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Background: This study aimed to test the effectiveness of life skills education (LSE) and psychoeducation in the
reduction of Youth Self Report (YSR) scores on institutionalized children using structured activities supported
by trained facilitators. LSE involved participation of children in life skills activities to support development of
key psychosocial competencies and interpersonal skills. Methods: The study included 630 children from three
institutions. Of these, 171 were in the Intervention Group 1 (life skills education and psychoeducation), 162
were in the Intervention Group 2 (psychoeducation only), and 297 children were in the control group. A
researcher-developed socio-demographic questionnaire and the YSR were used. Baseline assessments were
conducted before the interventions and again at 3, 6, and 9 months. Differences between the two interven-
tion groups and the control group were investigated using least squares linear regression. Results: There was a
statistically significant reduction in scores in internalizing, externalizing, and total problem scores in both
intervention arms (p < .05) compared with the control arm at 3 months. At 6 months, no significant differ-
ences were found between the intervention Group 1 and control group for internalizing score (p = .594); how-
ever, there were significant differences in both intervention groups for both externalizing and total problem
scores (p < .05). At 9 months, significant differences were observed between control and both intervention
groups for externalizing scores; total problems for Intervention Group 1. Conclusions: A combination of Life
Skills Education and psychoeducation is effective in reducing emotional and behavioral problems in institu-
tionalized children.
• Mental health needs of children and adolescents are mostly neglected in low- and middle-income
countries.
• Psychoeducation and life skills education have been found to be ‘probably effective treatments’ for emo-
tional and behavioral problems among adolescents.
• To the best of our knowledge, no study has evaluated the effect of a combination of life skills education
and psychoeducation on emotional and behavioral problems in children and adolescents in institutional
care in low- and middle-income countries.
• This study has found that psychosocial interventions for adolescents in institutional care can produce posi-
tive emotional and behavioral outcomes.
‘providing information’, but rather an empowerment registered institutions. The real names of these institutions
training for individuals whose target is to promote the were replaced with names that concealed the identity of the
awareness, inform on treatment modalities available, institutions. In this labels/titles, they will be referred to as
Experimental Group 1, Experimental Group 2, and control
coping strategies and appropriate behavior and attitude group (treatment as usual).
change to enhance effective response to the chronic con-
dition (Zhao, Sampson, Xia, & Jayaram, 2015). Eligibility of participants
A number of studies have generated evidence that psy- This study included adolescents who were residing in the
choeducation is an effective remedy for a wide range of selected institutions at the time of the study and were aged
mental disorders (Parker et al., 2016; Scholten et al., between 11 and 18 years. They were only included if they gave
2013), whereas others have found it ineffective in various assent to participate in the study. Participants who did not fall
disorders (Agberotimi, Olaseni, & Oladele, 2015; Barros within the age bracket of 11–18 years, did not give assent to
Pellegrinelli et al., 2013; Shah, Klainin-Yobas, Torres, & participate in the study, whose institutional heads (guardians)
did not give consent, and who were identified by the teachers as
Kannusamy, 2014).
having mental retardation to the extent that they could not par-
Life skills education, however, has a long history of ticipate in the assessments were excluded.
supporting child development and health promotion An orphan was defined as a child below the age of 18 years
in many parts of the world (Babaei & Cheraghali, who had lost either their biological mother or biological father or
2016; Katz et al., 2013). According to the WHO life both due to any cause; a vulnerable child as one whose safety,
skills education manual page 1 (World Health Organi- well-being, and development are, for various reasons, threat-
zation, 1997; Appendix S1), life skills are the ‘abilities ened, including children who are emotionally deprived or
neglected or traumatized. Therefore, OVCs included all children
for adaptive and positive behavior that enable individ-
who have lost one or both parents from any cause or have been
uals to deal effectively with the demands and chal- determined by psychosocioeconomic disadvantages to be in the
lenges of everyday life’. Participation in life skills greatest need. We categorized OVCs as; total orphan (a child
activities has been established to support the devel- who has lost both biological parents), maternal orphan (a child
opment of critical and creative thinking, coping with who has lost his/her biological mother), and paternal orphan (a
emotions and stress, self-awareness and empathy, child who has lost his/her biological father).
decision-making and problem solving, communication
skills, and interpersonal relations (Maryam, Davoud, Ethics and consent
Zahra, & Somayeh, 2011; Srikala & Kishore, 2010). Ethical approval was obtained from the Kenyatta National
However, studies mostly done in LMICs have found Hospital/University of Nairobi Research and Ethics Committee.
Informed consent was sought from guardians and the institu-
conflicting results regarding the efficacy of LSE and tional heads, and assent was sought from the potential partici-
psychoeducation as independent models for support- pants with the right to withdraw at any time of the study
ing child development and treatment for emotional without loss of any benefits or victimization. Admission num-
and behavioral problems (Babaei & Cheraghali, 2016; bers rather than names were used for each participant. A new
Weichold & Blumenthal, 2016). encrypted study code was then generated before data entry to
In a recent study conducted among orphans and vul- remove this identifier and was used to match the assessments
during each subsequent wave. This new unique code number,
nerable children (OVCs) in residential institutions in
which was used during each wave, was matched on the data-
Kenya, the prevalence of any mental disorder, based on base with the completed questionnaires.
the DSM-IV criteria, as measured by the Youth Self
Report (YSR) syndrome scale was found to be 30.8%
Instruments
(Mutiso, Musyimi, Tele, & Ndetei, 2016) which is way
Socio-demographic profiles. We used a researcher-designed
above the 10% average of children in Sub-Saharan questionnaire to capture gender, age, and length of institution-
Africa (Cortina et al., 2013). Most of the school literature alization and orphan type, among other variables.
has been on normal schools and hardly on institutional-
ized children, hence this study. More so, all studies on The Youth Self Report (YSR). We used the YSR (Achenbach
emotional and behavioral aspects of OVCs in Africa have & Rescorla, 2001b) to assess the participants’ emotional and
been nonexperimental. This study sought to investigate behavioral problems. The YSR is part of the Achenbach System
the effectiveness of a combination of psychoeducation of Empirically Based Assessment forms (ASEBA; Achenbach,
1991) with a standardized rating form which consists of 112
and LSE and psychoeducation alone on mental disor-
items. The 112 items form continuous measures for eight
ders among orphans and vulnerable children in institu- dimensions of psychological functioning which were derived
tions of care in Kenya. through empirical methods. These dimensions are as follows:
withdrawn, somatic complaints, anxious/depressed, social
problems, thought problems, attention problems, delinquent
Methods behavior, and aggressive behavior.
Study design These syndromes can be further categorized into two broad-
band scales: ‘externalizing’ and ‘internalizing’. The externalizing
A longitudinal study design was used to test the effectiveness of
component, which is a combination of the scores on aggressive
life skills education (LSE) and psychoeducation on emotional
behavior and delinquent behavior, measures the behavioral
and behavioral problems in adolescents under institutional
problems, while the internalizing component is a combination
care.
of the scores on withdrawn, somatic complaints, and anxious/
depressed subscales. The 112 items are rated on a 3-point scale
Study sites with responses: ‘0’, not true; ‘1’, somewhat or sometimes true;
The participating institutions, all of which admitted OVCs and or ‘2’, very true or often true with reference to the past 6 months.
adolescents, were selected from the Department of Children Some of the 112 items also have open-ended questions that help
Services national database in Kenya. Institutions that had been to provide more information on the particular symptom elicited,
deregistered by the parent ministry prior to this study were not for example, ‘I hear sounds or voices that other people think
included in the final list of eligible institutions. Three institu- aren’t there (describe): ___’ or ‘I have thoughts that other people
tions were randomly selected from the final list of legally would think are strange (describe) ___’.
The YSR syndromes demonstrate significant associations and life skills instructors. The team underwent a 2-day training
with the Diagnostic and Statistical Manual of Mental Disorders, on the protocol and the standard operating procedures for this
Fourth Edition, Text Revision (Weinstein, Noam, Grimes, Stone, study. There were three training groups per site, with each
& Schwab-Stone, 1990). The syndromes include the following: group having approximately 50 participants. During any partic-
affective problems, anxiety problems, somatic problems, atten- ular session, which took 2 hrs, two trainers would alternately
tion deficit hyperactivity problems, oppositional defiant prob- deliver the interventions for 1 hr as the other made clarifica-
lems, and conduct problems. There is no single cutoff for tions. The supervisor and her assistant would go round to
diagnosis. Rather, the total score is a continuous variable. ensure that the trainers adhered to the study protocol and the
Administration time ranged between 15 and 20 min depending manual guidelines.
on the age and language competency of the participant. The During each session, Experimental Group 1 received both
YSR has been validated in the Kenyan context (Harder et al., life skills (four sessions), comprising critical and creative
2014). thinking, self-awareness and empathy, decision-making and
problem solving, communication skills, interpersonal rela-
Study procedures tions and coping skills such as relaxation techniques, and
psychoeducation interventions (three sessions), which com-
At different time periods (Figure 1), the participants completed
prised the definition of mental health, causes and symptoms
the similar questionnaires on four occasions (baseline, Follow-
of mental illnesses, and prevention and treatment measures.
up 1, Follow-up 2, and Follow-up 3). Baseline assessments were
These sessions were held in an interactive and participatory
done on socio-demographic characteristics and mental health
manner. The Experimental Group 2 received only the psy-
using the YSR. Subsequent assessments were done on their
choeducation component. Each of the groups was studied
mental health to establish any changes between and within the
independent of each other.
three study sites.
Interventions were provided immediately after the assess-
ments were completed (for both Experimental Groups 1 and 2)
Interventions but separate from each other. For the control group, only
Psychoeducation and life skills training modules were adminis- assessment on their mental health was done within a 3-month
tered for 4 days after the first baseline by a 12-member team interval between each of the four assessments to assess the level
which consisted of a multi-disciplinary team of clinical psychol- of psychopathology. However, there were no interventions for
ogists, counseling psychologists, child development workers, this group.
Randomize
Table 1. Characteristics of participants at baseline overall and according to intervention arm (percentages) unless stated otherwise
Experimental Experimental
Overall Group 1 Group 2 Control
Characteristic Category (N = 630) (n = 171) (n = 162) (n = 297) p-Value
Gender Female 346 (54.9) 77 (22.3) 123 (35.5) 146 (42.2) <.001
Males 284 (45.1) 94 (33.1) 39 (13.7) 151 (53.2)
Age years Mean (SD) 15.1 (2.0) 14.8 (2.1) 16.5 (1.2) 14.5 (1.8) <.001
Length of <1 year 157 (24.9) 38 (24.2) 56 (35.7) 63 (40.1) <.001
institutionalization 1–5 years 285 (45.2) 81 (28.4) 37 (13.0) 167 (58.6)
>5 years 107 (17.0) 42 (39.3) 21 (19.6) 44 (41.1)
Missing 81 (12.9)
Orphan type Not known 57 (9.0) 17 (29.8) 12 (21.1) 28 (49.1) <.001
Total orphan 263 (41.7) 46 (17.5) 29 (11.0) 188 (71.5)
Maternal orphan 55 (8.7) 16 (29.1) 12 (21.8) 27 (49.1)
Paternal orphan 105 (16.7) 39 (37.1) 28 (26.7) 38 (36.2)
Nonorphan 105 (16.7) 53 (50.5) 37 (35.2) 15 (14.3)
Missing 45 (7.1)
Class category Lower primary 82 (13.0) 5 (6.1) 0 (0.0) 77 (93.9) <.001
Upper primary 296 (46.8) 87 (29.4) 18 (6.1) 190 (64.4)
Secondary and 208 (33.0) 79 (38.0) 100 (48.1) 29 (13.9)
above
Missing 45 (7.1)
Baseline Mean (SD) 60.3 (10.5) 59.0 (10.1) 62.7 (10.6) 59.8 (5.0) .003
internalizing score
Baseline Mean (SD) 51.7 (9.9) 49.8 (8.5) 51.6 (9.0) 52.9 (4.8) .005
externalizing score
Baseline total score Mean (SD) 55.6 (11.0) 53.1 (10.2) 56.6 (10.6) 56.4 (5.1) .002
Experiment Group 1, Life skills and psychoeducation; Experiment Group 2, Psychoeducation only; Control, Treatment as usual.
Table 2. Reduction of scores (crude and imputed if missing) internalizing, externalizing, and total problems at 3, 6, and 9 months. Values
are means (95% CI)
significant, F(2,630) = 6.72, p < .001 for internalizing Bonferroni revealed significant differences between
problems; F(2,630) = 23.42, p < .001 for externalizing specific interventions.
problems; F(2,630) = 19.01, p < .001 for total problems The estimated marginal means were comparable
and class category; F(2,630) = 4.91 p = .008 for exter- between Experimental Group 1 (50.09) and Experimental
nalizing problems; and F(2,630) = 5.82 p = .003 for total Group 2 (52.86), p = .063; but there were significant dif-
problems. Post hoc multiple comparison using ferences between the estimated marginal means of
Table 3. Differences in scores reduction at 3, 6, and 9 months between the intervention and control groups
Internalizing Experimental 4.38 ( 6.39 .000 5.79 ( 7.96 .000 0.39 ( 2.45 .712 0.60 ( 2.80 .594 1.92 ( 3.90 .057 1.75 ( 4.14 .148
Group 1 to 2.37) to 3.62) to 1.67) to 1.61) to 0.06) to 0.63)
Experimental 0.72 ( 2.77 .488 4.97 ( 7.73 .000 4.86 (2.77 .000 2.97 (0.16 .038 2.58 (0.57 .012 2.99 ( 0.03 .052
Group 2 to 1.32) to 2.21) to 6.96) to 5.77) to 4.59) to 6.02)
Control Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference
Externalizing Experimental 4.54 ( 6.27 .000 4.75 ( 6.61 .000 7.92 ( 9.25 .000 8.23 ( 10.28 .000 1.84 ( 3.88 .079 3.42 ( 5.42 .006
Group 1 to 2.80) to 2.89) to 3.49) to 6.19) to 0.21) to 0.98)
Experimental 1.23 ( 3.00 .171 3.28 ( 5.63 .006 5.35 ( 3.25 .000 7.03 ( 9.61 .000 0.64 ( 2.73 .544 3.15 ( 6.15 .046
Group 2 to 0.53) to 0.92) to 3.49) to 4.44) to 1.44) to 0.06)
Control Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference
Total Experimental 5.58 ( 7.59 .000 5.44 ( 7.55 .000 6.33 ( 3.25 .000 5.57 ( 7.77 .000 4.11 ( 6.36 .000 5.27 ( 7.27 .000
problems Group 1 to 3.57) to 3.33) to 3.49) to 3.37) to 1.86) to 2.59)
Experimental 0.99 ( 3.03 .343 4.31 ( 6.97 .002 1.02 ( 3.12 .340 3.57 ( 6.34 .012 0.12 ( 2.17 .921 2.99 ( 6.36 .082
Group 2 to 1.06) to 1.65) to 1.08) to 0.80) to 2.40) to 0.39)
Control Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference
Negative difference favors intervention arm. p values adjusted to maintain overall 5% Type 1 error rate across the three groups at 95% level of confidence.
a
Adjusted for score at baseline, age, class category, gender, orphan type, and length of institutionalization.
Experimental Group 1 and control (56.24), p < .001 and ring disorders among the orphans and vulnerable chil-
between Experimental Group 2 and control, p < .026. dren in these institutions (Mutiso et al., 2016), there is
There were significant differences between upper primary an urgent need to develop a care package that incorpo-
participants (51.57) and secondary and above partici- rates life skills training and psychoeducation as a prior-
pants (55.35), p = .002. ity in order to holistically promote the mental well-being
of the children in these institutions. In the context of
resource-strained countries like Kenya and other LMICs
Discussion where there is still a huge mental health treatment gap
The mean age of the participants in this study was for child and adolescent mental health (Patel, 2007),
15 years with 46.8% of all the participants enrolled in these findings add to the evidence base that life skills
upper primary school (grades 4–8), and as is expected of and psychoeducation package is an effective package
OVCs, some of the participants were not in age appropri- even among the institutionalized children.
ate classes. This is usually because of lost parental atten- This study had a number of limitations; all the partici-
tion and care. In addition, some children might have had pants who were randomized to a specific arm were given
to take care of surviving parent (for partial orphans) or the same intervention hence the quasi-experimental
help with the housework, and therefore, they might not design. Also it was difficult to identify the specific cir-
have devoted as much time as they needed for school cumstances each participant was exposed to either prior
work. Other social disruptions, for example, during sepa- to or during the study period (especially when relying on
rations from their extended families to the streets and self-reports). Further the group that recorded the high-
the institutions of care might have resulted in joining est improvements in syndrome scores had received a
school at a late age, a lower academic performance and combined package of life skills and psychoeducation, as
therefore repeated classes. Other studies (Bicego, Rut- such we were not able to test the individual components
stein, & Johnson, 2003) have also found that being so as to ascertain which one would be the most effective.
orphaned increases the chance of being in an inappropri-
ate class level with peers. Conclusions
More than half of the participants (62.2%) in this
Despite the gap that exists and paucity of research in
study had lived in the institutions for more than 1 year
this area, this article provides the foundation for further
and that there were no statistically significant differ-
research to confirm or refute these findings. The evi-
ences in internalizing and externalizing problems
dence demonstrated in this article shows that effective
between the orphan types. It would appear that after
psychosocial interventions for young people in institu-
parental death, some orphans may experience emotional
tions of care produce positive emotional and behavioral
and behavioral symptoms during the first year, but then
outcomes. These interventions can be delivered within
these symptoms may reduce in subsequent years as was
the institutions of care and by trained caregivers. These
found in previous studies (Linda, 2000), although other
findings also confirm that institutionalization is not
studies have found total orphans and maternal orphans
entirely detrimental to child development but may pro-
to be more at risk of experiencing emotional and behav-
vide a healthy environment while the child is on transi-
ioral problems compared with other types of orphans
tion to either foster care or other forms of care. Further
(Baar & Webb, 2008; Zhao et al., 2010). The co-occur-
research is, however, needed to examine the effective-
rence of emotional and behavioral problems in this vul-
ness of individual components of the intervention pack-
nerable group is common as documented in an earlier
age and any contextual factors that may affect their
article by the same authors (Mutiso et al., 2016) and in
delivery and efficacy.
other studies (Puffer et al., 2012).
Our study revealed a statistically significant reduction
in total problems in the group that received a combina- Acknowledgements
tion of life skills training and psychoeducation. Simi-
This work is based on a PhD Thesis in Clinical Psychology by
larly, other studies found significant positive outcomes the first author at the Department of Psychiatry, University of
on participants who received similar interventions (Bon- Nairobi, and supervised by David Ndetei, Muthoni Mathai, and
hauser et al., 2005; Caldwell, Patrick, Smith, Palen, & Kamaldeep Bhui. It was funded by the Africa Mental Health
Wegner, 2010), self-esteem increased in the study group Foundation Research Support Fund. The authors have declared
as compared with the control group after life skills train- that they have no potential or competing conflicts of interest.
ing (Barry, Clarke, Jenkins, & Patel, 2013). The fact that
there was a significant reduction in the scores for exter- Ethical information
nalizing, internalizing, and total problem scores in both
intervention arms as compared with the control arm at Ethical approval was obtained from the Kenyatta National
3 months confirms that indeed life skills training and Hospital/University of Nairobi Research and Ethics Com-
psychoeducation has great potential for wide applica- mittee. Informed consent was sought from guardians and
tion, not only in schools where most of these interven- the institutional heads, assent was sought from the poten-
tions have been found effective (Agberotimi et al., 2015; tial participants with the right to withdraw at any time.
Babaei & Cheraghali, 2016) but also among children in
institutions of care. However, it is important to note that Correspondence
combination of life skills training and psychoeducation
led to the highest improvement in syndrome scores Victoria Mutiso, Africa Mental Health Foundation, P.O.
compared with psychoeducation alone. Therefore, based Box 48423-00100, Nairobi, Kenya. Email: vmuti-
on the high prevalence of mental disorders and co-occur- so@amhf.or.ke