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Abstract: The combined pile–raft foundation (CPRF) has been widely recognized as economic and rational foundation for high-rise build-
ings when subjected to vertical loading because of its effectiveness in load sharing by both raft and pile components. This results in smaller
total and differential settlements with a reduced number of piles as compared with group piles. Until recently, the behavior of CPRF when sub-
jected to lateral and real earthquake loading conditions in addition to vertical loads has not been well understood as a result of the complexities
involved in the interaction of the pile, soil, and raft under such loading considerations. In the present study, an attempt has been made to inves-
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tigate the behavior of CPRF with the use of centrifuge testing and a numerical model under pseudostatic and dynamic loading conditions car-
ried out with finite-element software. After successful validation of the present CPRF model with both centrifuge and numerical model results,
the same model was used for further study under El-Centro 1979, Loma Prieta 1989, Bhuj 2001 and Sikkim 2011 real earthquake pseudostatic
loading and real acceleration–time history. The maximum displacement and bending moment were observed at the pile head, which is attribut-
able to the rigid fixity of the piles with the raft. The crossover point in the bending moment profile was observed at shallow depths for all cases
of loading. The occurrence of the resonance condition that yielded maximum horizontal displacement of the CPRF as a result of one of the
input motions is also highlighted in the present study. The difference in the response of soil just below the raft of the CPRF and at the far field
indicated that near-field and far-field ground motions were not in tandem. A case study on an existing CPRF of Messeturm Tower,
Frankfurt am Main, Germany, is also presented. The existing CPRF of Messeturm Tower was modeled and analyzed under static and pseu-
dostatic loading conditions. Obtained results show good correlation with the static field-measured results. Results in terms of bending
moment in piles, total settlements, and normalized lateral displacement (u/D) are reported. The present findings are useful because they pro-
vide broader understanding of the response of the CPRF under pseudostatic and dynamic loading conditions. DOI: 10.1061/(ASCE)
GM.1943-5622.0000637. © 2016 American Society of Civil Engineers.
Author keywords: Pile; Earthquakes; Numerical analysis; Bending; Displacement; Raft foundation.
Messeturm Tower of Frankfurt am Main, Germany, was modeled. Numerical Modeling of the CPRF
After successful validation of the present model with available
field-measured results, the same model was analyzed under differ-
Numerical Modeling of Soil, Pile, and Raft components
ent pseudostatic loading conditions. Although Germany is not
among the most earthquake-hazard-prone regions of the world, it Fig. 1 provides a schematic representation of the CPRF showing the
has experienced several earthquakes in the past. The most signifi- point of application of load and discretized finite-element mesh,
cant earthquake was in Albstadt in 1978 (Mw = 5.1), which devas- along with its dimensions. The soil model, which had dimensions of
tated approximately 9,000 structures and caused total losses of 28 m 28 m 16 m, was developed with the use of 10-noded tetra-
about 63 million euro (Kreibich et al. 2014). Recent paleo-seismic hedral soil elements. A conventional Mohr-Coulomb constitutive
applied to the model was 5,862.5 kN, which is equal to the raft mass cm under a similar loading condition. It was also observed that the
of 4.69 kg under the centrifugal acceleration of 50 g as reported by deformation attributable to vertical loading extended nearly 3 times
from the boundary of the raft laterally and 1.5 times the length of
Table 1. PLAXIS 3D Input Parameters Used in the Present Study of the
the pile vertically. This was an important observation in selecting
CPRF (Data from Horikoshi et al. 2003a,b and Eslami et al. 2011) the boundary for the numerical model.
0.1 0.2
0.05
Acceleration (g)
Acceleration (g)
0
0 20 40 60 80 0
0 40 80 120 160
-0.05
-0.05
-0.1
-0.15
-0.1
-0.2 Time (sec)
Time (sec)
-0.15 -0.25
(a) (b)
0.3 0.4
PGA= 0.279g 0.3 PGA= 0.43g
0.2 Mw= 6.9 Mw= 6.7
0.2
0.1 0.1
Acceleration (g)
Acceleration (g)
0
0 0 10 20 30 40
0 10 20 30 40 -0.1
-0.1 -0.2
-0.3
-0.2
-0.4
Time (Sec) Time (Sec)
-0.3 -0.5
(c) (d)
Fig. 3. Acceleration–time history of different earthquake input motion: (a) Bhuj 2001; (b) Sikkim 2011; (c) Loma Prieta 1989; (d) El-Centro 1979
Earthquakes
Earthquake strong-motion parameters Bhuj 2001 Sikkim 2011 Loma Prieta 1989 El-Centro 1979
Peak ground acceleration (g) 0.106 0.201 0.279 0.43
Bracketed duration (sec) 12.44 25.35 15.17 17.64
Maximum horizontal load applied to generic CPRF (kN) 621.4 1178.4 1635.6 2520.8
Maximum horizontal load applied to CPRF of Messeturm tower (MN) 192.7 365.5 507.4 782.0
Note: Bracketed duration is the duration (time) between the first and last exceedances of seismic acceleration of 0.05 g in the acceleration–time history of
earthquake motion.
0.1
0.2
0.3
Normalized depth (z/L)
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0.4
0.5
0.6
El-Centro 1979
0.7 Loma Prieta 1989
Bhuj 2001
0.8
Sikkim 2011
0.9
1
(a)
4
Depth (m)
El-Centro 1979
6
Loma Prieta 1989
Bhuj 2001
7
Sikkim 2011
9
(b)
Fig. 4. Profiles: (a) normalized horizontal displacement; (b) bending moment along the pile length under different pseudostatic loading conditions
Acceleration (m/sec2)
0.4
1
0.2
0 0
-0.2
-0.4 -1
-0.6
-2
-0.8
-1 -3
0 5 10 15 20 25 30 0 5 10 15 20 25 30
Time (Sec)
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Time (sec)
(a) (b)
0.25 0.8
0.2 0.6
0.15 0.4
Acceleration (g)
0.1 0.2
Acceleration (g)
0.05 0
0 20 40 60 80 100 120 140 160
0 -0.2
0 20 40 60 80
-0.05 -0.4
-0.1
-0.6
-0.15
Time (Sec) -0.8
Time (Sec)
-0.2
-1
(a) (b)
0.8 1.5
0.6
1
0.4
0.5
Acceleration (g)
Acceleration (g)
0.2
0 0
0 10 20 30 40 0 10 20 30 40
-0.2
-0.5
-0.4
-1
-0.6
Time (Sec) Time (Sec)
-0.8 -1.5
(c) (d)
Fig. 6. Acceleration–time history of different earthquake motions obtained at the top of the CPRF: (a) Bhuj 2001; (b) Sikkim 2011; (c) Loma Prieta
1989; (f) El-Centro 1979
4 1.6
Sikkim 2011
Spectral Acceleration (g)
2.5 1
2 0.8
1.5 0.6
1 0.4
0.5 0.2
0 0
0 2 4 6 8 10 0 2 4 6 8 10
Period (Sec) Period (Sec)
(a) (b)
Fig. 7. Response spectrum: (a) just below the raft of the CPRF; (b) soil top (far field) under different earthquake input motions
Prieta 1989, and El-Centro 1979 earthquake input motions were was significantly lower than that of near field, indicating strong
0.24, 0.78, 0.79, and 1.04 g, respectively, as shown in Fig. 6. The interaction between pile, raft, and soil. Similar behavior was
maximum acceleration observed at the CPRF top for the El-Centro observed by Banerjee et al. (2007) and Kang et al. (2012). Fig. 8
1979 earthquake input motion closely matches the result reported illustrates the normalized horizontal displacement of the CPRF dur-
by Eslami et al. (2011), with a value of 0.96 g. Amplification was ing real earthquake events, and shows that the Bhuj 2001, Sikkim
observed for all cases of earthquake input motion. Figs. 7(a) and (b) 2011, Loma Prieta 1989, and El-Centro 1979 input motions attained
0.06 0.035
0.03
0.04
Normalize horizontal disp. (u/D)
0.015
0
0 20 40 60 80 0.01
-0.02
0.005
-0.04 0
0 40 80 120 160
-0.005
-0.06
-0.01
Time (Sec) Time (Sec)
-0.08 -0.015
(a) (b)
0.14 0.04
0.12
0.03
Normalized horizontal disp. (u/D)
0.1
Normalized horizontal disp. (u/D)
0.08
0.02
0.06
0.04 0.01
0.02
0 0
0 10 20 30 40 0 10 20 30 40
-0.02
-0.01
-0.04
-0.06
-0.02
-0.08 Time (Sec) Time (Sec)
-0.1 -0.03
(c) (d)
Fig. 8. Normalized horizontal displacement–time history under different earthquake motion obtained at the top of the CPRF: (a) Bhuj 2001; (b) =
Sikkim 2011; (c) Loma Prieta 1989; (d) El-Centro 1979
Fig. 9. View of Messetrum Tower and arrangement of piles (adapted from Katzenbach et al. 2005)
10
20 Hyperbolic Variation
30 Linear Variation
Plaxis Input
40
Depth (m)
50
60
70
80
90
100
Values
Parameters Symbol/unit Frankfurt clay Frankfurt limestone
2
Young’s modulus E(MN·m ) as per Eq. (4) 2,000
Poisson’s ratio m 0.25 0.2
Saturated unit weight g (kN·m3) 19 22
Friction angle f (°) 20 15
Drained cohesion c (kN·m2) 20 1,000
Secant stiffness E50 (kN·m2) 70,000 —
Tangent stiffness E50 (kN·m2) 70,000 —
Unloading/reloading stiffness Eref 2
ur (kN·m ) 210,000 —
Power for stress level dependency m 0.85 —
Reference stress kN·m2 100 (default) —
—
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Case Study on Existing CPRF of Messeturm Tower where E is the elastic modulus in MN·m2; and z is soil depth in m.
Frankfurt clay was modeled using the hardening soil (HS) model
General Information of Frankfurt Subsoil and option available in the standard library of PLAXIS 3D, which is
Messeturm Tower based on the hyperbolic relation between axial strain and deviatoric
stress and also considers the stiffness dependency with confining
Frankfurt am Main is located on the eastern boundary of the pressure, as per Eq. (4).
Mainzer basin in the western part of Germany. The subsoil of
m
ref c cos f s 3 sin f
Frankfurt am Main consists of homogeneous, stiff, and overconsoli-
E50 ¼ E50 (4)
dated tertiary Frankfurt clay with an embedded limestone band of c cos f þ pref sin f
varying thicknesses (Katzenbach 1981). The layer extends to the
east and the southeast of Frankfurt at an inclination of 2 to 3° to the where E50ref
is the reference stiffness modulus corresponding to the
northwest (Romberg and Katzenbach 1986). Messeturm Tower was reference confining pressure. The actual stiffness depends on the
constructed on the eastern side of the Frankfurt exhibition area in minor principal stress (s 3 ), which is confining pressure in the tri-
the Friedrich-Ebert place during the years 1988–1990. The height axial test. The amount of stress dependency is given by power
of the tower is 256.5 m, with an office area of 63,000 m2. The tower law (m). Shear strength parameters, such as cohesion (c) and fric-
has a CPRF as its foundation system. The tower’s CPRF consists of tion angle ( f ), are used as per Mohr-Coulomb failure criteria.
a square raft of width 58.8 m of varying thickness, from 6 m at the The stiffness parameter in the FEA was chosen as per the relation-
center to 3 m at the edges, and 64 bored piles having a uniform di- ship established by Amann (1975) and Reul (2000), as shown in
ameter of 1.3 m but varying in length. The piles are arranged into a Fig. 10.
three-ring pattern. The inner ring consists of 16 piles of 34.9-m Because the same model was to be analyzed under pseudostatic
length, the middle ring pile consists of 20 piles of 30.9-m length, loading, a symmetric modeling procedure was adopted to reduce
and the outer ring pile consists of 28 piles of 26.9-m length. Fig. 9 computational time. The total thickness of the soil model was taken
shows the existing Messeturm Tower and provides a schematic as 130 m, including 74.8 m of Frankfurt clay layer and 55.2 m of
view of the CPRF and the pile arrangement. Further details of meas- Frankfurt limestone layer, as per the quarter symmetric model pre-
urements and monitoring of the CPRF of Messeturm Tower can be sented by Reul (2000). Frankfurt limestone was modeled with a
found in Sommer et al. (1990), Sommer and Hoffmann (1991), and Mohr-Coulomb model. The dimensions of the model boundary
Sommer (1993). were chosen to avoid any deformation near the boundary. The soil
Total load (MN) maximum value of settlement of 16.95 cm. Fig. 13 shows the load–
0 500 1000 1500 2000 settlement curve obtained through FEA and the field-measured
0 value, which bear close resemblance with each other. The maxi-
mum settlement obtained through FEA was 16.95 cm, and settle-
2 ment measured in the field on December 17, 1998, was 14.4 cm.
Sommer et al. (1990) reported that if only the raft foundation was
4 used, the settlement would be around 40 cm. A maximum settle-
ment of 17.4 cm was reported by Reul (2000) through analysis per-
6
formed in Abaqus 5.8, which is close to the obtained result in the
Settlement (cm)
8
present study. Fig. 14 illustrates the settlement profile in Frankfurt
clay obtained after FEA and field measurements; it can be
10 observed that the measured profile is a close match with the pres-
ent FEA results. The total vertical load taken by all the piles was
FEA approximately 760 MN, which gives the CPRF coefficient a value
12
of 0.42, which is close to the field-measured value of 0.43 as men-
14 Field measured tioned by Reul (2000). Figs. 15 and 16 illustrate the pile load–distri-
(17.12.1998) bution curve for the inner-, middle-, and outer-ring piles and the re-
16 sistance–settlement curve for the inner- and outer-ring piles for both
the FEA and the field-measured value, and show that the field-meas-
18 ured value is a close match with the FEA results. Table 5 shows a
comparison of the results obtained through the present FEA with
20
measured values. From the static analyses results, it is observed that
Fig. 13. Load–settlement curve the FEA results of the CPRF simulate the in-situ measurements rea-
sonably well, both qualitatively and quantitatively, thus validating
the present numerical model. Hence, the same numerical model was
used to analyze the behavior of the CRPF of the Messeturm Tower
Sz / smax (%) under different pseudostatic loading conditions.
0 20 40 60 80 100 120
2 Analysis and Results for Pseudostatic Loading
Condition
12 Pseudostatic loading derived from Bhuj 2001, Sikkim 2011, Loma
Prieta 1989, and El-Centro 1979 earthquake input motions was
22
applied to the top of the CPRF in the positive x-direction. The
details of the applied pseudostatic loading are given in Table 2.
Fig. 17 shows the normalized horizontal displacement along the
Depth (m)
32 pile length for the inner-, middle-, and outer-ring piles under the
Bhuj 2001, Sikkim 2011, Loma Prieta 1989, and 1979 El-Centro
earthquake loadings. It was observed that normalized displacement
42 increased with an increase in the magnitude of earthquake loading,
had maximum value at the pile head, and reduced to zero at the pile
FEA
52 tip for all three ring piles. The CPRF attained horizontal displace-
ment values (u) of 2, 5, 7, and 13% of the pile diameter (D) in the
Field measured
(26.07.1991) cases of Bhuj 2001, Sikkim 2011, Loma Prieta 1989, and El-Centro
62 1979 pseudostatic loading. Fig. 18 presents the bending moment
profile along the pile length under static and different earthquake
loading conditions for all three rings. The maximum bending
Fig. 14. Settlement distribution along depth of Frankfurt clay
moment was observed at the top of the pile as a result of the rigidity
of the connection between the raft and the pile. It was also observed
10
20
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Fig. 15. Pile load distribution along pile length for inner-, middle-, and outer-ring piles
Resistance (MN)
0 2 4 6 8 10 12
0
6
Settlement (cm)
10
12
FEA- Inner ring pile
14 Field measured (17.12.1998)- Inner ring pile
that a positive bending moment developed near the top of the pile,
which progressively reduced to negative and then to zero at the pile Table 5. Comparison of Results Obtained through FEA and Field
Measurements
tip. The crossover point from negative to positive was observed at
shallow depths. Field-measured FE (%)
Parameters value calculation difference
CPRF coefficient 0.43 0.42 2.32
Conclusions
Settlement (cm) 14.4 16.95 –17.7
Pile load (inner ring) (MN) 9.7 10.87 –12.06
In the present study, 3D nonlinear analysis was carried out using
Pile load (outer ring) (MN) 7.8 8.77 –12.43
PLAXIS 3D to investigate the behavior of a generic CPRF under
5
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10
Fig. 17. Normalized horizontal displacement along pile length for different cases of pseudostatic loading
Fig. 18. Bending moment along pile length for different cases of static and pseudostatic loading
tion in load sharing under vertical loading considerations. The nor- Camelbeeck, T., Alexandre, P., Vanneste, K., and Meghraoui, M. (2000).
malized horizontal displacement and bending moment profile “Long-term seismic activity in regions of present day low seismic activ-
showed maximum value at the pile head, which decreased along the ity: The example of Western Europe.” Soil Dyn. Earthquake Eng., 20,
length of pile. The current study highlights the importance of nu- 405–414.
merical modeling techniques in understanding the behavior of Camelbeeck, T., and Meghraoui, M. (1998). “Geological and geophysical
CPRFs involving complex soil–structure interaction under static, evidence for large paleoearthquakes with surface faulting in the Roer
Grabe (northwest Europe).” Geophys. J. Int., 132, 347–362.
pseudostatic, and dynamic loading conditions.
Castelli, F., and Maugeri, M. (2009). “Simplified approach for the seismic
response of a pile foundation.” J. Geotech. Eng., 10.1061/(ASCE)GT
Notation .1943-5606.0000107, 1440–1451.
Chatterjee, K., Choudhury, D., and Poulos, H. G. (2015b). “Seismic analy-
The following symbols are used in this paper: sis of laterally loaded pile under influence of vertical loading using finite
C ¼ cohesion; element method.” Comput. Geotech., 67, 172–186.
d ¼ pile diameter; Chatterjee, K., Choudhury, D., Rao, V. D., and Mukherjee, S. P. (2015a).
E ¼ elastic modulus; “Dynamic analyses and field observations on piles in Kolkata city.”
Geomech. Eng. Int. J., 8(3), 415–440.
ref
E50 ¼ reference stiffness modulus;
Choudhury, D., Phanikanth, V. S., Mhaske, S. Y., Phule, R. R., and
FEA ¼ finite-element analysis; Chatterjee, K. (2014). “Seismic liquefaction hazard and site response for
G ¼ shear modulus; design of piles in Mumbai city.” Indian Geotech. J., 45(1), 62–78.
H ¼ height of soil model; Choudhury, D., Phanikanth, V. S., and Reddy, G. R. (2009). “Recent advan-
I ¼ moment of inertia; ces in analysis and design of pile foundations in liquefiable soils during
L ¼ pile length; earthquake: A review.” Proc., Indian Natl. Sci. Acad., 79(2), 141–152.
m ¼ stress dependency factor; Dash, S., Govindaraju, L., and Bhattacharya, S. (2009). “A case study of
mraft ¼ mass of raft; damages of the Kandla Port and Customs Office tower supported on a
Mw ¼ moment magnitude; mat–pile foundation in liquefied soils under the 2001 Bhuj earthquake.”
PGA ¼ peak ground acceleration; Soil Dyn. Earthquake Eng., 29(2), 333–346.
Pref ¼ reference confining pressure; Dezfooli, M., Abolmaali, A., and Razavi, M. (2015). “Coupled nonlinear fi-
nite-element analysis of soil–steel pipe structure interaction.” Int. J.
u ¼ lateral displacement;
Geomech., 10.1061/(ASCE)GM.1943-5622.0000387, 04014032.
T ¼ fundamental time period; FLAC3D 4.0 [Computer software]. Itasca Consulting Group, Minneapolis,
Vs ¼ shear wave velocity; MN.
z ¼ soil depth; Eslami, M. M., Aminikhah, A., and Ahmadi M. M. (2011). “A comparative
DL ¼ mesh size; study on pile group and piled raft foundations (PRF) behavior under
m ¼ Poisson’s ratio; seismic loading.” Comp. Meth. Civil Eng., 2(2), 185–199.
r ¼ density of soil; Gazetas, G. (1984). “Seismic response of end-bearing single piles.” Soil
s 3 ¼ minor principal stress; Dyn. Earthquake Eng., 3(2), 82–93.
f ¼ soil friction angle; Hokmabadi, A. S., Fatahi, B., and Samali, B. (2015). “Physical modeling of
c ¼ soil dilation angle; and seismic soil-pile-structure interaction for buildings on soft soils.” Int. J.
Geomech., 10.1061/(ASCE)GM.1943-5622.0000396, 04014046.
v r ¼ resonance frequency.
Horikoshi, K., Matsumoto, T., Hashizume, Y., Watanabe, T., and
Fukuyama H. (2003a). “Performance of piled raft foundations subjected
to static horizontal loads.” Int. J. Phys. Model., 3(2), 37–50.
Horikoshi, K., Matsumoto, T., Hashizume, Y., Watanabe, T., and
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