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DOI 10.1007/s10339-005-0019-5
R ES E AR C H R E P OR T
within a given cognitive domain. The areas involved in ICA (Fig. 1),
immediately following the preprocessing
processes such as primary perception and the generation of the imaging data, in
order to guide the selection of the
of movements have been pointed out during several best fitting components
extracted by the ICA.
years of observations, but the location and dynamics of Granger’s test has
been already applied to fMRI raw
higher processes are still debated. Neuroimaging studies data with the purpose
of highlighting temporal connec-
showed that many regions organized in networks are tions among brain areas
(Goebel et al. 2003). The
required to perform a particular task, and it has now application of the
causality test was conducted by the
been established or recognized that higher processes arbitrary selection of
well-defined Regions Of Interest
engage more cerebral areas at one time. For example, (ROI). In the present
work, the aim was to make the
Owen and collaborators (Dagher et al. 1999; Owen et al. Granger analysis
independent of a priori knowledge
1996) explored the relationships between memory and about functional areas,
by determining functional rela-
planning by proposing a network based on the dorso- tions among spatially
independent components.
lateral prefrontal, lateral premotor and cingulate areas,
interacting with sensory and motor cortices. Adolphs
(2002) drew a map of brain structures involved in the
Independent component
analysis
recognition of emotions, including the occipitotemporal
neocortex, amygdala, basal ganglia, orbitofrontal and
The ICA method has been
applied to BOLD-fMRI data
right frontoparietal cortices. Doya (1999, 2000) sug-
to separate stimulated
activity, without formulating
gested a 3-layered network model, centered on the
hypotheses on its
temporal and/or spatial structures
interaction between the cerebellum, basal ganglia and
(McKeown et al. 1998).
ICA is a multivariate statistical
prefrontal cortex, to account for motor learning.
technique that uses
higher order statistics to separate
However, these dynamics are usually difficult to de-
observed signals into
maximally independent signals. In
tect. The above-cited models are mainly based on neu-
the ICA model, the
observed signals X are considered as
roimaging studies and are therefore built on a central
a linear mixture of
statistically independent signals:
assumption that regions activated during a task are in-
volved in that particular task. These analyses, however, X ¼ AS;
ð1Þ
can only support a hypothetical connectivity among
those areas, and it is only through the use of indirect where S denotes the
independent signals and A is called
observations and complementary techniques that the the mixing matrix. The
aim of ICA is to estimate both
model can be validated. the independent signals
and the mixing matrix, i.e., to
Different methods have been proposed to study spa- find the matrix W so
that S=WX. In this context, it is
tial and temporal properties of these networks. Given assumed that there are
as many sources as signals. The
that fMRI has gained widespread approval in the sci- independent components
(IC) are constrained to exhibit
entific community, many research groups have at- unit variance (in order
to avoid the indeterminacy in
tempted to counterbalance the lack of temporal both A and S), matrix A
is defined up to a permutation
definition for the technique. The analysis of the effective and if more than one IC
has Gaussian probability den-
and functional connectivity has been proposed as a sity, only an
uncorrelated basis for this set of compo-
promising method for discovering the connection pat- nents can be obtained.
Incidentally, this means if we
tern between areas and their relative weights (Friston assume that Gaussian
noise is superimposed onto the
2002). A disadvantage of this method is the amount of a signal, it will be
uncorrelated and will appear in one or
priori knowledge that is required for modeling. The more of the least
significant components.
anatomical connections as well as the expected activa- Several algorithms
have been developed based on
tions need to be specified by the model. higher order moments
(Comon 1994), neural network
Recently, a bottom-up analysis based on independent optimizations (Bell and
Sejnowski 1995) and the maxi-
component analysis (ICA: McKeown et al. 1998) has mization of non-
Gaussianity (Hyvärinen 1999a; for a
been introduced as a useful tool for the elaboration of review see Hyvärinen
1999b). In particular, the fixed-
neuroimaging data. The method has been proposed as a point algorithm
(Hyvärinen 1999a) sequentially extracts
complementary and powerful tool to help the wide- the ICs from the least
Gaussian to the most one. The
spread SPM approach based on a general linear model non-Gaussianity of the
component being extracted is
(Hu et al. 2005). The spatial ICA, however, is still a measured by a contrast
function. It compares the ex-
method that needs to be guided by an expert user, while pected non-linear
function of the data with the expec-
the components extracted do not per se indicate a real tation of the same
function on Gaussian data having the
activation or an artifact. same variance:
The main aim of this article is to combine ICA with JG ðuÞ ¼ jEu fGðuÞg #
Eu fGðmÞgjp : ð2Þ
another fully data-driven approach, in order to extract
valuable information about brain network connectivity, Here, JG is the
contrast function, E the expectation
without employing any hypothesis-driven data analyses. operator, u a one-
dimensional data variable, m a nor-
The method we propose is based on the combined mally distributed
random variable and p is usually taken
application of the Granger causality test (GCT) with the as 1 or 2. Function G
is practically any smooth
44
fMRI data are related to temporal changes in the rela- knowledge about A
should improve the prediction of B.
tive contribution of individual maps); fMRI data are More specifically,
causality may be evaluated by com-
composed of the linear sum of spatially independent paring the variance
of the residuals after an autore-
patterns of activity; noise is assumed to be distributed gressive (AR)
application to the reference signal A, with
among one or more components. the same variance
being obtained when autoregression is
The hypothesis that the signals we aim to detect are evaluated on the
past values of the signal A and the past
non-Gaussian is straightforward (McKeown et al. 1998; values of the
potentially causing signal B. The P-order
Friston 1998; Makeig et al. 1998). In fact, relevant linear
autoregression of the two signals A and B can be
activation patterns are, in most cases, localized in space, expressed as:
i.e., significant activation values will only be present in a
small fraction of the total number of voxels. Therefore P
P
A½n# ¼ hA
½k # # A½n # k # þ U ½n#;
this localization of the activation warrants the non- k¼1
ð3Þ
Gaussianity of the sources, considered as signals defined PP
in the spatial domain (i.e., when we take signals as B½n# ¼ hB
½k # # B½n # k # þ V ½n#;
k¼1
images and subsequent images as different measure-
ments). In particular, activation images should be where hA, hB are the
respective regressors and U[n], V[n]
strongly super-Gaussian. When the temporal domain is are the zero-mean
Gaussian distributed residuals, whose
considered (i.e., when we consider the temporal evolu- variances are S A, S
B, respectively. A regressive model
tion of the response of single voxels and the set of voxels that takes into
account the contribution of both signals
as different measurements), locality is less significant. may be expressed by
defining a vector X[n]:
This argument is in agreement with the results of Stone # #
on tICA (Stone et al. 2000). A½n#
X½n# ¼
ð4Þ
The hypothesis of the linear mixing of signals is based B½n#
on the conjecture that the complexity of the fMRI and the regressive
relation:
response is due to several other ongoing brain activities,
apart from the one we are detecting, as well as other X
P
‘‘perturbations’’ of blood flow, such as oscillations of X½n# ¼ hX ½k
# # X½n # k # þ W½n#: ð5Þ
blood pressure and changes in cerebral blood volume. k¼1
However, when other (proper) activations or artifacts
The covariance of
the residuals W[n] is given by:
(motion in particular) are present, we expect them to be #
#
localized, and most often, in areas that differ from the R1 C
relevant ones. It is therefore possible to assume that Y ¼ varðWÞ ¼
: ð6Þ
C R2
signals are combined in a simple linear way, i.e., in
principle, only one or few of the coefficients do not vanish If a sensitive
reduction of the variance S 1 with re-
at a given place and time. At the same time, global arti- spect to S A (or S 2
with respect to S B) is observed, a
facts such as blood pressure should appear relatively causal relation
between A and B may be inferred, i.e., B
uniformly over the whole brain, but not as strongly when implies A (A implies
B).
compared to the hemodynamic response. On the other Geweke (1982)
introduced a further elaboration of
hand, we could think of the saturation of vessel flow as a Granger causality by
describing three specific parame-
cause of non-linearity in the superposition of causes. As ters: FA fi B, FB fi
A, FAÆB. Each parameter is given by
previously argued, this should not, however, arise since the logarithm of a
particular variance ratio FA fi B (FB
these causes are not expected to simultaneously occur in fi A), considering
the ratio between the variance of the
the same areas or are not likely to be so strong as to residuals of AR when
A (B) is added to the past
saturate blood flow capacity. However, other higher level description of B (A)
and the variance after an AR on B
mechanisms could be implicated in the onset of non- (A):
linear correlations so that the paradigm would no longer # #
be adequate (Friston 1998). FA!B ¼ ln RRB2 ;
# #
FB!A ¼ ln RRA1 ;
ð7Þ
# #
The Granger causality test FA#B ¼ ln
Rk1YRk2 :
Results and
discussion
The
application of the SPM-like hypothesis-driven
method,
based on the GLM, and the related statistical
inferences
gave the results shown in Fig. 4. The pattern
evidenced
that the functional areas detected were the
functional
areas A and B. The left picture (a) was ob-
tained by
setting the statistical threshold at P<0.01 and
the right
picture (b) was characterized by a threshold of
P<0.05. It
is noteworthy that the hypothesis-driven
approach can
only detect the time courses that correlate
Fig. 2 Synthetic fMRI 10·10 voxels slice used for the validation of significantly
with the reference evolution. In the present
the method. Four functional areas (white areas—A, B, C, D) and case, only
yA(t) and yB(t) fulfill such a condition and
four deterministic areas not involved with the task (gray areas) therefore
just a partial sketch of activations may be
were selected. Area A is considered as the primary area directly detected.
activated by the stimuli and the other functional areas are causally
related with A (see Eq. 8 in the text). Time course for each voxel A spatial
ICA was conducted on the same dataset by
consists of 20 samples (RT=5 s) and a temporal perturbation the
application of the FastICA algorithm, with the
(Gaussian noise) was added to every time course hyperbolic
tangent as the non-linear function. A total of
47
Functional connectivity and causality are probably back: they rely heavily
on previous knowledge about
central issues in uncovering how big networks of areas areas and connections
involved. In contrast the
interact and give rise to higher cognitive functions. To Granger test applied to
the ICA components can ex-
solve this issue, many data analysis approaches were tract those valuable
information without any a priori
presented in the past few years, such as CC (cross- assumption about the
location of activity and the
correlation analysis: Worsley et al. 1998), SEM pattern of connection
between those areas. Further-
(structural equation modeling), DCM (dynamic causal more it could group
brain activities in a series of
modeling: Penny et al. 2004). In many cases they were significant casual
relationships in the absence of a
demonstrated as surely promising techniques in priori hypotheses about
the sequence and flow of
exploring both the effective and functional brain con- information between the
areas involved in a particular
nectivity. Nonetheless, they still have one main draw- task.
49
Fig. 9
First-order Granger’s parameter FIC4/6 fi ICX for detecting
the causal
implications of IC4 and IC6. Both show a direct causal
relation
with IC3. Moreover, the connection between IC4 and IC6,
already
observed in Fig. 7, is shown. These results allow maintain-
ing an
indirect causal relationship between IC7 and IC3: IC7 causes
IC3
activation by passing through intermediate areas IC4 and IC6
In the
present paper, the method proposed has been
tested on a
simulated dataset representing a pattern of
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