individual differences
uals), as do nearly all current methods within per- more closely with the search for general laws that
sonality psychology. Inclusion criteria for considering occupies most of psychology. One important direc-
a given feature a species trait (e.g., genotypic uni- tion for this rapprochement involves identifying
versality, adaptation) should be critically examined. stable classes of environmental factors that consis-
Criteria implicit within existing conceptions can be tently moderate phenotypic expression. Hypotheses
made explicit and operationalized so that potential derived from evolutionary theory, such as the envi-
candidates for inclusion are examined empirically. ronmental conditions under which nepotism will
In the individual difference domain, four preliminary and will not occur, provide one means for identifying
criteria—heritability, inclusive fitness, assortative such factors.
mating, and sexual selection—can be operationalized In this context, assessment methods are needed
currently and warrant further attention. Because that produce interpretable central tendencies for
problems exist with each of these criteria, it may be comparative analysis. One such method can be
asked what this analysis has achieved. Given the derived from the act frequency approach (Buss &
numerous difficulties, what are the most promising Craik, 1983a, 1984), in which frequencies of acts
future directions? within certain categories (e.g., dominance or aggres-
The field of personality psychology currently sion) are recorded by observers in the natural audi-
seems fragmented. The study of isolated traits with- ence over a specified period of observation. Across
out explicit rationale remains the norm, not the persons and environments, these frequency counts
exception (Goldberg, 1981; Wiggins, 1979). Linkage yield "modal human tendencies" (Buss & Craik,
with evolutionary biology provides one set of criteria, 1983b, p. 396). The concept of modal tendency is
albeit incomplete, for identifying traits and for es- perhaps more appropriate than "species-typical
tablishing relative importance among them. This commonality" because the presence of a central
does not undermine the importance of nonbiological tendency rarely precludes individual variation for
criteria (see Buss & Craik, in press, for an extended behavioral categories. Indeed, by identifying the
discussion of alternative criteria). But it is likely that degree of variation, these methods can specify the
traits linked with biological processes such as assor- degree to which different traits approximate species
tative mating, sexual selection, and inclusive fitness typicality.
may be precisely those that fulfill other important From this perspective, emphasis on central ten-
criteria such as those of psychological, social, and dencies as well as on variability highlights the relatively
sociological importance. neglected descriptive task that faces personality psy-
This potential link between biological and social chology. The finding that altruistic acts may occur
science phenomena suggests that importance itself twice as frequently as do aggressive acts, for example,
may be identified by the range of impact within and or that the ratio of the two modal frequencies may
across disciplines. Mate selection, for example, ac- be predictable from environmental factors such as
quires importance because it is a social and cultural population density and longevity, shows important
process based partly on biological principles that descriptive characteristics of our species even prior
have genetic consequences and sociological impli- to causal analysis. Different modal tendencies within
cations (Buss, 1984a, 1984b). Traits linked with different classes of environments yield general laws
criteria anchored in evolutionary biology acquire in the form of hypothetical propositions, or "if. . .
importance partly through their range of impact then" statements, and suggest that individual variation

1144 October 1984 • American Psychologist


deriving from stable occupancy of different environ- From this perspective, species-typical character-
ments may be systematic and predictable rather than ization is incomplete without accompanying state-
random or capricious. Even more transient interin- ments about within-species dispersion. The basic
dividual and intraindividual differences may be trace- tenets of evolutionary biology have required both
able to such "if, . . then" algorithms. This scheme lines of thinking since Darwin's initial 1859 for-
grants a central role to individual variation in the mulation that emphasized both variation and selec-
context of these contingent relations. tive character retention. Current conceptions in psy-
Detailed analysis of species-typical problems chology should require no less.
provides another promising focus for this integration.
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