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When is a nation?
Walker Connor
To cite this article: Walker Connor (1990) When is a nation?, Ethnic and Racial Studies, 13:1,
92-103, DOI: 10.1080/01419870.1990.9993663
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When is a nation?
Walker Connor
Abstract
Although numerous authorities have addressed the question, 'What is a
nation?', far less attention has been paid to the question, 'At what point
in its development does a nation come into being?' Evidence is offered
that Europe's currently recognized nations emerged only very recently,
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often centuries later than the dates customarily assigned. In some cases,
it is problematic whether nationhood has even yet been achieved. Four
problems involved in dating the emergence of a nation are: (1) national
consciousness is a mass not an élite phenomenon, and the masses, until
quite recently semi- or totally illiterate, were quite mute with regard to
their sense of group identity(ies); (2) nation-formation is a process, not
an occurrence, and the point in the process at which a sufficient number
has internalized the national identity in order to cause nationalism to
become an effective force for mobilizing the masses does not lend itself
to precise calculation; (3) the process of nation-formation is not
sequentially pre-ordained, but capable of terminating at any point; and
(4) the sense of constituting an ancestrally related people, which is
central to the sense of nationhood, seldom has much relationship to fact,
so that the ethnographic history of a people is often of little pertinence
to the study of nation-formation.
A little more than a decade ago Eugen Weber wrote a study with the
intriguing title Peasants into Frenchmen: The Modernization of Rural
France, 1870-1914. The book's convincingly documented thesis was
that most rural and small-town dwellers within France did not conceive
of themselves as members of a French nation as recently as 1870 and
that many still failed to do so as late as World War I. With the partial
exception of the regions to the north and east of Paris, the integration
of the countryside into the French social and political system was
largely fanciful. The typical village was a physical, political, and
cultural isolate. The famed road network was in essence a skeleton
connecting the major cities to Paris but offering no access roads to the
villages. The school system was still inadequate to effect the Jacobin
dream of a single and unilingual French nation.1 To the mass of
peasants– and therefore to most inhabitants of France– the
meaningful world and identity seldom extended beyond the village.
This is how one mid-nineteenth century French observer described life
Ethnic and Racial Studies Volume 13 Number 1 January 1990
© Routledge 1990 0141-9870/90/1301-0092 $3/1
When is a nation? 93
in the countryside (Weber 1976, p. 47): 'Every valley is still a little
world that differs from the neighbouring world as Mercury does from
Uranus. Every village is a clan, a sort of state with its own patriotism.'
Weber's findings were the more astonishing because conventional
scholarship had treated the French nation as one of the very oldest, to
many the oldest, of Europe's contemporary nations. Many distinguished
historians had written that the French nation had crystallized during
the Middle Ages. The French historian, Marc Bloch (1964, p. 436), for
example, had asserted: 'that the texts make it plain that so far as
France and Germany were concerned this national consciousness was
already highly developed about the year 1100'. The Dutch scholar
Johann Huizinga (1959, p. 21), considered French and English
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France, at the middle of the seventeenth century, held the first rank
among the powers of Europe. . . . For a time France alone in
Europe was a consolidated unit of race and institutions, showing the
spirit of nationality and employing the agencies and methods of a
great modern state.
which, when the chips are down, effectively commands men's loyalty,
overriding the claims of both lesser communities within it and those
which cut across it or potentially enfold it within a still greater society.'
The nation is therefore compatible with those 'lesser' cross-cutting
cleavages that an appeal to common nationhood does not or cannot
transcend. The institution of serfdom in Eastern Europe prior to the
mid-nineteenth century can therefore be treated as prima facie
evidence of the absence therein of nations, as contrasted with élite
group-identities.13
In some societies the history of the voting franchise also offers hints
of when a nation came into existence. As we are reminded by the
history of the rise of national consciousness in, inter alia, Japan and
Germany, democratic institutions are certainly no prerequisite for
nation-formation. However, if a society describes itself as a democracy,
then the refusal to permit large sections of the populace to participate
in the politial process may be viewed as tantamount to declaring that
those who are disenfranchised are not members of the nation. If the
rights of Englishmen include the right to vote, then what can one say
concerning a so-called English nation in which most Englishmen were
prohibited from exercising that right? Before 1832, when landlords
alone were allowed to vote, it is estimated that only one in sixty adult
English males could vote. Following the so-called Reform Bill of that
year, one in every thirty male adults would be permitted to do so. In
1867, the franchise was further extended to cover some 80 per cent of
all adult males, and in 1918 to cover the remaining 20 per cent of males
and all women over thirty years of age (Hall and Albion 1946, pp. 613,
696, 796-7, 904). Reflecting on such nineteenth-century limitations on
the franchise in Britain and elsewhere,14 E. H. Carr observed (1967,
pp. 10, 18, 20):
Summary
Although numerous authorities over the decades have addressed the
question, 'What is a nation?', far less attention has been paid to the
question, 'At what point in its development does a nation come into
being?' There is ample evidence that Europe's currently recognized
nations emerged only very recently, in many cases centuries later than
the dates customarily assigned for their emergence. In the matter of
nation-formation, there has been far less difference in the timetables of
Western and Eastern Europe than is customarily acknowledged, and
the lag time between Europe and the Third World has also been
greatly exaggerated. Indeed, in the case of a number of putative
nations within Europe, it is problematic whether nationhood has even
yet been achieved.
100 Walker Connor
A key problem faced by scholars when dating the emergence of
nations is that national consciousness is a mass, not an élite
phenomenon, and the masses, until quite recently isolated in rural
pockets and being semi- or totally illiterate, were quite mute with
regard to their sense of group identity(ies). Scholars have been
necessarily largely dependent upon the written word for their
evidence, yet it has been élites who have chronicled history. Seldom
have their generalities about national consciousness been applicable to
the masses, and very often the élites' conception of the nation did not
even extend to the masses.
Another vexing problem is that nation-formation is a process, not an
occurrence. The point in the process at which a sufficient portion of a
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Notes
1. Weber cites a 1911 observer as noting that 'for peasants and workers, the mother
tongue is patois, the foreign speech is French' (1976, p. 73). Earlier (1976, p. 67), he
offers data demonstrating that at least 25 per cent of the population could speak no
French and that French was considered a foreign language by approximately half of the
population who achieved adulthood between 1875 and 1900.
2. This work was the co-ordinated effort of six of the United States' most
distinguished scholars.
3. Absence from the list of peoples covered should not be viewed as divergence from
the pattern. Exclusion might be due to the fact that there was no significant migration
prior to World War I (for example, the Estonians); that the migrants tended to be drawn
from urban environments (the French); that the literacy rate was extremely high (the
Swedes); that the migrants came from outside the traditional homeland (most Serbs and
Magyars came respectively from outside Serbia and contemporary Hungary); that the
ethnic category actually contained large numbers of non-members (it is estimated, for
example, that not more than 17 per cent of the migrants classified as Russian were
actually so; some 58 per cent were Jewish, 11 per cent were Polish, and 8 per cent were
German); or that the entry in the Harvard Encyclopedia of American Ethnic Groups
furnished no information on self-held group identities at the time of migration.
4. The degree to which those who identified themselves as Kashubes felt they
constituted a separate national gTOup is suggested by a leading United States dictionary
published in 1914; 'Kashoob – a member of a people inhabiting part of Poland and the
coast of Danzig whose language is Kashubian and whose chief pursuit is agriculture.'
Elsewhere, the dictionary distinguished between Kashubian and Polish: 'Kashubian – a
language of the West Slavonic group resembling Polish and spoken in Danzig, Prussia,
and its vicinity.' (See the entry Kashoob in Funk and Wagnalls, 1914.)
5. The Funk and Wagnalls 1914 dictionary referred to these people as Malo-Russians
(Little Russians) but subsumed this category, along with the Belorussians, as part of a
Russian identity. It did note parenthetically that Malo-Russians were 'sometimes termed
Ruthenians or Ukrainians.' (See the entry Russian in Funk and Wagnalls, 1914.)
6. For evidence that the Montenegrin view of group-self is not yet settled, see
When is a nation? 101
Connor (1984, pp. 333-4. 381-2).
7. While the Yugoslav census recorded no people claiming Bulgarian descent within
Macedonia, it did report the presence of such people immediately across the
Macedonian border in Serbia, further feeding a suspicion that those within Macedonia
claiming a Bulgarian descent were simply not recorded.
8. For a discussion of whether a single sense of national consciousness has
transcended the highlander-lowlander division within Scotland, as well as a discussion of
the relative weakness of an Italian consciousness, see Connor (forthcoming).
9. Operating on a larger canvas, Alexandre Bennigsen was the best known of a
number of CentralAsian specialists who for some years maintained that the Central
Asian peoples of the Soviet Union shared a common Muslim identity that rendered
insignificant an identity such as Kazakh, Uzbek, Turkman, etc. Supporting data for this
thesis, which runs counter to the experiences of Islamic peoples elsewhere, have not
been offered. Recent developments suggest that the individual ethno-national are
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References
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