Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Scholars' Mine
International Conferences on Recent Advances in 1991 - Second International Conference on Recent
Geotechnical Earthquake Engineering and Soil Advances in Geotechnical Earthquake Engineering
Dynamics & Soil Dynamics
H. Musante
IDIEM, University of Chile, Chile
Recommended Citation
Ortigosa, P. and Musante, H., "Seismic Earth Pressures Against Structures with Restrained Displacements" (1991). International
Conferences on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics. 10.
https://scholarsmine.mst.edu/icrageesd/02icrageesd/session04/10
This Article - Conference proceedings is brought to you for free and open access by Scholars' Mine. It has been accepted for inclusion in International
Conferences on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics by an authorized administrator of Scholars' Mine. This
work is protected by U. S. Copyright Law. Unauthorized use including reproduction for redistribution requires the permission of the copyright holder.
For more information, please contact scholarsmine@mst.edu.
( \ Proceedings: Second International Conference on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics,
~ March 11-15, 1991, St. Louis, Missouri, Paper No. 4.8
SYNOPSIS A simplified kinematic method to compute seismic earth pressures against structures with
restrained horizontal displacements is described. The retaining structure has a linear elastic
behaviour and the retained soil is considered linear as well as a nonlinear material. Seismic
pressures for different maximum free field accelerations were obtained by applying free field
horizontal displacements at the base of the interaction springs conecting the soil and the retain-
ing structure. For perfectly rigid structures without horizontal displacements and linear retained
materials, seismic pressures obtained with the simplified kinematic method are compared with those
obtained using elastic models; for nonlinear retained soils comparisons are established with results
obtained using the finite element method. Finally, a parametric analysis was performed using the
kinematic method with nonlinear soils for both perfectly rigid and flexible retaining structures
with restrained horizontal displacements.
621
L
a max
Berth
1' 2, 3
Rock Depth
26m
Retained
soi 1:
Tz
4, 5 31m Gcz
y
'(
12
Base
16
E
20
-"'
.c
0.
Fig. 2 Seismic Horizontal Displacement at 'Ycz maximum free field shear strain at
the Top of the Retaining Walls- depth z.
Valparaiso Harbour.
v Poisson modulus of the retained soil.
Second Group
'Y unit weight of the retained soil.
For retaining structures with restrained lateral
displacements, most of the methods assume a KH horizontal spring representing soil-
linear elastic behavior (i.e. Arias, 1982 and structure interaction.
wood, 1973). Nadim and Whitman (1982) applied
the F.E.M. to compute seismic pressures on Ke rocking spring representing soil-
perfectly rigid walls without horizontal displa- structure interaction.
cement and nonlinear retained soils, but
computer time and efforts to produce the input kz modulus of horizontal subgrade reaction
data can preclude solutions using this approach, at depth, z, between the structure and
especially for parametric analysis. That is why the retained soil.
a simplified kinematic method was developed to
compute seismic pressures against linear elastic For simplicity, in the analysis and results
structures with both linear and nonlinear that follow values of h, t, E, v and 'Y are
retained soils. The method was used to perform considered to be constant with depth, KH is
a parametric analysis on perfectly rigid and assumed to be very large and no dashpots are
flexible retaining structures with restrained introduced to take into account soil structure
horizontal displacements. radiational damping.
622
The simplified kinematic method computes the
seismic pressures, as, by applying the maximum ( 7)
free field horizontal displacements at the base 3
of the subgrade springs. Hence, values of as
can be expressed as:
(1- O.Ol67z) ( 8)
as ( l)
z N 0.4
:,::
f Ycz · dz ( 4)
0.2
Range for
sandy gravels
H
(Ortigosa 1 1987)
0~------~--------~--------~------~
10- 4 10- 3 10- 2 10-1
Ycz ( 5)
Gcz · g Shear strain I 'lc ("f.)
623
0 r----,-----r---. ...----rrO--e.- -, - - Wave equation
Arias (1982)
F E.M. rough
0.2 wall, Wood (1973)
FE.M. smooth
wall, Wood (1973)
0.4 ---+-- Kinematic
~ method
H -o-- FE.M. smooth
N 0.6 wall, Kern County
..c
~
•
3~---~~----~-------~-------,--
earthquake
Nadim-Whitman
Q.o
(1982)
0 0.8 Arias, Wood and
Kinematic method use
constant acceleration
lO
0 0.8 l2 1.6
Cr =Cis JL
d'H a
Fig. 6 Dimensionle ss Seismic Earth Pressures
against Rigid Walls without Horizontal
Fig. 5 Horizontal Modulus of Subgrade Reaction Displacemen t: Constant Elastic Shear
Tunnel Section within the Santiago Sandy Modulus with Depth.
Gravel.
624
0 --.;;:::,
---~
r-=-::.: ---.::
1.0
2
- - Kinematic Method
~ r--
......
''
' r-.
-v N"
0.8
E 0.6
......
c
• /
•
~eosured
•
4 - - - F.E.M. smooth wall / 0
_, 0--. .~ r--...
E
N
Kern County quake 1959
Nodim-Whitmon ( 1982)
/
l( 0.4
['--.--'
I ~.
~
I 0.2
6
v I Kinematic
8 v /
/
/
0
0
Method, omax=0.013g
10 15 20
\ 25
/ ...... ..- Depth z(m)
10
~
~ --- Fig. 9 Comparison between Predicted
Measured Seismic Earth Pressures.
and
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
Cr = ~ _g_ basement walls during the earthquake of 12 June
~H Omax. 1978 (magnitude 7.4 and epicentral distance
Fig. 8 Dimensionless Seismic Earth Pressures 380km) which caused a maximum acceleration at
against a Rigid Wall without Horizontal the 2nd basement of about 12.5 gals (0.013g).
Displacement: Comparison for a Dry Sand The soil profile comprised a thick alluvial
with Nonlinear behavior. deposit of soft saturated silt with y = 1.52
ton/m3, K0 =0.58 obtained from measured static
pressures and Su ranging 1.25 to 4.7 ton/m2,
Nonlinear Behaviour: Rigid Structures which reached the hard support layer of a
diluvial deposit at a depth of 22 to 28m. The
As a first step, the kinematic method was used kinematic method was applied using the average
on perfectly rigid structures without horizontal Gc/Su vs Yc correlation for saturated clays
displacement (Osz = 0). The retained soil was a proposed by Seed and Idriss, a Poisson modulus
dry sand with ~=30°, y=2ton/m 3 , v=0.3, K2max=50, v=0.5, a perfectly rigid retaining wall going
average K2/K2max vs Yc given in Fig.4 and a down 25m and a maximum free field acceleration
maximum free field acceleration amax=0.4g. of O.Ol3g. Figure 9 shows a more or less good
Fig. 8 compares the dimensionless seismic comparison in spite of ignoring inertia forces
pressures with those reported by Nadim and coming from the building and uncertainties due
Whitman using F.E.M. for a rigid wall with to unknown free field accelerations.
H=lOm, the same sand and the S69E Kern County
acceleration record scaled to a peak accelera- A parametric study followed using the kinematic
tion of 0.4g applied at the wall base. To set method on perfectly rigid structures with Osz=O
Nadim-Whitman's results into a dimensionless and granular retained soils. Table I summa-
factor, maximum Os values given by these authors rizes parameters used in such analysis, which
were divided by the peak acceleration of the are referred as Basic Cases, and Fig. 10 shows
earthquake record. Similar comparisons are in typical results.
progress using wall heights ranging 4 to 13m and
other acceleration records such as El Centro To see the influence of the K2/K2max vs Yc
1940 and Chilean earthquake records on rock and curve on seismic pressures, some Basic Cases
deep sand deposits, scaled to represent a peak with H=4m and H=lOm were selected using
acceleration ranging O.lg to 0.4g. K2max=50 and 150, and the upper and lower
bounds for sands given by Fig. 4~ or K2max=310,
Comparisons were also established with measured the average curve for sands and the lower bound
seismic pressures on the basement walls of a for sandy gravels. Typical results are
building in Yokohama (Ikuta et al, 1979). The illustrated in Fig. 11 showing a maximum
Yokohama Tenri Building has two basement floors variation of the average seismic pressure along
and 27 stories above ground level. The founda- the wall height of ± 7%. This percentage
tions comprise cast-in place piles supporting increases up to ± 12% when considering the
the central core and basement walls extended to whole set of selected cases. The influence of
26-28m from ground level, forming a continuous the angle of friction was also analyzed using
piling wall supporting the perimeter. Maximum ~=38° and 45° on some selected Basic Cases,
seismic pressure records were taken on the proving to be less than 10%.
TABLE I. Parameters for Basic Cases: Rigid Walls with Nonlinear Granular Retained Soils
Soil Characterization H amax K2 v y
- - - vs Yc
K2max ~ (m) K2max (tonjm3)
50 38° 4 O.lOg Average 0.30 2.0 (dry)
150 42° 7 0.15g curve 2.25 (water
310 45 ° 10 0.20g for sands table at the
13 0.30g retained soil
0.45g surface)
625
0 0
~'\
a max =0.45 g
/
2 2
0.1g
,\ \
I
"
o.39
'\ 2
~ 3 4
3
E E 0.2g E
4 N 4 1 N Dry Soil
N 6
K2max =150
I
Iv
5 H =10m
K2max =150 - - - Upper bound
8
H =7m for sands.
IMv
6 6
- - Lower bound
7 10
2 4 6 8 10 12 14 0 2 4 6 8 10 12 14 0 4 8 12 16 20
Cis (ton/ m2) <Ts(ton/m2) G's(ton/m2)
Fig. 10 Seismic Earth Pressures against a Rigid Wall Fig. 11 Rigid Wall: Influence of the
without Horizontal Displacement: Basic Ca- Shear Modulus Strain depen-
ses for a Dry Nonlinear Granular Soil. dent Variation.
Values of the dimensionless average seismic Results in Fig. 12 show a significant increase
pressure along the wall height, cr, obtained of seismic pressures when going from yielding
from the Basic Cases analysis are plotted in retaining structures, where M-0 formula ap-
Fig. 12. These values can vary up to ± 12% due plies, to rigid walls without horizontal
to changes on the K2/K2max vs Yc curves as displacement. In spite of assuming no pore
pointed out before. Dimensionless seismic pressure increments, soil bouyancy also produce
pressures in Fig. 12 were computed using an increase of seismic pressures for both
averaged results for H=4m to 13m, so additional yielding and rigid structures. However,
variations on Cr must be considered due to a non increase due to wall rigidity is significantly
perfect normalization with the wall height, greater than the increase due to soil bouyancy.
ending with a maximum final percentage of
variation of the order of ±15%. As a reference,
Fig. 12 includes the dimensionless average Nonlinear Behaviour: Flexible Walls
seismic pressures along the wall height given by
the M-0 formula. The M-0 average pressures were Retaining structures similar to the basement
plotted as a function of K2max• using K2max vs ~ wall shown on Fig. 3 were analyzed using the
correlation established for the Basic Cases as kinematic method. For simplicity, the analysis
shown in Table I. was performed assuming a constant wall thick-
ness, t, and a constant span lenth, h, between
rigid horizontal supports. Soil-structure
1.4 interaction at the wall base was modeled using
-- Dry ( t = Yl
a very large horizontal stiffness (KH=~l and a
---- Submerged ( Y = J1 sat l rocking spring representing a hinge (Ke=O) or a
1.2
\ fixed support (Ke=~J. The retained soil was a
_Q.45 g
~~
dry or a submerged nonlinear granular material.
1.0
Accordingly, a parametric analysis was perfor-
I RIGID med using the soil and wall characteristics
~ ~--
WALL Jsz=Of
....' ' given in Table II. Typical results are
- --- --- -
0.30g
~li 0.8
~
illustrated by Fig. 13 for one and three span
::::.::::...:!.;), - walls with hinged support at the wall base.
1 This figure show a larger seismic pressure
amax =0.1g .... attenuation as long as the span flexural
j'I
0.6
--I ~-r --- 0.45g flexibility, Fs, increases. This parameter was
defined as:
~""
0.3 g\ lM-0
~-
"L.
0.4
- -- -4· 1
lu
l:;.z:::~
Fs = I ( 10)
0.2
- - EI 12
amax =0.1g
The whole set of results from the parametric
I analysis were plotted as As vs Fs, where As is
100 200 300 the seismic pressure attenuation coefficient
defined as Cf/Cr· Values of cr represent the
K 2max dimensionless average seismic pressure along
the wall height as defined previously for a
Fig. 12 Dimensionless Average Seismic rigid retaining wall (Fs=O) without horizontal
Pressure for Granular Soils from displacement (Osz=O), and Cf is the correspon-
Basic Cases. · ding dimensionless average seismic pressure for
626
TABLE II. Parametric Analysis: Flexible Walls with Nonlinear Granular Retained Soils
0
-~ Rigid
0
I .,._._ ~igid
ll' ~ 2
r-- 3 Span
"" ~
~'\
!ve
2
I N \ I
1-- 'V
3
.... c::,·
I 8
t = 0.1.5m .#
lj / 1 Span
::;.l ~V/
10 .....
_j_ ~v
h =I. m
K2max =150 ~ ~
....
rc- 0.60
I. 12
0 2 3 0
<Is (tonfm2) " 8
Fig. 13 Seismic Earth Pressures against Flexible Walls with Hinged Support: Dry Nonlinear Granu-
lar Soils with amax = 0.3g.
the same wall with some degree of flexural 0.002H and O.OOlH for K2max=50, 150 and 310,
flexibility (Fs>O), KH="' and Ka=O or "'· respectively). These displacements seem to
Figures 14 and 15 summarize the As vs Fs be lower than those required to reach a full
correlation for Ka=O and h=2 and 4m, respective- state of plastic equilibrium in the retained
ly. Quite similar results were obtained soil, which is an implicit condition when
for submerged granular soils. Some important using the M-0 formula.
features related to Figs. 14 and 15 must be
pointed: For a given span flexural flexibility, seis-
mic pressure attenuation increases as long
Each curve has been plotted until reaching a as the soil stiffness, typified by K2maxr
limit value of the span flexural flexibility, increases.
Fsmax• to satisfy the condition given by
equation(3); for Fs>Fsmax at least one point
on the retaining wall exhibits an horizontal FINAL REMARKS
displacement greater than the free field
seismic displacement ( 6sz>6z). Greater A simplified kinematic method was developed to
attenuation coefficients can be obtained if compute seismic pressures against retaining
condition given by equation ( 3) is not structures with restrained horizontal displa-
satisfied at some points along the wall. cements. The method can be applied using
linear and nonlinear behavior for granular and
Each curve represents an average correlation cohesive soils under dry and submerged condi-
between As and Fs, with a maximum variation tions. Submerged granular soils are assumed
of ±12% for K2max=50 and ±8% for K2max ~ 150. with no pore pressure increments. The method
These variations arise from a non perfect is suitable for parametric analysis using a
normalization with the wall height and the microcomputer, but it is constrained to solve
maximum free field acceleration. problems with small inertia forces coming from
the structure. More empirical evidences are
As a reference, it is shown the seismic needed to validate results given by the kinema-
pressure attenuation coefficient using Cf tic method or other analytical approach.
values from the M-0 formula.
Attenuations for the limit span flexural ACKNOWLEDGEMENT
flexibility are lower than those obtained
with the M-0 formula. This is in accordance The writers wish to acknowledge their apprecia-
with the maximum wall displacement associated tion for the finantial support offered by the
with that limit (i.e. for one span wall, National Commission for Science and Technology
displacements are of the order of O.OlH, of Chile (Research Project FONDECYT 89-964)
627
1. 0.----,,---r-r--rrn-n-.,----r..-rTTTTl
0.9 +-----""1..::----+-r~r++-H---~
0. 8 +---f-t-+-+++++1---+-+-+--m+H
2 SPAN 3 SPAN
0. 6+---f-+-t--t+Htt--+--.-,--,rrrrrl
0. 5+---f-+-t--t+Htt--+--+-Hr-t+lti 0.5+--1--~~H+H--+-+4-H++H
Fs max (Typ)
~M-0 ~ = 38~-45~
4
0.
0. 3
10- 3 10- 2 10-1 10- 2 10-2
Fs ( m3 I ton) Fs (m3tton) Fs(m3/ton)
Fig. 14 Seismic Pressure Attenuation Coefficient for Flexible Walls with Hinged Support and h=2m
Dry Nonlinear Granular Soils with amax = O.lg to 0.4g.
1 SPAN
0.9 ~ r--,b, 0.9+--T-t""'k-t+-?rrt--+-+4'~
0.:>1;.-t-----lr--t--t--i 1 ~~ 0. 5+---t--f-+-++++++--+--+-+++++-H
Fs max CTyp)
0.4 ~\~'
~-0
0.3 3
10- 10-2 10-2
Fs(m3/ton) Fs ( m3 /ton)
Fig. 15 Seismic Pressure Attenuation Coefficient for Flexible Walls with Hinged Support and
h=4m: Dry Nonlinear Granular Soils with amax = O.lg to 0.4g.
628