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61

Chapter 3

Gait analysis

Walking gait is the most fundamental form of dynamic


CHAPTER CONTENTS posture [and] it should form the basis for holistic bio-
mechanical analysis.
Normal joint and segment motion during the
gait cycle 61 (Schafer 1987)
Musculoligamentous slings and influences and Gait analysis offers an opportunity for clinical assessment of
the gait cycle 65 the act of walking, one of the most important features of the
Energy storage during gait 68 individual’s use pattern that displays posture in action –
Potential dysfunctions in gait 68 acture. Under normal conditions when no dysfunctional fac-
Observation of gait 71 tors impact on gait, the act of walking operates at a virtually
Multiview analysis 71 unconscious level. However, when modifications to normal
Muscular imbalance and gait patterns 72 locomotion are demanded as a result of dysfunctional neu-
Chains of dysfunction 73 romusculoskeletal or other pathological states (e.g. intermit-
Liebenson’s clinical approach 73 tent claudication or other vascular disease), unconscious
Altered hip extension 74 and conscious adaptations, often of a carefully considered
Altered hip abduction 75 nature, may be demonstrated. A sound understanding of
Gait and the spinal discs 76 gait mechanics (discussed in this chapter) as well as the
Various pathologies and gait 76 anatomy of the foot and ankle is needed to apply the infor-
Neurological gait patterns 77 mation of this chapter. The reader is referred to Chapter 14
Pediatric gait 78 for details regarding foot anatomy as well as discussion of
Podiatric considerations and gait 78 some of the dysfunction patterns referred to in this chapter.

NORMAL JOINT AND SEGMENT MOTION


DURING THE GAIT CYCLE

In order for the individual to progress from one location to


the next, muscular action, together with gravity, propels the
‘primary machinery of life’ (Korr 1975) – the musculoskeletal
frame – through a series of complex and, when normal,
highly efficient steps. For the purpose of discussion, only
the components of forward walking are considered in this
text as the processes of walking backwards or sideways,
climbing stairs, race walking and running are completely dif-
ferent and, while clearly having assessment value, are
beyond the scope of this discussion of basic analysis.
When gait is looked at simply, two functional units
emerge (Perry 1992): the passenger unit and the locomotor
unit. The passenger unit incorporates the head, neck, arms,
trunk and pelvis and presents its center of gravity just
anterior to the 10th thoracic vertebra (T10). It is referred
62 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

to as the HAT unit (Elftman 1954, Perry 1992) and it sits


Box 3.1 Gait characteristics
upon the locomotor unit, composed of the pelvis and lower
extremities, which is responsible for weight bearing while The gait cycle consists of the full cycle that one limb goes through,
simultaneously providing ambulation. (Note that the pel- for instance, from initial heel contact to the next heel contact by
vis plays a role in both units.) the same foot. The gait cycle is divided into two phases.
The locomotor unit performs the exceptional feat of Stance phase, during which time the foot is in contact with the
surface and working to maintain balance (60% of gait cycle with
providing structural stability while at the same time 35% on one foot, 25% on both feet), is itself divided into:
providing mobility, by transferring support from one lower
l initial contact (heel strike)
limb to the other, then propelling the relieved leg forward in
l loading response (foot flat)
front of the other to catch the body mass as it falls forward, l mid-stance
at which time it prepares to regain balance and bear the full l terminal stance (heel lift, push-off)
weight again. This remarkable ‘gait cycle’ is repeated by l pre-swing (toe-off).
first one leg and then the other, at varying speeds, on Swing phase (40% of gait cycle), when the foot is moving
numerous terrains and often while the passenger unit is car- forward, is divided into:
rying a variety of items (purses, luggage, children, etc.), l initial swing (acceleration)
which can alter its own center of gravity (located just ante- l mid-swing
rior to T10) as well as the center of gravity of the body as l terminal swing (deceleration).
a whole (located just anterior to S2) (see Box 3.1).
In other words, walking is the forward offsetting of the
body’s center of gravity, causing the mass to fall forward, at the time residual momentum in the stance limb is
at which time a limb is advanced to stop the forward fall. decreasing. It is particularly critical in mid-stance to
Perry (1992) explains: advance the body vector past the vertical and again create
a forward fall position.
The basic objective of the locomotor system is to move the
body forward from the current site to a new location so At the end of the step the falling body weight is caught by
the hands and head can perform their numerous functions. the contralateral swing limb, which by now has moved for-
To accomplish this objective of the locomotor system, ward to assume a stance [weightbearing] role. In this man-
forward fall of the body weight is used as the primary pro- ner a cycle of progression is initiated that is serially
pelling force. . . .Forward swing of the contralateral limb perpetuated by reciprocal action of the two limbs (Fig. 3.1).
provides a second pulling force. This force is generated by Each limb, as it transits through its gait cycle, has three
accelerated advancement of the limb and its anterior align- basic tasks. It must first accept the weight of the body
ment. The sum of these actions provides a propelling force (weight acceptance – WA), then transfer all the weight onto

Early Late
A Loading response B Mid stance C Terminal stance

Figure 3.1 Dynamic stability during gait is provided by various combinations of muscles as the body vector moves from behind the ankle to in front
of the ankle during each stride (adapted from Perry J 1992 Gait Analysis: normal & pathological function, with permission from SLACK Incorporated).
3 Gait analysis 63

a single limb support (SLS) and then provide limb advancement 3. The body displaces laterally to balance over the sup-
(LA) when unloaded. In accomplishing these three tasks, the porting limb. The amount of lateral excursion is influ-
motion of individual involved joints must be functional and enced by the tread width, that is, the distance of the
their movements choreographed with each other in a seam- two feet from the forward plane of progression.
less, well-timed manner. Even minute variations from nor-
Rose & Gamble (2006) note, ‘While individual variations in
mal may demand significant compensations by numerous
the measured magnitudes of these motions will always be
muscles and from other body regions (see Box 3.2).
observed in any group of people, the motions will be present to
Specific body motions, which are universally observ-
some degree in everyone. Normally there is a symmetry in the
able, occur as the body attempts to maintain a relatively
movement, and the patterns repeat themselves with each succes-
narrow margin of displacement of its center of mass
sive cycle.’
(CoM) during the gait cycle. These help form rather unique
Later in this chapter descriptions are presented that
characteristics within the gait that are sometimes so dis-
reflect current understanding of the ways in which energy
tinct that the person is recognizable from a moderate
conservation, storage and use, as well as musculoligamen-
distance simply from the walking ‘style’. Three different
tous interactions, are involved in the gait cycle. Addition-
deviations are of particular importance. (Inman et al 2006):
ally, a number of gait determinants and influences on
1. The body speeds up and slows down as the swinging functional movement are discussed.
leg accelerates forward, then slows the body down as The gait cycle consists of the full cycle that an individ-
it impacts the ground, then speeds the body up again ual limb goes through from its initial contact (heel strike, in
as it passes to the rear. A ‘surging’ is readily observed the normal gait) to the next (heel) contact by the same
as one carries a full pan of water when walking. foot. This cycle is also sometimes called a stride, which
2. The body rises and falls as it passes over the supporting contains two steps – one by each foot. In actuality, the
limb. Functional mechanics of both knee and ankle help starting point could be considered to be at any part of
determine the amount of undulation. the cycle but it is most often thought of as the heel
strike, since the floor contact is the most definable event
(Perry 1992).
Box 3.2 Observation of gait Each gait cycle is divided into:
Greenman (1996) offers the following gait analysis in multiple l stance period (60% of gait cycle) during which time the
directions as step one of his screening examination of the patient. foot is in contact with the surface (25% of the gait cycle
1. Observe gait with patient walking toward you. involves double limb support with both feet touching
2. Observe patient walking away from you. the ground) (see Box 3.3)
3. Observe the patient walking from the side.
4. Observe the length of stride, swing of arm, heel strike, toe off,
l swing period (40% of gait cycle) during which time the
tilting of the pelvis, and adaptation of the shoulders. foot is moving forward, usually not in contact with the
5. One looks for the functional capacity of the gait, not the usual walking surface.
pathological conditions. Of particular importance is the cross-
patterning of the gait and symmetry of stride. Each period (sometimes also called a phase) may be subdi-
vided into smaller units or subphases (Cailliet 1997, Gray’s

Box 3.3 Stance period

The stance phase begins with the heel strike, also called the repositioning (laterally) of the passenger unit to align over the
initial contact (Perry 1992) since some people are unable to strike weight-bearing foot. The soleus muscle must utilize selective control
the heel and present the entire flat foot instead. Ideally, the knee to stabilize the lower leg while simultaneously allowing the tibia to
is fully extended and the hip is flexed. The ankle is at 90 , being advance over the ankle (Fig. 3.5).
maintained there by the dorsiflexors (tibialis anterior, extensor hallucis Once the body weight has passed over the ankle, the knee and hip
longus, extensor digitorum longus). This contact also begins initial extend and the weight begins to transfer to the forefoot. As the foot
double limb stance since the second leg is still in contact with the prepares to leave the ground (push-off), the heel lifts from the
floor, though there is not yet equal sharing of body weight by both legs. ground (initiating terminal stance) and the movement shifts to
To assist the acceptance of body weight, the heel functions as a the metatarsal heads, which serve as the forefoot rocker through
rocker. The posterior portion of the calcaneus contacts the surface and pre-swing, after which the swing period begins (Fig. 3.6).
the body ‘rocks’ over the rounded bony surface as the remainder of the The highly complex phase known as pre-swing begins with initial
foot simultaneously falls to the floor in loading response (foot flat). contact of the opposite foot and hence represents the second
This rapid fall of the foot is decelerated by the dorsiflexors, which also (terminal) double stance interval of the gait cycle and the final
restrain ankle motion and act as shock absorbers (Fig. 3.4). phase of the stance period. The vigorous action of gastrocnemius and
Once the forefoot contacts the floor, joint motion shifts to the soleus to decelerate the tibial advancement contributes to the
ankle as the movement of the tibia begins to ‘rock’ over the talus beginning of rapid knee flexion as well as plantarflexion. The
(ankle rocker) at which time the knee slightly flexes. This period adductors, while acting to restrain the body from falling medially, also
of mid-stance is the introduction of single limb support, which initiate hip flexion and the subsequent rapid advancement of the
requires not only the acceptance of full body weight but also the thigh, which takes place during the swing period.
------------------------------------------------------------------------------------
box continues
64 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

Box 3.3 (continued)

Regarding the pre-swing phase, weight release and weight latter task. Hence, the term pre-swing is more representative of its
transfer are other titles given to this phase by some authors. functional commitment. Objective: position the limb for swing.
However, Perry notes: At the onset of the stance period, the forward limb is in initial double
support, as long as both feet are still touching the ground. Single
This final phase of stance is the second (terminal) double stance support is initiated by toe-off of the contralateral limb and ends as the
interval in the gait cycle. It begins with initial contact of the contralateral heel strikes the ground, which begins terminal double
opposite limb and ends with ipsilateral toe-off. While the abrupt stance for the supporting leg and initial double stance for the swinging
transfer of body weight promptly unloads the limb, this extremity leg. These terms are less confusing when one notes that as one leg is in
makes no active contribution to the event. Instead, the unloaded initial double support, the other is in terminal double support. In
limb uses its freedom to prepare for the rapid demands of swing. between the double supports, one leg experiences a swing period while
All motions and muscle actions occurring at this time relate to this the other is in single support of the body’s weight (see Figs 3.3 and 3.9).

Stride
(gait cycle)

Periods
Stance Swing

Tasks
Weight Single limb Limb
acceptance support advancement

Phases
Initial Loading Mid- Terminal Pre- Initial Mid- Terminal
contact response stance stance swing swing swing swing

Figure 3.2 Divisions of the gait cycle (adapted from Perry (1992)).

IC LR MS TSt PS IS MS TSw IC

Figure 3.3 Muscular activities of normal gait. IC ¼ initial contact (heel strike), LR ¼ loading response (foot flat), MS ¼ mid-stance,
TSt ¼ terminal stance (heel lift, push-off), PS ¼ pre-swing (toe-off), IS ¼ initial swing (acceleration), MS ¼ mid-swing, TSw ¼ terminal swing
(deceleration) (adapted with permission from Rene Cailliet MD, Foot and ankle pain, F A Davis).

Stance period Swing period


Anatomy 2005, Hoppenfeld 1976, Perry 1992, Root et al
1977), the terms for which vary from author to author Initial contact (heel strike, acceleration) Initial swing
(see Boxes 3.3 and 3.4). This text lists Perry’s descriptive Loading response (foot flat) Mid-swing
system, which names eight functional patterns (subphases) Mid-stance (deceleration) Terminal swing
with alternative names from other authors noted in par- Terminal stance (heel lift, push-off)
Pre-swing (toe-off)
entheses (see also Figs 3.2 & 3.3).
3 Gait analysis 65

The task of weight acceptance begins with initial contact


with the surface and the subsequent loading response of
the limb. This period can also be described as a ‘rocker’
system in which there is an initial contact with the heel
and a loading response (heel rocker); this is followed by
mid-stance (ankle rocker) and finally a terminal stance
and pre-swing (metatarsal rocker or forefoot rocker)
(Perry 1992, Prior 1999) (Figs 3.4–3.7). T
While more problems are evident during the stance
period due to its weight-bearing responsibilities, the swing
period nevertheless presents high demands on the body to 3
maintain balance while also lifting and advancing the limb
in preparation to begin the cycle again. This highly orche- P
strated chain of events includes flexion of the hip, flexion
of the knee, eventual extension of the knee and positioning A
of the foot in preparation to bear weight, as well as three
movements of the pelvis – rotation, tilt and shift (discussed Figure 3.6 The metatarsal (or forefoot) rocker. 3 ¼ heel rises,
P ¼ plantar tighteners, A ¼ anterior support of the plantar vault, T ¼
further following this section). Detailed accounts of stance
pull of triceps surae (reproduced with permission from Kapandji (1987)).
period and swing period are found in Box 3.3 and
Box 3.4, respectively.

F T

Figure 3.4 The heel rocker. F ¼ flexors of the foot, 1 ¼ thrust of


the leg flattens the foot to the ground, C ¼ posterior support of the
plantar vault (reproduced with permission from Kapandji (1987)).
4
A'

Figure 3.7 Preparation for toe off. 4 ¼ propulsive force provided


2 by (f) flexors of the toes, A’ ¼ anterior support moves to the big toe
(reproduced with permission from Kapandji (1987)).

MUSCULOLIGAMENTOUS SLINGS AND


INFLUENCES AND THE GAIT CYCLE

It is tempting to focus on the muscular components as the


source of movement in gait, since it is logical that when
muscles fire, joints move, and this appears to drive the
P
body forward. However, this alone cannot create the
A C
monumental ‘push’ that is required in order to walk.
Figure 3.5 The ankle rocker. 2 ¼ movement of the tibia from Instead, Dananberg (2007) suggests that the body be
extension to flexion, P ¼ plantar tighteners, (A) anterior and viewed as a perpetual motion gait machine. ‘The pendular
(C) posterior support of the plantar vault (reproduced with actions of arms and legs act reciprocally, storing potential
permission from Kapandji (1987)). energy and returning kinetic energy in the process. These
66 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

Box 3.4 Swing period (limb advancement) braces the SIJ and engages the entire lower limb in that
process.
l Perry (1992) describes three phases in limb advancement, these l Biceps femoris, peroneus longus and tibialis anterior
being initial swing, mid-swing and terminal swing. Other together form this longitudinal muscle–tendon–fascial
authors (Cailliet 1997, Hoppenfeld 1976) note a similar division sling, which is loaded to create an energy store (see
using different nomenclature (acceleration, mid-swing,
p. 315), to be used during the next part of the gait
deceleration).
l Initial swing begins as the foot lifts from the floor and ends cycle.
when the swinging foot is opposite the contralateral foot, which l During the latter stage of the single support period of
is in its own mid-stance. The initial swing phase must produce the gait cycle, biceps femoris activity eases, as compres-
foot clearance through ankle dorsiflexion and increased knee sion of the SI joint reduces and the ipsilateral iliac bone
flexion as well as advancing the thigh through hip flexion.
rotates anteriorly.
Without adequate flexion of all three of these, the toe or foot
may strike the ground during the swing, as happens in l As the right heel strikes, the left arm swings forward
conditions of foot drop. and the right gluteus maximus activates to compress
l Mid-swing continues to provide floor clearance of the foot and stabilize the SI joint.
through continued ankle dorsiflexion as the hip continues to l There is a simultaneous coupling of this gluteal force
flex and the knee begins to extend. During the early part of this
with the contralateral latissimus dorsi by means of thor-
phase the tibialis anterior and extensor hallucis longus increase
their activity significantly. acolumbar fascia in order to assist in counterrotation of
l Terminal swing provides full knee extension, neutral positioning the trunk on the pelvis.
of the ankle and preparation for initial floor contact (heel l In this way, an oblique muscle–tendon–fascial sling is
strike). Terminal swing phase ends the gait cycle and with created across the torso, providing a mechanism for fur-
surface contact, a new gait cycle begins.
ther energy storage to be utilized in the next phase of
the gait cycle.
l Lee (2004) mirrors Dananberg’s view when she points
actions are visible as counter-rotations between the pelvic and out that together, the gluteus maximus and latissimus
shoulder girdles. Storage occurs in the ligamentous, muscular, dorsi tense the thoracodorsal fascia, which facilitates
and tendinous structures of the lower back (Dorman 1995).’ the force closure mechanism through the SIJ. ‘In optimal
Highlighting the continuity between the ipsilateral latissi- gait, the unlocking of the SIJs allows for slight mobility which
mus dorsi and contralateral gluteus maximus muscle via dissipates some of the rotational force away from the lumbosa-
the thoracolumbar fascia Dananberg highlights how cral junction and facilitates shock absorption within the pel-
ideally suited this structure is for this storage capacity. vis. The locking of the SIJs facilitates stability during times
‘Each step prepares for the next one; the effect is to create a for- of high load.’
ward-directed rotation on the pelvic hemisphere as it coordi- l Vleeming & Stoeckart (2007) describe what happens
nates with the limb that is about to begin the swing phase next, as some of the gluteal tension is transferred into
motion (Gracovetsky 1987).’ the lower limb via the iliotibial tract. ‘In addition, the ilio-
A variety of musculoligamentous continuities offer sup- tibial tract can be tensed by expansion of the huge vastus
port as the structure moves through the gait cycle. lateralis muscle during its contraction . . . during the single
support phase, this extensor muscle is active to counteract
l As the right leg swings forward the right ilium rotates flexion of the knee.’ This protects the knee from forward
backward in relation to the sacrum (Greenman 1996). shear forces.
l Simultaneously, sacrotuberous and interosseous liga- l As the single support phase ends and the double sup-
mentous tension increases to brace the SIJ in preparation port phase starts, there is a lessened loading of the SI
for heel strike. joints and gluteus maximus reduces its activity and as
l Just before heel strike, the ipsilateral hamstrings are the next step starts, the leg swings forward and nutation
activated, thereby tightening the sacrotuberous ligament (see p. 307) at the SI joint starts again.
(into which they merge) to further stabilize the SIJ. l Therefore, there is (or there should be) a remarkable
l Vleeming & Stoeckart (2007) have demonstrated that as synchronicity of muscular effort during the gait cycle,
the foot approaches heel strike there is a downward which combines with the role of ligamentous structures
movement of the fibula, increasing (via biceps femoris) to form supportive slings for the joints, such as the SIJ,
the tension on the sacrotuberous ligament, while simul- knees and ankles, as well as to act as energy stores.
taneously tibialis anterior (which attaches to the first Within this complex framework of activities there is
metatarsal and medial cuneiform) fires, in order to dor- ample scope for dysfunction should any of the muscular
siflex the foot in preparation for heel strike. components become compromised (inhibited, short-
l Tibialis anterior links via fascia to peroneus longus ened, restricted, etc.) (Fig. 3.8).
(which also attaches to the first metatarsal and medial
cuneiform) under the foot, thus completing this elegant Lee (2004) provides an insight into the potential disasters
sling mechanism (the ‘anatomical stirrup’) that both that await.
3 Gait analysis 67

Latissimus dorsi

Longissimus lumborum

Iliocostalis
lumborum
Lumbar
intermuscular
aponeurosis

Iliocostalis Erector
spinae Multifidus Gluteus Lumbodorsal
thoracis
aponeurosis maximus fascia

Sacrotuberous

Sacrotuberous Biceps femoris


Biceps femoris

Figure 3.8 A: The biceps femoris (BF) is directly connected to the upper trunk via the sacrotuberous ligament, the erector spinae aponeurosis
(ESA), and iliocostalis thoracis (IT). B: Enlarged view of the lumbar spine area showing the link between biceps femoris (BF), the lumbar
intermuscular aponeurosis (LIA), longissimus lumborum (LL), iliocostalis lumborum (IL) and multifidus (Mult). C: Relations between gluteus
maximus (GM), lumbodorsal fascia (LF) and latissimus dorsi (LD) (reproduced with permission from Vleeming et al (1997)).

Optimally, the center of gravity should travel along a smooth latissimus dorsi, tensor fascia latae, gastrocnemius, soleus,
sinusoidal curve both vertically and laterally and the displace- tibialis anterior, peroneus longus, etc., has the potential to cre-
ment in both planes should be no more than 5 cm (Inman et al ate widespread alterations in the functions and stability of the
1981). This displacement is exaggerated when the pelvic girdle low back and lower limb, as well as in the gait cycle itself.
is unable to transfer load (insufficient in either form closure or An alternative possibility exists in which overuse of
force closure) (Lee 1997a). The patient attempts to compensate (and the possible presence of trigger points within) the
by reducing the forces through the pelvic girdle. In a fully com- hamstrings may be part of a natural SIJ stabilizing attempt.
pensated gait, the patient transfers weight laterally over the Lee (1997b) points out that in response to a need for
involved limb (compensated Trendelenberg), thus reducing the enhanced stability of the SIJ, the hamstrings may be over-
vertical shear forces through the SIJ. used, thereby increasing tone and shortening. However,
Chains of events such as these work both ways so that, for because the hamstrings ‘are not ideally situated to provide
reasons of poor body mechanics, overuse or trigger point act- a force closure mechanism’, ultimately this compensation
ivity, the soft tissue dysfunction (excessive hamstring tone is likely to fail, leading to hypermobility of the SIJ.
and/or inhibition of gluteus maximus) could be the starting Hypothetically, in such circumstances, it is possible that
point for a series of changes that leads to SI joint instability, trigger points may evolve in the overused hamstrings as
as described by Lee. Involvement of associated muscles listed part of an adaptive effort to maintain heightened tone, in
above in the gait process, including the other gluteals, order to increase tension on the sacrotuberous ligament
68 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

and so enhance force closure of the joint. This could be l Beginning with the legs, muscular chemical energy is first
repeated in, or substituted by, a number of other muscles used to lift the body into the earth’s gravitational field where
that influence the SIJ, such as quadratus lumborum and glu- the chemical energy is stored in a potential form.
teus maximus. If this were the case, deactivation of trigger l When the body falls downwards, this potential energy is
points or stretching/relaxation of the involved muscles, in converted into kinetic energy, which is in turn stored into a
such circumstances, might well encourage instability in the compressive pulse at heel strike.
SIJ. A therapeutic approach that recognizes the need for l The pulse, properly filtered by the knees and the massive
excess tone as part of a stabilizing effort, and that attempts ligamentous structures across the SIJ, travels upwards.
to normalize the joint in other ways (including focus on l The energy is then distributed to each spinal joint to counter-
whatever inhibitory influences were being exerted on syn- rotate pelvis and shoulder, while the head is stabilized by dero-
ergistic muscles) might therefore be more appropriate. tating the shoulders.
To paraphrase Shakespeare: ‘To treat or not to treat
Within Gracovetsky’s model it is possible to superimpose
[a trigger point], that is the question.’ In more simplistic
the model of energy conservation, storage and use as
terms, when are trigger points and short/tight muscles
described by Vleeming et al in their portrayal of the
part of the body’s (possibly short-term) solution, rather
musculoligamentous sling mechanisms. It is also possible
than the primary problem? If the trigger point is indeed
to reflect on ways in which the mechanisms involved in
part of an adaptive process and its arbitrary removal a
both models could be disrupted by joint restrictions,
potential destabilizer of the body’s attempt to compensate
muscular shortening and/or inhibition, due to congenital
for a particular condition, addressing the primary condi-
or acquired biomechanical, reflex/neural or behavioral
tion rather than the adaptation mechanism might result
factors.
in a better and more long-lasting outcome.
Wallden (2009) has described energy storage during the
gait cycle as follows:
On heel-strike, there is a significant ground reaction force
ENERGY STORAGE DURING GAIT
which travels up through the lower limb and into the spine.
At each of the viscoelastic structures en route, a certain
Vleeming & Stoeckart (2007) describe how elastic energy is
proportion of this energy is captured and stored in the
stored by muscles when they are in active tension. This
collagen fibers allowing brief deformation and recoil. Ulti-
stored energy can be utilized if a muscle placed under
mately the ground reaction force travels up through the
applied tension is allowed to relax and shorten. The exam-
spine de-rotating each segment as it goes and passes into
ple is given of actively and forcefully extending a single
the upper extremity where, finally, it is expressed as kinetic
finger maximally and then releasing it. They report that
energy in the hands.
differing views exist regarding energy storage during gait.
One model holds that the process occurs in the tendons as When the movement of the hands meets resistance from
‘elastic strain’, most specifically in the extensor muscles of the elasticity of the supporting musculature and connective
the knee and ankle, which act as ‘springs’ (Alexander tissue, an elastic recoil begins to swing the arm in the
1984). Another perspective is that fascia acts as the energy opposite direction, thus counterbalancing the forward
storage site (Vleeming & Stoeckart 2007). swing of the ipsilateral leg as it enters its swing phase.
Vleeming et al (2007) question both these views as (See Fig. 3.9.)
being inadequate explanations, particularly in relation to A detailed accounting of joint and segment motion dur-
attempts to separate the muscles, tendon and fascia, which ing the gait cycle can follow each joint through its motions
functionally work together. Instead they promote a view during initial double support, followed by single support
that the myofascial chains, such as the longitudinal and and, finally, through terminal double support. A detailed
oblique slings described previously (involving biceps analysis of normal motion throughout the support phase
femoris–peroneus longus–tibialis anterior and/or latissi- is shown in Table 3.2, which also compares these move-
mus dorsi–thoracolumbar fascia–gluteus maximus, etc.), ments with the condition of functional hallux limitus
coupled as they are to the stabilization of the SIJ, offer (Fhl), which is discussed further on p. 71 and p. 79.
effective energy storage systems that can reduce demands
on muscular action during walking. They observe (1997):
‘. . .activities such as strolling inadequately energize the slings.
This could be the reason why shopping is such a hardship for
POTENTIAL DYSFUNCTIONS IN GAIT
many people’.
Evaluation of the evidence available from static posture,
Gracovetsky (1997) has developed a model that
as well as from movement and gait characteristics, de-
describes energy transference during the gait cycle.
mands sound observational skills. The individual being
l . . .gait is the result of a sequential transformation of energy. examined should be as unclothed as is deemed possible
3 Gait analysis 69

l weight transferred in a continuous manner from heel to


toe, for push-off
l no sign of a limp
l correct angle of toe orientation, with no toeing in or out
l no evidence of excessive supination or pronation
l symmetrical motion through the pelvis, lumbar and
thoracic regions, and the shoulders
l arm swing equal bilaterally.
These elements are noted in normal gait but if an individ-
ual presents with acute or chronic pain, any analysis of
gait or of muscular imbalances is likely to be colored by
the painful condition as the person will most probably
compensate posturally to avoid painful weight-bearing
positions or painful ranges of motion. Additionally, hyper-
tonic tissues, or tissues that house trigger points, may not
display a normal range or pattern of movement but may
instead appear jerky, deviate the associated body parts
from normal alignment or cause synergists and/or antago-
nists to compensate for their weakness, all of which may be
visually perceivable.
Both stance and swing periods will have their own
inherent potential problems, the characteristics of which
help pinpoint the etiology of the patient’s condition.
Figure 3.9 A schematic representation of energy storage and
transfer during gait. From: Journal of Bodywork & Movement Hoppenfeld (1976) cites Inman (1973) with these measur-
Therapies 13(4):350–361, 2009. able determinants.
1. The width of the base (distance between the two heels
when walking) should be no more than 5–10 cm (2–4
and appropriate or dressed in form-hugging attire (such as inches) from heel to heel, with a wider base usually
leotards, tights or biker’s shorts), so that key features are indicating unsteadiness (perhaps cerebellar), dizziness
not masked by clothing. or decreased sensation of the sole of the foot.
Evaluation of static posture and gait characteristics and 2. The center of gravity for the body as a whole (not
analysis of seated postures, reclining postures, and habits just the passenger unit) lies 5 cm (2 inches) anterior to
of use provide information that is critical to the develop- the second sacral vertebra (S2) and should oscillate
ment of strategic treatment and home care programs. The no more than 5 cm (2 inches) vertically in the normal
value of a perspective which evaluates the whole body gait.
moving in a normal manner, as in gait analysis when walk- 3. Except in heel strike, the knee should remain flexed
ing, is that it focuses on global features, such as crossed through the stance phase. Locked or fused knees create
syndrome patterns (see Chapter 10), rather than local ones, excessive vertical displacement of the center of gravity
such as assessment of individual joints or muscles (for [Perry (1992), Cailliet (1997) and others, note the knee
restrictions, shortness, strength, presence of trigger points, reextends toward the end of the stance period.]
etc.), which is performed separately. 4. The pelvis and trunk shift laterally to center the weight
Janda (1996) provides a useful caution: over the hip of the supporting limb. This shift is
approximately 2.5 cm (1 inch) to each side but may be
In clinical practice, it is advisable to start by analyzing
markedly accentuated when gluteus medius is weak.
erect standing and gait. This analysis requires experience,
5. The average length of a step when walking is 26 inches
however, and an observation skill in particular. On the
(65cm) for females and 28 in (70cm) for males, but this
other hand, it gives fast and reliable information that can
may decrease with pain, aging, fatigue or lower extrem-
save time by indicating those tests that need to be per-
ity pathology in hip, knee and/or ankle joints. [Others
formed in detail and those that can be omitted. . .the
(Rose & Gamble 2006, Perry 1992) note a much longer
observer. . .is encouraged to think comprehensively about
average step length of 70 cm (28 inches). The step is
the patient’s entire motor system and not to limit attention
approximately 14% longer for men, generally shorter
to the local level of the lesion.
in people who have shorter legs, as easily observed in
Kuchera et al (1997) suggest that the key elements of children attempting to ‘keep up’ when walking with
normal gait should involve: adults, and is influenced by speed.]
70 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

6. The average adult spends only 100 calories per mile


normal rotation around the hip of the fixed stance
and walks with a cadence of 90–120 steps per minute.
leg, which acts as a fulcrum for that rotation (see
Pain, aging, fatigue, slick surfaces and unsure footing
Fig. 3.10 and Box 3.5).
may decrease the number of steps per minute.
7. During swing phase, one side of the pelvis rotates 40 Normal walking requires that the gravitational center
forward with the swinging leg, thereby requiring of the body advances toward the planted anterior foot

Figure 3.10 Gait determinants. Upper drawing is A B C D E A1 B1


lateral view showing vertical displacement; middle
drawing from overhead shows pelvic rotation and
pelvic shift; lower drawing from in front shows VD
pelvic shift and pelvic tilt. VD ¼ vertical
displacement, PR ¼ pelvic rotation, PT ¼ pelvic tilt,
W ¼ weight-bearing leg, PS ¼ pelvic shift
(reproduced with permission from Rene Cailliet HS HS
MD, Foot and ankle pain, F A Davis).
PR
PS
PR
PS

PS
PT

PT

W W

Box 3.5 Gait determinants (see Fig. 3.10)

As the limbs progress through their respective movements in the gait toward the unsupported side. The adductors fire on the stance leg
cycles, the pelvic center of gravity shifts vertically and laterally as side, which, combined with the removed support of the swing leg,
the body weight is transferred from one leg to the other. produces a slight dropping of the pelvis (pelvic tilt) on the
Additionally, the pelvis must rotate about an axis located in the contralateral side. During this position the stance leg is in
lumbar spine in order for the hip of the advancing limb to prepare to slight adduction and the swing leg in slight abduction, while there
move forward. If it were not for a mixture of compensating motions, is an approximate 4 lowering of the iliac crest on the unsupported
called gait determinants, the vertical and horizontal displacements of side (translating to half that amount at mid-line). Pelvic tilt
the passenger unit would be presented in a jerky manner and would therefore also decreases potential vertical displacement of the
be inefficient and extremely taxing for the muscular components. center of gravity.
Three of the gait determinants relate to movements of the pelvis Lateral displacement of the pelvis (pelvic shift) occurs as the
that combine to avoid excessive changes in vertical displacement and weight is transferred to the stance leg and the center of gravity is
lateral shift. These determinants are horizontal pelvic rotation, moved toward the stance limb. Pelvic movements are smoothed by
contralateral pelvic drop (tilt) and lateral pelvic shift. These combine this rhythmic, lateral sway, which also assists in maintaining balance
to reduce vertical and lateral deviation of the center of gravity to (Cailliet 1997).
approximately 2 cm (approximately 0.8 inches) in each direction Perry (1992) summarizes this complex process, combined with
(Perry 1992) for a combined (left and right) lateral displacement of other gait determinants (such as ankle and knee flexion) as follows:
4 cm (approximately 1.6 inches). Perry notes: ‘The change in body
height between double and single limb support would be 9.5 cm Thus vertical lift of the passenger unit during single limb support
(approximately 3.8 inches) if no modifying action were performed’. is lessened by lateral and anterior tilt of the pelvis combined with
Pelvic rotation occurs as the limb swings forward carrying that stance limb ankle plantarflexion and knee flexion. Lowering of the
side of the pelvis forward with it. This step moves the (swinging) hip body center by double limb support is reduced by terminal stance
joint anterior to the contralateral (stance) hip and also moves its heel rise, initial heel contact combined with full knee extension,
corresponding (swinging) foot closer to the mid-line (see Fig. 3.10), and horizontal rotation of the pelvis. Lateral displacement is
thereby (in effect) lengthening the limb while reducing pelvic tilt. similarly minimized by the pelvic rotators, medial femoral
This combination decreases the vertical displacement of the center of angulation, and the substitution of inertia for complete coronal
gravity of the pelvis. balance. As a result, the body’s center of gravity follows a smooth
As the pelvis begins to rotate and the leg to swing, the stance three-dimensional sinusoidal path that intermingles vertical and
leg is responsible for keeping the body mass from falling medially horizontal deviations.
3 Gait analysis 71

(forward plane of progression) during the initial double OBSERVATION OF GAIT


stance phase of the gait cycle. In order for the body to
advance over the anterior (stance) foot during normal Various listings are offered below that attempt to catego-
walking, the ankle, knee and hip of the posterior limb rize observable gait patterns in relation to causative
and lumbar spine all need to be in an extension direction features. For example, Petty (2006) and DiGiovanna &
with the forward motion of the body initiated by the Schiowitz (1991) have described some of the more conspic-
impetus created by dorsiflexion of the metatarsophalan- uous observations that gait analysis offers, these being
geal (MTP) joints of the posterior (pre-swing) foot. By broadly divided into neurological and musculoskeletal
the end of the single support phase of the normal gait patterns. Dananberg (2007) concludes that many cases of
cycle, the hip joint should extend approximately 15 . This acute or chronic low back pain are related to gait anomalies
allows the trunk to be held erect, creates the correct posi- and that foot function plays an important part in gait
tioning for the thrust force against the walking surface mechanics, with normal dorsiflexion of the first MTP joint
and positions the limb so that it can be raised before being being critical.
swung forward.
However, if for any reason the MTP joint fails to initiate
forward propulsion impetus (such as occurs in Fhl, see
MULTIVIEW ANALYSIS
below), resulting in delayed heel lift, the joints proximal to
the MTP joint are obliged to absorb the force created and
Dananberg (1997) has compiled a multiview analysis of
they do so in a process known as sagittal plane blockade.
motion and segment markers that can be observed during
Dananberg (2007) explains:
gait analysis, and their possible ‘meanings’.
Functional hallux limitus (Fhl) represents a complete lock-
l The head, observed from the rear or front, may tilt to
ing of the primary sagittal plane pivotal site, the first MTP
one side or the other; and when viewed from the side
joint, strictly during all or portions of the single support
it may be held forward of the coronal line. Treatment
phase of the gait cycle. This is true despite the fact that full
choices might include a heel lift on the short side (when
range of motion occurs in the non-weight-bearing examina-
appropriate) if head tilting was noted (see Chapter 11
tion. As such, it is an entity that presents a paradox
for discussion of heel lift therapy); if the head is held
between those findings present during functional examina-
forward treatment of Fhl may be appropriate (Fhl
tion and those found during function (gait). . . .Its capacity
involves limitation in dorsiflexion of the 1st MTP joint;
to permit forward advancement while simultaneously cre-
see below for further discussion of this important
ating close-packed alignment never materializes. The man-
phenomenon).
ifestations of its presence are most often visible at
l The shoulder or arm, when viewed from the rear or
alternative sites that act to compensate for the failure of
front, may show a drop during the ipsilateral single sup-
this joint to provide the motion necessary for forward pro-
port phase of the gait cycle. Viewed from the side, the
gression. (Fig. 3.11)
arms may be seen not to swing symmetrically or to
move from the elbows rather than the shoulders. Treat-
ment choices may emerge from awareness that lack of
full shoulder movement unilaterally is sometimes an
Cervical accommodation for a leg length inequality.
flexion
l The pelvis and lumbosacral spine, when viewed from
Limited the front or rear, may display unleveling of the pelvis
shoulder
Straight motion and there may be asymmetry of rotation of the pelvis
lumbar and lumbar spine. When viewed from the side, the
spine degree of lordosis or straightness of the lumbar spine
should be observed, together with any tendency for the
torso to flex during the single support phase of the gait
Decreased
hip extension cycle. Treatment choices might emerge from awareness
that waist flexion during the single support phase indi-
Flexed
knee cates Fhl (see below) and that pelvic elevation occurring
concurrently with ipsilateral lowering of the shoulder
suggests a compensating response to leg length
inequality.
Delayed
heel lift l The hips and thighs, when viewed from the side, may
display asymmetry in degree of hip extension during
Figure 3.11 Flexion compensation for Fhl during single support the single support phase. This suggests either leg length
phase (reproduced with permission from Vleeming et al (2007)). discrepancy and/or Fhl. The importance of the hip
72 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

Table 3.1 Joint motion/segment markers during multiview gait analysis (reproduced with permission from Vleeming et al 1997)
Level Rear/front Side Treatment indication/option
Head Look for left-right head tilt and Look for forward head posture Consider heel lift to short side for tilting; treat
timing of any tilting motion Fhl for forward head posture
Shoulder/arm Are shoulders level or does one Do arms swing symmetrically; are Lack of shoulder motion, particularly unilateral,
lower during homolateral single they moving from the elbows or will usually indicate long limb functional
support? shoulders? accommodation
Pelvis/ Look for level of pelvic base; look Look for straight or lordotic spine; Elevation of ASIS/PSIS with concurrent lowering
lumbosacral for symmetry of rotation to left and does the torso flex on the pelvis of homolateral shoulder indicates long limb
spine right during SSP? function; waist flexion during SSP indicates Fhl
Hips/thigh Not visible on rear view Compare hip extension during SSP; SSP hip extension is a critical marker. Treat for
asymmetry suggests leg length Fhl and reexamine
difference/ Fhl
Knees Varus or valgus alignment; watch Look for full extension during SSP; is Varus/valgus alignment indicates need for
for timing of internal/external this failure symmetrical? custom orthosis; lack of full extension may
rotations respond to Fhl treatment
Feet Look for symmetry of heel lift; do Is Fhl visible; does the foot pronate? Failure to raise heel during SSP indicates Fhl;
the heels lift prior to contralateral unilateral presence indicates leg length unequal
heel strike?
SSP ¼ single support phase; ASIS ¼ anterior superior iliac spine; PSIS ¼ posterior superior iliac spine; Fhl = functional hallux limitus.

extension phase of the cycle is discussed later in this being. Viewing a patient walk is no different. Simply
chapter. watching a subject walk back and forth in a hallway loses
l The knees, when viewed from the front or rear, may the entire sagittal plane view. Although most offices are
display valgus or varus alignment* and when viewed not equipped for gait analysis, the use of the treadmill
from the side, full extension may not be apparent during can be helpful in providing the multiple viewpoints neces-
the single support phase. Attention should be paid to sary for accurate determination of cause and effect. (See
whether such lack of extension is symmetrical or not. Table 3.1.)
Treatment choices include a possible need for orthotic
appliances to deal with varus/valgus alignment situa-
tions, while lack of full knee extension suggests Fhl. MUSCULAR IMBALANCE AND GAIT PATTERNS
l The feet, when viewed from the front or rear, should be
observed for symmetry of heel lift, as well as whether l Lumbar spinal dysfunction (usually upper lumbar)
the heel lifts before the contralateral heel strikes. Obser- involving the psoas muscle results in the individual inclin-
vation from the side indicates whether Fhl is apparent ing forward and toward the side of the dysfunctional
and whether either foot pronates. Treatment choices psoas. The hip on the dysfunctional side will be held in
include need to treat Fhl, if necessary, and possibility abduction, which is seen as a wider base of support.
of leg length inequality. l Spinal extensor and/or hip flexor weakness may be
observed as posterior pelvic rotation at heel strike
Dananberg (1997) notes that:
(Schafer 1987).
The principle of multi viewpoints is important. When l Erector spinae contraction, if unilateral, results in lateral
viewing X-rays of the patient, it is well known that a single flexion toward the side of dysfunction, together with
view of the body is not acceptable. Generally, three views spinal extension. Gait will appear rigid with little evi-
provide a far more accurate picture of a three-dimensional dence of lumbar flexion or rotation. DiGiovanna &
Schiowitz (1991) state:

*Stedman’s electronic medical dictionary (1998 version 4.0) notes that the If findings include a raised iliac crest height, lumbar scoli-
original definition of varus was ‘bent or twisted inward toward the midline otic convexity and sciatic pain distribution, all on the
of the limb or body’ and valgus was ‘bent or twisted outward away from the same side, the prognosis for speedy recovery is good. If
midline or body’. Modern accepted usage, particularly in orthopedics, the pain is on the other side, the cause may be a pro-
erroneously transposes the meaning of valgus to varus, as in genu
varum (bow-leg). To avoid confusion, we have used the modern
lapsed disk or some other serious pathological condition,
terminology, while acknowledging the interesting transposition it has and both physician and patient may be in for a difficult
apparently undergone. time. (our emphasis)
3 Gait analysis 73

l Weakness of gluteus maximus is associated with a pos- Associated joint restrictions are likely to be noted at:
terior thoracic position (i.e. kyphosis) and with asso-
l midfoot joints
ciated lumbar hyperextension during the stance phase
l ankle
of the gait cycle, which serves to stabilize hip extension
l tibiofibular joint
and maintain the center of gravity behind the hip joint.
l sacroiliac joint
Schafer (1987) suggests that hip extensor weakness
l lower lumbar spine.
may correlate with ‘arms at an uneven distance from mid-
line and both elbows flexed at pushoff’. During the swing phase and internal rotation
l Weakness of gluteus medius, congenital dislocation of
the hip or coxa vara (defined as an ‘outward bend of Increased muscular tension might commonly be noted in:
the neck of the femur’; Blakistone’s new Gould medical dic- l extensors of the toes and foot
tionary 1956) produce increased thoracic movement l tibialis anterior
toward the dysfunctional side during the stance phase l hip flexors
of the gait cycle (Trendelenburg’s sign). Schafer (1987) l adductors
suggests that adductor weakness involves ‘exaggerated l rectus abdominis
outward rotation of femur during mid-stance’. l thoracolumbar erector spinae.
l Weakness of gluteus medius can result in increase of lat-
eral shearing forces across the pelvis and may be asso- Associated tender attachment points (resulting from peri-
ciated with dysfunctions involving the feet that osteal irritation due to excessive tension/drag from attach-
produce an uneconomical gait (Liebenson 2007). ing muscles/tendons) might be noted at:
l Hip and/or knee flexor weakness may involve drag- l pes anserinus (sartorius, gracilis, semitendinosus)
ging of toes during mid-swing as the trunk shifts (adductors)
toward the swing side and the pelvis lifts on the l patella (rectus femoris, tensor fascia latae via iliotibial
weight-bearing side. band)
l Weakness of the medial rotators of the hip (and proba- l symphysis pubis, xiphoid (rectus abdominis).
ble associated excessive tone in external rotators) may
involve a shortened step with evidence of external rota- Associated joint restrictions are likely to be noted at:
tion of the leg. l knee
l hip
l sacroiliac joint
CHAINS OF DYSFUNCTION l upper lumbar spine
l thoracolumbar junction
Lewit (1996) has offered listings of features associated with l atlantooccipital joint.
dysfunctional phases of the gait cycle.
Lewit (1996) makes it clear that these lists are not definitive
or fully comprehensive and that they should be seen in the
During the stance phase context of assessment of other features, such as general
body posture, respiratory function and other functional
Increased muscular tension might commonly be noted in:
evaluations. Lewit believes that ‘these chains characteristi-
l toe and plantarflexors cally are formed on one side of the body’. In, addition, he states:
l triceps surae ‘Reflex changes in the skin and (if chronic) changes in the fascia
l glutei and periosteal [i.e. attachment] pain points must [also] be
l piriformis considered’.
l levator ani It is worth emphasizing that active myofascial trigger
l erector spinae. points in muscles can be associated with both an increase
in tension in the muscles in which they are housed, as well
Associated tender attachment points (resulting from peri-
as stressful drag on the tendinous attachment sites, with
osteal irritation due to excessive tension/drag from attach-
consequent influence on associated joints (Simons et al
ing muscles/tendons) might be noted at:
1999).
l calcaneus (plantar aponeurosis, Achilles’ tendon)
l fibular head (biceps femoris)
l ischial tuberosity (hamstrings) LIEBENSON’S CLINICAL APPROACH
l coccyx (gluteus maximus, levator ani)
l iliac crest (gluteus medius, lumbar erector spinae) Liebenson (2007) offers a series of functional screening
l greater trochanter (gluteus medius, piriformis) tests through which observations made of anomalies (such
l spinous processes L4–S1 (erector spinae). as altered hip extension and altered hip abduction in the
74 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

gait cycle) suggest the directions in which further investi- would demonstrate evidence of reduced length (as com-
gation should move. pared with normal) of the hip flexors, hamstrings, erector
Liebenson (2007) describes zygopophysial joints of the spinae and probably contralateral upper trapezius and
lumbar area as referring lower back and lower extremity levator scapula, emphasizing the way in which patterns
pain. These patterns are similar to trigger point referred of imbalance in the upper and lower body reflect on each
patterns for quadratus lumborum and gluteal muscles, other (see Fig. 2.1 and discussion of crossed syndrome
which is noted by Travell & Simons (1992). Since involve- patterns in Chapters 2 and 10. This topic is also discussed
ment of these facet surfaces may be intertwined with in detail in Volume 1, Chapter 5).
muscular dysfunction and their involvement often requires Assessment of firing patterns using Janda’s functional
anesthetic blocking techniques for precise diagnosis, hip extension test (as described on p. 320) would demon-
management of both the lumbar facets and muscles that strate if there has been substitution of erector spinae
create stress on them is warranted. Liebenson’s rehabilita- and/or hamstring activity for gluteus maximus activity
tion management includes advice regarding body usage, during performance of prone hip extension. Such substitu-
manipulation and exercise. tion during the firing sequence would indicate gluteus
maximus weakness and subsequent compensation by its
synergists. Comerford & Mottram (2001) report that when
ALTERED HIP EXTENSION performed with ‘normal’ musculature, hip extension fol-
If during the patient’s performance of walking there is lows a recruitment (‘firing’) sequence of hamstrings (prime
evidence of a reduced degree of hip extension, commonly or dominant mover)–gluteals (synergist)–contralateral
accompanied by an exaggerated lumbar lordosis, this sug- erector spinae (load supporting).
gests that: When low back problems are manifest, the dominant
mobilizer muscle and/or the synergist muscles may have
l gluteus maximus, the main agonist in performing hip
their roles usurped or modified during hip extension, so
extension, is possibly weak
that the sequence changes to either:
l gluteus maximus may be inhibited by overactive
antagonists such as iliopsoas and rectus femoris 1. hamstrings–gluteals–ipsilateral erector spinae or:
l the stabilizers of hip extension, the erector spinae, may 2. thoracolumbar erector spinae–lumbar erector spinae–
be overactive hamstrings–variable gluteal activity.
l the synergists of gluteus maximus during hip extension,
Discovering the inappropriate sequence highlights which
the hamstrings, may be overactive
muscles are firing inappropriately but does not offer an
l trigger point activity may be involved, inhibiting glu-
explanation as to why this may be happening. Possible fac-
teus maximus.
tors may involve myofascial trigger points and/or joint
Since the erector spinae, hamstrings, rectus femoris and restrictions.
psoas are all classified as postural muscles these will
shorten over time due to overuse and will encourage Possible trigger point involvement
further inhibition of gluteus maximus. (see Volume 1,
Various additional causes and maintaining factors may be
Chapter 2 for discussion of postural and phasic muscle
associated with hypertonicity and/or weakness associated
characteristics, and a summary in the Essential Information
with the dysfunctional pattern described above, including
material at the beginning of this book).
trigger points located in gluteus maximus, iliopsoas, erec-
Overactivity and eventual shortness of erector spinae,
tor spinae and hamstrings as well as the hip flexors (rectus
hamstrings, rectus femoris and psoas may result in:
femoris, in particular). Additionally, trigger points found
l a forward listing/tilting of the upper body within muscles whose target zones include these muscles,
l anterior tilt of the pelvis such as quadratus lumborum, rectus abdominis, piriformis
l hypertrophy of the erector spinae group and other deep hip rotators, and a remote trigger point
l hypotonia, and a potential ‘sagging’, of gluteus maximus found in soleus (which also refers into the face), should
l symptoms of low back and/or buttock pain (facet or be considered as potential sources of imposed hyperactiv-
myofascial syndromes) ity or inhibition.
l coccyalgia
l recurrent hamstring dysfunction Joints
l recurrent cervical pain (see Chapter 2, Box 2.9 for details
of cervical influence on pelvic function). Various joint blockages may influence soft tissues reflex-
ively to encourage the imbalances described, possibly
Tests involving:
Tests for muscle shortness (which are fully described in l the ipsilateral hip joint
this text in the sections that feature the individual muscles) l the ipsilateral SI joint
3 Gait analysis 75

l the lumbosacral junction Chapter 2 for discussion of postural and phasic muscle
l the thoracolumbar junction characteristics.)
l the contralateral cervical spine (see Box 2.9 for details of Overactivity and eventual shortness of hip adductors,
cervical influence on pelvic function). tensor fascia latae and quadratus lumborum may result in:
l prominence of the iliotibial band
Treatment protocol for altered hip extension l lateral deviation of the patella
(Chaitow 2007, Liebenson 2007) l externally rotated foot (suggesting deep hip rotator
involvement, especially piriformis)
l Relax and stretch ipsilateral hip flexors (using MET or
l hypotonia of gluteus medius
myofascial release or use active isolated stretching meth-
l symptoms such as low back and/or buttock pain
ods, or additional methods as described in Chapter 12).
(blocked SI joint)
See also Volume 1, Chapter 10.
l pseudo-sciatica (myofascial pain syndrome or piriformis
l Relax and stretch (if overactive) erector spinae as
compression of sciatic structures)
described in Chapter 10 (using MET or other appropri-
l lateral knee pain involving the knee extensors.
ate methods).
l Relax and stretch (if overactive) hamstrings as described
in Chapter 12 (using MET or other appropriate methods). Tests
l Deactivate trigger points using NMT, positional release
Tests for shortness (which are fully described in the sec-
techniques (PRT), acupuncture (see Volume 1,
tions that feature the individual muscles) would demon-
Chapter 10). Effective release and stretching methods
strate evidence of reduced length (as compared with
might be sufficient to deactivate trigger points.
normal) of the hip adductors, tensor fascia latae, quadratus
l Mobilize (if still blocked after soft tissue treatment as
lumborum and the flexors of the hip.
listed) low back, SI joint and/or hip joints (utilizing
Assessment of firing patterns using Janda’s functional
high-velocity thrust if necessary, MET or PRT
hip abduction test (as described in Chapter 11) would
approaches, as described in Chapters 9, 10, 11 and 12).
demonstrate if there has been substitution of quadratus
l Encourage and facilitate spinal, abdominal and gluteal sta-
lumborum and/or TFL activity for gluteus medius activity
bilization exercises, together with reeducation of postural
during performance of sidelying hip abduction.
and use patterns, as described in Chapters 7, 10 and 11.
Trigger point involvement
Various additional causes and maintaining factors may
ALTERED HIP ABDUCTION be associated with hypertonicity and/or weakness asso-
If during assessment there is evidence of altered hip ciated with the dysfunctional pattern as described, includ-
abduction this would have implications for the stance ing trigger points located in gluteus medius, quadratus
period of the gait cycle as well as for postural balance. lumborum, TFL, adductors and piriformis. Additionally,
During the gait cycle the patient may be observed to ‘hip trigger points found within muscles whose target zones
hike’ inappropriately, which would be indicated by eleva- include these muscles should be considered as potential
tion of the ipsilateral pelvis when walking. This usually sources of imposed, sustained, hyperactivity or inhibition,
involves: including longissimus, multifidus, quadratus lumborum,
gluteus minimus, rectus abdominis and the lower abdomi-
l inhibited (weak) ipsilateral gluteus medius nal muscles.
l inhibition of gluteus medius by overactive adductors of
the thigh Joints
l overactivity of the synergists of gluteus medius during
hip abduction, especially tensor fascia latae In this scenario various joint blockages may influence soft
l overactivity of the stabilizers of hip extension, especially tissues reflexively to encourage the imbalances described,
quadratus lumborum including the ipsilateral hip joint, ipsilateral SI joint and
l overactivity of piriformis, a neutralizer in hip abduction. lumbar spinal joints.

The reasons for such imbalances should be sought and


treated, whether the etiology involves joint blockage, trig-
Treatment protocol for altered hip abduction
ger point activity, muscle shortening through adaptation
(Chaitow 2007, Liebenson 2007)
or other causes. l Relax and stretch thigh adductors (using MET methods
Since the hip adductors, tensor fascia latae and quadra- as described in each section of the practical clinical appli-
tus lumborum are all classified as postural muscles, they cations in this text, myofascial release (MFR), or active
will shorten over time if overused and will encourage isolated stretching (AIS) methods. (See Chapter 11 of this
further inhibition of gluteus medius. (See Volume 1, volume and Volume 1, Chapter 10 for details.)
76 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

l Relax and stretch (if overactive) TFL and quadratus


lumborum (MET, MFR, AIS). Inferior facet (L2)
l Relax and stretch (if overactive) piriformis and other
deep hip rotators (MET, AIS). L3
Superior facet (L3)
l Relax and stretch (if overactive) hip flexors (MET,
MFR, AIS). L2
l Deactivate active trigger points in the muscles asso-
ciated with hip abduction (NMT, PRT, acupuncture) as
well as those found in adductor muscles. Effective myo- Disc
fascial release and stretching methods might also be
sufficient to deactivate trigger points.
l Mobilize (if still blocked following soft tissue treatments
as outlined) low back, thoracolumbar junction, SI joint
and hip joints (utilizing HVT if necessary, MET or PRT
approaches).
l Encourage/facilitate gluteus medius stabilization through
specific exercises, together with reeducation of postural
and use patterns. (See Chapters 11 and 12 for details.) L2

These two protocols, specifically related to gait dysfunc-


tion, are offered as a model that takes account of functional
(including gait) imbalances as well as specific evidence of
dysfunction (shortness, weakness, active trigger points).
From the evidence gathered, treatment choices would be
L3
made and progress assessed.
This therapeutic sequence represents an effective reha-
bilitation approach. A similar system of assessment, treat-
ment and conditioning could be applied to each area of Figure 3.12 Schematic representation of motions and energy
the body for effective results. storage in spinal segments, during weight transfer.

joint cartilage of the right superior facet of L3. This is


GAIT AND THE SPINAL DISCS another energy storage feature, as the compression recoils
with the next step, so assisting locomotion.
Gracovetsky (2003) has demonstrated that when walking,
the spine naturally migrates between positions of rotation
and lateral flexion, as well as axially flexing on heel-strike VARIOUS PATHOLOGIES AND GAIT (SEE ALSO
(which results in sagittal extension) and axially extending BOX 3.6)
during mid-stance (which results in sagittal flexion). The
effects on spinal discs varies, depending on the degree of l A limping (antalgic) gait due to joint pain is character-
flexion or extension exhibited by the spinal area under ized by a reduced period of weight bearing on the
examination. For example: affected side when walking, followed by a rapid swing
l The disc may take 100% of the load under normal static phase. The patient can usefully be asked to describe
upright, neutral spine conditions. where pain is noted when weight is borne on the
l However, if the spine moves into sagittal flexion (hypolor- affected side.
dosis), the loading in the posterior disc will increase. l Exaggerated plantarflexion of the contralateral ankle,
l While, if the loading moves into sagittal extension together with a circumduction movement of the ipsilat-
(hyperlordosis), loading through the facet joints will eral leg on walking, is associated with arthritic changes
increase. of the hip or knee.
l Stiffness of knee or hip, without arthritic change, leads
Wallden (2009) notes that as the superior vertebra (in this to an elevation of the ipsilateral pelvis (‘hip hike’) dur-
case L2, as shown in Figure 3.12) moves into left rotation ing the swing phase to afford clearance for the foot dur-
on the vertebra below (L3), the viscoelastic annular fibers ing forward motion. This will, over time, produce
of the disc undergo elastic elongation, storing energy that marked hypertonicity and shortness in the ipsilateral
will recoil with the next step of gait. quadratus lumborum and almost inevitably the evolu-
In a similar way, the right inferior facet of L2 will tion of active trigger points in it, as it is ‘considered the
approximate, compressing the joint cartilage against the most frequent muscular cause of low back pain among
3 Gait analysis 77

Box 3.6 Abnormal gait definitions

l Antalgic gait: a characteristic gait resulting from pain on weight l High-stepping gait (equine gait): gait characterized by high steps
bearing in which the stance phase is shortened on the affected to avoid catching a drooping foot and brought down suddenly in a
side flapping manner (peroneal nerve palsy, tabes)
l Ataxic gait: wide-based gait characterized by staggering, lateral l Hysterical gait: a variety of bizarre gaits in which the foot is
veering, unsteadiness and irregularity of steps, often with a frequently held dorsiflexed and inverted and is usually dragged or
tendency to fall forward, backward or to one side pushed ahead, instead of lifted (hysteria-conversion reaction)
l Calcaneal gait: characterized by walking on heel, due to paralysis l Scissor gait: gait in which each leg swings medially as well as
of the calf muscles (poliomyelitis, neurologic diseases) forward to cross during walking (cerebral palsy)
l Cerebellar gait: same as ataxic gait, due to cerebellar disease l Spastic gait: see hemiplegic gait
l Charcot gait: the gait of hereditary ataxia l Steppage gait: because it cannot dorsiflex, the advancing foot is
l Circumduction gait: see hemiplegic gait lifted higher than usual to clear the ground (peroneal
l Equine gait: see high-stepping gait neuropathies, dorsiflexion weakness, peripheral neuritis, diabetes,
l Festinating gait: gait in which patient walks on toes (as though alcoholism, chronic arsenical poisoning)
pushed) with flexed trunk, legs flexed at the knees and hips (but l Toppling gait: patient displays uncertain and hesitant steps,
stiff) with short and progressively more rapid steps (seen in totters and sometimes falls (balance disorder, in elderly patients
Parkinsonism and other neurologic diseases) post stroke)
l Gluteus maximus gait: compensatory backward propulsion of l Trendelenburg gait: pelvis sags on the side opposite the affected
trunk to maintain center of gravity over the supporting lower side during single leg stance on the affected side; compensation
extremity occurs during gait by leaning the torso toward the involved side
l Gluteus medius gait: compensatory leaning of the body to the during the affected extremity’s stance phase (congenital
weak gluteal side, to place the center of gravity over the dislocation, hip abductor weakness, rheumatic arthritis,
supporting lower extremity osteoarthritis)
l Helicopod gait: a gait in which the feet (or foot) describe half l Waddling gait: rolling gait in which the weight-bearing hip is not
circles with each step (hysteria and in some conversion reactions) stabilized and feet are placed widely apart, while the opposite
l Hemiplegic gait (circumduction or spastic gait): gait in which the side of the pelvis drops, resulting in alternating lateral trunk
leg is held stiffly and abducted with each step and swung around movements that resemble the waddle of a duck (gluteus medius
to the ground in front, forming a semicircle muscle weakness, muscular dystrophies, coxa vara)

practitioners who have learned to recognize its TrPs by exam- l Hemiplegic gait involves the leg being held stiffly with-
ination’, according to Travell & Simons (1992). out normal flexion potential at hip or knee. The patient
l With a short leg, there is a lateral shift of the trunk inclines toward the affected side while the leg move-
toward the short side during the stance phase of the gait ment involves a circumduction effort with the foot drag-
cycle (see Chapter 11 for discussion of short leg pro- ging on the floor. The usually affected ipsilateral upper
blems, including unleveling of the sacral base). extremity is commonly held flexed and unmoving,
l A wide range of problems involving the feet will cause against the abdomen.
altered gait mechanics, including bunions, Morton’s l A shuffling gait in which the feet do not clear the floor
toe, fallen arches (including transverse in splay foot), may occur in Parkinson’s disease (accompanied by
calcaneal imbalance, hallux rigidus, gout and talus insta- rigidity and tremor) or in atherosclerosis involving loss
bility (see Chapter 14). of confidence and balance (accompanied by a wide
stance) (see Box 3.7).
l Ataxic gait involves an unsteady reeling with a wide
NEUROLOGICAL GAIT PATTERNS
base, often accompanied by vertigo. There is a tendency
l Drop foot involves dorsiflexor weakness, resulting in to fall toward the lesion side. It may relate to MS,
the limb being lifted higher than normal on the myxoedema or cerebellar disease. A more general
affected side in order for the toes to clear the surface. staggering/reeling gait, often involving falling forward
If the toe strikes the floor first as the foot lands, the or backward, might relate to alcoholism, barbiturate
cause may be paralysis of pretibial or peroneal muscles poisoning, polyneuritis or general paresis.
or weakness of hip flexors (rectus femoris, TFL, iliop- l Spasm of the hip adductor muscles results in a scissor
soas). If the heel strikes first, the cause is likely to gait in which the legs cross in front of each other with
be dysfunction involving the afferent portion of the the upper body compensating with swaying motions.
peripheral nerves or the posterior roots. Romberg’s The cause might involve MS, bilateral upper motor neu-
sign is usually present (i.e. loss of balance when asked ron disease or advanced cervical spondylosis.
to stand unaided with eyes closed). Causes of foot l A gait in which there is a rolling action from side to side
drop and high-stepping gait range from carcinoma to (waddling like a penguin) may be associated with mus-
diabetic neuropathy, tabes dorsalis, degeneration of cular atrophy or dystrophy involving thigh and hip
the cord, compression lesions and MS affecting the muscles. The shoulders are thrown back and the lumbar
posterior columns. spine is lordotic with extreme anterior tilting of the
78 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

Box 3.7 Rapid improvement in Parkinson gait following manual therapy (Wells et al 1999)

Although gait alters negatively in response to conditions such as l Cervical spine translation performed with patient supine
Parkinson’s disease, with its characteristic shuffling walking mode, l MET application to the cervical spine
at least some of the changes seem to be rapidly reversible, as a result l Spencer shoulder mobilization sequence applied bilaterally (see
of appropriate treatment (osteopathic manipulative therapy – OMT; description in Volume 1, Chapter 13)
see below for details). l Supination and pronation of the forearms applied bilaterally
Ten patients with Parkinson’s disease who received a single l Circumduction of the wrist bilaterally
session of appropriate OMT were compared with a separate group of l Bilateral sacroiliac gapping mobilization
10 Parkinson’s patients who received sham treatment and eight l MET application to adductor muscles of lower extremities
additional healthy controls who received OMT following gait analysis. l Bilateral release of psoas using MET
The OMT methods (see below) were designed to reduce rigidity and l Bilateral release of hamstrings using MET
improve flexibility and muscle length across the limbs, as well as l Ankle articulation bilaterally
mobility of the spine. The evaluation of gait included use of a l MET application to ankle bilaterally
computer-generated stick figure time sequence of stride length
Note: The majority of these methods are described in this volume.
using a computerized two-dimensional sagittal gait analysis (Peak
The researchers concluded:
Performance Technologies Inc, Englewood, Colorado).
The osteopathic methods used included the following: The data supports our hypothesis that patients with Parkinson’s
disease have symptomatic expression in excess of their direct
l Lateral and anteroposterior translation mobilization of vertebrae
neurological deficits. Therefore it may be possible to effectively
in the thoracolumbar region performed with the patient seated
manage some of these deficits with physical treatment
l Active myofascial stretch to the thoracic spinal region, with
techniques – including OMT – as part of a comprehensive
patient seated
treatment program.
l Atlantooccipital release

pelvis. The compensatory side-to-side gait, which results Prior (1999) describes a number of common patterns
when muscle weakness is involved (it is also noted in that influence gait and function.
bilateral hip dislocation), is due to the individual’s
attempt to alter the center of gravity relative to the base Pronated foot
of support.
Prior (1999) states that it is common for the foot to land
l Hysterical gait may mimic almost any other neurologi-
with the heel slightly inverted, thereby loading the pos-
cal pattern but any spasticity noted when upright may
terolateral aspect of the heel. As the foot flattens, there will
vanish when lying down.
be excessive pronation (eversion of the heel and/or exces-
sive flattening of the medial longitudinal arch). The result
PEDIATRIC GAIT will produce internal rotation of the leg and femur, with
subsequent implications for the hip and pelvis. Symptoms
Many conditions can affect childhood gait, including mal-
that might be associated with this pattern include plantar
development of ankle and foot joints, the diagnosis of
fasciitis, tibialis posterior dysfunction, anterior knee pain,
which may require radiographic studies. It is essential for
and low back pain (Fig. 3.13).
expert diagnosis to be arrived at as early as possible, while
bones and joints are still growing, to prevent chronic com-
pensations from developing.
Supinated foot
DiGiovanna & Schiowitz (1991) report that: Supination is normal at the end of the stance phase. How-
ever, if it is demonstrated earlier there will be a reduction
In one study 64% of limping children with no history of
in shock absorption efficiency, sometimes associated with
gait dysfunction or trauma had primary involvement of
the development of Achilles’ tendinitis, stress fractures
the hip joint. Most cases were due to transient synovitis
and iliotibial band syndrome.
and resolved with rest. Many children with hip-related gait
dysfunction have had recent upper respiratory tract infec-
Muscular inflexibility
tion. Other causes include otitis, rheumatic fever, rheuma-
toid arthritis and Perthes disease. Loss of flexibility of the calf muscles, particularly gastroc-
nemius, soleus and/or the hamstrings, exerts pronatory
influences on the foot and can result in increased subtalar
PODIATRIC CONSIDERATIONS AND GAIT joint pronation, mid-tarsal collapse, early heel lift and genu
recurvatum (hyperextension).
The foundation of the body, the foot, has an enormous
impact on posture in general and specifically on dysfunc-
Leg length discrepancy
tional conditions involving almost any structure in the
body. A review of shoe influences on the foot is suggested, Prior (1999) suggests that discrepancies of as little as 5 mm
as discussed in Chapter 4. can contribute to painful conditions of the legs, pelvis and
3 Gait analysis 79

If plantarflexion fails to occur, there will be early knee


joint flexion prior to the heel lift of the swing limb,
which also reduces hip joint extension of that leg. The
result of early knee flexion prevents the hip flexors from
gaining mechanical advantage, thereby reducing the effi-
ciency of the motion of the swing limb. A further effect
is that gluteals and quadratus lumborum on the contra-
lateral side become overactive in order to pull the limb
into its swing action. Overactivity of quadratus lum-
borum and/or the gluteals destabilizes the contralateral
low back and SI joint and may encourage overactivity
of piriformis. ‘The reduced hip extension converts the
stance limb into a dead weight for swing, which is exa-
cerbated by hip flexor activity. . .resulting in ipsilateral
rotation of the spine, stressing the intervertebral discs’
(Prior 1999).
Dananberg (2007) notes that:
One overlooked stress to the back – but one truly present on
a daily basis – is gait style. Any single step would never
Figure 3.13 The pronated foot (adapted from Journal of Bodywork
produce sufficient mechanical stress to cause injury. Over
and Movement Therapies 3(3):172). Note severe eversion of the heel
on loading. This will place severe stress on the joints and soft tissues, sufficient time, however, the tens of millions of steps taken
particularly distally. Possible causes include: can represent a repetitive strain injury (RSI) and, as such,
l forefoot varus be an underlying cause and/or perpetuating factor in the
l rearfoot varus (subtalar or tibial varus/valgus) lower back symptom process.
l functional hallux limitus
He continues with a clear discussion of Fhl, which, due
l medially deviated STJ axis
l muscle inflexibility (calf and hamstring)
of its asymptomatic nature and remote location, is often
l genu varum or valgum
overlooked as an etiological source of postural degenera-
l internal leg position tion. Understanding the relationship between foot mechan-
l leg length discrepancy (usually the longer leg) ics and postural form, identifying hidden sources (such as
l a muscle imbalance disorder resulting in a pelvic rotation. Fhl) and treating them as root causes of postural and gait
Some associated disorders include: dysfunction can have a profound influence on the chronic
l 1st MTP joint pain lower back pain patient (Fig. 3.15).
l plantar fasciitis
l sinus tarsi syndrome
l tibialis posterior dysfunction
The effects of Fhl. Dananberg (2007, 1986) has provided
l anterior knee pain a summary of the changes that occur in joint and segmen-
l lower back pain. tal motion in the presence of functional hallux limitus.
These details are compared with the normal listings in
Table 3.2.

spine (Vink & Kamphuisen 1989). The foot on the longer Hip extension problems, Fhl and gait. Normal hip
limb side tends to pronate (to shorten the leg), while the foot extension during the gait cycle is impossible when Fhl is
on the shorter side supinates (to lengthen the leg). Prior sug- present. The implication of this failure to extend is that
gests evaluating leg length by placing the standing patient there will automatically be a chain reaction of compensat-
with feet in a neutral calcaneal stance position (Fig. 3.14). ing adaptations that can have wide repercussions.
The ASIS, PSIS and femoral trochanters are all evaluated.
A true leg length discrepancy exists if all three points are l If hip extension is prevented or limited, trunk flexion
higher on the same side. occurs to compensate and a range of muscular stresses
are created with the potential for long-term negative
Functional hallux limitus (Fhl) implications for the spinal discs.
l If the thigh cannot fully extend and utilize the force
Functional hallux limitus describes limitation in dorsi- potential this offers during walking, other muscular
flexion of the 1st MTP joint during walking, despite nor- input is required to compensate, with a range of dys-
mal function of this joint when non-weight bearing functional overuse implications evolving.
(Dananberg 2007). This condition limits the rocker phase l Extension of the hip prepares the limb for the forward
since 1st MTP joint dorsiflexion promotes plantarflexion. swing that follows. Since the limb comprises
80 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

A B

Tibial angle

NCSP

C NCSP = STJ position + tibial position

Figure 3.14 Standing foot positions. Have the patient take a couple of steps on the spot so that he is standing in his angle and base of
gait. In this resting position, the angle the heel makes to the ground can be assessed and will be inverted, zero or everted. This is known as the
relaxed calcaneal stance position (RCSP; A). If the STJ is then placed into its neutral position, the effect of any STJ or tibial abnormality
on foot position can be assessed. This is known as the neutral calcaneal stance position (NCSP; B & C). Structural leg length discrepancy
should be assessed in NCSP by palpating and comparing the levels of the ASIS, the PSIS and the femoral trochanters. NCSP removes the
compensatory motion of the foot and allows assessment of the structural leg length; ipsilateral raise of ASIS, PSIS and femoral trochanter
indicates a limb length discrepancy. The degree of discrepancy can be assessed by raising the shorter sides with the blocks until the legs are
level. If a rotation is observed in this position, this often represents a fixed or blocked problem at the sacroiliac joint. RCSP allows
compensatory foot and pelvic rotations to occur; a rotation in this position may be due to abnormal pelvic or foot function; a rotation at
the pelvis in RCSP that was not present in NCSP indicates a functional problem that may well benefit from controlling the foot position.
(RCSP ¼ relaxed calcaneal stance position; STJ ¼ subtalar joint; NCSP ¼ neutral calcaneal stance position) (reproduced with permission
from Journal of Bodywork and Movement Therapies 3(3):176).

A B

Figure 3.15 A) Normal ROM of the 1st MTP joint when performed in a double stance position. (B) During the 2nd half of the single support phase
of the same foot, note the inability of the 1st MTP joint to exhibit normal ROM. This paradox, that range of motion, while available in some positions,
fails to occur during single support, defines functional hallux limitus (Fhl) (reproduced with permission from Vleeming et al (2007)).
3 Gait analysis 81

Table 3.2 Comparison of normal motion throughout the support phase compared to these movements with the
condition of functional hallux limitus
Initial double support phase Single support phase Terminal double support phase
ANKLE
Normal The ankle begins in neutral then rapidly Dorsiflexion continues until heel lift, then Plantarflexion continues until toe-off
generates plantarflexion then dorsiflexion plantarflexion occurs
With Fhl Plantarflexion then dorsiflexion Dorsiflexion continues excessively with a Limited or no plantarflexion
delay in subsequent plantarflexion
KNEE
Normal Varies from 5 of flexion to slight The flexed knee (under maximal weight- Maximal extension (but still not full)
hyperextension (2 ) and then rapid bearing load) moves toward extension but is reached at mid-terminal stance
flexion continues through loading never quite fully extends when the knee begins to flex again
and then rapidly flexes until toe-off
With Fhl Flexion then extension Delayed or no extension Delayed flexion
HIP
Normal Flexion, followed by gradual extension Continuation toward full extension Rapid flexion until toe-off
With Fhl Flexion, followed by gradual extension Delayed or failure of extension Slow flexion as a result of failure to
achieve extension
PELVIS
Normal Posterior rotation of the ilium following Ilium moves from maximum posterior Rapid posterior rotation of the ilia
heel strike with a contralateral drop of position and begins rotating anteriorly following contralateral heel strike; as
the pelvis as the second leg is relieved accompanied by vertical bilateral leveling the limb is unloaded, there is a rapid
of its support role with progressional (sagittal) rotation ipsilateral drop of the pelvis as it
returning to neutral at mid-stance prepares to rotate forward in the
sagittal plane
With Fhl Posterior rotation following heel strike Prevents anterior rotation or actually Reduced or no posterior motion on
initiates posterior rotation heel strike

approximately 15% of body weight (Dananberg 2007) a fascia latae/iliotibial band, which effectively ‘pulls’
major demand on iliopsoas function is created in order the trailing leg into its swing phase. In doing so, the
to lift it. Dananberg (2007) reports that Kapandji (1974) low back may be destabilized along with the contralat-
has shown that: eral sacroiliac joint.
l In response, the contralateral piriformis may attempt to
When the iliopsoas fires but the femur is fixed . . .the lumbar
stabilize the sacroiliac joint.
spine will sidebend and rotate. These pathomechanical
l The repetitive nature of walking, with many thousands
actions will shear the intervertebral discs and create an envi-
of steps being taken daily, ensures that pain and dys-
ronment that has been shown to induce intervertebral disc
function will result from unbalanced gait patterns such
herniation. Iliopsoas overuse will also produce both back
as those described above. Pain may manifest most nota-
and groin pain associated with this pathomechanical process.
bly in the overactive muscles as well as at the sacroiliac
l Trigger points forming in iliopsoas as a result of this joint, the lumbodorsal junction, iliac crest, 12th rib,
type of stress can also induce both back and groin/ante- greater trochanter and lateral knee.
rior thigh pain (Travell & Simons 1992).
Further compensation derives from the failure of the
l In addition to iliopsoas stress flowing from failure of
thigh/hip to extend adequately. These compensations
normal thigh/hip extension, the muscles of the lateral
include the following:
trunk are recruited to compensate. Individuals will
commonly bend contralaterally from the restricted side l The angle between the posterior thigh and the ischial
during the ipsilateral toe-off phase of the gait cycle. tuberosity remains open (it would ‘close’ if the thigh
This sidebend is accomplished by contraction of the extended adequately) (Fig. 3.16).
contralateral quadratus lumborum, gluteus maximus l As discussed above, the torso flexes on the pelvis to
and the oblique abdominal muscles, as well as tensor compensate for failure of hip extension.
82 CLINICAL APPLICATION OF NEUROMUSCULAR TECHNIQUES: THE LOWER BODY

Figure 3.17 Note the combined pressures from the practitioner’s


thumbs when assessing for Fhl. One thumb is under the 1st metatarsal
head simulating the pressure from a surface when standing, while the
other thumb simultaneously attempts to dorsiflex the hallux. An absence
Figure 3.16 Limited hip extension and hamstring contraction of dorsiflexion ROM in this test (ROM should be approximately 20 )
(adapted from Vleeming et al (2007)). confirms Fhl (reproduced with permission from Vleeming et al (2007)).

And/or
l Tension builds in biceps femoris, thereby reducing the l The patient is asked to stand with weight predomi-
hamstrings’ ability to allow full anterior pelvic rotation. nantly on the side being examined.
l Dananberg (2007) suggests that, at this stage, the func- l The practitioner makes an attempt to dorsiflex the great
tional movements of the pelvis are related to a relaxed toe at the first metatarsal joint.
biceps femoris. ‘Should hip extension fail to develop l Unless the toe can dorsiflex to 20–25 Fhl is assumed.
. . ... torso flexion replaces hip extension . . .[which will]
create tension in the biceps and, when sufficient, will Treatment of Fhl. Treatment of functional hallux limitus
cause Golgi tendon response and biceps firing. It will and other foot problems is described in Chapter 14, which
then force a premature halt of the pelvic forward rota- also discusses the structures involved. A brief summary at
tion, and if torso flexion is sufficient, pelvic rotation will this stage is also appropriate (see also Table 3.2).
reverse to an anterior to posterior movement’, leading Treatment options for Fhl may include stretching of asso-
to an increase in tension in the sacrotuberous ligament ciated muscles and gait training, as well as deactivation of
and sacral counternutation. trigger points that might be involved, particularly any in
l The entire process of adaptation resulting from inade- tibialis anterior or in the long or short extensors of the toes.
quate hip/thigh extension (often resulting from Fhl) However, Dananberg (2007) suggests that such attention
means that the motion potential needed to ensure for- may prove inadequate. ‘Just as eyeglasses can correct a func-
ward motion will be prematurely exhausted. tional visual disturbance, so can functional, custom-made
l If low back pain is presented in association with such a pat- foot orthotic devices be effective in dealing with chronic pos-
tern and hamstring shortness is noted, stretching of these tural complaints based on subtle gait disturbance.’
muscles is unlikely to offer much benefit, unless the whole The influence of the foot, knee and hip tissues on
etiological sequence is understood and dealt with, possibly gait patterns is extensive and significant. Understanding
by means of primary attention to Fhl dysfunction. the functional gait cycle as well as assessment for normal
gait mechanics reflected throughout the body as a whole
may offer insights as to common patient complaints and
Assessment of Fhl adaptational patterns found during palpation. The impact
l Patient is seated. of technology in gait assessment has opened many avenues
l The practitioner places her right thumb directly beneath for continued education and for multidisciplinary interven-
the right first metatarsal head. tions. Box 3.8 offers six ‘take-home’ lessons to emphasize
l Pressure is applied in a direction toward the dorsal the importance of this expanding field of study.
aspect of the foot, which mimics the pressure that the Treatment techniques, together with relevant discussion
floor would apply in standing position. of the joints, ligaments and muscles, are offered in later
l The practitioner places her left thumb directly beneath chapters of this text. In the following chapter, the influ-
the right great toe interphalangeal joint (see Fig. 3.17) ences of the close environment, that is, the products and
and attempts to passively dorsiflex the toe. structures that our bodies routinely contact (shoes, chairs,
l If there is a failure of dorsiflexion of between 20 and 25 car seats, etc.), are explored for potential influence on
Fhl is assumed. posture, gait and structural health.
3 Gait analysis 83

Box 3.8 Human walking: six take-home lessons

In Chapter 14 of Human Walking, authors Rose & Gamble (2006) computerized methods. Whether assessing the displacement of body
summarize the main points of their textbook with six lessons on gait segments in three planes – sagittal, coronal and transverse – or
that are worthy of a spotlight. Although what is listed within this specific details of individual joints, advanced technology can assess,
box is less than comprehensive and significantly more succinct than record, and process data from one or from 100 individuals, rendering
Rose & Gamble’s review, it is intended to remind the reader of areas copious information at the push of a button.]
that deserve further investigation beyond the scope of this NMT Lesson 4: Specific muscles are active during the individual
textbook. We quote brief points from Rose and Gamble, with phases and periods of the gait cycle, and the magnitude, duration and
appreciation for the expansive value of their book as a whole. We timing of muscular activity determines the quality and efficiency of
offer our own [bracketed] comments, which may be particularly gait. Any abnormality in the timing or magnitude of muscular activity
relevant to manual practitioners. or in the motion of the joints during the gait cycle produces deviation
Lesson 1: Bipedalism, the ability to walk upright, was the first in motion. [The body’s adaptive capabilities will likely incorporate
anatomical and behavioral characteristic to distinguish our primal muscle substitution, trigger point formation and a host of other
ancestors from apes. . . . Bipedalism is at the root of what it means responses in order to achieve its desired outcome while also avoiding
to be human. [Although the subject of human origin offers fine pain and conserving its resources. It is an adaptation machine, with
fodder for religious and scientific debate, it is without question that many choices available within the moment or over a lifetime.]
bipedalism is a unique feature of human locomotion. It depicts not Lesson 5: Six determinants of gait provide a model for
only evolutionary adaptation of the species, but also individual biomechnical mechanism used to maximize walking efficiency.
adaptations made in an instance and over a lifetime.] [Comparing lists of these six determinants as published by various
Lesson 2: The gait cycle is the basis for understanding normal and authors can create confusion, possibly due to lack of consistency in
pathological human walking. The gait cycle is to the biomechanics of nomenclature. However, there is general agreement that these would
walking as the Krebs cycle is to the biochemistry of intermediary include three pelvic movements (rotation around a vertical axis, tilt
metabolism. [The gait cycle can be viewed more simply, as a separate around a horizonal axis, and lateral displacement toward the
process for each lower limb, or seen as a whole body experience that supporting leg), knee flexion, hip flexion and knee/ankle interactions.
incorporates pelvic, torso, head and upper extremity movements. These work together to reduce displacement of the center of mass in
Undoubtedly, the details derived from observing the person’s gait, three planes of movement.]
movements and habits of use can offer insights that cannot be Lesson 6: The riddle of the Sphinx: walking changes with age. The
obtained from static analysis nor from palpation alone.] kinematics and kinetics of gait remain stable throughout much of an
Lesson 3: Kinematics describes movement of the body segments, adult’s life but can adapt and change with any temporary or
and kinetics describes the forces causing and resulting from permanent physiological change. [Pregnancy, obesity, trauma, and
movement of the joints. Kinematically, we can describe the position, chronic disease, including depression, can alter the way one moves
velocity, and acceleration of body segments during walking. Kinetic through space. The most ubiquitous change seems to be those seen
data provides information about the forces that act across the joints. with advancing years, as the lifelong battle with gravity takes its toll
[Data derived from detailed gait analysis can be enhanced with in body positioning and in speed.]

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