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ElizabethD.Ballard,EricaM.Richards,DawnF.Ionescu,
MarkJ.Niciu,JenniferVandeVoortandCarlosA.ZarateJr
Eachyear,anestimated1,000,000individualsworldwide,and30,000inAmerica
alone,diebysuicide(CentersforDiseaseControlandPrevention2013).Clinically,
over420,000individualsseektreatmentforsuicidalthoughtsorbehaviorinU.S.
emergencydepartmentseachyear(Tingetal.2012).Consequently,suicidalidea-
tionisacommonpresentationinpsychiatricpracticewithpotentiallyfatalconse-
quences;50%ofpsychiatristshavehadapatientdiebysuicide(Ruskinetal. 2004).
Unfortunately, few psychopharmacologic approaches have been consistently
associatedwithareductioninsuicidalbehavior(Mathewsetal.2013)andonlyone
psychiatric medication, clozapine, has Food and Drug Administration(FDA)
approvalforsuicidalbehaviorinpatientswithschizophrenia.Existingantidepres-
santmediations,whichalsomaybeusedtotreatdepressedsuicidalindividuals,can
takeweekstotakeeffect.Thisdelayinimprovementofsuicidalideationplaces
E.D.BallardE.M.RichardsD.F.IonescuM.J.NiciuJ.V.VoortC.A.ZarateJr(&)
· · · · ·
Experimental Therapeutics and Pathophysiology Branch, Intramural Research Program,
NationalInstituteofMentalHealth,NationalInstitutesofHealth,Bethesda,MD20892,USA
e-mail:zaratec@mail.nih.gov
individualsatriskforsuicidalbehavior(Jicketal.2004).Therefore,inadditionto
theFDAapprovedpsychopharmacologicmedications,thereisagreatneedfornew
approachesthatareassociatedwithrapidreductionofacutesuiciderisk.
Thereareanumberofobstaclestosuicideresearch,whichcanbecomeevenmore
intransigentinthedevelopmentandevaluationofnovelcompounds.First,deathby
suicideisalowbaseratephenomenonevenamongpatientswithmajorpsychiatric
disorderslikemajordepressivedisorder,bipolardisorder,andschizophrenia.Since
extremelylargesamplesizeswouldberequiredtodetectchangesindeathby
suicide,mostclinicaltrialsusesuicideideationorattemptsasprimaryoutcomes.
Patients who contemplate and attempt suicide—but live—may be clinically dif-
ferentfromthoseindividualswhodiebysuicide(DeJongetal.2010),whichcreates
asignificantlimitationinsuicideresearchandagainatteststotheneedforlarge
samplesizes.Second,thetimingofaclinicaltrialinrelationtothesuicidalthoughts
orbehaviorcanbeproblematic,asattemptsmaybeimpulsivewithlittlecontem-
plationbeforehand.Bythetimearesearcherisabletoidentify,contact,andfully
consentaparticipant,the“suicidalcrisis”maybeoveroralreadytreatedinan
emergencysetting.Lastly,ethicalconcernsinherentinclinicaltreatmentresearch
withsuicidalindividualsarenumerous,includingthecapacitytoconsentwhilea
patientissuicidal,thepotentialtodoharmiftreatmentiswithheldinaplacebo-
controlled study, safety monitoring throughout the trial (including emergency
coverage)andcriteriaforstudywithdrawal(Pearsonetal.2001).Asaresult,most
oftheneurobiologicalliteratureonsuicideriskisconductedwithparticipantswho
haveattemptedsuicideintheirlifetimeandrarelyproximaltotheeventitself.
Nonetheless,consideringtheimpactofsuicidalbehavioronpatients,cliniciansand
communities,clinicaltrialswithpatientsatacuteriskareessential.Thefollowing
chapterdetailspotentialneurobiologicaltargetsinsuicidalpatientsanddescribes
newprogressinexperimentaltherapeuticswiththehopethatfaster,moreeffica- cious
interventions can bedeveloped.
12.2 ANewResearchModeltoDevelopandEvaluate
Rapid-ActingTreatmentsforDepressionandSuicidal
Ideation
Theevaluationoftreatmentsforsuicidalpatientsandidentificationofbiomarkersof
treatment response have been limited by existing pharmacologic interventions.
Treatment response may take weeks-to-months with standard antidepressants,
which is inadequate for the urgent need to treat suicidal thoughts andbehavior
12Experimental Pharmacologic Approaches for the Reduction… 211
Putativetargetsinthedevelopmentofpharmacologicapproachestothetreatmentof
suicidalthoughtsandbehavioraredisplayedinFig.12.1.Thereareseveralotherin-
depthanalysesoftheneurobiologyofsuicide(Ernstetal.2009;MannandCurrier
2010),includingarecentreviewfromourgroup(Mathewsetal.2013).Themostres
earchedpotentialtargetsinclude:(1)theserotonergicsystemaslowerseroto- nergic
functioning and lower 5-hydroxyindoleacetic acid (HIAAA) levelshave
beenfoundinthecerebrospinalfluid(CSF)ofindividualswhodiebysuicide
(Asbergetal.1976;Nordstrometal.1994;Mannetal.1995);(2)thehypotha-
lamic-pituitary-adrenal(HPA)axis,whichmaybeaffectedbyepigeneticinfluences
relatedtoearlylifestress(Tureckietal.2012)and;(3)otherhormonalsystems,
including low cholesterol and high testosterone, which are associated with
increasedsuicideattempts(Kunugietal.1997;Sher2012).
Whilehistoricallyunderstudiedinthesuicideresearchliterature,theglutama-
tergicsystemhasreceivedgreatattentioninthepasttwodecadesintheetiology,
pathogenesis,pathophysiology,andtreatmentofmajormooddisorders(Sanacora
etal.2008;Zarateetal.2006).Inthelargereal-worldmajordepressivedisorder
effectiveness trial, Sequenced Treatment Alternatives to Relieve Depression
(STAR*D), treatment-emergent suicidal ideation, was associated with single
nucleotidepolymorphismsforGRIA3andGRIK2,whosegenesencodeionotropic
glutamatereceptors(Lajeetal.2007).Similarassociationswerefoundinthe
MunichAntidepressantResponseSignature(MARS)trial(Menkeetal.2008).
AlterationsinN-methyl-D-aspartate(NMDA)receptorfunctionhavealsobeen
foundinindividualswhodiedbysuicide(Nowaketal.1995).Suchfindingshave led
to the investigation of glutamate-based compounds such as ketamine in the
treatmentofdepressionandsuicidalideation.Table12.1depictsclinicalcom-
poundsimplicatedinthetreatmentofsuicidalthoughtsandbehaviors.
Duetotheheterogeneityinmolecularpathwaysandclinicalpresentationsassoci-
ated with suicide, an endophenotypic approach may be beneficial for identifying
treatment targets. An endophenotype represents an intermediary step fromgenes-to-
clinicalphenotype,whichcansimplifyintermediateplayersinmultifactorialdis-
orders and identify mediators/moderators underpinning complex clinical presenta-
tions (Gottesman and Gould 2003). Several proposed suicide-salient
endophenotypes,usingcriteriasetforwardbyGottesmanandGould(2003),include
impulsive and aggressive traits, early onset of major depression, neurocognitive
dysfunction(includingexecutivefunctioningandimpaireddecision-making),and
cortisolresponsetopsychosocialstress(Mannetal.2009;Courtetetal.2011).
Otherproposedcandidateendophenotypesforsuicidalbehaviorwithrelativelyless
12Experimental Pharmacologic Approaches for the Reduction… 213
Serotonin
Neurotransmitters HPA Axis
StressSystems CellG-Proteins
Signaling
Norepinephrine Polyamines PLC
Dopamine Cytokines PKC
Glutamate Testosterone PKA
GABA Lipid Metabolism CREB
Opioid Epigenetics BDNF andTrk-B
Acetylcholine CognitiveAlterations receptor
Fig.12.1Putativetargetsintheneurobiologyofsuicide.Adaptedfrom:(Mathewsetal.2013).
BDNF brain-derived neurotrophic factor; CREB cyclic AMP-response element binding protein;
GABA gamma-aminobutyric acid; HPA hypothalamic-pituitary-adrenal; PLC Phospholipase C;
PKC Protein Kinase C; PKA Protein Kinase A; Trk tyrosine kinasereceptor
The purinergic system has been implicated in the impulsive and aggressive
behavior associated with mania (Machado-Vieira 2012) and has therefore been
targeted in drug development. Purinergic metabolism is involved in the
regulation of neurotransmitters (ATP and adenosine) and affects
sleep,motoractivity,appetite, cognition, and social interaction
(Machado-Vieira2012). An adenosine antagonist, caffeine is also a GABA
receptor antagonist and phosphodiesterase inhibitor; excessive consumption
is associated with irritability, anxiety, tachycardia, and increased blood
pressure (presumably via its effects on GABA). In contrast, increased
caffeine consumption has been linked with a lower risk of death by suicide
(Lucasetal. 2014). The end product of purinergic metabolism is uric acid, which
has been positively associated with increased drive/motivation, disinhibition,
hyperthymia, and irritable temperament (Lorenzietal. 2010). As a syndrome
model,Lesch-Nyhan Disease is a congenital disorder associated with the
over- production of uric acid associated with increased de novo purine synthesis
and deficient salvage of purine bases. Among the characteristics associated with
this disorder is intense self-injurious behavior, including self-biting and
self-hitting
214 E.D. Ballard etal.
12.3.3 Ketamine
Suicidal ideation, intent, and plan (Zigman and Blier 2013). The patient was
offered the option of ketamine or psychiatric hospitalization/electroconvulsive
therapy (ECT). After opting for ketamine,suicidal ideation resolved within
30min and improvements in depressive symptoms were maintained at 8 days
post-infusion. Suicidal thoughts had not returned after a month post-infusion.
Lastly, in a letter to the editor, a palliative care team advocated the clinical use of
ketamine for termi- nally ill patients with suicidal ideation, depression, and
anxiety, reporting a 20 year track record of using a combination of ketamine and
narcotics at acceptable/tolerable doses (Thangathurai and Mogos 2011).
These antidepressanteffectsofketaminearelikelymediatedbyenhancedsyn-
apticplasticityinkeybraincircuits,e.g.prefrontalcortexandhippocampus(Du-
manandAghajanian2012).Potentialcellularandmolecularmechanismsforthese
effects include presynaptic glutamate release increasing α-amino-3-hydroxy-5-
methylisoxazole-4-propionate(AMPA)/NMDAreceptorthroughput,theactivation/
phosphorylation of mammalian target of rapamycin (mTOR), and GSK-3 inhibi-
tion.Eukaryoticelongationfactor(eEF2),atranslationrepressor,maybedeacti-
vatedthroughketamine-mediatedblockadeofNMDAreceptors,whichthenleads to
reductions in eEF2 phosphorylation and de-suppression of rapid dendritic protein
translationsuchasincreasedbrain-derivedneurotrophicfactor(BDNF)releasein
thehippocampus(KavalaliandMonteggia2012).Cytoskeleton-associatedproteins
(Arc)mayalsobeactivatedbyketamine,leadingtodynamicchangesintheactin
cytoskeletonandremodelingofdendriticspines.Therefore,theantisuicidaleffects
ofketaminemayberelatedtoanyorallofthesecellularandmoleculartargets.
Whiletheantisuicidaleffectsofketamineappearpromising,thereremainseveral
cautionary tales. First, in an open-label trial of subanesthetic intravenous ketamine
in10patientswithtreatment-refractoryobsessive-compulsivedisorder(OCD),two
patientsreportedpassivesuicidalideation,worseninganxiety,anddysphoriaat1
daypost-infusioninpreviouslynon-syndromaldepressionatthetimeofinfusion
(Niciuetal.2013).Theauthorshypothesizethatthedelayed-onsetsuicidalideation
mayberelatedto:(1)worseningobsessionalandfree-floatinganxietyandpsy-
chomotor agitation post-infusion, (2) the interaction of ketamine-related acute
dysphoria with existing psychiatric comorbidities, or (3) ketamine-induceddere-
alization/depersonalization, activating past vulnerabilities (both patients had
extensivetraumahistories).Consequently,off-labeluseofketamineisnotindicated at
this time for individuals with substantial psychiatric comorbidities and past
trauma.Ifketamineisusedinanon-researchsetting,closefollow-upintheperi-
infusion period ismandatory.
Anotherconcernwithketamineadministrationispsychotomimeticordissocia-
tiveadverseeffects.Consequently,differentopportunitiesforNMDAreceptor
modulationhavebeenexplored.AZD6765/lanicemine,aproprietarylow-trapping
NMDA receptor antagonist, was administered to inpatients with treatment-resistant
depression in a double-blind, placebo-controlled, proof-of-concept study, and
demonstratedabrief(80–110min)antidepressanteffect(Zarateetal.2013a;
Mathews et al. 2013). Albeit less potent, this compound was not associatedwith
dissociative,psychotomimetic,orothereffectsseenwithketamine;infact,neither
12Experimental Pharmacologic Approaches for the Reduction… 217
cliniciansnorpatientscouldcorrectlyguesswhetherthepatienthadbeenadmin-
isteredthestudydrugorplacebo.Aplacebo-controlledtrialhasdemonstratedthatrep
eatedinfusionsofAZD6765isassociatedwithmaintainedmoodimprovements
(Sanacoraetal.2013;Smithetal.2010).CompoundssuchasAZD6765,whichare
abletoreplicatetherapidantidepressantandanxiolyticeffectsofketaminewithout
psychogenicexperienceswouldbeexceptionallyusefulinclinicalpractice.
12.3.4 Scopolamine
Scopolaminehydrobromideisamuscariniccholinergicreceptorantagonist,which
mayalsohaveantisuicidaleffectsviaitseffectsofmultifariouspathways:musca-
rinicneurotransmissionandglutamatergicneurotransmission(leadingtodown-
stream mTOR phosphorylation/activation) (Voleti et al. 2013). Scopolamine has
been shown to have rapid antidepressant effects in recurrent MDD and bipolar
depressionwhenadministeredintravenously(4mcg/kg)(FureyandDrevets2006).
Antidepressantresponsetoscopolaminehasbeenassociatedwithactivationinthe
bilateralmiddleoccipitalcortexduringemotionalvisualstimuliprocessing(Furey
etal.2013),potentiallyidentifyingabiomarkerfortreatmentresponse.Inadouble
blind,placebo-controlled,crossovertrial,scopolaminewasassociatedwith a
reductiononthesuicidalideationitemontheMADRS(DrevetsandFurey2010).
Furtherprospectiveinvestigationofscopolamine’sputativeantisuicidalproperties is
criticallyneeded.
12.3.5 Thyrotropin-ReleasingHormone
Thyrotropin-releasinghormone(TRH)isahypothalamictripeptidethatregulates the
hypothalamic-pituitary-thyroid axis by stimulating the production and release of
thyroidstimulatinghormone(TSH)fromthepituitary.Thegreatestconcentrationof
TRHreceptorsisintheamygdalaandhippocampuswithlowerdensitiesinthe
cortex,diencephalon,andbasalganglia(Manakeretal.1986).Resultsonthe
efficacyoforalandintravenousTRHinmajormooddisordershavebeenmixed
(Callahanetal.1997)andmaybelimitedbyinadequateblood-brainbarrierpen-
etrationandextremelyshorthalf-life(Marangelletal.1997).Inapilotstudyof
lumbarintrathecalTRHinjectionineightpatientswithtreatment-resistantdepres-
sion,therewasareductionofdepressionandsuicidalideationwithin1dayof
administration (Marangell et al. 1997). Similar results were demonstrated after
intravenousandintrathecaladministrationofTRHtotwopatientswithtreatment-
resistantbipolarIIdisorder(Callahanetal.1997).Thesefindingsinsmallcohorts
havenotbeenreplicated,butnoveldeliveryrouteswithincreasedCNSpenetrance,
e.g.intranasaladministration,mayrevitalizeTRHresearchindepressiveillnesses.
218 E.D. Ballard etal.
Withtheriseofrapid-actingantidepressantresearch,psychiatryispoisedfornovel, mechanistically
distinct treatments for depression and suicidal ideation. While
muchofthesuicideresearchliteraturehasfocusedonalterationsinserotonergic and HPA functioning,
new findings implicate the glutamatergic, muscarinic,and
thyroidhormonalsystems.Inaddition,theimpulsive/aggressiveendophenotype
mayalsobeapotentialtargetforexperimentalinterventiondevelopment,especially
withhigh-risksuicidalpatientswithsubstanceusedisordersandborderlineper-
sonalitydisorder.Currentresearchonketamineandscopolaminemayfurtherour understanding of
underlying neurobiological processes as an enrichment strategy to
developmoretargetedtreatments.ConsistentwiththeNIMH’sResearchDomain
Criteria(RDoC)initiative,whichwillemphasizeconstructs/dimensionsofobser-
vablebehaviorandneurobiologicalmeasures,furtherresearchmustalsoevaluate
thesecompoundsoutsidethecontextoftraditionaldiagnosticcategoriesandinreal- world settings to
evaluate how they perform with community samples. Further-
more,sincetheliteratureontheimpulsive/aggressiveendophenotypeisrobust,the
evaluationofsubstancessuchasketamineinindividualswithimpulsiveand/or aggressive tendencies
is warranted to determine possible antisuicidal and self- injuriousefficacy.
Asstatedintheintroductiontothischapter,ourworkwithrapid-actinganti- depressants has
necessitated a focus on suicidal ideation, rather than suicidal
behavior,asourprimaryoutcome.Thisfocuscouldsignificantlyimpacttheclinical
careofemergentsuicidalideation,e.g.emergencydepartments.Theabilityto reduce suicidal
thoughts within hours instead of days-to-weeks could facilitatea
short-termreductioninsuicideriskandprecluderecidivismandfrequentpsychi-
atrichospitalizations(therebycuttinglong-termhealthcosts).Suchtreatmentpro- vides time to
both connect the patient with more comprehensive long-term resources, such as regular
psychopharmacological follow-up and therapeutic resources (such as Cognitive Behavioral
Therapy or Dialectical Behavioral Ther-
apy)toallowsuchinterventionstotakeeffect.Albeitdifficulttoassessprospec-
tivelyduetoitslowincidence,futurestudieswillneedtoevaluatetherelationship between
suicide-related biomarkers and subsequent suicide attempt(s) and/or death to truly impact
publichealth.