John Cox Media Follow Up Scribd 3.26.20

IN THE AMERICAN ARBITRATION ASSOCIATION
DISTRICT OF COLUMBIA REGIONAL OFFICE
SANDLER-INNOCENZI, INC.
a Delaware corporation,
Claimant,
v. CASE NO.: 01-19-0001-2369
JOHN COX FOR GOVERNOR 2018,

a Registered California Campaign Committee,
Respondent.
____________________________________/
CLAIMANT’S SUMMARY OF FACTS
1. The Claimant, Sandler-Innocenzi, Inc. (hereinafter referred to as either the “Claimant” or
“Sandler-Innocenzi”) and the Respondent, John Cox for Governor 2018 (hereinafter referred to as
either the “Respondent” or “John Cox for Governor”) are parties to an “Agreement for Media and
Strategic Consulting Services” dated August 13, 2018 (hereinafter referred to as the
“Agreement”).1
2. The Agreement was signed by the Claimant’s Chief Executive Officer, James Innocenzi,
and by Tim Rosales, an individual with full authority to sign the Agreement and bind the
Respondent to its terms.
3. In its “Statement of Counterclaims” the Respondent admits to the existence and validity of
the Agreement.2
1
Claimant’s “Demand for Arbitration Exhibit ‘A’”.
2
Respondent’s Statement of Counterclaims, paragraph 2.
4. The Claimant performed its duties as enumerated under the “Scope of Work” to the
Agreement.
5. Harry Floyd, a former employee of the Claimant, submitted expense invoices #8084,
#8086, #8087 and #8088 to the Respondent for payment on October 26, 2018. These expense
invoices were submitted in a timely fashion and in total accordance with the express terms of the
Agreement.3 The total for these four invoices is: $36,474.27.
6. Invoices #8087 and #8088 covered a last-minute advertisement for the Respondent referred
to as “Lift a Finger.” The shooting and casting budget for expenses and work was submitted to
and approved in advance by Tim Rosales.4 Mr. Rosales was made aware at that time that the
budget estimate did not cover post-production or rush charges.
7. On October 30, 2018, Mr. Floyd submitted expense invoices #8095, #8048, and #8046 to
the Respondent. As before, these expense invoices were submitted in a timely fashion and in total
accordance with the express terms of the Agreement.5 The incursion of these expenses was
approved in advance by Tim Rosales.6 The total for these three invoices is: $9,339.61.
8. On November 2, 2018, Mr. Floyd submitted expense invoices #9007, #9001 and #9003 to
the Respondent. Again, these expense invoices were submitted in a timely fashion and in total
accordance with the express terms of the Agreement.7 The incursion of these expenses was
approved in advance by Tim Rosales.8 The total for these three invoices is: $4,521.01.
3
Affidavit of Harry Floyd, paragraph 3; also discovery submitted by Respondent Bates numbered as “Cox for
Governor 2018” 00014 through 00020.
4
Id., paragraph 4; also discovery submitted by Claimant Bates numbered as “SandlerInnocenzi” 0017 through 0018.
5
Id., paragraph 5; also Cox for Governor 2018 00027 through 00033.
6
Id., paragraph 6.
7
Id., paragraph 7; also Cox for Governor 2018 00036 through 00040.
8
Id., paragraph 8.
9. On October 26, 2018, Tim Rosales contacted the Claimant to say that he felt some of the
rush and post-production charges listed on invoice #8088 were higher than what he anticipated.9
Mr. Floyd responded to Mr. Rosales the same day providing the actual invoicing from the
subcontracting vendors listed on invoice #8088.10
10. On November 6, 2018, Kelly Lawler, the bookkeeper for the Respondent, contacted Ryan
Horn, a former employee of the Claimant with additional questions concerning invoices #8087
and #8088. Mr. Horn immediately responded to her and furnished her with access to all invoicing
from the subcontracting vendors listed on invoices #8087 and #8088.11
11. On December 4, 2018, Mr. Rosales e-mailed James Innocenzi and Ryan Horn to say that
he had advised the candidate, John Cox, to pay all of the Claimant’s open invoices, including
#8087 and #8088.12
12. After the exchange with Mr. Rosales, the Claimant did not hear further from the
Respondent until the candidate himself, John Cox, emailed Mr. Horn on December 19, 2018. In
his email, Mr. Cox claimed that the invoices submitted from the subcontracting vendor didn’t
contain “appropriate detail” despite knowing that his campaign manager, Mr. Rosales, had pre-
approved the budget for the “Lift a Finger” advertisement and the rest of the charges all stemmed
from post-production and the rushed schedule that his campaign demanded in its “waning days”.13
13. Once again, on December 20, 2018, Mr. Horn attempted to walk both the candidate and
the Respondent through invoices #8087 and #8088 and offer proof of the invoicing from the
9
Id., paragraph 10; also Cox for Governor 00022 through 00024
10
Id., paragraph 11; also SandlerInnocenzi-0018 through 0019.
11
Affidavit of Ryan Horn, paragraph 7; also Cox for Governor 00045.
12
SandlerInnocenzi-0020
13
Id., paragraph 10; also “SandlerInnocenzi 0013; and Respondent’s Statement of Counterclaims, paragraph 12.
Claimant’s subcontractors. The Claimant never heard any further response from either the
candidate or the Respondent.14
14. The Respondent has admitted that on November 2, 2018, Mr. Rosales personally approved
payment of invoices #9007, #9001 and #9003. To this day, these invoices have not been paid.15
15. The Respondent has acknowledged receipt of invoices #8095, #8048 and #8046.16 These
expenses were all approved by Mr. Rosales and submitted in accordance with the express terms of
the Agreement. The Respondent has never objected to the amounts in these invoices or that these
are expenses that should not be reimbursed to the Claimant. To this day, these invoices have not
been paid.17
16. The expenses submitted on invoices #8084, #8086, #8087 and #8088 were were all
approved in advance by Mr. Rosales and submitted to the Respondent in accordance with the
express terms of the Agreement. When Mr. Rosales, Ms. Lawler and finally Mr. Cox all asked for
further detail and copies of actual vendor invoices, the Claimant furnished such evidence. The
Respondent simply chose not to communicate any further with the Claimant concerning the
invoices. To this day, these invoices have not been paid.18
17. The Agreement between the Respondent and the Claimant contains the following
provision:
Attorney’s Fees and Litigation Costs: If any legal action or any arbitration or other
proceeding is brought for the enforcement of this Agreement, because of an alleged
dispute, breach or default in connection with any of the provisions of this contract,
the successful prevailing party shall be entitled to recover reasonable attorneys’
fees and other costs incurred in that action or proceeding, in addition to any other
relief to which the party would be entitled.19
14
Id., paragraph 10; also “SandlerInnocenzi 0014-0016.
15
Affidavit of James Innocenzi, paragraph 8; also “Cox for Governor” 00040.
16
Cox for Governor 00027 through 00033.
17
Affidavit of James Innocenzi, paragraph 8.
18
Id.
19
“Demand for Arbitration Exhibit ‘A’”
18. With interest as of July 31, 2019, the damages suffered by the Claimant for the
Respondent’s breach of the Agreement (exclusive of attorney’s fees and costs the total for which
cannot yet be calculated) totals: $54,547.43.20
20
SandlerInnocenzi-0022
Exhibit “M”
Cox for Governor 2018 - 000022


Exhibit “N”

Open Expense invoices for John Cox for Governor
Num Date Due Date Aging Amount Open Balance Description
8084 10/25/2018 10/25/2018 12 200.00 200.00 ProdR Newsomville Add'l Expense

9003 11/01/2018 11/01/2018 5 200.00 200.00 ProdTV "Lift" translation consult
9001 10/31/2018 10/31/2018 6 1,130.27 1,130.27 Point 7 West Travel 9/2018 FINAL
8086 10/26/2018 10/26/2018 11 1,142.50 1,142.50 ProdR Cox "Lift a Finger" Radio
8095 10/30/2018 10/30/2018 7 2,650.88 2,650.88 SI T&E October 21 Production Shoot
8048 10/16/2018 10/16/2018 21 2,695.90 2,695.90 S T&E October 5 SI Trip
9007 11/02/2018 11/02/2018 4 3,190.74 3,190.74 ProdTV "Lift" Talent Fees
8046 10/16/2018 10/16/2018 21 3,992.83 3,992.83 SI T&E September 2018 Final
8088 10/26/2018 10/26/2018 11 15,263.00 15,263.00 ProdTV "Lift" Expenses
8087 10/26/2018 10/26/2018 11 19,868.77 19,868.77 ProdTV Location Shoot 10/19/18-10/22/18 P7W
50,334.89 50,334.89

Page 1 of 1

7/23/2019 Re: 11.6.18 Open Invoices Statement - Expenses (002).pdf
Re: 11.6.18 Open Invoices Statement - Expenses (002).pdf

Ryan Horn
Sent:Thursday, December 06, 2018 12:48 PM
To: Tim Rosales [tim@theagency.us]
Cc: kellylawler@thekalgroup.com; Jim Innocenzi; Harry Floyd
Exhibit “O”
Excellent. Thanks for keeping us up to date. Let me know if you need anything else in advance if
that, or if you’d like us to be available.
Ryan
Sent from my iPhone
On Dec 6, 2018, at 9:44 AM, Tim Rosales <tim@theagency.us> wrote:
I just set an in-person meeting with John for Monday afternoon.
Sent from my iPhone
On Dec 6, 2018, at 7:36 AM, "kellylawler@thekalgroup.com"

<kellylawler@thekalgroup.com> wrote:
I apologize for delay in my response, I have been out for some travel. What Tim said is all I
know as well.
Kelly Lawler
209-656-1542
530-330-9121 (Cell)
From: Tim Rosales < m@theagency.us>

Sent: Tuesday, December 4, 2018 1:21 PM
To: Jim Innocenzi <jim@sandler-innocenzi.com>; Ryan Horn <rhorn@sandler-innocenzi.com>;
kellylawler@thekalgroup.com
Cc: Harry Floyd <hﬂoyd@sandler-innocenzi.com>
Subject: Re: 11.6.18 Open Invoices Statement - Expenses (002).pdf
Jim/Ryan - I can update you regarding what I know. Last week I spoke with
John about these invoices and advised him to pay all the production and post-
production. He said that he still had some questions and needed to "see the
back up" which I indicated to him, that I believe he had everything. I don't
know if Kelly has spoken with him or has additional information. Best, Tim
From: Jim Innocenzi <jim@sandler-innocenzi.com>

Sent: Tuesday, December 4, 2018 12:43:52 PM
To: Ryan Horn; Tim Rosales; kellylawler@thekalgroup.com
Cc: Harry Floyd
Subject: RE: 11.6.18 Open Invoices Statement - Expenses (002).pdf
Tim/Kelly-
Can someone please update me? SandlerInnocenzi-0020
https://connect.emailsrvr.com/owa/?ae=Item&t=IPM.Note&id=RgAAAAAVFrHRLAnoTLtcDHjq7hcaBwDCsEhb2AfxT6%2fplUd9WDFPAAAAQkyZAAD… 1/2
COVER PAGE
Recipient Committee Date Stamp CALIFORNIA
Campaign Statement
(Government Code Sections 84200-84216.5)
Type or print in ink.
2001/02
FORM
460
Statement covers period Date of election if applicable: Page 1 of 23
(Month, Day, Year)
For Official Use Only
from 07/01/2019
SEE INSTRUCTIONS ON REVERSE through 12/31/2019
1. Type of Recipient Committee: All Committees - Complete Parts 1,2,3, and 4. 2. Type of Statement:
Officeholder, Candidate Controlled Committee Ballot Measure Committee Pre-election Statement Quarterly Statement
State Candidate Election Committee Primary Formed Semi-annual Statement Special Odd-Year Report
Recall Controlled Termination Statement Supplemental Preelection
(Also Complete Part 5.) Sponsored Statement - Attach Form 495
Amendment (Explain below)
General Purpose Committee (Also Complete Part 6.)
Sponsored Primary Formed Candidate/
Small Contributor Committee Officeholder Committee
Political Party/Central Committee (Also Complete Part 7.)
I.D.NUMBER
3. Committee Information 1394897 Treasurer(s)
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE NAME OF TREASURER
John Cox for Governor 2018 John Cox
STREET ADDRESS (NO P.O. BOX) MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE CITY STATE ZIP CODE AREA CODE/PHONE
San Diego CA 92130 858-832-8134
San Diego CA 92130 (858)832-8134
NAME OF ASSISTANT TREASURER, IF ANY
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE
San Diego CA 92130
OPTIONAL: FAX/E-MAIL ADDRESS CITY STATE ZIP CODE AREA CODE/PHONE
johncoxforgovernor@gmail.com
OPTIONAL: FAX/E-MAIL ADDRESS
johncoxforgovernor@gmail.com
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules
is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.
Executed on 01/30/2020 By John Cox
SIGNATURE OF TREASURER OR ASSISTANT TREASURER
DATE
Executed on 01/30/2020 By John Cox
DATE SIGNATURE OF CONTROLLING OFFICEHOLDER, CANDIDATE, STATE MEASURE PROPONENT OR RESPONSIBLE OFFICER OF SPONSOR
Executed on By
DATE SIGNATURE OF CONTROLLING OFFICEHOLDER, CANDIDATE, STATE MEASURE PROPONENT
Executed on By FPPC Form 460 (June/01)

DATE SIGNATURE OF CONTROLLING OFFICEHOLDER, CANDIDATE, STATE MEASURE PROPONENT FPPC Toll-Free Helpline: 866/ASK-FPPC
State of California
2443506-0
Type or print in ink. COVER PAGE - PART 2
Recipient Committee
Campaign Statement
Cover Page Part 2
CALIFORNIA
FORM 460
Page 2 of 23
5. Officeholder or Candidate Controlled Committee 6. Ballot Measure Committee

NAME OF OFFICEHOLDER OR CANDIDATE NAME OF BALLOT MEASURE
John Cox
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) BALLOT NO. OR LETTER JURISDICTION SUPPORT
Sought: Governor OPPOSE
Statewide
RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Identify the controlling officeholder, candidate, or state measure proponent, if any.
San Diego CA 92130 NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
Related Committees Not Included in this Statement: List any committees

not included in this statement that are controlled by you or are primarily formed to receive OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY
contributions or to make expenditures on behalf of your candidacy.
COMMITTEE NAME I.D.NUMBER

7. Primarily Formed Committee List names of officeholder(s) or candidate(s) Ffor
which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD

NAME OF TREASURER CONTROLLED COMMITTEE? SUPPORT
YES NO OPPOSE
COMMITTEE ADDRESS STREET ADDRESS (NO P.O.BOX)
SUPPORT
CITY STATE ZIP CODE AREA CODE/PHONE OPPOSE

COMMITTEE NAME I.D.NUMBER SUPPORT
OPPOSE
NAME OF TREASURER CONTROLLED COMMITTEE? NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD
SUPPORT
YES NO
OPPOSE
COMMITTEE ADDRESS STREET ADDRESS (NO P.O.BOX)
Attach continuation sheets if necessary

CITY STATE ZIP CODE AREA CODE/PHONE
FPPC Form 460 (June/01)

FPPC Toll-Free Helpline: 866/ASK-FPPC
State of California
2443506-0
SUMMARY PAGE
Campaign Disclosure Statement Type or print in ink.
Amounts may be rounded Statement covers period
Summary Page to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
through 12/31/2019 Page 3 of 23
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER I.D. NUMBER
John Cox for Governor 2018 1394897
Column A Column B Calendar Year Summary for Candidates

Contributions Received TOTAL THIS PERIOD
(FROM ATTACHED SCHEDULES)
CALENDAR YEAR
TOTAL TO DATE
Running in Both the State Primary and
General Elections
1. Monetary Contributions ............................................. Schedule A, Line 3 $140.00 $6,677.26
1/1 through 6/30 7/1 to Date
2. Loans Received ......................................................... Schedule B, Line 7 $0.00 $43,000.00
20. Contribution
3. SUBTOTAL CASH CONTRIBUTIONS ............................ Add Lines 1 + 2 $140.00 $49,677.26 $.00 $.00
Received
4. Nonmonetary Contributions ................................... Schedule C, Line 3 $0.00 $0.00

21. Expenditures
$140.00 $49,677.26 $.00 $.00
5. TOTAL CONTRIBUTIONS RECEIVED ........................... Add Lines 3 + 4 Made
Expenditures Made Expenditure Limit Summary for State

6. Payments Made ........................................................ Schedule E, Line 4 $28,196.19 $91,387.49 Candidates
7. Loans Made .............................................................. Schedule H, Line 7 $0.00 $125,000.00 22. Cumulative Expenditures Made*
$28,196.19 $216,387.49 (If Subject to Voluntary Expenditure Limit)
8. SUBTOTAL CASH PAYMENTS ................................... Add Lines 6 + 7
9. Accrued Expenses (Unpaid Bills) ............................. Schedule F, Line 3 ($3,530.17) $76,503.02 Date of Election Total to Date
(mm/dd/yy)
10. Nonmonetary Adjustment ......................................... Schedule C, Line 3 $0.00 $0.00
11. TOTAL EXPENDITURES MADE ............................. Add Lines 8 + 9 + 10 $24,666.02 $292,890.51
Current Cash Statement

12. Beginning Cash Balance ..................... Previous Summary Page, Line 16 $13,104.21 To calculate Column B, add
amounts in Column A to the
13. Cash Receipts ................................................. Column A, Line 3 above $140.00 corresponding amounts
$14,951.98 from Column B of your last
14. Miscellaneous Increases to Cash .................................... Schedule I, Line 4
report. Some amounts in
15. Cash Payments ................................................. Column A, Line 8 above $28,196.19 Column A may be negative
$0.00 figures that should be
16. ENDING CASH BALANCE...... Add Lines 12 + 13 + 14, then subtract Line 15 subtracted from previous
If this is a termination statement, Line 16 must be zero. period amounts. If this is
the first report being filed
for this calendar year, only
17. LOAN GUARANTEES RECEIVED........................... Schedule B, Part 2 $0.00 carry over the amounts
from Lines 2, 7, and 9 (if
Cash Equivalents and Outstanding Debts any). *Since January 1, 2001. Amounts in this section may be
$125,000.00 different from amounts reported in Column B.
18. Cash Equivalents ........................................ See instructions on reverse
19. Outstanding Debts ....................... Add Line 2 + Line 9 in Column B above $119,503.02
2443506-0
Schedule A Type or print in ink.
Amounts may be rounded
SCHEDULE A
Statement covers period
Monetary Contributions Received to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
NAME OF FILER I.D. Number
FULL NAME, MAILING ADDRESS IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION
DATE CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE
AND ZIP CODE OF CONTRIBUTOR CODE *
RECEIVED (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED)
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
OF BUSINESS)
7/26/2019 Jane F Miller IND retired $25.00 $225.00 2018G: $375.00

Dillon Beach, CA 94929 COM Retired
OTH
PTY
SCC
OTH
PTY
SCC
OTH
PTY
SCC
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
SUBTOTAL $100.00
Schedule A Summary *Contributor Codes

1. Amount received this period - contributions of $100 or more. IND - Individual
$100.00 COM - Recipient Committee
(Include all Schedule A subtotals.) ........................................................................................................
(other than PTY or SCC)
$40.00 OTH - Other
2. Amount received this period - unitemized contributions of less than $100 ............................................
PTY - Political Party
3. Total monetary contributions received this period. SCC - Small Contributor Committee
$140.00
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) .................... TOTAL
FPPC Form 460 (JUNE/01)
2443506-0
SCHEDULE B - PART 1
Schedule B Part 1 Amounts may be rounded Statement covers period
Loans Received to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
SEE INSTRUCTIONS ON REVERSE through 12/31/2019 Page 5 of 23
John Cox for Governor 2018
1394897
(a) (b) (c) (d) (e) (f) (g)

FULL NAME, STREET ADDRESS AND ZIP CODE IF AN INDIVIDUAL, ENTER OUTSTANDING AMOUNT AMOUNT PAID OUTSTANDING INTEREST ORIGINAL CUMULATIVE
OF LENDER OCCUPATION AND EMPLOYER BALANCE RECEIVED OR FORGIVEN BALANCE AT PAID THIS AMOUNT OF CONTRIBUTIONS
(IF SELF-EMPLOYED, ENTER BEGINNING THIS THIS PERIOD THIS PERIOD* CLOSE OF THIS PERIOD LOAN TO DATE
NAME OF BUSINESS) PERIOD PERIOD
Thomas Dauterman Owner CALENDAR YEAR
PAID
Chico, CA 95928 Thomas Manufacturing
$19,000.00 % $19,000.00 $0.00
RATE PER ELECTION**
FORGIVEN 2018P: $29,000.00
2018G: $29,200.00
$19,000.00 12/31/2018 4/30/2018
IND COM OTH PTY SCC DATE DUE DATE INCURRED
James Paiva Farmer CALENDAR YEAR

PAID
Chico, CA 95973 Paiva Farms
$24,000.00 % $24,000.00 $0.00
RATE PER ELECTION**
FORGIVEN 2018P: $24,705.96
2018G: $29,200.00
$24,000.00 12/31/2018 5/1/2018
PAID CALENDAR YEAR
%
RATE PER ELECTION**
FORGIVEN
SUBTOTALS $43,000.00
Schedule B Summary (Enter (e) on

Schedule E, Line 3)
$0.00
1. Loans received this period.
(Total Column (b) plus unitemized loans less than $100.)
$0.00
2. Loans paid or forgiven this period * Amounts forgiven or paid by
(Total Column (c) plus loans under $100 paid or forgiven.) another party also must be
reported on Schedule A.
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1.) Net $0.00
** If required.
Enter the net here and on the Summary Page, Column A, Line 2. (may be a negative number)
*Contributor Codes FPPC Form 460 (June/01)

IND-Individual COM-Recipient Committee (other than PTY or SCC) OTH-Other PTY-Political Party SCC-Small Contributor Committee FPPC Toll-Free Helpline: 866/ASK-FPPC
2443506-0
Schedule B - Part 2 Type or print in ink. SCHEDULE B - PART 2
Loan Guarantors to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
IF AN INDIVIDUAL, ENTER AMOUNT BALANCE

FULL NAME, STREET ADDRESS AND CONTRIBUTOR CUMULATIVE
OCCUPATION AND EMPLOYER LOAN GUARANTEED OUTSTANDING
ZIP CODE OF GUARANTOR CODE (IF SELF-EMPLOYED, ENTER TO DATE
THIS PERIOD TO DATE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER) NAME OF BUSINESS)
LENDER CALENDAR YEAR

IND
COM
OTH PER ELECTION
DATE (IF REQUIRED)
PTY
SCC

IND
COM
OTH PER ELECTION
DATE (IF REQUIRED)
PTY
SCC

IND
COM
OTH PER ELECTION
DATE (IF REQUIRED)
PTY
SCC

IND
COM
OTH PER ELECTION
DATE (IF REQUIRED)
PTY
SCC
Enter on
SUBTOTAL Summary Page,
Line 17 only.

2443506-0
Schedule C Type or print in ink. SCHEDULE C
Nonmonetary Contributions Received to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
CUMULATIVE TO
IF AN INDIVIDUAL, ENTER AMOUNT/ PER ELECTION
FULL NAME, STREET ADDRESS AND CONTRIBUTOR DESCRIPTION OF DATE
DATE OCCUPATION AND EMPLOYER FAIR MARKET TO DATE
RECEIVED ZIP CODE OF CONTRIBUTOR CODE * (IF SELF-EMPLOYED, ENTER GOODS OR SERVICES CALENDAR YEAR
VALUE (IF REQUIRED)
(IF COMMITTEE, ALSO ENTER I.D. NUMBER) NAME OF BUSINESS) (JAN 1 - DEC 31)
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL
Schedule C Summary
1. Amount received this period - nonmonetary contributions of $100 or more. *Contributor Codes
(Include all Schedule C subtotals.)...................................................................................................................... IND - Individual
COM - Recipient Committee
2. Amount received this period - unitemized nonmonetary contributions of less than $100 ................................. (other than PTY or SCC)
OTH - Other
3. Total nonmonetary contributions received this period. PTY - Political Party
SCC - Small Contributor Committee
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) ..................... TOTAL

2443506-0
Schedule D SCHEDULE D
Summary of Expenditures Type or print in ink. Statement covers period
CALIFORNIA
Supporting/Opposing Other
Candidates, Measures and Committees
to whole dollars.
from 07/01/2019 FORM 460
NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR DESCRIPTION AMOUNT THIS CUMULATIVE TO DATE PER ELECTION
DATE TYPE OF PAYMENT
MEASURE NUMBER OR LETTER AND JURISDICTION, (IF REQUIRED) PERIOD CALENDAR YEAR TO DATE
OR COMMITTEE (JAN.1 - DEC. 31) (IF REQUIRED)
Monetary
Contribution
Nonmonetary
Contribution
Independent
Expenditure
Support Oppose
Monetary
Contribution
Nonmonetary
Contribution
Independent
Expenditure
Support Oppose
Monetary
Contribution
Nonmonetary
Contribution
Independent
Expenditure
Support Oppose
SUBTOTAL
Schedule D Summary
1. Contributions and independent expenditures made this period of $100 or more. (Include all Schedule D subtotals.) ..........................................
2. Unitemized contributions and independent expenditures made this period of under $100 .....................................................................................
3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summary Page.) .......... TOTAL

2443506-0
SCHEDULE E
Schedule E Statement covers period
Payments Made
to whole dollars. from 07/01/2019
CALIFORNIA
FORM 460
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs
CNS campaign consultants MTG meetings and appearances RFD returned contributions
CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries
CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs
FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals
FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals
IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor
LEG legal defense PRO professional services (legal, accounting) VOT voter registration
LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, email)
NAME AND ADDRESS OF PAYEE

(IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
Sara Lee, PR CNS CNS and TRS $1,386.03

Sacramento, CA 95864
Conn Maciel Carey, LLP LEG $8,635.00

Washington, DC 20015
Integrated Solutions: Political OFC $400.00

San Diego, CA 92116
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL
Schedule E Summary
1. Payments made this period of $100 or more. (Include all Schedule E subtotals.) .................................................................................................. $28,135.14
2. Unitemized payments made this period of under $100. ......................................................................................................................................... $61.05
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) .............................................................................. $0.00
4. Total payments made this period. (Add lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................ TOTAL $28,196.19

2443506-0
SCHEDULE E (CONT.)
(Continuation Sheet)
CALIFORNIA
FORM 460
Payments Made
NAME AND ADDRESS OF PAYEE OR CREDITOR

Conn Maciel Carey, LLP LEG $2,730.00

Washington, DC 20015
American Arbitration Association LEG $265.50

Atlanta, GA 30345
Sara Lee, PR CNS CNS and TRS $1,386.03

Secretary of State OFC $270.00


San Diego, CA 92116

2443506-0
SCHEDULE E (CONT.)
CALIFORNIA
FORM 460
Payments Made


San Diego, CA 92116

San Diego, CA 92116

San Diego, CA 92116

San Diego, CA 92116
The Wayne Johnson Agency Void Duplicate Check ($1,016.95)


2443506-0
SCHEDULE E (CONT.)
CALIFORNIA
FORM 460
Payments Made

US Bank OFC $25.00

San Diego, CA 92101
US Bank OFC $25.00

San Diego, CA 92101
US Bank OFC $25.00

San Diego, CA 92101
US Bank OFC $25.00

San Diego, CA 92101
The KAL Group PRO $1,712.75

Hilmar, CA 95324

2443506-0
SCHEDULE E (CONT.)
CALIFORNIA
FORM 460
Payments Made

The KAL Group PRO $1,181.05

Hilmar, CA 95324
Integrated Solutions: Political PRO $400.00

San Diego, CA 92116
The KAL Group PRO $500.00

Hilmar, CA 95324
Wendy Warfield & Associates CNS $500.00

Wendy Warfield & Associates CNS CNS and OFC $203.56


2443506-0
SCHEDULE E (CONT.)
CALIFORNIA
FORM 460
Payments Made

JW Howard Attorneys at Law PRO $4,000.00

San Diego, CA 92101
US Bank OFC $50.00

San Diego, CA 92101
US Bank OFC $25.00

San Diego, CA 92101
JW Howard Attorneys at Law PRO $3,000.00

San Diego, CA 92101
Secretary of State OFC $40.00


2443506-0
SCHEDULE E (CONT.)
CALIFORNIA
FORM 460
Payments Made

JW Howard Attorneys at Law PRO $267.17

San Diego, CA 92101
Allan Grossman RFD Refund $100.00

Pasadena, CA 91117
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $28,135.14

2443506-0
SCHEDULE F
Schedule F
Accrued Expenses (Unpaid Bills)
to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
(a) (b) (c) (d)

NAME AND ADDRESS OF CREDITOR CODE OR OUTSTANDING AMOUNT INCURRED AMOUNT PAID OUTSTANDING
DESCRIPTION OF PAYMENT BALANCE BEGINNING THIS PERIOD THIS PERIOD BALANCE AT CLOSE
OF THIS PERIOD (ALSO REPORT ON E) OF THIS PERIOD
SmithJohnson Research POL $2,500.00 $0.00 $0.00 $2,500.00
Kramer & Associates, LLC CNS $7,500.00 $0.00 $0.00 $7,500.00

El Dorado Hills, CA 95762
Kramer & Associates, LLC OFC $996.35 $0.00 $0.00 $996.35

El Dorado Hills, CA 95762
* Payments that are contributions or independent expenditures must also be

summarized on Schedule D. SUBTOTALS
Schedule F Summary
1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for
accrued expenses of $100 or more, plus total unitemized accrued expenses under $100.) .......................................................... INCURRED TOTALS $0.00
2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on
accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.)............................................ PAID TOTALS $3,530.17
3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and
on the Summary Page, Column A, Line 9.)......................................................................................................................................................................................... NET ($3,530.17)
May be a negative number.

2443506-0
SCHEDULE F (CONT.)
Schedule F
to whole dollars.
from
07/01/2019
CALIFORNIA
FORM 460
*Payments that are contributions or independent expenditures must also be summarized on Schedule D.
(a) (b) (c) (d)
Dorsee Productions Inc. CNS $6,625.00 $0.00 $0.00 $6,625.00
Rancho Santa Fe, CA 92067
Wendy Warfield & Associates CNS and OFC $3,953.56 $0.00 $203.56 $3,750.00
Wendy Warfield & Associates CNS $500.00 $0.00 $500.00 $0.00

Sara Lee, PR CNS and TRS $2,772.06 $0.00 $2,772.06 $0.00

SUBTOTALS

2443506-0
SCHEDULE F (CONT.)
Schedule F
to whole dollars.
from
07/01/2019
CALIFORNIA
FORM 460
*Payments that are contributions or independent expenditures must also be summarized on Schedule D.
(a) (b) (c) (d)
Wendy Warfield & Associates CNS and OFC $54.55 $0.00 $54.55 $0.00
Sandler-Innocenzi, Inc. TEL $50,334.89 $0.00 $0.00 $50,334.89

Alexandria, VA 22314
US Bank MTG, CMP, OFC, TRC and TRS ($45.42) $0.00 $0.00 ($45.42)
San Diego, CA 92101
Dorsee Productions Inc. CNS $4,842.20 $0.00 $0.00 $4,842.20

Rancho Santa Fe, CA 92067
SUBTOTALS $80,033.19 $0.00 $3,530.17 $76,503.02

2443506-0
Schedule G Type or print in ink. SCHEDULE G
Payments Made by an Agent or Independent Amounts may be rounded CALIFORNIA
Contractor (on Behalf of This Committee) to whole dollars.
from 07/01/2019 FORM 460
NAME OF AGENT OR INDEPENDENT CONTRACTOR
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
Attach additional information on appropriately labeled continuation sheets. TOTAL*

* Do not transfer to any other schedule or to the Summary Page. This total may not equal the amount paid to the agent or FPPC Form 460 (June/01)
independent contractor as reported on Schedule E. FPPC Toll-Free Helpline: 866/ASK-FPPC
2443506-0
SCHEDULE H
Schedule H Amounts may be rounded Statement covers period
Loans Made to Others* to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
(a) (b) (c) (d) (e) (f) (g)

FULL NAME, STREET ADDRESS AND ZIP CODE IF AN INDIVIDUAL, ENTER OUTSTANDING AMOUNT REPAYMENT OR OUTSTANDING INTEREST ORIGINAL CUMULATIVE
OF RECIPIENT OCCUPATION AND EMPLOYER BALANCE LOANED THIS FORGIVENESS BALANCE AT RECEIVED AMOUNT OF LOANS
(IF SELF-EMPLOYED, ENTER BEGINNING THIS PERIOD THIS PERIOD* CLOSE OF THIS LOAN TO DATE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER) PERIOD
NAME OF BUSINESS) PERIOD
Give Voters a Voice CALENDAR YEAR
Sacramento, CA 95814 PAID
$125,000.00 % $125,000.00
RATE PER ELECTION**
FORGIVEN
$125,000.00 12/31/2018 11/13/2017

DATE DUE DATE INCURRED
Committee ID: 1398829
PAID CALENDAR YEAR
%
RATE PER ELECTION**
FORGIVEN
DATE DUE DATE INCURRED
*Loans that are contributions to another candidate or committee

must also be summarized on Schedule D. Loans forgiven must
also be reported on Schedule E. SUBTOTALS $125,000.00
(Enter (e) on
Schedule I, Line 3)
Schedule H Summary
1. Loans made this period ...................................................................................................................................... $0.00
** If Required
(Total Column (b) plus unitemized loans less than $100.)
2. Payments received on loans .............................................................................................................................. $0.00
(Total Column (c) plus unitemized payments less than $100.)
3. Net change this period. (Subtract Line 2 from Line 1.) ............................................................................... NET $0.00
(May be a negative number)
(Enter the net here and on the Summary Page, Column A, Line 7.)
2443506-0
Schedule I Type or print in ink. SCHEDULE I
Miscellaneous Increases to Cash Amounts may be rounded
to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
DATE FULL NAME AND ADDRESS OF SOURCE AMOUNT OF

RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) DESCRIPTION OF RECEIPT
INCREASE TO CASH
7/2/2019 Gateway Media List Rental $1,500.00

7/16/2019 RMLC List Rental $1,955.94

Leesburg, VA 20176
9/6/2019 RMLC List Rental $1,790.36

Leesburg, VA 20176
9/17/2019 RMLC $2,587.14

Leesburg, VA 20176
10/24/2019 RMLC List Rental $2,242.86

Leesburg, VA 20176
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL
Schedule I Summary
1. Increases to cash of $100 or more this period.......................................................................................................................................
2. Unitemized increases to cash under $100 this period. .......................................................................................................................
3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).).................................................
4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the
Summary Page, Line 14.) .......................................................................................................................................................... TOTAL
2443506-0
Schedule I Type or print in ink. SCHEDULE I
Miscellaneous Increases to Cash Amounts may be rounded
to whole dollars.
from 07/01/2019
CALIFORNIA
FORM 460
DATE FULL NAME AND ADDRESS OF SOURCE AMOUNT OF

RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) DESCRIPTION OF RECEIPT
INCREASE TO CASH
11/22/2019 RMLC $2,078.48

Leesburg, VA 20176
12/17/2019 RMLC $2,797.20

Leesburg, VA 20176
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $14,951.98
Schedule I Summary
1. Increases to cash of $100 or more this period....................................................................................................................................... $14,951.98
2. Unitemized increases to cash under $100 this period. ....................................................................................................................... $0.00
3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).)................................................. $0.00
4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the
Summary Page, Line 14.) .......................................................................................................................................................... TOTAL $14,951.98
2443506-0
Memo Reference:
Committee is unable to extinguish debts.
2443506-0

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IN THE AMERICAN ARBITRATION ASSOCIATION

DISTRICT OF COLUMBIA REGIONAL OFFICE

v. CASE NO.: 01-19-0001-2369

JOHN COX FOR GOVERNOR 2018,

CLAIMANT’S SUMMARY OF FACTS

1. The Claimant, Sandler-Innocenzi, Inc. (hereinafter referred to as either the “Claimant” or

Respondent to its terms.

Agreement.3 The total for these four invoices is: $36,474.27.

budget estimate did not cover post-production or rush charges.

subcontracting vendors listed on invoice #8088.10

from the subcontracting vendors listed on invoices #8087 and #8088.11

#8087 and #8088.12

candidate or the Respondent.14

invoices. To this day, these invoices have not been paid.18

cannot yet be calculated) totals: $54,547.43.20

Cox for Governor 2018 - 000022

Cox for Governor 2018 - 000045

Num Date Due Date Aging Amount Open Balance Description

8084 10/25/2018 10/25/2018 12 200.00 200.00 ProdR Newsomville Add'l Expense

Cox for Governor 2018 - 000047

Re: 11.6.18 Open Invoices Statement - Expenses (002).pdf

Sent from my iPhone

On Dec 6, 2018, at 9:44 AM, Tim Rosales <tim@theagency.us> wrote:

I just set an in-person meeting with John for Monday afternoon.

Sent from my iPhone

On Dec 6, 2018, at 7:36 AM, "kellylawler@thekalgroup.com"

From: Tim Rosales < m@theagency.us>

From: Jim Innocenzi <jim@sandler-innocenzi.com>

SEE INSTRUCTIONS ON REVERSE through 12/31/2019

STREET ADDRESS (NO P.O. BOX) MAILING ADDRESS

Executed on By FPPC Form 460 (June/01)

5. Officeholder or Candidate Controlled Committee 6. Ballot Measure Committee

San Diego CA 92130 NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT

Related Committees Not Included in this Statement: List any committees

COMMITTEE NAME I.D.NUMBER

NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD

CITY STATE ZIP CODE AREA CODE/PHONE OPPOSE

NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD

Attach continuation sheets if necessary

FPPC Form 460 (June/01)

Column A Column B Calendar Year Summary for Candidates

4. Nonmonetary Contributions ................................... Schedule C, Line 3 $0.00 $0.00

Expenditures Made Expenditure Limit Summary for State

11. TOTAL EXPENDITURES MADE ............................. Add Lines 8 + 9 + 10 $24,666.02 $292,890.51

Current Cash Statement

7/26/2019 Jane F Miller IND retired $25.00 $225.00 2018G: $375.00

Schedule A Summary *Contributor Codes

(a) (b) (c) (d) (e) (f) (g)

James Paiva Farmer CALENDAR YEAR

PAID CALENDAR YEAR

IND COM OTH PTY SCC DATE DUE DATE INCURRED

Schedule B Summary (Enter (e) on

*Contributor Codes FPPC Form 460 (June/01)

IF AN INDIVIDUAL, ENTER AMOUNT BALANCE

LENDER CALENDAR YEAR

LENDER CALENDAR YEAR

LENDER CALENDAR YEAR

LENDER CALENDAR YEAR

FPPC Form 460 (JUNE/01)

Attach additional information on appropriately labeled continuation sheets. SUBTOTAL

FPPC Form 460 (JUNE/01)

FPPC Form 460 (June/01)

NAME AND ADDRESS OF PAYEE

Sara Lee, PR CNS CNS and TRS $1,386.03

Conn Maciel Carey, LLP LEG $8,635.00

Integrated Solutions: Political OFC $400.00

2. Unitemized payments made this period of under $100. ......................................................................................................................................... $61.05