Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
1 INTRODUCTION 1
2 RITUALISED FRIENDSHIP
1 Definition 10
2 The Evidence 13 ro
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3 Features Shared With Kinship 16 (1)
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4 Features Shared With Friendship 29 ro
5 The Cross-Cultural Perspective 31 z:
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6 Social Status 34 (1)
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3 ENCOUNTER AND INITIATION en
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VII
VIII Contents
CONCLUSION 162
Bibliography 185
Indexes 196
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TABLES
FIGURES
IX
x List of Illustrations
7 Consubstanriality 55
Scythian gold object. Leningrad, Hermitage. Photo: Hermitage
8 Terracotta symbola from Athens
8a-c Terracotta plaques. Athens, Agora Museum. Photo: American
School of Classical Studies at Athens: Agora Excavations 62
8d Terracotta plaque. Athens, Agora Museum. Drawing: IG 12 916 62
9 Ivory symbolon 64
Ivory object. Palermo, Museo nazionale. Photo: Museum
10 Persian symb%n 67
Persian pot. London, British Museum. Photo: Counesy of the
Trustees
11 Proxenia and xenia 133
Athenian decree in honour of Oiniades. Athens, Epigraphical
Museum 6796. Photo: TAP, Athens
12 The city as xenos 134
Relief. Athens, Acropolis Museum 2994. Photo: TAP, Athens
13 The demos mourns a proxenos 136
Gravestone from the Kerameikos cemetery. Photo: DAI, Athens
14 The proxenos as a foster-child 137
Relief. Athens, Acropolis Museum 2994. Photo: TAP, Athens
15 Xenia and treason
Two ostraka from Athens
I5a A. E. Raubitschek, Charites, Festschrift Lang/ott (Bonn, 1957),
240 158
15b G.A. Stamires and E. Vanderpool, H~speria 19 (1950) 390 158
PREFACE
This book owes its origin to a sudden realisation that a ubiquitous and
pervasive aspect of Greek civic life had somehow been left out of modern
accounts - an aspect which I have come to call 'ritualised friendship'. But
how was one to grasp this elusive phenomenon? The clue came from a book
which was not, strictly speaking, about the Greek city: Sir Moses Finley's
The World of Odysseus. I am very grateful to Sir Moses for having encour-
aged me to pursue this idea and for having supplied, as the supervisor of my
doctoral dissenation, unequalled inspiration and criticism. To those famil-
iar with his work, my indebtedness to him must be evident from every page
of this book. Moreover, on one issue - the 'historicity' of Homeric society-
my findings proved to be so consistent with his views that I have decided,
after serious consideration, not to refer to rival interpretations. I also owe a
special debt of gratitude to three friends, Dr Peter Garnsey, Professor
Richard Saller and Professor Brent Shaw, who in numerous helpful discus-
sions over sustained periods exercised a crucial influence on my thinking.
My warm thanks go to the examiners of the dissertation, Dr Paul Cartledge
and Professor Frank Walbank, for saving me from several errors and for
making many valuable suggestions. Thanks are also due to teachers, col-
leagues and friends, both from home and abroad, for comments and reac-
tions which made it easier for me to reconsider certain issues: Professor
Moshe Amit, Professor David Asheri, Professor David Cohen, Professor
Arnaldo Momigliano, Dr Simon Price, Professor Israel Shatzman, Professor
Anthony Snodgrass and Dr Dorothy Thompson. As usual, none of them is
to be blamed for my errors. For help in improving the text, which was far
beyond editorial, I am greatly indebted to Jane Kenrick. For help in operat-
ing Phoenix, I would like to thank Dr Miri Rubin and Dr Platon Tinios.
Last, but not the least, I should express my deep appreciation to my wife
Ora for her patience during four-odd years which for her, I know, were not
the easiest.
My studies in Cambridge have been made possible by generous grants
from the Hebrew University, Jerusalem (the Philip and Muriel Berman
Fellowship) and Darwin College, Cambridge, of which I became a member.
I also had the honour of being elected to a Leo Baeck Scholarship, an
Aylwin Cotton Fellowship, and a Humanitarian Trust grant, awards which
in difficult times made it possible to continue the research. Finally, I would
XI
XII Preface
like to thank the Faculty of Classics, Cambridge, for a grant to prepare the
typeSCript for press.
}trusalmt G.H.
September 1985
1
INTRODUCTION
Two mighty heroes of the Homeric Iliad, Diomedes and Glaukos, were
about to engage in fierce combat when they suddenly came to recognise that.
their grandfathers were bound by xenia. Xenia (xen;e, xe;ne;e or xe;n;e in
various dialects) was the Greek term for a social institution which, in the
absence of a familiar parallel, historians today render by the awkward
neologism 'guest-friendship'. Diomedes was pleasantly surprised at the re-
velation, drove his spear into the earth, and spoke to his former rival in a
friendly tone, saying, among other things:
...Therefore I am your friend and host (xeinos phi/os) in the heart of Argos;
you are mine in lykia, when I come to your country. ro
~
let us avoid each other's spears, even in close fighting. (1)
There are plenty of Trojans and famed companions in battle for me +-J
ro
to kill, whom the gods send me, or those I run down with my swift feet, z:
many Achaians for you to slaughter, if you can do it. ""0
But let us exchange our armour, so that these others may know (1)
+-J
how we claim to be guests and friends from the days of our fathers (xeinoi ..c
patroior). I en
~
Later on, in the Classical world of the cities, diametrically opposed views >-
0..
could be pronounced on precisely the same issue. In the course of a Spartan o
campaign in Asia Minor in 394 B.C., the Persian satrap Pharnabalos U
reproached King Agesilaos of Sparta for having ravaged his private estates.
He complained that Agesilaos had breached the duties of friendship. For he,
Pharnabazos, had been a friend and ally of Sparta, had provided her with
money, and had fought on the side of Agesilaos against a common enemy.
Agesilaos should have repaid him with favours instead of wronging him.
The thirty Spartiatae who accompanied Agesilaos were filled with shame at
hearing this rebuke. Agesilaos, however, by a stroke of diplomacy dis-
claimed all personal responsibility and pleaded force ma;eure:
I think you know, Phamabazos, that in the Greek states, also, men become xenoi of
one another. But these men, when their states come to war, fight with their father-
lands even against their xenoi, and if it so happens, sometimes even kill one another.
And so we today, being at war with your king, are constrained to regard all that is
his as hostile; as for yourself, however, we should prize it above everything to
become friends (Phi/ot) of yours. 2
I Iliad 6.224ff., rranslared by R. Lattimore, The Iliad of Homn' (1951).
2 Xenophon, HellnriC4 4.1.34-5; unless stared orherwise, all translations a~ adapted from
the loeb serino
1
2 Introduct;on
Only very rarely do ancient records offer such a point of vantage from
which to observe perceptions of social obligations in worlds as different yet
as intimately interconnected as the world of the epic poet and the world of
the Greek city. Crudely, the contrast can be stated thus: Diomedes and
Glaukos could exercise the rights and duties of guest-friendship freely.
Agesilaos and Pharnabazos could not; they had to take into consideration a
third, intrusive and disturbing factor, the polis.
A more refined explanation of this contrast will introduce us to a set of
problems inherent in the civic system from its very beginning and yet almost
totally ignored in modem historical research.
That the obligations of guest-friendship should be set above all other
obligations was for the epic poet a part of the natural order of things. It was
this assumption which allowed him to construct the situation that appears
implausible to us: Diomedes and Glaukos would be friends, but their
associates could continue fighting; they would avoid each other in battle, ro
~
but might kill each other's fellow-warriors. There was nothing strange or (1)
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immoral about this. For the poet, adherence to the code of guest-friendship ro
was a supreme manifestation of the hero's free exercise of prowess. There z:
""0
was, in his world, neither overlord to demand feudal allegiance, nor com- (1)
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munal group to claim social responsibility. The hero, the supreme pinnacle ..c
of a small social pyramid, was under no involuntary obligation to anyone; en
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ity for the civic principle, and Phamabazos' bitter reproach, drawing its
justification from a code of personal loyalty, find echoes in numerous
examples from the world of the Greek polis itself. A few well-known cases
will serve to demonstrate this proposition and pave the way for the formula-
tion of the main arguments of this study.
Perikles in 431 B.C. foresaw the Spartan invasion of Attica and thought it
necessary to reassure the Athenian assembly that his personal bond of xenia
with King Archidamos of Sparta would not be harmful to Athenian in-
terests. He anticipated that the Spartan king might ravage most of Attica but
spare his own estates, either as a favour to a xenos or as an act of malice
intended to stir up prejudice against himself among the Athenian demos. To
avoid such embarrassment, and a possible public scandal, which in turn
could have jeopardised his position of leadership, Perikles converted his
private estates into public property. 3 The other side of the coin - the
dilemma which confronted King Archidamos - has not left such clear traces
in the historical record. But, as we shall see (Section 5.5), it could not have
been very different from the dilemma of his Athenian partner, even if his
answer to it was somewhat different.
Indeed, patriotism and guest-friendship would sometimes appear as anti- -0
(1)
+-J
thetical principles structuring the dialectics of political rivalries. Demos- ..c
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thenes, for example, while priding himself on having preferred the common
~
interest of Greece to the gifts and xenia of Philip of Macedon, accused >-
0..
Aeschines of having put his (that is, Aeschines') xenia and philia with Philip o
above the fate of the city." Two competing moral systems were involved: U
one archaic and pre-political, and the other stemming from the polis struc-
ture. It was by no means clear which one would exercise the stronger appeal
on the minds of the citizens. Aeschines alleged - or perhaps insinuated -
that Demosthenes was guilty of an impious crime: in the name of the city,
Demosthenes had arrested, tortured and put to death one of his own xenoi,
a man whose only crime was to have come to Athens to purchase goods for
the queen of Macedonia. Demosthenes retorted by saying that as a matter of
fact the man was a Macedonian spy; by executing him, he had merely "held
the city's salt as more important than the table of his own xenos". If we are
to believe Aeschines, the citizens and foreigners in the assembly raised a cry
of protest at this remark: the duties of guest-friendship were deemed more
, Thucydidcs 2.13.
• Dmlosrhencs 18.109 (0,. Ih~ Crown) and 19.248 (De Fatsa ugatio,.e); d. Dmlosthmcs
18.284.
4 Introduction
binding than those of citizenship. 5 The law of Athens would seem in this
respect distinct from the morals of its inhabitants.
Is this a safe inference? Certainty is impossible: it cannot be ruled out that
Aeschines, when commenting on the protest of the crowd, was lying. But
there are other signs pointing to the same conclusion. Much still remains
obscure about the fifth~entury treaty between the small Locrian states of
Oeanthea and Chaleon concerning the procedures by which the citizens of
Chaleon were to be judged in Oeanthea. 6 But one section of the inscription
is sufficiently clear to allow a compelling interpretation. It provides that if
the officials (xenodikai) trying the suit of a foreigner (xenos) from Chaleon
disagree, the foreigner can select a new body of men from among the
Oeantheans. Only one restriction is imposed on his freedom of choice: he
may choose neither a proxenos of his own community nor a guest-friend
(widioxenos) of his own to act as judges in his trial.? These men were
excluded since, clearly, they were believed to be prejudiced in the foreigner's ro
~
favour on account of their special relationships with him. And such (1)
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favouritism was incompatible with the principles which governed commun- ro
al life. Outside the city, or before the city arose, it was one of the most z:
sacrosanct duties of a xenos to succour his partner in distress or misfortune. ""0
(1)
But now this duty clashed with the communal principle of justice, and the +-J
..c
community had to assert its precedence lest its essential principles be sub- en
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verted. The archaic morality of guest-friendship could not be reconciled >-
0..
with communal justice. o
The same conflict between old and new, individual and community, U
morality and law, guest-friendship and citizenship, would manifest itself in
different guises in different situations. The Athenian Xenophon was invited
by a guest-friend, the Boeotian Proxenos, to join the forces of Cyrus the
younger and to become Cyrus' friend. But Socrates warned Xenophon that
by becoming a friend of Cyrus, Xenophon might bring upon himself accusa-
tions of betrayal from his fellow-citizens. For Cyrus was known to have
given the Spartans aid against Athens. Xenophon's dilemma could only be
resolved by consulting the oracle at Delphi. In the end, of course, Xenophon
joined Cyrus, and it was through this friendship that he became involved in
, Aeschines 3.22"·5 (Again't CU,iphorr) and Demo5thma 19.189·90 (D~ fa/sa Lqa·
t;Off~).
, Too (1933) no. 3.. ; for 1M larnr exrensive discussion of the inscription, sec Bravo (1980)
89Off.
, For the term widioxmo., sec below p.ll n.3. The conMxion between proxmo. and
(wid;o)xmcu is explained in Section S....
Introduction 5
the adventures described in the Anabasis. But it was also because of this
friendship that he was later exiled from his native Athens. 8
Even worse was the fate of Ismenias, the leader of the anti-Spartan
faction in The~s. In 382 B.C., the Spartan Phoibidas, acting in concert with
Ismenias' political rivals, effected a coup d'etat in Thebes and set up a
government friendly to Sparta. But Phoibidas' action proved the cause of
embarrassment for his home government. For one thing, the coup was an
improvised move, carried out without authorisation from the Spartan po/is.
For another, the forceful occupation of another state constituted a violation
of the King's Peace of 386 B.C. of which Sparta herself was a signatory and
according to which all Greek states, small and great, were to be auto-
nomous. The occupation, however, proved of great practical value to Spar-
ta, and these considerations had somehow to be brushed aside. A justifica-
tion was therefore concocted post-factum. The Spartan assembly first let
itself be persuaded by Ismenias' Theban opponent, Leontiades, that Thebes ro
~
had been hostile to Sparta in the past, and that Ismenias was mainly (1)
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responsible for this. This made it morally possible for the Lacedaemonians ro
not to withdraw their garrison from Thebes and to bring Ismenias to trial. z:
They set up a jury composed of three Lacedaemonian judges and one from ""0
(1)
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each of the allied states. The charges brought against Ismenias were as ..c
follows: "that he co-operated with the barbarians; that he had become a en
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xenos of the Persian to the detriment of Greece; that he had received a share >-
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of the money which came from the King; and that he and Androkleides were o
chiefly responsible for all the trouble and disorder in Greece". 9 The defence U
made by Ismenias failed to persuade the court; he was pronounced guilty,
and put to death.
Once again, the contrast with the Diomedes-Glaukos encounter is reveal-
ing. In the circumstances of that world, a similar incident would have been
inconceivable. Even if we allow for a certain amount of idealisation and
poetic distortion, we must concede that none of the factors involved in
Ismenias' execution is present in the Homeric poems. Not only are they
missing, but all we know of Homeric society would militate against any
assumption of their existence. Any argument for the implausibility of the
Diomedes-Glaukos episode would therefore have to demonstrate the exis-
gradual conquest of the Greek world by the Romans. Some of these topics
are so richly documented, and the documentation itself is sometimes so
repetitive, that I see no point in citing all the evidence: my generalisations
rest therefore on examples which I assume to be typical. Other topics are
overlooked in modern research, and, if necessary for the argument, I pro-
duce a collection of the relevant material (see mainly the Appendices). In
some rare cases I exceed the chronological boundaries defined above and
refer to examples from the Roman world: there are no good grounds to
believe that guest-friendship underwent significant changes even in this
period. Below I outline the main topics.
With one notable exception,1O what has traditionally been labelled in
modern scholarship as 'guest-friendship' is beset with misapprehensions. I
argue that xenia can be located within the wider category of social relations
known to anthropologists as 'ritualised personal relations'. It will then
appear that details which in the absence of a suitable model have bttn
divorced from each other (for example, the ritual of initiation, the naming
of one's son after one's xenos, the exchange of resources across political
boundaries) are in fact different manifestations of the same underlying
phenomenon. What emerges at the end of this enquiry is a social institution
with clear boundaries, well-defined rules, and a remarkable degree of inter-
nal cohesion - an institution which appears at first sight queer and implausi-
ble but ceases to be so once we view it in the light of similar institutions
from other cultures. Indeed, to contemporaries this institution seemed self-
evident even to the extent that they employed it as a metaphor for express-
ing their perceptions of the world. One of the side issues pursued through-
out this study is the logic underlying this symbolism (see mainly the Fig-
ures).
I then explore the interaction between the city and guest-friendship at the
level of ideas. Some of the most basic concepts of the city-state emerged out
of the superimposition of the communal structure upon the pre-state net-
works of guest-friendship. For example, when seen from the perspective of
the community, gift-exchange with an outsider - the essential characteristic
of guest-friendship - could appear as bribery. The antithetical notion of
abstinence from accepting gifts became the mark of the ideal citizen. To turn
this negation of heroic virtues into a term of praise and to offer communal
interest as a new standard of individual morality was probably one of the
most significant victories of the community over the hero. The hero, how-
ever, remained in some respects untamed. The external ties of guest-
friendship acted as a repository of heroic values, and disillusioned aristoc-
10 Finley (19n) looff.
8 Introduction
rats could always trust a friend abroad for assistance in their political
struggles and refuge in defeat. Such behaviour, of course, appeared from the
communal point of view as 'treachery'. Unlike its modem counterpart,
however, the ancient concept of treachery was backed by a 'positive' ethos.
The acts for which Alkibiades became known as the archetypal traitor in
history were in fact consistent with the archaic, pre-state ideals of guest-
friendship. Paradoxically, too, it was this archaic institution which provided
the city with a model of its relationships with the outside world. The
concepts, outlook and symbols of guest-friendship were transferred from
the personal level to the level of the whole community and, invested with
new meanings, they provided the city with a framework for interacting with
foreign individuals and communities.
Guest-friendship served as a device for the promotion of the material and
political interests of the elites engaged in it. Individuals integrated into
politically separated communities exchanged substantial amounts of wealth ro
~
(1)
and performed significant services for each other. Once we reveal the +-J
dynamics of these networks, it becomes apparent that the elites of the ro
ancient world were not confined to the boundaries of their immediate
z:
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communities (whether this be a city, a tribe, a petty kingdom or a Persian (1)
+-J
satrapal court). On the contrary, they participated at one and the same time ..c
en
both in these networks and in their immediate communities. Power, prestige ~
and resources that could be acquired through one system could readily be >-
0..
transferred to the other, and at times the horizontal ties of solidarity which o
U
linked together the elites of separate communities were stronger than the
vertical ties which bound them to the inferiors within their own communi-
ties.
Outside the city, guest-friendship functioned as a major device in the
formation of the ruling circles of the great territorial empires. The Persian
syngeneis, Macedonian hetairoi, and Hellenistic philo; were all composed of
a narrow core of kin and a wide periphery of guest-friends drawn from an
astonishing variety of localities. I explore the process of their recruitment,
the structure of the new groups to which they gave rise, and the networks of
agents through which they exercised their influence on the Greek city. I
finally argue that the attacks of these groups on the Greek city were
prompted by and large by the desire to satisfy the personal interests of the
guest-friends involved in these groups.
To be able to identify guest-friendship in its manifold manifestations, I
propose to employ a rigorous definition. This definition will have to meet
three requirements: first, it must encompass all the variants of the archaic
bond - variants of which xenia is but one example; secondly, it must
Introduction 9
separate xenia from other, seemingly similar institutions, some of the qual-
ities of which it shares; and, lastly, it must enable us to make controlled
comparisons with similar institutions in other cultures. It is mainly in order
to meet these requirements that it becomes necessary to introduce the
concept of ritualised friendship.
ro
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(1)
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2
RITUALISED FRIENDSHIP
2.1 DEFINITION
For analytical purposes ritualised friendship is here defined as a bond of
solidarity manifesting itself in an exchange of goods and services between
individuals originating from separate social units. This definition encompas-
ses the most distinctive features of the institution and supplies criteria for
postulating its existence even if it is not named explicitly in the evidence.
Ritualised friendship will accordingly be assumed to exist either between
people styled by one or several of the characteristic designations which are
described in detail below, or between people originating from separate
social units engaged in an exchange relationship of some duration. Excluded
are relationships between strangers that involve payments for goods and
services - as, for example, those between merchants and their customers, or
-0
mercenary soldiers and their employers. People trading specific goods and (1)
+-J
services for payments would hardly classify their relationship as one of ..c
friendship. I Transactions of ritualised friendship were supposed to be car- en
L
ried out in a non-mercantile spirit; from the point of view of the partners, >-
0..
they appeared not as an end in itself but as a means for creating a moral o
U
obligation.
These salient features, as well as some more specific attributes of ritual-
ised friendship, will gradually be elucidated and further specified. But first,
to gain an initial understanding of the institution, we start with an examina-
tion of the terminology applied to the people involved in it. Three groups of
terms can be distinguished: (a) xenos, idioxenos and doryxenos; (b) phi/os,
hetairos, epitedeios, anankaios and oikeios; (c) syngenes and euergetes. The
semantic range of these words is sometimes extremely wide; 'xenos', for
instance, in addition to 'guest-friend', can mean 'foreigner', 'stranger',
'guest', 'host' and 'mercenary soldier,.2 In this study only the functioning of
I For an emphatic assertion of this principle, see Dem05thenes 18.51-2 (On the Crown): "Is
Aachines Alexander'. hirding (l"O6(1)l~. or Alexander's xmos"? and Xmophon. Agni"''"
.....: "For had he (i.e. Agesila05) been in the habit of Idling favours (tl yciQ bWAtl la~
x6(K~ or raking payment for his benefactions (JUa6oU tUfqyhfl), no one would have felt
that he owed him anything."
1 See BoIkestein (1939) 87-8 and Whikhead (19n) 10-1. For its (uncmain) t"tymology, see
Benveniste (1969) voU, 87-101; H. Frisk, G,~chiscMI nymologi.che. Vlorterbuch vol.2
(Heidelberg, 1970), I.V. ~fi~; Gauthier (1973); Hihbrunner (1978); and Taillardat (1982).
10
1 Definition 11
1 No significant difference in uuge can be d~ected between xmos and idioxmos. The
prdix of idioxmos places ~rhaps a special emphasis on the private nature of tht" bond
distinguishing one's own xmoi from the xmoi (or prOXnfOl) of the group to which one
belonged (d. Welles (1934) 334 and Serve (1926) 62ff.). The word doryxmos appears mainly
in tragedy, and this fact, together with contradictory explanations given by kxicographers and
in scholia, suggests that the precise meaning of the term (xmoi acquired in war, spared enemit"S
turned into xmoi?) had been forgonen. For a collection of the noidence, see E. Fraenkel,
Aeschylus, Agammrrrorr (Oxford, 1950) vol.lI, 395. Hereafter, I shall assume that whatnoer I
say about xmos also holds good for idioxmos and doryxmos.
• This generalisation emt"rgn from the examination of all the pasS2gt"S listed in Appendix A
in which the panners are styled xmoi, idioxmoi or doryxmoi, and their social origin is
tra~ble. Even the fictitious cases conform to this general pattern.
J This fact is not recognised in modem literature, and the term xmos is so often mistrans-
lated that it might be impractical to argue in each case for the interpretation adopted here.
Instead of 'guest-friend', we may find 'guest', 'host', and 'stranger'. Most frequently, however,
x~"'os is rendered as 'friend', thus obscuring the distinction that the Greeks drew between
friends who were aliens and friends who were fellow-citizens.
12 Ritualised Friendship
philoi, hetairoi, or epitedeioi, never xenoi. 6 This fits in with the gloss of the
word by a lexicographer from late antiquity. A xenos, says Hesychius, is a
friend (Philos) from abroad.? Indeed, the idea of strangeness combined with
friendship is built into the assumptions of the actors. Diomedes' glee when
he says UI am your xeinos philos in the heart of Argos; you (i.e. Glaukos) are
mine in Lykia...", and erito's suggestion to Socrates, if you wish to go to
U •••
Thessaly, I have there xenoi who will make much of you and protect you, so
that no one in Thessaly shall annoy you",8 are typical of the whole institu-
tion.
A further regularity must be remarked upon in this context. The insider-
outsider dichotomy with respect to the partners' own social units was the
only one deemed necessary for a friendship to qualify as xenia. This dicho-
tomy might have coincided with or cut across other wider, real or imaginary
group divisions. A quick glance at the provenance of the xenoi listed in
Appendix A will suffice to show that xenia relationships could exist be-
tween members of different Greek cities; between members of Greek cities
and members of Greek ethne (for example, Macedonians, Epirotes); be-
tween Greeks and non-Greeks (for example, Persians, Lydians, Egyptians,
-0
Phoenicians, Romans);9 and finally, between different non-Greeks. Thus, I (1)
+-J
see no way of pinpointing significant differences between cases in which the ..c
CJ)
bond was confined within the Greek world, it extended beyond it, or it was
~
located entirely outside it. Xenia, in all these cases, seems to have followed >-
0..
an identical pattern. Furthermore, the non-Greek partners seem to have o
shown as profound an understanding of this pattern as the Greek. There are U
thus no good reasons why xenia should be regarded as an essentially Greek
institution. 10
By contrast with the xenos words, the terms included in categories (b)
and (c) above can relate to friends of the same or of different social origin.
The wider semantic range of these words stems from differences in emph-
asis. More precisely, when a speaker wished to stress the rights and obliga-
tions of ritualised friendship, the more formal xenos words would be used.
, For example. Dmlosthmn 50.21 (Againsl Po/ycks): Apollodoros of Oineis and Apollo-
doros of Leontis; Aeschines 2.73 (0" Ih~ Embauy): Chares and Kqlhi50phon, each from a
different trilt)ts of Pandionis. When. in 43 I B.C.• the population of Attica came to Athens, they
are said nnucydides 2.17.1) to have ~ provided with dlelter by friends (Philo,) and relatives
(oilteio,). not guest-friends (xmo,).
, Hesychius, S.v. ~d'Y<><;: 6 cVro;~ ~o..<><;; d. s.v. ~tv<x: ...ot bt 10U~ MO ~f:V{a~ +O-ou~.
and S.v. ~~: 6 bn;f:Vou~.
• Iliad 6.224-5; Plato, Crilo 4Sc.
• For an interesting mockrn parallel- Moslems and Jews becoming partnen to Christians in
godgarenthood relations - ~ Hammd (1968) 88.
I As argued. for example, by Gauthier (1973). I know of no study which might throw light
on the institution from a non-Greek point of view.
1 Definition 13
When the emphasis was on the sentiments that were supposed to prevail
between xenoi, words from categories (b) and (c) seem to have been prefer-
red. For our purposes, people with the same group identity who are styled
by anyone of the terms included in categories (b) and (c) do not qualify as
ritualised friends. On the other hand, an Athenian and a Spartan, for
example, or a Milesian and a Persian, do qualify, even if in the surviving
documentation they are not styled by any of these terms (provided, of
course, they meet the other requirements of the definition).
Four of the words included in categories (b) and (c) assumed a highly
technical meaning in specific historical contexts. The followers of the
Macedonian and Hellenistic rulers came to be known, respectively, as
hetairoi and philo;. In a very similar fashion, syngenes and euergetes, the
Greek renditions of Persian words, II became honorary titles bestowed upon
classes of dignitaries in the Persian court. Both in this context and in some
Hellenistic courts where the term survived, syngenes was applied to people ro
unrelated by blood to the rulers, in fact to complete strangers. l l Borrowed
~
(1)
+-J
from the ordinary routines of living, these terms were consciously turned ro
into titles signifying the status of the title holder at court by reference to his z:
degree of amity with the king. These ruling circles, as we shall see, were to a ""0
(1)
+-J
large extent made up of ritualised friends. ..c
en
~
>-
0..
2.2 THE EVIDENCE o
U
Judged by the standards of comparable ancient institutions (as, for instance,
marriage), ritualised friendship is copiously documented. Irrespective of the
literary genres in which they are cast, most of the sources have one impor-
tant feature in common: their writers were typical products of the fully
fledged city-state. Consciously or subconsciously, they employed the norms
and values of the civic ~stem in order to represent their universes. The
world of ritualised friendSh1p is thus recreated through the eyes of people
embedded in the rival civic system. This may in part explain why the
processes by which powerful princes gave up hostilities, exchanged precious
objects, and committed themselves to mutual allegiance, exercised such a
fascination for them. Indeed, numerous self-contained digressions are given
over to these events: the exotic, combined with the archaic, provides an
excellent literary theme. But there is more to it than that. For the accounts of
II Sec Wicschofer (1980) for the linguistic problem (the nlng~la; of the kin!lt. (allt"d
orosarrga; in the Persian language. according to Herodotus 8.35) and for a list of the Persian
rulers' philo;, xmoi, and ~ung~lai.
12 Cf. Atkinson (1952) 214 and Gauger (19n).
14 Ritualised Friendship
ritualised friendship are linked to some of the most decisive stages of Greek
history: the Ionian revolt, the Persian invasion, the imperialism of Athens
and Sparta, the rise of Macedon, the Hellenistic monarchies, and, finally,
Rome. It was the search for the sources of these great events that led
historians back to the moment at which the alliances were formed.
Small wonder, therefore, that the accounts of ritualised friendship were
reinterpreted in the light of these events. Actions which had been fortuitous
when performed seemed thus to acquire a new meaning in view of their
outcome; and unrelated events appeared as links in a larger scheme. Mira-
culous reversals of personal fortune were intertwined with these stories, and
served as yet another source of fascination. They tell us how enemies
became friends, the poor grew rich, and nonentities assumed high status.
The need for explanation was so acute that if the evidence was lacking it
seemed necessary to invent it. Hence the occurrence of fictitious (or quasi-
fictitious) accounts like those of Syloson, Darius and the cloak. 13 For all
their fantastic elements, however, these stories have important evidential
value: they show that, according to the writers' expectations, co-operation
between these powerful men could only have taken place if there existed
""0
between them previous relations of trust. And ritualised friendship was the (1)
+-J
only alternative to marriage for generating trust between aliens. ..c
Of all the civic writers, Xenophon merits special attention. First, en
L
laos against his own native City.14 No doubt, he had many of the experi-
ences which he attributes to other historical figures in his writings.
In none of the literary accounts is the lengthy process through which
ritualised friendship was concluded and sustained over time reproduced in
its entirety, nor are its various stages evenly documented. Polybius devotes a
great deal of space to the encounter between Neon and Antigonos, but has
only a few words on the exchanges between Brachylles and the Macedonian
royal house. Herodotus similarly expatiates on the story of the cloak but
only refers briefly to Syloson as a tributary vassal of Darius. Nor are all the
aspects and elements of the interaction that took place in reality mentioned.
Their presence or absence in each story depends to a large extent upon the
aims, biases, literary tastes, and moods of the writers. For instance, it is
almost beyond doubt that Neon and Antigonos Doson became xeno;; yet
Polybius does not think this detail worth mentioning. Xenophon, on the
other hand, can write at length of the ritual which turned Agesilaos and ro
~
Pharnabazos' son into xeno;.15 We gain a clearer perception of the relation (1)
+-J
between what is recorded and what in fact happened if we compare our ro
evidence with a phenomenon which is essentially similar but which is z:
""0
documented from a different perspective. Greek states used to confer hon- (1)
+-J
ours and privileges upon people who benefited them in one way or another. ..c
The list of these honours and privileges, as well as a short description of the en
~
benefactions, were inscribed on stone and set up in public places. Relying on >-
0..
such evidence, M.B. Walbank was able to assemble the whole possible range o
of elements recurring in the transactions between the city and its benefactors U
in all the fifth-century Athenian decrees (elements such as proxenia, euerge-
s;a, ges enktes;s, etc.) and then note those elements that are present in each
individual decree. 16 In studying xenia, we cannot follow a similar proce-
dure. What we have are not the texts of agreements enclosed, like proxeny
decrees, within a stereotypical framework, but subjective, impressionistic
accounts of a lengthy process of human interaction. Indeed, only very rarely
14 Cf. above, p.... A different view 50metimn argued for in modem research - that
Xmophon was banished for reasons other than his friendship with Cyrus, or that at Coronea
he did not fight against his native city - seems to me ultimatel)' to stem from a reluctance to
believe that such events were likely to happen. Concerning Coronea, for example, P.J. Rahn (in
G.S. Shrimpton and D.J. McCargar (eds.), ClauiaJl Contributions. Studi~s in Honour of
Malcolm Francis McGr~gor (New York, 1981) 103-20) ignores Xenophon's constant preoc-
cupation with loyalty and patriotism, and don not take into account his obvious tendency to
underplay his own part in the battle. Rahn then suggests that Xenophon ob~rved tht" battlt" as
a by-stander but did not take an active part in it.
IS Polybius 20.5-6; Xenophon, H~lImica 4.1..19, sec Section 3.4,pp.S8ff.
16 M.B. Walbank (1978), especially the catalogues at 9-23.
16 Ritualised Friendship
were the actual terms of ritualised friendship set down in writing. I? As the
evidence stands, we simply have no way of telling what the relation is
between the elements of ritualised friendship that were used in actuality and
those which seemed to the writers worth recording. Tabulation, according-
Iy, is out of the question.
Apart .from such self-contained stories, we can catch brief glimpses of
particular aspects of the process from scattered episodes where ritualised
friendship plays a secondary role, and from general statements concerning
the rights and duties of xenoi. 18 Such details, if fitted cumulatively into a
suitable framework, can yield important information.
To contemporaries, ritualised friendship appeared as an institution
marked by its own distinctive features. To be sure, only a few of these
features were sui generis. With respect to ideology, linguistic usage and
actual practice, ritualised friendship overlapped to a great extent with two
tangential categories of social relations, kinship and friendship. Thus, an ro
~
account of the similarities and differences which existed between these (1)
+-J
institutions can offer important insights into the nature of the institution. ro
The features shared with kinship are considered first. z=
""0
(1)
+-J
2.3 FEATURES SHARED WITH KINSHIP ...c
en
~
The Greeks seem to have believed that, apart from relatives by blood and >-
0..
marriage, the family was also related through its head to a special category o
of people who were more than 'friends' yet somewhat less than 'kin'. These U
were the xenoi abroad, and though it must have been perfectly clear that
they were not kin in the proper sense of the term, the relationship in some
respects resembled kinship. The most important feature xenia shared with
kinship was the assumption of perpetuity: once the rites establishing the
relationships were completed, the bond was believed to persist in latent
form even if the partners did not interact with one another. This assumption
17 ~ for exampk. the symbolorr from Sicily. recording a bond of xmu, between a
Phoenician and a Greek and his descendanrs (/G XIV.279. d. Section 3.4 and Fig. 9. p.64); the
so-called 'Hannibal's covenant' (Polybius 7.9) recording a "sworn treaty of frimdship and
goodwill; we shall be friends (phi/oIlS). kinsmen (oiknollS). and brother'S (ad~/phOfU). on the
following conditions....•. As suggested by Bickerman (1952) 8. the strange, ungrammatical
assembly of Greek words might hide an unknown Punic idiom. For some Roman parallels. ~
Badian (1958) I t-12 and 154-5. For written records of ritualised friendship from the ancient
Near East, see Munn·Rankin (1956). No similar written records of HdJrew bn;Ih have
survived (Bickerman (1950) 26).
II Like. for example, Menandtt's one·liMr (Mcmos';choi. ed. A. Meineke. Nagmmta
Comico",," G,tI~co",," (1841) vol. IV, 357, line 615), "00 honour to your xmos and you will
acquire a good philos". or Stobaeus' maxim (3.9 p.J58) "A xmos is a just man differing not
only from a citizen but also from kinsmen".
3 Features Shared With Kinship 17
19 Ht"rodotus 3.43.
20 Pindar, Pythian 10.66.
21 lsocratn 19.5.
22 Odys~ 14.279; d. Section 3.3 ~Iow.
18 Ritualised Friendship
diers from fulfilling his obligations to his xenos, Cyrus, he stood before
them and "wept for a long while".23 It is hard to avoid the conclusion that
the sentiments of these people were structured differently from ours.
Whether genuine or feigned, the affection displayed was that of kinsmen.
This is made clear above all by the counesy terms of reference by which
ritualised friends would address each other. In pan at least, these terms were
drawn from the kinship terminology. King Seuthes, for example, promised
Xenophon - even before seeing him face-to-face - that if he should bring the
army to him, he would not only treat him in all ways as a friend (phi/os) and
a brother (adelphos), but would even give him estates. 24 The pretence was
that xeno; were like kinsmen, and their behaviour was therefore expected to
imitate kinship roles. "Xeinos'\ said Telemachos to Mentes, the guest-
friend of his father (in fact, the goddess Athena in disguise) "you speak these
things with kindly thought, as a father to his son tt. 2S Pindar, the lyric poet,
extolled his guest-friend, Hiero of Syracuse, for being adored like a father by
his own xmo;.26 Polybius seems to have tried to give vent to his true
sentiments when he related that he himself and the young Scipio Aemilianus
"came to feel a mutual affection which could truly be compared to that of
father and son, or of kinsmen of the same blood".21It is, in the light of this,
not difficult to understand why 'father', 'brother', and 'grandfather' should
have become one of the reciprocal appellations used within the entourages
of Persian and Hellenistic rulers. 28
As for the terms of affection in general, it should be noted that their range
was wider than that of their counterpans in modem societies, and at the
same time they were less specific to anyone panicular type of relationship.
In the Homeric world, in Adkins' words, "every relationship from sexual
passion to guest-friendship, relationships whose differences we should
emphasise much more than their resemblance, is denoted by phi/otes".29
This does not seem to have changed significantly in later times, and even in
the classical age kinship, and what we translate as 'friendship', were consis-
tently regarded as variations of the same underlying principle. Xenophon,
for example, could identify the strongest phi/ia; as those which unite parents
to children, children to parents, wives to husbands, hetairo; to heta;ro;.30
1.1Xenophon, A"abas;s 1.3.2. 2S Odyssey 1.301-8.
14Xenophon. A"abas;s 1.2.25. 16 Pindar, Pythiarr 3.11.
l ' Polybius 31.25.1. There is no explicit reference to "m;a between the two.
11 Patn: 1 Maccabees 11.3 t, Josephus, ]twish A"tiq"itws 13.126, 12.148i adelphos:
OC IS 138i pappos: Xenophon. Cyropudi4 1.4.26. For the ancient Near Eastm1 paraJlel- the
employment of 'fraternity', 'paternity', 'sonship' between allied rulen - see Munn-Rankin
(1956) 16ff. 'Fraternity' does not Ittm to have been consistently used here to cknote rela-
tionships between tquals. nor 'sonship' and 'paternity' for relationships between untquilis.
n Adkins (1963) 36. The examples he cites are Odyssey t 0.336 and Iliad 3.354.
.10 Xenophon, H;ero 3.7.
3 Features Shared With Kinship 19
For Aristotle, the untranslatable terms hetairia, oikeiotes, and syngeneia
were various forms (eide) of philia,31 and the remark he made elsewhere,
that "xenia is the firmest of all philia i" ,Jl fits in with this general recogni-
tion. This, of course, does not mean that friends or guest-friends thought of
themselves, or were thought of, as kinsmen. What it does show is that the
perceptual boundaries drawn between the different categories of positive
relationships were not as rigidly delineated as they are in modem societies.
The principles of kinship and friendship could be denoted by partially
overlapping - rather than mutually exclusive - classificatory terms. The
system of ideas was such that no contradiction was involved in calling real
kin by words used most commonly for friendship, or conversely, in calling a
friend by words derived from kinship.
Another feature in common with kinship was the custom of naming. As a
Christian father would name a son after his godfather, so a xenos would
name a son after his own xenos. Three variations of the practice stand out.
First, a man could call a son by the actual name of the xenos (whether at
binh or at some later stage is unclear). It is this custom which accounts for
the names of Alkibiades, son of Kleinias, of Athens, and of Endios, son of
Alkibiades, of Sparta. 33 The succession of names through two generations is
represented in the diagram.
Pummerichos: Meigs and Lewis (1969) no.7, d. ~Iow Section ".5 t Croesus: the
J4
1t0f41OSfrom AnavyS10S with the inscription ~Iow (LH. Jeffery in the A,,"ual of the British
School at Athens 57 (1962) 1.....) and with Herodorus 6.125 (where the chronology is impossi-
ble) for the possible origin of the name; GorgO': FGrH 90 F 59 (Nikolaos of Damascus);
lolaos: Syll.-' 195.
lS Thucydides 1.3.2, translated by Rex Wamer.
.~ The (Spanan?) Alkibiadn who made a dedication to Apollo in Delphi is likdy to be an
anc:ntor of Endios (SEG 27.135).
)1 Pouilloux and Salviat (1983).
J Features Shared With Kinship 21
Homer: Archias the Athenian and Archias the Theban are explicitly defined
as xeno;; and the two Homeric Aiantes - Aias son of Telamon, from
Salamis and Aias, son of Oileus, from Locris - were xeno; too, if judged by
their mutual conduct. 38 A series of further examples (to be treated in Section
5.4 and Appendix B) will show that the custom was far more widespread
than is normally thought.
The second variation was the naming of a son not by the name of the
xenos himself but by the name of his city or geographic area. This can best
be illustrated by the case of Thessalos, the son of the Athenian tyrant
Peisistratos, named thus, presumably, after a Thessalian xenos; by the case
of a son of the Athenian Kimon, called Lakedaimonios; and by the case of
the Spartan Libys, brother of Lysander, named thus after an ancestral
xenos, Libys, ruler of Cyrene. 39 The pattern of this variation can be elicited
from Thucydides' remark concerning Hellen cited above. For names could
circulate both ways: from a geographic area to its inhabitants and hence to
xeno; - and vice versa.
The third variation was the calling of sons by compound names bor·
rowed from the domain of ritualised friendship. Typical examples would be
names such as Xenophon, Proxenos, Philoxenos, and the Iike. 40 Though "'0
(l)
clearly rooted in ritualised friendship, and intended no doubt originally to +..J
..c:
conjure up its rights and duties, the custom in historical times must have 0'1
L
been dissociated from the institution itself. I see no way of establishing a >-
0..
.\8 Plutuch. P~/opidas 10 and Iliad 1.l101. Pouilloux and Salvi:u (1983) ignore this o
possible explanation and, assuming that liches from the Thasian archon list and the Spartan U
Lichas known from Thucydides refer to the same man (a poMibility which cannot ~ ruled out),
infer that Thucydides was :alive and wrote :after ]91 B.C. But if one lichas was a second-
generation Spartan xmos, and the other a third·generation Thasian :xmos - a possibility which
is chronologically compatible with the details - then, as pointed out by Cartledge (1984), the
conclusion is far less compelling. For objections on other grounds to the views of Pouilloux 3nd
Salviat, and for the names Lichas and Arkesilaos (or their dialectical variations) in other cities,
sec Bull. Ep;gr. (1984)..Jl4.
J9 Thess.alos: Thucydides 1.20.2. 6.55.1 and Aristotle, Th~ Athtn;an Constitut;on 17.2. d.
Herodotus 5.46.1 for a Spartan homonym; lakedaimonios: Thucydides 1.45.2. IG 12 400, d.
Plutarch, Cimon 16 and Pmcl~s 29; Libys: Diodorus Siculus 14.13.5, cf. Xenophon, H~II~""a
2.4.28. Further examples: Thucydides 3.52.5 (a Plataean p,o:unos of Sparta, called Lakon);
Thucydi<ks 4.119.2 (a Spartan called Athmaios son of Pcrikleid:a5); HerodoN5 3.55.2 (a
Spartan ailed Samios on account of an ~erg~sia - a public funeral- which, presum3bly, Ird to
a xenia ~twttn his ancntors and some Samians and which might have been the name
inherited by the Spartan admiral for the year 40211 8.C. (Xenophon, Hellen;(4 3.1.1, d.
Diodorus Siculus 14.19..~); Thucydides 5.19.24 (a Spartan called Akanthos, d. Pau~OIas 5.8.6
for an eighth·cmtury homonym); Xenophon, H~lIen;(4 1.4.2 (a Spartan called Boiorios);
Thucydidcs 8.6.8 and passim (3 Spart3n called Chalkideus); IG I 23 (3 Thespian called
Athenaios).
4() Curiously, names containing a 'xenos' component are absent from Homer. The only
exception. Polyxeinos, leader of a group of Eprians, proves this rule: he only appears in the
catalogue of ships (Iliad 2.623) and is not mentioned again in the poems (d. H. von Kamprz,
Hom~ris,be Personmnamen (Gottingen, 1982)).
22 Ritualised Friendship
correlation between these names and the standard practices of ritualised
friendship.
Finally, it should be noted that this pattern of nomenclature remained
throughout an optional and sporadic practice: people could well be xnro;
and not name a son after a partner. Yet, as we shall see, awareness of the
practice can offer imponant clues in tracing the networks of ritualised
friendship.
A funher feature which ritualised friendship shared with kinship was the
establishment of a potential link of mutual protection and help not only
between the partners themselves but also between the partners' closest
associates. Above all, xeno; were expected to show a measure of protective
concern for each other's offspring. On two occasions in the course of his
service as trierarch, Pasion's son Apollodoros was given vital assistance by
the xenoi of his father. 4 t Pausanias of Spana rescued the concubine of a
Persian magnate from the hands of Greeks engaged in slaughter and spolia-
tion on the ground of her being the daughter of Hegetorides, a xenos of his
from CoS. 42 Surely, this was a time-honoured practice, already recognisable
in its fully fledged form in the epos. Priam's son Lykaon was once captured
by Achilles and offered for sale in Lemnos. The lord of Lemnos had already
given a price for him when Eetion of Imbros, a xenos, ransomed Lykaon -
"a great price he gave", comments the poet - and set him free. 43
Sometimes, the principle of protection would be carried to extremes, and
a xenos assumed the role of a foster-father for his partner's son. In plays by
Euripides, Orestes, son of Agamemnon, was brought, following the
treacherous murder of his father, to Strophios, ruler of Phocis, a xenos of
Agamemnon's house. Strophios nurtured Orestes together with his own
son, Pylades. The two young men were xnro;, and Pylades was described as
like Orestes' brother."" This is a pattern which can be recognised in real life.
Kraugis of Megalopolis died when his son Philopoimen was still a child. But
opportunely, a xenos, Kleandros of Mantinea, took responsibility for the
rearing and the education of the orphan. 4s In somewhat later times, the
hellenised Jewish prince Antipater is said to have concluded relations of
philia and xenia with other dynasts, and in panicular with the king of the
41 Demosthenes 50.18 and 50.56 (Against Polycles).
41 Herodotus 9.76.3.
4) lli4d 2 t .42.
44 Euripides, Ekara 83 and Ore$tes 1015, where Pylades is called loa6~ civfJ(). This
fictitioul example il the only inStan~ which might indicate that one'l pla~ of origin, rather
than permanent abode, was the crucial factor determining one'l Itatus al xenos: Orestes and
Pylades were reared from early childhood in Phocil, but were xmo; in virtue of Orestes' Argive
origin.
4J Polybius 10.22 and Plutarch, Philopomlnr t. Cf. Plutarch, Aratus 3.1 for a similar story
about Aratul of Sicyon. I discuss further evidence on this topic in Sccrion S.4.
3 Features Shared With Kinship 23
Arabs, "to whom he had entrusted his children when making war on
Aristobulus u • 46
Foster-parenthood was often romanticised - in panicular when projected
into mythology (Fig. la-d). But it must have been generally recognised that
it was primarily intended as yet another device for cementing the alliance.
For example, according to Aeschines, in 367 B.C. the Athenian general
Iphikrates was implored to assist the Macedonian royal house against a
pretender by vinue of his having been an adopted son of Amyntas, father of
Philip. Aeschines purports to reproduce verbatim the appeal which he
himself made to Philip several years thereafter:
Then ... your mother Eurydike sent for him [i.e. Iphikrates], and ... put your brother
Perdikkas into the arms of Iphikrate5. and set you upon his knees - for you were a
little boy - and said: "Amyntas, the father of these little children, when he was alive,
made you his son, and enjoyed the friendship of the city of Athens; we have a right
therefore to consider you in your private capacity as a brother (adelphos) of these
boys, and in your public capacity a friend (phi/os) to US".47
An astonishingly similar incident is preserved in Lysias· 18th oration. After
the downfall of Athens in 403 B.C., Diognetos of Athens, brother of Nikias
the general, is said to have approached Pausanias, the victorious Spartan
general, with a theatrical gesture:
...as soon as the Lacedaemonians and Pausanias had arrived at the Academy. he (i.e.
Diognetos] took the son of Nikeratos (Nikeratos was the son of Nikias) and us (i.e.
the children of Eukrates, another brother of Nikiasl. who were children. and laying
him on the knees of Pausanias, and setting us by his side. he told Pausanias and the
others present the tale of our sufferings and the fate that had befallen us and called
on Pausanias to succour (~9ijoaL) us in vinue of our bonds of philia and Junia.
and to do vengeance upon those who maltreated us. 48
These children were apparently not brought up in Pausanias· household, but
the fact that gestures reminiscent of the duties of foster-parenthood were
employed indicates how deeply ingrained an element of the institution
foster-parenthood was.
Sometimes, variations of the practice are encountered. Logbasis of Selge
was a synethes (i.e. a co-dwelling intimate) and xenos of the Hellenistic
prince Antiochos Hierax, and acted as a foster-father not to Antiochos' own
child but to the daughter of Mithridates of Pontus, whom Antiochos held
hostage. Once again, the practice is painted in the brightest of colours:
logbasis, according to Polybius, brought up the young lady as his own
ro
·C
OJ
+oJ
ro
~
"0
OJ
+oJ
s=-
d .-o
L.
>.
Co
o
U
Peleus, Chiron received the child she bore to Peleus, fed him on the innards of wIld
animals, and named him Achilles (by an absurd etymology, Achilles could mean
"non·li,,-': the inf t had nut pu his lips to the b£e&sr). As In real life, me rela-
tionship was here started by an euergesia and, once established, involved services of
a ritual and a practical nature: giving adviet, sponsoring a wedding, giving .. present,
foster-parenthood, naming, and, throughout, boetheia. The paintings above repre-
sent different venions of the apparently solemn occasion on which the Infant wai
placed under the' centaur's tutelage (for further examples, see Brommer t 1960)
249-50). In other words, the fabulous elements of the myth rested on a scaffold that
matched the categories of rcallife. It waS probably by appeal to chis real rcfCl"ent that
the vase painten hoped to conjure up the entire myth. For the traditional view of the
practice as leducation', el. H.-I. Marrou, Histoire de /·iducation dans '·antiqHiti
(Paris, 1948) 36fl. With nne 11-12 at 51 Ii for its emulation by the city, see Fig. 14 (p.
137).
26 Ritualised Friendship
daughter and treated her with special kindness. 49 Indeed, the duties of
foster-parenthood seem to have engendered a sense of responsibility which
did not cease even if the child and the actual (or potential) foster-father lived
apan. Some of lsocrates' orations and letters seem to have been written, not,
as is usually thought, in the formal tone of a master to a pupil, but rather in
the paternal tone of a xenos conscious of his responsibilities. so
Special forms of intervention were however sought not only with regard
to rearing of children but also in other life crises. Xeno;, in brief, were
expected to perform certain ritual services for each other. Satyros of Athens,
for example, undertook at considerable cost to himself to provide the
daughters of a deceased xenos, Apollophanes of Pydna, with dowries and
give them in marriage. SI Similarly in myth, the wise centaur Chiron appears
as a sponsor at the wedding of Peleus, his xenos, and Thetis, the sea nymph
(Fig. 2). Other types of ritual service concerned death. It seems to have been
the duty of a xenos to look after the earthly remains of a dead panner and
celebrate his memory. Xenophon, for instance, made a votive offering and
dedicated it in the treasury of the Athenians at Delphi, inscribing on it his
own name and that of the deceased Proxenos. "For Proxenos was a xenos",
he explained tersely. 52 The connexion between this passage and a dedica-
tion made by a Xenophon in Attica is uncenain,SJ but a grave-stele bearing
the inscription - "This is the grave of Promathos, a man who loved his
xenos" _54 might well have been set up by a xenos abiding by his duties. The
poet Simonides of Ceos seems to have been motivated by a similar sense of
responsibility, when, along with the famous epigrams he composed over the
tomb of the Spanans who fell at Thermopylae, he set up at his own expense
an inscription for the Acamanian diviner Megistias "for the sake of
xenia".ss
.9 Polybius 5.74 wirh Walbank (1957·82) voU, 600. Funher evidence on thil custom is
disamed in S«rion S.2. For parallels in the ancient Near East and in medieval vassalage, see
Weinfeld (1970) and Marc Bloch (1961) 224ff.
so 2. Nicocks, a treatise on the duties of monarchs written to Nicodes of Cyprus from
lsocrates as a 'gift' from a friend abroad; l...mer 6, To 1M Childrm ofJason, making reference
to the orator's JCnlUJ with Jason and Polyalko (presumably jason's wife, d. n.75 below) and to
an invitation on their part to come and reside with them in Thessaly; Letter 7, To TimothtlU,
the son of Klearchos, lsocrates' JCnlOS in Heracle2 Pontica. In this context should also ~
mentioned l.ctkr 8. addressed to the rulers of Myrilene. written by boerares on behalf of one
Apor, instrUCtOr in music of the children of Aphart\l$. Aphareus was the son of Hippial of
EJil and adoptive son of lsocrates (D1onysiul of Halicamassus, ISOCJ'al~s 18).
.U Demosthenes 19.192·5 (De Falu ugfftiorre), d. Diodorus Siculus 16.55.
Jl Xenophon. Anabasis 5.3.5. Cf. allO ApoIlodorus, 8ib/iolMCff 2.S.4 for the burial of the
centaur Pholos by his XnlOS, Herakln.
SJ M.Th. Mirsos and E. Vanderpool in H~spma 19 (1950) 25·6 and 391.
J4 Pfohl (1967) no.l0.
ss Herodotus 7.228.4. Callimachus, Epigr«m 2a seems to be an epitaph written for Hera·
IdeitOl, a urlOS from Halicamassus. For the adoption of this custom by the city, sec Section S.4
and Fil. 13, p.136.
3 features Shared With Kinship 27
cems the nature of the services that the partners were expected to render
each other. The extraordinary thing is that these services were not restricted
to a narrow range of their affairs. To be sure, normally ritualised friends
would help each other solve some of the trivial problems of daily life by, for
example, lending money or supplying practical advice. The span of the
interactions was in these cases short. But sometimes - and this seems to be
the ideal purpose of the institution - they were supposed to assume respon-
sibility for the whole range of each other's affairs. In crisis or in extreme
adversity, a ritualised friend acted as a haven of refuge for his unfonunate
partner. This was no ordinary hospitality, ancient style or modern. Besides
shelter and food, the host undertook to take care of the welfare of his
panner, material and spiritual- to feed him at his table and maintain him in
his household, as if he were a foster-child. Agesilaos is even said to have
catered for the homosexual love affairs of a xenos (the son of the Persian
Pharnabazos who was staying with him), and the Boeotian Proxenos
likened his guest-friend Cyrus to his own patris, his fatherland. 61 But the
best illustration of the spirit in which this duty was conceived is supplied by
a fragment from a lost oration by Lysias. An Athenian, speaking in the law
""0
court on behalf of his xenos' son, explained charmingly that: (l)
+..J
Kephisodotos, the defendant's father, was a xenos of mine, gentlemen, and when we ..c:
0'1
were in exile, I and any other Athenian who wished to, enjoyed his hospitality in L
Thebes, and received many favours at his hands in public and in private before >-
0..
returning to our own city. Now that these gentlemen have suffered the same o
misfortunes as we, and have come in exile to Athens, realising that I have a huge debt U
of gratitude to repay (~6.tl.V x6{>t.v), I have taken them so completely into my
family (oirt~ ol)(d~ a~o,,~ "n£6t;OJ&TJV) that no visitor without prior knowledge
would know which of us was the owner of the housc. 62
The unfortunate man lived thus in his host's care and under his protection,
and so did his kin and friends. Owing to the great demands that such a
practice put on the resources of the partners, it is hardly surprising that it
was mostly confined to the very rich: the Great King of Persia, the petty
rulers at the fringes of the Greek world, the Macedonian and Hellenistic
monarchs acquired special fame for being able to provide services of this
kind. Dozens of city decrees survive honouring individuals for having bene-
61 Many such instances will ~ mcounrered in this study. I here list only a few examples.
Persia: Thucydides 8.6.1 (KaJligeitos of Megara and Timagoras of Cyzicus living at the court of
Phamabazos). Petty rulers: lsocrarn 17.3 (Trapevticus) (Sopaios, a Greek, staying with
Saryros. king of Bosporus). For Macedonia and the Hellmisric monarchies and for the
technical term l)&.(1T~V xQ()6 nv&, 5C'C Herman (1980181).
IA (Demosthenn) 53.4 (Again" Nicostratus).
30 Ritualised Friendship
through a ritual aet. 6S Funhermore, once the friendship had been estab-
lished, the partners were expected to render each other assistance not while
living together, but while dwelling at a distance from each other.
When Aristotle suggested that friendship between aliens, xenia, was the
firmest of philiai, it was this aspect of separateness that seemed to him to be
critical. In an attempt to rationalise what probably circulated as a popular
proverb, he observed that xenoi, unlike philo;, have no common object for
which they dispute with one another. Friends, on the other hand, who are at
the same time each other's fellow-citizens, compete for superiority and
engage in violent dispute. As a result, he adds gloomily, they cease to be
friends. 66
Aristotle's observation may serve as a convenient staning point for a
more systematic elucidation of the differences between ritualised and civic
friendship. Civic friends were related to each other not merely through
friendship but through a whole array of other roles. Besides friendship, they
had rights and obligations towards each other by virtue of their common
panicipation in formal institutions and in numerous informal groups and
ties, which together made up the city's social texture. 61 In addition, there
was the role of the polis itself: fellow-citizens would be linked together by "D
(l)
+..J
abstract, intangible rights and obligations even if not bound together by ..c:
personal ties of attachment. 0'1
L
As a result of all these factors, the opponunities for friction and conflict >-
0..
were greatly increased. Hence, Aristotle's pessimistic remark about the o
termination of friendships. But this dense involvement had imponant con- U
sequences for the dynamics of civic friendship. The sheer intensity and
extent of the interactions could become instrumental in compelling the
fulfilment of obligations. People interdependent through several spheres of
activity could use the sanctions available through one type of interdepend-
ence to enforce another. And, as a last reson, they could even set in motion
the city's legal machinery. The employment of such coercive means might
seem self-evident in other complex societies. But it must be borne in mind
that in the Greek city this was a recent innovation. The polis, unlike the
inchoate groups that preceded it (or the contemporary inchoate groups
outside it), could lay down and enforce formal rules regarding personal
relations. As a result, the individual was constrained not only by the implicit
dictates of pre-political morality, but by the explicitly formulated rules of
the city.
"D
(l)
+..J
..c:
0'1
Ritual kinship = Ritualised Friendship L
friendship unrirualised >-
0..
o
The two intermediate categories, 'ritual kinship' and 'ritualised U
friendship', are particularly relevant for our purposes. The concrete rela-
tionships included in these categories share two major characteristics. First,
the panners involved are in each case predominantly (but not unexcep'
tionally) non-kin - people who come either from different social units
(villages, tribes, nations), or at least from different families. Secondly, their
relationships are conceived in terms of kinship. There are, admi!'!t:~;y,
differences in the degree to which the kinship element is manifest in panicu-
lar instances. Yet, as the diagram itself shows, the distinction between 'ritual
kinship' and 'ritualised friendship' is virtually insignificant. The fun-
damental element common to all these institutions is thus the extension of
the kinship principle to non-kin.
The virtue of Pitt-Rivers' typology is that it makes it possible to
accommodate within a single analytical framework a whole range of institu-
tions which have hitheno seemed unrelated: the different variations of
blood-brotherhood, godparenthood, and bond-friendship. It came into
10 Adapted from Pin-Riven (1973) 96. For the concept of 'amity', 5« Fortes (1969).
5 The Cross-Cultural Perspective 33
analytical framework a wide range of past and present societies on the sole account of their
pr.1ct1sing some sort of .1l1iance through blood ritual. An identical principle is applied by
Gudeman (1971) in a cross-cuhural study of compadralgo. Explicitly, the methodology is
upheld by Davis (1977) 226-32 and 236·8. For earlier anempts to break away from such
typologies, see Eismstadt (1956) and Pin· Rivers (1968).
12 Everywhere in popular thought ritualised relationships tend to be pr~nted as somehow
stronger and more sacred than kinship ties. The central African Aundc, for example, common-
ly '·contrast blood·brotherhood with kinship, extolling the first in comparison with the
second" (Evans-Pritchard (19.13) 399). In the tribal societies studied by Tegnaeus, it is likewise
assumed that "blood·brotherhood is something greater than blood· relationship" (Tegn.1et1s
(1952) 13 and 66). Similarly, a godparent is often thought to be more imponant than the rul
parent. The explanation Biven for this in a modem Greek village wa5 that "through the parents
the child is born into t~ world of the flesh, through the godparent it is born into the world of
the spirit" (Du Boulay (1974) 163; d. Gudcman (1971) for a study of compadra:.go as a
'spiritual' tie). This should be compared with the Homeric lines "A man needs no grut grasp of
things to understand that a xeinos and hilut~s (suppliant) is no less precious than a brother"
(Odyssry 8.545-6), and with Aristotle's explanation, based probably on a popular proverb,
that "xmia is the firmest of all phi/iai" (Mapa Mora/ia 1211a 46). For the relationship
betwttn Junia and hiketeia, ~ below, ~etion 3.3.
?J The mixture of kinship and friendship elements makes it impos~ible to fit Junia neatly
into either of Pitt-Rivers' categories of ritual kinship or ritualised friendship. I have d«ided to
call the institution 'ritualised frkndship' (rather than 'ritual kinship') because th~ kinship
dement is not implied in its Greek name, in the way that it is with godparenthood and
blood·brotherhood.
34 Ritualised friendship
it was structured by a system of ideas mimicking kinship relations. Apan
from these basic features, xenia displays characteristics that are in pan
analogous to those of other ritualised relationships, in pan without parallel
in other cultures.
The imponance of viewing the Greek institution in this broader context is
twofold. First, it shows that the conceptual distinction between kinship,
friendship and ritualised friendship exists in societies outside the one under
examination. It thereby inspires some confidence that the proposal to treat
xenia as a specific, relatively autonomous, domain of social life is not
arbitrary. Secondly, it allows us, on the basis of a coherent analytical
framework, to make controlled comparisons with ritualised relationships in
other cultures. Throughout this study I shall try to show that this view of
xenia will help to bring into focus cenain aspects of the institution which
cannot otherwise be seen.
'4 For example, ThemilOn in Herodotus 4. 1S4 was an mrporos; Polemainetos in lsocrates
19.5 (Aqirrn;cus) and Megistias in Herodotus 7.228.4, rrumtm; Satyrot of Athens, the xmos
of Apollophanes of Pydna (Imnosthmes 19.193-4 (De Falu ugatwne)), was a comedian. It
should be noted that these were all itinerant profeslions and exttpt for the mtporos all were
·r~ble'.
Euripides, Hecuba 710. The case of Mania of Dardanul and Phamabazos (Xenophon,
Hellmiu 3.1.11 ff.) is presumably another instance of man-woman alliance. though t~ word
xmos does not appear in the text; and so seems to be that of lsocrates and the wife of Jason of
Pheru. Polyalko (Isocrates, ultn 6.1). unainty is impossible. but, as argued by G. Mathieu
in the Rude edition of lsocratel (vol.lV (1961) 169), the circumflex of noAuoAxo~ found in
the Urbinas codex, as against the almost impossible noAUQxovc; in others. seems to favour
noAUaAxciJ, not nol~ as the nominative of the name of lsocutes' xmos. For a different
interpretation of the genealogy (Polyalkes, a brother or eldest son of Jason) and for a summary
of earlier views. see H.D. Westlake, Theswly ;n the Fourth Cnrhlry 8.C. (London, 1935) 68.
6 Social Status 35
to Medea to send her to his xenoi abroad implies that the family's connex-
ions with xeno; were in fact monopolised by the husband. 76
The lower we descend on the social ladder, the less common ritualised
friendship becomes. Crito's suggestion to Socrates that he seek refuge with
his [Crito's] xeno; in Thessaly implies that he, Socrates, did not have xeno;
there. Conversdy, Andocides' bragging "I have formed xenia; and philo-
tetes with kings, with states, and with individuals too",77 was the mark of
the aristocrat. Made in the name of Pasion, the metic-banker turned into
citizen, a similar claim probably smacked of the upstart. 78 A"ivisme was
also involved, according to Demosthenes, in Aeschines' friendship with
Philip. Now that Aeschines has become Philip's xenos, the former clerk,
"the son of Glaukothea the tambourinist", parades in the agora in the
company of other aristocrats, apes their manners, and looks down on
ordinary people. 79 The conclusion thus imposes itself that the story told by
the wretched beggar (Odysseus in disguise) about his sojourn in the court of
kings was intended as proof of his noble origins - a quality which would put
him on a level with the suitors. 8o
Only when both partners enjoyed an equally elevated social standing was
-0
the relationship in harmony with its ideal image. Polybius thus relates in a (l)
+..J
reverential tone that Philopoimen, scion of noblest Arcadians, was brought ..c:
up by Kleandros, a xenos of his father, and the noblest of Mantineans. 81 0'1
L
And, when the anonymous Siphnian aristocrat (in )socrates' Aegineticus) >-
0..
wished to impress the jury with the similarity between himself and one o
Thrasylochos, he said: "we had the same philoi and xeno;".82 Such a deeply U
ingrained element of ritualised friendship was equality, that when the semi-
hellenised ruler of Commagene, Antiochos I, wished to give publicity to his
I) For the role of the handshake in concluding me alliance, see S«tion 3.3 and Fig. 5, p.52.
14 See Appendix A.
In Autocratic rulen were of course free of such inhibitions. See Gernet (1953) for marriage
alliances of tyrants and Seibert (1967) for those of Helleniltic rulen.
•• Pausanial 6. t 2.3. The textual problems involved in this passage (which do not affect my
argument) are discussed by P. leveque, PyrThol (Pans, t 957) 68Off. Thil and 101M other
examples (e.g. the ~ace treaty betw«n the lydians and Medes, reinforced by a marriage
betwem the rulen' familin (Herodotus 1. 74); 0iM'US giving his daughter to ~lIerophon (1IUu1
6. t 92); Omtn' lister Electra marrying Pylades, Orestes' xmol (Euripides, Electra 1241 and
t 340)) show that, unlike some ~do·relationships in other cultures (certain types of god-
parenthood and blood-brorherhood, d. Tegnaeus (1952) and Gudeman (1971 )), xmUJ did not
create an incest taboo preventing the creation of real kinship relations.
6 Social Status 37
a b
Within the narrow elite group from which the large- majority of ."enoi
were drawn, one's formal status, birth, or official position was of relatively
little impon~nce. What mattered most was the po~ession of a quality which
the other needed, and that IS why, an fact, a bond of ritualised friendship did
not necessarily involve ~xaet social ~uals. Ther~ is, in this respect, a
marked Incongruity between image and reahty. In spite of possible de facto
inequalities, the terminology and ethos remained those of friendship, and
friendship, as a common proverb had it, meant equality.17 Agamemnon and
87 AriltOd~. E.thIUJ Nic0m4chea 8.IIS1bS and Politics l.1281blO.
38 Ritualised Friendship
Idomeneus were thus called hetairoi; Odysseus, ruler of Ithaka, and the
wretched beggar from Crete (in fact, Odysseus in disguise), were xeinoi
patroioi;88 also xenoi were Xerxes and Pythios, or Eteokles, King of Oaxus,
and Themison, the Therean trader. 89 Both Archidamos and Agesilaos, kings
of Spana, had as their xeno; the followers of leading politicians in Phlius. 9O
In the world of Odysseus, in a not dissimilar fashion, "Agamemnon, the
most powerful of the many rulers among the Hellenes, had as his guest-
friend in Ithaca not the king, Odysseus, but one of the non-ruling aristo-
crats, Amphimedon".91 And when Herodotus wished to point out the
special status that the Arabians enjoyed in the Persian empire, he said that,
unlike the other subdued peoples, the Arabians were xeno;. not inferior
subjects. 92 This possible incongruity between ideal and reality was skilfully
exploited by the Attic orators. Subordination. flattery, and abject servitude,
they would claim, were masquerading as friendship and equality. 93 These
ro
slanderers, however, had to resort to paraphrases to express the demeaning
practice since the language itself contained no words to designate unequal
partners. When, in the beginning of the second century B.C., formal ranks
were introduced within the ruling circle of the Ptolemaic kings, the notion of -0
(l)
gradation could only be expressed in a cumbersome terminology: from +-J
among the syngeneis; from among those equal in honour to the syngeneis; ..c
CJ)
from among the first philo;; from among those equal in honour to the first L.
philo;; from among the philoi; from among the archisomatophylakes; from >-
0..
among the diadochs. 94 In sum, the Greek language did not give rise to a pair o
U
of hierarchical status designations analogous to the Roman patronus-c/iens
or the medieval dominus-vassus. Polybius, trying to interpret for his Greek
public what the Romans would have called patroni and c/ientes, could not
find a more suitable term than philoi. 9s
II Odysuy 17.522.
I' lIiM14.266; HuodoNl 7.29 and 4.154.
90 Xenophon, Htlkrti,,, 5.3.13; d. Cyropudi4 5.1.3 for the asymmetrical xmi4 berwtcn
Abradatas of SU5a and the King of Bactria.
.. Finley (1917) 103, rderriul to Odyssey 24.114.
'1 HerodoNs 3.88.
•) Demosthenes 18.50-2 (0" tht e'O","); Aeschinn 3.66 (Agai,.,' Ctt$;Pho").
... Cf. Atkinson (1952) and Mooren (1975) 2. The ranks are cited in desccndinS order. For
the seemingly &ns yariegated nomendature of me Sdeucid kingdom, see Walbank (1984a)
71·2.
•, 'J'he tmn served Polybius to render bothme me
(theoretically) egalitarian ho$,,;IitmI and
inqalitarian patrOI'INS-clierrs bond. Only much I.trr writrn (Dionysiul of Haliamassus and
Plutarch) transliterated the Larin terms into Greek or equated patro,,; with f'rOsta'ai 'hd
clatn with ptlalai. Cf. Edlund (19n) 132.
6 Social Status 39
No status distinctions being available, the quality of the benefits ex-
changed remains the single clearest indication of the partners' relative
wealth, power, and status. 96 Using these benefits as an index, it is possible
to draw up a crude typology of relative statuses. Egalitarian types of
exchange tended to take place in cases where neither partner enjoyed an
overwhelmingly powerful position in his own social unit. Apollodo-
ros the Athenian, for example, when short of money as trierarch, borrowed
from the xeno; of his father in Tenedos. 91 It is a reasonable guess that
Apollodoros' father, Pasion, performed services of a similar nature through
his banking establishment in Athens. Even when one of the partners moved
into the household of the other, the relationship could be assumed to rest on
equality and reciprocity. However, relative status might alter in the course
of the interaction. If initially it had been a relationship of equality, in the
course of time it could have shaded off into a relationship in which one
ro
partner attained a position of strength, the other a position of weakness. In
other words, a horizontal tie linking together social equals may have been
transformed into a vertical patron-client bond. Goods then would tend to be
repaid by services, protection by loyalty, and willing co-operation turned
into coercive dependence. 98
Throughout Greek history, there were three distinct types of role in
which a man who was both a client and a ritualised friend could perform
services for his patron. (a) A client might be installed, or confirmed, by his
patron as a ruler in his own social unit. According to Herodotus, for
example, Xerxes made Theomestor, a Samian, tyrant in Samos as a reward
for having fought well on the Persian side in the battle of Salamis. 99
Theopompos relates that Philip of Macedon had established Thrasydaios,
the Thessalian, as a tyrant over his own people. loo Syennesis, King of
Cilicia, was on the other hand allowed to continue ruling Cilicia as Cyrus'
subordinate. 101 (b) A client might serve his patron in his own social unit
without concentrating superior power in his hands. Such was the case of
numerous citizens of the Greek cities acting as agents of Persian, Macedo-
nian, and Hellenistic rulers. (c) A client might be transferred into his
patron's social circle and become a member of his entourage. As such, he
might either be assigned resources securing him a certain degree of inde-
pendence, or he might be left totally deprived of unmediated access to
96 These bmdits are analysed in Chapter 4.
•7 Demosthents 50.56 (Aga;"sI Pol1cks).
,. For a similar evolution obKrvtd in the Roman hospitium. d. Badian (1958) 11-12.
" Herodotus 8.85.3.
100 FG,H 115 F209.
101 Xenophon. Arrabasis 1.2.26-7.
40 Ritualised Friendship
power and resources. Both possibilities can be exemplified by the career of
Histiaios of Miletus. Darius first sent Histiaios to build a fortress in Thrace.
But, when he was forewarned that the fortress might be used as a base
against himself, Darius summoned Histiaios to the coUrt and turned him
into a counsellor. Barred from independent access to power and resources,
Histiaios would be left entirely at his patron's mercy. 102
ro
"'0
(l)
~
..c
CJ)
L.
>-
0..
o
U
3
ENCOUNTER AND INITIATION
..c
dinary offer. He said that since Syloson had made him a present when he CJ)
had as yet no power, he would now bestow on him boundless gold and L.
>-
silver. The gratitude (charis) for Syloson's act should be equal to what he 0..
o
would have owed, now that he was powerful, in return for a great favour. U
Syloson said that he did not want either gold or silver, and requested instead
that Samos might be conquered and handed over to him. This was accom-
plished, and Syloson became ruler of Samos as a tributary of Persia. t
Ritualised friends belong to different worlds, and one of the major
problems facing ancient writers was explaining how their paths came to
cross. Explanations range from fortuitous conjunctions of circumstances
through premeditation and design to supernatural guidance. Odysseus and
Iphitos met in rather pedestrian circumstances in the house of a common
friend in Messcne: Odysseus came on behalf of his father to claim a debt
that the demos owed him; Iphitos came in search of animals he had lost. 2
The encounter between Pausanias and Xerxes, on the other hand, was,
according to Thucydides, a matter of cold-blooded calculation. It was made
possible by an incident that occurred some time before the Spartao regent
lost favour with his fellow-citizens. When the Greek allied forces comman-
I Herodotus 3.139 If. In paraphrasing this and some other nories, I generally omil details
which are irrelevant to 1M underlying putern which I wish to uncover.
2 Odyssry 21. 14-23.
41
42 Encounter and Initiation
ded by Pausanias took Byzantium, certain 'friends and kinsmen' (philoi kai
syngmeis) of the Great King were captured in the city. The Great King
would undoubtedly have paid a substantial sum for their ransom. But
Pausanias surreptitiously set the captives free, pretending to the allies that
they had escaped from him. This was the first act for which the king owed
him gratitude (charis). Pausanias explained in a letter that his act was meant
to please the king, and, proposing to marry his daughter, he suggested
making Sparta and the rest of Greece subject to him. Thereupon Xerxes
replied that for the release of the captives a store of gratitude was laid up for
him for ever in his house, and accepted Pausanias' proposals. He said that
he would put at Pausanias' disposal as much money and as many soldiers as
were necessary to fulfil his promise. At this point of the story, we lose track
of the exchanges between the two men. But there are good grounds for
suspecting that Xerxes kept on heaping resources and precious gifts on
Pausanias. For how else can we account for what his fellow Spartans ro
perceived as a tactless display of wealth and an un-Greek display of bound-
less ambition?.3
To Polybius, it seemed as if the friendship between Anrigonos Doson,
King of Macedonia, and Neon, the hipparch of the Boeotian federation, ""0
(l)
~
were contrived by divine providence. Antigonos was sailing on a military ..c
mission towards a city in Eastern Locris when, owing to exceptional clima- CJ)
L.
tic circumstances - some scholars suspect a seismic disturbance - his vessels >-
0..
settled on the land. The situation was further aggravated by the appearance o
of a cavalry force led by Neon. Boeotia was in those days subservient to U
Macedonia as a result of a whole series of military blunders and political
miscalculations. But a powerful internal opposition, spurred on by the
memory of the glorious days of Leuctra, was seeking ways to throw off
foreign rule. When Neon's forces besieged the trapped vessels, the Macedo-
nians had good reason to fear the worst. But Neon curiously deflected the
course of events from its predictable conclusion. For, contrary to every-
body's expectations, he spared the Macedonians and allowed them to
continue their voyage. The other Boeotians, we are told, approved of
Neon's conduct, but his Theban countrymen were not pleased with it.
Antigonos, for his part, was very grateful to Neon. Years after the event, he
conquered Lacedaemon and nominated Neon's son, Brachylles, as epistata,
thus repaying the good deed (euergesia) that Neon had rendered him. This,
comments Polybius, was but the first step in the aggrandisement of the
fortunes of Brachylles' house. Subsequently, both Antigonos and Philip kept
J Thucydidn 1.128.30.
1 The Etiquette 43
4 PolybiU5 20.5.6.
S Herodotus 6.70.2.
6 Hofsrett« (1978).
44 Encounter and Initiation
in our study, they include such figures as Peisistratos the tyrant, his son
Hippias, Mihiades, Kallias, Lysander, Alkibiades, Antalkidas, Iphikrates
and Evagoras of Cyprus. And the same pattern was to repeat itself in later
times probably with even greater intensity. When the kingdom of Macedo-
nia was about to engulf most of the Greek mainland, Theopompos com-
plained that Philip's most trusted aids, his hetairoi,
were men who had rushed to his side from very many quarten; some were from the
land to which he himself belonged, others were from Thcssaly, still othen from the
r~t of Greece, selected not for their supreme merit; on the contrary, nearly every
man in the Greek or barbarian world of lecherous, loathsome or ruffianly character
flocked to Macedonia and won the tide of 'Philip's hnairoi'.'
Near the end of the third century B.C., the popular philosopher Teles
could produce a seemingly paradoxical argument in favour of going into
exile. Most of these exiles, he implied, deserve no pity. "For some of them
rule cities on behalf of kings, are entrusted with nations, and receive large
gifts and contributions".8 Teles' 'kings' were the Hellenistic rulers to whom
the Greek cities had lost their independence.
In shon, throughout Greek history the possibility was always there of
creating new alliances or renewing old ones, even if this meant cutting
across boundaries of group enmity.
Two peculiar features of this code of conduct are worth pointing out: its
being constrained by moral, rather than institutional, sanctions; and its
transcending political as well as cultural barriers. It is thus idle to classify, as
modern writers sometimes do, some of the elements of this etiquette as
'Greek'. 'Persian'. 'Oriental', or even 'Roman'. Allowing for slight varia-
tions in detail, they formed part of a set of conventions stretching beyond
ethnic boundaries. It is not hard to recognise in this the vestigial remains of
those primitive conditions in which behaviour was govemed by custom, and
in which what groups there were had not yet developed particularistic rules
of conduct. Thus, what we have here is an elaborated version of the private
peace treaty. Its matrix is a system of thought which assumes that interac-
tion between strangers necessarily takes the form of untrammelled violence.
The code provides for an acceptable alternative to this. Rather than being
killed or suffering a humiliating defeat, opponents are given the honourable
option of becoming allies, subdued enemies of becoming followers.
3.2 PRELIMINARIES
In real life, encounters between would-be ritualised friends were greatly
7 FG,H 115 F224 • Arhenaeus 4.1678.
l \ Various forms of ru~g~sia are the regular prdudn to pam of friend.,hip. The Spanans
sent to Sardis to buy gold. Croesus, rather than selling, mack a frtt gift (dotm~) of it to them.
This ftln'8tsia led to a pact of xenia Mtween Cronus and the Spanans (Herodotus 1.69). See
Karavites (1980) for exampln of ru~g"iai in Htrodotus and Thucydidn.
l4 An interesting parallel can be found in mo<km kumstvo relationships, the Balkan
tquivakm of godpa~nthood. Tht ritualistic eriqu~ hnC' seems to be more stylistd and the
language more teehnial. The~ are specific name'S for the favoun in rdum for which kumstllO
relationships a~ ntablished: 'iumswo from misfortune', and 'iumstvo from gratitude'. If a
suppliant n granted an important favour, he rec1proatn b)' giving iumstvo in return, that is.
by offering a child for baptism to the penon who has hd~ him. A favour might consist of
saving a drowning man, or of catching a man in the act of wft and saying nothing. A soldiC'r
may give iumslvo to a man who saved his life in war, and a penon who has been seriously ill
may offer one to the doctor who cured him. There is a popular belief that offers of this kind
cannot be rdu~ (Hammd (1968) 81·2).
~. The contrast betwem our encounter storin and a similar inciMnI from the Old Tnta-
mft1t is pnhaps wonh making. David, lhe pretenckr to eM throne, did not avail hirmelf of the
opportunity to kill Saul, his deadl)' tnemy. who was persecuting him. When David's mnciful
act became known to the king. he burst into rean and, overflowing with gratituck. called David
am)' son', He said that he himself was put by God at David's mercy but David did not kill him;
that was David's 'good c:kcd' (tmld): "Not often does a man find his enemy and In him go
safely on his way". However. the reward of David - to become King of Israel- did noc come
from Saul in rKiprocation, but from God a., a gift (1 Samuel 24, d. 26). In translating Biblical
passages I follow rhe New English Bible.
2 Preliminaries 49
ary could only redeem himself by a display of submission and loyalty - and
that was all there was to it. "The recipients of gratuitous benefits are always
glad to do good services (hyperetous,) to their benefactor in return for the
kindness they have received ... ", said Xenophon of the beneficiaries of his
hero, Agesilaos. 26 One of the moral precepts attributed to Kleoboulos of
Lindus, one of the Seven Sages, was that "one ought to benefit (euergetein) a
friend, so that he may be more a friend, and to make an enemy into a
friend".27 Plato considered euergesia equivalent to kinship ties in securing
loyal supporters. He remarked that whereas Dionysius of Sicily failed to
manipulate his kin and friends from abroad, Darius succeeded therein, even
though his colleagues (koinonoi) were neither his brothers nor were they
reared by himself; they were merely his associates in crushing the Mede and
the Eunuch - his ritualised friends, in our terms. 28 Never, in the concrete
examples, is the hope of divine retribution attached to a good deed. Darius
installed Syloson as client-ruler in Samos since he owed this to him for an
almost forgotten euergesia. And Antigonos, when an appropriate opportun-
ity offered itself, repaid Neon's euergesia by nominating Neon's SOn as an
official in his own service.
After Diomedes and Glaukos had rediscovered their affiliation through
xenia, they leapt down from their chariots and "clasped each other's hands
and pledged their faith" (XEt{Xl~ t'uUliA<oV Aaf3€tTJv xai, 1tl<TtWOavto).29
Whenever potential enemies renounced fighting, the exchange of 'things"
called dexia and pista (sometimes, pisteis and once enechyra), recurred with
compulsive regularity. These exchanges were mostly accompanied by oaths
(horkiai) and libations (sponda.). The function of these devices seemed so
self-evident that ancient authors felt no need to explain it. Three generalisa-
tions emerge from the evidence which follows in detail: first, that dexia and
p;sta were in general indistinguishable in meaning but slightly differed in
their connotations; secondly, that they both served as an initial proof of
non-aggression; and, finally, that the peace process might have reached its
conclusion with their exchange, or it might have further evolved into
ritualised friendship.
A passage from Xenophon's Anabasis offers a good illustration of the
system of beliefs and practices within which these pledges operated. The
Macronians objected at first to the passage of the Greek army through their
)0 Xmophon, Anabasis 4.8.7. It is true that the partnen are here 8J'Oupi. not individuals,
but shall let that the practice was in both cases almost identical.
Wt
.H EUripidn. Ekct1a 82, d. TaiU.rdat (1982) for further examples. for rM Hdlmistic
terminology, d. Herman (198011).
J2 finl~ (l9n) 123.
H Se-e Ntumann (1965) for funher examples of vase paintings. Some kind of mreot)'ped
gesture involving bodily contact also seems to have been practised in OrMr ritualised rela-
tionships. Christian godpamnhood~ for inslllntt, involves a ritual embrace.
2 Preliminaries S1
faithful friend, the Skythian Amorges, their philos, wishing them all good if
they abided by the pact but imprecating curses upon tbe first to strike his
friend:'" There can be no doubt that it was thi5 second funaion of non-
aggression that the anaent anists chose to illustrate. For two claspU'lg hands
mutually nullify each other's aggressive potennal. The arms must be trans-
ferred to the inept lefts~ and this serves as a further proof of pacific
intentions. It was from this function of the handshake that the symbolism
was derived. For the act of greeting itself, however, a set of altogether
different gestures was reserved. Phamabazos and Agcsilaos first gave each
other greeting (Xa£Q£LV xQO(J£inav) and only then did Phamabaws hold out
his nght hand (rliv bt;..civ xQO'tdvQVto~) and Agcsilaos hold out his to
meet it (UvtUtQOVtE'VE). Similarly, Dlomedes and Glaukos had long been
engaged in conversation when they ~prang from their horses and "clasped
ro
0i:
Q)
.....
ro
~
"'0
.....
Q)
.c
Fig. 5 The rituJ laandshakc 0'
.a:
Attic black figure amphon, simt century B.C., repraentil18 Herakles and the ISood' >-
centaur, PholOle Pholos alone of all the centaun made Heraldee his xmOl and 0.
protected the hero against his fellow-eentaun (ApoIIodo1'Ol2.5.4). Note the contnst o
U
between the (reversed) I)'mmetry of the claspins hands and the dissimilarity of body
contoun: xmoi arc mansen who through a ritual act become IloVlnl friends'. Of all
the elements of mls rimal (a solemn declaradon, an exchange of gifts), the hand-
shake (daiwis) lends itlelf most easily 10 vitu rcpracntauon. Basically, JeJCiosu i•
• symbolic declaration of peaceful intenriona. For two clasping rights nullify each
other's agrellive potential; the arms, of nec:esairy, have to be tr sferred to the inept
left hands. Here, as a tunher sign of peaceful intentions, Heraklcs' lion skin is taken
off and carried on the end of Ihe dub. Hennes, the god of medialon, havil1l brou(!hl
about the encounter, siu down to take a rest. For further variations on the theme, see
Brommer (1960) 135-8; Neumann (1965)
each other's hands". But nowhere does the logic underlymg this symbolic
interaction receive a more dramatic illustration than in a famous scene from
Roman history. When Popdius Laenas met King Antiochos IV in Egypt,lS
IS Polyblul 29.27.
2 Prel,minar,es 53
Antiochos greeted the Roman commander orally from_ a distance and held
out his daia.. Popilius. however, did not return his own dexia, the conven-
tional ign of friendship (nj~ cl>ll(a~ mMh)l1a) as. Polybius calls i~ but
I
handed him instead a copy of the Senatus Consultum which bid the king
withd.raw from Egypt. Cle•.rly, the Roman commander was apprehensive
that a premature e:kchange of dexiai would have- committed them to a
friendly interaction. Only when, finally, Antiochos opted for ignominious
ro
.\:
OJ
4-J
ro
~
"C
OJ
4-J
.c
.-en
L-
>-
a.
o
U
who the Vclaunians were. It seems, however, beyond reasonable doubt that the
allaance between the contracting communines was conceived in terms of ritualised
friendship. 5""00/0,, 'Should here be undemood u something like rreat)' of
friendship': the community has borrowed the device from the context of the private
agreements of ritualised friendship.
S4 Encounter and Initiation
friendship instead of honourable, but suicidal, hostility, did Popilius and his
suite grasp him by his right hand and gr~t him warmly.
For this is a world in which it is a virtue to respttt pledges, and a shame
to violate the obligations they impose. "I received and gave the dexia" said
Cyrus of Orontas, the friend who betrayed him, meaning thereby that
Orontas pretended faithfulness but in reality allied himself to Cyrus' enemy.
And Aeschines accused Demosthenes of murdering his own xenos, a man to
whom he had given his right hand. 36
As the pista, so the dexia could be given concrete representations. Of
Kotys, the ruler of the Paphlagonians, it is said that he disobeyed the
command of the Great King, even though it was sent along with dexia.
Following Cyrus' death at Cunaxa, we are told, certain Persians kept
encouraging the Greeks, "bringing dexiai to some of them from the King
that the King would bear them no ill-will because of their campaign with
Cyrus against him or because of anythi~g else in the past":\7 Though no
hand-tokens have survived from the Achaemenid empire, it is possible to
infer that some objects (not necessarily in the shape of hands) were used in
cases where no face-to-face confrontation was possible (Fig. 6). As in the
case of the p;sta, all that was needed was the mutual agreement of the
parties to invest some object with this function. 38
Unlike these objects, however, the whole institution of pledge-giving does
not seem to have been confined to any specific society. The Arabians, says
Herodotus, perform the pistis by means of a blood ritual, the Nasamones
and the Skythians by drinking blood from the hand of the other party (Fig.
7):\9 The ritual technique may vary from place to place, but the underlying
system of beliefs is one. Herodotus knew perfectly well what the~ exotic
people were doing; the question which he tried to answer was how.
.l.3 SUPPLICATION
Fig. 7 Consubstantiality
Golden ornament, possibly a Skythian version of • symbolon, found in a barro~
frorn Kul-Oba near Panticapaeum, fourth or third century B.C. The barrow con-
tained the body of a semi-heUeniscd Skythian ruler (d. M.1. Rosto~ff, Iranians
and Gre~ks in South Russia (Oxford, 1922) 110ff.). The object offen a splendid
visual representation of the Skythian blood ritual (horkion) described by Herodotus
(4.70): .....they rake blood from the panies to the agreement by making a little hole
or cut in the body with an awl or a knife, and pour i( mixed with wine into a great
canhenware bowl, wherein they then dip a scimitar and arrows and an axe and a
javelin; and when this is done the makers of the ho,kion tht:mSCIves, and the most
honourable of their followers, dnnk of the blood after solemn imprecations". As
observed by V. Schiltz (in Compt~s Rmdu$ d~ "Ac"dbnie d~s Inscriptions eI
B~Uu-Umu (1975) 450), the artist has found a most original way to convey the
Idea of fraternity acquired through consubstantialiry: the profiles of the two men
drinking from the same rhyron merge into eam other in such a way as to crelte the
illusion of a single large face teen from the front. Note also Herodotus' assumption
that such rituals take place between 'big men' surrounded by followm..
-- -----,
X{VPET
AI"eN
'.'
, .
.,
'.. i
'.'
......~
. ,'.' ,.
.....
a h ( d
Fig. 8a-d Terracoua symbol.. from Athens
hrms a, h, and c were found in 1950 in tht' Agora in a rubbish pit, along with broken
ponery from the late fifth century B.C. hem d (= 1(; IZ 916) came w light in IIP8 in
the excavations at the Dip)·lon.
The production of these symho[a Involvrd thrre stages. On cia)' plaques of the size
of a domino thr leurring was first painted; the plaques were thcn cur irregularly in
two; finally, they were firrd. The rrsuhing objects were such that any given half
would join only its onginal mate. Such objects were so familiar in Athrnian life that
a srrirs of complt:x philosophical ideas could be rxprrssed by refrrrnce to them. for
example, according to the humorous theory of creation auributrd to Arisrophanes, >-
D-
"Each of us is a mere symbo[mr of a man, the result of a bisection, like the flat fish, O
~)
two out of one, and each of us is prrpetually in search of his corrrsponding
symbo/on" (Plato, Symposium 1') 1d). The underlying idea is that of complemcntary
opposites: rlthrr wuhour the other is incomplete. Aristorlr quotrs Empedoclrs in
saying that "in thr male and in the female therr is as it might be a symbo[mr" (De
Generatione Animalitmr 722h 10).
It does not serm possible ro tell whether the present objects were designrd for
xtnoi or whether, as suggrsted by H.A. Thompson (in Htsperia 20 (1951) 51-2 with
pI.25c), thry reprrsent some adaptation of this original function to a similar (so far
unknown) need of thr Athrnian government. HAI.IMOS and XS YPETAION arr
deme namrs, but l.EO (b and c, reverse) nerd not be an abbreviation of thr tribal
name LEO(NTIS): as POL in a and c (obverse), l.EO could be an abbreviation of a
personal namr. The rrading of thr Iruer traa's in a (reverse) as ERE(CHTHEIS)
srrms insrcurr. In sum, until further evidence comes to light, thr comhination of
personal and deme names cannot br rxcludrd as a possiblr oyrrall rxplanation. As it
was not uncommon for Athrnians negotiating transactions with strangers to Identify
thrmsrlvrs b)' drmr names (in the bottomry loan contract in Drmosthenes .H.1O
(Against Lacritrts), for rxample, the jOint Irndrrs identif)· themsdves as Androkles
Sphettios and Nausikratrs Kaf)'stios), the objects could well be s)'mbola used for
idrntification brtwern frirnds and d("prndanrs of xtno;. The small hole at the middle
of d suggests that the oblect could be attached to a string and worn.
4 The Initiation Ritual 63
It will by now have become apparent that gifts of initiation were unusual.
even extraordinary, objects, each with a provenance and a history of its own
which the heroes were fond of recounting. 64 They served, in a sense, as an
expression of their position in society, for the identity of a man of the upper
classes was determined by his relation to kin and quasi-kin abroad. In the
course of time, these attributes must have become more differentiated and
specialised, giving rise to yet another type of gift, the symbo/on, the only
function of which was to prove one's identity. This evolution seems to have
taken place somewhere in the archaic age: the concept was unknown to
Homer, and in his world the special attributes of the gifts fulfilled the
function of identification. 65 In the classical language, on the other hand, the
meaning of symbo/on was so familiar that several metaphorical usages
could be derived from it. 66 Symbola were by now not unusual precious
objects, but articles of negligible intrinsic value, bearing an explicit mark of
their usc. Pieces of bone, coins, tablets or similar objects would he broken
irregularly or cut into halves, each party taking one. (Sec Fig. 8a-d for the
illustration of the principle.) When, after the lapse of some time, the xenoi
(or their descendants or dependants) met, the test of whether they were
directly or indirectly related through xenia would be whether the halves
joined exactly. Where they did, the relationship could formally be renewed
and the obligations inherent in it fulfilled. 67 A still more elaborate version of
the same idea is represented by a splendid ivory plaque from Hellenistic
Sicily (Fig. 9). One side is carved in the shape of two clasping hands, the
most conspicuolls visual symbol of the relationship. The other bears an
inscription which tells us what the use of the ohject was: to remind its owner
of the pact of xenia which Imylch, son of lmilcho, a Phoenician, and Lyson,
son of Diognctos, a Greek, concluded.
It would be a mistake, however, to assume that xeno; resorted to such
devices as a matter of regular practice. The paucity of similar objects in the
6-4 For ~x3mple. Odyssey 4.613-18, repe~ted in 15.111·19 (th~ mixing bowl, the' work of
Hephaistos, which Mentlaos reaived from Phaidimos, king of the Sidonians). Mege!l' corstlet
and Odys5a1s' bow mmtioned above had similar historie!l.
6' The token given by Proitos to Bcllerophon (Iliad 6.168) is not, as sugge~ted by Mommscn
(1864) 338, a symbolon, sinc~ Bdlerophon did not produce ir ~s a me'ans of identifIcation on
his arrival in Lykia. Only after he had bttn entertained for nine d~y~ by the l.ord of l.)'kia W3!1
h~ asked whether he bore a token from Proitos. The object was thus designed to carry ~
message unintelligible to its carrier - a message to kill him.
fob Cf. Gauthier (J 972) 65·6, who made this observation.
"7 For example, Euripides, Ht'lena 291 and rhe scholio" to Euripid~s. Af~dt!a 613: "S)'",OO-
Ion: people who entered into rcl~rionships of xenia u~d to cut a pi~ of bone in rwo and keep
one hal( th~msdyes and leave the oth~r with their partn~rs, 50 that if they or their friends or
relatives should have <X'Casion to visit them or v;u t/trsa, they might bring the half with them
and renew the xenia". See further Gauthier (1972) 52ff.
64 Encountn and Initiation
ro
·C
..,Q)
ro
~
'0
..,Q)
.£:.
--en>-
'-
c-
o
U
I M Y 1\ x 't-~~-t' 1\ x W N 0 ( raCt.,
'N 10 A" 0 c X 1\ W poe 1 € N I A N
E n 0 H CAT 0 n poe 1\ yew N raC'a;
010 rN HToYkAITWNErrONWN
". Demosthenes 50.18 (Agai"st Polycles), d. Diogmes Laenius 8.87 for rhe letten of
introduction born by Eudoxos of Cnidus ro NC'ktab~nis of Egypt from Agnil~os of Spana.
", lsocrarrs, utter 7.13.
70 lysias 19.25 (0" the Property of Aristopha1tes).
71 For instance, Euripidn, Medea 613-4; Plaro, C,ito 45b-c; Demosrhen~ 50.18 and 56
(A~a;"st Polydes) .
.2 Th~re is a catch in this interprdation: how could Demos usc th~ symbolo1t 15 a device for
raising money al' long as it was in Aristophane!'i' possession? I do not know the ~nswer, but I
suspect some trick was implied by the speaker.
66 Encounter and Initiation
reserved and publicised a special set of objects - Xenophon's timia - the
bestowal of which conferred some of the privileges of being in the king's
favour. 7J Several splendid vases, some bearing Xerxes', others Anaxerxes',
name in Old Persian, Elamite, Akkadian and Egyptian hieroglyphs (some
found in Halicarnassus, others in Susa) clearly correspond to such descrip-
tions (Fig. 10).74
The exchange of such objects sufficed to seal the relationship. A common
meal might have been desirable, but was by no means indispensable for the
alliance to acquire validity. 7.~ Iphitos was murdered before he and Odysseus
could share a table, and Agesilaos and Pharnabalos' son, or Diomedes and
Glaukos, had no opponunity at the time to do so. Yet, on the other hand,
"the table of one's xenos" (xenike trapeza) became a metaphor for the
sacred nature of the bond; and the terms homositos, homotrapezos, and
homospondos, "one who consumes the same food", or "sits at the same
table", or "participates in the same libations" became marks of high regard
at the cOUrts of autocratic rulers. Wishing to point out the monstrosity of
Demosthenes' crime (i.e. the tonure and execution of his xenos, Anaxinos
of Oreas), Aeschines suggested that this was no ordinary homicide. It was
much worse, the killing of a man with whom Demosthenes had eaten, drunk
and poured libations at the same table. 7ft This is what turned his execution
into an asebema, a crime against the gods. For what the eating, drinking and
libations achieved was a further reinforcement of the bond. There is an
essential notion in human cultures that the possession of a common sub-
stance is the basis of a mystical bond. And, in most rites of incorporation or
communion, consubstantiality through eating and drinking is an ever-
recurring theme (see, for example, Fig. 7, p.55).n Through these rites the
gods were invoked as witnesses, and thus the feasting rituals merged with
the hospitality rituals. In consequence, the xenos-stranger, as the xenos-
guest-friend, became the protege of Zeus Xenios. We shall return to the
consequences of this identification in Section S.2.
,-' Xmophon, Anabasis t .2.27: "a horw with 3 gold-mounted bridlc, a gold necklace and
bracdds, a gold dagger and a Pcrsian robt-". In his sp«ch ro thc noblest of Persians before the
invasion, Xerxes is similarly said ro have promised rhar "whosoevcr comes with his army bnt
equipped shall receivc from me such gifu as are rcckoned ti",iotata among us" (Herodotus
7.8).
, .. Cf. R.G. Kcnt. Old Persian (Ncw Haven. Conne\.'ticut, 1953) 115, XVs and AVs. For
orher, unmarkcd, pots and utdacts which might havc migrated from place to place as gifl" wnr
from onc rulcr to another, we' Coldst'nam (1983).
" On the significance of the common mc~1 as a de-vice crearing solidarity, s« Finley (t 977)
145-6; Gould (1973) 79·80, Murray (1983a) and (1983b).
76 Aeschin~ 3.224 (Against Ctesiphon).
" Cf. Van Gmnep (1960) 29; Finley (1977) 123 ff; Pitt-Rivers (1973) 94.
'The Initiation Ritual 67
3.5 CONTINUITY
One peculiar feature of the rites of initiation was, as we have seen, to bind
together not only the participating individuals, but also their respective
lineages. For ritualised friendship was thought to outlast the individual
actors and, conspicuously mimicking kinship ties, pass on to their descen-
dants. Thus, a person could die, but the role of xenos could not. Leach's
general observation that "An enormous amount of human ritual... is
focussed around this central problem of asserting continuity in defiance of
10 Van Gennep (1960) 26.
III CE. S«tion 2.5. I 5ay 'iniri~I', since riruali~d relarionships arC' rC'markably fluid, and in
the course of rime both the conceprion of barriers and the need for ritual mighr change. Cf.
Gluckman (1962) and Pin-Rivers (1968) 412-1.l.
70 Encounter and Initiation
The question thus arises: Was there any formal way in which this con-
tinuity could be broken? Theory must be separated from practice. In prac-
tice, the obligations of ritualised friendship could certainly be ignored. One
could leave the bond unactivated until it fell into abeyance; one could fail to
provide much-needed assistance; and one could even inflict injury on a
partner. In all these cases interaction would in practice stop. But, was there
any formal act by which the imagined continuity could be disrupted?
The available evidence does not easily lend itself to interpretation.
'The Cretan ruler Etearchos, we are told, made one Themison, a Therean
trader, his xenos with a vicious purpose in mind. He first exacted an oath
from Themison that he would perform for him whatever service he desired,
and then bid him take his own daughter and throw her into the sea.
Themison was very angry at this most improper suggestion, and dissolved
his xenia with Etearchos. In a similar fashion, Amasis, King of Egypt, is said
to havc dissolved his xenia with Polykratcs of Samos. 89 Such tcrms as thesc,
as well as analogous terms occurring within the framework of the rela-
tionships between proxenoi and the city they represent,90 and the fact that a
disruption ceremony might be necessary in cases where the termination of
the relationship involved economic settlements, seems to suggest that such
ceremonies were indeed available. I know, however, of no source which
might indicate of what they consisted. Parallels from other ritualised rela-
tionships suggest that such ceremonies tend to mirror in reverse, although
not in perfect symmetry, the original initiation ceremonies. If applied to our
case, this would mcan that the commitment to become each other's xenos
was withdrawn, and the gifts of initiation returned. However that might be,
it seems clear that the rupture ceremony did not involve a spectacular act
similar to the feudal 'throwing of the rod' (exfestucatio) or the Roman
'breaking of the tessera' (tesseram confringere), by which the whole idea of
stoppage could metaphorically be expressed. 91 And it seems certain that it
was only seldom used. If it were common, Perikles would surely have
resorted to it to disclaim his compromising involvement with King Archida-
mos. All Perikles did, however, was to remove his estates from the context
of obligations affected by xenia; technically, Perikles and Archidamos con-
tinued to be xenoi. This fits in with what we know about public attitudcs to
19 Herodotus 4.154.4 and 3.43.2, d. Plutarch, Moralia 151F; the verb is dialuein, which is
also used to C'Xprns diYor~, d. Syll.l 364, lin~ 58. For the use of dialu~in for dissolving philia,
d. Hyperides 5.21 (Agamst Dmwsthmes).
90 See, for example, Thucydides 5.43 wirh Daux (1937) concerning Alkibiades' renew~1 of
fJTOxmia with Spina.
91 Cf. Mommsen (1864) 343; Marc Bloch (1912); i.e Goff (1980).
72 Encounter and Initiation
73
74 The Circulation of Resources
social and economic status of the parties involved. Views oscillate between a
more-or-less total acceptance of accusations like those pronounced by De-
mosthenes and serious doubts as to whether bribery played any special role
at all in the extension of the power of the bribe-giver (whether he be Philip
or some other powerful figure in the world of dynasts and kings).·l
In this Chapter, I endeavour to show that it is in fact possible to arrive at
a more realistic assessment of this 'external bribery'." Once we separate
value judgements from actuality, it becomes apparent that the practice was
all-pervasive. Indeed, it was one of the deeply entrenched features of the
ancient world, in relation to which the practices inaugurated by the polis
were but a frail novelty. Upper class individuals who were integrated into
politically separated communities circulated between themselves substantial
amounts of wealth and performed significant services for each other. This
circulation of wealth did not coincide with the formal channels of interac-
tion that existed between these various communities. But it did coincide to a
large extent with networks of ritualised friendship. Unravelling the pattern
of these networks will bring into perspective a feature of ancient society
which, however central, is all too often forgotten, and has never, to my
knowledge, been systematically explored. For it will then become apparent
that the elites of the ancient world were not confined within the boundaries
of their immediate groups (whether a tribe, a petty kingdom, a Persian
satrapal court, or a polis) but participated in an extensive system of alliances
outside the groups to which they belonged. This external involvement
constituted a potent factor in the definition of their aims and in the forma-
tion of their outlook. First, it affected their social and economic standing
within their own groups: for power and prestige acquired through one
system could readily be transferred to the other, and their social status
inside the group could be improved by means of resources secured from the
outside. Secondly, it enhanced their potential for geographic mobility; for,
as in the world of Odysseus, "one who had a xenos abroad had an effective
substitute for kinsmen, a protector, representative and ally. He had a refuge
if he were forced to flee his home, a storehouse on which to draw when
compelled to travel, and a source of men and armS if drawn into battlett..s
Finally, it facilitated the formation and growth of new organisations, which
} Cf., for example, Lewis (1977) 143 and Davies (1981) 66ff. who bt-lieve rhe accuutions;
CawkweJl (1963) 204, who minimisn the effter of bribt-ry. For a position dose to me one
raken in this study, see Perlman (1976); Ste. Croix (1981) 298·9; Schuller in Schuller ed. (1982)
9·17.
.. Bribes givm within the city framC'work, such as paymmrs to individual ciriuns for mrir
votes, wtrt subject to altoFther difftrtnt mechanisms and thus fall outside the scope of this
study. For rhis distinction, see Finl~' (1983) 83·4.
, Finley (1977) 102.
2 The Good Gift and the Bad 75
in the long run proved even more successful than the polis itself. The
evidence regarding these organisations has not yet been examined in a
comprehensive perspective. But even a cursory glance at the material reveals
a regularity which transcends chronological differences and ethnic bound-
aries: throughout Greek history, ritualised friendship appears as one of the
building blocks of the Persian, Macedonian, and Hellenistic ruling circles.
•1 For C'xampk, IG II 2 lB, line 12; J. Crampa. l.ab,aunJa: Th~ Crull Insc"ptions
(Lund-Stockholm t 969- 72) no. 4.1.
78 The Circulation of Resources
how could Thucydides extol Perikles for being adorotatos (a synonym of
adorodoketos), and contrast him with individuals who, in order to satisfy
their own private ambitions and greed, promoted policies detrimental to the
state?J9 This could hardly have been a bland term denoting a tnon-sin' or
'non-offence'. Quite the contrary, adorodoketos embodied a positive virtue,
a veritable prescript for ideal behaviour. The full import of the term
becomes clear only in the context of the battle of ideologies between heroic
and civic virtues. In the process of remodelling the hero to the standards of
communal life, the polis had to replace the ideal of personal fidelity, of
which the gift was the clearest mark, with the counter-ideal of obedience to
communal rules. Adorodoketos thus came to denote a feature of the ideal
citizen - a virtue manifesting itself in a willingness to show more regard to
communal rules than to personal obligations. To turn this negation of
heroic virtue into a term of praise and offer communal interest as a new
standard of individual morality was probably one of the most significant .-
victories of the community over the hero. Thus, while lavish gift-givings had
been the mark of heroes and kings,20 abstinence from gift-exchange became
the mark of the good citizen.
The modern and ancient notions of bribery are therefore only very
partially comparable categories. They refer to different fragments of reality;
they are stored in different mental compartments; and they have different C"I
I-
overtones and reverberations. For in the Greek city, bribery was a recent >-
0-
'invention" conceptually only very slightly separate from archaic gift- o
exchange. A brief contrast between the position of the people engaged in U
gift-exchange in Homeric and civic societies may elucidate this point.
In Homeric society, gift-exchange waS the chief method of organising the
supply of goods and structuring social relations. Gifts flew in all directions,
but of particular importance were gifts exchanged between the heads of
different noble households. For one thing, it was this exchange that enabled
the circulation of wealth across household lines, introducing indispensable
extraneous commodities (metals, for example) into the otherwise closed
21 Odysseus, for instance, is said to have amassed in the court of Pheidon, king of Thespro-
tians, so much bronze, gold and iron as to suHi~ to sustain ten whole gtonerations after him
(Odyssey 14.324-5). Cf. Odyssey 4.129-30. 14.285-6 and the complaint of Ishi-Adad to
Isme-Dagan in a letter from the Mari archive: "And you send me this miserable amount of
Ie-ad! ... What is lacking in your house that a brother cannot gram the wish of. brother?" (G.
Dossin, Correspo"d~nu de lasmah-Addu, yol. V of Archives Royales d~ Mar; (Paris, 1952),
no.20).
22 Finley (19n) 66.
23 Cf., for example. the remark ThemislOkles made to the Corinthian general "Nay. you of
all men will not desert us; for I will give you greater dora than the king of Medes would send
you for deserting your allies" (Herodotus 8.5).
24 Hesiod's complaints against the "gift-<kvouring kings" (Worts and Days 263-4) might
already be the m3rk of the emergent public spirit. Indeed, accountability was one of the marks
distinguishing the citizen from the autocrat. for example. when the legitimacy of the Samian
tyrant Maiandrios was challenged, Herodotus makes a nobleman ~y: "You (Mai3ndrios) are
nor worthy to reign o\'er us bC'ing a low-born knave and rascal. S« to it rathC'r that you give an
account of the moneys that you have handled" (Herodotus 3.142).
H Aristotle, EthiCiI Nicomachea 1160a4.
80 The Circulation of Resources
you see any man taking bribes, you may be sure that he is also a traitor",
says Demosthenes,26 and Dinarchus makes the same point even more force-
fully: " ... don't you realise that to take bribes in order to betray the city's
interests is one of the greatest crimes causing the most irreparable harm to
the cities?"27
There was thus an ideological conflict focussed around the practice of
gift-exchange, between the old and the new, and also between the polis and
the a-political world outside it. For there can be little doubt that the polis
was the exception, and the outside world the norm. There, nothing had
changed. Persian potentates, for example, seem never to have grasped that
the Greek city did not obey the rules of gift-exchange. Repeatedly, they seem
to send monies to leading Greek politicians in the name of 'friendship"
being apparently unaware that the noble practice had there become an
offence punishable by death. 28
This association between the exchange of goods and services and
friendship is important for analytical purposes. For goods can also be
.-
exchanged outside the context of friendship, and the two types of exchange
are mutually opposed. Crudely, the distinction is this. Outside the context
of friendship - in trading relationships, for example - the exchange is a
short-term, self-liquidating transaction. Once the benefits are obtained, the
social relationship is terminated. The transaction does not create moral C"I
I-
involvement. By contrast, within the framework of amiable relations >-
0-
(kinship, friendship, ritualised friendship), exchanges have a long-term ex- o
pectancy. Gifts beg counter-gifts, and fulfil at one and the same time a U
number of purposes: they repay past services, incur new obligations, and act
as continuous reminders of the validity of the bond. Non-reciprocation is in
this context frequently interpreted as a relapse into hostility. The signifi-
cance of the distinction for our purposes is this. The simple trading of
benefits was certainly practised in the ancient world, and may have been
important. But we hear remarkably little of it. What we hear of repeatedly
are the exchanges between partners who were morally involved. The vast
majority of attested cases of gift-exchange were conducted within the
framework of relationships that, ostensibly at least, were both warm and
expected to last.
It may now be possible to define what type of evidence might indicate the
extent and frequency of the circulation of wealth within networks of ritual-
ised friendship. Two guiding principles can be set out. First, the distinction
~mosthenes 19.268, d. 258 (Dt Falsa Legaticmt).
26
Dinarchus 2.7 (Against A,istogitorr).
21
11 The famous caKS are that of Arthmios of Zelea, Kallias of Athens and Timokrares of
Rhodes, for which see Hofstetttr (1978) nos. 53, 168 and 326.
2 The Good Gift and the Bad 81
between 'gift' and 'bribe' is irrelevant for our purposes since the 'good' and
the 'bad' gift are the same practice seen from different moral standpoints.
For an assessment of the scale of circulation of wealth, the evidence relative
to both bribery and gift-exchange will have to be considered. Secondly, only
traditional exchanges will be taken into account. There must be, in the
sources, either an assumption of amicable relationships, or a chain of giving
and counter-giving: the simple trading of benefits docs not qualify.
The goods which changed hands (or were temporarily pooled) under the
name of 'gifts' can be reduced to four major categories: natural products,
valuables (in the form of money or precious objects), troops and estates. The
non-material services which are less easily quantifiable can profitably be
classified under three headings: ritual services, private services and services
carried out within the context of political institutions. These will be consi-
dered in Chapter 5. It should be conceded that such a classification is to
some extent artificial. First, the networks of ritualised friendship combined .-
within anyone relationship goods and services of different quality. It was
the potential for effecting these combinations that rendered the exchanges
so rewarding and the relationships so efficacious: one party would be able
to provide what the other needed and, moreovcr, when he needed it.
Secondly, the classification covcrs most, but not all the goods and services
C"I
exchanged. One important item which cannot be accommodated within I-
either category is that of slaves, and it might briefly be considered here. It is >-
0-
hard to form an estimate of the extent of the practice, but the following o
U
incident, recounted by Demosthenes, together with similar accusations
levelled against Philokrates, might indicate that it was not uncommon.
He fAeschines] related an incident which, he said, had filled him with deep indigna-
tion. On his journey home Ii. e. from Philip] he met Atrestidas fan Arcadian]
travelling from Philip's court with some thirt)· women and children in his train. He
was astonished, and inquired of one of the travellers who the man and his throng of
followers were; and when he was told that they were Olynthian captives whom
Atrestidas was bringing away with him as a gift (dorea) from Philip, he thought it
was a terrible business, and burst into tears.2'J
What probably outraged Aeschines was that the enslaved people were
Greek citizens, not that slaves were given as a gift.
Despite these difficulties, however, classification is necessary both in
order to highlight the economic level at which the transactions were con-
ducted and as a preparatory step towards the exploration of the other
themes of this book.
1.9 ~mosthenrs 19.305-6, d. 309 (De Fa/sa Legatione) and Diogenes Larrtius 2.53 for the
present of captivr slavrs sem to Xrnophon by Phylopidas thr Spartan.
82 The Circulation of Resources
Macedonia. 34 >-
0-
The question is this: Can we form a more adequate estimate of the scale o
U
and frequency of such transactions? In other words, were these exceptional
occurrences, or regular practices? Furthermore, is the magnitude of re-
sources mentioned in these passages a wild exaggeration, or some reflection
of reality?3s
What we sec in these passages is, in my view, merely the tip of an ice~rg.
In communities professing egalitarian ideologies, people are reluctant to
give publicity to benefits they exclusively enjoy - in particular when scarce
products are involved. Indeed, the statements cited above were not volun-
tarily made but arose in situations of conflict between individual recipients
)0 Andocides 2.11 (On his Return), d. Mriggs and l.ewis (1969) no.91.
,) IAndocidn 2.20.
.u Dinarchu~ t.43 (Against Dmrosthents).
n Demosthenes 19.114. 145 and 259·66 (De Falsa ugationt).
)4 lnmosthenrs 49.26 and passim (Against Timoth~s).
H A thousand medimni of wheat would have sufficed to feed 200 ptOple for an entire y~ar.
There is no way to estimate the amount of timber Anchines rt«ived, but it is worth pointing
out that one man was therrby enabled to provide for the needs of an entire army by mNns of
,~sou,us controlled by a singlt outsidn-friend.
3 Natural Produc.ts 83
and the community: some were accused of receiving these benefits, Others
boasted about sharing them out, but no one would freely admit to being a
recipient. Fear and desire to conform combined to make people underplay
their foreign connexions. Theophrastos' picture of one of his characters may
have been typical of the prevailing atmosphere:
Moreover, he (the Pretentious Man] may well say that he has no less than three
letters from Antipater [one of Alexander's successors] requesting his attendance
upon him in Macedonia, and albeit he is offered free export of timber he has refused
to go; he will not lay himself open to denunciation. 36
This tendency may indeed account in large part for the sparse literary
documentation. But there are important considerations which might shed a
different light on the phenomenon.
It is no mere coincidence that Macedonia is often associated with gifts of
timber, and the Pontic regions with gifts of grain. For it can hardly be
doubted that rulers rich in certain resources employed their surpluses in
exchange for what they themselves needed and in order to win over friends
and supporters. When the young man from the kingdom of Bosporus
(Isocrates' client in the Trapezitic.us) set out to see the world, he was
provided by his father with two ships of grain presumably intended both as
a primitive form of money and as a means for winning over friends. l7
Personal relations of dependence are most likely to flourish in situations in
which each party can provide benefits highly rewarding to the other at a low
cost to himself. It thus seems reasonable to assume that the surpluses of
autocratic rulers, coupled with the chronic shortages of grain and other
natural products in the Greek cities, provided an ideal context for the
creation and consolidation of such ties. Hints which might lend support to
this reasoning can be elicited from civic decrees.
Philippides the Athenian, a lengthy inscription informs US,38 secured
through intervention with King Lysimachos a gift of grain for famine-
stricken Athens amounting to 10,000 Attic medimni. The inscription, unlike
the literary passages, docs not say that Philippides had privately received
grain from Lysimachos. But one needs to credit Philippides, a part-time
courtier and part-time agent of Lysimachos,J9 with an unusual degree of
self-restraint in order to believe that he did not receive a share of the scarce
product. Inscriptions of this kind in fact shed light on the last phase of the
process - the sharing out of resources - referred to in the literary passages.
mover of the decree (a citizen of the honouring city); the honorand (either a
citizen or a foreigner); the man, or group of men, who directly controlled
the resource supplied; and finally, the ruler to whom the former was
subordinated, In cases where the honorand is credited with direct access to
the ruler himself, the chain is reduced to three links. Some typical examples
are listed in Table 1. 4 •
Table 1. Supply of Natura/I'roducts through Networks of Ritualised
Friendship
4' Thr drcrrrs arr nor numrrous. but thry form parr of a much largrr body of inscriptions
which display the sam~ pattern (th:H is. securing 3 'brnrf3etion' for a cit)' b)' interceding with a
ruler), but which I~v~ rhr narurr of thr services unm~nrioned. Thrr~ are good reasons to
bdirv~ rh:!t som~ of thr5C unspc.'cific in~riprions concral thr provision of similar goods. Srr
Herman (1980/1).
86 The Circulation of Resources
There is, in these decrees, a remarkable discrepancy between acts, ideolo-
gies and interests which is by no means apparent from the general tenor of
the texts. Take first the 'benefactions' - the acts for which the honorands
were awarded the honours. Gorgos and Minnion restored to the demos of
lasos a valuable fishing ground that had (presumably) been confiscated by
Alexander's philoi. Thersippos of Nesos, the honorand from Cyzicus whose
name is lost, and Zenon, Ptolemy's general, interceded with their superior
friends for the dispatch of grain. Hippomedon of Sparta, Ptolemy's general
in Thrace, had granted the right to export grain from the territories under
his sway:42 The case of Philippides and of Kallias of Athens is unusual since
each of them secured, through intervention with their ruler-friends, not
merely the supply - or, shall we say, the non-withholding - of grain, but its
provision, as a gift, in substantial quantities (10,000 and 20,000 medimni,
respectively).
Secondly, take the explanations given in the decrees themselves of the
motives of the benefactors. Philippides is said to have "spent much money
from his own private resources and rendered his account according to the
laws, and he has never said or done anything contrary to [the interests of)
the democracy". The other great benefactor of Athens, Kallias of Sphettos,
overtly an official in Ptolemy's service, "allowed his own property to be
confiscated in the oligarchy so as to act in no way in opposition either to the
laws or to the democracy which is the democracy of all Athenians".")
Finally, consider the interests. In remarkable contrast with the motives
ascribed to the benefactors, the operations involved in the provision of these
resources can, in my view, best be explained on three assumptions. First,
that these people formed part of extensive networks of friendship alliances,
from which all reaped substantial benefits. Secondly, that the service to the
city was, from their own point of view, but one more move in this private
exchange of benefits. And finally, that the benefits which one (or several of
them) hoped to acquire in return for the service done to the city were not, as
commonly thought, the honours recorded in the inscriptions (though these
might have been important), but the winning over, from within the city
population, of followers, allies and supporters. I shall now try to offer an
explanation of the first two propositions. A demonstration of the third must
wait until Section 5.5.
The first proposition is not difficult to demonstrate. The language of the
decrees suggests either friendly relationships or relationships of subordina-
tion between the honorand and the ruler controlling the resources. 44 It is
thus clear that the two men had material interests in common. On the other
hand, the nature of the connexion between the mover of the decree and the
honorand is not so clear from the surviving documentation. Apart from
accusations, the truthfulness of which it is impossible to test, the evidence is
practically lacking. This must either mean that there was no connexion at all
between the honorands and the movers of decrees - that, in other words, the
Greek city managed to suppress this form of 'corruption' - or else that it
was carried into practice in such a manner as not to leave a mark on the
historical record. Certainty is impossible, but several considerations tend to
favour the latter view. In democratic Athens, putting up motions for the
gratification of private interests would have been an offence. The people
involved would therefore have strong reasons to conceal their relationships.
The case of Archedemos, in Xenophon's words, "an excellent speaker and a
man of affairs, but poor", shows how a man could act on behalf of another
man within the city'S institutional machinery.4J Crito, the Athenian aristo·
crat, was plagued with actions by lower-class blackmailers. On the advice of
Socrates, he won over Archedemos with gifts and shows of courtesy.
Archedemos came to regard erito's house as a haven and treated him with
great respect. He soon found out that Crito's blackmailers were not without
blemish, brought 'counter-suits' against them, and compelled them to with-
draw their actions and pay compensation. Crito's many friends now begged
Archedemos to become their protector (phylax). Archedemos did so happi-
ly, "and so there was peace not only for Crito but for his friends as well". As
a result of this, Archedemos became one of Crito's philoi and was respected
by Crito's other philoi. It is not stated that Archedemos put up motions in
favour of his patron's xenoi,46 but it is a reasonable guess that he could have
done so and thus camouflaged the entire network. For an honorific decree
would not reveal any connexion between such a mover and the honorand.
A partial confirmation of this comes from the negative example of
Stratokles. When, under the rule of Demetrios Poliorketes, the political
institutions of Athens were reduced to nominal status, the movers of decrees
apparently did not think it necessary to conceal their relationships with the
honorands. In the period 307-301 B.C., Stratokles of Diomeia, a member of
the richest and most notable families from his deme, proposed and carried
through about twelve motions for different friends and proteges of
4.4 VALUABLES
When Xenophon made the mythical Indian king send Cyrus the message: "I
wish to be your xenos. and I am sending you money, and if you need more.
send for it", he was inspired by one of the most common practices of
47 Thr decrttS a~ lisrrd in Osbomr (1981·3) Yo!.lI. 121 n.495. For the wulth and the
liturgic record of Stratoklt'1' family, ~ Davi" (1971) no. 129.18.
• 1 A good example of what might havr been thr pattern in this period concerns Demacks
and Hyperidn. In 3.38 B.C., Demadn managed to carry through an award of proxmy to a
close associate of Philip II (/G III 240). We do not know thr background for the grant, but
when Demacks further propowd to brstow a proxeny on Euthykrates, the Olynthian comman·
dfr who in 348 B.e. betrayed Olynthul to Philip {DemO$thenes 8.40 (On tnt Cht,sontstt);
19.343 (De Falsa ugat;o"I)~ Diodoru5 Siculus 16.53), he met with the violent opposition of
Hyperidn (F,agmmt 19).
4 Valuables 89
49 Xrnophon, C)'ropaedia 6.2.1. The phrasr srrangdy rchocs thr corrrspondrncr of rhr
petty rulrrs of rhr a",.;rnt Near E.ast of the S(cond millrnnium B.C. A frw rxtra~"ts from onr of
the T~II·d Amarna letters, wrirten by an Ass)'rian to an E.gyptian ruler, will suffice ro show this:
"To N:lphur ...• (grut king]. king o( F.gypt. my hrorhrr. speak! Thr words of Ashur-uballit,
king of (Assyrial, gre:lt king. ),our brnthrr. May it br well wirh you, your f:lmily. and your land.
... I hayr dispafchrd ro you :IS a pe:lcr offrring :I beautiful ro)·al ch:lrior (from among rhose)
rhat I (mysdf) driy~ and two whit~ horses I am in the procr~.. o( building a new palace. Send
mr rnough gold to derorat~ it pro~r1y If yOll are seriously disposed towards frit'nd~hip.
send much gold! It is all in thr (amily (lit. "It is your famil)''')1 Writ~ mr wh:lt yOll (your~Jf)
nrrd and it will be supplird ... (A.K. Grayson. Ass)',ian Roya/lnsc,iptions (Wirsbadcn, 1972)
It
yoU. 48·9).
(0 Herodotus 6.125. Thr fair ends wirh Croesus' doubling the amounr.
q IIrrodoru!l.1. 140.
n Thm:ydidl"S 1.129.3.
H Demosrhenes 19.139 (De ""a/sa Legalione). d. [)Iodorus Siculus 16.55.
90 The Circulation of Resources
freely give to you," he said. "For myself, I have a sufficient livelihood from
my slaves and my farms".S4 When Syennesis, King of Cilicia, was forced to
desert his former ally, Artaxerxes, and go over to Cyrus' side, "he gave
Cyrus a large sum of money for his army", clearly, as a mark of the status of
protege which he assumed. 55 It was, according to Xenophon, as a result of
numerous similar incidents of self-surrender (together with treasures and
cities) that Cyrus the younger acquired a following greater than any of his
contemporaries. 56 In this respect, again, the sums involved must have been
enormous. The Odrysian king Sitalkes, reports Thucydides, exacted from
his subjects a revenue of about four hundred talents of tribute (pharos) in
coin, as well as a similar amount in giftS (dora) in gold, silver and articles for
household use. n The latter must have come from lesser chieftains or
acephalous communities who surrendered themselves to Sitalkes'
authority. 58
Passages pertinent to transfers of money between ritualised friends are so
numerous that it would be pointless to enumerate them all. w Furthermore,
examples abound in which monetary transactions are not explicitly men-
tioned but which cannot be understood unless the transfer of substantial
sums is assumed. Therefore, rather than compiling a list, I shall try to
examine in a more detailed fashion some cases which may throw light on
other aspeCts of wealth circulation.
In Aristotle's The Athenian Constitution, it is stated of Peisistratos, the
Athenian tyrant, that after his second exile from Athens,
First he settled in the r~ion of the Thermaic Gulf at the place called Rhaecelus; from
there he proceeded to the district about Pangaeum, where he got money and hired
soldiers; then he went to Eretria. It was only in the eleventh year that he tried to
recover his rule by force, with the support of many others, in particular the Thebans,
lygdamis of Naxos, and the knights (h;pp~;s) who controlled the government at
Eretria. After winning the battle of Pallenis he occupied the city, deprived the people
of their arms, and this rime secured the tyranny firmly. Also he captured Naxos and
installed lygdamis as its ruler. 60
u HrrodofUs 7.28.
U Xenophon, Anabasis 1.2.27. Xc also Herodotus 3.13 for the sdf-impoKd taxes and gifts
paid as a mark of submission to CambYKs by the people of Libya, Cyrenr, and 8arca.
H, Xenophon, Anabasis 1.9.12.
J7 Thucydides 2.97.3.
JI For gifts as tax~s in the Hom~ric world. Sr~ Finl~ (1977) 96. For obligatory giftl (dora)
as distinct from taxn (phoroi, taRa;) in the Penian empire, d. Herodotus 3.89 and 97. For the
whole issue of th~ gift elemenr in me Penian taxation system, ~ Andreades (1933) 89·108; O.
Murray in Historia 15 (1966) 142·S6~ Hornblow~r (1982) 156ff.~ and Cook (19R.l) Ch. VIII.
~9 Thr incidents of 'rxtunal bribery' referred to in Sc-crion 4.2 would fall in rhi! catrgory
roo.
15.2-3, adapted from me translarion by P.J. Rhodn,
6() Tht Arhm;an Const;tution (Har-
mondsworth. 1984). Cf. Hrrodutus 1.61.
4 Valuables 91
Admittedly, this cannot be considered as a particularly accurate account
of Peisistratos' movements. 61 But what matters for our purposes is not so
much the details themselves as the expectations and assumptions according
to which the writers organised and interpreted the pieces of information
available to them. Checked against similar accounts derived from better
sources, the story fits perfectly into the pattern of ritualised friendship
relations.
On close inspection two, by familiar standards unusual, points stand out:
the variety of sources from which Peisistratos received assistance abroad/,l
and the high sums (in money and kind) he was given. The whole pattern of
action makes sense only if we posit, on the part of the people involved in
these networks, an expectation that the momentary sacrifices they made
would in the long run be reciprocated. Indeed, it can be stated almost as a
general rule that exchanges conducted within the framework of ritualised
friendship were marked by exceedingly long-term credit. In the case of
deposed rulers or citizens aspiring to become rulers, their helpers could hope
for a return only after, and if, the persons helped had been reinstated to
positions of power in their own social unit. Peisistratos, after his return to
power, fully repaid his debt to Lygdamis by seizing Naxos and appointing
Lygdamis ruler. In the case of Hippias, the enterprise failed: the massive
operation started by Darius to restore him to his position as tyrant in Athens
was frustrated by Greek resistance at Marathon. Xerxes bestowed monies
and goods first on Demaratos and afterwards on Pausanias and Themis-
lokles, clearly hoping that one day, when the right opportunity offered
itself, they would fulfil their promise and help him subjugate Greece. But
nowhere do we find a clearer detailed illustration of this long-term mechan-
ism than in the case of Klearchos and Cyrus the younger. Klearchos came to
Cyrus after he had been exiled from Sparta and condemned to death for
civic insubordination. Cyrus made him his xenos and gave him ten thousand
darics. Upon receiving this sum, Klearchos did not, in Xenophon·s words,
"turn his thoughts to comfortable idleness", but used it to recruit an army
and make war upon the Thracians (the enemies against whom he had
beforehand fought on behalf of Sparta). He defeated them in battle and
plundered them from time to time. The Hellespontine cities who had suf-
fered at the hands of the Thracians sent him money and support for his
troops in token of their gratitude. This idyll could probably have lasted for a
61 For the diffrrences bctwrcn Hrrodotus' and Arinodr's vrrsions of the srory, scr P.J.
Rhodr~, A C,()mm~ntary on the Amtotelian Athena;on Po/iteia (Oxford 19~ 1) 207-9.
61. To l1uace, Macedonia, Thessaly. Eretri:l, and Naxos (through Lygdamis) which appear
in this p3ssagr wr should add Argos: onr of Pri!iistr3tos' wivrs was an Argivr woman
(Hrrodorus 5.94).
92 The Circulation of Resources
long time, but, when Cyrus' summons came, Klearchos at once took the
soldiers and set out, in order that, as Xenophon makes him explain, "if he
(i.e. Cyrus) had need of me, I might give him aid in return for the benefits I
had received from him".6J
Neither the sheer coincidence of events nor the prospect of sharing
mutual benefits are adequate to explain such closely co-ordinated co-
operation between people who, we must bear in mind, as strangers, were
predisposed to treat each other as enemies. To understand such sustained,
complex, and long-term efforts, the operation of a further feature of ritual-
ised friendship must be assumed: the confidence it inspired that the other
side would be morally committed to reciprocate. This confidence acted as a
kind of primitive insurance system, increasing the likelihood that engage-
ments would be kept and obligations honoured. Coupled with the fabulous
wealth of the parties, it explains why, in the examples adduced above, we
never hear of 'payments' or 'loans'. Ritualised friends heading entire social
units bestowed favours on each other relying on the probability that when
the need arose the favours would be repaid. We need to go down one or two
steps in the social ladder to encounter transactions of a different type.
In the course of the year 362 B.C., Apollodoros the Athenian, son of
Pasion, the wealthy banker, discharged one of the most exacting duties that
the community could impose on its rich members. Apollodoros had the
command of an Athenian naval vessel for an entire year and bore the cost of
the operation out of his own pocket. This specific trierarchy, as it was
called, was beset with particular misfortune. Apollodoros, however (if we
are to believe the truth of what he said), not only succeeded in extricating
himself from a series of predicaments, but even managed, at great personal
cost and considerable self-sacrifice, to accomplish an exemplary term of
service. His triumph was only marred when at the end of his term Polykles,
his replacement, would not relieve him of his command. As a result, Apollo-
doros was compelled to bear the cost of an additional four months service -
a burden for which he seems to have been unprepared. Several attempts at
raising money failed, and the sailors kept asking for payment. However, in
this emergency, Apollodoros managed to borrow from two of his father's
xeno; in Tenedos and pay the sailors their provision money. The reasons
Apollodoros gave for his success are revealing:
... for on account of my being Pasion's son, and the fact that he was connected by ties
of xt"ia with many, and was trusted (p;steutht"a;) throughout the Greek world, I
had no difficulty in borrowing money wherever I needed it.6'4
~~ Drmosrhrnn 50.18.
..t> I~m()srhrnr!il 53.10 (Against Ni(ostralus). for Nlkosrraros' mrrhod of raising Ihr
monry, ~r finley (1952) 83(f. 3nd Millrn (1983) 48.
,,-:0 lsocrarrs 17.38 (T,apeziliws).
94 The Circulation of Resources
7~ Alrhough ir is nor srarrd rxplicirly rh3r rhe two w~rr xeno;, rhr phras«>log}' used ro
describe rhrir rdarionships luv~s little room for doubr: ..... for I was on such inrim3r~ rrrms
wirh him rhar I had thr grearnr confidence in him, nor only in matters of monry, bur In
rve7thing ds~ as w~II" (17.6).
7 t 7.8. This pretence' berra)'s rh~ fal"t that rh~ financial dralings betw~n rhr two mrn
followed thr pattrm of frirndly, inrrrt$r·fr~ loans, in spirr of Pasion's being a professional
bankrr.
77 17.8-9.
, • I .: , • ':,~. : : '. ~ .' • , ' : '. ' :
,j . • . .; :, ~ I: :,
5 Troops 97
ambassador (prtsbtutts) and was about to sail to Evagoras, would have Idt behind
anything that he possessed, and not have rather gratified that ruler by supplying
everything he could, with a view to recover more?fl4
The details might be confused and exaggerated, but the nexus of thought is
clear: Aristophanes was, presumably, Evagoras' xenos - his father lived in
Cyprus and had property there. When it was found out that the Athenians
lacked the funds to provide the fleet with arms and soldiers, Aristophanes
ensured that he was elected ambassador to Evagoras by making this con-
siderable outlay. For this generous act he was no doubt honoured - the
speech is replete with references to his 'love of honour' - and his credit must
have riscn. However, the outlay clearly did not fall within the modern
economic category of 'conspicuous expenditure': Aristophanes was not
trading his wealth for prestige. For, as stated in the passage, "he supplied
everything he could, with a view to recovering more". Unmistakably, he
hoped to be more than fully repaid either directly with counter-gifts or
economic concessions by Evagoras, or indirectly, out of the military opera-
tions which he would conduct together with him, making use of the Athe-
nian fleet. U A bizarre juxtaposition of the private and public sector", as
Veyne would have it, but, contrary to Veyne's assumptions, the financing of
the fleet did not rely ultimately on property owned by the benefactor inside
the city but on booty wrested, with the aid of xenoi, from outside. 8~
Quantification is impossible, but some similar cases, St. and the examples
considered in Section 4.3, suggest that the practice was by no means
unusual. Briefly, there must have been a fair degrtt of coincidence between
those involved in xenia networks and those described by Davies as members
of the liturgical c1ass. 87
4.5 TROOPS
In his book on Greek mercenary soldiers, Parke made the correct observa-
tion that Cyrus' raising of the Ten Thousand, "was distinguished only by
114 Lysias 19.18.
8.S Verne (1976) passim. For a criticism of his virws, see F. Millar in TL'; 24 March (19i8)
356, and J. Andreau, P. Schmitt, A. Schnapp (1977).
86 l~mosthenes 5.8 (Orr Iht Ptact) (Neoptolrmos, an agrnt of Philip In Arhens. was
accu~d of having gonr to Macedonia "to collet.-r sums owing him there which he might spend
on liturgies hereto); Theophrastos, CharacltrS 23.5 (rhr 3ssumption th3t thr recipirnt of thr
right to uport timber from Macedonia is a great ~nda~:tor); $)'1/.) 374. lill('$ 40-51 (rhr
contributions made by Philipptdn, Lysimachos' frirnd, to public scn·icn). For the so-called
ob·horrornn donations - tM convrnrion whr~by wealthy citizms drC'ted to ma~srraciC'S
contributed to mr public snvices under thrir chargr - s« Jonr~ (1940) 167-8. Vrynr (1976)
214-16, and Srr. Croix (1981) JO.~-6.
1:- Davies (1971) Introduction.
98 The Circulation of Resources
the magnitude of the forces which he employed and the height of ambition
at which he aimed". The precedent which, according to Parke, rendered the
undertaking unremarkable was the employment throughout the fifth cen-
tury of Greek mercenaries by Persian satraps to serve as bodyguards, fulfil
garrison duties and occasionally carry through a revolt against the Great
King. 88 But, once we ignore for a moment the Greek-Persian context and
focus our attention on the structure and composition of Cyrus· army, it
becomes apparent that Parke's observation has a much wider validity. In
fact, Cyrus adhered to a trend which on a lesser scale and with minor
variations makes its appearance in all periods of Greek history. The fun-
damental pattern is accurately mirrored in mythical tales: a powerful ruler
(or nobleman) calling his guest-friend(s) to arms to carry out a task for
which his own forces are inadequate. 89 What was thereby effected was the
pooling of military power and the temporary extension of the parties'
fighting potential. A story from Herodotus might serve here as a useful
paradigm. Croesus, King of Lydia, being hard-pressed by Cyrus of Persia,
and realising the inadequacy of his own forces, called upon his friends and
allies - Amasis, King of Egypt, Labynetos, King of Babylon, and the whole
of the Spartan community - to fulfil their pledges and send troops.9O
Xenophon's Anabasis yields a detailed picture of how such merging of
forces was carried out.
The army with which Cyrus the younger hoped in 401 B.C. to overthrow
the Persian throne consisted of about thirteen thousand soldiers raised in
different parts of the Greek world. The soldiers were probably first trained
by the recruiting captains (some in actual skirmishes and looting operations)
and then brought to Sardis, whence the march was to start. The principles in
accordance with which the entire host was organised are extremely signifi-
cant for our purposes. For the contingents each commander brought with
him were not broken up, regrouped and placed under a hierarchic chain of
command: Cyrus did not bring with him an alternative skeleton of staff
officers. Instead, as Table 2 shows, they retained their recruiting comman-
ders, original composition and surprisingly unequal numbers of men. Con-
sequently, the vast host, in Roy's words, "formed not one army, but several
Parke (1933) 23.
I.
.. For example. th~ Ic-gend of the 'Scven against Thd>n' (Sophodt'S, Oedil"" iJl C%nus
1300ff.); that of Rhesus (llUu1 10A.H, 495 and the play by Euripides); or that of Pririthoos and
Thneus (PlutlrC'h, Thnft4. 30ff.).
90 H~rodotus l.n. Croesus p~umably had treaties of xenia Ira; S),,"mach,a with Amasis
and labyn~tos in the same way as he had with Sparta (1.69). Cf. Euripides, Rhesus 335. where
Rhesus, rul~r of Thrac~, is said to have come morc as a xenos than a J)""machos, and th~
aphorism, quoted by Herodotus, (hat "annin are th~ most proper gift (doran) in Penia"
(9.109).
5 Troops 99
separate armies",91 and the captains were not so much officers as semi-
independent chieftains. The link which held the whole army together was
the relationship between the captains and Cyrus.
Not only were the captains probably all Cyrus' xeno; - we may legiti-
mately assume that those not designated so in the Anabasis were xeno; too -
but they had become his xeno; prior to the start of the march. We encounter
Xenias from Parrhasia (Arcadia) in Cyrus' service as early as 405 B.C.
acting as the commander of the three hundred Greek hoplites who accom-
panied him to Susa. Xenias must have been the beneficiary of some sort of
5 Troops 101
four thousand mercenaries and six months' pay.91 When Cyrus thought the
time had come to begin the march, he sent word to Aristippos to effect a
reconciliation at home and send him the army which he had. Aristippos, for
reasons unknown, did not come personally but sent Menon in his stead with
one thousand hoplites and five hundred peltasts only. We hear of no
expression of dissatisfaction on the part of Cyrus for this seemingly unequal
. .
reciprocation.
What thus emerges with sufficient clarity from these scattered remarks is,
first, that the history of the relationships between these men and Cyrus
followed the pattern of encounter and initiation described in Chapter 3. The
fact that most came from different social units suggests that, if the rela-
tionship was not inherited, the pact of xenia resulted either from an euerge-
s;a or, more likely, from an Cintroduction' by a common xenos (d. Section
3.2, pp.47ff.). Secondly, the bond was so strong, and the prospects of profit
so good, that when the call to arms reached them they at once abandoned
what they. had been engaged in and responded promptly - without even
knowing, it must be stressed, the real aim of the expedition. The attempt to
overthrow the Persian throne appears therefore as just another episode in
the course of the exchange of benefits between xeno;.
This basic practice of merging forces commanded or raised by xeno;
crops up with slight variations in all periods of Greek history. Some out-
standing examples will be considered here.
For the Homeric period, it is true, "we are left in rather complete
darkness about the way the Achaean army was put together". 98 But this
refers mainly to the recruitment of insiders. Agamemnon, when calling upon
his guest-friend, the nobleman Amphimedon, to help him urge Odysseus to
go to Ilion, was in fact following a common practice of recruitment among
outsiders. Amphimcdon, who did not himself command sufficient numbers
of soldiers, provided an avenue of approach to the more formidable Odys-
seus with whom Agamemnon had, so far, no formal ties. 99 Such a procedure
will suffice to explain one aspect of the composition of the Achaean and
Trojan armies - made up, as they were, of contingents headed by captains
bound together by ~rsonal ties of attachment.
The earliest non-literary evidence comes from the year 593/2 B.C. The
relevant lines of the inscription, scratched on the colossal statue of Rameses
II in Nubia, are as follows:
When King Psammetichos came to Elephantine, tho~ who sailed with Psamme-
9" Cf. Roy (1967) 298 for the textual problem! involved in this passage.
" Finley (1977) 102-3.
99 Odyssty 24.115ff.
,j' ..
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.' .,:
102 The C;rculation of Resources
richos son of Theokles wrote this; and they came above Kerkis as far as the river
allowed; and Potasimto had command of those of foreign speech and Amasis of the
Egyptians. 100
5 Troops 103
the Royal Guard; Sokrates the Boeotian had under him two thousand peltasts;
Phoxidas the Achaean, Ptolemy the son of Thrascas, and Andromachos of Aspendus
exercised together in one body the phalanx and the Greek mercenaries, the phalanx
twenty-five thousand strong ~ing under the command of Andromachos and
Ptolemy, and the mercenaries, num~ring eight thousand, under that of Phoxidas.
Polykrates (of Argos) undertook the training of the cavalry of the guard, about seven
hundred strong, and the Libyan and native Egyptian ho"e; all of whom, numbering
about three thousand, were under his command. It was Echekrates the Thessalian
who trained most admirably the cavalry from Greece and all the mercenary cavalry,
and thus rendered most signal service in the battle itself, and Knopias of Allaria too
was second to none in the attention he paid to the force under him composed of
three thousand Cretans, one thousand being Neocretans whom he placed under the
command of Philon of Cnossus. They also armed in the Macedonian fashion three
thousand Libyans under the command of Ammonios of 8arce. The total native
Egyptian force consisted of about twenty thousand heavily armed men, and was
commanded by Sosihios, and they had also collected a force of Thracians and Gauls,
about four thousand of them from among settlers in Egypt and their descendants,
and two thousand lately raised elsewhere. These were commanded by Dionysios the
Thracian. 10 .1
This morley group, in other words, consisted of ritualised friends who,
like Darius' client-rulers, had been absorbed into Ptolemy's permanent
entourage - the philo; circle - and of some ritualised friends from abroad
responding to the call to arms. To the former category belonged, for
example, Sosibios and Ptolemy son of Thraseas, a man whom we shall soon
encounter as a recipient of a landed estate in Antiochos' service; to the
latter, Andromachos of Aspendos and Polykrates of Argos, two men who,
in Polybius' words,
had recently arrived from Greece and in whom the spirit of Hellenic martial ardour
and fertility of resource was still fresh, while at the same time they were disting-
uished by their origin and by their wealth, and Polykrates more especially by the
antiquity of his family and the reputation as an athlete of his father Mnasiades. 104
10) Polybius 5.64. For further details on the generals, ~ Walbank (1957-82) YoU, 589-92.
104 Polybius 5.64.5-7.
. ,, :,
.' .,:
, • I .: .,: :~, : : '. ~ .',.; ,
,j' ..
. ,, :,
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5 Troops 105
citizen-general's forces with forces of their own; they could supply food,
payment to the troops, information, connexions, guidance, and so on. A
passagc from Thucydides gives what could bc a magnificd version of the
pattern. In 413 B.C., the Athenian generals Demosthenes and Eurymedon
were hcading for Sicily with an army which they gathered from Corcyra and
the mainland. They crossed the Ionian gulf and put in at the lapygian islands
called the Choerades,
and took on board 150 lapygian javelin-throwers of the Messapian tribe. Then, after
they had renewed an old friendship (phi/ia) with the local ruler. Artas, who had
provided the javelin-throwers, they went on and reach~d Metapontum in Italy. I 10
As in the ca~ of the other goods and services circulating between ritua-
lised friends, here, too, each system was at times indispensable for the
proper functioning of the other.
110 Thucydidcs 7.33.4. I ~t out in a forthcoming paper the arguments against the prevailing
yi~ that the phi/ia here rden to a trut)· ~tween Artas and Athens.
III (socrates 19.53 (Atgi"el;cus).
III (socrates 9.57 (Evagoras).
, • I .: .,: :~, : : '. ~ .',.; ,
Before the final engagement with Anaxerxes' forces, Cyrus the younger
exhorted the leaders of the Greek contingents, saying, among other things:
Well, genrlemen, my father's realm extends towards the south to a region where men
cannot dwell by reason of the heat, and to the north to a region where they cannot
dwell by reason of the cold; and all that lies between these limits my brother's philoi
rule as satraps. Now, if we win the victory, we must put our philoi in control of these
provinces. I fear, therefore, not that I shall not have enough to give to each of my
philoi, if success attends us, but that I shall not have enough philoi to give to. 1l3
Even if we doubt, as some Greeks did, the sincerity of Cyrus' promise, we
can be sure that in spirit it was impeccable. Ever since the appearance on the
scene of the great territorial empires, it had always been the policy of
victorious rulers to assign newly conquered territories to dose friends (or,
alternatively, to make the heads of vanquished units friends). The number of
princely kinsmen being inadequate for the task, and centrally controlled
bureaucracies and armies being as yet non-existent, what other means were
there to attain control over an ever-growing number of subjects, and over
ever-expanding territories? The Macedonian and Hellenistic empires did
not differ in this respect from the Persian. Philip II gave to his 800 hetairo;
from abroad so much land that, according to a good contemporary source,
they derived more income from it than the richest 10,000 Greeks. 114 Alex-
ander the Great, once in Asia Minor, declared that uall the land around is
mine", I 15 and set about distributing it to his closest friends. His successors
followed suit: in the Hellenistic age, being a phi/os of a king was almost
synonymous with being in possession of an estate on the king's land. Nor
was the practice restricted to successful conquerors. The scattered docu-
mentation reveals that lesser rulers, too (men of the stamp of Seuthes of
Thrace, Satyros of Bosporus, Evagoras of Cyprus, Dionysius of Sicily), were
in the habit of granting estates to friends from abroad. 116 It seems therefore
1U Xmophon, A,.abasis 1.7.7; for a similar policy attributed to Cyrus the Gmt and
Artaxerxes I, see Xenopoon, Cyropaedia 8.6.5 (..... to many of his philoi he gave (fOOmt)
houses and servants in the various states which he had subdu~d. And even to this day those
properties, some in one land, 50fM in another, continue in the possession of the descendants of
those who then received them, while the owners themselves reside at court"), and Diodorus
Siculus 11.71.2 (..... with respect to the satraps then in office, those who were hostile to him he
dismissed and from his philo, he chose such as were competent and gave the sarrapies to
them").
114 FG,H 115 (Theopompos) F 2258.
IU OGIS 1.
116 Seurhes: Xenophon, AMbasis 7.3.2 (Alkibiades had a fortrns in the Chersonese prob-
ably given by Seuthes, Xenophon, HellmiC4 1.5.17; 2.1.25 and lysias 14.26 (Aga,nst Aid-
billtks»; Satyros: lsocrates 17. 3 (T,a~VI'CU$) (Sopaios ruler of extensive territory); Evagoras:
Andocides 1.4 (QIr the Mystmes); Dionysius: Diodorus Siculus 14.7.... In this context we
,j' ..
. ,, :,
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6 Estates 107
that we are dealing not with a policy adopted by a particular ruler to solve a
particular problem but with a feature inherent in the very structure of these
groups. The policy thus po~s the following questions: Why did autocratic
rulers need to incorporate foreigners into the circle of their supporters? Why
did they have to effect this incorporation through grants of landed estates?
And, finally, what was the role of ritualised friendship in all this? To be able
to answer these questions, a brief survey of the practice in the Persian,
Macedonian and Hellenistic empi res is necessary.
It must be stressed at the outset that the documentation is sparse and
extremely uneven. Apart from a few generalised statements of the kind cited
above, the evidence consists of casual remarks in literary sources on the one
hand, and short-sighted, albeit magnified, references to specific grants in
inscriptions and papyri on the other. It is frequently impossible to tell why a
grant was made, in what ways it was supposed to serve the grantee, and
what aims the grantor hoped to achieve thereby. Nevertheless, allowing for
a certain margin of error, it may be possible to establish several general
categories. Having done so, it will become possible to test the evidence
against comparable material from feudal Europe.
First, it is necessary to draw a distinction between extensive areas given to
a friend to rule as a 'province' and the usually smaller territorial units given
him as a source of economic support. From the point of view of the paMners
both could appear as 'gifts' given by friend to friend, and both could stretch
over vast territories. 117 But the provinces quickly became instruments of , .
imperial administration and hence acquired qualities which overshadowed '-..-/'
117 Mania's principality (Xenophon, Hell~ica 3. I. .off.) s«ms to have been an extended
fid (Cook (1983) 178). According to Diodorus Siculus 19.75.1, Asandros, ruler of Carla, bcin~
h:ard pressed in war, came to terms with Antigonos by agreeing to transfer to him all his
soldiers, to leave the Greek cities autonomous, and to hold as a dorea the satrapy that he had
formnly held, remaining a steadfast friend (bebaios philos) of Antigonos.
III Ht"t'odotus 5.12, 4.139.
119 Ht"t'odotus 8.85.
should also mention the lycian dynast Gergis boasting in a verse inscription from the end of
the fifth century of having taken many acropoleis and of having given them to his syrrgm,is as a
part of his kingdom (Meigs and lewis (1968) no.93 and J. Bousqu~ in Comptes Rendus de
I'Acadlmie des Inscriptions et Btllts-uttrts (1975) 139).
108 The Circulation of Resources
r~ceived Teuthrania and Halisarna from X~rxes as a gift (doran) for partici-
pating with him in his ~xpedition against Greece, and Gongylos of Eretria
Iik~wis~ r~ceived four cities as a gift (doran) for having been the only
Er~trian to side with the Medes. 120 Lykon th~ Athenian was given "cities
and territories" for having betrayed to the Great King the rebellious satrap
Pissouthnes, his form~r master. III In an anecdote pres~rved in Athenaeus
but attributed to Duris of Samos, Alexander is said to have given Pnytago-
ras, among oth~r pr~sents (doreas), a fortr~ss which he himself asked for. III
In two other cases, much vaguer r~asons are given. Cyrus the Great is said to
have granted sev~n cities to Pytharchos of Cyzicus because h~ was a
philos.l 23 And Antiochus I of Syria ~xplained in a public letter why he had
presented one Aristodikides of Assus with a hug~ domain in these terms:
"because he, as our phi/os, has furnished us his services with all good-will
and enthusiasm".I24
What emerges from this survey is a strong link b~twe~n ritualised
friendship and the grant of estates: th~ partners are consistently portrayed
as 'friends' engaged in an amicable exchange of 'favours' (dora, euergesiai,
charites are th~ recurring words). Hence, by the logic of ritualised
fri~ndship, the granting of a land~d estate fdl within th~ larg~r category of
favour. This hdps to clarify the ~volution of th~ word dorea - which
became the technical name for a c~rtain type of landed estate, best known
from Hellenistic Egypt. Originally signifying any type of goods or s~rvices
given to establish peaceful rdations with a strang~r, th~ word came to mean
one specific type, the landed estat~. Finally, in the cont~xt of the centralised
administrations of the Ptolemaic ~mpire, dorea came to denote the status of
th~ land itself. It thus became applicable to a whole category of domains on
the king's land, a category singled out for specific treatm~nt on account of
the amicable relationship between the king and the grant~e. 125
In spite of the friendly tone of the explanations mentioned above, it
would be a mistake to accord th~m too much cred~nc~. Ritualised
friendship could serve as an explanation of motiv~s precisely because it
suggested disint~rest~dness in the form of gifts given freely, without ex-
110 Xenophon, Htlltn;ca 3.1.6; he w:as banished from Eretria on that account.
121 fCrH 688 (Ktesias)F 15 p:ara. 52.
111 Athmaeus 4.167c = FCrH 76 F 4 (Duris). The remarkable Biblical parallel is I Samuel
27.5-6: "David s:aid to AchiKh King of G:ath, 'If I stand w~1I in your opinion, grant me a place
in one of your country towns where I may settle. Why should I remain in the royal cities of your
mainty?' Achisch grante'd him Zikl:ag on that day......
12' fCrH 72 (Agathokles of Cyzicus) F6.
124 Welles (1934) no. 11.
I2J The eviden« is sp«1fic to Egypt, d. Rostovtuff (1922) 43, but there are good reasons
to Mlieve that a simil:ar process took pla« in the other empires.
6 Estates 109
1241 This is a fearure which encour:aged rh~ making of puns on dorta;. In :a comIC fragmenr
from rhe rhird cenrury S.c. (PhOt'1licides, in T. Kock, Com,corum Att;corum Fragmtnta
(uipzig, 1888), vol.lll, no ..133), a man (presumably a wuuld·bco l,h,/m) 1'\ uld rn h.:IVt'
pr~tended to a courtnan that h~ would receiv~ a dorea from a king. Bur rh~n she complaJnrd:
"Now b«au~ of rhis dorea of which I am r.pc:aking rhis scoundrel h:ad me a whole year for
norhing (dorean»".
127 The rable draws on the following works. Pnsia: Sre. Croix (1972) Uff, (1981) 151ff;
Kienau (1973) 257ff.; lewis (1977) 54ff.; Brianr (1982) 291ff.; Hornblower (1982) 143ff.;
Cook (1983) 167ff. Macedonia: Hammond and Griffith (1979) 66Off.; Kienasr (197.') 257ff.
He~/t1fist;c monarchies: Rosrovttdf (1922) :and (1941) sec Index, S.\·. Dorta;; C. Prtaux,
L 'F.conom;t royale des LAgides (Brus~ls, 1939) 20ff.; Wipszycska (1961); Kre1s'ilg (1977) and
(1978); Worrte (1978); Funck (1978); Sre. Croix (1981) 119ff.; Davlcos (1984). Egyprian
dorea-hol&rs :are only Iisred if rhe receipr of a landed ~rare can readily M inferrc:-d from rhe
pap)·ri. For:a more complere lisr, s« rr vol.lV, 10061-10108. For a unique gr:anr in Homer-
seven ciricos offered by Agamemnon ro Achilles (Iliad 9.149-56 ;;; 9.291-8) - sec M.1. Finley,
'Humer and Mycen:ae: property :and renure' in Finley (1981) 2n-.ll.
, • I .: , • ,.,~, : : '. ~ .',.; ,
. ,, :,
.' .,:
6 Estates 111
or III? IMacedonian)
~
::v
rPIV.l00n Ptolemy IV Dikaiarchos I costate
IUnknown) VI
~
PP IV.10087a Unknown Kom:anos I estate
IUnknownl
>--
Q..
-8
U
Briefly, the terms 'city' and 'cities' refer to populated areas converging
upon one or several urban ~ttlements. These areas had an economic and
social life and a history of their own prior to becoming a gift. Once they
were convened into dorea;, the grantee became the city's ruler. The term
archon, however, which is sometimes used in this context, should not be
misconstrued. The recipient of a dorea became not a civic magistrate but a
virtual despot. The territory, with all its population and wealth, was given
him as a source of income to suppon himself and his followers, to raise
troops, and, most important, to pay taxes to the overlord. Among the
recipients of doreai from Persian satraps and kings there may have been
some who exercised their rule benevolently. But, from the middle of the
third century B.C. comes a document which yields a gloomy picture of the
system.
This is an inscription preserving an exchange of letters between Ptolemy
II Philadelphus and Telmessus in Lycia, a city just recently incorporated into
the Egyptian ruler's external domains. It is possible to infer from it the
112 The Circulation of Resources
moves that preceded the correspondence with a fair degree of certainty. A
royal phi/os had probably seiz.ed the city with the intention of petitioning
the king to grant him the city as a dorea. J28 The city officials, anxious to
prevent this, dispatched an embassy who successfully interceded with the
king: Ptolemy had graciously exempted the community from being made a
dorea. In the covering letter, the community resolved to praise the monarch
and set up an altar in his honour, to the effect that Uno one may ask for the
city of T e1messus, or the villages or anything belonging to the territory of
Telmessus to be given as a dorea from any king or queen or dynast
whatsoever under any pretext". 129 The exemption, however, did not last
for long. In a Telmessian decree from the times of the next Ptolemy (III
Euergetes), a certain Ptolemy, son of Lysimachos, was hailed as benefactor
for remitting an unpleasantly long and varied series of taxes. In all probabil-
ity, Ptolemy, son of Lysimachos, ruled Telmessos as a recipient of a dorea
from Ptolemy Euergetes. 130
The cities given away in this way must have been numerous. The state-
ment that Eumenes of Cardia gave the cities of Cappadocia to his philoi may
not carry much evidential value, as it is preserved in Plutarch alone. 131 But
the scale of the practice emerges with unmistakable clarity from the peace
treaty imposed by the Romans on Antiochos III in 188 B.C. Polybius
records that it had been stipulated that "if any of the cities which Antiochos
has to give up have bttn given by him to others, he shall withdraw from
these also the garrisons and the men in possession of them".1.l2 It is thus
likely that the practice was widespread.
An 'estate,1J3 was an artificially created economic unit comprising culti-
vated territories as well as a subject population living in villages. In the
Hellenistic age, some of these estates were taken over from the Persians,
others were no doubt newly created.' A grantee could hold several territories
at once. Mnesimachos' dorea in Sardis consisted of villages, hamlets and
121 A similar attempt is recorded in an inscription from Samos dated 246-243 8.C. Some of
the most notable philo; of Antiochos I had appropriat~d lands ~Ionging to Samian cirizms.
Thanks to the intercession of Boulagoras, an eminent Samian cirizcn, with Antiochos, the
property was restored (SEG 1.366). Such restorations must have been exceprional: Boulagoras
is praised, among oth~r things, because, since the restoration of the lands, "none of the
subordinates of Antiochos ever tri~d to lay claim to what belonJed to the citizens".
u, Worrle (1978) 202. I am ht:avily indebted to this anicle for the collection of the
Hellenistic cyiden~.
130 OGIS 55. It cannot be ruled out that lysimachos was a xmas of Ptolmay of Egypt and
named his son after him. For the discussion of the identity of Ptolemy son of lysimachos, see
Rostovtzeff (1922) 4S n.50 and (1941) vol.l, 336.
131 Plutarch, Eu",mts 10. I J2 Polybius 21.43.18.
1U For the technical name ous;a, which is sometim~s used in this regard, see Kreissig (1977)
10 and (J978) 40ff.
.j' ..
. ,, :,
.' .,:
6 Estates 113
.j' ..
. ,, :,
.' .,:
6 Estates 115
taxes to the grantor but it did not create obligations of service, military or
other. To be sure, the grantee, when called upon, did come with his men to
assist the king in fighting. And it frequently happened that he went on
embassy for the king or promoted the king's interests in his own city. But
these services were not performed in return for the dorea. The doreai were a
means of providing the recipient with maintenance - which, no doubt,
indirectly facilitated the performance of services. They even made it possible
for the grantor to become an absentee landlord, entrust the management of
a dorea to a manager, move to the court, and become a member of the
central administration. But nowhere is the performance of services for the
king made a condition of the reception of the do rea. The duties of the
recipient were left vague and unspecified. They were neither the duties of a
tenant nor those of an administrator. Predominantly, they remained the
duties of friendship. So, in order to proceed further, and see how the
interplay of goods and services, personal relations and administrative rules
structured these societies, we must find oUt what these duties consisted of.
5
116
1 'What Alkibiades Did and Suffered' 117
Greek history will show that this pattern of action is only poorly under-
stood. In Bury's History of Greece, first published in 1900, Alkibiades was
introduced as "a young man of high birth, brilliant intelligence, and no
morality". As his schemings gradually came to be revealed, new epithets
emerged, "profane and unstable" and "renegade" being the most significant
ones for our purposes.· To Laistner, Alkibiades' morality became under-
standable only in contrast with that of Kimon: " ... whereas in Kimon an iron
sense of duty and profound love of his country were the guiding influences
of his public life, in Alkibiades self-interest was throughout his career the
overmastering passion. His youthful extravagances and arrogant disregard
of every convention were condoned as high spirits by a public fascinated
with his personal beauty... .,2 Published in 1936, this might at first sight
appear a belated return to the naivete of the previous century. But very
much the same evaluations are encountered again and again in works
published since. According to the history of Greece by Burn, which
appeared in 1966, Alkibiades "was rich by inheritance, but his extravagance
would have strained any fortune. He set out to aggrandise himself, and the
morality of the means was no object. An aristocrat, he heartily despised the
people, though naturally he flattered them in public. His natural party
would have been the conservatives; but they mistrusted him. Many respect-
able people disapproved of his morals"·) This picture is by no means
confined to the English-speaking world. E. Will, for instance, also takes
something like Laistner's 'overmastering passion' to have been the main-
spring of Alkibiades' actions: "Divinement beau, prodigieusement intelli-
gent, d'une lucidite politique qui I'apparente a Themistocle, Alcibiade ctait
toutefois rebelle a cet esprit de sou mission a la tradition et aux lois qui etait
encore Ie ciment de la cite et faisait la dignite du citoyen. On a doute qu'il flit
un produit de I'enseigncment des sophistes, mais, s'il est certain que I'indivi-
dualisme et I'ambition sans scrupules se passent d'un tel enseignement, il
apparait evident que I"esprit nouveau' avait souffle sur Alcibiade.,,4
No attempt will be made in this study to vindicate Alkibiades: moral
judgements often preclude historical understanding. But it will be argued
that characterisations such as these reflect the normative assumptions of the
modern, narional centralised state; and that they constitute a misrepresenta-
tion of the manner in which ideas and actions were interrelated in antiquity.
, The epithets a~ unchanged in rhe subsequenr edirions of rhe b()ok published, since 1951,
by R. Meiggs.
1 M.L.W. laismer, A History of the Crnlt World {rom 479 to 323 8.C. (london, 1936)
118.
1 A.R. Burn, Tht Pelican History of C,etce (Harmondsworth, 1966) 282.
4 Ed. Will, u mondt grtc tt I' orient (Paris, 1972) voU, 342.
118 Obligations: Heroic and Civic
Once we reconstruct the system of ideas of ritualised friendship, it will
become apparent that Alkibiades was operating consistently with values
which were not only traditional but, within cenain social spheres, even
highly respectable. Indeed, from the perspective of the people participating
in these spheres, it was civic morality which appeared new and disreputable.
. ,, :,
.' .,:
120 Obligations: Heroic and Civic
march with me; so it seems that I must either betray you and continue to make use of
Cyrus' friendship (philia), or prove false with him and remain with you ....
A conspicuous common feature of all these episodes is the invocation of
xenia in order to advocate a certain course of action. The invocation was in
each case provoked by a rival premise: obedience to a higher authority in
the case of Aristagoras; infringement of territorial sovereignty in the C2se of
Brasidasj and an instinctive sense of self-preservation on the part of the
mutinous soldiers. It is precisely the gravity of these premises that throws
into relief the intensity of the sense of duty inherent in xenia. The implica-
tion is that this sense of duty, which has been ignored, or at best misinter-
preted in the modern literature, was held by contemporaries as high in the
scale of values as these rival considerations.
The conception of xenia as an institution is another characteristic emer-
ging from these incidents. There existed in the ancient Greek world a form
of behaviour appropriate to xenia in much the same way as there was one .-
appropriate to kinship and friendship. The idea was that through the rites of
initiation the personalities of the actors and their roles as xeno; became
inseparably fused; that. as a result, they became bound by mutual obliga-
tions; and that actions, attitudes and modes of conduct towards each other
flowed from these roles. It was in the name of xenia that Aristagoras
C"I
released Skylax, or that the Thessalians escorted Brasidas. The incident with I-
Klearchos shows that the ideas embodied in the institution might well >-
0-
diverge from the ideas entertained by its incumbent. For we may doubt the o
U
truth of what Klearchos said. Transparently, he thought it to be to his own
personal advantage to continue the march. To the soldiers, however, he
addressed himself not as a self-seeking personality but as the victim of social
necessity: they had to continue the march since he was bound by his role.
The fact that the soldiers yielded indicates the power of this emotional
appeal.
A society which has elaborated the conception of such an institution will
differ from one in which it is absent. The institution provided a channel of
interaction for individuals who by descent and primary attachment be-
longed to different groups and who could not otherwise have co-operated
'naturally'. Historians in antiquity seem to have attached great importance
to this fact. Without Aristagoras' rescue of Skylax, Naxos would probably
have been taken. Without the assistance of the Thessalian xenoi, Brasidas'
march probably could not have been carried out. Without the option of the
emotional appeal to the rights and duties of xenia, Klearchos might have
been unable to continue the march. Whether an abstract idea or a concrete
• Xmophon, Anabasis 1.2.3-5.
2 The Nature of the Obligation 121
11 Herodotus 1.20-22.
lJ Aristotle seeml again to have echoed a popular view when he dncribed the bestowal of
favours and assistance <xaq£oao6m Kat ~L) on friends (philo.). JUnt-friends (XnlO,),
and comrades (hetairai) al the gnatnt of plealures (Politics 2.1263b6). His funher comment,
that "a condition of this il the private ownership of property", is another indication of the
upper-class bias of the institution.
14 land~ in Schmidt d at (eds.) (19n) xvii. For a dncription based on first-hand observa-
tion, 1ft Douglas (1960). Some ancient examples: Histiaios and Koes sparing Darius' bridge
(Herodotus 9.97); Xenagoras of Halicamassus saving the life of Maliltes. son of Darius
(Herodotus 9.107); Neon sparing the trapped Antigonos (Polybius 20.5-6).
U Arrian, Anabasis 1.9.9 and Plutarch, AI~xQ1fd" 10.11. Cf. Uvy 1.1.1 for Aeneas and
Antenor being spared lI~tUJti iur~ hospi'i;.
16 Thucydides 1. 138.4. d. Herodotus 5.35.1 for Aristagoral' inability to fulfil hi5 promite
to Artaphrenes.
2 The Nature of the Obligation 123
legendary story. Herodotus tells us that Themison, the trader from Thera,
was not aware when he made a pact of xenia with Etearchos, ruler of
Oaxus, that he had undertaken to drown Etearchos' daughter. Torn be-
tween his duty as a xenos and general considerations of humanity, Themi-
son enacted a mock-drowning of the young lady. The bizarre scene is clearly
intended as a kind of expiation ceremony for the obligation which Themi-
son was forced to ignore. 1 , A more realistic example comes from Polybius.
The Spartan king Archidamos, fleeing from the other king of Sparta,
Kleomenes, took refuge with a hereditary xenos, Nikagoras of Messene.
When Kleomenes held out an offer of reconciliation, Nikagoras acted as a
mediator. However, at the meeting between the two rulers, Kleomenes
treacherously put Archidamos to death, sparing Nikagoras. Polybius' de-
scription of Nikagoras' psychology is revealing: "To the outside world,
Nikagoras pretended to be grateful to Kleomenes for having spared his life,
but in his heart he bitterly resented what had occurred, for it looked as if he
.-
had been the cause of the king's death". When the right opportunity offered
itself, Nikagoras absolved himself by cunningly implicating Kleomenes in a
plot which ended in his death. 18
To what extent in general people yielded to such constraints seems
impossible to tell. Men at all times seck to reconcile self-interest with social
norms, preferably disguising the former by the latter. But the picture be- C"I
I-
comes somewhat clearer if we focus our attention on violations: what >-
0-
happened when a xenos ignored his duties? o
About the only surviving poem of Timokreon of Rhodes contains bitter U
accusations against lbemistokles the Athenian. The precise context escapes
us, but it is clear that Themistokles accepted money not to restore Timo-
kreon from exile to his native Rhodes even though Timokreon had been his
xenos. In other words, Themistokles preferred self-interest to duty and
withdrew his support precisely when it was most needed. The enraged
Timokreon called Themistokles a liar, cheat and traitor (pseustan, adikQ1"
prodotan) and imprecated curses upon him. 19 The Trojan Hektor was
seemingly guilty of a far lesser offence - he abandoned his xenos, the Lykian
Sarpedon, to the Achaeans - yet was still liable for rebuke. The Lykian
Glaukos impugned his heroic prowess in retribution - "How, then, 0
I? Herodotus 4.tH.
18 Polybius .5.37-8.
19 Timokreon, fragment 1; d. Adkins (1972a) 94.
124 Obligations: Heroic and Civic
hard-hearted, shall you save a worse man in all your company... ?" - and
threatened to withdraw the Lykian army from Troy.20
There were other ways, too, in which the need to conform with the duties
of xenia was impressed on men's minds and dominated their consciousness.
When Aeschines charged Demosthenes with the murder of his own xenos,
he called the deed an asebema, an impious crime, appealing thereby to a
whole array of mystical beliefs. 21 The horror inherent in xenoktonia - a
loaded word, the connotations of which can never fully be rendered by the
phrase 'murder of a guest-friend' - can be illustrated by the crimes with
which it was associated. Drawing a favourable contrast betWeen the polis
and the states of old, Isocrates asked:
Did there not abound in them [i.e. the states of old) murder of brothers and fathers
and xt1loi; matricide and incest and begetting of children by sons with their mothers;
feasting of a father on the flesh of his own sons... 22
Hesiod's Inferno was only slightly less terrifying. Doing wrong to a xenos is
here grouped together with cheating and stealing for gain's sake, lying with
one's brother's wife, offending against orphans, and abusing one's father.
Zeus himself is said to punish such criminals. 21 "D
(1)
The breach of obligations was a sin not only against the contracting party +-oJ
himself but also against the gods. When Herakles murdered his xenos, ..c
Q)
Iphitos, in his own house, the poet branded him as "damnable" (schetlios), I-
not paying due respect to the gods and the rules of hospitality. In consequ- >-
Q.
ence of this murder Herakles was afflicted with a disease which could only o
U
be cured by working off his guilt as a slave in the service of Omphale, queen
of the Lydians. 24 A similar offence was committed by Polymestor, ruler of
Thrace, in the Euripidean play Hecuba. Polymestor betrayed the role of
foster-father and killed Polydoros, the son of the Trojan Priam and Hecuba,
for the gold he carried with him. Hecuba in her grief is made to appeal to the
duties of xenia (nou bLxa ;tvorv;), and refer to the murder as a sacrilegious
deed. 2S In Diodorus' history, Agathokles is said to have suffered a terrible
lO Iliad 17. 140ff.; Themiltokles and Hektor broke the minimalisr ckmand not only of xnria
but perhaps of all amiable relationships in simple cultures: that people involved in 'positive'
relationships should help each o~r as much as possible and never injure each othn. On the
'norm of reciprocity', Itt GouldMr in Schmidt tt al. (eds.) (19n) 28·42.
II Anchines 3.224 (Against Q~s;pho").
u lsocrates S. 122 (To Philip).
U Works ad Days 32()'4, d. Aristophanes, Frogs 147ff. for a parody of this.
l4 Odys~ 21.26·8; Sophocles, Trach;"ia~ 68·72, 248·54, 274-6 (with Kholia); Apollo·
doros 2.6.2·3; Diodorus Siculus 4.31.5·8. Cf. Finley (1981) 116·17 for the implications of the
myth in a different context.
Ij Euripides, H~cuba 710ff.
2 The Nature of the Obligation 125
punishment for the murder of his own phi/os and xenos, Ophellas of
Cyrene:
...for in the same month and in the same day on which he murdered Ophelia!' and
took his anny, he caused the death of his own sons and lost his own army. And what
is most peculiar of all, the god (ho theos) like a good lawgiver (nomothe'~s) exacted
a double punishment from him; for when he had unjustly slain one friend, he was
deprived of two sons, those who had 1>«n with Ophcllas laying violent hands upon
the young men. 26
In fact, the central plot of the Iliad - the abduction of Helen - revolves
around a similar sin. "You defiled me, wretched dogs·', said Menelaos to
the Trojans, "and your heart knew no fear at all of the hard anger of Zeus
loud-thundering, the xenos' god, who some day will utterly sack your steep
city".27 The abduction was a sin in itself and constituted, no doubt, an
offence against hospitality, too, but it was also - and, I suggest, chiefly - a
breach of guest-friendship. That is why, at the first encounter with Alexan-
dros, Menelaos addressed himself to the supreme deity as a betrayed xenos:
.-
Zeus, lord, grant me to punish the man who first did me injury,
brilliant Alexandros, and beat him down under my hands' srrength
that anyone of the men to come may shudder to think of
doing evil to a kindly host (xeinodokon), who has given him friendship.211
Xenophon's Anabasis furnishes an even more realistic account of such a C"I
I-
betrayal. Tissaphemes first made Klearchos his ritualised friend (homo- >-
trapezos). This gave Klearchos sufficient aSSurance to bring all the Greek 0-
o
generals to a conference with the Persian satrap. But then Tissaphernes U
treacherously murdered them all. The comment later made on this by a
Greek participant is revealing: he Tissaphernes did not even reverence
I i •••
34 In the Macedonian and Hellenistic coUI't'St this custOm became formalised and the sons of
nobles brought up with the royal princn (Syrttrapha'1 came to be known as Royal Pages
(basiliio; fHJiJ~s). Cf. Serve (1926) J 7ff.; Kienast (1973) 28ff.; Walbank (1984b) 227.
.j . • . _; :, ~ I: ;,
2 The Nature of the Obligation 127
.-
5.3 SERVICES
It will already have been observed that actions performed in the name of
xenia were not limited to any particular sphere of human activity: ritualised
friendship did not have a 'medium' of its own. It manifested itself partially
in any of the conventional categories of 'warfare', 'diplomacy', or 'trade', C"I
but was not fully contained in any of them. It embraced a range of co- I-
>-
operative acts as wide as one could possibly find in any human society: 0-
o
xeno; could be found providing each other assistance - and, it should be U
noted, substantial assistance - in solving family affairs; in avenging personal
grievances; in lending money; in offering shelter, refuge or asylum; in
ransoming each Other from captivity; in achieving political power; in sub-
verting governments; and overthrowing empires. The reason for this was
that ritualised friendship acted both as a substitute for and above all a
complement to kinship roles. The range (if not the intensity) of the ex-
changes carried out between xeno; was thus wider than that between
kinsmen or close intimates.
Apparently, there was no limit to what a xenos could do for another. Yet
one type of human activity is conspicuously absent from the list: low-class
activities most immediately concerned with getting a livelihood. To be sure,
xeno; did provide each other with grain and some other necessities of life.
But they were not dependent for their survival on such provisions. Ritual-
ised friendship was concerned with extracting spoils for people situated high
above the subsistence level. The services they dispensed belonged to those
41 Minn and Wolf in Schmidt et al. (eds.) (19n) 1.
3 Services 129
physicians, writers and artists loom large in this category - rather than from
his possessions or his advantageous position in the social structure.
Political services. Through these services, civic institutions and networks
of ritualised friendship became thoroughly intertwined. An examination of
this aspect of ritualised friendship yields a surprising picture. The elites of
the ancient world, as we have seen, were engaged in a massive work of
co-operation and exchange across political boundaries. The items they
traded, however, included not only private goods and private services but
also the interests of their entire communities: as it will be demonstrated in
Section 5.5, civic affairs were frequently subordinated to the private in-
terests of ritualised friends. In other words, to contemporaries these net-
works often appeared as organisations of supply for the individuals in-
volved in them rather than for the cities to which the individuals (or one of
them) belonged. Thus, the horizontal ties which linked the elites across
political boundaries appear at times stronger than the vertical ties which .-
bound them to their inferiors within their own communities. To substanti-
ate this claim, a reassessment of some key concepts is necessary. In what
follows, I hope to show that when ancient writers wrote of proxeno;,
epitedeioi and philo; in other cities, they meant something different from
what is customarily thought. Proxeno; may be considered first.
C"I
I-
>-
5,4 XENIA and PROXENIA 0-
o
U
The proxeny is by far the most copiously documented political institution of
antiquity. It is attested by thousands of inscriptions on stone or lead stem-
ming from a geographic area roughly coterminous with the Greek world
and covering a temporal span from the seventh century B.C. to the second
century A.D. Proxeny decrees are remarkable documents, for which it is
hard to find parallels in other cultures. Irrespective of the time or place of
publication, they display a series of features in common.
The grantor of a proxeny decree is always a community, mostly a city but
sometimes a civic subdivision or cult association. The grantee, the recipient
of the title of proxenos (and of some other titles and privileges which go
with it), is always a stranger, an outsider. This general rule does not allow
for exceptions. In all known proxeny decrees, the grantee originated invari-
ably from communities distinct from those which granted the title. 45 In
4' Cf. Marek (1984), me catalogues at 8·118. The dmri#toPf of the recipients is never
omitted from the decrees.
4 Xenia and Proxenia 131
other words, no citizen could ever become a proxenos of his own commun-
ity. This distinction between 'inside" and 'outside' persisted even after the
grant of proxeny. For the grantees were expected to further the interrsts of
the granting community either in their own communities or in a place which
(in relation to the granting community) constituted 'abroad'. An explana-
tory note to a fourth-century oration illustrates this well: "Proxenoi are
those who in their own fatherlands look after [the affairs of] other cities". 46
Concrete examples show that, as with xenia, this regularity did not allow
for exceptions.
Some proxeny decrees are extremely short and uninformative, others are
long and contain a host of minute details. But whatever their length, they
are set out within an extremely rigid stylistic framework: with rare excep-
tions, epigraphists have no difficulty in classifying an inscription as 'pro-
xeny'. Most decrees contain an introductory clause identifying the commun-
al agency issuing the document; a middle clause naming the recipient and
describing the acts by virtue of which he was given the honour; and a final
clause listing the honours and privileges which he would be given in return.
A good example of a typical decree (Fig. 11) would be this inscription from
Athens:
Gods
Resolved by the Boule and the Peop-
le, Antiochis held the prytany, Euk-
leides was Secretary, Hierokl-
es presided, Euktemon was Archon [=40817 B.C.].
Dieitrephes made the motion: Since
he is a good man, Oiniades of Pal-
aiskiathos, to the city
of the Athenians, and zealous to d-
o whatever good he can, and is of b-
enefit to [any) Athenian who comes
to Skiathos, commendation shall be given
him and he shall be recorded
as proxeno$ and euergetes of the Athe-
nians, and his descendants [as well); a-
nd that he be not harmed shall be the
responsibility both of the Boule, whichever i-
s in office, and of the gener-
als and the Athenian governor in Ski-
athos, whoever he may be on each occasion. This d-
ecree shall be inscribed by the s-
ecretary of the Boule on a stel-
46 Scholion to Aeschines 3.138 (Against Ct~s;Pho,,). See Marek (1984) 393 for other
lexicographical definitions.
132 Obligations: Heroic and Civic
e of marble and shall be set up on the A-
cropolis. He shall also be invited fo-
r xenia to the Prytaneion for t-
omorrow.·'
Proxenia was not known to Homer; only xenia was. And xenia, as
demonstrated in this study, was an essentially private institution. The ear-
liest document containing the term proxenos (more precisely, proxenwos),
dates from the last quarter of the seventh century B.C. It is a funerary
monument erected by the people of Corcyra for one Menekrates of Dean-
thea (LocriS).48 In the verse epitaph inscribed on the stone, the Corcyraeans
called Menekrates "a dear proxenos of the demos" - thereby marking a new
departure. Its significance lay in the representation of a collectivity of people
as an individual person wielding authority and conducting international
diplomatic activity (ef. Fig. 12 with Fig. 5, p.52, for the appropriation of the
visual symbolism of xenia by the city). Once established, this pattern was to
persist until the disappearance of the institution some eight centuries there-
.-
after: the proxeny will remain throughout this period an agreement between
a community of people personified as a single individual, and a 'reaP
individual outsider.
Revolutions, as opposed to invasions, are seldom capable of bringing
about a total rupture with the past. Earlier forms are mostly remodelled, C"I
I-
renamed, and re-adapted to suit new circumstances. The institution of >-
0-
proxeny was not, I suggest, exceptional in this respect. The earlier institu- o
tion was xenia; the new circumstances were the self-conscious communities U
of the city-state; and the result was proxenia. In other words, proxenia was
a communal invention using as a model xenia. 49 Someone must have hit
upon the idea of supplying the newly constituted communities with a device
similar to that which served the lords at whose expense the community had
gained power. We can even catch a glimpse of an intermediary stage
between the xenos-xenos and the city-proxenos stage which might have
facilitated the invention: powerful individuals, preferably rulers, would
47 IG I' 110, adapted (excludang lines 26·31) from the tran,lanon in C.W. Fornara, Archaic
Tim~1 to the End of tilt Pdopo"ntsia" War, 2nd edn. (Cambridge, 1983) no. 160. The format
of the translation imitat~ as clowly as possible the format of the original; hence the unconven-
tional hyphenation.
411 Meiggs and Lewis (1969) no.4.
49 Marek (1984) 387 challens" the traditional view (for a summary of which, see Gschnit·
zer (1973) 632) and denies any ronMxion betwttn proxeny and what previous scholars called
Gastrecht on the grounds that 'hospitality' nlcompassn a range of dutin tOO narrow to have
given rise to the all-purpose proxeny. But if we repla« 'hospitality' with 'rituali~ friendship',
then thne difficulties disappear.
4 Xenia and Proxenia 133
ro
"C
..,
(I)
ro
~
"tJ
(I)
~
.s:::.
0)
'C
>-
C-
O
U
-; :, ~ ;,
136 Obligations: Heroic and Civic
if not that the private etiquette of reciprocity had been transferred to the
communal level? And finally, what is the meal (xbtra) to which the city
invites its proxeno; if not an institutionalised 'fenion of the feasting which
sealed guest-friendships?s"
... In chis 1Upec"''t roo, the distinction between citizens and fompen wu meticulously
maintained~ hononnds awarded citizenship were inYited to dftprtorr: prourroi and non-cilizen
honorands, to xhri4, d. Henry (1983) 262·75.
4 Xenia and Proxenia 137
Apan from these superficial similarities, however, [here are mor~ pro-
found points of intersection between proxen;a and xenia.
There were only two ways in which a foreigner could become a proxenos:
he could mherit the title, or he could be recommended to it by an inda~idual.
To be sure, the extut sources convey the Impression of a third way, which
can be illustrated by the Case of Nymphodoros of Abdera. Thucydides tells
us that the Athenians made Nymphodoro$ their proxenos since he was a
confidant and father-an-law of Sitalkes, King of Thracians, whom the Athe-
nians wished to bnng into an alliance. This, however, should not mislead us
into believing that the mitiative for the award of proxeny came from the
138 Obligations: Heroic and Civic
Athenians as a whole. What happened in practice was, presumably, that an
Athenian friend of Nymphodoros supplied the officials in power with the
necessary information about Nymphodoros' connexions. Upon realising the
advantages that might accrue to Athens from such a move, the officials
indeed set in motion the political machinery for awarding the proxeny, and
only this aspect of the affair is recorded by Thucydides. In brief, for a
stranger to become a proxenos, he needed a mediator who enjoyed the
citizens' confidence and who could recommend him to those in power. 55 If
he inherited the title, he had to be recommended too: proxenia, like xenia,
lasted for ever theoretically, but had always to be renewed in practice. 56
The most natural candidate to make such recommendations was a man
who was at one and the same time a citizen and a xenos. I propose to defend
this view by showing that a series of considerations, each of which is in itself
inconclusive, in fact fall together to form a coherent picture. But first a
methodological note is appropriate. It seems to me misleading to approach .-
the problem through proxeny decrees alone: their capacity to convey in·
formation is limited by their stereotypical framework; unlike the literary
sources, they cannot tell us about the bargaining and manipulations that
preceded a grant. Like marriage certificates today, they reduce a complex of
human affairs to a banal formula. To gain a three·dimensional view of the
process, other kinds of evidence must be brought into the discussion and C"I
I-
sometimes given more weight than the decrees themselves, even if in quan· >-
0-
titative terms they are less impressive. o
The first argument involves a logical exercise. It is true that we have no U
detailed information about the 'communal revolution'. But we know this
much: that the pre·political world was interlaced with a network of xenia
alliances binding the elites of different communities together; that the
community constituted itself as a final authority by reducing the power of
these elites and by incorporating them into the citizen body; that the
community devised a new institution by which to regulate its relationships
with the outside world, the proxeny. The question then arises: How was
proxenia related to xenia? There are two possible alternatives: either the
community established a formal, impersonal and official tie with individuals
JS Nymphodoros' mediation: Thucydides 2.29. For the peculiarity of Sparta in this rnpect
- che appoinrmenr of Spamn citizens as proxmo; of foreign communities by the Spartan kings
themselves (Herodotus 6.57.2) - see Mosley (1971 b).
J6 There is a mealins differma between the renewal procedures in the two contexts: xmUl
was renewed by means of a ritual aet (d. Section 3.4); proxmi4 by means of a public
resolution. Cf. Marek (1984) 161 for examples of rmewal clauses in proxeny decrees; Daux
(t 937) for Alkibiadcs' proxmy chat was renounced but remained valid nonethdm (Thucy-
elides 5.~J .2).
4 Xenia and Proxenia 1.19
abroad, or it simply harnessed the existing private ties of xenia for its own
interests. The first hypothesis would mean that the administrative machin-
ery of the Greek state somehow prefigured the rational and impersonal
bureaucracies of the modern age, and has to be discarded at once. Even in
historical times, Greek states displayed a basic mistrust of ties which were
formal, temporary and official: time and again, they included in their
embassies people who already stood in some warm and enduring rela-
tionship with the persons to be approached. 57 It is unlikely that things were
organised differently at a time when the city, the citizenship and the whole
notion of community were still in their embryonic form. On the other hand,
what could be simpler than to use existing private connexions for public
purposes? The model that presents itself, therefore, is this: in order to
extend their power abroad, communities first conducted affairs with a
foreigner through the intermediary of one who was both a citizen at home
and a xenos of the foreigner; next, they made this foreigner into a proxenos,
bringing him into relations of mutual obligation and dependence with the
.-
community itself, independently of his private bonds of xenia. Thus it came
about that networks of proxen;a; roughly coincided with the networks of
xenia; to which they owed their origin. If the appointment of proxeno; were
independent of xenia networks, it would be hard to explain why there are
sometimes several proxeno; of the same city in another city..~8 The multiple C"I
I-
proxenies must have corresponded to the multiple ties of xenia between the >-
0-
citizens of the respective cities. o
The next consideration is linguistic. The argument is that to the users of U
the language it simply seemed self-evident that proxen;a implied xenia. A
passage from the 15th oration in the Demosthenic corpus can illustrate the
whole pattern. In order to gain an understanding of the usage, a short
outline of the events leading up to the incident is appropriate. The revolt of
Rhodes against Athens in the early 60s of the fourth century constituted a
serious blow for Athens, all the more so since at the time of the revolt
Rhodes was under democratic rule. The rebellious democracy, however, did
not survive for long. In 355 B.C., cenain oligarchs, actively supported by
Mausolus, the powerful potentate of Caria, overthrew the regime and set up
an oligarchy. The coup was followed by the most commonplace practice of
Greek politics, the banishment of defeated rivals. Two years after these
events, in 353 B.C., we encounter the banished democrats in Athens. The
" IXmosthenes 15.15 (For th~ LiMrly oftM Rhodi4ns). a., for similar usage!, Too (1933)
no.34, lines 11-12, discussed above, p.4; FGrH 392 (Hermailaos of Chios) F6; Pau5anias
3.8.4.
60 Dm10sthenn 21.200 (Against MMias); my translation.
" It is explicitly stated in Demosthmes 21.110. For the background of the incident. see
Brunt (1969).
'2 Further example!: Aeschine!2.191 (On t"~ E",baSlY) (Demosthenes betrays the intern"
of the city to Thebes, whose proxnros he is); Dcmosthmes 18.82 (0" 1M era"",) (Anchines
aets as a ·proxenos· of ambassadon who come from Philistides of <>reus and Kleitarchos of
Eretria).
4 Xrnia and Proxenia 141
convert the grantees into ext~rnal allies but effect their actual incorporation
into thr communal group. Secondly, citizenship grants were relatively rare:
for thr approximatively 94 rpigraphicaJly attrstrd grants of proxeny in
fifth-crntury Athens, there are only 6 ~pigraphically attc:sted grants of
citizenship.b) If, indeed, xenia ties tum out to undrrpin the grants of these
much more jealously guardrd prerogatives, we might rxpect a similar
mechanism to apply to the grant of proxenies.
In identifying ties of xenia, use has been madr of the attributes of the
bond drscribed in the prrvious chapters. Thry include: (a) the explicit
mention of xenia or philia between individuals belonging to diffrrent com-
munities; (b) rderences to thr exchange of benefits betwern thr grantre and
a contemporary citizen (or between their ancestors); (c) naming (as de-
scribed in Section 2.3, p.19ff.). By using these pointers, 23 cases have been
identified in which it can be said with varying degrees of certainty that the
proxeny or citizenship had been secured through the intervention of a
citizen-xenos (Appendix B).
.-
As compared with thr hundreds of surviving decrees honouring for-
rigners, this figure might seem to argue for the insignificance of xenia ties.
Funher thought, however, suggrsts that thr contrary might be the case. To
havr a fair comparison, the analytical groups should be cardully idrntifird,
and M.B. Walbank's collrction of grants of proxc:nies from fifth-century C"I
I-
Athens may offer a useful sampling base. The 94 grants included in this >-
0..
study may be dividrd into two categories: 84 grants attested only o
epigraphically,64 and 10 attested both rpigraphically and in litrrary sources U
(or only in thr latter).65 It might at first sight seem ho~lrss to try to infer
ties of xenia from proxeny decrees alone. But even in the inscriptions
included in this first category there are three in which thr namr of the
grantre points to a possible citizen-xenos. 66 Given the facts that, first, two
people could well be xeno; without resorting to the custom of naming;
secondly, that there might be other cases of homonymity which, brcause
thry do not belong to such prominent citizens, escape our attention; and
thirdly, that in 38 out of thr 84 inscriptions included in this catrgory thr
name of the grantee is illrgible 67 - thrre is a fairly high number. In a fourth
6_' Cf. M.B. Walbank (1978) nos. 1·94 with Osborne (1981-83) nos. 1·6. some of which are
collective grants. For the whole period c. 420·140 B.C., Osborne has collected about 118
grants of Athenian citizenship; grants of proxmy for the same period come c10~ to one
thousand.
64 Nm. 3·4. 6·17.19·29.31-44.45 (but d. p.252). 46. 48·59, 61·5, 67·9, 71·89, 91-4.
65 Nos. 1.2,5, 18. 30.47. 60. 66, 70, 90.
66 No. 11. a Thespian called Athenaios; no.32. Nikias of Crete. presumably a xmos of the
Athenian general; no. 74, Thoukydidn of Pharsalus, prnumably a x~"OJ of the historian's
family.
67 Nos. 10. 13. 20, 21, 23. 26, 28, 31. 33-7, 40·2, 44, 5 I, 53·9,62.69. 71, 72, 76, 77, 79.
83. 84. 89. 92, 93. 94.
142 Obligat;ons: Hero;c and Civic
inscription from this category, it is possible to infer from the content itself
the existence of a hereditary relationship between the honorand, Apollodor-
os of Selymbria, and the proposer of the rider, Alkibiades. 68 Indeed, the
suspicion that xeno; were involved in securing the grants is confirmed if we
move to the second category - grants attested also (or only) in literary
sources. Here, there are only 4 cases out of lOin which the meagre literary
evidence does not point to a possible xenia connexion. 69 It is therefore hard
to accept Marek's conclusion that most of the proxeny grants served the
political interests of the community and were largely independent of private
interests.'o Communities no doubt perceived it to be to their own advantage
to make use of the connexions of their influential citizens; and it also seems
clear that the grantees did benefit the communities either directly - by giving
a gift or performing a valuable service for the whole community - or
indirectly - by helping out their own xenos in a situation in which he
represented communal interests.'1 There was thus a cenain element of
symbiosis between public and private interests. In general, however, we
shall see that the interests of xeno; only rarely coincided with civic interests:
structurally and inherently, they were opposed to them.
•1 No. 86.
" Nos. 30, 47. 60. 66. In nos. 1.2,5, 18, 70 and 90. the xnrilJ is evident from the literary
sources, 1ft Appendix B.
'0 Marek (1984) 134.
,. For example, when Byzantium admitted the winning Spanan gmeral. l.ysander. in 40S
B.C., thole Byzantines who had beforehand betrayed ~ city to Alkibiadcs went to Arhms and
were given citizenship (Xenophon. H~lInr;c4 2.1.3).
12 Finley (1979) 90, his italics.
5 Followers, Factions, and the City 143
tated and would make some conciliatory gesture while it was still untouched. 75 >-
0..
Archidamos' dilatoriness, described by Thucydides in such striking terms,
o
U
is, in my view, related to his xenia with Perikles, and I propose to suppon
that view by showing that this and some other sections of books 1-2 simply
make no sense unless we accept it. On the other hand, if we do accept this
view, then the problematic sections fall into a pattern which is logically in
accord with similar sections in Thucydides and factually consistent with
what we know of ritualised friendship from other sources.
The obvious alternative explanation is the one implicitly accepted in
modem research: that Archidamos, being a man of intelligence and modera-
tion, was opposed to the war on practical grounds. He simply foresaw that,
given the prevailing balance of power, Sparta could not win it, and therefore
resorted to dilatory tactics.
It is true that this explanation cannot be totally discarded: Thucydides
, J Thucydides 2.18, ci~d here; this should be ~ad with the comments of Gomme (1945 -81 )
vo!.U, 67ff.
74 The rderencc is to Archidamos' conciliatory speech in Thucydides 1.80-85.
7$ Adapted from the translation by R. Warner, Thucydid~s: Hislory of the Ptlopo,.n~sian
War (Harmondsworth, 1972), my italics.
144 Obligations: Heroic and Civic
himself makes somr allusions to it. But hr makes rven clrarer allusions to
the view propounded here - in fact, he almost states it explicitly. For what is
the role of 2.13, in which the xenia between Perikles and Archidamos is
revealed? A considerable mental effon is needed to grasp the full impon of
this fact, to realise that the, to us, unusual characteristics of ritualised
friendship were for Thucydides self-evident. He took it for granted that
powerful individuals from different communities were involved in networks
of alliance; that a continuous flow of gifts, resources, favours and services
was the compulsory expression of this involvement; that the alliances were
structured by an aristocratic code of conduct and buttressed by an heroic
ethos; and, finally, that they were inherently opposed to communal in-
terests. So obvious a pan of his reality were these features of ritualised
friendship, that it sufficed to indicate them all with the aid of a few simple
words. And that is precisely what Thucydides does in 2.13.
One qualification is necessary. It might legitimately be asked, why, if this .-
was the case, Thucydides did not make an explicit refrrence to it. In my
view, the reason why he docs not say that Archidamos' tactics flowed from
xenia is that he did not have such information as would pass the test of his
critical methods: he guessed it. And thus, instead of stating the connexion,
he suggested it. By constantly presenting Archidamos' actions as seen by the
Peloponnesians - Uthey said", Uit was thought", are the recurring formula C"I
I-
- Thucydides makes it clear that neither he, the story-teller, nor Archida- >-
0-
mos, the actor, shared this view. On the other hand, the xenia itself he o
presented as an objective fact. What he signified by this fact was a general U
obligation to help one's panner - an obligation which, by the standards of
action to which Thucydides was accustomed, did not exclude the possibility
of subordinating the entire interests of the Peloponnesians to it: this possi-
bility is foreshadowed by the examples of Pausanias and Themistokles in
Book 1, and is fully realised in the case of our other two xenoi-dyads.
Archidamos and Perikles, in a similar fashion, pursued a cenain policy
which tried desperately to reconcile their private involvement with their
public responsibilities. Both were criticised by the demos for not making
satisfactory representation of communal interests. And both had in the end
to sacrifice their xenia in order to remain in power. By a refined mastery of
composition, Thucydides thus interweaves the story of the escalation of the
rivalry between Athens and Spana with thr story of the tragic friendship
between Perikles and Archidamos. If Archidamos' behaviour indeed flowed
from his cautious character, then chaptrr 2.13, in which the xenia is
revealed, would be a casual aside providing a mere anecdote, an almost
redundant piece of information. If, however, the view propounded here is
5 Followers, Factions, and the City 145
accepted, then chapter 2.13 becomes a clue to the behaviour of the two
leaders, a central motif which runs through the first two books.
The events leading to our next incident can briefly be summarised.
Following the peace of Nikias in 421 B.C., a major reshuffle of political
alliances took place. In 419 B.C., Athens entered into an alliance with Argos
and her allies, Elis and Mantinea. The quadruple alliance at once initiated a
series of expeditions against Epidaurus, a city allied with Spana. Thucy-
dides describes the Spanans' motives for taking counter-measures in ex-
ceedingly lucid terms: first, her Epidaurian allies were in distress; secondly,
some of her allies in the Peloponnesus had revolted; finally, other allies were
not well disposed towards her. Thus, for fear of more desertions, the
Spanans assembled an army which Thucydides would later describe as "the
finest Hellenic army that has ever been brought together ... a force that
looked as though it could hold its own not only against the Argive League
but against another such League in addition". This army, now, under the
leadership of Agis, son of Archidamos, marched against Argos. The two
rival armies, the Peloponnesian and the Argive, were forming up in order of
battle, the Peloponnesians securing for themselves a more advantageous
"D
position, when our remarkable incident occurred: (1)
+-oJ
The greater part of the army of the Argives and their allies, so far from realising how ..c
Q)
dangerous their position was, thought that they were going to fight on very favour-
I-
able conditions, with the Spartans cut off in their own country dose to their city. But >-
two men among the Argives - Thrasyllos, who was one of the five generals, and Q.
o
Alkiphron, who was proxmos of the Spartans - just when the armies were on the U
point of meeting, went forward, held a conference with Agis, and urged him not to
bring on a banle, saying that the Argives were prepared to submit to fair and ~ual
arbitration any complaints that Sparta had to make against them, and to make a
treaty and live in peace for the future. In saying this they spoke entirely for
themselves, with no authority from the mass of the army. Agis, too, in accepting
their proposals, acted on his own responsibility, and did not even discuss the
question with the majority. He took into his confidence only one man among the
high officers who were serving with him, and made a truce for four months, in the
course of which time the Argives were expected to carry out what they had prom-
ised. He then immediately led his army off, giving no explanation to any of his other
allies. 76
It is necessary to indicate that existing interpretations of the passage are
unsatisfactory. Gomme recognises the difficulty but leaves it unresolved. 77
Bury and Meiggs misrepresent the text: "The soldiers of both Thrasyllos
and Agis were confident of victory, but the generals were of another mind.
Agis, as well as his antagonist, considered his position precarious, and
711J.8. Bury and R. Mtiggs, A History of Gruu (I.ondon, 1975), 4th edn., 289.
~ D. Kag2n. TIn P~au of Nidas and th~ Sidli"" Exp~djtion (Ithaca and London. 1981)
100, repeating an argumenr ser our originally in Cltwital Philology 4 (1962) 209·18.
5 Followers, Factions, and the City 147
enemies of Sparta, would necessarily mean the end of the recent alliance
with Sparta. The most prominent figure among those who wished to dis-
solve the alliance with Spana was Alkibiades. It seemed better to him to
have an alliance with the Argives, not least because he considered himself to
have been slighted by the Spanans. For the Spartans had negotiated the
alliance with Athens through Nikias and Laches, not himself. They had
overlooked him because of his youth, and failed to show the honour that
was due him on account of his proxeny with Spana, which he had inherited
from his ancestors. Publicly, Alkibiades did his best to discredit the Spar-
tans. He alleged that they were not trustworthy, that their only object in
concluding the treaty with the Athenians was to be able in this way to crush
the Argives and proceed then against the Athenians themselves. He sent a
personal message to the Argives, urging them to come to Athens with the
Mantineans and the Eleans as quickly as possible, and stating that he would
do everything he could to bring about an alliance. The Argives sent their .-
envoys at once. At the same time, however, a rival embassy from Spana also
arrived in Athens - an embassy which the Spartans thought would be
acceptable to the Athenians. The embassy was intended to forestall the
Athenian-Argive alliance and, at the same time, offer some concessions and
explanations for previous moves made by the Spanans. The ambassadors
C"I
spoke in front of the Athenian Council on these points, making it clear that I-
they had come with full powers (autokratores) to reach an agreement. This >-
0-
speech made Alkibiades afraid that, if repeated in front of the Assembly, it o
might persuade the demos not to enter into the alliance with Argos. He U
therefore resoned to an intrigue. We can now follow Thucydides literally:
By giving pistis to the Spartans, he persuaded them that, if they made no mention of
their full powers in the Assembly, he would give Pylos bade to them (which was one
of the objects of the embassy], saying that he himself would get the Athenians to
agree to this, just as it was now he who was opposing the idea; he would also
arrange for the other points to be settled. His plan was to drive a wedge between the
Spanans and Nikias, and also he intended by attacking them in the assembly for
having no sincerity in their intentions and for never saying the same thing twice to
bring about the alliance with Argos, Elis and Mantinea. And so indeed it happened.
When they came forward in front of the people and, in reply to a question, said just
the opposite of what they had said in the Council - namely that they had not come
with full powers - the Athenians lost all patience with them, and listened instead to
AJkibiades, who now attacked the Spartans even more bitterly than before. They
were in fact prepared to bring in the Argives and those who had come with them
immediately and to make them their allies. 8o
It is unnecessary to dwell here on the counter-measures taken by Nikias
friends (philol1 to join him, ... he seized the Akropolis with the intention of making >-
0-
himself tyrant... 87 o
U
In fact most, if not all, of the exchanges of goods and services considered in
this study were conducted within the framework of such groups. For one
peculiar feature of these groups was the multiplicity of uses to which they
could be put, and it is this versatility which deserves closer examination.
When Alkibiades disobeyed the summons recalling him to Athens, the
Athenians "sentenced him and those with him" (ot f,1£t'!xdvOtl) to death. 88
Alkibiades, like most xeno; figuring in this study, was always accompanied
by a close circle of followers - so close that the Athenians deemed them
indistinguishable from himself. In the sources, these followers are denoted
by a variety of unimpressive words, "those with/around/following some-
., For example, Thucydides 1.3.3; 5.42.1; 6.53.]; 8.65.1. Xenophon, Anaba$is 1.5.8;
Hellenica 3.1.10; 3.5.4; 5.2.36; .~.3. 13; 6.5.6·8 (numerous refercnces). l.ysias B.19 (Against
Agoratus); lsocratt$, Lett~ 2.8,13; uttv 6.]2; Demosthenes 20.59 (Against Uplines); 56.7
(Against Dion)'sodorus); (59).99 (Against Ntana); Hellenica Oxyrhynchia 12.2, 13.1 (d.
Calhoun (1913) 7 n.3 and Aurenche (1974) 15-29). Th~ followers are sometimes described in
inscriptions: M.B. Walbank (1978) no.85.line 27. IG 11 2 109; IG 11 2 226. For the Hellenistic
period, see Polybius 5.48.12; 5.63.1; 4.48.12; 13.6. As some of these laner examples show, in
the Hellenistic age the expression 01 :'CfQ£ nva Kerns to have become a paraphrase for the
person himself. I know of no serious study of this important subject.
90 Hcrodotus 3.] 25 .
91 Thucydidn 6.54.6. The expression o+Wv autci1v includes both relatives and friends,
MnCC my rendering as 'one of their own men'.
, • I .: , • ,,'~, : : '. ~ .',,: '. ' :
'I' • . ; :, ~ I: :,
5 followers. Fact;ons, and the City 153
::v
continents. lOS 4-J
In sum, throughout its history, the Greek city was torn by conflict
between upper-class factions who derived their power and resources from
foci of power which lay outside its boundaries. Networks of alliances linked
factions from several cities and radiated from the great empires located at
the fringes of the world of cities, creating a system of external friendships
that could offer rewards - wealth, fame, position - even more tempting than
those of the city itself. It was a system that had not changed significantly
since the days of the epos. What had changed was the range of services
available for exchange: when the city came into being, the services that
could be performed through political institutions came to be added to the
10J The groups are as follows: (a) Nos. ~9, 57, 83. 157. 164,269,357.380,412,445,466,
467,~80,~94,501.502.545.554.556,598.602,603.606,613,621. 782, 802,645.648,
700, 757. (b) Nos. 37 (Lyn«sris). 250 (Lyn«sris), 1~3 (Elimioris). ~39 (EJimioris), 4~6
(Orcstis), 627 (Orcstis), 780 (E1imiotis), 668 (Eordaea). (c) Nos. 101 (Amphipolis). 139
(Ph.nalol). 253 (Corinrh). 258 (Greece ?), .102 (Mytilene). 308 (Gre«e ?), 317 (Cardia), 17
(Teos), 292 (Greece ?), 350 (Thrace), 427 (lIIyria). 46~ (Mytilene), ~86 (Penia), 521 (Lari~),
544 (Cme), 5~8 (Epirus). 586 (Penia. to judge by the name), 788 (Acamania). 719 (Cyprus).
Nos. 72. 745 and 789 are unclassifiable and are therefore left out of account. In doubtful casn
I have accepted Berve's conjectures.
104 Habicht (1958); Herman (t 980/1); Walbank (198~a).
10$ Cf. Bagnall (1976). who providn a good example of how remote territories would be
controlled through networks of friends. In the third century B.C.. the 'Ptolemaic possessions'
outside Egypt included Cyrenaica, Cyprus. Phoenicia, Palestine. Code·Syria. and parts of Asia
Minor and the Greek islands.
, • I .: , • ,,'~, : : '. ~ .',,: '. ' :
106 Pausanias 7.10.1-3. The passage carries the history of Greece down to the conquest by
the Romans on similar principln.
107 a. Finley (1977) 116-17. The evidence produced by Glftnhalgh (1972) for 'patriotic
pride' in the age of Homer shrinks to insignificance when compared with some of the genuinely
patriotic utterances from the Classical age cited below.
'I' • . ; :, ~ I: :,
6 Treason and Patriotism 157
could still pamt a favourable picture of Thorax of Larisa, a man who
harboured Xerxes and opened the way for Mardonius' invasion of
Greece. lOR The conclusion must therefore be drawn that the critical outlook
which Pausanias expressed and clearly accepted without question had been
extricated, by means of a gradual and painstaking process, from converst'
premises. An anecdote incorporated into Herodotus' history might point to
the first germs of the emerging alternative. Mardonius, having invaded
Athens, sent a messenger to the Athenian Council in Salamis offering
friendship. Lykidas, one of the councillors, declared that it seemed to him
best to receive the offer and lay it before the Assembly. "This was the
opinion which he declared", comments Herodotus, "either because he
received money from Mardonius, or because the plan pleased him". But the
Athenian councillors were so wroth that they stoned Lykidas to death. 109
Only dim traces are visible of the process by which this crude form of
communal solidarity became refined and gathered ideological weight. But
we can sec enough to conclude that it did so in opposition to upper-class
individuals united by xenia. Throughout Greek history, it was the commun-
ity that arrayed itself against the one-time hero, against xenoi plotting its
plundering, subjection and exploitation.
In the first instance, the community defended itself b}' punishing them. In
Athens, ostracism was perhaps the best-known instrument of punishment.
The people who were ostracised at the beginning of the fifth century were of
high social status, of noble birth, and some of them, like Themistokles, are
known from literary sources for their involvement with the Persians. llf} It
seems thus likely that even if in later times ostracism became a tool of
political rivalry inside Athens,lll its original purpose was to restrict the
ability of upper-class citizens to draw on foreign allies in order to subvert
the people's rule. "Kallixenos traitor", says one potsherd from the early
fifth century, unmistakably echoing an angry cry of the Demos; "Aristeides,
brother of the Persian general Datis", says another (Fig. 15a,b), and there
can be little doubt that what was envisaged here were Persian magnates
acting in concert with Athenian xeno; to the detriment of the Athenian
collectivity.
The Peloponnesian War was punctuated by events which fit a similar
pattern. The xenoi of rival forces who preferred their private alliances to
communal duties were criticised, banished or executed. Perikles gave his
11111 Pindar, Pythian 10 and Herodotus 9.1. It should be noted, however. thar the poem
preceded the inva~ion.
1M Herod()tu~ 9.5.
110 Meiggs and Lewis (1969) 40ff. give a usdul catalogue.
III Cf. Finley (1973h) 26.
158 ObligQtions: H~o;c and Civic
APIITI---J
TO~~ ---
AAEAf ---
ro
'-
(lJ
......
• b
ro
:E
fiB. lS.,b Xmi. aad tmuon '0
OStrlka from Athens from the earl, fifth century bearing me inlcriPbons • "Aria· Q)
......
teides, brothet of Dati,", and b "Kallixenos traitor--. (For the reading, d. A.Eo .c
RaubitlCbek in Charit", Nstsebrift Ltmglo~ (Bonn 19S7) 240; G.A. Stamires and .-0'
'-
E. Vanderpool in H~spma 19 (1950) 390; and Meigs and Lewis (1969) 42). As ~
'brother- is a convenient synonym of 'unos' - Pylades, for instance, in plays by a.
o
Eunpldes js styled both as Orestes' xmos and brother (Eur. E.l. 83 and Or. 1015)-it U
is evident that the idea of treason is here expressed through the" metaphor of
ritualised friendsillp.
estate to the demos as proof of his loyalty, but his patriotism and abstinence
from bribery were nonetheless impugned. 112 ArchidamOi himself, as we
have seen, was severely criticised, and his case reminded the Athenians of
Pleistoanax, son of Paosanias, who fourteen years before the .ar had been
banished from Spana on account of a similar, apparently inexplicable,
withdrawal from Attica. 1 U The Spartans refrained from their original idea
of imposing a fine on Agis (the king who failed to give battle at Argos) and
of razing his bOUie, but they enacted a law preventing him from leading an
army OUt of the city without the consent of ten Spanan advisers elected
by the city. I 14 The Argives made an angry demonstration against those who
made the truce without consulting the many (Plnhos): Thrasyllol eteaped
IU In Thucydides 2.60, he iI made to answer such chUJel.
tl) Thucydidcs 2.21.1. He wu luapcacd of "bcqJ penuadcd 1¥itb the aid of 1IIODC1-•
.... Thucydidcs 5.63.4.
6 Treason and Patriotism 159
being stoned by the skin of his teeth, and his property was confiscated. And
Themistokles, the Athenian, after his death in Asia Minor, had to be buried
in Attica by his relations, without the Athenians' knowledge - "for it was
not lawful to bury him there, as he had been banished for treason". 11~
There are good reasons to believe that it was with similar situations in mind
that the Athenian law of treason was formulated: "if anyone shall be traitor
of the po/is,... he shall be tried before a popular jury (dikasterion), and if he
be convicted, he shall not be buried in Attica, and his property shall be
confiscated". 1 16
But there were subtler means at hand by which to curb aristocratic
power. An intriguing process comes into play whenever a group subjected to
self-imposed regulations enters the scene. "After the rise of cities", observed
a student of primitive societies, "men became something different from
what they had been before".117 The case for ancient Greece can be illus-
trated by the example of Alkibiades. This inveterate aristocrat, whose own
behaviour was clearly shaped by the ideal of the Homeric hero, could at the
same time declare himself a "lover of his city" and crave desperately for
recognition by his fellow Athenians. The same ambivalence runs through
the careers of most of the other major figures of Greek history. They tried
persistently to have the best of both worlds: like Alkibiades, they engaged in
intrigues by means of xenia connexions; but, when required, they posed as
loyal citizens. I 18 Xenia and patriotism pulled in two opposing directions,
and, in practice, xenia could be preferred to patriotism. But the fact remains
that patriotism would not be left unrecognised.
For the community set new ideals of behaviour and generated hitherto
unknown criteria for passing moral judgements. It devised new points of
reference for interpreting the world, and imposed a way of thinking which
took the city as its point of departure. Most important, it prompted its
members to remodel their own personalities to meet these standards. What
set Agesilaos and Alkibiadcs apart from the pre-state heroes was that they
yielded - however panially - to this drive. What distinguished Perikles and
Archidamos from Diomedes and Glaukos was their repudiation of xenia -
II ~ Thucydides 1.138.6.
116 Xenophon, Hellenica 1.7.22.
117 Redfield (1953) v.
1111 For example, when Xenophon's patron, Agesilaos, received a letter offering xenia and
phi/ia with the Great King of Persia, he is said to have told the messenger: "Tell his majesty,
that there is no need for him to send me private Imers, but, if he gives proof of friendship for
Sparta, and goodwill towards Greece, I on my part will be his friend with all my heart. But if he
is found plotting against them, let him not hope to have a friend in me, however many letters I
may receive" (Xcnophon, Agesi/aus 8.3). The whole C'Ssay may be viewed as an unsuccessful
attempt to iron out the inconsistency ~een A~ilao~' image as a loyal xenos and an
obedient servant of his city.
160 Obligations: Heroic and Civic
119 Demosthenn 18.284 and 280 (0" tbe Crown). a~rly, the orator was using a diche.
el., for very similar phrases, lsocrates 16.41 (Ccmct17tmg th~ Ttam of HorKS); Plato, Laws
12.9S5b-c; and Polybius 1.14.
110 Dtmosthenes J9.295 (Dt Falsa ugatio"t), d. 18.109ff. (On the Crown).
6 TreaS01I and Patriotism 161
162
Conclusion 163
laterall)' insulated
communities or
agricultural producers
It seems to me that of all the models that arc available, it is this which best
accommodates the details of the evidence. However, allowing for these
basic similarities between ancient Greek society and the societies from
which Gellner's generalisation is drawn, ancient Greece displayed features
which cannot easily be found in any type of agrarian society, and it is to the
elucidation of these peculiarities that we must finally turn.
What makes the case of ancient Greece unique is the polis itself. The polis
superimposed itself upon this archaic form of social structure and evolved,
alone without receiving a landed estate from him. Unlike in feudal Europe,]
the two institutions of ritualised personal relationships (there, vassalage)
and the granting of estates (there, the benefice), never merged together to
give rise to a new system of social relations.
, Cf. Ganshof (1964) 15ff.
C)
APPENDIX A
The list below roughly follows the chronological order of the sources (not
the dates of the individuals engaged in the bond). If a relationship is attested
in several sources, the later source(s) are cited together with the earliest.
Secondary sources are only included here for the sake of completeness; the
generalisations in the text are based on evidence stemming from the time
period defined in the Introduction.
This selection of sources is dictated by the terminology used in the texts;
it thus comprises only a small fraction of the instances delimited by the
definition of ritualised friendship. In all the passages cited, there is either
explicit reference to xenia, idioxenia or doryxenia (hospitium, in the Roman
sources). or, as in the case of Tydeus and Hippolochos, the existence of the
bond follows necessarily from its existence between their ancestors.
PX2 and PX t mean, respectively, xenoi through grandfathers and
fathers. (The term patrikoi xenoi covers both possibilities; hence my 'ances-
tral xenoi'.) Ancestors not styled explicitly as xenoi are only listed if they are
said to have interacted within the context of xenia. The absence of either
PX2 or PX t indicates that the bond was generated during the lifetime of the
partners themselves. (The terminology, however, is not compelling: two
people might be called simply xeno; even if they inherited the relationship.
Such might have been the case of Perikles and Archidamos.)
With the exception of the Homeric examples, the historicity of which it is
unnecessary to discuss here. fictional cases are marked F; cases in which the
borderline between imagination and reality seems unclear are marked F?
Cases in which the persons involved had, for a variety of reasons, not
formally become xenoi, but the word appears in the text (one expresses his
wish to become another man·s x~nos; an offer of xenia is rejected; the
existence of xenia is an accusation or insinuation which cannot be verified)
are marked NX.
166
Appendix A 167
[Mycmc) [Ithaca) ~
.--
Ody~us Iphitos Od. 21.13.21 L
[Ithaca) [Oech2lial '--"
J)
Odysseus Idomtneus Od.19.191 4-J
[lthacal [Crrte)
Cl
Odysseus Beggu 2 Od.17.522 ~
4 For tM discussion of the problems involved in this passage, see Hornblower (1982) 174-5.
Appendix A 171
bokrates
>-
Tlmmhros Isocr. I.etter 7.13 PXI. NX 2-
(Athens) [Heraclea) c'
Isokratc."S bson
0
Isoer. I.e"" 6.1
[Athens) (Pherae)
lsokrates Pol)'alko~ lsocr. I~tt" 6.1
(Athens) [Pherat)
lsokra tc."S Childrtn of lason Isoer. l.etter 6.4
[Athens) [Pherae)
Satyros Apolloph:ants Dem.19.194;
(Athen~) (Pydna) d. Diod. 16.55
Philip A('s"'hin('s l)('m.18.51.284; NX
(Macedon) (Athens) 19.314
Philip Pythoklc."S Dem.19 ..H4
(Macedon) (Athens)
Philip Philoet a!. I~m. 19.140
(Macedon) [Thehcs)
Pasion Unnamed xeno, Oem.50.18
[Athens) [Lampsacus)
Pasion Kle:an:ax Dem.50..S6
(Athens) ITen~os)
P:asion Ept'r.uos Oem.5CU6
[Athens) (Tenedosl
'for the reading Poly:alko, rat~r that Pol)·alkes. see P. ]4 n. 75
172 Xenoi, Idioxenoi, and Doryxenoi
. ,,
" ' .' ,,:
, • I .: ::, : : '. ~ .',.: ,
Appendix A 175
Alkibiadn Alkibiades 7
[Athens) (Unknown)
. ,,
" ' .' .,:
APPENDIX B
KEY: T... Too (i 948) vol. 2 W.· M. B. Walbank (1978) O. = Osborm (1981-83) ex.!. = exchange offavours
• • citizenship; abKncc of - = proxmy
, • I .; , • ,:::, : : '. ~ .',.: ,
APPENDIX C
Political unit and name Relarionship with ... Rtference Idtnrifitd by ...
Acha~1I
lykon AmENS W.50 prx.t.
Abdna
Nymphodoros Sitalkes 11me. 2.29.1 d. W. 30 r.f.r
[l1uace)
NymphodorO$ Perdikkas Thue.2.29.6 r.f.r
[Macedonia)
Nymphodoro5 All-fENS Thue.2.29.1-3 prx.r.
Acaman;a
Unnamed Demosmenes Thuc.7.57.10 rJ.r.
(ArhmsJ
Alea
Asteas All-fENS W.49 prx.r.
Andros
Antiochides ATHENS W.60 prx.r.
Phanosthenes All-fENS W.60 prx.t.
Argos
Alkiphron SPARTA Thuc.5.59.4 prx.t.
UnnarMd SPARTA Thuc. 5.76.2,5.82.3, prx.t.
5.83.2
Thrasyllos Agis Thuc.5.59.4 prx.t.
(Sparta]
Eustrophos SPARTA Thuc.5.40.3 prx.t.
Aison SPARTA Thuc. 5.40.3 prx.r.
UnnarMd AUcibiadn Thuc.6.61.3 rJ.t
[Arhms]
Athnu
Alkibiades Endios Thuc. 6.89.2, 5.45.2, r.f.t.; ex.f.
(Sparta] 8.6.3
Alkibiades Unnamed Thuc.8.17.2 r.f.t
[Mil~os)
Alkibiades Chalkideus Thuc. 8.17.2 exJ.
lSparta'
Alkibiades Unnamed Thuc. 6.29.3, d. rJ.t
lManrineaJ 6.61.5
Alkibiades Unnamed Thuc. 6.61.3; lsocr. 16.9 r.f.t.x; ex.f.
lArgos)
Alkibiades Unnamed [Andoc.] 4.30; Satyros ex.f.
(Ephesos) in Athen. 12.534d,
d. Plut. AI,. 8.6
Alkibiades SPARTA Thuc. 6.89.2, 5.43.2 prx.t.
Alkibiade-s Unnamtd Thuc. 8.14.1; d. rJ.r.
IChios} [Andoc.) 4.30
. ,,
" ' .' .,:
Appendix c: 181
Politic~1 unit and name Relationship with ... Referentt Identified by ...
Political unit and name Relationship with ... Reference Identified by ...
Co/opho"
ApoHophanes ATHENS W.39 prx.t.
Corcyra
Peithios ATHENS Thuc.3.70.3 prx.t.
Corilfth
AristeUs POTIOAEA Thuc. 1.60.3; 2.67.4 prx.t.
Unnamed CORCYRA Thuc. 3.70.1; prx.t.
Diod. 12.57.2
Gorty$
Nikias ATIiENS Thuc. 2.85.5 prx.t.
Polypos ATHENS W.91 prx.t.
Hnacl~a
Sotimos ATHENS W.46 prx.t.
LIma
Aristonous ATHENS W.29 prx.t.
Maudo"i4
Perdikkas Nymphodoros Thuc.2.29.6 d.t.
[Abdera]
Perdikkas Unnamed Thuc.4.137.2 r.f.t.
[Thesuly]
Perdikkas Nikonides Thuc.4.78.2 d.t.
[TheS$lly)
Krisan ATHENS W.24 poe.t.
Archelaos Andokides AmicK. 2.11 r.f.t.; ex.f.
[Athens)
Archela(o)s ATHENS W.90 prx.t.
Meuapi4
Artas Demosthenes and/or Thuc. 7.33.4;cf. W. 70 d.t.
Eurymedon?
[Athens)
Milno$
Unnamed Alkibiades Thuc.S.17.1 d.t.
[Athens)
Mytik"e
Dexandros ATHENS Thuc. 3.2.3; Arist. Pol. prx.t.
1304a9;d. W.38
The Pnsi4" Empirt
Phamabllos Alkibiades Xen. Hell. 1.3.12 r.f.t.
[Athens]
Appendix C: uu
Political unit :and n:ame ... Relationship ..... Ith ... Rderence identifIed "y ...
Tissaphern~ Alkibl:ad~s Thuc. 8.47.2 d .t.
(Athens!
Orchommus
Potamodoros ATHENS W.4.~ prx.r.
Eurytion ATHENS W.4.S prx.r.
Pharsa/us
Thoukydides ATHENS W.74 prx.l.
Ph/ius
Polystraros ATHENS W.48 rrx.l.
P/alaea
Naukleid~ and his Eurymachos Thuc.2.2.2 d.t.
followers (ThchesJ
~
Sdalhus
Oiniadcs ATHENS W.87 prx.t.
-
ill
~
Se/ymbria v
~
L
Apollodoros ATHENS W.86 ex.f.:prx.t.
'-'
Empedos ATHENS W.27 rrx.r. Q)
~
Sici/)'
Cl
Archonides
[kmon
ATHENS
ATHENS
W.66
W.66
prx.t.
rrx.r.
->-.
~
Sparta ,0
,-.-J
Agis Thrasyllos Thuc.5.59.4 ex .f.
(Argos!
Archidamos Perikl~ Thuc:. 2.1 ].2 r.f.l.
(AthensJ
Brasidas Unnamed Thuc. 4.78.1 d.r.
[Thes.sal)·)
Unknown bkon Thuc ..~.52.5 r. f. t.
(Platac:a!
PausaOlas Niki3s Lys.18.10 d.t.
(Athens!
Klearchos BYZANTIUM Xen. Hell. 1.1..35 prx.t.
Chalkideus Alkibiades Thuc.8.17.2 ex.f.
Taras
H~e1()(hos ERETRIA Meiggsand lewis prx.t.
(196Q) no. 82
Herakle1tos ERETRIA Syll.' 106 prx.t.
TeRea
Unnamed SPARTA Thuc.5.64.1 prx.t.
184 Networks during the Peloponnesian War
Political unit and n:ame . . . Relationship with ... Rderence identified by ...
Thasos
Sons of Apemamos ATHENS W.61 prx.t.
Sthorys ATHENS W. 78 prx.t.
Tb~lHs
Eurymach05 Naukleides and Thuc.2.2.2 d.t.
followers
IPlataeal
Thessaly
Nikonides Perdikkas Thuc.4.78.2 d.t.
[Macedonial
Unnam~ Perdikkas Thuc.4.U7.2 d.t.
IM3ccdonia I
Kallippo~ ATHENS W.65 prx.t.
Strophakos Chalkidians Thuc. 4.78.1 prx.t.
Thoukydid('S ATHENS Thuc. R.92.2 prx.t.
Thrace
Silalkes N)'mphodoros Thuc.2.29.1 r.f.t.
IAhderal
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190 Bibliography
INDEX OF SUBJECTS
accountability, 2, 6, 10, 79n. 24, 93 institutions and rules of, 30, 78, 138, 142,
ad~/phos, Stt 'brother' ISO, 164; given as gift, 43, 108, 111-12;
administration, 106, 114n. 140, 115, JJ9, anirude to bribny, 73-81; ideals
164 propagated by, 97, 159-60; attitude to
adorodoltetos, 76-8; U~ also bribery rai5ing troops by xmoi, 104-5; as
adorotatos, SH adorodoketos partners in proxenies, 130-42; turning
affection, 13, 17-18,48, 129, 149 xmia into proxmia, 132-42; clashing
agenu, 39, 83,95, 97n. 86, 142 with upper-cialS coalations, 138, 163
agreerMnts, 53, 54, 93, 95, 132; SH also citizenship: obigarions of, 3, 4; ideals of, 18,
documents and symbolon 79, 151, 159, 161; gr~nrs of, lOS, 141;
alliances, 5,9, 14,23, 34, 36,43,44,46, SO, incompatible with '~"trgts",', U5n. 53.
53 (caprion), 59, 60, 74, 98, 102, 134 promotion to, 140-2, 152, 177-8
(caption), 137, 144-9, 152, 156, 179-84, dassn: conflict of, 8, 119, 130, ISS, 160-4;
allies, 29,44,45,54,56-7, 74, 79, 84, 86, 90, up~ and lower, 28, 34, 73, 74, 104,
116, 141, 145, 157 128-9, 149, IS 7, 160; pursuih
altruism, 32, 48, 121 appropriate to, 129; ~e also dites, dmros
ambassadors, U~ embassies clients, 14, 38, 39, 102, 156
amity, 13, 32, 80 client rulers, IS, 39, 40, 41, 49, 10, J02, 103,
Anabas;s, s~~ Ten Thousand 1S4
ana"ltaios, 10 communities, stt city
ancestral proxt,,;a, proxmos, 133, 135, 137, compadral.go, ~t godparenthood
138, 147 comparative perspective, J 1-4
ancnrral xtnia, xmos, I, 21,59, 69-72, 82, conspicuous expmditure, 97
92, '02, 125, 138, 141, 152, 148, 166f{' consubstantiality, SS (caption), 66
corruption, n, 87, 88; ste also brihery
bank operations, 39, 93, 94, 95 courtiers, see roy~1 offici~ls
baptism, 69
benefactions, ~~ t"ngts;a dt-brs, 41,48, 121; unrepayable, 122; su also
benefih, s~t n4n~si4 loans
~rith, 16n. 17, 58n. 48 declararion, 59, 68, 11, 133 (caption)
betrayals, sn r~ason de~ttes, 75, n, 84-8, 130, 13', 135, 137
blood-brothnhood, 32, 33, 55 (caption) (caprion), 138
blood rituals, 33n. 71, 54, 55 (caprion), 59, donas, 3, 41,73, B3, 144, .46, 147, 156,
68,69 1S7, 160, 161, 164; $It also classes
boethtia, 4, 23, 25 (caprion), 48, 121-2, 129; dex;a, 46, 49, 50-4, 57, 58; ue also
Stt also opportune help handshake, pledges
bond-friendship, 32, 33, 127, 129n. 44 dex;osis, see ha"dshalt~
booty,97 documents, 16n. '7,77, 95, BO, 131, 135,
bonowing, S~t loans 137 (caption); SN also agreements,
bribery, 5, 7, 73, 73-81, 1S3, 1S8 decfftS
'brother'. 18, 22, 2.l, 33, 46n. t 4, 55 doctoni, 15 I
(aption), 58n. 48, 59, 19n. 21, 89n. 49 donations, oh honorem, 97; ue also liturgies
burnucracin, g t administration dor~tJ, 76, 108, 109, III-IS, 135; Stt also
burial, 26, 135, 136 (caption); $H also ""dn estates, gifh
epitaphs dorema, see doron
dorodo#tia, 75, 76; ut also bribery
caprives, 57; ~t also slaves dOrmt, dora, 60, 15, 16, 77, 90, 108; Stt also
charis, 28, 41, 42, 48, 91, 108, 129, 135 ""der estates, gifh
chieftains, 99, 142, 155 doryxlnos, 10, 11,57,166
chremaUl, In money dowries, 26, 121, J29
city: in conflict with ritualised friendship,
1-1, 14.4, 144, 153, 163, 16~; qafitarian ethos, ~t ""tln ritualised
enforcement agencies of, 5-6, 30, 95; as a friendship
self-conscious community, 6, 132, 142, elites, 34, 104, 155, 156; ~t also classes,
157; friendship within, 29-3 I; formal social srarus
210 Index
embassi~ 45, 65, 76, 112, 115, 139, 147, (caption), 52 (caption), 58, 59, 70, 76, 78,
148 135, 144; spirit of giving of, 10, 89, 90,
encounter, 41-58, 101 95, 108-9, 109; of initiation, 24 (caption),
epitedeia, epikdeios, 10, 12, 93, 119n. 7, 41, 58, 60-3, 71; symbolic, 24, 32, S0, 58,
130, 143. lSI, 152, 153, 179 60, 66, 67 (caption), 69, 84, 129;
epitaphs, 5n. 8, 26, 129, 132, 136 (caption); counter-gifts, 41, 60, 61 n. 61, 80, 97;
see also burial cities given as, 43, 108, 112; of real
estates, 18, 100, 103, 106-lS, 154; given as use-value, 59, 61, 73, 75, n, 81-J 1S; and
gifts, 61, 104, 107-8, 111-12; reason of tra~ 61, 80, 95; of hospitality, 70; as
grant, 107; documentarion of, 107; types bribes, 73-81; in Homeric society, 78-9;
of, 107, 109, 112-13; in Penian. long-term effect of, 80, 91-2; estates
Macedonian and Hellenistic empires, granted as, 81, 107 i slaves as, 81; natural
109-111; ownenhip of, 113-14; produet5 as, 81-8; given to cities, 83, 86,
revocation of, 114; and feudal benefices, 142; troops supplied as, 84, 105; money
164-5 i S« dlso dare" .15, 88-92; valuables as, 88-97; as taXeI,
etiquette, 41-4 89, 90; as loans, 92-3; as civic privileges,
ftltrglSia: communal, lS, 84-6, 105, 135, 135; ut also dorta
152; private, 24-5 (caption), 42, 46, 57, godparenthood, 12n. 9, 19,27 (caprion), 32,
58, 101. J04, 107, 108, 112, 129; as 33, 72n. 92, 118, 127, 128
stamng mechanism, 25, 47-9, 101
eungeta: private, 10, 107, 112; Persian
'good deed" s~~ ~~sia
grain, 1ft u"tIn natural products
court tide, 13, 41, 107; communal, 131, grammata, 1ft letters
135 'grandfather', 18
exchange, see gifts gratitude, 1ft cham
expertise, 96, 103-4, 129-30, 151 GCftks in Penian service, 43, 98, 154, 157,
161
factions,S, 142-56, 164; composition of, purlns. 46, 49, 54
150-2, 154-5; and political ideologies, guest-friend(s), sn XePfOl, ritualised
153; expansion of, 153-4 friendship
family, see kinship guest-friendship, see ritualised friendship
'father', 18, 59
favoun, 3, 4, 28, 100, 121, 122, 148; see also handshake, 37 (caption), 46, 50-3, 63, 64
(caption), 134 (caprion); su a/so d~x;a,
,har"
feasting, 57, 59, 66, 136 gesrures
feudalism, 2, 38, 59, 107. 118, 164-5 hand-tokens, 54
fictitious kinship, ue NIUIer kinship Hellenistic ruins, su .,,,dn ruling circles
fidelity, see ""der rirualised friendship, norm hetairia, hetairas, 10, 12, 18, 19, 38, 55,
of loyalty of l22n. 13, lSI, 152; Macedonian court
followers, 44, 86, 90, 111, 122, 146, 148-56 title, 8, 13, 44, 73, 106. 113, 154, ISS,
foreigneR, 3, 4; see also mangen 164
'foster-brother', 59 hero: me raming of, 2, 7, 78, 138, 157, 159,
foster-parenthood, 22-6, 35, 124, 125, 126, 160, 164; Homeric, 1, 2, 6, 34, 72, 88,
127, 129, 135, 137 (caption), 152 104, 156, 159, 164
fraternity, see 'brother' hilteuia, biltetes, sn supplication
friends, friendship: in general, 4, 11, 12, 14, homonymity. 20-1, 141, 177-8
42, 43, 56, 76, 80, 83, 84, 93, l15, 120, homot,.ap~%as, 125; see also
127, 144, 149, 150, lS3, 160, 161; consubstantiality, feasting
unritualised, 16, 29-31, 32-4, 58; of horltio", hm-Itia, see oaths
friends, 27, 47, 65, 152; wimin the city, hospitality, 10, 28, 59, 6On. 55, 66, 70, 122,
29-3 I; of communities, 143, 148, 149 124, 125, 126, 128, 129, 132
hospitium, 38n. 95, 39, 46n. 14, 54n. 37,
122n. IS, 166
gesrures, 24 (caption), 25 (caption), 27 hostages, 23, 28, 100, 126-7
(caprion), 37 (caption), 43. 5On. 33, 5 I
(caption), 52 (caption). 53 (caption), 55
.
idioxePfos, 4, 10, II, 166
(caprion), 56, 57n. 43, 60n. 55, 6On. 56, initiation, see .",tIn rites
64 (caption), 134 (caption), 137 (caption) interest (in moneylending), 93, 94
gi~ exchange of, 3. 7, 13, 42, 45, 50, 51 interests: communal, 3, 75, 79, 86, 139, 140,
Index 211
•
142, 152, 153; private, 48, 86, 123, 126, Pdoponnesian War, 119, 143·53, 157,
142, 149, 152, 153, 161; a king's, 115; 179-84
communal subordinated (0 private, 130 phi/ia, 3, 19,23,30,46, 73, lOS, 120, 141
introduction, 47, 101 phi/os: private, 1, 10, 12, 18,23,38,46,47,
Ionian revoh, 14, 118·19 SO, 51, 56, 57, 87, 106, 107, 108, 112,
122n. 13, ISO, 153, 164, 179; Hetlenisric
kinship: ral, 16·29, 19, 31, 32, 34, 49, 80, court title, 8, 13, 38, SO, 103, 106, 108,
84, 128, ISO, ISJ; pseudo- , 16·29,32-3, 109n. 126. 112, 155; of communities, 23,
46n. 14,63,69, 128, 133 (caption), 135; 126, 135; Persian court ririe, 42, 106,
adoptive, 32; riwal, 32 108; see also u"der ruling circles
Ittm.sh!O, 48n. 24 phi/aleS, see affection
pistlJ, pistis, 46, 49·50, 54, 57, 58, 147, 149;
letten, 26, 47, 65, 89n. 49, 93, II~ 121, see also pledges
159n. 118 pledges, 46, 47, 98; see also dexia, pista,
libations, 49, S0, 66 symbalorr
liturgies, 65, 83, 86, 92, 96-7, 116 plunder, 97, 102
livestock, su rmdn natural products precious objects, 13,58·67,81, 89
loans, 28, 39,65,67 (caption), 92-4, 96, 121, preliminaries, 44-58
128, 129 polis, set city
loyalty, lee under ritualiKd friendship p~rty; pub'ic, 3, bequeathed to xmos, J7,
96, 129; confiscation of, 95, 159; estates
marriage, 13, 14, 16, 24 (caption), 26, 27 as, 112-14; see a/so estiltes, natural
(caprion), 29, 31, 36, 42, SO, 91n. 62, products, safekeeping
138, 1S0, 162, 164 proxenia, see proxtntt-s
meals, see feasting proxmies,4, 15,75, 122, 130-42, 145, 1S3;
mediators, 46-7, 52 (aption), 101, 123, 138 relation to xmia, 27, 71, 135, 139, 146;
~runaries: soldi~, J0, J7-18, 98, 100·4, inheritance of, 135, 137, J47;
commanden, 17,45,98-101, 103 recommendations to, 137-41, 177·8;
metals, 79, 89, 90, 96 peculiarity of Spartil, 138n. 55; renewal
money, 42, 46,65,75,76,83,86,88·92,95, of, 138; implying xmia, 139-40, 146;
101, 113, 119, 121 multiple, 139; fifth-emrury Athenian,
141-2, 180-8
naming, 7, 19-22, t 02, ."1
narion, J62-3; ue also nationalism ransom. 22, 42, 57, 93, 122, J28, 129
nationalism, 117, 161, 162 rroprocity, 41, 60, 61, 80, 84, 90, 91, 92, 93,
natural produm, 82·8i grain. 82·6, 154; 100. 101, 108·9, 121. 124, 136
livestock, 82; timber, 82·3, 88, 154 recommendations: to citizenship, 141, 177-8;
netWorks, 6, 7, 8. 22, 74, 80, 81. 82, 84·6, to proxmia, 137-41, 177·8; to xenia,
129, 138. 139, 144, 146, 148, 150·2, ISS, 46·7,65
160. 162, 179·84 recruirment. 97·105; see also troops
rmewal: of xmia, J7,45, 58, 60, 63, 65, 70;
oaths. 49, S0, 54, 55, 59, 71, 76, 125 of proxmia, 138, Jtt also u"dn rites
obligations: civic, 2·8; of ritualised resources, 7, 73·115, 15J; su also lI"dn
friendship, 2·8, to, 18.54,61,120·8, estates. Bifts, money, troops
140, 144, created by grant of estate!l, revenge, 23, 125, 128, 129, 135n. 52
113·15, 164·5; of proxen;a, 139 right hand~ see dtxia
oiltnos, o;lce;otes, 10, 19, 28, 29, 31, 105 rirC'S: of initiarion, 7, 29, 30, 33, 58·69, 120,
opportune help. 28; su a/so btHlhna 133; of passage, 68·9; see also renewal
ostracism. 157-8 ritual kinship, 31·4, 59
outsiders, set strangers ritual objects, 49-50, 53-5 (caption)
ritual warfare, 57
pappos, see 'grandfather' rirualised friendship: in conflict with
parernity, stt 'father' communal principle, 1·7, 143·4, 153,
patri#tt proxe"ia, ste anctSrral proxnria 157-9; morn of, 1,2,118·28; violations
patriltos xenos, see ancestra' xenia of, I, 51, 54, 66, 71, 123-7; obligations
patriotism, 15n. 14, 73, 78n. 19. 156-61 of. 2·8, 10, 18, 54, 61, 120·8; norm of
parronage (Roman), 38 loyalty of, 3, 13, 39, 49, 50, 121, 128,
patron-client bond (analyrical term), 39 156, 16l; evidence for, 7, 13·16, 41·3,
212 I"dex
68, 118-20; definition of, 8, 9, 10-13, supplication, 33n. 72, 54-8
162; terminology of, 10-13, 96n. 78, 179; symOOlorr, 53 (caprion), 55, 59, 61, 62
'stronger than kinship', 33n. 72; (caption), 67 (caption)
egaliterian ethos of, 37-9, 57, 61; social symbolism, 7, 8, 36, SO, 51, 58, 59, 60·1, 72.,
units of partners in, 11-12., 32, 166-75; 132
not specifically Greek, 12; its affinity to symmachos, ue alliances, allies
kinship, 16-29; bequeathed to syrretMs, 2J
descendants, 16-17, 69-72, 135, 141; syrtgenes. Syrtgeneia, 10, 19, 38, 45, 106n.
termination of, 17, 71·2, 135; its affinity 116, 154; Ptolmlaic COU" ride, 38;
to friendship, 29-31; in a cross-cultural Penian cou" title, 8, 13, 42, 154
penpective, 31·4; status of partnen in, syrristanai. ue inrroduction,
34-40, IS 1-61; and marriage, 36; and recommendations
dient rulers, 39-40; etiquette of, 41-4; its
role in mediation, 47; and the gods, SO, taxes, 90, 111, 112, J IS
66, 124-5; and the pooling of foren, Ten Thousand, the, 4·5, 49·50, 97·101,
97-105; and the grant of estates, 108; and 119-20, 125, 126
treason, 116-18, 128, 142-61; sanctions timber, ue "nder natural produet5
of, 126-7; services performed in the name trade, traders, 34n. 7S, 4S, 61, 71, 80, 95,
of, 128-30; responsible for proxmin, 123, 128
141, 146; and political ideologies, 1S3; treachery, see treason
and international politics, ISO; sn also ~ason,2,4,8, 76, 79,80,116-18,140,153,
'brother" 'sons' 156·61
ritualised relationships, 7, 31-4, 69 ",carin, 4, 46n. 14,53 (caption), 59, 98, 118,
royal officials, 29n. 63, 40, 42, 44, 49, 70, 134 (caprion); SN also alliances
83, 85, 86, 95, lIS, 116, 137, lS4, ISS, trierarch)', 92; see also liturgies
164 troops, 42, 81, 90, 97-105, 111, ISO
royal pages, 126n. 34, 127 truce, 46, 49, 145
ruling circles, 8, 75, 84, 109-11; Hellenistic, trust, 14, 48, 84, 92., 100; ue also ritualised
8, 38, 44, SO, 103, 142, 153, 1S5, 164; friendship, norm of loyalty of
Macedonian, 8, 153-4, 164; Persian, 8,
13n. II, 66, 103, 1S3-4 valuables, 88·97; see also loans, money,
precious objects
safekeeping, 27, 94-6, 124, 129 vengeance, see meRge
security (in moneylmding), 65, 93, 95
sentiments, see affection wealth, circulation of: 8, 7J-S, 81, 96, 104,
services, 81, 128-30; ritual, 25 (caprion), 26, 105, 144; see also ""dn gifts, city,
81, 129, 135, 136 (caption); private, 81, money, grain
129-30, 1S6; political, 81, 130, 146, 1S5, women, as partnn's in xenia, 34
1S6 widioxmos, ue idioxenos
sharing out, see liturgies
slaves, 56, 81, 150, 151 xenia: private, 60; communal, 132, 136; see
social status, 34-40, 74, 97, 103, 104 also feasting, gifts of initiation
soldiers, see troops xeineie. x~;"ie. xemos. xenia. xenos: private
'sons', 22-3, 28, 42., 48n. 25, 1S2 1-23, 24 (caprion), 26·8, 30, 31, 33·9,
soothsayers, 17, 34,45, 151 45-7, 50, 56~66, 68·71, 73, 74, n, 82,
spo"dai, 46, see also libations, truce 87, 88, 91-7, 98-102, 104, 118-29,
strangers, strangeness, 4, 10, 11, 12, 43, 58, 131-44, 146, 148-61, 164, 166, 179; of
62 (caprion), 68, 69, 72, 92., 94, 95, 103, communities, 38, 135; sa also under
108,130·1, 136n. 54,139 ritualised friendship
submission, 37·40, 44, 45, 49, 56, 89, 90, xeinoi patroio;. see anastral xntia
121, 1S5 xenoktonia, 3, 54, 66, 124, 125
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