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Scand J Med Sci Sports 2015: : – ª 2015 John Wiley & Sons A/S.

doi: 10.1111/sms.12633 Published by John Wiley & Sons Ltd

Two-dimensional knee valgus displacement as a predictor of


patellofemoral pain in adolescent females
S. Holden1, C. Boreham1,2, C. Doherty1, E. Delahunt1,2
1
School of Public Health, Physiotherapy and Sports Science, University College Dublin, Dublin, Ireland, 2Institute for Sport and
Health, University College Dublin, Dublin, Ireland
Corresponding author: Sinead Holden, A101 School of Public Health, Physiotherapy and Sports Science, Health Sciences Centre,
University College Dublin, Belfield, Dublin 4, Ireland. Tel.: 00 353 1 7166671, Fax: 00 353 1 716 6501, E-mail:
sinead.holden@ucdconnect.ie
Accepted for publication 6 November 2015

Patellofemoral pain (PFP) is a prevalent lower limb eight participants developed PFP, as diagnosed by a
musculo-skeletal injury in adolescent females. Female Chartered Physiotherapist. Knee valgus displacement was
athletes with PFP display increased frontal plane knee significantly increased in those who developed PFP
joint motion in comparison to control subjects. The current compared to those who did not (mean difference = 7.79°;
investigation aimed to determine prospectively whether P = 0.002; partial eta squared = 0.07). Knee valgus
two-dimensional knee valgus displacement during landing displacement ≥10.6° predicted PFP with a sensitivity of
could predict the risk of developing PFP. Seventy-six 0.75 and specificity of 0.85. The associated positive
injury-free adolescent female athletes (age = 12.9  likelihood ratio was 5. These results have clinical utility
0.35 years) participated. At baseline participants suggesting that two-dimensional analysis could be
performed three drop vertical jump trials from a 31-cm implemented to screen for increased risk of PFP in
box. A standard video camera was used to record frontal adolescent female athletes.
plane knee joint kinematics. Over the 24-month follow-up,

Patellofemoral pain (PFP) is a prevalent lower limb (Utting et al., 2005; Thuillier et al., 2013; Hinman
musculo-skeletal injury in adolescent females (Myer et al., 2014). Early identification of risk factors and
et al., 2010; Rathleff et al., 2013a, b). Up to one- ultimately prevention of PFP is therefore critical to
third of all adolescents experience knee pain with a maintain knee joint health and function in adolescent
large proportion of this attributable to PFP (Mol- athletes.
gaard et al., 2011; Rathleff et al., 2013a, b). An even Previous investigations have demonstrated that
higher prevalence is reported in adolescent female females with PFP display altered knee joint kinemat-
athletes (Barber Foss et al., 2012). In general, ics in comparison to non-injured control subjects.
females experience a higher incidence and prevalence Particularly, symptomatic PFP patients exhibit
of PFP in comparison to males (Taunton et al., increased frontal plane knee joint motion and loads
2002; Boling et al., 2010). during dynamic activities such as squatting, running,
PFP is characterized by diffused retro-patellar jumping, and stepping (Levinger et al., 2007; Willson &
and/or peri-patellar knee pain which is aggravated Davis, 2008; Nakagawa et al., 2012, 2013, 2015).
during many activities of daily living such as stair However, due to the observational and retrospective
ascent/descent, prolonged sitting or running (Fagan & nature of these investigations, it is unclear whether
Delahunt, 2008; Witvrouw et al., 2014). Symptoms these abnormal frontal plane knee joint kinematics
are highly persistent in adolescent females, with a cause PFP or occur secondary to knee pain. It is the-
high proportion experiencing recurrent pain in both orized that increased valgus load during dynamic
short- and long-term follow-up (Nimon et al., 1998; activities increases laterally directed forces on the
Stathopulu & Baildam, 2003; Rathleff et al., 2013a), patellofemoral joint, which could be an intrinsic risk
which can result in both localized and distal hyperal- factor precipitating the onset and development of
gesia (Rathleff et al., 2013c). The debilitating effect PFP (Powers, 2003). One prospective study has iden-
of PFP is magnified by its detrimental influence on tified a relationship between increased frontal plane
physical activity (Stathopulu & Baildam, 2003) and moments and PFP (Myer et al., 2010); however, in
its association with patellofemoral osteoarthritis order to quantify knee abduction moments, the use

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Holden et al.
of sophisticated three-dimensional (3D) analysis is Baseline drop vertical jump landing kinematics
required, which is both costly and inaccessible to
Upon recruitment to the study, each participants’ 2D landing
most sports settings outside of the research environ- kinematics were assessed. This baseline assessment is part of a
ment. Measurement of frontal plane knee joint kine- longitudinal study investigating the development of knee joint
matics by two-dimensional (2D) video analysis has jump landing kinematics in adolescent athletes. For the cur-
previously been validated (McLean et al., 2005) and rent investigation, the baseline (pre-injury) data were used.
may present a more time and cost-effective screening Performance of the drop vertical jump (DVJ) was initially
explained and demonstrated to participants by one of the
methodology. investigators. Participants initially stood with feet shoulder
The current investigation developed as a corollary width apart and hands on their hips on top of a 31-cm box.
to a longitudinal investigation of the development of They were then required to drop directly off the box and upon
adolescent knee joint jump landing kinematics and landing immediately perform a maximum effort vertical jump.
aimed to determine whether altered knee joint land- Participants performed a minimum of three to five practice
repetitions until they were comfortable with the technique
ing kinematics could be used to predict the risk of required to correctly execute the DVJ. Each participant then
developing PFP in this population. We hypothesized performed three DVJ test trials. Trials were not included if the
that increased knee valgus displacement, as mea- participant removed their hands from their hips or lost their
sured by 2D analysis during jump landing, would be balance during landing. Two-dimensional frontal plane knee
increased in those who developed PFP relative to joint kinematics was captured by a standard video camera
(Canon Legria HF R306, Canon Inc, Tokyo, Japan) with an
those who did not. acquisition rate of 50 Hz. The camera was positioned at a
Although 2D analysis has previously been vali- height of 1.03 m. Retro-reflective markers (Vicon Motion Sys-
dated against 3D motion analysis (McLean et al., tems Ltd, Oxford, United Kingdom) were placed on the
2005), we utilized a modified method for calculating greater trochanter, lateral knee joint line, and lateral malleolus
knee valgus displacement. Therefore, validation of of both legs of participants during data acquisition. Markers
were placed directly onto the skin of participants and as such,
this protocol was conducted in conjunction with this required them to wear athletic shorts which were taped in a
study in order to ensure this modified method main- manner that exposed skin around the greater trochanter of the
tained correlation with 3D measures of knee valgus hip so the marker could be visually identified and digitized
displacement. during the data processing. All markers were placed by the
same researcher.

Materials and methods


Data reduction
Participants
Knee joint valgus angles were measured and averaged across
Seventy-six adolescent female athletes were recruited from
the three test trials for both the dominant and non-dominant
three secondary schools in the University catchment area
limbs of participants. Knee joint valgus angle was calculated
as part of a longitudinal study on the development of ado-
from the video frame just prior to initial contact (IC) by digi-
lescent knee joint jump landing kinematics. Participants
tizing the reflective markers on the hip, knee, and ankle in
were included in the study if they were currently participat-
order to calculate the angle formed between the three markers
ing in high school sports and free from lower limb injury.
(see Fig. 1 for marker placement). IC was defined as the frame
Participants were engaged in a variety of sports, including
in which the participants’ toes initially came in contact with
court or field-based sports (e.g., field hockey, Gaelic foot-
the force plate and was visually identified by watching the
ball, basketball, etc.), track and field athletics, or athletic
video of the jump frame by frame. This process was repeated
dance (e.g., gymnastics, cheerleading). Exclusion criteria
to measure knee valgus angle at the video frame representing
were a current injury or previous history of major lower
maximum frontal plane knee joint motion. Knee valgus dis-
limb surgery and/or knee injury. Written informed parental
placement was then calculated as the difference in angle
consent for each participant was obtained prior to testing,
between the two time points (displacement = IC
with participant assent obtained on the day of testing. All
angle peak angle).
testing was undertaken in the relevant schools’ gymnasium.
Participants were tested at baseline and at 6-, 12-, 18-, and
24-month intervals. Baseline characteristic (age, height, Follow-up
body mass) are displayed in Table 1. The study was
approved by the University Human Research Ethics Athletes were prospectively followed at 6 months intervals for
Committee. 2 years. At each subsequent test session, participants were
questioned regarding any injuries obtained since the last test-
ing session. If knee pain was reported, participants were clini-
Table 1. Mean (SD) participant descriptives for the control and PFP cally evaluated by a Chartered Physiotherapist for the
presence of PFP. Diagnosis was based on the following and is
groups; PFP = patellofemoral pain
in agreement with previously published criteria in the litera-
Control PFP ture (Stefanyshyn et al., 2006; Boling et al., 2009; Rathleff
et al., 2013d): long-standing anterior knee or retro-patellar
Participants (N) 68 8 pain of insidious onset, provoked by at least two of the follow-
Age (years) 12.91 (0.34) 13.12 (0.42) ing activities: prolonged sitting or kneeling, squatting, run-
Height (m) 1.59 (0.07) 1.61 (0.05) ning, hopping, or stair walking; negative findings on
Body mass (kg) 49.61 (8.32) 46.75 (7.90) examination of knee ligament, menisci, bursa, and synovial
plica. In addition, the PFP group could not have had a previ-

2
Knee valgus: a risk factor for knee pain
AMTI (Watertown, Massachusetts, USA) walkway-
embedded force plates sampling at 1000 Hz. The CODA
mpx1 units were time synchronized with the force plates.
Kinematic data were analyzed using the Codamotion soft-
ware. Dynamic valgus has previously been described as a med-
ial collapse of the knee during dynamic movement
(Krosshaug et al., 2007; Paterno et al., 2010). Therefore, esti-
mated hip, knee, and ankle joint centers were used to calculate
frontal plane knee joint angular displacement during landing;
a method which has been demonstrated to be sensitive to
injury (Paterno et al., 2010). Knee joint angular displacement
was calculated for the frontal plane only. The point at which
the vertical ground reaction force exceeded a 10N threshold
was defined as IC. The frontal plane knee angle was recorded
at 20 ms pre-IC and at the point of maximum frontal plane
knee motion in order to calculate frontal plane angular dis-
placement. Valgus angular displacement was defined
Fig. 1. Marker placement for measurement of 2D knee val- as positive, while varus angular displacement was defined as
gus displacement. negative.

ous episode of PFP. The mechanism of injury could not be


related to a traumatic blow to the knee joint or an acute injuri- 2D kinematics
ous incident. A total of eight subjects developed new PFP As previously described, 2D frontal plane kinematics were
during the follow-up period. captured simultaneously with a standard digital video camera
(Canon Legria HF R306) with an acquisition rate of 50 Hz.
Cameras were positioned on a tripod at a height of 1.03 m.
Concurrent validation Retro-reflective markers (20 mm; Vicon Motion Systems Ltd)
Participants were placed on the greater trochanter, lateral joint line, and
lateral malleolus to enable calculation of the 2D knee valgus
Seven participants were recruited for the validation (five displacement. The video recordings were analyzed using a
males, two females). Participants reported to the University
commercial software package (Dartfish Motion Analysis Soft-
biomechanics laboratory for a single testing session, including ware; Dartfish, Fribourg, Switzerland) as previously
collection of 2D and 3D measures during the DVJ on both described.
limbs of all participants. This enabled the use of 14 limbs for
concurrent validation. Written informed consent was obtained
on the day of testing. Statistical analysis
Prospective investigation
Drop vertical jump Statistical means and standard deviations of all variables of
Similar to the prospective investigation, participants com- interest were calculated from the three trials of the DVJ. A
pleted three to five practice trials of the DVJ, or until they felt between-groups multivariate analysis of variance (MANOVA)
comfortable executing the movement. The participant was was used to investigate the effect of group (control vs PFP) on
required to begin on top of a 31-cm box with their feet shoul- knee valgus displacement and participant characteristics (age,
der width apart and their hands on their hips. They were then height, and body mass). Four participants acquired unilateral
required to drop of the box and upon contact with the labora- PFP, with the symptomatic knee being included in the PFP
tory force plates, immediately perform a maximal effort verti- group for subsequent analyses and four participants acquired
cal jump. After familiarization with this protocol, participants bilateral PFP, with both knees being included in the PFP
performed three DVJ trials while concurrent 3D and 2D data group. Therefore, a total of 12 knees developed new PFP dur-
were collected. ing the follow-up period and were included in the PFP group
for analysis. The control group consisted of the uninjured
knees of the total tested population (n = 140).
CODA motion kinematics Logistic regression analysis was used to determine whether
knee valgus displacement could predict PFP injury risk. The
Participants were instrumented with the Codamotion (Leice- predictive accuracy was quantified with the use of the C-statis-
ster, United Kingdom) bilateral lower limb gait setup prior to tic, which measures the area under the receiver operating char-
validation trials. This included recording specific anthropo- acteristic curve (ROC). Significance was set a priori at
metric details for the calculation of hip, knee, and ankle joint P < 0.05.
centers, and the placement of lower limb makers and wands as A chi-square test for independence was undertaken to
outlined in Monaghan et al. (2007). All anthropometrics and examine the relationship of activity level and PFP. The cate-
marker/wand placement were undertaken by the same gorical variables used were development of PFP (yes or no)
researcher. Subsequent to marker and wand placement, a neu- and number of sports played (one, two, or three).
tral stance trial was used to align the participant with the labo-
ratory coordinate system and to function as a reference
position for subsequent kinematic analysis. During the valida- Concurrent validation
tion trials, 3D kinematic data acquisition was made at 200 Hz
using 3 Codamotion cx1 units (Codamotion, Leicester, United The average knee valgus angular displacement was calculated
Kingdom), while kinetic data acquisition was made using two from three trials for both limbs of all participants. Therefore,

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Holden et al.
the average values for 14 limbs were used to examine the con- Concurrent validation
current validity of the 2D measures of knee valgus angular
displacement. Pearson product correlation coefficients were There was a strong significant correlation between 2D
used to determine the relationship between the 2D values to and 3D measured knee valgus angular displacement
those obtained from the 3D motion analysis system. A Bland– (r = 0.946; r2 = 0.894; P < 0.001). The Bland–Altman
Altman plot was also used to examine the concurrent reliabil-
ity of the 2D values to the 3D derived values. Significance was
plot confirmed there were no systematic differ-
set a priori at P < 0.05. ences between the two systems (Fig. 3). A scatterplot
of the 2D vs 3D results can be seen in Fig. 4.
Results
Prospective investigation Discussion
The cumulative incidence risk of developing PFP in The incidence of PFP reported in the current investi-
this population was 10.5%. There were no significant gation (10.5%) is slightly higher than that which has
differences between the PFP group and control been previously reported in prospective investiga-
group for participant characteristics of age, height, tions of adult populations (Stefanyshyn et al., 2006;
or body mass (P > 0.05; Table 1). Knee valgus dis- Boling et al., 2009). This is probably reflective of the
placement was significantly different between groups high incidence of PFP in adolescent females as these
at baseline (mean difference = 7.79°; 95% CI: 3.26– studies examined adult populations which included
12.32°; P ≤ 0.001; partial eta squared = 0.071). males in their analyses. Myer et al. (2010) prospec-
Specifically, knee valgus displacement was increased tively investigated a population of adolescent females
in the PFP group (10.88  2.2°; Fig. 2) in compar- of the same age as the current investigation and
ison to the control group (3.09  0.64°). Receiver reported a comparable cumulative incidence of
operating curve (ROC) analysis demonstrated
that knee valgus displacement was a significant pre-
dictor of PFP (C-statistic = 0.77; P = 0.002). Knee
valgus displacement ≥10.6° predicted PFP with a
sensitivity of 75% and specificity of 85%. The
associated positive likelihood ratio (sensitivity/1
specificity) was 5. The chi-square test indicated no sig-
nificant association between the development of PFP
and number of sports played (v2 = 2.96; P = 0.23;
phi = 0.19).

Fig. 3. Bland–Altman plot for knee valgus displacement.

Fig. 2. Representative landing of participant who went on


to acquire bilateral PFP. PFP = patellofemoral pain. Fig. 4. Scatterplot of 2D vs 3D knee valgus displacement.

4
Knee valgus: a risk factor for knee pain
9.66%. It has long been postulated that female ado- that more than 30° of femoral internal rotation
lescents may be at higher risk of developing PFP results in a significant increase in patellofemoral joint
than their male and/or adult counterparts and as contact pressures while Huberti and Hayes (1984)
such, may be the best sample to target from an injury discovered that a 10° increase in Q-angle increase
prevention perspective. peak contact forces on the lateral aspect of the patel-
There were no observed differences between the lofemoral joint by 45%.
PFP and control group for baseline measures of age, In order to develop appropriate injury prevention
height, body mass, or number of sports partici- strategies, there is a need to identify predisposing
pated in. However, in the current investigation, we risk factors for PFP and develop clinically applicable
observed that baseline measures of knee valgus dis- tools that will aid in the detection of such risk fac-
placement ≥10.6°, as measured by 2D analysis, were tors. The results of the current study are in agree-
predictive of PFP with high sensitivity and speci- ment with research from Myer et al. (2010) which
ficity. The high sensitivity found for this threshold established a relationship between knee abduction
indicates that it correctly identified 75% of the knees moment during landing and the development of PFP
that went on to develop PFP (i.e., 8 of 12), while the in adolescent females. In their cohort they found that
specificity means that this threshold value was cor- a peak external knee abduction moment ≥15.4 Nm
rectly negative for 85% of people who did not was associated with a 6.8% risk of developing PFP.
develop PFP. The positive likelihood ratio was 5, Nevertheless, 3D motion analysis does not provide a
indicating a 30% increased probability of developing feasible method to facilitate screening adolescents
PFP if above the 10.6° of knee valgus displacement for knee injury risk. 2D analysis of dynamic knee
during the DVJ (McGee, 2002). Myer et al. (2010) valgus has provided a surrogate measure of knee
reported that high school females who developed joint control in the frontal plane (Levinger et al.,
PFP displayed significantly higher frontal plane knee 2007; Willson & Davis, 2008). Research has shown
abduction moments than those who did not; how- that it is valid, reliable, and sensitive to altered kine-
ever, the predictive capacity of this was not statisti- matics both in patients with symptomatic PFP and
cally evaluated. The addition of logistic regression post-intervention. However, prior to the current
analysis, with associated sensitivity, specificity, and investigation, no study had evaluated whether 2D
positive likelihood ratio in the current investigation analysis would be able to prospectively identify those
strengthens the evidence for decreased frontal plane who may be at risk of developing PFP. Although 2D
control of the knee joint as a risk factor for develop- analysis has previously been validated against 3D
ing PFP. motion analysis (McLean et al., 2005), we utilized a
Knee valgus displacement measured in the current modified method for calculating knee valgus displace-
investigation may in fact be a manifestation of fron- ment. The modification entails digitizing retro-reflective
tal and transverse plane motions at the hip. Dynamic markers placed on specific anatomic landmarks rather
knee valgus has been described to be attributable to than joint centers, due to the variability associated
a combination of femoral adduction and internal with estimating joint centers on video images. How-
rotation as well as tibial abduction and external rota- ever, high levels of adiposity (e.g., on the hips) may
tion (Powers, 2003; Levinger et al., 2007). This is in influence the angle measured from markers placed
agreement with previous investigations which identi- on the skin. Therefore, angular displacement (i.e.,
fied a relationship between hip adduction and inter- change in angle) during the deceleration phase of
nal rotation and the development of PFP, both landing was used to control for this. The direction
prospectively (Boling et al., 2009; Noehren et al., and magnitude in the change of angle will be the
2013) and retrospectively (Souza & Powers, 2009; same, irrespective of whether it is measured from
Noehren et al., 2012a, b; Nakagawa et al., 2015). joint centers or markers placed on the skin. The
Additionally, a randomized control trial by Baldon modified technique outlined in the current investiga-
et al. (2014) reported that a functional training pro- tion demonstrates excellent correlation with mea-
gram which targeted hip strengthening and control sures from 3D motion analysis and has previously
reduced hip adduction and internal rotation. This been shown to have excellent reliability (Holden
hip focused intervention was more beneficial in et al., 2015). By measuring valgus angular displace-
improving pain and function than standard training ment, we quantified dynamic valgus (which is
which consisted of stretching, as well as traditional described as medial collapse of the knee), rather than
weight-bearing and non-weightbearing exercises the static “Q-angle” which is a measure of anatomic
emphasizing quadriceps strengthening. Considering alignment. A previous study found no relationship
the effect of hip adduction and internal rotation on between standing Q-angle and knee valgus angle dur-
patellofemoral joint pressures, it is easy to conceptu- ing dynamic activity (Pantano et al., 2005). Target-
alize how repetitive valgus loading during sporting ing the deficits associated with dynamic valgus may
activities could cause PFP. Lee et al. (2003) reported therefore offer the opportunity for intervention if

5
Holden et al.
people “at risk” are subjected to exercise-based neu- suggested that there may be subgroups of PFP
romuscular training which minimizes aberrant lower (Witvrouw et al., 2014) and that the underlying
limb mechanics. etiology of PFP may be sex specific (Nakagawa
Future investigation should evaluate whether et al., 2012; Willy et al., 2012). As females athletes
interventions which aim to reduce knee valgus dis- are typically characterized by increased valgus dur-
placement could prevent PFP in adolescent females. ing dynamic activities which may predispose them
Prevention programs that focus on improving neuro- to PFP and/or ACL injury, screening and preven-
muscular control of the knee have been effective in tion efforts may need to be specialized according
the reduction of ACL injury incidence in female ath- to sex.
letes (Gagnier et al., 2013) and in reducing “high-
risk” movements such as dynamic valgus during
Perspective
functional tasks (Myer et al., 2013a). Adolescent
females appear to be more receptive to such interven- This study is the first to prospectively identify the
tions than adult females (Myer et al., 2013b). As the link between clinical measures of knee valgus and
incidence of PFP in adolescence is much higher than risk of developing PFP. Although previous research
the incidence of ACL injury, theoretically, it should has identified increased knee valgus as a characteris-
require smaller sample sizes to determine the efficacy tic of patients presenting with PFP, it was hard to
of such injury prevention programs on the incidence determine whether this precipitated the condition or
of PFP. was as a result of it. The identification of increased
The current investigation is not without limita- knee valgus displacement as a predictor for PFP has
tions. Although there is good correlation between important implications for the implementation of
3D and 2D analysis, 3D analysis represents the neuromuscular control training in adolescent female
gold standard for kinematic analyses. As dynamic athletes in order to minimize aberrant lower extremity
knee valgus can be influenced by both proximal kinematics, and thereby reduce the risk of developing
(hip adduction/internal rotation) and distal (tibial PFP. Additional research is needed to design, imple-
abduction) factors to the knee it is important to ment, and assess the efficacy of such individualized
consider the entire kinetic chain in efforts to pre- programs.
vent knee joint injuries. Moreover, the predictive
capacity of knee valgus displacement found in this Key words: Adolescent, patellofemoral pain, risk factor,
study is specific to adolescent females. It has been biomechanics, kinematics, prospective.

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