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An Analysis of Social Power

Author(s): Robert Bierstedt


Source: American Sociological Review, Vol. 15, No. 6 (Dec., 1950), pp. 730-738
Published by: American Sociological Association
Stable URL: https://www.jstor.org/stable/2086605
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AN ANALYSIS OF SOCIAL POWER
ROBERT BIERSTEDT
University of Illinois

EW PROBLEMS in sociology are more books,2 are to be sought in community and


perplexing than the problem of social in society, not in government or in the state.
power. In the entire lexicon of socio- It is apparent, furthermore, that not all
logical concepts none is more troublesome power is political power and that political
than the concept of power. We may say power-like economic, financial, industrial,
about it in general only what St. Augustine and military power-is only one of several
said about time, that we all know perfectly and various kinds of social power. Society
well what it is-until someone asks us. In- itself is shot through with power relations
deed, Robert M. MacIver has recently been -the power a father exercises over his minor
induced to remark that "There is no rea- child, a master over his slave, a teacher over
sonably adequate study of the nature of so- his pupils, the victor over the vanquished,
cial power."1 The present paper cannot, of the blackmailer over his victim, the warden
course, pretend to be a "reasonably adequate over his prisoners, the attorney over his
study." It aims at reasonableness rather than own and opposing witnesses, an employer
adequacy and attempts to articulate the over his employee, a general over his lieu-
problem as one of central sociological con- tenants, a captain over his crew, a creditor
cern, to clarify the meaning of the concept, over a debtor, and so on through most of
and to discover the locus and seek the the status relationships of society.3 Power, in
sources of social power itself. short, is a universal phenomenon in human
The power structure of society is not an societies and in all social relationships. It is
insignificant problem. In any realistic sense never wholly absent from social interaction,
it is both a sociological (i.e., a scientific) and except perhaps in the primary group where
a social (i.e., a moral) problem. It has tradi- "personal identification" (Hiller) is complete
tionally been a problem in political philoso- and in those relations of "polite acquaint-
phy. But, like so many other problems of a ance" (Simmel) which are "social" in the
political character, it has roots which lie narrowest sense. All other social relations
deeper than the polis and reach into the contain components of power. What, then, is
community itself. It has ramifications which this phenomenon?
can be discerned only in a more generalized Social power has variously been identified
kind of inquiry than is offered by political with prestige, with influence, with eminence,
theory and which can ultimately be ap- with competence or ability, with knowledge
proached only by sociology. Its primitive (Bacon), with dominance, with rights, with
basis and ultimate locus, as MacIver has force, and with authority. Since the inten-
emphasized in several of his distinguished sion of a term varies, if at all, inversely with
its extension-i.e., since the more things a
1 The Web of Government, New York: Mac- term can be applied to the less precise its
millan, 1947, p. 458. MacIver goes on to say, meaning-it would seem to be desirable to
"The majority of the works on the theme are de- distinguish power from some at least of these
voted either to proclaiming the importance of the
role of power, like those of Hobbes, Gumplowicz, 2 See especially The Modern State, London:
Ratzenhofer, Steinmetz, Treitschke, and so forth, Oxford University Press, I926, pp. 22I-23i, and
or to deploring that role, like Bertrand Russell The Web of Government, op. cit., pp. 82-II3, et
in his Power." Ibid. One might make the addi- passim.
tional comment that most of the discussions of 8 It will be noted that not all of these ex-
power place it specifically in a political rather than amples of power exhibit the support of the state.
a sociological context and that in the latter sense To some of them the state is indifferent, to one
the problem has attracted almost no attention. it is opposed.

730

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AN ANALYSIS OF SOCIAL POWER 731

other concepts. Let us first distinguish power pany them the association is incidental
from prestige. rather than necessary. For these reasons it
The closest association between power and seems desirable to maintain a distinction be-
prestige has perhaps been made by E. A. tween prestige and power.
Ross in his classic work on social con- When we turn to the relationship between
trol. "The immediate cause of the loca- influence and power we find a still more in-
tion of power," say Ross, "is prestige." And timate connection but, for reasons which pos-
further, "The class that has the most prestige sess considerable cogency, it seems desirable
will have the most power."4 Now prestige also to maintain a distinction between in-
may certainly be construed as one of the fluence and power. The most important rea-
sources of social power and as one of the son, perhaps, is that influence is persuasive
most significant of all the factors which while power is coercive. We submit volun-
separate man from man and group from tarily to influence while power requires sub-
group. It is a factor which has as one of its mission. The mistress of a king may influ-
consequences the complex stratification of ence the destiny of a nation, but only be-
modern societies, to say nothing of the par- cause her paramour permits himself to be
tial stratification of non-literate societies swayed by her designs. In any ultimate
where the chief and the priest and the medi- reckoning her influence may be more impor-
cine-man occupy prestigious positions. But tant than his power, but it is inefficacious
prestige should not be identified with power. unless it is transformed into power. The
They are independent variables. Prestige is power a teacher exercises over his pupils
frequently unaccompanied by power and stems not from his superior knowledge (this
when the two occur together power is usually is competence rather than power) and not
the basis and ground of prestige rather than from his opinions (this is influence rather
the reverse. Prestige would seem to be a con- than power), but from his ability to apply
sequence of power rather than a determinant the sanction of failure, i.e., to withhold aca-
of it or a necessary component of it. In any demic credit, to the student who does not
event, it is not difficult to illustrate the fact fulfill his requirements and meet his stand-
that power and prestige are independent ards. The competence may be unappreciated
variables, that power can occur without and the influence may be ineffective, but the
prestige, and prestige without power. Albert power may not be gainsaid.
Einstein, for example, has prestige but no Furthermore, influence and power can oc-
power in any signficant sociological sense cur in relative isolation from each other and
of the word. A policeman has power, but so also are relatively independent variables.
little prestige. Similarly, on the group level, We should say, for example, that Karl Marx
the Phi Beta Kappa Society has considerable has exerted an incalculable influence upon
prestige-more outside academic circles than the twentieth century, but this poverty-
inside, to be sure-but no power. The stricken exile who spent so many of his hours
Communist Party in the United States has immured in the British Museum was hardly
a modicum of power, if not the amount so a man of power. Even the assertion that he
extravagantly attributed to it by certain was a man of influence is an ellipsis. It is the
Senators, but no prestige. The Society of ideas which are influential, not the man.
Friends again has prestige but little power. Stalin, on the other hand, is a man of influ-
Similar observations may be made about ence only because he is first a man of power.
the relations of knowledge, skill, competence, Influence does not require power, and power
ability, and eminence to power. They are may dispense with influence. Influence may
all components of, sources of, or synonyms convert a friend, but power coerces friend
of prestige, but they may be quite unaccom- and foe alike. Influence attaches to an idea,
panied by power. When power does accom- a doctrine, or a creed, and has its locus in
4Social Control, New York: Macmillan, igi6, the ideological sphere. Power attaches to a
p. 78. person, a group, or an association, and has

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732 AMERICAN SOCIOLOGICAL REVIEW

its locus in the sociological sphere. Plato, who are easily persuaded to join them and
Aristotle, St. Thomas, Shakespeare, Galileo, who meekly conform to the norms which
Newton, and Kant were men of influence, membership imposes. As an example, one
although all of them were quite devoid of need mention only the growth of the Na-
power. Napoleon Bonaparte and Abraham tional Socialist Party in Germany. Domi-
Lincoln were men of both power and influ- nance, therefore, is a problem in social psy-
ence. Genghis Khan and Adolf Hitler were chology; power a problem in sociology.5
men of power. Archimedes was a man of in- It is a little more difficult to distinguish
fluence, but the soldier who slew him at the power from "rights" only because the latter
storming of Syracuse had more power. It is term is itself so ambiguous. It appears indeed
this distinction which gives point to Speng- in two senses which are exactly contra-
ler's otherwise absurd contention that this dictory-as those privileges and only those
nameless soldier had a greater impact upon which are secured by the state and as those
the course of history than the great classical which the state may not invade even to se-
physicist. cure. We do not need to pursue the distinc-
When we speak, therefore, of the power tions between various kinds of rights, includ-
of an idea or when we are tempted to say ing "natural rights," which are elaborated in
that ideas are weapons or when we assert, the history of jurisprudence and the sociology
with the above-mentioned Bonaparte, that of law to recognize that a right always re-
the pen is mightier than the sword, we are quires some support in the social structure,
using figurative language, speaking truly as although not always in the laws, and that
it were, but metaphorically and with syn- rights in general, like privileges, duties, ob-
ecdoche. Ideas are influential, they may alter ligations, responsibilities, perquisites, and
the process of history, but for the sake of prerogatives, are attached to statuses both in
logical and sociological clarity it is preferable society itself and in the separate associations
to deny to them the attribute of power. Influ- of society. One may have a right without the
ence in this sense, of course, presents quite This distinction, among others, illustrates the
as serious and as complex a problem as impropriety of associating too closely the sepa-
power, but it is not the problem whose rate disciplines of psychology and sociology. Many
psychologists and, unfortunately, some sociologists
analysis we are here pursuing.
profess an inability to see that individual and
It is relatively easy to distinguish power
group phenomena are fundamentally different in
from dominance. Power is a sociological, character and that, for example, "the tensions that
dominance a psychological concept. The cause wars" have little to do with the frustrations
locus of power is in groups and it expresses of individuals. Just as the personal frustrations of
soldiers interfere with the fighting efficiency of a
itself in inter-group relations; the locus of
military unit, so the personal frustrations of indi-
dominance is in the individual and it ex- viduals reduce and sometimes destroy the efficiency
presses itself in inter-personal relations. of any organized action. Heller has an interesting
Power appears in the statuses which people comment in this connection: "The objective social
occupy in formal organization; dominance function of political power may be at marked vari-
ance with the subjective intentions of the individual
in the roles they play in informal organiza-
agents who give concrete expression to its organiza-
tion. Power is a function of the organization tion and activities. The subjective motivations which
of associations, of the arrangement and induce the inhabitant to perform military service or
juxtaposition of groups, and of the structure to pay taxes are of minor importance. For political
power, no less than every other type of social power,
of society itself. Dominance, on the other
is a cause and effect complex, revolving about the
hand, is a function of personality or of objective social effect and not, at least not ex-
temperament; it is a personal trait. Dominant clusively, about the subjective intent and atti-
individuals play roles in powerless groups; tude." See his article "Power, Political," Encyclo-
submissive individuals in powerful ones. pedia of the Social Sciences, Vol. VI, p. 30I. In
other words, the subjective factors which moti-
Some groups acquire an inordinate power,
vate an individual to indulge in social action, the
especially in the political sense, because ends he seeks and the means he employs, have
there are so many submissive individuals nothing to do, or at best very little to do, with

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AN ANALYSIS OF SOCIAL POWER 733

power to exercise it,6 but in most cases power pendent definition of the concept of force.
of some kind supports whatever rights are Force, in any significant sociological sense
claimed. Rights are more closely associated of the word, means the application of sanc-
with privileges and with authority than they tions. Force, again in the sociological sense,
are with power. A "right," like a privilege, means the reduction or limitation or closure
is one of the perquisites of power and not or even total elimination of alternatives to
power itself.7 the social action of one person or group
We have now distinguished power from by another person or group. "Your money or
prestige, from influence, from dominance, your life" symbolizes a situation of naked
and from rights, and have left the two force, the reduction of alternatives to two.
concepts of force and authority. And here The execution of a sentence to hang repre-
we may have a solution to our problem. sents the total elimination of alternatives.
Power is not force and power is not author- One army progressively limits the social ac-
ity, but it is intimately related to both and tion of another until only two alternatives
may be defined in terms of them. We want remain for the unsuccessful contender-to
therefore to propose three definitions and surrender or die. Dismissal or demotion of
then to examine their implications: (i) personnel in an association similarly, if much
power is latent force; (2) force is manifest less drastically, represents a closure of al-
power; and (3) authority is institutionalized ternatives. Now all these are situations of
power. The first two of these propositions force, or manifest power. Power itself is the
may be considered together. They look, of predisposition or prior capacity which makes
course, like circular definitions and, as a the application of force possible. Only groups
matter of fact, they are. If an independent which have power can threaten to use force
meaning can be found for one of these con- and the threat itself is power. Power is the
cepts, however, the other may be defined in ability to employ force, not its actual em-
terms of it and the circularity will disap- ployment, the ability to apply sanctions, not
pear.8 We may therefore suggest an inde- their actual application.9 Power is the ability
to introduce force into a social situation; it
the objective social consequences of the action. A is the presentation of force. Unlike force,
man may join the army for any number of rea-
incidentally, power is always successful;
sons-to achieve financial security and early retire-
ment, to conform with the law, to escape a deli- when it is not successful it is not, or ceases
cate domestic situation, to withdraw from an to be, power. Power symbolizes the force
emotional commitment, to see the world, to escape which may be applied in any social situa-
the pressure of mortgage payments, to fight for a
tion and supports the authority which is ap-
cause in which he believes, to wear a uniform, or
plied. Power is thus neither force nor author-
to do as his friends are doing. None of these
factors will affect very much the army which he ity but, in a sense, their synthesis.
joins. Similarly, people do not have children be- The implications of these propositions will
cause they wish to increase the birth rate, to raise become clearer if we now discuss the locus
the classification of the municipal post office, or to
contribute to the military strength of the state, ever to begin talking or writing or reasoning. An
although the births may objectively have all of undefined term in one system is not necessarily an
these consequences. indefinable term, however, particularly in another
'An example will subsequently be supplied. system, and furthermore this kind of circularity is
'There is, of course, a further distinction be- no logical deficiency if the circle, so to speak,
tween rights and privileges. Military leave, for nicht zu klein ist. This engaging phrase comes
example, is a privilege and not a right; it may be from Herbert Feigl, a logician who has examined
requested but it may not be demanded. It may be this problem in a paper on Moritz Schlick, Erkenntnis
granted but, on the other hand, it may not. Band 7, I937-1938, p. 406. Ralph Eaton also dis-
8 As a matter of purely technical interest, it cusses this problem in his General Logic, p. 298, as
may be observed that all definitions are ultimately do Whitehead and Russell in the Introduction to
circular. Every system of inference must contain Principia Mathematica.
undefined or "primitive" terms in its initial propo- 'Sanctions, of course, may be positive or nega-
sitions because, if it were necessary to define tive, require or prohibit the commission of a so-
every term before using it, it would be impossible cial act.

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734 AMERICAN SOCIOLOGICAL REVIEW

of power in society. We may discover it in sociational status may not be exercised be-
three areas, (i) in formal organization, (2 ) cause it conflicts with a moral norm to which
in informal organization, and (3) in the un- both members and non-members of the as-
organized community. The first of these pre- sociation adhere in the surrounding com-
sents a fairly simple problem for analysis. munity. Sometimes an official may remove a
It is in the formal organization of associa- subordinate from office without formal cause
tions that social power is transformed into and without formal authority because such
authority. When social action and interac- action, now involving power, finds support in
tion proceed wholly in conformity to the public opinion. Sometimes, on the contrary,
norms of the formal organization, power he may have the authority to discharge a sub-
is dissolved without residue into authority. ordinate, but not the power, because the
The right to use force is then attached to position of the latter is supported informally
certain statuses within the association, and and "extra-associationally" by the opinion
this right is what we ordinarily mean by of the community. An extreme case of this
authority.10 It is thus authority in virtue situation is exemplified by the inability of
of which persons in an association exercise the general manager, Ed Barrow, or even the
command or control over other persons in owner, Colonel Jacob Ruppert, to "fire"
the same association. It is authority which Babe Ruth from the New York Yankees or
enables a bishop to transfer a priest from even, when the Babe was at the height of his
his parish, a priest with his "power of the fame, to trade him.
keys" to absolve a sinner, a commanding Sometimes these power relations become
officer to assign a post of duty to a sub- quite complicated. In a university organiza-
ordinate officer, a vice-president to dictate a tion, for example, it may not be clear
letter to his secretary, the manager of a base- whether a dean has the authority to apply
ball team to change his pitcher in the middle the sanction of dismissal to a professor, or,
of an inning, a factory superintendent to de- more subtly, whether he has the authority to
mand that a certain job be completed at a abstain from offering an increase in salary
specified time, a policeman to arrest a citizen to a professor in order indirectly to en-
who has violated a law, and so on through courage him to leave, or, still more subtly,
endless examples. Power in these cases is whether, when he clearly has this authority
attached to statuses, not to persons, and is of abstention, he will be accused of malad-
wholly institutionalized as authority.1' ministration if he exercises it.12 It is similarly
In rigidly organized groups this authority unclear whether a Bishop of the Episcopal
is clearly specified and formally articulated Church has the authority to remove a rector
by the norms (rules, statutes, laws) of the from his parish when the latter apparently
association. In less rigidly organized groups has the support of his parishioners.13 In
penumbral areas appear in which authority other words, it sometimes comes to be a mat-
is less clearly specified and articulated. ter of unwise policy for an official to exercise
Sometimes authority clearly vested in an as- the authority which is specifically vested in
his position, and it is in these cases that we
" Authority appears frequently in another sensecan clearly see power leaking into the joints
as when, for example, we say that Charles Goren of associational structure and invading the
is an authority on bridge or Emily Post on eti- formal organization.14
quette. Here it carries the implication of superior
knowledge or skill or competence and such persons "2As in a case at the University of Illinois.
are appealed to as sources of information or as 13 As in the Melish case in Brooklyn, which is
arbiters. In this sense authority is related to in- currently a subject for litigation in the courts.
fluence but not to power. 14 That even the most highly and rigidly or-
" This is what Max Weber called legitime ganized groups are not immune from these in-
Herrschaft, which Parsons translates as "au- vasions of power has been illustrated, in a previ-
thority." See The Theory of Social and Economic ous paper, with respect to the Roman Catholic
Organization, Parsons editor, New York: Oxford Church, the United States Navy, and the Com-
University Press, I947, p. 152, n. 83. munist Party. See Robert Bierstedt, "The So-

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AN ANALYSIS OF SOCIAL POWER 735

It may be observed that the power im- and the clerk. But in any association the
plied in the exercise of authority does not members do become acquainted with each
necessarily convey a connotation of personal other and begin to interact not only "ex-
superiority. Leo Durocher is not a better trinsically" and "categorically," in terms of
pitcher than the player he removes nor, in the statuses they occupy, but also "intrinsi-
turn, is he inferior to the umpire who cally" and "personally," in terms of the roles
banishes him from the game. A professor they play and the personalities they ex-
may be a "better" scholar and teacher than hibit.16 Sub-groups arise and begin to exert
the dean who dismisses him, a lawyer more subtle pressures upon the organization itself,
learned in the law than the judge who cites upon the norms which may be breached in
him for contempt, a worker a more compe- the observance thereof, and upon the author-
tent electrician than the foreman who as- ity which, however firmly institutionalized,
signs his duties, and so on through thousands is yet subject to change. These sub-groups
of examples. As MacIver has written, "The may, as cliques and factions, remain within
man who commands may be no wiser, no the association or, as sects and splinter
abler, may be in no sense better than the groups, break away from it. In any event, no
average of his fellows; sometimes, by any formal organization can remain wholly
intrinsic standard he is inferior to them. formal under the exigencies of time and
Here is the magic of government."15 Here in- circumstance. Power is seldom completely
deed is the magic of all social organization. institutionalized as authority, and then no
Social action, as is well known, does not more than momentarily. If power sustains
proceed in precise or in absolute conformity the structure, opposing power threatens it,
to the norms of formal organization. Power and every association is always at the mercy
spills over the vessels of status which only of a majority of its own members. In all
imperfectly contain it as authority. We associations the power of people acting in
arrive, therefore, at a short consideration of concert is so great that the prohibition
informal organization, in which the prestige against "combinations" appears in the
of statuses gives way to the esteem for per- statutes of all military organizations and the
sons and in which the social interaction of right of collective petition is denied to all
the members proceeds not only in terms of military personnel.
the explicit norms of the association but Power appears, then, in associations in two
also in terms of implicit extra-associational forms, institutionalized as authority in the
norms whose locus is in the community and formal organization and uninstitutionalized
which may or may not conflict, at strategic as power itself in the informal organization.
points, with the associational norms. Our But this does not exhaust the incidence of
previous examples have helped us to antici- power with respect to the associations of
pate what we have to say about the inci- society. It must be evident that power is
dence and practice of power in informal required to inaugurate an association in the
organization. No association is wholly first place, to guarantee its continuance, and
formal, not even the most rigidly organized. to enforce its norms. Power supports the
Social organization makes possible the fundamental order of society and the social
orderly social intercourse of people who do organization within it, wherever there is
not know each other-the crew of a ship order. Power stands behind every association
and their new captain, the faculty of a uni- and sustains its structure. Without power
versity department and a new chairman, the there is no organization and without power
manager of a baseball team and his new there is no order. The intrusion of the time
recruit, the citizen and the tax collector, the dimension and the exigencies of circum-
housewife and the plumber, the customer stance require continual re-adjustments of

biology of Majorities," American Sociological Re- 6 The terms in quotation marks are E. T.
view, 13 (December, 1948), 700-7IO. Hiller's. See his Social Relations and Structures,
15 The Web of Government, op. cit., p. 13.New York: Harper, 1947, Chapters I3, I4, 38.

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736 AMERICAN SOCIOLOGICAL REVIEW

the structure of every association, not ex- of university professors, and so on through
cepting the most inelastically organized, and an equally large number of instances. Power
it is power which sustains it through these thus appears both in competition and in con-
transitions.17 If power provides the initial flict and has no incidence in groups which
impetus behind the organization of every neither compete nor conflict, i.e., between
association, it also supplies the stability groups which do not share a similar social
which it maintains throughout its history. matrix and have no social relations, as for
Authority itself cannot exist without the im- example the American Council of Learned
mediate support of power and the ultimate Societies and the American Federation of
sanction of force. Labor. Power thus arises only in social op-
As important as power is, however, as a position of some kind.
factor in both the formal and informal It is no accident that the noun "power"
organization of associations, it is even more has been hypostatized from the adjective
important where it reigns, uninstitution- "potential." It may seem redundant to say
alized, in the interstices between associations
so, but power is always potential; that is,
and has its locus in the community itself. when it is used it becomes something else,
Here we find the principal social issues of either force or authority. This is the respect
contemporary society-labor vs. capital, which gives meaning, for example, to the
Protestant vs. Catholic, CIO vs. AFL, AMA concept of a "fleet in being" in naval
vs. FSA, Hiss vs. Chambers (for this was strategy. A fleet in being represents power,
not a conflict between individuals), Re- even though it is never used. When it goes
publican vs. Democrat, the regents of the into action, of course, it is no longer power,
University of California vs. the faculty, but force. It is for this reason that the Allies
Russia vs. the United States, and countless were willing to destroy the battleship Riche-
lieu, berthed at Dakar, after the fall of
others throughout the entire fabric of society.
It is not the task of our present analysis to France, at the price of courting the disfavor
examine these conflicts in detail but rather of the French. Indeed, the young officer at-
to investigate the role of power wherever it tending his introductory lectures on naval
appears. And here we have two logical pos- strategy, is sometimes surprised to hear what
sibilities-power in the relations of like he may consider an excessive and possibly
groups and power in the relations of unlike even a perverse emphasis upon the phrase,
groups. Examples of the former are com- "Protect the battleships." Why should the
mercial companies competing for the same battleship, the mightiest engine of destruc-
market, fraternal organizations of the same tion afloat, require such care in assuring its
kind competing for members, religious as- protection with sufficient cruiser, destroyer,
sociations competing for adherents, news- and air support? The answer is that a battle-
papers competing for readers, construction ship is even more effective as a symbol of
companies bidding for the same contracts, power than it is as an instrument of force.
political parties competing for votes, and so If power is one of the imperatives of
on through all the competitive situations of society it may also be partly a pretense
society. Examples of the latter are conflicts and succeed only because it is inaccurately
between organized labor and organized estimated, or unchallenged. This, of course,
management, between the legislative and is a familiar stratagem in war. But it occurs
executive branches of government, between in the majority of power relationships in
different sub-divisions of the same bureauc- society. The threat of a strike may succeed
racy (e.g., Army vs. Navy), between uni- when the strike will not. Blackmail may have
versity boards of trustees and an associationconsequences more dire than the exposure of
the secret. The threat of a minority to with-
17 If the power of the members, informally
draw from an association may affect it more
exercised, supports an association through changes
in structure, it is the structure itself which sup- than an actual withdrawal. The threat of a
ports it through changes in personnel. boycott may achieve the result desired when

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AN ANALYSIS OF SOCIAL POWER 737

the boycott itself would fail. As an example source of social power-social organization.
of this last, movie exhibitors sometimes dis- A well organized and disciplined body of
cover that if they ignore a ban imposed marines or of police can control a much larger
upon a picture by a religious censor, the number of unorganized individuals. An organ-
ban not only does not diminish the attend- ized minority can control an unorganized ma-
ance figures but increases them. In poker jority. But even here majorities possess so
parlance-and indeed it is precisely the same much residual power that there are limits
phenomenon-a "bluff" is powerful, but the beyond which this kind of control cannot
power vanishes when the bluff is called. be exercised. These limits appear with the
We may, in a comparatively brief conclu- recognition that the majority may organize
sion, attempt to locate the sources of power. and thus reverse the control. And an organ-
Power would seem to stem from three ized majority, as suggested in the paper
sources: (i) numbers of people, (2) social previously referred to, is the most potent
organization, and (3) resources. In a previ- social force on earth.
ous paper we have discussed in some detail Of two groups, however, equal or nearly
the role of majorities in both unorganized equal in numbers and comparable in organi-
and organized social groups, and in both zation, the one with access to the greater re-
the formal and informal aspects of the lat- sources will have the superior power. And so
ter, and arrived at the conclusion, among resources constitute the third source of social
others, that majorities constitute a residual power. Resources may be of many kinds-
locus of social power. It is neither necessary money, property, prestige, knowledge,
nor desirable to review this proposition here, competence, deceit, fraud, secrecy, and, of
beyond reiterating an emphasis upon the course, all of the things usually included
power which resides in numbers. Given the under the term "natural resources." There
same social organization and the same re- are also supernatural resources in the case
sources, the larger number can always control of religious associations which, as agencies
the smaller and secure its compliance. If of a celestial government, apply supernatural
majorities, particularly economic and politi- sanctions as instruments of control. In other
cal majorities, have frequently and for long words, most of the things we have pre-
historical periods suffered oppression, it is viously differentiated from power itself may
because they have not been organized or now be re-introduced as among the sources
have lacked resources. The power which re- of power. It is easily apparent that, in any
sides in numbers is clearly seen in elections power conflict, they can tip the balance
of all kinds, where the majority is conceded when the other sources of power are rela-
the right to institutionalize its power as tively equal and comparable. But they are
authority-a right which is conceded because not themselves power. Unless utilized by
it can be taken. This power appears in all people who are in organized association with
associations, even the most autocratic. It one another they are quite devoid of socio-
is the power of a majority, even in the logical significance.
most formally and inflexibly organized as- As a matter of fact, no one of these
sociations, which either threatens or sustains sources in itself constitutes power, nor does
the stability of the associational structure. any one of them in combination with either
As important as numbers are as the pri- of the others. Power appears only in the
mary source of social power, they do not in combination of all three-numbers, organiza-
themselves suffice. As suggested above, ma- tion, and resources.
jorities may suffer oppression for long his- It may finally be of more than incidental
torical periods, they may, in short, be power- interest to note that there is one, and only
less or possess only the residual power of one, kind of social situation in which the
inertia. We arrive therefore at the second power of opposing groups is completely
' For an elaboration of this theme see "The balanced. The numbers on each "side" are
Sociology of Majorities," op. cit. equal, their social organization is identical,

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738 AMERICAN SOCIOLOGICAL REVIEW

and their resources are as nearly the same as familiar but nevertheless peculiar power
possible. This situation reveals itself in situation, one in which power is so balanced
games and contests in which power com- as to be irrelevant. Sport may be a moral
ponents are cancelled out and the victory equivalent for war, as William James wanted
goes to the superior skill. Whether the game to believe, but it can never be a sociological
be baseball or bridge there is insistence, in- equivalent. The two situations are only
herent in the structure of the game itself, superficially similar. The difference between
upon an equalization of power and this is the a conflict and a contest is that the former
universal characteristic of all sports and the is a power phenomenon and the latter is not.
basis of the conception "fair play."'19 It In this paper we haye taken a somewhat
would be foolish, of course, to assert that vague and ambiguous concept, the concept of
resources are always equal. The New York social power, and have attempted to sharpen
Yankees, for example, have financial re- the edges of its meaning. Among the pro-
sources which are not available to the St. posals offered, the following may serve as a
Louis Browns and one bridge partnership summary: (i) power is a social phenomenon
may have better cards than its opponent. par excellence, and not merely a political or
But such inequalities excite disapproval be- economic phenomenon; (2) it is useful to
cause they deny the nature of sport. The distinguish power from prestige, from influ-
franchise of the Browns may be transferred ence, from dominance, from rights, from
from St. Louis for this reason, and tourna- force, and from authority; (3) power is
ment bridge is duplicate bridge so that all latent force, force is manifest power, and
teams will play the same hands. When re- authority is institutionalized power; (4)
sources cannot be equalized, the situation power, which has its incidence only in social
ceases to be a game and sentiment supports opposition of some kind, appears in different
the "underdog." We thus have here a most ways in formal organization, in informal or-
ganization, and in the unorganized com-
9The game of poker is an exception. Here,munity;un- and (5) the sources and necessary
less there are betting limits, resources are not components of power reside in a combination
initially equalized among the contestants. In this
of numbers (especially majorities), social or-
situation, as in war, deceit is encouraged and be-
comes a part of the structure of the game. It is ganization, and resources. All of these are
for this reason, probably, that poker sometimes preliminary and even primitive propositions.
carries a connotation of immorality. All of them require additional analysis.

THE CRIMINAL VIOLATION OF FINANCIAL TRUST*


DONALD R. CRESSEY
University of California at Los Angeles

T HE NOTION that a scientist must seek edge is assumed to be universal generaliza-


to formulate generalizations which in- tions which permit the discernment of ex-
clude all of the cases of the phenom-
and Validity of Natural Laws, New York: Harcourt
ena with which he is concerned has been Brace and Company, 1923, pp. 53-83; F. Znaniecki,
brought to the attention of sociologists many "Social Research in Criminology," Sociology and
times.' The perfect form of scientific knowl- Social Research, 12 (April, 1928) 307-322; F.
Znaniecki, The Method of Sociology, New York:
* Paper read at the annual meeting of the Amer- Farrar and Rinehart, 1934, pp. 232-233; Kurt
ican Sociological Society held in Denver, September Lewin, A Dynamic Theory of Personality, New
7-9, 1950. York: McGraw-Hill, 1935, pp. i8-24; A. R. Linde-
1 G. H. Mead, "Scientific Method and the In- smith, Opiate Addiction, Bloomington, Indiana:
dividual Thinker," in John Dewey, Creative In- Principia, pp. 12-14; R. H. Turner, "Statistical
telligence, New York: H. Holt, 1917; A. D. Ritchie, Logic in Social Research," Sociology and Social Re-
Scientific Method: An Inquiry into the Character sezrch, 32 (Jan.-Feb., i948), 697-704.

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