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The fiist of a two-phase project is reported that examined the prospective effects of stress and social
support on the physical and mental health of the elderly. A sample of 50 elderly subjects was assessed
at two points in time over a 6-month period. Results indicated that social support was a significant
predictor of physical health status, whereas mental health was related to the Stress X Social Support
interaction term. These latter results were consistent with the buffering hypothesis, in that high levels
of social support served to reduce the negative impact of stress on mental health. Individuals who
were in better mental health at the initial assessment experienced fewer stressful events and higher
levels of social support over the subsequent 6-month period. The implications of these findings for
research and theory regarding the relation between stress and social support are discussed.
A consistent association has been found between negative life fects of stress and social support on the physical and mental
events and the onset of physical and mental health problems health of the elderly, without considering their joint influence.
(e.g., Thoits, 1983). Recently, interest has focused on how positive The experience of major life events, such as widowhood or change
resources, such as social support, may have beneficial effects on in residence, has been associated with increased morbidity and
health in the context of stressful life experiences. Two different mortality among the aged (see review by Kasl & Berkman, 1981).
models of the relation between negative life events and social Research has also indicated that the number of recent stressful
support have been proposed. The first, the buffering hypothesis, life events reported by elderly persons is predictive of deterioration
states that social support serves a protective role primarily during in mental functioning (Amster & Krauss, 1974; Sands, 1981-
times of stress, through an enhancement of adaptive coping be- 1982) and depression (Ayuso-Gutierrez, de Diego, & Martin,
havior (Cassel, 1976; Cobb, 1976, 1979). Thus, an interaction 1982; Linn, Hunter, & Harris, 1980). Finally, a recent study
between stress and social support in predicting physical and found that the experience of more minor "daily hassles" by the
mental health is hypothesized, with the role of social support elderly was negatively related to measures of physical health and
differing depending on the level of stress. The second model views morale (Holahan, Holahan, & Belk, 1984).
social support as having positive effects on health and well-being A long tradition of research has indicated that social relation-
both in the presence and absence of stress. This latter model ships are an important determinant of life satisfaction among
predicts that there will be a direct relation between social support the elderly (see Larson, 1978; Liang, Dvorkin, Kahana, & Mazian,
and physical and mental health, independent of the effects of 1980). More recent research has found correlations between the
stress. adequacy of the elderly individual's social relationships and
Empirical research on the relation between stress, social sup- measures of health status (Gallo, 1982; Snow & Crapo, 1982).
port, and physical and mental health has provided only mixed Finally, two prospective studies have found that measures of social
support for the buffering hypothesis (for recent reviews, see contact and social support are significant negative predictors of
Broadhead et al., 1983; Cohen & McKay, 1984; Thoits, 1982; mortality for elderly samples (Blazer, 1982; Kasl & Berkman,
Wallston, Alagna, DeVellis, & DeVellis, 1983; Wortman, 1984). 1981).
Although some studies have found that high levels of social sup- Only a few studies have examined whether supportive social
port protect the person from the negative effects of stress, other relationships assist the elderly in adapting to stressful experiences.
studies have found that supportive relationships with others are A classic study by Lowenthal and Haven (1968) found that the
associated with good physical and mental health regardless of presence of a confidant was associated with better adjustment
the presence or absence of stress. to widowhood and retirement. Results of a cross-sectional study
Few studies of the elderly have examined whether social sup- of 50 elderly individuals showed that health status was related
port aids this age group in adapting to stressful experiences. In- to stressful life events, whereas morale was predicted by social
stead, researchers have tended to investigate the independent ef- support (Fuller & Larson, 1980). This study reported no evidence
for interactions between social support and stress in predicting
either physical health or morale. Finally, a study that compared
This research was supported by a Biomedical Seed Grant to Carolyn
a sample of depressed elderly patients to matched control sub-
Cutrona and by Grant AG03846 from the National Institute on Aging
jects, with respect to stressful life events and intimate relationships
to Dan Russell and Carolyn Cutrona. An earlier version of this article
found that the experience of negative life events in the absence
was presented at the American Psychological Association convention in
of an intimate relationship was associated with depression (Mur-
Toronto, Ontario, Canada, in August,1984.
Correspondence concerning this article should be addressed to Carolyn phy, 1982).
Cutrona, Department of Psychology, University of Iowa, Iowa City, Iowa The present study represents the first of a two-phase project
52242. to investigate stress, social support, and health among the elderly.
47
48 C. CUTRONA, D. RUSSELL, AND J. ROSE
Phase 1, reported here, was a pilot study designed to determine cific aspects of support are of assistance in coping with the kinds
the feasibility of a more extensive investigation and to provide of events that most often befall an elderly population. Based on
preliminary tests of hypotheses. Phase 2, currently underway, is Robert Weiss's (1974) theory of relational provisions, the current
a longitudinal study of a large representative sample of urban research examined the relative importance of each of six specific
and rural elderly. Although the results of the pilot investigation components of social support as predictors of physical and mental
must be considered tentative, this two-phase strategy permits the health. This finer-grained approach to the study of social support
opportunity to test the replicability of the findings reported here. promises to have theoretical implications in elucidating the spe-
In the pilot study, a sample of 50 elderly men and women cific mechanisms through which social support operates to pro-
were interviewed twice over a 6-month period. At each time tect against stress, and to have clinical implications in the design
point, social support, negative life events, and physical and mental of treatment programs for the elderly.
health were assessed. This longitudinal design allowed prospective Weiss's theoretical framework was chosen because it incor-
analyses to be performed on psychosocial determinants of mental porates the major elements of most current conceptualizations
and physical health. Measures of stress and social support from of social support (e.g., Caplan, 1974; Cobb, 1976; Cohen &
the first assessment were tested as predictors of physical and McKay, 1984; Hirsch, 1980; House, 1981; Schaefer, Coyne, &
mental health 6 months later, while statistically controlling for Lazarus, 1981). Weiss has described six different social functions
initial levels of pathology. or "provisions" that may be obtained from relationships with
In addition, the design allowed us to examine factors that others. He contends that all six provisions are needed for indi-
predict the occurrence of negative life events and level of social viduals to feel adequately supported and to avoid loneliness, al-
support over time. Most of the research on predictors of stress though different provisions may be most crucial at different stages
and social support has been unsystematic. A particular strength of the life cycle. Each of the provisions is most often obtained
of the current study is that the design permits analyses in which from a particular kind of relationship, but multiple provisions
initial values of stress and social support are statistically con- may be obtained from the same person. The six relational pro-
trolled in predictions of future values. It has been proposed that visions described by Weiss are
social support may affect the occurrence of negative life events. 1. Attachment, a sense of emotional closeness and security,
People with high levels of support may be able to avoid some of usually provided by a spouse or lover;
the difficulties experienced by those with less support (Thoits, 2. Social integration, a sense of belonging to a group of people
1982). Previous research on nonelderly populations has shown who share common interests and recreational activities, usually
that individuals with poor mental health subsequently experience obtained from friends;
higher rates of negative life events than those with good mental 3. Reassurance of worth, acknowledgment of one's compe-
health (Aneshensel & Frerichs, 1982; Billings & Moos, 1982a, tence and skill, usually obtained from co-workers;
1982b; Lin & Dean, 1984; Turner & Noh, 1982). The effect of 4. Reliable alliance, the assurance that one can count on others
physical health on subsequent life events is not known, although for assistance under any circumstances, usually obtained from
it seems likely that a range of related problems (e.g., financial family members;
strain) would follow illness. A limited body of research has ad- 5. Guidance, advice and information, usually obtained from
dressed predictors of social support. Both poor mental health teachers, mentors, or parent figures;
and negative life events have been implicated as determinants of 6. Opportunity for nurturance, a sense of responsibility for
low levels of social support (Thoits, 1982). In the current study, the well-being of another, usually obtained from one's children.
mental and physical health were examined as predictors of future To summarize, the research to be reported addressed the in-
life events and social support. In addition, possible reciprocal terplay of negative life events, social support, and physical and
relations between stress and social support were tested. mental health in an elderly population. Over a 6-month period,
Most prior studies of psychosocial factors and health have life events and social support were tested as predictors of sub-
included exclusively physical or psychological symptoms as out- sequent mental and physical health. In addition, predictors of
come variables. Because few studies have included both, little is life events and social support were examined over the same 6-
known about the differential contribution of specific stress and month period. A multidimensional view of social support was
social support variables to each. Furthermore, most physical adopted, and an effort was made to identify specific components
symptom checklists are contaminated with mental health symp- of support that were most predictive of outcomes in all analyses.
toms (e.g., depression), and most mental health measures contain
symptoms that could reflect physical disease or the aging process
Method
rather than mental illness (e.g., fatigue). In the current research,
an effort was made to distinguish between physical and psycho- Subjects
logical symptoms as much as possible and to assess the psycho-
social predictors of each symptom category separately. Participants in the study were recruited from a local Senior Citizens
A multidimensional view of social support was taken in both Center. All of the measures were administered verbally by trained inter-
viewers to ensure that respondents understood the questions. Subjects
phases of this research project, reflecting the view that relation-
received $10 for each interview they completed.
ships with others can serve multiple functions (Cobb, 1979;
Sixty-one individuals completed the first interview. The average age of
House, 1981; Kahn & Antonucci, 1980; Weiss, 1974). Cohen the sample was 70.0 years (range = 60-88 years), and 62% of the partic-
and McKay (1984) have argued that different kinds of stressful ipants were women. Twenty-six of the participants were married. As might
life events may require different components of social support be expected in a university community, the sample was generally well
to promote coping. Thus, it is important to examine which spe- educated. Eighty-nine percent of the participants had graduated from
SOCIAL SUPPORT AND STRESS 49
high school, and 33% had graduated from college. Consistent with the sample who participated in the current study, the Social Provisions Scale
data on education, 48% of the sample indicated that they had been em- showed significant concurrent negative correlations with depression and
ployed in a white-collar occupation before retirement positive correlations with life satisfaction. Similar results were found
Approximately 6 months following completion of the first interviews, among samples of nurses and public school teachers (Russell & Cutrona,
a second wave of interviews was conducted. We were successful in com- 1984). Finally, analyses of data from a college student sample have sup-
pleting interviews with 50 (82%) of the original participants. Reasons for ported the discriminant validity of the Social Provisions Scale against
participants dropping out of the study ranged from moving out of state relevant measures of mood (e.g., depression), personality (i.e., neuroticism,
to serious illness. Two of the subjects had died in the subsequent 6-month introversion-extraversion), and social desirability.
period. Analyses were conducted that compared dropouts to individuals Physical and mental health. To assess physical health, four measures
who were reinterviewed, using data that were gathered in the initial in- were administered. Two of these measures, a symptom checklist and a
terviews. Age was the only variable that differentiated between these two functional abilities measure, were subscales from the Duke-UNC Health
groups of subjects. Participants who remained in the study were younger Profile (Parkerson et al., 1981). The symptom checklist is designed to
(M = 69.4 years) than those who dropped out (M = 74.5 years), 1(59) = assess the presence and severity of 24 physical symptoms that are con-
2.22, p < .05. It therefore appears that subject attrition did not seriously sidered medically important, such as fainting, headaches, or indigestion.
bias the sample that was employed in this study, beyond lowering the The measure of functional abilities is designed to assess the person's
average age of the sample slightly. ability to perform seven activities required in daily living, such as walking
up a flight of stairs or peeling an apple. Reliability for these measures
has been indicated by test-retest correlations of .68 and .82, respectively,
Measures
over a 1- to 8-week interval for individuals who did not experience any
As part of a more extensive interview protocol, measures of stressful intervening medical problems. Validity for both measures has been in-
life events, social support, and physical and mental health were included. dicated by significant correlations with scores from the Sickness Impact
These measures were administered at the initial interview and at the Profile (Bergner, Bobbin, Carter, & Gilson, 1981), another general measure
6-month follow-up interview. of health status.
Stressful life events. To measure the occurrence of various life events A third measure of physical health status involved subjective ratings
during the period of time involved in the study, the Geriatric Social by the subject of his or her health. Research with elderly respondents has
Readjustment Rating Scale (GSRRS; Amster & Krauss, 1974) was ad- indicated that self-ratings of health are significantly correlated with phy-
ministered. This scale is a modification of the measure developed by sician ratings of health status (Maddox & Douglass, 1973). In the present
Holmes and Rahe (1967). It includes events that were judged by a group study, participants were asked to indicate (a) how they would rate their
of gerontologists to be relevant to the life experiences of the elderly. Sup- health in general, on a 5-point scale ranging from very poor to very good;
porting the validity of this measure, scores on the GSRRS have been (b) how their health compared to that of other people their age, on a
found to be related to the physical and mental health of the elderly (Amster 5-point scale ranging from much worse to much better; and (c) how their
& Krauss, 1974; Fuller & Larson, 1980). health had changed over the previous 6 months, on a 5-point scale rang-
In the present study, respondents were asked to indicate which of the ing from much worse to much better. In the current study, responses to
stressful life events on the GSRRS they had experienced. In the first these three scales were standardized and summed together (coefficient
interview, subjects indicated which events they had experienced in the a = .67).
previous 6 months; in the second interview, they indicated which events The final measure of physical health involved the number of illnesses
they had experienced since the first interview. Subjects also indicated for the subject had experienced. In the first interview, subjects were asked
each event whether they had experienced the event as positive, negative, to list any significant illnesses they had experienced in the previous 6
or neutral. A total negative life events score was computed for each subject months. In the second interview, subjects indicated the number of illnesses
at each time point, consisting of the number of events experienced that they had experienced since the first interview.
were viewed by the subject as negative. Three measures of the psychological well-being of subjects were in-
Social support. Perceived social support was assessed using the Social cluded. First, to assess life satisfaction, a set of items were selected based
Provisions Scale (Cutrona, 1984; Russell & Cutrona, 1984). This scale on the factor analysis results reported by Lohmann (1980) of 10 different
was developed by our research group to assess the six relational provisions measures of life satisfaction. We selected 10 items for inclusion that loaded
identified by Weiss (1974). The measure asks respondents to rate the above .40 on the first two factors found by Lohmann, with the constraint
degree to which their social relationships are currently supplying each that an equal number of positive and negative items be included to lessen
of the provisions. Each provision is assessed by four items, two that de- the effects of response sets on life satisfaction scores. Based on analyses
scribe the presence and two that describe the absence of the provision. of the data from our first interview, this measure appears to be quite
For example, two of the statements used to assess attachment are "I have reliable (coefficient a = .79).
close relationships that provide me with a sense of emotional security A second mental health measure that we administered was the UCLA
and well-being" and "I lack a feeling of intimacy with another person." Loneliness Scale (Russell, 1982; Russell, Peplau, & Cutrona, 1980; Russell,
Respondents indicate on 4-point scales (ranging from completely true to Peplau, & Ferguson, 1978). This scale consists of 20 statements that are
not at all true) the extent to which each statement describes their current descriptive of feelings of loneliness and nonloneliness. Studies have con-
social relationships. For scoring purposes, the negative items are reversed sistently indicated that this scale is very reliable, with alpha coefficients
and summed together with the positive items to form a score for each above .90 reported for a variety of different populations. Correlations
social provision. A total social support score is also formed by summing with number of relationships, satisfaction with relationships, and related
the six individual provision scores. affective states (e.g., anxiety and depression) support its concurrent and
Internal consistency for the total scale score is relatively high, ranging predictive validity. The UCLA Loneliness Scale has also been shown to
from .85 to .92 across a variety of populations. Alpha coefficients for the have discriminant validity against a variety of mood and personality
individual subscales range from .64 to .76. Factor analysis has confirmed measures (Russell et al., 1980). In the present study, we administered a
a six-factor structure that corresponds to the six social provisions (Russell simplified version of the scale, in which the wording of the items was
& Cutrona, 1984). Several studies support the validity of the Social Pro- slightly altered to make them more understandable to an elderly popu-
visions Scale. Among first-year college students, the six social provisions lation.
in combination accounted for 66% of the variance in scores on the UCLA The final psychological measure we administered was the Zung Self-
Loneliness Scale (Cutrona, 1982). At the first assessment of the elderly Rating Depression Scale (Zung, 1965). This scale was designed as a brief,
50 C. CUTRONA, D. RUSSELL, AND J. ROSE
Table 2 Table 4
Means and Standard Deviations of Health, Social Support, Hierarchical Multiple Regression Predicting
and Negative Life Event Variables Time 2 Mental Health
Social support
Total Social
depicted graphically in Figure 1. These results are consistent
Provisions Scale 76.9 9.2 74.7 10.3
Attachment 12.7 2.2 12.3 2.4 with the buffering hypothesis, in that social support was found
Social integration 13.0 1.7 12.6 1.6 to be positively related to subsequent mental health only at high
Reassurance of worth 12.4 2.0 12.2 1.6 levels of negative life events. Patterns of results for the interactions
Reliable alliance 13.7. 1.6 13.1 1.8
with reliable alliance and guidance were similar, but showed even
Guidance 13.0 1.9 12.6 2.3
Opportunity for greater divergence at high versus low levels of stress.2
nurturance 12.3 2.4 12.2 2.1
Negative life events Prediction of Stress and Social Support
Total no. 2.0 2.3 1.7 2.1
The final set of analvses examined predictors of Time 2 life
Note. N - 50. Subscript indicates a significant difference, p < .05, between events and social support. Reciprocal relations between stress
means at Time 1 and Time 2, based on a pairwise t test (df= 48). and social support were tested, as was the impact of initial levels
of physical and mental health.
To examine predictors of negative life events, a hierarchical
Cohen (1983), to further investigate the nature of the interactions, multiple regression analysis was performed. The Time 1 life event
the slopes of the regression lines relating social support to physical score was entered first into the regression equation predicting
health were computed for different values of the negative life Time 2 stress scores. Next, the Time 1 predictor variables (social
events variable (1 SD above the sample mean, at the sample support, physical health, and mental health) were entered as a
mean, and 1 SD below the sample mean). This is roughly equiv- block into the equation.
alent to plotting subgroup means following a significant analysis Table 5 presents the results of the regression analysis for
of variance, but variables are treated continuously. The relative stressful life events. As can be seen, the number of negative events
magnitude of the slopes represents the relative strength of the reported by the person at the initial interview was strongly related
association between social support and health at different levels to the experience of negative life events in the subsequent 6-
of stressful life events.' month period. This finding suggests that individuals tend to be
Results for the interaction between negative events and the
total Social Provisions Scale score predicting physical health are
1
With all of the predictor variables standardized, the regression equa-
tion predicting Time 2 mental health from Time 1 mental health, nega-
tive events, total social support, and the negative Events X Social Sup-
Table 3
port interaction is Y = .039 + .835 (mental health,) + .039 (negative
Hierarchical Multiple Regression Predicting
events,) + .032 (social support,) + .174 (Negative Events, X Social Sup-
Time 2 Physical Health port,). By assuming that Time I mental health was at the mean for the
sample (i.e., Time 1 mental health = 0) and setting negative life events
R2 Standardized
Predictor r* change beta at low (i.e., I SD below the sample mean, or a value of — 1), moderate
(i.e., at the sample mean, or a value of 0), and high (i.e., I SD above the
Time 1 physical health .812** .660** .594**" sample mean, or a value of +1) levels, the regression lines shown in
No. of negative events -.726** .031* -.219" Figure 1 result.
2
Total social support .310* .028* .162" The comparable regression equation substituting the reliable alliance
Stress X Social Support .319* .022 .152" subscale score for the total social support score is Y = .071 + .856 (mental
Overall R 2 = .741 health,) + .111 (negative events,) + .069 (reliable alliance,) + .319 (Neg-
ative Events, X Reliable Alliance,). Substituting the guidance subscale
Note. Significance of betas tested with F statistic. score, the regression equation is Y = .058 + .909 (mental health,) + .118
•<//=48. "<#s= l,48."<#s = l , 4 6 . a < # s = 1,45. (negative events,) + .071 (guidance,) + .252 (Negative Events, X Guid-
*p<.05. **p<.001. ance,).
52 C. CUTRONA, D. RUSSELL, AND J. ROSE
MENTAL Table 6
HEALTH)
Hierarchical Multiple Regression Predicting Time 2 Social
Support From Time I Variables
R2 Standardized
Predictor ri change beta
•—High Slress support. The direction of this relation indicated that individuals
A—Moderate Stress
• —Low Stress
who were in better mental health at the first interview also re-
ported higher levels of social support at the second interview,
after controlling for the effects of initial levels of support. In
addition, number of negative life events significantly predicted
Time 2 social support, such that individuals who experienced
Figure I. Relation of Time 1 total social support scores to Time 2 mental more negative events subsequently described lower levels of social
health for high (1 SI) above the sample mean), moderate {sample mean), support.
and low (1 SD below the sample mean) levels of Time 1 negative life
events. (Time 1 mental health was statistically controlled.)
Discussion
maintaining a high level of self-esteem has beneficial effects on variables. Initial mental health was a relatively strong predictor
the immune system (e.g., Kiecolt-Glaser, Speicher, Holliday, & of both future stressful life events and social support.
Glaser, 1984). Phase 2 of this research program tests the rep- A note of caution is in order concerning the interpretation of
licability of these results, and addresses possible explanations for these results. The sample that was studied was small and non-
how worth-affirming aspects of social relationships may influence representative of the general elderly population. We must await
physical health. the results of our second, much larger longitudinal study of elderly
Neither stressful life events nor initial social support were direct persons to test the replicability of these findings. In particular,
predictors of Time 2 in mental health. However, several of the it will be of interest to determine whether stronger effects of
Stress X Support interaction terms were significant predictors. negative life events upon subsequent health will be found. At a
Under conditions of high stress, overall social support, reliable minimum, however, the present results suggest that the relations
alliance, and guidance were significantly related to Time 2 mental among stress, social support, and physical and mental health are
health. Reliable alliance and guidance may be viewed as assis- complex. In the future, researchers need to distinguish carefully
tance-related provisions, referring to the availability ofnoncon- between physical and mental health when drawing conclusions
tingent help and advice. These findings suggest that elderly per- about the effects of psychosocial variables. Similarly, possible
sons whose social networks provided them with these forms of reciprocal causal relations among these variables need to be ex-
social support were able to use these resources in the context of amined further, using techniques such as structural equation
stressful experiences. Future research needs to assess this coping analysis with latent variables (LISREL; Joreskog & Sorbom, 1983)
process directly. That is, researchers should examine how the to test such complex theoretical models. Finally, finer-grained
elderly employ their support networks during the ongoing process component analyses of social support are needed if we are to
of dealing with a stressful event, rather than assessing the person's advance our understanding of the actual mechanisms by which
level of social support at a single point in time prior to the onset social support influences physical and mental health among the
of stress. elderly.
Consistent with previous studies, results indicated that initial
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