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Eric Baumgartner
Inquirium
In this article, we examine the role that different participant structures can play in
supporting inquiry-based science learning. We frame mastering scientific inquiry as
mastering the “what,” “why,” and “how” of the cultural tools that scientists employ.
We present a participant structure we call the teacher as partner and show how it ren-
ders the what, why, and how visible while establishing symmetry between teachers
and students. We draw on Wertsch’s (1998) distinction between mastery, gaining
proficiency with a cultural tool, and appropriation, making a tool one’s own, to show
that the partner participant structure contributes to both. Thus, we propose that the
teacher as partner serve as a generative metaphor for inquiry teaching in responding
to current calls to consider identity formation as well as subject-matter learning in
formal schooling. We hope that it invites research on instructional moves that can de-
mystify the process of science and help students identify themselves as ratified par-
ticipants who can contend with scientific issues as citizens.
Requests for reprints should be sent to Iris Tabak, Ben Gurion University of the Negev, Education
Department, P.O. Box 653, Beer Sheva, 84105 Israel. E-mail: itabak@bgumail.bgu.ac.il
394 TABAK & BAUMGARTNER
This type of dialogue is probably familiar to anyone who has observed a group
of students working collaboratively on an investigation. How often does such an
exchange occur between teachers and students? Do such peer-like interactions
hold promise for supporting student learning? We explore this question in the con-
text of teacher–student interactions amidst students’ first-hand investigations in in-
quiry-based science classrooms.
We approach subject matter learning from the perspective of mediated action
(Wertsch, 1991, 1998). Mediated action emphasizes activity as the unit of analysis
and conceives of all actions as mediated through the irreducible tension between
agents and cultural tools.1 From this perspective, we can think of disciplines as em-
ploying cultural tools and as using these tools in ways that are unique to the disci-
pline (Cole, 1996; Pea, 1992; Wertsch, 1991, 1998). Thus, science teaching in-
volves helping students develop familiarity with the cultural tools that typify
scientific practice and facility with the culturally appropriate ways of using these
tools, which includes ways of acting, valuing, and thinking (Hicks, 1996, p. 105).
We posit that to help students gain mastery over the cultural tools of science, teach-
ers need to help students understand the what, why, and how of these tools. First,
students need to know the what of scientific cultural tools—what cultural tools are
relevant. For example, in this article, we focus on students’ investigations of natu-
ral selection in the wild. Within this setting, an important cultural tool is struc-
ture–function reasoning,2 which involves identifying how structure determines or
constrains function. Second, students need to understand how a collection of cul-
tural tools, a tool kit (Bruner, 1986; Cole, 1996; Wertsch, 1991), can be used in the
course of an investigation to generate and defend knowledge claims. We refer to
this as the how of scientific cultural tools. In this study, this means that students
need to be able to orchestrate a series of observations to examine how animals’
physical characteristics enable them to perform actions that help them survive un-
der current environmental conditions.
1Cultural tools (referred to, interchangeably, as “mediational means” in Wertsch, 1998) are any and
all tangible and intangible objects such as visual representations, sign systems, or technical tools.
2Strictly speaking, behavior and function are not synonymous. For example, a more technically ac-
curate use of the term structure–function reasoning would be to state that the structure of the beak influ-
ences its function, its “seed cracking” efficacy. Our use of structure–function reasoning was a conve-
nient shorthand that was more accessible to students and was not found to be prohibitive by our
consulting biologists.
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 395
Viewing science learning as being confronted with a new set of cultural tools and
as having to use these tools and use them in particular ways can seem like a coer-
cive process. If students are shepherded into particular ways of seeing and doing,
can they still be considered autonomous? Does taking up new tools necessarily de-
mand relinquishing authority and control?
In contending with these questions, it can be helpful to consider the distinction
that Bakhtin (1981) drew between authoritative and internally persuasive dis-
course. Authoritative discourse is discourse that must be taken in without negotia-
tion. Internally persuasive discourse is one that becomes one’s own only through
interaction with one’s own words. Authoritative and internally persuasive dis-
course might seem dichotomous, but they are never mutually exclusive; there is al-
ways an element of univocality and an element of dialogicality in every text
(Wertsch, 1991, p. 79). That is why the internally persuasive word is viewed as
Half-ours and half-someone else’s. … Such a word awakens new and independent
words. … It is not so much interpreted by us as it is further, that is, freely, developed
applied to new material, new conditions, it enters into interanimating relationships
with new contexts. (Bakhtin, 1981, pp. 345–346)
Our stance toward science teaching is not one of coercion but of a process of help-
ing students make the cultural tools of science their own by nurturing a balance be-
tween authoritative and persuasive discourse. This is not an obvious or straightfor-
ward process. Bakhtin (1981) spoke of the difficulty of making other’s words one’s
own, noting that some words resist, that they remain alien and sound foreign in the
mouth of the one who now tries to speak them, “as if they put themselves in quota-
tion marks against the will of the speaker” (pp. 293–294). Therefore, we need to
present the cultural tools of science in a way that privileges (Wertsch, 1991) them
so that they become candidates for students’ sense making in science but not in a
way that dispels access.
If science through its instruction is perceived as strictly authoritative, then stu-
dents will shy away from personal meaning making. Using Bakhtin’s (1981) meta-
phor, if students perceive that scientific texts (in the broad sense) should not and
cannot be altered at all or by them, they are likely to keep these texts in quotation
marks. Quoted texts, however, are not subject to much interpretation or revision.
Even when people use “quoted texts” for their own purposes, these texts remain in
their original form, unaltered by the words of the quoting authors, and the quoting
authors are limited in the ways in which they can repurpose these texts. In the case
of science learning, students will likely maintain, as many students unfortunately
do, that science is best learned and approached through memorization (Driver,
Leach, Millar, & Scott, 1996; Songer & Linn, 1991) and that the generation or crit-
ical evaluation of scientific knowledge is beyond them (Aikenhead, 1989).
In contrast, if there is no measure of authoritative perspectives, then normative
ways of knowing, doing, and talking will not come across as sources from which
students should draw on in an interanimating relation in crafting their own words.
As a result, the ways in which students interrogate data and construct explanations
will be based entirely on their own meanings and experiences. These, in turn, may
have little to do with the practices that science educators want them to adopt. Fur-
ther, students may need to perceive themselves as doing “real science,” the same
type of things that “real scientists” do rather than “school science,” a set of simpli-
fied tasks created for demonstrating competence, in order to feel empowered to
contend with scientific issues as citizens.
Nurturing a balance between authoritative and persuasive discourse and en-
abling students to experience interanimation between normative science and their
own perspectives may be a function of the ways in which scientific cultural tools
are presented and the processes through which their use is fostered. A teacher’s
voice does not necessarily have to be univocal by virtue of his or her institutional
authority. Teacher–student dialogues can reflect varying degrees of dialogicality
depending, in part, on the ways in which teachers position themselves in relation to
398 TABAK & BAUMGARTNER
the students and their respective authority over the knowledge that is constructed
(Cornelius & Herrenkohl, 2004/this issue; Polman, 2004/this issue; Wertsch,
1998).
3O’Connor and Michaels (1993) used the term participant framework to subsume what we refer to
in this article as participant structure as well as the ways in which speakers depict others.
400 TABAK & BAUMGARTNER
& Forman, 2001) that showed that students took up mathematical cultural tools
when their teacher used revoicing in class discussions.
THIS STUDY
In this article, we present a telling case (Mitchell, 1984)—a case selected to illu-
minate and help us understand obscured theoretical relations—that depicts
microlongitudinal changes in a group of students’ take-up of a scientific cultural
tool, structure–function reasoning. We build on prior research (Baumgartner, 2000;
Tabak, 1999, 2002) in which we have identified different participant structures that
emerged in teacher–student interactions in inquiry-based science classrooms.
We show how the mastery or take-up of this cultural tool co-occurs with
teacher–student interactions in an enactment of a participant structure we call part-
ner. This structure is marked by a symmetrical relationship between teachers and
students and was rare relative to another structure we observed, the mentor partici-
pant structure. We use this case to explore how the inclusion of symmetrical struc-
tures such as the partner can introduce profitable opportunities for supporting the
what, why, and how of cultural tools. We further speculate on how the presence of
this structure in the classroom can permeate and color other forms of interaction
and on the effects that this might have on identity formation.
The studies on which our analysis is based were not conceived with particular
participant structures in mind and were not designed to test their ubiquity or effi-
cacy. However, we did observe changes in students’ performance as they adopted
more normative practices and found positive changes on subject matter pretests
and posttests (Baumgartner, 2000; Tabak, 1999). Thus, we consider the classrooms
that we have studied to be apt contexts within which to consider the pedagogical
implications of different participant structures.
Although these two research projects shared similar goals and approaches, the
original data collection and analyses were conducted in isolation. As part of this
process, we were participant observers, present in the classroom every day for the
duration of the instructional unit. Observations took place over repeated study iter-
ations in several classrooms in different schools. A total of five teachers in five
schools were observed across both projects (one teacher was observed by both of
us but at different times and in different curricular contexts). This immersion pro-
vided us with insights concerning the ways in which teachers and students try to
make sense of these novel materials, of each other, and of science and how this un-
folds in day-to-day classroom interactions.
The merging of our data and the meeting of analytic views enabled us to criti-
cally examine some of the conjectures and claims that we raised in earlier work
(e.g., Tabak, 2002). We could explore whether our findings were relevant to data
beyond the scope of our original studies (Baumgartner, 2000; Tabak, 1999). For
example, although both studies (Baumgartner, 2000; Tabak, 1999) articulated sim-
ilar descriptions of recurring classroom structures, we have found that the specific
dialogue examples stemming from each project were not fully aligned. This pro-
vided new insights and helped us refine how we define the boundaries between the
different participant structures (e.g., recognizing “insider–outsider” relationships
as an important factor).
In our corpus of five teachers in five schools (and two different curricula), only
one teacher enacted the partner participant structure. This teacher taught a regular
level class in a public high school in a large urban setting in the Midwest. Her stu-
dents were not representative of academically high achieving students. Their ini-
tial reactions to the student-directed inquiry projects included a sense of loss and
frustration. However, over the course of the unit, they took up the use of scientific
cultural tools and articulated explanations that reflected features of explanations
that are valued in the discipline.
The rarity of this structure juxtaposed with the learning that we observed mo-
tivated us to pursue this telling case analysis. Before we present the case and its
analysis, we provide an overview of the three main participant structures that we
identified. This overview is provided to enable us in our analyses to contrast
some of the features of the partner structure, on which we focus, with some of
the features of these other structures and to discuss their relative contributions to
learning.
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 403
TABLE 1
Summary of Participant Structure Types and Their Characteristics
Participant Structure
metrical, and the teacher and students share the same role of investigator. In the
partner participant structure, issues of effective inquiry are implicit within the rea-
soning and justifications voiced by the participants, whereas in the mentor partici-
pant structure, the teacher presents these issues explicitly.
This shift in roles also includes a shift in the mode of interaction. Unlike the
I–R, teacher–student couplets that appear in the mentor structure, in the partner
participant structure, there can be a sequence of a number of consecutive student
turns or teacher turns. In the partner structure, the teacher does not initiate slot-like
bids for information; rather, both students and teacher respond to and interpret the
data they are observing. For example, consider the similarity between a student re-
mark, “see they eat the seeds,” and a teacher remark, “it was successful in un-shell-
ing the seeds.”
METHOD
The microlongitudinal data we present are from the BGuILE project that used a de-
sign-based research methods approach to understand how to support inquiry-based
science in biology. In the design component of this study, we developed a 5-week
unit on evolution for introductory high school biology classrooms. Our design was
based on the instructional framework of cognitive apprenticeship (Collins et al.,
1989). The unit (Tabak, 1999) was composed of a combination of novel and exist-
ing activities that included first-hand investigations as well as activities that illus-
trate particular concepts (e.g., preexisting variation in a population).
Studies of classroom enactment included three iterations of design, enactment,
and reflection with three different teachers in three different schools (one of the
teachers only participated in the third enactment). The research design strategy in-
cluded a multifaceted analysis of one archetypical classroom and a comparison of
this archetype to two other classrooms in which a narrower analysis was con-
ducted. The comparison classes were chosen to form contrastive cases and in-
cluded an honors class from an affluent academically high achieving suburban
high school, a regular-level class from a financially moderate and average achiev-
ing urban high school, and a low-track class from a financially comfortable but ac-
ademically moderate achieving suburban high school.
Data sources included field notes, video, and audio recordings of class sessions
as well as formal and informal interviews with teachers and students. Analyses be-
gan with a broad-stroke exploratory analysis of a wide set of data and became in-
creasingly more narrow and purposeful (Erickson, 1992). Patterns that seemed to
be present from reviews of the field notes and tapes drove a closer examination of
particular segments of classroom interaction, which were transcribed. A
turn-by-turn analysis using discourse analytic methods (e.g., Castanheira,
Crawford, Dixon, & Green, 2001; Duranti, 1997) was conducted to better charac-
406 TABAK & BAUMGARTNER
terize these interaction styles and to discern the function that specific linguistic de-
vices served in the dialogue as well as how they relate to participants’ roles and
processes of knowledge construction.
The archetype class was Ms. Patrick’s (pseudonyms are used throughout the ar-
ticle) regular-level introductory biology class in City School. City is a public urban
high school in a large metropolitan area in the Midwest. Parents need to actively
enroll their children in the school, but there are no entrance exams. The school has
a diverse student population, for example, 30% White, 27% Black, 23% Hispanic,
and 20% other. Students in this school have achieved average performance in math
(68% at or above national norms) and reading (52.8%) relative to national norms
on the 1997 Tests of Achievement and Proficiency (based on School Report Card
published by the school district). This class was chosen as an archetype because it
represented a tractable target. Students in this class were not at a very high end of
achievement but were inclined to put forth some effort in academic tasks. Investi-
gative experiences were novel, but instruction was not limited to transmission
methods.
Ms. Patrick was not a typical teacher. Teaching was a second career for her after
spending several years working as a medical technician. At the time of the study,
she had less than 5 years of teaching experience. The dialogue examples that we
present were drawn from this class. Interestingly, this is the only class in which we
observed the partner participant structure.
The comparative analysis involved juxtaposing the inquiry processes of three
groups, one from each participating classroom, and relating differences in their
learning to differences in the classroom contexts. Comparing the participant struc-
tures that we identified in the archetype class to the interactions between the
teacher and contrastive-case groups in the comparison classrooms helped us con-
sider the pedagogical value of these structures. For example, we found that teacher
mediation in the archetype class enabled the students to achieve aspects of perfor-
mance similar to those exhibited by the honors students, even though the students’
initial and unassisted performance was not on par with that of the honors students
(Tabak, 1999).
The dialogue examples that we present feature groups of students who worked
at the computer on an investigation activity, The Galápagos Finches (Tabak,
Reiser, Sandoval, Leone, & Steinmuller, 2001). In this problem, students were
asked to explain why some members of a population of finches died and why oth-
ers survived during a bout of extreme and unusual mortality. This scenario is based
on a longitudinal study of finches in the Galápagos (Grant, 1986; Weiner, 1994).
Students could examine data on climate (e.g., rainfall) and plant life (e.g., amount
of a particular type of seed) as well as the finches’ physical characteristics (e.g., leg
length) and behavior (e.g., foraging patterns). This investigation represents natu-
ralistic research in which it is not possible to manipulate and control variables.
Rather, argument is based on conducting longitudinal and cross-sectional compar-
isons and on converging evidence. Like all investigation activities in this curricular
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 407
unit, this investigation spanned several class sessions and interleaved first-hand in-
vestigations in groups of three with whole-class discussions about the investiga-
tion. Table 2 shows the sequence and content of class sessions for the duration of
the Galápagos Finches investigation.
The software was designed using the approach of domain-specific strategic
support (Tabak, 1999; Tabak, Smith, Sandoval, & Reiser, 1996). This approach
scaffolds students’ data collection and analysis and guides students in using gen-
eral scientific conventions as they are reflected in the concerns of a particular disci-
pline. In other words, it tries to introduce students to the cultural tools of a scien-
tific discipline. For example, the general convention of controlled comparisons is
instantiated in the software by enabling students to construct comparisons between
survivors and casualties, which typifies the comparisons of concern in investigat-
ing natural selection in the wild. Another tool, ExplanationConstructor (Sandoval,
2003), is designed to guide students’ composition of an explanation that is sup-
ported by the data that is collected. It also takes a discipline-specific approach and
presents students with templates for different forms of explanations into which
they can enter their free text explanations and attach data from the investigation en-
vironment to support their claims.
The software includes data spanning eight time periods representing dry and
wet seasons during a baseline, noncrisis year, during crisis years, and during a
postcrisis year. Students typically collect and try to make sense of 30 to 60 differ-
ent quantitative and qualitative pieces of data. Negotiating this problem, trying to
interpret and synthesize all the information, is very challenging.
TABLE 2
Sequence of Class Sessions During the Galápagos Finches Investigation
Note. Class sessions typically ran for 45 min. Session 6 was a half session.
408 TABAK & BAUMGARTNER
FINDINGS
how they might relate to the behavior patterns they observed, but they did not try to
associate a particular behavior with a particular trait. They simply listed all of the
physical characteristics that were possible to measure.
This segment exhibited some of the features of a mentor interaction. First, one
sees that the turns consisted mostly of teacher–student, initiation–response couplets.
Second, teacher remarks consisted of directives (not in the forceful or negative sense
of the word) without explication of the rationale for taking the proposed actions as
seen in line 5 and in line1b: “Why don’t you look at them at a normal season?”
Moreover, the teacher continually stated these directives using exclusive pro-
nouns, mainly the pronoun you (see italics in lines 1b, 3b, and 5a). This served
to position the teacher as an outsider to the investigation and was in contrast to
the student–student interactions and to the teacher–student interactions that char-
acterize the partner participant structure. In student–student interactions, the stu-
dents simply stated the action that they suggested without using any personal
pronouns such as Tanya’s directive “5 do 5” in line 2a and similarly in lines 2c
and 2d. In line 1e, the teacher also made a directive without the use of pronouns,
but our observations beyond this specific segment led us to conclude that this
was the exception rather than the norm in these interactions. When the students
did use personal pronouns in referring to observations they had made, they used
inclusive pronouns, mainly we. In the discussion that follows, we argue that the
teacher’s use of exclusive versus inclusive pronouns has implications for estab-
lishing a persuasive discourse and for constraining or affording access to scien-
tific practices.
In the next segment, lines 6 through 17, one sees a shift to what we have catego-
rized as partner interactions. In this segment, the students and the teacher were
looking at field notes—excerpts of observations of the birds’ behavior. The field
notes described how the finches wander and look for food as well as descriptions of
their foraging behavior. The students and the teacher rephrased and commented
about the information they read in the field notes. At the end of the segment, the
teacher modeled structure–function reasoning by articulating how the description
of the foraging behaviors made her think of a particular trait or physical character-
istic that might enable this behavior. This also models how to coordinate a series of
observations based on prior observations:
6 Tanya: See they eat the seeds [reacting to the text of the field
note]
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 411
This segment illustrates the structural differences between the mentor and the
partner participant structures. Unlike the alternating turns between teachers and
students that was seen in the previous segment, here one sees a number of consecu-
tive student turns (lines 6–7 and 9–16) as well as an extended teacher turn (line 17,
which is a to f utterances long). The teacher was not stating directives to the stu-
dents (the “you” in mentor interactions); she was responding directly to the data
with her interpretations of the field notes (lines 8 and 17). The teacher used
first-person or inclusive pronouns: “That tells me” (line 17c). This is a shift in the
participant structure and not merely a result of changes in the set of actions that are
pursued, that is, not merely a result of shifting from deciding between interface op-
tions to reading field notes. We make this determination because in prior mentor
interactions in which the teacher and students were reading data, the teacher used
the exclusive pronoun you when interpreting the data: “You’re looking at ground
finch 5, 20, … Oh, you know what else that tells you? What does that tell you in
1977?” (Galápagos Finches, Session No. 1, Group 3 at the computer).
Line 17 demonstrates how the partner participant structure can make the what,
why, and how of scientific cultural tools visible to students. In line 17a, the teacher
pointed to a bit of information that is most salient in the field note they were read-
ing: “But that guy goes farther than most other finches forage.” This is followed by
“Oh” (line 17b), which marks a shift in the status of information (Schiffrin, 1987,
412 TABAK & BAUMGARTNER
pp. 90–98) and also serves to mark this as a key piece of information for the stu-
dents. Next (line 17c), the teacher pointed to the fact that this piece of information
provided her with insights concerning the investigation, and she proceeded to de-
scribe this insight. She noted that this bird might have had an advantage, it might
have had better transportation (line 17d). In this series of utterances, lines 17a
through 17d, the teacher was modeling structure–function reasoning, thus present-
ing students with a valued cultural tool, the what of cultural tools.
In lines 17e through 17f, Ms. Patrick expressed how she used this intermedi-
ate conclusion to explore the next possible link in the causal chain, trying to
identify the trait that is responsible for this advantage. In these lines, the teacher
exhibited the difficult and delicate coordination that we had mentioned was one
of the central challenges in conducting productive investigations. She interpreted
a specific piece of data in terms of the goal of the investigation (i.e., explaining
differential survival) and in terms of disciplinary interpretive frameworks (i.e.,
advantage and structure–function relationships), and she used these intermediate
conclusions to drive subsequent observations (i.e., turning to examine leg
length). In modeling this coordination, Ms. Patrick was modeling the how of the
scientific cultural toolkit, and by voicing her reasoning, she was explicating the
why of cultural tools.
As the discussion continues and we move to the third segment in this episode,
one again sees the fluidity with which the teacher moved between the roles of mon-
itor, mentor, and partner and the subtle boundary that exists between these partici-
pant structures:
The transitions between turns 1, 2, 3, and 4 are indicative of the insider and part-
ner status that the teacher held in the group. Although the segment consists of alter-
nating teacher–student turns, the student and the teacher were each raising conjec-
tures in response to the data they were observing. Turn allocation is symmetrical
and ungoverned, absent of exclusive pronoun use by the teacher. The teacher
seemed genuinely engaged and excited as exhibited by the latched speech between
turn 3 and 4 and the way she precedes her interpretation with the exclamation
“Ooo” (line 4).
In line 5, BK exhibited mastery over the cultural tool of structure–function rea-
soning. He interpreted that the disadvantageous behavior had to do with locomo-
tion, as he noted in lines 3b to 3c that by the time the finch arrived, all the seeds had
been cracked. Thus, he concluded that the finch must have been slow. Next, he re-
lated this behavior to a relevant physical characteristic: to leg size (line 7). BK not
only presented an interpretation but challenged a competing interpretation raised
by the teacher (line 5a). He used structure–function reasoning to defend this posi-
tion by specifying that the beak could not have been relevant because the shells
were already cracked (lines 5b–5c) and that the pertinent behavior was speed of lo-
comotion (line 5d), which is likely determined by its leg size (line 7). His challenge
was forceful by virtue of the scientific authority that he had been able to harness.
DISCUSSION
We have shown that there are structural differences between the mentor and part-
ner participant structures. Moreover, we have shown that students’ increasing com-
petence with the structure–function cultural tool co-occurred with a series of part-
ner interactions. We next explain why we think that the structural characteristics of
the partner structure, particularly as juxtaposed with the mentor structure, have im-
portant consequences for fostering this mastery of cultural tools and for nurturing a
balance between authoritative and persuasive discourse.
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 415
than providing support for her position by presenting the content of their observa-
tions. In contrast, BK appealed to a substantive argument; he supported his claim by
pointing to the data in the field note, articulating the connection between locomotion
and the time that it took the finch to arrive at the feeding site.
The fact that these different forms of argument were differentially embedded in
the mentor and partner structures leads us to suspect that the different structures
connote different intellectual values, the first predicated on the display of knowl-
edge or the completion of tasks and the other on the construction and evaluation of
knowledge. This lead students to engage in “doing school” or in “doing science”
(Jimenez-Aleixandre, Rodriguez, & Duschl, 2000), respectively. Although the
mentor structure is consistent with the set of values proffered by inquiry-based sci-
ence, such as systematically refining empirically derived knowledge claims, the
teacher as authority figure that is reflected through this participant structure is
likely associated, for students, with traditional images of schooling that emphasize
the display of performance. However, we cannot discount the possibility that BK
simply had a stronger command of scientific practices than Tanya or that both BK
and Tanya were more adept at employing scientific cultural tools at the time of Epi-
sode 3 than Episode 2.
Stronger support for the effects of symmetry on student roles and the stance that
they assume in relation to the cultural tools of science can be found by comparing
our data to findings reported by Lemke (1990) as instances of what he called a
“student challenge” and teacher–student debates. The examples that Lemke pre-
sented were in the context of triadic dialogue, so we have the opportunity to com-
pare how teacher–student debates are enacted and resolved via triadic dialogue
versus partner participant structures. We broach this comparison in the next sec-
tion. In particular, we look at differences in the force of the challenge, in the avail-
able resources for warrants, and in the basis for resolution. We use this comparison
to argue that one of the consequences of the partner participant structure is that it
fosters both mastery and appropriation. This is a distinction made by Wertsch
(1998) between gaining proficiency with the culturally appropriate use of a cul-
tural tool and making it one’s own, what has been described by Bakhtin (1981) as
the function or essence of internally persuasive discourse.
and contradict the teacher, but he was able to defend his claim using the conven-
tions of science—pointing to evidence that supports his claim and utilizing the cul-
tural tool of structure–function reasoning.
BK’s interpretation was not consistent with the normative explanation of this
problem scenario (the published scientific explanation has implicated beak depth
and strength in the ability to feed off of the remaining seeds and survive, e.g.,
Grant, 1986). This hints at the tension that exists between authoritative and persua-
sive discourse. The teacher’s suggestion that the finch’s inability to obtain food
might be related to beak size may have been an attempt (intentional or inadvertent)
to steer the students toward the normative explanation. Nonetheless, as the investi-
gation continued (beyond the quoted transcripts), it was BK’s interpretation that
prevailed, and the group went on to observe leg-size data.
The pedagogical power that this episode holds can be better viewed when com-
pared to the episodes presented by Lemke (1990). In Lemke’s (1990) examples,
the student challenge is often presented in the form of a question, for example,
“How can it be the ground creates the heat energy, if the sun creates the heat en-
ergy?” (p. 28) or “Couldn’t the water go down?” (p. 43). The predominant activity
structure in the classrooms that Lemke studied was triadic dialogue. Within this
structure, student roles are typically limited to responding to teacher bids and to
raising clarifying questions. In this context, it is understandable why a student
challenge often appears couched in a question. However, couched in a question,
the challenge might also imply that the final authority for evaluating whether the
challenge is warranted lies in the hands of the teacher. In contrast, in the preceding
example, the student, BK, stated his challenge as an explicit claim, signaling his
right to directly refute the teacher.
In considering the means for supplying warrants and concluding the debate, we
turn to Lemke’s (1990) summary of teacher–student debates (p. 44). Lemke stated
that the authority of the teacher in the classroom and the authority of science get inex-
tricably linked. In these debates, the teacher usually has the last word and appeals to
institutional authority, for example, by cutting off the discussion and moving on to a
new task or to scientific authority, for example, by presenting a scientific principle.
At times, the principles that the teacher cites to close the debate are unfamiliar to the
students. When appealing to scientific authority, the principle is not explicated, and
the links to the present debate are not made clear so that the appeal to scientific au-
thority serves to overwhelm rather than persuade the students.
In the previous example, the appeal is to the data that the students and teacher
are viewing, and the last word can be either the students’ or the teacher’s, resulting
in a persuasive rather than univocal resolution. BK pointed to the text of the field
note to defend his position. The ability to appeal to shared sources of evidence is
made available through the task/talk amalgam (Michaels, 2002) in which features
of the task drive and constrain features of the talk and vice versa. The rules of the
game of this task, of first-hand investigations, are taken to be that claims are sup-
418 TABAK & BAUMGARTNER
ported or refuted through the data collected in the computer environment. Both the
students and the teacher have equal access to these resources, which are necessary
for warranted and supported claims. When debates are resolved by appeals to
decontextualized scientific principles, as in the examples that Lemke (1990) pre-
sented, the teacher may have more access to the necessary resources.
We consider BK’s challenge a compelling example of the partner participant
structure because BK had not only mastered the cultural tool of structure–function
reasoning, he had also taken up the authority that was fused to this tool (Wertsch &
Rupert, 1993). He was able to effectively wield this tool to challenge someone of
higher institutional authority, the teacher, and cogently defend his position. Al-
though it may not be necessary to master a tool to exploit its authority (Wertsch &
Rupert, 1993), we believe that what BK had done in this episode is part of what
Wertsch (1998) meant when he talked about making a tool one’s own. In this sense,
the partner participant structure seems to support appropriation as well as mastery.
The word does not exist in a neutral and impersonal language (it is not, after all, out
of a dictionary that the speaker gets his words!), but rather it exists in other people’s
mouths, in other people’s contexts, serving other people’s intentions: it is from there
that one must take the word, and make it one’s own. And not all words for just anyone
submit equally easily to this appropriation, to this seizure and transformation into pri-
vate property: many words stubbornly resist, others remain alien, sound foreign in
the mouth of the one who appropriates them and who now speaks them. … Expropri-
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 419
ating it [language], forcing it to submit to one’s own intentions and accents, is a diffi-
cult and complicated process. (pp. 293–294)
how workers can express affiliation to their workplace by using “we” when talking
about the company. “The choice of a pronoun can thus have implications for the
ways in which actual and potential participants are defined, and authority or moral
stance established” (Duranti, 1997 p. 306).
The use of exclusive pronouns that dominated the mentor interactions differen-
tiates (Duranti, 1997, p. 313) two classes of participants, the teacher and the stu-
dents. When students juxtapose their tribulations with the apparent ease with
which the teacher proffers advice, a likely inference is that scientific reasoning re-
quires a certain skill that the teacher seems to possess but they do not. Science is
the dominion of the “other” not of the “I” or the “we.” Teachers are seen to repre-
sent not only themselves and the institution of schooling but also the institution of
science (Goffman, 1981). Hence, the next likely conclusion is that strategic deci-
sions involving scientific topics should be left to the experts. As we have noted,
prior research has shown that this is often the stance toward science that students
develop and assume (e.g., Brandes, 1996; Driver et al., 1996; Songer & Linn,
1991).
The partner participant structure did not make use of exclusive pronouns, and
the teacher engaged in the same form of talk as the students, positioning herself on
the same plane of participation as the students. Within this inclusive arrangement,
the students were privy to the teacher’s contemplation. They could see their
teacher hesitate, grapple, and even falter—just as they did—as she tried to make
sense of the data and push the investigation forward. Therefore, the partner struc-
ture has the potential to reframe the students’ difficulties in conducting an investi-
gation as a legitimate and typical part of expert practice and to help students iden-
tify themselves as people who can rightfully gain access to the practice of science.
These are some of the forces behind BK’s appropriation of structure–function rea-
soning, of his ability to wield this cultural tool to challenge and effectively contend
with the teacher’s opposition.
Many inquiry-based science classrooms incorporate students challenging sci-
entific claims and invoking empirical data as warrants. However, these usually in-
volve students challenging each other. If the only franchised debates that students
engage in involve challenging those without institutional power, students not
teachers, can we expect them to come to view science as subjective? Can they view
themselves as citizens empowered to critically evaluate the dictums presented by
experts when scientific issues impinge on policy decisions?
The conditions of the partner participant structure (as well as the task structure)
afford a different dynamic, enabling students to debate those with institutional
power and enabling them to do so on equal ground. Engaging in such debates can
also in turn promote the appropriation of scientific cultural tools. The sanctioning
of appeals to data as the necessary resources for warrants, the equal access to these
resources, combined with the symmetry in teacher–student relationships creates a
situation in which the authority of the classroom and the authority of science that
SYMMETRY AND IDENTITY WORK IN SCAFFOLDING 421
Lemke (1990) described as intertwined and belonging to the teacher are disentan-
gled, and some of the authority of science is conferred to the students.
In the context of the partner structure, once students appreciate the culturally
appropriate way of using the cultural tools, they can “try them on for fit.” Rather
than positioning students as differentiated from the teacher, partner interactions al-
low students to identify with the teacher and to conceive of themselves as sanc-
tioned users of scientific cultural tools. Consequently, they can explore whether,
when used in this particular way, these tools can serve their own goals and pur-
poses. This can affect the extent to which students see the use of these tools as
something that needs to be done to get by in school versus experiencing a transfor-
mation that opens opportunities to engage in the practices of other communities
outside of school (Rogoff, 1993), even those of high status.
In this way, interactions in the partner participant structure can be viewed as
processes of identity formation. As poignantly expressed in the following excerpt
from Duranti (1997)
Hence, the partner participant structure makes room for students to not only
master the use of particular tools but to appropriate them. This distinction is impor-
tant because mastery does not necessarily connote appropriation and vice versa
(Herrenkohl & Wertsch, 1999; Polman, 2001; Wertsch, 1998; Wertsch & Polman,
2001). Moreover, other than unique programs such as reciprocal teaching in which
long-term use of the adopted cultural tools can suggest that students have appropri-
ated as well as mastered these tools (Wertsch, 1998, p. 127), there is not much evi-
dence that students appropriate what they learn in school (Resnick, 1987). In di-
recting more attention to the distinction between mastery and appropriation, we
may be better able to attend to the interplay between identity formation and sub-
ject-matter learning in contrast to the separation between the two that seems to per-
meate educational research.
nated and applied. In Episode 2, it was seen that the teacher shifted fluidly between
mentor and partner interactions. The mentor structure refers to cultural tools more
explicitly through directives often naming the tool, whereas the partner structure
refers to cultural tools implicitly through their modeled use so that students are ex-
posed to continuous shifts between the use of a semiotic device and its absence in
reference to the same cultural practice. Such shifts between explicit and implicit,
the reappearance of a semiotic device on the background of a previous meaningful
absence, serves to create meaningful distinctions and to regulate social practice
(Valsiner, 1998, p. 48).
Rather than representing opposing or competing instructional forms, the men-
tor and partner are efficacious as an ensemble. It is possible that when the mentor
participant structure is part of an ensemble that includes the partner participant
structure that a balance is achieved between authoritative and persuasive dis-
course. What affects the degree of trust and reciprocity in interactions are not just
the content and structure of the dialogue in the here and now but the residual and
accruing effects of all past interactions that these participants share (Stone, 1993).
Thus, a history that includes partner interactions may color mentor interactions,
helping, through past interactions, form the trust and mutuality that is necessary
for successful scaffolding (Stone, 1993) within mentor interactions that occur in
the here and now. For example, Crawford’s (2000) case study of an exemplary in-
quiry teacher suggests that the momentary perception of the teacher as a peer or
learner is sufficient to promote an affective climate that is conducive to inquiry
learning. Similarly, the mentor structure can color the partner interactions marking
the measure of authority that is necessary for the teacher’s actions to be regarded as
valued resources to be taken up by the students. This combination of symmetry
colored by authority can make the partner participant structure an instructional de-
vice that combines some of the scaffolding benefits found in adult–child interac-
tions and the advantages of promoting extended narratives and grappling with new
and difficult concepts found in peer interactions (Rogoff, 1993; Ryokai, Vaucelle,
& Cassell, 2003).
In recent informal discussion with Ms. Patrick, she stated, as she reflected on her
teaching, that with some of the groups, she felt they were struggling and just
needed to have her sit and work through part of the investigation with them. So the
partner structure seemed to emerge as the teacher’s in-action response to the stu-
dents’ struggles rather than a calculated consideration of issues of symmetry or the
visibility of cultural tools. However, in making different participant structures an
object of study, juxtaposing the mentor and the partner structures vis-à-vis dis-
course analytic approaches, we have been able to illuminate potential pedagogical
424 TABAK & BAUMGARTNER
mate and learning that occurs. We also need to learn more about what symmetry
means in educational contexts, what counts as symmetry, how it is constituted
through talk, and what contributions it offers for learning. We hope that our work
can inspire future research that is directed at considering teacher–student interac-
tions in terms of the ways in which they might foster symmetry, identification and
access, and in identifying how such dynamics might promote mastery, appropria-
tion, and identity formation.
ACKNOWLEDGMENTS
This work was funded in part by Spencer Dissertation Fellowships to Iris Tabak and
Eric Baumgartner and by a Rashi Guastala Fellowship for the Advancement of Sci-
ence Education and a Mandel Fellowship for Research in Education to Iris Tabak.
The reported projects were funded by Grant 97!57 from the James S. McDonnell
Foundation to Brian J. Reiser (BGuILE) and by Grant ESI–9353833 from the Na-
tional Science Foundation to R. P. H. Chang (MWM). The opinions expressed here
are ours and do not necessarily represent the views of these foundations or projects.
We thank the participating students and teachers for welcoming us into their class-
rooms and for so generously sharing their thoughts and experiences. We thank
Lindsay Cornelius, Jackie Gray, Leslie Herrenkohl, Janet Kolodner, and Joseph
Polman for comments on earlier drafts. Thanks to Ayelet Dekel for her thoughts on
Bakhtin. We also thank Zvi Bekerman for helpful discussions and Linda Patton for
providing invaluable insights on teaching. The anonymous reviewers and the edi-
tors, Richard Lehrer and Annemarie Sullivan Palincsar, provided thoughtful com-
ments for which we are grateful. For further information concerning the BGuILE
and MWM projects, please consult their Web sites at http://www. letus.org/bguile/
and www.materialsworldmodules.org
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