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Chandran Kukathas
Department of Government
London School of Economics
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of security as it is, or might be, deployed in the study of politics. Though the problem of
security has acquired especial urgency in recent years, the issue is one that has concerned
philosophers for as long as there has been reflection on political life and the problem of
political order. It would therefore be difficult to say anything very new about security.
My concern is thus to do no more than offer a re-statement of the nature of the problem in
terms that might be useful in contemporary discussions. To this end, this paper tries to
answer two questions: what is security, and how do we evaluate its importance given that
it is, in the end, one of a number of values we might pursue? To answer the first question,
we need to establish whose security is at issue: what is the entity whose security is
ultimately the proper object of concern? To answer the second question we need to
understand how security relates to other important values, such as, for example, freedom,
justice, prosperity, friendship, and happiness—to name just a few. The first part of this
paper will focus on the conceptual question, and the second part on the evaluative
question.
Security is the assurance of safety or protection from danger in the pursuit of one’s
that one is not in danger or threatened in the pursuit of one’s particular ends. Perfect
security is probably unattainable since there is always some risk that one’s aims or
purposes will be thwarted and the pursuit of even the most basic interest in survival
endangered. Security is therefore always a matter of degree. To appreciate why this is so,
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however, it is important first to ask who or what is the proper subject of security. Whose
The only entities for which security matters are entities that are capable of having
interests. These are entities that have interests of their own that are not reducible to the
interests of the elements that might comprise them. The only entities that can have
interests are entities with the capacity for agency. To have agency is to have the capacity
to make a decision whether or not to pursue some course of action. There are three
possible kinds of agent: (some) nonhuman animals, individual humans, and some
though we can talk quite coherently about what factors or conditions are good for
plants—for they are incapable of agency. It makes no sense to speak (except perhaps
metaphorically) of the security of plants. It also makes no sense to speak of the interests
universe, for none of these entities can act. It might be possible that certain nonhuman
animals can act and are, thus, capable of having interests. I propose, however, to leave
aside the case of nonhuman animals and the possibility of their having interests 1 (and,
therefore, a concern with security) and to focus on the latter two kinds of agent:
Human individuals are the obvious example of entities with interests. To have an
interest presupposes a capacity to have ends or purposes, and this capacity attaches only
to entities with the capacity for agency. To say that something is in someone’s interest is
1
Though see the interesting argument in Robert Goodin, Carole Pateman, and ,
‘Simian Sovereignty’, Political Theory
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to say more than that that thing is good for that person. It is to say that that thing serves
the purposes or ends that person has (or, more controversially, ought to have). So, for
example, to say that chicken soup is good for someone who is sick and malnourished is
not the same as saying that eating chicken soup is in the interest of that person. It would
not, for example, be in the interest of a devout Brahmin to consume animal products if his
most important ends involve staying true to his religious commitments—even if eating
chicken soup would be good for him when he’s sick. In his capacity as an agent he has
interests, which are conditional upon the ends or purposes he has adopted. If his aim is to
continue to live a life of religious devotion, it is not in his interest to behave in ways that
violate his convictions, even if it is in his interest to get well. Good can be absolute, but
interests are always conditional. Security is something that can matter only to an entity
that has interests, and human individuals are the paradigmatic example of such an entity.
interest in security is to have an interest in being assured of being able to pursue other
Human individuals are not, however, the only example of entities with interests.
Some forms of human collectivity are also capable of having interests and are themselves
agents—entities with ends or purposes, and with the capacity to make decisions in pursuit
of those ends. Not all human collectivities, however, are entities of this kind, so it is
important to distinguish the different types. Humans gather together in a wide variety of
from clubs and trade unions to political parties and governments. The most significant
collectivity of which individuals are a part, of course, is the state. Not all of these
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collectivities have interests of their own. The only collectivities that do are the ones we
An association is a collectivity of persons joined for the purpose for carrying out
some action or actions. An association thus has the capacity for action or agency, and
because it is a collectivity it must therefore also have some structure of authority through
which one course of action or another can be determined. Since authority is a relation that
smokers or amputees) are not associations, for they do not have the capacity for agency
and have no structures of authority to make decisions. A mob is not an association: even
is not an association or agent. Unless, that is, it is constituted as one by an act or process
of incorporation. So, for example, Californian society is not an association, but the state
association. In pre-civil war America, the southern states were a society, since they
which sharply distinguished it from the North—but they did not form a single (political)
geographically contiguous. The boundaries of a society are not easy to specify, since the
contiguity of societies makes it hard to say why one society has been left and another
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entered. One way of drawing the distinction would be to say that, since all societies are
governed by law, a move from one legal jurisdiction to another is a move from one
society to another. But this has to be qualified because law is not always confined by
geography, and people moving from one region to another may still be bound by laws
from their places of origin or membership. Furthermore, some law deals with relations
between people from different jurisdictions. That being true, however, a society could be
said to exist when there is some established set of customs or conventions or legal
arrangements specifying how laws apply to persons whether they stay put or move from
one jurisdiction to another. (Thus there was not much of a society among the different
highland peoples of New guinea when they lived in isolation from one another, though
there was a society in Medieval Spain when Jews, Muslims and Christians coexisted
under elaborate legal arrangements specifying rights and duties individuals had within
common and who therefore are united by bonds of commitment to those interests. Those
bonds may be relatively weak, but they are enough to distinguish communities from mere
aggregates or classes of person. However, communities are not agents and thus are not
associations: they are marked by shared understandings but not by shared structures of
authority. A community itself does not have interests. At the core of that shared
collectivity and what matters are private. Though other theories of community have held
that a community depends for its existence on a common locality (Robert McIver) or ties
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of blood kinship (Ferdinand Tonnies), this account of community allows for the
sense to talk about, say, the university community, or the scholarly community, or the
religious community. One of the important features of a community is the fact that its
members draw from it elements that make up their identities—though the fact that
individuals usually belong to a number of communities means that it is highly unlikely (if
community. For this reason, almost all communities are partial communities rather than
community, and whether the state is such a community. On this account of community,
share an understanding of what is public and what is private within that polity. Whether
or not a state is a political community will depend, however, on the nature of the state in
question. States that are divided societies are not political communities. Iraq after the
second Gulf War, and Sri Lanka since the civil war (and arguably earlier), are not
political communities because there is serious disagreement over what comprises the
Now, there is one philosopher who has denied that a political society or a state—
moral doctrine.’ 2 Once we recognize the fact of pluralism, Rawls maintains, we must
oppressive use of state power to secure it. 3 However, this view rests on a very narrow
noted that on this account political community is a much less substantial thing than many
might argue. It is no more than a ‘partial community’, being only one of many possible
Since only associations are agents with interests, the concept of security applies
safety and without danger to self. For this to be so, the entity for which security can
matter must be one with interests—one that is an agent with a capacity to determine
whether and how to pursue (or not pursue) ends of its own. A society or a community or
a crowd does not have interests or ends, being made up of individuals and associations of
individuals with ends of their own. To speak of society’s security or the security of a
community is to refer to the security of the different agents found in society rather than
2
Rawls, Political Liberalism (New York: Columbia University Press, second
ed.1996), 42.
3
Ibid., 146n.
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the security of any collective. A society is not a corporate entity and has no interests of its
Corporations, in all their variety, however, do have interests and are agents—and
therefore can be subjects of security. Corporate entities include organizations of all kinds,
from clubs and businesses to universities and churches, to provinces and states. Although
all these associations are made up of individuals, it is important to note how they differ
from other forms of collectivity such as communities or societies. The crucial difference
is that, although corporate entities are made up of individuals the corporation’s interests
and the interests of its members need not converge. The corporation may have interests of
its own. What is in the interests of the corporate entity may not be in the interests of its
members. Consider some examples. A trade union in a market with a severe labor
shortage would still have an interest in survival but it might not be in its members
interests for it to do so if the union in effect reduced the opportunities each would have as
a free agent. The union leadership in such circumstances would no doubt try hard to
retain members even if its services were of no real benefit to them. It would not be in the
interest of a company to be taken over and incorporated into another company and thus to
lose its identity altogether, even though it might be in the interest of all its shareholders. It
would not be in the interest of a university to be closed down, its assets sold off, its
faculty and staff redeployed to other colleges of higher education, and its students
enrolled elsewhere, even though this might be of benefit to faculty, staff, and students. It
would not be in the interest of a state to be divided into two or more political entities as
different parts secede to form new polities, though it might serve the interests of the
Although all agents have interests, corporate entities differ from individuals in
that they really have only one fundamental end: survival. Individual agents have different
purposes or ends they might pursue, and their interest is in being able to pursue those
ends successfully. But corporate entities have no ends that are unrelated to their survival.
serve no other end than endurance into the future. Corporations, unlike individuals, are
potentially immortal. Mere survival, however, is seldom if ever the ultimate end of any
goals, though it is not unusual for individuals to sacrifice their lives for ends that are not
agents is that security matters to them in different ways. More significantly, their
concerns with security might not be in harmony but in tension—or even in conflict—with
one another. Human individuals want security because they require safety to pursue their
interests and their ultimate ends. Their pursuit of those ends might not always be
compatible with the security of some corporate entities, for they might endanger the
One especially significant tension is that between the interests of the individual
and those of the political associations of which he might be a part. Whether that political
association is a local district or a province or a state, the individual may have interests
that are not in harmony with those of the association. It might, for example, be in the
interest of the polity to expand—to take in more territory and increase its membership
and financial resources—but not in the interest of its existing members that it expand. A
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grows too large; and a political association like the EU might not serve the interests of
existing members if new and poorer members are immediately eligible for economic
subsidies that must be paid for by the older and wealthier member countries.
It should also be noted that there is always also a potential conflict between the
interests of members of a corporate entity or association and the agents who act on the
association’s behalf. The agents of an association who direct or manage its operations
usually have a direct interest in its perpetuation since they benefit from it whether or not
it serves the interests of the members. This is the principal-agent problem. Thus managers
of business corporations will try to fend off hostile takeovers because they probably stand
to lose even if shareholders gain. Agents within government will typically try to protect
their departments even its their functions are unnecessary since the agents benefit from
the departments’ continued existence. A government agency charged with a security role
is rarely, if ever, going to find its management arguing that its role is redundant or that it
should be abolished or its responsibilities absorbed into some other entity better suited to
the task. In this respect, it should not be surprising when agents of the state pursue the
security interests of the state, or more precisely, of their own particular agencies within
the state, even when those conflict with the interests of individuals and other associations
within the state. It should also be noted, however, that it is not only employees of the
state who have incentives of this kind. Many others who benefit from the workings of
governments and government agencies have strong motives to encourage policies and
practices that are to their advantage. Private contractors who provide goods and services
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to the state will invariably argue that these serve the interests of the state or of the public,
agent has the capacity to pursue its ends in safety or free from threat to the successful
pursuit of those ends. But what constitutes such a threat? This question is of critical
importance because our pursuit of our ends can be impeded by a great number of factors.
Most obviously, as individual agents we can be impeded by threats to our physical safety.
Yet we might also be restricted in our efforts to secure our goals by a lack of resources,
our fear of the attitudes of others, or the high risk of failure due to economic,
been to broaden the understanding of security. Thus, modern discussions appeal to the
idea of ‘human security’, drawing from the 1994 Human Development Report published
by the United Nations Development Programme. In this analysis, human security requires
1) economic security (such as freedom from poverty); 2) food security; 3) health security
cultures and groups to survive); and 7) political security (including the enjoyment of civil
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The UNDP definition has been widely discussed and has generated a substantial
literature. For recent discussions see Roland Paris, ‘Human Security: Paradigm
Shift or Hot Air?’, International Security 26: 2, 2001, 87-102; Gary King and
Christopher J.L.Murray, ‘Rethinking Human Security’, Political Science
Quarterly 116:4, 2001-2002, 585-610.
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elements was to get away from the limitations of those notions of security that considered
only the security of states from military threats as relevant concerns. Security, it was
argued, was a matter of human well-being, and not just a matter of state survival. The
main objection to the broadening of the concept of security has been that, by making
security embrace so much it has meant that security has come to mean very little. If
everything is relevant to security, the concept of security ceases to have any independent
utility.
There is a further reason, however, for being wary of the expansion of the concept
of security. In the end, security is only one among a range of values that individuals and
other agents might pursue. The question is, given the variety of values that matter, how
are some to be traded off against the others, given that not all values can be pursued or
enjoyed concurrently all the time? If security is defined in terms of the capacity to enjoy
all, or even many, other values, it would become difficult, if not impossible to speak
coherently of trading or sacrificing one good for another. For example, it should be
possible to recognize that economic prosperity and personal safety are ends that might
come into conflict in some circumstances. In time of war, resources are diverted to
military efforts, and if the war is of long duration the population will become poorer.
Money spent on guns is not available to spend on butter or silks. Or to take another
example, laws guaranteeing political freedoms might make it possible for everyone to
speak freely and publish or broadcast a range of opinions without fear, but thereby make
it harder to control violent groups that rely on these political freedoms to recruit
followers.
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The fact that security is a tradeable good leads us then to the larger question: what
would make for a defensible theory of security? The question here is not simply a
question about the concept of security. The question now is one about how important
security is when it is considered in the context of the range of values that are important
A theory of security
There many things that have been considered important for human beings to live valuable
lives, and although there is widespread agreement on many of them, there is also
importance, and justice to be no less so. Utilitarians believe that all that matters
ultimately is human happiness, with happiness understood subjectively and without any
reference to objective goods. Believers in some religious traditions hold that piety is what
is of primary importance, although there are enormous differences of view on the issue of
what piety demands. And for others still, the preservation of the community or the
cultural tradition might be of primary importance, for the good life can only be lived in
the context of a community within which human life can have meaning. Given this
diversity of views of what values matter, where does security fit as a value that should be
pursued?
One obvious and powerful answer is that security is the most important of human
values because it is the one upon which all other values depend. For human beings to
flourish they must, above all, be safe: until they are secure, they cannot pursue other
ends, and ideals like justice and freedom are worthless without security. The most
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rigorous defender of this view was Thomas Hobbes. Human beings, in his analysis, faced
creation—which would preserve peace, or languish in the state of nature which was, in
essence, a state of war. Because the condition of war was so horrendous, it was in
everyone’s interest to establish a sovereign with unlimited authority and, thus, the power
breakdown of authority and relapse into war—a condition in which no one was secure.
To ensure this could not happen, each and every one was obliged to show unquestioning
whether directly by attacking him or indirectly by placing his life in danger. Security, for
Hobbes, meant not being in fear for one’s life. The threat to that security came from other
persons who were naturally inclined to compete for the same scarce goods. Such a threat
could only be eliminated by creating a greater power to hold all other persons at bay.
For Hobbes, security means safety: it means not living in fear of violent death.
Because such a death is the worst of all fates that could befall a person, no other value is
worth risking security for. So, for example, freedom cannot be invoked as a reason for
security. Thus the only freedom the subject may have is the freedom the sovereign leaves
him when its laws are silent and do not prohibit action. Where the law does prohibit the
subject must accept the loss of freedom. Equally, the subject cannot claim that the
sovereign’s commands are unjust or invoke justice as a reason for failing to obey political
In Hobbes’s theory security is of primary importance, and the state that provides it
establishing authority that is, more or less absolute—possessing the sole capacity to use
force, and bearing the right to exercise it however it sees fit. It’s not, however, that
Hobbes believes that security can only be preserved by the exercise of force. For security
to be preserved, the legitimacy of authority must be beyond question; and to bring this
about it will be necessary to educate the population so that all properly understand that
they are obliged to obey every sovereign command. Security depends on the resilience of
the state; and that, in turn, depends on people thinking rightly. The task of the state is to
preserve security by preserving itself. Whatever it does to preserve itself is warranted, for
Powerful though it is, Hobbes’s view suffers from a number of weaknesses. Most
obviously, his view falsely assumes that the alternatives are extremes: complete security
or a complete lack of it. Yet security is not an absolute good and its alternative is not civil
war: there are a great many states in between, and the choice we have is not between the
presence and absence of security but among varying degrees of security. How much
security we might want is a function of what we are willing to sacrifice to ensure our
safety.
Hobbes’s view is also open to criticism on the grounds that it assumes that the
interests of the sovereign or the state and the interests of its subjects are congruent or in
harmony. We secure the safety of the people by establishing the security of the state. Yet
as we saw earlier, the state, once established, is an entity with interests of its own; and its
interests may well conflict with those of the individuals who comprise it. Hobbes
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assumes that the state will pursue peace. But states can also act in ways that are
that endanger the lives of its subjects and weaken the social fabric. It can do so by taking
sides with some of its subjects against others, so that rather than preserving the security
of all individuals it simply allows some groups within society successfully to exploit
other groups. For dramatic examples, think of the regimes of Saddam Hussein or of
For Hobbes, security is the condition of all other values. Without it, he suggests,
there can be no civilization: no arts, no letters, no cultivation of the earth, for the fruits of
all our endeavors would be uncertain without a guarantee of safety. But this view
exaggerates how much security we need to survive, and even to live moderately good
lives. Even in times of war, both civil and international, there is life: humans manage to
work, produce, celebrate, and generally live life. Though life would go better without
war, it is not always eliminated by it. The point here is not that war is good, but that
war—the condition of insecurity—is a matter of degree. Humans can flourish even with a
good deal of insecurity. This is why it makes perfect sense to trade off a little security for
other goods, such as freedom, which are important not so much for survival as for life to
For Hobbes, security was the foundation of the good life. A very different view is
presented by the American philosopher, John Rawls, who argues that the foundation of
any good society is justice. If Hobbes thought security made justice possible, Rawls held
that no society could be stable and endure for long if it was not just. Justice, he famously
observed, is the first virtue of social institutions. Aside from thinking that justice was
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required as a matter of morality, Rawls held that a society could only remain stable in the
long run if its institutions were just. The task of political philosophy was to articulate a
conception of justice that could sustain the allegiance of the population and thus bring
The contrasting position, according to Rawls, was the view that social stability
could be secured by careful institutional design that kept competing interests in check.
For example, the argument put by James Madison in the Federalist Papers suggests that
social stability was the product of a balance of power: a sound constitution would arrange
matters such that the interests and ambitions of one group was checked by the interests
and ambitions of others. Stability would the result of no one group being able to gain a
permanent or long-term advantage over the others. In Rawls’s view, such a solution is
social unity would be threatened. What was needed, Rawls argued, was to secure stability
and social unity in long-run equilibrium; or to put it another way, what was needed was
In essence, Rawls suggested that stability required rule by a regime that was
legitimate, and legitimacy could not be sustained without justice. An unjust society was
by its very nature unstable. In such a society, people might comply with the laws; but
their compliance was the product not of any deep commitment to abiding by the law but
simply the result of strategic calculations of what served their immediate interests. The
trouble is, in such a condition, a change in circumstances could lead quickly to different
calculations. For people to feel a deeper loyalty to society’s institutions, those institutions
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would have to be ones that everyone could accept as founded on an understanding that
was consistent with their ethical beliefs. In short, people, would be loyal to institutions
they saw as morally worthy—as just—but not to institutions they saw as nothing more
than the product of a political settlement or a compromise. To find security, the Rawlsian
message seems to say, pursue justice. Only justice can hold society together.
The Rawlsian argument is powerful and, in many ways, compelling. Though this
is not quite how Rawls puts it, his view brings to mind the popular slogan: no peace
without justice. An unjust peace, this thought proposes, can never endure, for it only
suppresses disaffections that will surely rise to the surface when the opportunity emerges.
Is this how we should think of security: as something that must ultimately be grounded in
justice?
The main problem with this view is that it rests on two assumptions, at least one
of which is untenable. The first assumption is that there is a correct conception of justice;
and the second is that it is possible for people to agree on what the correct conception of
justice amounts to. The first proposition might be defensible in principle, but the second
is almost certainly unsustainable. Far from justice being what unites us, justice is all too
often what divides us. Though we often converge on the same answers to moral
fundamental issues. Some societies are deeply divided precisely because of such
disagreements: Northern Ireland for much of the twentieth century and the Holy Land
that is home to Israelis and Palestinians are two obvious examples. In such cases,
instability is perhaps the result of the absence of justice; but the problem is that there are
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radically different views about what justice requires. The more each community of such
societies demands justice, the less stable the society would be.
The truth in Rawls’s analysis lies in his recognition that the stability of social
institutions rests on people’s good opinion of them. And people assess those institutions
not only for their tendency to be advantageous to them personally but also for their
tendency to be morally defensible. People have a sense of justice and, as Rawls rightly
notes, this is a fundamental feature of our nature. But it does not follow from this that
institutions will secure people’s allegiance if they are in fact just. First, this cannot be so
justice requires. Second, even though justice is important to people, it is not the only
thing that matters. Other values, such as freedom, happiness, piety, and prosperity, also
matter. Although some philosophers have proclaimed: let justice done though the earth
might perish, very few people see things that way. Since perfect justice is unattainable it
should not be pursued to the exclusion of all other ends. The key is to find some balance
Yet if these two alternative theories of security, presented by Hobbes and Rawls,
are not sustainable, what theory of security should we embrace. The thinker who brings
us closest to an answer to this question is the Scottish philosopher, David Hume. Though
Hume did not concern himself directly with the problem of security, his political thought
provides us with some helpful insights. In political life, Hume thought, people were
motivated by three main considerations: interest, affection, and principle. They were
other times they were moved by their love of others and would act even against their own
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interests for the benefit of those they cared about. And sometimes they were moved by
principle: simply by what they thought was right. At times they would act against their
own interests and the interests of those they loved if they thought some higher good or
higher ethical principle was at stake. A stable society was one that recognized this feature
of human motivation and allowed all the elements of our nature a place.
The critical problem in political life, Hume thought was to find a balance between
liberty and authority. If society was to be kept safe, authority was needed, for order was
impossible without authority. But liberty, he argued was vital for the perfection of
society. Order is not, after all, a good in itself. The lesson to be drawn from Hume for our
The goals we pursue must therefore be limited, since all ends, including as justice,
exclusively, or even excessively, nor expect to establish it with such resilience that there
is no danger of its being diminished. What we should seek is a balance that enables us to
pursue the different ends and purposes we hold important. This is not a very precise
answer to the problem of what is security; but it is perhaps as precise an answer as the