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Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578

DOI 10.1007/s00167-011-1610-1

KNEE

Increase in posterior tibial slope would result in correction loss


in frontal plane after medial open-wedge high tibial osteotomy
Shigeki Asada • Masao Akagi • Shigeshi Mori •

Tetsunao Matsushita • Kazuki Hashimoto •


Chiaki Hamanishi

Received: 8 February 2011 / Accepted: 4 July 2011 / Published online: 20 July 2011
Ó Springer-Verlag 2011

Abstract changes in posterior tibial slope. Thus, we thought that


Purpose The purpose of this study was to clarify the increase in the posterior tibial slope might result in cor-
causes of the increase in the posterior tibial slope during rection loss.
open-wedge high tibial osteotomy (HTO) and to investi- Level of evidence Therapeutic study, Retrospective com-
gate whether its changes influenced the correction angle in parative study, Level III.
frontal plane.
Methods We retrospectively reviewed 20 patients (26 Keywords Open-wedge high tibial osteotomy  Posterior
knees) treated with open-wedge HTO. They were divided tibial slope  Computed tomography  Osteoarthritis
into the following two groups. Group A consisted of the
knees whose opening gaps were fixed using a spacer plate
having the trapezoidal block with a 2° posterior slope. In Introduction
Group B, anterior and posterior opening gaps were fixed
separately. The posterior tibial slope and the hip–knee– High tibial osteotomy (HTO) is an established operative
ankle angle were measured based on CT data. The rela- procedure for correction of varus deformity in middle-aged
tionship between the correction rate in frontal plane and the patients with unicompartmental osteoarthritis [1, 4, 6].
changes of posterior tibial slope was investigated. Medial open-wedge HTO offers numerous advantages over
Results Increase in the posterior tibial slope was the lateral closing wedge procedures [5, 8]. The most
2.1 ± 2.5° in Group A and 0.2 ± 1.2° in Group B, which notable advantages include the precision of intraoperative
showed a statistical difference (P = 0.02). The difference angular correction, no fibular osteotomy risk to the pero-
between the hip–knee–ankle angles before and after oper- neal nerve palsy, no leg shortening, and preservation of
ation was 5.2 ± 2.3° in Group A and 5.5 ± 2.5° in Group bone stock [11, 15, 16, 21]. Open-wedge HTO procedure
B. The correction rate was statistically correlated with the was employed by Debeyre and colleagues in 1967 [7] and
changes of posterior tibial slope (R = -0.55, P = 0.003). has gained the most popularity in recent years.
Conclusion To avoid increase in the posterior tibial slope, However, HTO is designed primarily to correct frontal
the trapezoidal block with a only 2° posterior slope in a plane deformities and may cause changes in the posterior
spacer plate was not sufficient, and it was necessary to fix slope of the proximal tibia. Numerous studies have repor-
anterior and posterior gaps separately. The correction angle ted that the posterior tibial slope increases after open-
in frontal plane had a trade-off relationship with the wedge HTO [5, 8, 15, 17]. The changes of posterior tibial
slope may influence biomechanics of the knee. Hernigou
et al. [10] suggest that the changes in posterior tibial slope
S. Asada (&)  M. Akagi  S. Mori  T. Matsushita  lead to instability and excessive tibial translation of the
K. Hashimoto  C. Hamanishi sagittal plane and may cause progression of osteoarthritis.
Department of Orthopaedic Surgery, Faculty of Medicine,
Agneskirchner et al. [2] report that the increased posterior
Kinki University, 377-2 Ohno-Higashi, Osaka-Sayama City,
Osaka 589-8511, Japan tibial slope after open-wedge HTO results in anterior
e-mail: asada@med.kindai.ac.jp translation of the tibial plateau, which leads to an anterior

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572 Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578

shift of the tibiofemoral contact area. Rodner et al. [18] performed in seven knees and with anterior cruciate liga-
advocate that the increased posterior tibial slope in anterior ment reconstruction in two knees. The clinical diagnosis of
cruciate ligament-deficient knees treated with open-wedge osteoarthritis of the knee was made based on American
HTO redistributes pressure into the posterior tibial plateau, College of Rheumatology criteria [3]. Rosenberg radiog-
and suggest that the undesired redistribution of contact raphy (45° flexion posteroanterior weight bearing) was
pressure may increase the rate of degeneration and used to evaluate osteoarthritis [19]. Spontaneous osteone-
disability. crosis of the knee was diagnosed using magnetic resonance
We hypothesized that increase in the posterior tibial imaging (MRI) [24, 25]. The exclusion criteria consisted of
slope can result in correction loss in the frontal plane. In a genu valgus deformity, previous knee surgery, and
this study, therefore, we observed the characteristic ana- rheumatoid arthritis. There were no complications such as
tomical features of virtual osteotomy surface by computed intra-articular fracture, compartment syndrome, peroneal
tomography (CT), and the posterior tibial slope and the nerve palsy, infection, and nonunion.
hip–knee–ankle angle were accurately measured based on
CT data. Furthermore, we compared two surgical methods. Surgical technique
To our knowledge, the correlation between the changes of
posterior tibial slope and the degrees of correction angle is The knees were divided into the following two groups by
unknown. The purpose of this study was to clarify the surgical methods. In the time period between 2006 and
causes of the increase in posterior tibial slope. In addition, 2008, all osteotomies were fixed with VS Osteotomy Plate
we investigated whether the changes of posterior tibial [Biomet, Parsippany, US] (n = 13, Group A). Between
slope in sagittal plane influenced the correction angle in 2008 and 2009, all osteotomies were fixed with second-
frontal plane. generation interlocking Puddu plate [Arthrex, Naples, US]
and staples [Meira, Nagoya, Japan] (n = 13, Group B).
Medial incision below the joint line was performed to
Materials and methods expose the medial tibial head. The anserinus pes was
incised by an electrocautery. In fluoroscopy, a K-wire was
All patients agreed to participate in the study. The patient introduced along the oblique osteotomy line as orientation,
consent procedure strictly involved disclosure, under- from the region 3 cm below the medial joint line to the top
standing, and voluntariness. The study protocol was noted of fibular head. Osteotomy was carried out by an oscillating
to accord with a criterion of the Institutional Review Board saw parallel to the K-wire. The proximal tibia was osteo-
in the Kinki University Hospital that the approval of the tomized by wide chisels with leaving 5 mm of the lateral
committee is not needed. We reviewed 20 patients (26 cortex. The osteotomy surface was opened carefully by
knees) treated with open-wedge HTO between 2006 and triangle chisels with avoiding intra-articular fracture.
2009 (Table 1). The patients were 10 men and 10 women In Group A, the opening gap was fixed with VS Oste-
at mean age of 42.8 ± 14.0 years (range, 22–65 years). otomy Plate having the trapezoidal block with a 2° pos-
There were 11 right and 15 left knees; six cases were terior slope in order to adjust to the cutting edge of tibia.
bilateral. Based on the inclusion criteria, 19 knees of The VS osteotomy plate was mounted in the anteromedial
medial osteoarthritis with varus deformity and seven of aspect of the proximal tibia (Fig. 1). The mean gap value of
spontaneous osteonecrosis of medial compartment with the used plate was 8.4 ± 2.3 mm (range: 5–12.5).
varus malalignment were enrolled. The procedure com- In Group B, the staples and the interlocking Puddu plate
bined with mosaic plasty for cartilage treatment was were used, and anterior and posterior opening gaps were

Table 1 Characteristics of
Variables period Group A (n = 13) 2006–2008 Group B (n = 13) 2008–2009
subjects
Implant VS osteotomy systemÒ (Dynafix) Opening wedge plate systemÒ
(Arthrex) ? staple

The gap value of the used plate 8.4 ± 2.3 mm (5.0–12.5) 8.2 ± 1.8 mm (5.0–10.0)
mean, SD, (range)
Age (mean/range) 45.1/22–65 39.2/23–58
Patients/joints (no.) 11/13 9/13
Diagnosis (no. of joint)
Osteoarthritis 7 12
Osteonecrosis 6 1

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Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578 573

Multislice CT scanning (Light Speed VCT; GE


Healthcare, Milwaukee, Wisconsin) was done with 1-mm-
thick slices of the knee, proximal femur, and distal tibia a
month before and after operation in all cases. Three-
dimensional preoperative planning software for total knee
arthroplasty (the 3-D template, Japan Medical Materials
Co., Osaka, Japan) was used for the angular measurement.
This software provided the operating windows of three
multiplanar reformation (MPR) viewers, including the
frontal, sagittal, and axial planes. The mechanical axis of
the femur in frontal plane was defined as a line from the
center of femoral head to the center on the epicondylar
axis. The lower extremity was verticalized and frontalized
using the mechanical axis of the femur and the epicondylar
axis, respectively. The mechanical axis of the tibia in
frontal plane was defined so that it passed from the center
Fig. 1 Anteroposterior radiographs showing the VS osteotomy plate of tibial eminentia to the center of the talar dome. The hip–
after medial open-wedge high tibial osteotomy (HTO) in Group A
(a) and the interlocking Puddu plate with a staple in Group B (b) knee–ankle angle was measured as an angle between the
frontal mechanical axis of the femur and the tibia in the
frontal plane of the MPR image. The mechanical axis of
separately fixed to the preoperatively planned levels for the tibia in sagittal plane was defined as a line from the
each patient. A staple was placed at the medial border of center of the tibial plateau to the center of the talar dome.
the patellar tendon attachment, and the interlocking Puddu The posterior tibial slope was measured as an angle
plate was mounted most posteriorly at the anteromedial between the sagittal mechanical axis of the tibia and an
aspect. The mean gap value of the used plate was anteroposterior line passing the center of the medial tibial
8.2 ± 1.8 mm (range: 5.0–10.0). There was no significant plateau.
difference in the mean gap values of the used plate between The correction angle was planned using a long-standing
the groups (Student’s t test: P = 0.85). In all cases, the radiograph and a desired gap of the spacer plate was cal-
mean gap value of the used plate was 8.3 ± 2.0 mm culated on MPR views based on preoperative CT data. In
(range: 5.0–12.5). Seventy-six percent (20 of 26 knees) had Group A, a desired gap was calculated based on medial–
had plates with a small range from 7.5 to 10.0 mm gap lateral length of the osteotomy surface, and a spacer of the
value although the gap value of the used plate varied from plate whose gap was close to the desired gap was selected. In
5.0 to 12.5 mm depending on the individuals. Group B, a desired gap was planned based on Song’s find-
In cases of correction angles of more than 12.5°, the ings [20]. Osteotomy surface is shown in Fig. 2. MPR views
autologous bone (iliac crest from the same side) was of this surface consisted of the regions 3 cm below the
grafted at opening gap. In cases of lower correction angles, medial joint line to fibular head in the frontal plane, parallel
the bone substitutes (Osferion: b-TCP; Olympus, Tokyo, to the medial tibial plateau in the sagittal plane, and per-
Japan) were filled into the defect. pendicular to epicondylar axis in the axial plane (Fig. 2a).
Point A is the medial border of patellar tendon attachment,
Preoperative radiologic planning and evaluation Point B the most medial prominent of proximal tibia, Point C
the posterior edge of medial proximal tibia, and Point D the
The correction angle was planned using a long-standing most lateral edge of cutting surface. Theoretically, when
radiograph according to the method of Marti CB et al. [15]. Point B (the most medial point) was opened to the level of a
If one-third of the thickness of the medial cartilage was desired gap in an ‘‘open-book’’ fashion with using Point D
lost, the new mechanical axis was planned to pass lateral to (the most lateral point) as a hinge, the posterior tibial slope
the center of the knee at the 10% position (where the 0% might not be changed (Fig. 2b). If a desired gap was set to
position is at the center of the knee joint and the 100% Point B, a gap of Point A was calculated by dividing the
position is at the lateral border of the plateau). When two- distance from Point D to Point A by the distance from Point
thirds were lost, the new mechanical axis was planned to D to Point B. Similarly, a gap of point C was calculated by
pass through the 20% position. If total cartilage loss was dividing the distance from Point D to Point C by the distance
present, the mechanical axis was planned to pass through from Point D to Point B (Fig. 2c). Therefore, when a gap of
the 30% position. Point B was 100%, the gap of Point A averaged

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574 Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578

provides the values to one decimal place. Therefore, the


a
measured and calculated data were reported to one decimal
place as the results. The measurement accuracy was
assessed using the intraclass correlation coefficient (ICC).
Two observers (S.A. and T.M.) repeated the measurement
twice, and the mean of the four values was regarded as the
true one. One observer (S.A.), repeating the measurements
10 times in three subjects, assessed the intraobserver
variations of the measurements. The maximum intraob-
server difference in measurements was 0.4° in the posterior
tibial slope (the largest SD was 0.16) and was 0.7° in the
hip–knee–ankle angle (the largest SD was 0.32). ICC (1, 1)
was 0.98 (95% CI, 0.97–0.99) in the posterior tibial slope
and was 0.95 (95% CI, 0.90–0.98) in the hip–knee–ankle
angle for intraobserver reliability. Two observers (between
b S.A. and T.M.), repeating the measurements 10 times in
one subject, assessed the interobserver variations of the
measurements. The maximum interobserver difference was
less than 0.5° in the posterior tibial slope and was less than
0.9° in the hip–knee–ankle angle. ICC (2, 1) was 0.97 (95%
CI, 0.93–0.98) in the posterior tibial slope and was 0.94
(95% CI, 0.87–0.97) in the hip–knee–ankle angle for
interobserver reliability.
The obtained correction angle in the frontal plane was
considered to be a difference in hip–knee–ankle angle
before operation from that after operation. The desired
correction angle at operation was calculated based on the
gap value of the used plate and medial–lateral length of the
osteotomy surface in each patient. Bone loss in the medial
c B
tibial cortex due to a surgical saw at operation was esti-
100% C
82% A
mated to be 1.2 mm in all cases. The correction rate was
63% defined as the probability of obtaining a desired correction
gap angle in the frontal plane. The relationship of the correction
D
0% rate with the difference between the posterior tibial slope
before and after operation was investigated.
Fig. 2 a Virtual osteotomy surface in axial view at the region 3 cm
below the medial joint line to the fibular head. Point A medial border Statistical analysis
of patellar tendon attachment, Point B most medial prominent of
proximal tibia, Point C posterior edge of medial proximal tibia, and All datasets were checked for normal distribution. The
Point D most lateral edge of cutting surface. b When Point B (the
most medial point) is opened to the level of a desired gap in an open- measurement accuracy was evaluated with statistical
book fashion using Point D (the most lateral point) as a hinge, the software (SPSS statistics 15; SPSS Japan Inc., Tokyo,
posterior tibial slope may not be changed. c When a gap of Point B is Japan) using the intraclass correlation coefficient (ICC).
100%, average gap of Point A is 63.0 ± 3.2% and Point C Pairwise comparisons between the values before and after
82.4 ± 3.6%
operation were performed with statistical software using
Student’s t test. P values of less than 0.05 were considered
63.0 ± 3.2% (range: 58.9–68.7%) and Point C 82.4 ± 3.6% to be statistically significant. The correlation analyses
(range: 75.7–86.7%) in this series. were used to investigate the relationship of the correction
The posterior tibial slope of medial tibial plateau in the rate with the difference between the posterior tibial slope
sagittal plane and the hip–knee–ankle angle in the frontal before and after operation, which were performed using
plane were measured using this software before and after the electronic spreadsheet (Excel 2003, Microsoft Corp.).
operation. For measurement based on CT data, the varus Correlations were evaluated with statistical software SPSS
angle of the knee was considered to be the hip–knee–ankle using the Pearson’s product–moment correlation coeffi-
angle instead of the femorotibial angle. This software cient test.

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Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578 575

15
Group A Group A
* Group B
**
* Group B
*

Hip knee ankle angle (°)


* N.S. 10
Posterior tibial slope (°)

** p=0.02
*
13.3
5.2 5.5
11.2 11.4 11.7 5
3.6 3.9
**
0
2.1 -1.5 -1.6
0.3 *p<0.0001
** N.S.
-5
Before After Difference
Before After Difference
Fig. 4 The hip–knee–ankle angle in Groups A (open square) and B
Fig. 3 The posterior tibial slope in Groups A (open square) and B (filled square). Left column hip–knee–ankle angle before operation,
(filled square). Left column posterior tibial slope before operation, Middle column hip–knee–ankle angle after operation, Right column
Middle column posterior tibial slope after operation, Right column difference between the hip–knee–ankle angle before and after
difference between the posterior tibial slope before and after operation. (*P \ 0.0001, ** not significant)
operation. For each box and whiskers plot, the top and bottom
borders of the box represent the 25th and 75th percentiles, respec-
tively, and the cross (?) in the box is the mean. The ends of whiskers
represent the minimum and maximum of all the data. (*not : Group A : Group B
significant, **P = 0.02)
The correction rate (%)

Results

In Group A, the mean posterior tibial slope was


11.2 ± 3.8° (range: 4.6–17.4°) and 13.3 ± 5.1° (range:
5.9–22.6) before and after operation, respectively. In Group
B, the mean slope was 11.4 ± 3.0° (range: 7.8–17.6°) and
11.7 ± 3.6° (range: 5.4–18.5°) before and after operation,
respectively (Fig. 3). The posterior tibial slope before R=-0.55
operation showed no statistically significant difference P=0.003

from that after operation in both the groups (n.s.). Further, y = -4.6047x + 94.426
the difference in posterior tibial slope before operation
from that after operation was 2.1 ± 2.5° (range:
-2.7–6.1°) in Group A and 0.2 ± 1.2° (range: -1.8–1.7°) Difference of posterior tibial slope (degree)
in Group B, which showed a statistically significant dif-
ference between the groups (P = 0.02). Fig. 5 Scatter plots of the difference between the tibial posterior
slope before and after operation plotted against the correction rate in
After operation, mean hip–knee–ankle angle significantly
all knees (open circle: Group A, filled circle: Group B). A line of the
increased from 3.6 ± 3.2° (range: 0–11.5°) of varus to -1.5 ± best fit constructed by regression analysis is shown. In the Pearson’s
1.7° (range: -3.9–1.0°) of varus (P \ 0.0001) in Group A, correlation test, the correction rate was significantly correlated with
and from 3.9 ± 2.0° (range: 0.3–6.9°) of varus to -1.6 ± the changes of posterior tibial slope after operation (R = -0.55,
P = 0.003, y = -4.6047x ? 94.426)
1.2° (range: -4–0.4°) of varus in Group B (P \ 0.0001)
(Fig. 4). The difference between the hip–knee–ankle angles
before and after operation was 5.2 ± 2.3° (range: 2.8–11.8°) angle at operation was 6.1 ± 2.2° (range: 3.4–11.2°) in
in Group A and 5.5 ± 2.3° (range: 2.1–9.3°) in Group B, Group A and 6.1 ± 2.2° (range: 3.4–8.6°) in Group B,
suggesting there was no significant difference between the which showed no significant difference between the groups
groups (n.s.). (n.s.). The correction rate was 85.4 ± 18.6% (range:
The obtained correction angle in the frontal plane was 57.6–120.1%) in Group A and 93.0 ± 14.6% (range:
defined as the differences between the hip–knee–ankle 76.8–118.1%) in Group B, suggesting no significant dif-
angles before and after operation. The desired correction ference between the groups (n.s.).

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576 Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578

The correction rate was statistically correlated with the tibial slope after operation (data not shown). In Group B,
difference between the posterior tibial slope before and after the anterior and posterior opening gaps were fixed sepa-
operation in all knees (R = -0.55, P = 0.003, Fig. 5). rately to achieve the preoperatively planed values calcu-
lated based on each patient’s CT data, and the posterior
tibial slope was well maintained after operation. Therefore,
Discussion it was thought to be necessary that the anterior gap and
posterior gap were fixed separately to maintain the pos-
The most important finding of the present study was to terior tibial slope.
clarify the causes of the increase in the posterior tibial It was important to select the appropriate location of the
slope. It is necessary to achieve precisely the desired cor- spacer block plate for avoiding the correction loss and for
rection during open-wedge HTO. the increase in posterior tibial slope. The location where
Numerous studies have reported increase (approxi- the plate could be placed was the anteromedial cortex of
mately 2°–4°) in the posterior tibial slope after open-wedge proximal tibia (Fig. 2 shows the location from Points A to
HTO [5, 8, 15, 17]. Undesired changes in the posterior B). Hernigou et al. [10] report that the bone wedges should
tibial slope may influence knee kinematics and stability [9, be grafted in the most posterior region of the opened
15, 18]. Some methods to maintain the original posterior osteotomy site to avoid correction loss and to increase the
tibial slope after open-wedge HTO have been developed. posterior slope. However, if a desired gap is located not in
Noyes et al. [17] suggest that the posterior slope may the most medial point (Point B), but in the most posterior
increase if the anterior opening gap at the tibial tuberosity point (Point C), the correction loss cannot be prevented. VS
is equal to the posteromedial gap. In addition, the anterior osteotomy system plate (Group A) could not be placed in
opening gap should be about half of the posteromedial gap the region sufficiently close to the most medial point due to
to maintain the posterior slope. According to Song et al. its wide profile, and a spacer block of this plate would be
[20], the anterior gap at anteromedial cortex should be placed apart from the most medial point. Interlocking
fixed to be approximately 67% of the posterior gap at the Puddu spacer plate (Group B) having narrow profile could
posteromedial corner of proximal tibia using CT naviga- be placed in the region close to the most medial point. Our
tion. According to Jacobi et al. [13], the two reference results showed that the correction rate was not significantly
K-wires is placed at the proximal and distal to the osteot- different between Groups A and B. However, the correc-
omy of the tibia, and two K-wire should be kept parallel to tion loss would appear when the location of the spacer plate
ensure maintenance of the original tibial slope during the separated from the most medial point.
procedure [12, 13]. Marti et al. [15] suggest that incom- Although the correction rate was not statistically different
plete osteotomy of the posterior cortex and inadequate between the groups, it was correlated with changes in the
release of the posterior soft tissue aiming at avoiding the posterior tibial slope. This indicated there was a trade-off
risk of neurovascular injury may increase the posterior relationship between the correction in the frontal plane and
tibial slope. that in the sagittal plane. Wang et al. [23] report that oste-
It is important to open the osteotomy surface symmet- otomy of the proximal tibia using the lateral location as a
rically in order to maintain the posterior tibial slope after cortical hinge during open-wedge HTO affects the changes
medial open-wedge HTO. In other words, the osteotomy of posterior tibial slope less than that using the posterolateral
surface should be opened in an ‘‘open-book’’ fashion in the location as a cortical hinge. However, they cannot find the
frontal plane, but not in the sagittal plane. The osteotomy correlation between the correction angle and the posterior
surface showed the characteristic anatomical features slope. In the present study, it seemed that shifting the location
(Fig. 2). Theoretically, if Point B (the most medial point) of cortical hinge from the lateral to the posterolateral regions
was opened to the level of a desired gap in an open-book led to the increase in posterior tibial slope. Therefore, the
fashion using Point D (the most lateral point) as a hinge, increase in posterior tibial slope might result in correction
the posterior tibial slope angle might not be changed. In loss in the frontal plane.
Group A, the opening gap was fixed with VS osteotomy The present study had several limitations. First, the
plate having a 2° posterior slope in order to adjust the number of subjects was small. The posterior tibial slope
cutting edge of tibia, but the mean increase in posterior measured using a conventional radiographic technique
tibial slope was approximately 2.1°. The plate having a shows variations depending on rotations of the tibia in the
trapezoidal block with an only 2° posterior slope was not lateral view [8, 14]. Therefore, to secure the accuracy of
able to sufficiently decrease the changes of posterior tibial each measurement, CT scan was used. Although we had
slope after open-wedge HTO. When a 10-mm gap was informed the patients of the deleterious effects of radiation
opened at operation, approximately 5° posterior slope were exposure, radiation exposure by scan could provide various
necessary in a trapezoidal block to maintain the posterior harmful effects. Thus, we do not perform CT scan recently

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Knee Surg Sports Traumatol Arthrosc (2012) 20:571–578 577

for preoperative planning or postoperative assessment. Conflict of interest All authors do not have any financial support
Second, to fix anterior and posterior gaps separately, a and any competing interest with regard to this manuscript.
staple and the interlocking Puddu plate were used in this
case series. If open-wedge HTO was performed with the
implants that do not have spacer blocks (e.g., Tomofix References
Plate, Synthes, Tokyo, Japan), the anterior and posterior
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