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Saturday, March 17, 2012

Problem Areas in Legal Ethics

Legal Ethics in Family Law I

Asong, J.P. Leo

Buca, Julie Merriam
Laman, Ralph James
Lauban, Norhussein
Leguin, Queenie

INTRODUCTION

Writing in 1949, Macolm, a renowned legal luminary, defines legal ethics as that “branch of moral science which
treats of the duties which an attorney owes to the court, to his client, to his colleagues in the profession to the
public.” It is with this backdrop that the Code of Professional Responsibility was promulgated by the Supreme
Court in 1988 to serve as a “judicial command” to lawyers in the performance of their profession. It should be
borne in mind, however, that every dilemma that a lawyer finds himself in should be considered in the light of the
factual milieu of each case. Thus the Code is purely a “general guide” that addresses issues that center on the
lawyer and his interaction with his client, the courts, and society as a whole.

Situation 1

Manuel and Wendy were a couple. For the longest time, they tried to conceive a baby but to no avail. One day,
Wendy found out that she was pregnant. Elated, she broke the news to her husband, Manuel. The happiness that
surrounded the couple’s home was, however, short lived as Wendy found out later on that she was suffering from
mitral valve stenosis, a heart problem. Because of this, her pregnancy was plagued with difficulties. According to
her doctors, her chances of delivering the baby was “slim.” Thus, she sought the advice of his husband’s
classmate, Louis, who was a lawyer.

Prescinding from the facts of the case, the following problems may be posed:

A. If Louis, as a family friend, advises Wendy to have an abortion, would he be breaking his oath as a lawyer?
B. Would abortion be justified if there was a serious risk to the life of the mother?
C. If the situation were reverse and Louis, acting instinctively on his religious conviction, gives a legal opinion that
abortion is criminal and does not allow for any exception, does he violate any law or ethical principle?
DISCUSSION

Abortion in Philippines: A Background on Laws and Jurisprudence

The Philippines by and large considers abortion as illegal. No less than the 1987 of the Constitution buttresses this
fact, thus: “the State recognizes the sanctity of family life and shall protect and strengthen the family as a basic
autonomous social institution. It shall equally protect the life of the mother and the life of the unborn from
conception…” According to one constitutionalist, the provision was “primarily intended to prevent the state from
adopting the doctrine in the United States Supreme Court decision of Roe vs. Wade (410 US 113) which
liberalized abortion laws up to the sixth month of pregnancy by allowing abortion to the discretion of the mother
any time during the first six months when it can be done without danger to the mother.”[1]

Under the Revised Penal Code abortion is also penalized, to wit:

“Art. 256. Intentional Abortion. — Any person who shall intentionally cause an abortion shall suffer:
1. The penalty of reclusión temporal, if he shall use any violence upon the person of the pregnant
woman.
2. The penalty of prisión mayor if, without using violence, he shall act without the consent of the
woman.
3. The penalty of prisión correccional in its medium and maximum periods, if the woman shall have
consented.
Art. 257. Unintentional Abortion. — The penalty of prisión correccional in its minimum and medium period
shall be imposed upon any person who shall cause an abortion by violence, but unintentionally.
Art. 258. Abortion Practiced by the Woman Herself or by Her Parents. — The penalty of prisión correccional
in its medium and maximum periods shall be imposed upon a woman who shall practice an abortion upon
herself or shall consent that any other person should do so.
Any woman who shall commit this offense to conceal her dishonor, shall suffer the penalty of prisión
correccional in its minimum and medium periods.
If this crime be committed by the parents of the pregnant woman or either of them, and they act with the
consent of said woman for the purpose of concealing her dishonor, the offenders shall suffer the penalty of
prisión correccional in its medium and maximum periods.
Art. 259. Abortion Practiced by a Physician or Midwife and Dispensing of Abortives. — The penalties
provided in article 256 shall be imposed in its maximum period, respectively, upon any physician or midwife
who, taking advantage of their scientific knowledge or skill, shall cause an abortion or assist in causing the
same.
Any pharmacist who, without the proper prescription from a physician, shall dispense any abortive shall
suffer arresto mayor and a fine not exceeding 1,000 pesos.”

In sum, a person who intentionally causes an abortion with the consent of the pregnant woman is subject to a
penalty of prison correccional (i.e., imprisonment for from six months to six years) in its medium or maximum
period. A physician or midwife who causes or assists in the performance of an abortion is subject to the maximum
period of this penalty, as well as suspension from the right to follow a profession. A woman performing an abortion
on herself to conceal her dishonour is subject to the minimum or medium period of this penalty. A person
performing an abortion without the consent of the pregnant woman is subject to a penalty of prison major (i.e., 6-
12 years’ imprisonment).
A. If Louis, as a family friend, advises Wendy to have an abortion, would he be breaking his oath as a
lawyer?

Louis will definitely be breaking his oath as a lawyer.

If Louis were consulted in his capacity as a lawyer, his advice to Wendy to have an abortion would certainly run
counter to the Constitution and other laws. The same conclusion would also be arrived at if Louis was asked on
the matter as a family friend. Unlike an ordinary person, he is looked up to by law to practice his profession with
highest regard. A defender of the law cannot be at the same time the primary violator of the law.
As a lawyer, Louis has the duty to uphold the Constitution, obey the laws of the land and promote respect for law
of and legal processes (CANON 1, CPR). Moreover, he should not engage in unlawful, dishonest, immoral or
deceitful conduct (RULE 1.01) The laws demand that lawyers should live up to its high exacting demands and
standards both in their private or personal and public lives. He therefore has to weigh every word he says
especially on a matter that touches on a sensitive issue such as abortion. Taking into account the legal
ramifications of his advice, Louis should be able explain to Wendy the possible outcome and result if she were to
undergo the said medical operation and perhaps provide for viable alternatives. Section 12, Article II of the 1987
Constitution espouses the conservative view that “in dealing with the protection of life, it is necessary to take the
safer approach.”[2]

B. Would abortion be justified if there was a serious risk to the life of the mother?

At the outset, it is notable from the above-mentioned statutes that there exists no express provision specifically
allowing abortion in order to save the woman's life. In times when the mother’s life is put at risk during her
pregnancy, the law does not qualify as such to justify the abortion.

However, it may be argued that under the Principle of necessity as set forth in Article 11(4) of the RPC, abortion
may be legally adopted to save the pregnant woman’s life, to wit:

Article 11: Justifying Circumstance – the following do not incur any criminal liability: xx
4. Any person who, in order to avoid an evil or injury, does an act which causes damage to another,
provided that the following requisites are present;
First. That the evil sought to be avoided actual exists;
Second. That the injury feared be greater than that done to avoid it;
Third. That there be no other practical and less harmful means of preventing it.

Unfortunately, the said justification is not recognized by the Supreme Court as there is yet no existing decision
relative to this issue. It is indubitable that the life of the unborn child is recognized and sacred, still, often than not,
we fail to notice the equal importance of the life of the mother who carries and give life to the unborn.

Despite the tenor of the Section 12, Article II of the 1987 Constitution of “equally protecting” the mother and the
unborn child, Fr. Bernas elucidates:

“[The second sentence of Section 12, Article II of the 1987 Constitution] does not assert that the life of the unborn
is placed on exactly the same level as the life of the mother. It recognizes that, when necessary to save the life of
the mother, it may be necessary and legitimate to sacrifice the life of the unborn. It however denies that the life of
the unborn maybe sacrificed merely to save the matter from emotional suffering or to spare the child from a life of
poverty.”[3]

The factual circumstances of the case at hand would readily show that the life of the mother is at stake. It would be
no less than reasonable to choose the life of the latter over the unborn child since Wendy has only a very low
chance to continue the pregnancy due to her aforementioned illness, thus, if insisted, it might end up that both
Wendy and her baby would die eventually. At the end of the day, it is Wendy who has the ultimate decision to
terminate her pregnancy. This is highlighted by the fact of her unique medical situation. Thus, whether to have an
abortion requires a difficult and painful moral decision that not only affects her, a soon-to-be mother, who may no
longer be able to express her ultimate love and affection for her child, but also the people surrounding her.
Repercussions on her health and emotional well being must all be taken into consideration.

C. If the situation were reverse and Louis, acting instinctively on his religious conviction, gives a legal
opinion that abortion is criminal and does not allow for any exception, does he violate any law or ethical
principle?
Yes. We believe so. Louis should not give a value-laden answer based on religious considerations given the fact
that what was asked of him was a legal opinion. Asking for a legal opinion is not the same as asking for personal
advice especially when the same is tainted with religious overtones. Being a man of the law, it is his paramount
duty to inform the couple of the choices that they can avail of. He should neither twist the law nor take advantage
of the couple’s supposed lack of legal knowledge. To this end, he should take the situation head on by using his
legal expertise to the best interest of his client. As a lawyer, he should able to delineate his religious belief from his
profession. Otherwise, he would be doing a disservice to the profession.

Alternative answer: No, there is no violation of any law or ethical principle when Louis instinctively acted on his
religious conviction and gives a legal opinion that abortion is criminal. Abortion is a crime mala in se which means
an offense that is evil or wrong from its own nature or by the natural law irrespective of statute[4]. It is punishable
by the Revised Penal Code (RPC) of the Philippines which mandates imprisonment for a woman who undergoes
abortion as well as for any person who assists in the procedure, even if they be the woman’s parents, physician,
midwife or pharmacist. The following are the pertinent provisions of the RPC:

Art. 256. Intentional abortion. — Any person who shall intentionally cause an abortion shall suffer:

1. The penalty of reclusion temporal, if he shall use any violence upon the person of the pregnant woman.

2. The penalty of prision mayor if, without using violence, he shall act without the consent of the woman.

3. The penalty of prision correccional in its medium and maximum periods, if the woman shall have consented.

Art. 257. Unintentional abortion. — The penalty of prision correccional in its minimum and medium period shall be imposed upon any person who shall cause an abortion by violence,
but unintentionally.

Art. 258. Abortion practiced by the woman herself of by her parents. — The penalty of prision correccional in its medium and maximum periods shall be imposed upon a woman who
shall practice abortion upon herself or shall consent that any other person should do so.

Any woman who shall commit this offense to conceal her dishonor, shall suffer the penalty of prision correccional in its minimum and medium periods.

If this crime be committed by the parents of the pregnant woman or either of them, and they act with the consent of said woman for the purpose of concealing her dishonor, the
offenders shall suffer the penalty of prision correccional in its medium and maximum periods.

Art. 259. Abortion practiced by a physician or midwife and dispensing of abortives. — The penalties provided in Article 256 shall be imposed in its maximum period, respectively, upon
any physician or midwife who, taking advantage of their scientific knowledge or skill, shall cause an abortion or assist in causing the same.

Any pharmacist who, without the proper prescription from a physician, shall dispense any abortive shall suffer arresto mayor and a fine not exceeding 1,000 pesos.

The fact that Louis’ religious beliefs coincides with the law is not unethical. In fact it is in line with the law, public order, public policy, morals, or good customs. A lawyer must uphold the constitution, obey the
laws of the land and promote respect for law and legal processes (Canon 1, Code of Professional Responsibility). He is also mandated by Canon 1.02 that he shall not counsel or abet activities aimed at

defiance of the law or at lessening confidence in the legal system. Canon 15.07 further mandates him to impress upon his client compliance with the laws and the principles of fairness.

Situation 2

Wendy’s pregnancy was not smooth sailing. Eventually, she lost the baby. This untimely event put the marriage on
the rocks and took a toll on Manual who had eagerly wanted to have a child of his own. Nursing his broken ego,
Manuel left for his hometown in Negros Occidental. There, he met a girl named Cora, a niece by marriage of his
Aunt Ysabel, in one of the fiestas he had attended. In one of his fits of drunkenness, Manuel succumbed to his
lustful feelings towards Cora, who also felt obliged to fill the void. Feeling guilty, he hastily returned to Manila. That
unfateful day came into fruition upon Cora’s pregnancy. She contacted Manuel demanding for support for herself
and the child. Manuel asked Atty. Paulina Paz, his tax lawyer to draft a contract where Cora promised to drop all
claims against Manuel if he took full responsibility for Cora’s financial needs until a year after her delivery and the
baby’s until he/she finished college. Cora also agreed that should Manuel exercise the option of supporting the
child in his home, she will give up all her parental rights over the baby since this was clearly “in the best interest of
the child (Appendix “B”).

The couple reconciled. But this did not end Wendy’s longing to have a child of her own so she insisted that they
adopt. Thus, Manuel concocted the plan of adopting the child of Cora, whom he referred to as a ‘distant cousin.’
Raring to have this idea become a reality, the couple devised a scheme by simulating the birth of the unborn child.
With this in mind, they sought the advice of Louis, a family friend, on the said matter. Manuel even went the
distance of sending an email to his friend confiding that the baby was his and that he was only telling half of the
story.

Prescinding from the facts of the case, the following problems may be posed:
A. Should Atty. Paulina Paz have prepared the support and custody contract between Cora and Manuel?
B. Comment on the plan of Manuel and Wendy to simulate the birth of the baby.
C. Is there a lawyer-client relationship between the couple and Louis? Between Manuel and Louis?
D. Does a request for a legal opinion and a response done through the internet give rise to a lawyer-client
relationship?
E. Will duties of confidentiality be less strict, since as a rule, messages thru the internet are not secure?

DISCUSSION:

A. Should Atty. Paulina Paz have prepared the support and custody contract between Cora and Manuel?

No, Atty. Paz should not prepare the support and custody contract. Cora cannot demand support for herself for her
unborn child. The support contract is still premature because the child is not yet born. Under Article 40 of the Civil
Code, Birth determines personality; but the conceived child shall be considered born for all purposes that are
favorable to it, provided it be born later with the conditions specified in the following article. (29a) Also, under
Article 41 of the Civil Code, for civil purposes, the fetus is considered born if it is alive at the time it is completely
delivered from the mother's womb xxx. Hence, Manuel’s responsibility to give support to his illegitimate child under
Article 176 of the Family Code has not yet taken effect.

In addition, the contract (Appendix “B”) which was signed and acknowledge by Atty. Ricardo Q. Romano was
contract of donation is void. Cora is not qualified to become a donee because under Article 739(1) of the Civil
Code, a donation made between persons guilty of adultery or concubinage is void.

Second, statement VII of the Contract prepared (Appendix “B”) must be deleted because it is void. Article 6 of the
Civil Code of the Philippines states that rights may be waived, unless the waiver is contrary to law, public order,
public policy, morals, or good customs, or prejudicial to a third person with a right recognized by law. In the case of
Herrera vs. Borromeo, G.R. No. L-41171, July 23, 1987, for a waiver to exist, three elements are essential:
(1) the existence of a right;
(2) the knowledge of the existence thereof;
and (3) an intention to relinquish such right.

In the case at bar, the prepared contract contained a clause that the Cora shall desist from filing any and all future
claims against the Manuel. Cora cannot waive future claims because any future support or the right thereto cannot be waived
nor compromised (Arts. 301, 2035, Civil Code). A right to be validly waived, must be in existence at the time of the waiver,
and must be exercised by a duly capacitated person actually possessing the right to make the waiver

Third, Statement VIII of the prepared contract should likewise be deleted for being contrary to law. Under Article
176 of the Family Code, Illegitimate children shall use the surname and shall be under the parental authority of
their mother. In the case of Dacasin vs. Dacasin, G.R. No. 168785, February 5, 2010, the relevant Philippine law
on child custody for spouses separated in fact or in law (Article 213(2) of the Family Code) is also undisputed: “no
child under seven years of age shall be separated from the mother x x x This statutory awarding of sole parental
custody to the mother is mandatory, grounded on sound policy consideration, subject only to a narrow exception.

Lastly, the law specifically enumerate the instances where parental authority is terminated (Art 327). These are as
follows: (1) Upon the death of the parents or of the child; (2) Upon emancipation; (3) Upon adoption of the child;
(4) Upon the appointment of a general guardian. Manuel merely intends to simulate the birth of the child, the
parental authority of Cora still subsists because simulation of birth is illegal and does not validly terminate the
parental authority of the mother over a child below seven years old.

Note, under Canon 1, a lawyer shall uphold the constitution, obey the laws of the land and promote respect for law
of and legal processes. A lawyer shall not counsel or abet activities aimed at defiance of the law or at lessening
confidence in the legal system (Canon 1.02) and shall not, for any corrupt motive or interest, encourage any suit or
proceeding or delay any man's cause (Canon 1.03).

Alternative Answer:
Yes, Atty. Paulina Paz should prepare the support and custody contract between Cora and Manuel. Under Article
176 of the Family Code, Illegitimate children shall use the surname and shall be under the parental authority of
their mother, and shall be entitled to support in conformity with this Code.

b. The couple’s plan is contrary to law. Despite their clear intention to have a child, they should not put the law into
their own hands. The Revised Penal Code is very clear on this:
Art. 347. Simulation of births, substitution of one child for another and concealment or abandonment of a legitimate
child. — The simulation of births and the substitution of one child for another shall be punished by prision mayor
and a fine of not exceeding 1,000 pesos.
The same penalties shall be imposed upon any person who shall conceal or abandon any legitimate child with
intent to cause such child to lose its civil status.
Any physician or surgeon or public officer who, in violation of the duties of his profession or office, shall cooperate
in the execution of any of the crimes mentioned in the two next preceding paragraphs, shall suffer the penalties
therein prescribed and also the penalty of temporary special disqualification.
The purpose of the acts enumerated by Art. 347 of the Revised Penal Code is the creation of a false civil status.
Reyes aptly illustrates: The simulation of birth takes place when the woman pretends to be pregnant when in fact
she is not, and on the day of the supposed delivery, takes the child of another as her own.[5]

c. Jurisprudence is replete with cases that enunciate how lawyer-client relationship commences. This in one case,
the Supreme Court held: “If a person, in respect to his business affairs or troubles of any kind, consults with his
attorney in his professional capacity with the view to obtaining professional advice or assistance, and the attorney
voluntarily permits or acquiesces in such consultation, then the professional employment must be regarded as
established.”[6]

d. Does a request for a legal opinion and response done through the internet give rise to a lawyer-client
relationship?

Yes. To constitute professional employment it is not essential that the client should have employed the attorney
professionally on any previous occasion. If a person, in respect to his business affairs or troubles of any kind,
consults with his attorney in his professional capacity with the view of obtaining professional advice or assistance,
and attorney voluntarily permits or acquiesces in such consultation, then the professional employment must be
regarded as established (Jones Commentaries on Evidence).

Formality is not essential element of the employment of an attorney. The contract may be express or implied and it
is sufficient that the advice and assistance of the attorney is sought and received, in matters pertinent to his
profession (Hirach Bros. & Co. vs. R.E Kennington Co.)

When Manuel request for legal opinion through internet, the response of Louis is considered as legal service since
such response and request is in professional capacity of Louis. It does not matter whether such opinion was only
through internet. There is no formality in the employment of an attorney. An attorney can be employed through
internet as such in this case.

e. will duties of confidentiality be less strict, as a rule, messages sent thru internet are not secure?
Canon 21.01 – A lawyer shall not reveal the confidences or secrets of his client except:

a. when authorized by the client after aquaintong him of the consequence of the disclosure;
b. when required by law;
c. when necessary to collect his fees or to defend himself, his employees or associates or by judicial
action.

The duties of confidentiality even though messages sent thru internet are not secured. It is duty of the lawyer to
keep the secret and confidence of his client in good faith. Canon 21.01 provides for exception where the attorney
can reveal the secrets and confidences of his client. In this case, it did not fall to any of such exception. It does not
matter whether the legal services was thru internet, the duties of confidentiality still applies since it is the
responsibility of the lawyer to keep the secrets of his client and to prevent its revelation.

[1][1] Bernas, Joaquin, The 1987 Constitution of the Philippines: A Commentary, Quezon City: Rex Printing, 2009,
p. 84.
[2] Bernas, ibid.
[3] Ibid.
[4] http://www.merriam-webster.com/dictionary/malum%20in%20se
[5] Reyes, Luis, The Revised Penal Code; Book Two, Quezon City: Rex Printing, 2008, p. 962.
[6] Junio vs. Grupo, AM 5020, December 18, 2001, citing Hilado vs. David, 84 Phil. 569.

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