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F R O M M IN T E R N A T IO N A L
P U B L IS H IN G C O R P O R A T IO N
TraniU tion Copyright <0 1993 Fromm Intem atonal Pubhshng Corporation. N e w York
Test U S Edrt<on
G ETTIN G TH RO U G H A N XIETY
INTRODUCTION )
NOTES 173
BIBLIOGRAPHY 175
■ Foreword to the English Edition
B Y D O U G L A S W H IT C H E R
There was once a very cheeky lad w ho was not afraid o f any
thing. This was o f great concern to his parents and other rela
tives, for no matter what they asked him to do, he never had the
slightest fear that something bad might happen to him. At last
they gave up and brought him to the village pastor, w ho they
had decided should be the one to teach him fear.
But once the fellow was taken in, it soon became clear that
he was not about to learn fear here either, try though the pas
tor m ight. The boy was no m ore rebellious or disrespectful
with the pastor than he had been with his relatives. But still the
time passed and the pastor's efforts to teach the lad fear proved
to be in vain.
One winter's day, however, the pastor finally saw his oppor
tunity to teach the boy som e fear. As it happened, there w ere
three corpses at the church awaiting burial. Since the bodies had
been delivered late in the evening, they had to be stored in the
sanctuary overnight. In those days, it was still proper to bury a
corpse without a coffin, and so these w ere simply wrapped in
shrouds. The pastor had them dragged into the church and then
left them stretched out across the aisle, one beside the other,
with very little space in between. That evening in the parson
age, the pastor told the boy. “Go quickly to the church, my son.
and get m e the book that is lying on the altar."
The boy— w ho was obliging even if he was brash— did what
he was told right away. He went to the church, unlocked the
door, and began making his way up the aisle. But after a few
steps he tripped over something. After feeling around a bit, he
3 ■ G E T T IN G T H R O U G H A N X IE T Y
the day's fight, they w ere cheered to find their enem ies still
lying dead on the ground! W hen they saw the young man. they
greeted him with joy. asking him what had brought him there.
They boy told them everything that had happened. He showed
them the can o f ointment the elf-woman had used to revive the
slain men and. wiping some onto one o f the dead men. put his
head back on. As quickly as the slain man rose up. the cavemen
cut him down again.
Now the cave dwellers thanked the lad profusely for his brav
ery. bidding him to stay w ith them as long as he wanted and
offering him money for his good deeds. He gratefully accepted
their invitation.
This made the cave dwellers so happy that they began cele
brating rowdily. Since they now had the power to bring one
another back to life, they decided it would be fun to see what it
was like to die. And so they m errily w ent about killing each
other, applying the m agic ointm ent, and com ing back to life.
They amused themselves in this manner for quite a while.
At one point, they cut o f f the boy's head and put it on back
wards. W hen the lad revived and caught sight o f his rear end, he
w ent mad from the horror o f it. Finally, he had encountered
something truly frightening! Pleading to be released from this
torture, h e prom ised his liberators anything in the w orld.
Straightaway, the cave dwellers came to hack o f f his head and
put it back on the right way. W hen the boy cam e to his senses
again, he was just as cheek)' as ever.
Now the friends dragged all their dead enem ies into a pile,
robbed them o f their weapons, and burned their bodies, along
with that o f the e lf w om an. Then, going into the hill that she
had com e from , they stole all the treasures they found there
and carried them back to their cave. T he young fellow re
mained with them thereafter, and there are no m ore stories to
tell about him.
THROUGH EMOTIONS TO MATURITY • 10
This fairy tale has a direct parallel in the Grimms’ tale. "The Boy
W ho Left Home to Find Out about the Shivers,”1and variants o f
it have been found throughout the world. Though the hero's
deeds are not identical in all versions, the great lengths to which
the tales go in describing them arc a constant. After reading a
number o f these tales, one gets the feeling that the teller quite
enjoys identifying with the saucy hero. Thus w e may assume
that this is a character type that em bodies som e sort o f ideal,
even though the tales make it clear from the beginning that lack
o f fear is actually a defect and thus that the boy is inhuman, or
better, prehuman. These tales describe a developmental process
that, though it culminates in the protagonist learning to feel
anxiety and horror, never requires him to lose his pluck. In
many versions, the protagonist begins a relationship with the
woman he wins through his bold deeds— despite the fact that
this seems a detour from his primary goal, namely to learn fear.
Thus, from the perspective o f the tale, there is a close connec
tion between the ability to feel anxiety and the ability to enter
into relationships.
What sort o f growth process does the lad w hose goal is to
experience anxiety and horror undergo? At the beginning, the
tale gives no indication that the boy him self feels at all co n
cerned about his lack o f anxiety; it is only his parents and rela
tives w ho are worried about it. And what seems to upset th a n
most is how the lad’s fearlessness deprives them o f authority
over him.
In their desperation, the parents send the boy to the pastor. In
former days, this was a popular option: W hen parents were no
longer able to deal with their children, they would often send
them to the pastor to be straightened out. On a superficial level,
the talc does portray a need for authority. It is the pastor w ho is
supposed to find a way to instil) fear in the boy. Fear is thus con
nected not only with authority, but also w ith religion and the
11 ■ G E T T IN G T H R O U G H A N X IE T Y
divine. The pastor’s task brings to mind all that is meant by the
expression ’’the fear o f G od." It is associated with the individ
ual’s need to find his place in relation to the numinosum and to
human life as a whole. Luther, for example, began his interpre
tation o f the T en Com m andm ents w ith the sentence. “W e
should fear and love G o d .. . . ” A boy like our hero, who lacks
even the slightest hint o f fear or sense o f danger, will identify
with all things trem endous and om nipotent. Thus the pastor
m ight help w ith this problem by dem onstrating a healthier
relationship with the transcendent than the boy’s direct identi
fication with it.
But in our tale, the pastor fails at this task. Thinking that a con
frontation with mortality will shock the cheeky lad out o f his
fantasies o f omnipotence, the pastor sets him up to stumble over
a set ofcorpses. And indeed, in the end it is the awareness o f tran
sience and mortality that gives the boy his first taste o f horror.
However, though the encounter in the church may be a first
step toward knowing fear, at this point the desired shock does
not take place. Indeed, the young man deals with the dead as if
they were wooden puppets, showing them no sensitivity at all.
Perhaps it is not mere coincidence that this pan o f the tale takes
place in winter. The temporary hiddenness o f life at this time o f
year suggests a repression o f anxiety and other feelings, such as
respect for the dead.
The episode with the pastor marks the boy’s initial attempt to
deal with the problem o f death. Afterwards, he is sent away—
which, in the language o f fairy tales, means that he must con
tinue in his growth process.
What sort o f person hides behind this fellow’s bold facade?
The tale describes him as saucy and brash, but also as surpris
ingly helpful, playful, curious, and indomitable. If he is hun
gry, he finds something to eat; i f he craves adventure, he drums
it up. Fearing nothing him self, he is feared by those around
him. who cringe at his lack o f self-imposed limits.
T H R O U G H EM O T IO N S T O M ATURITY a 12
scoping three separate bodies into one body in three pieces, the
tale suggests that the story’s central problem is now becoming
m ore focused. And the fact that these pieces land squarely in
front o f the protagonist rather than allowing themselves to be
shoved aside suggests that the problem has also becom e more
immediate and compelling.
One might imagine that the young lad’s confrontation with
the corpses in the church was so disturbing that it caused him to
com pletely suppress any sign o f anxiety. In this regard, the
encounter could be com pared w ith particularly penetrating
interpretations made in therapy. For example, if. in a submanic
m ood. the therapist prematurely identifies a fear o f mentality in
the patient, the emotional impact may be such that the patient
com pletely represses it. But just as the corpses w ere shoved
aside only to reappear later, so is the insight that caused such
anxiety in therapy gradually admitted to consciousness.
It is striking to see how the boy deals with the dismembered
body— as i f it were nothing out o f the ordinary. He does not
experience the ghost as dangerous, intrusive, or alien; he even
encourages it to pull itself together so that it can regain its
m obility. Here we see the advantages o f a naive attitude:
Exempt from the need to defend himself, the lad can look on
with interest, watching what happens. But we can also see the
drawbacks o f such an attitude: Lacking any sense o f danger, the
boy may well lose his life in the battle with the ghost.
But, before wc go any further, let us pause to inquire into the
nature o f this ghost. What sort o f problem does it represent?
W hat psychological com plex w aiting to be resolved and
redeemed?
Let us start by saying that the ghost's actions reveal som e
thing about the nature o f the problem while the boy's actions—
his dealings with the ghost— reveal something about how the
problem can be tackled. The ghost is a terribly large man who
behaves autonomously, even obsessively, following a kind o f
15 • G E T T IN G T H R O U G H A N X IE T Y
"blin d w ill." In his article "O n Psychic E nerg y ."J Jung de
scribed spirits as autonomous complexes that have not yet been
integrated into consciousness. These com plexes reveal them
selves i f we make them the subject o f active imagination— for
example, when we draw or paint a picture o f whatever is haunt
ing us, our suspicions, tensions, or longings. Likewise, in our
story the problem o f anxiety and death is portrayed in a series o f
sym bolic gestures enacted by the huge man. These involve
entering a room where there is a chest full o f money, removing
all the coins and throwing them over his shoulder, then turning
around and reversing what he has just done, throwing the coins
back into the chest.
The "ghost that counts m oney" is a frequent m otif in folk
literature. It illustrates the insight that those w ho grasp at
money for security in their lifetimes go on grasping at it when
their lives are over. Such a m o tif m ight be interpreted as ad
vice to take leave o f your m oney now i f you do not want to be
counting it throughout eternity. Our tale vividly illustrates the
curse o f such a fate. The ghost's act o f throw ing m oney over
his shoulder and then gathering it up again is indeed a
Sisyphian one.
If we exam ine this m o tif o f throw ing som ething away in
light o f its occurrence in other tales, w e gain the impression
that it has to do with sacrifice. For exam ple, in a num ber o f
tales, the hero on a magical Bight throws behind him o r her a
series o f objects w hich then grow to huge proportions— for
example, a bush turns into a forest. The sacriBced object safe
guards the person in Bight and may even save his or her life.
In our tale, it is not so clear that the ghost s throwing away
money connotes a sacrifice. Indeed, the failure to make a gen
uine sacrifice seems to be a m ajor cause o f the curse that per
vades the entire tale: though death has forced the bishop to give
up his m oney— and pow er— by dying, apparently he was
never prepared to surrender these willingly. Thus, nothing has
THROUGH EMOTIONS TO MATURITY - 16
d o I m aintain that the ghost and the bish o p are. for all purposes,
o n e and the sam e?
First let us co nsid er the co llective, historical co n d ition s that
m igh t have given rise to this tale. It is conceivable that the story
w as created in a tim e m arked by a general flouting o f death and
m ortality , a penchant fo r h ig h liv in g , and an o p en preference
fo r pow er and w ealth over oth er w orld ly concerns. Perhaps the
tale expresses disdain for those w hose calling it w as to cultivate
a relationship w ith the next w orld bu t w h o su ccum bed to the
lures o f this on e. It w ould be hard in m y view to attribute such
co n d itio n s to a sp e cific h isto rical ep o ch , sin ce the ch u rch has
been plagued by such abuses throughout its history.
If, instead o f lookin g to historical factors to explain the tale,
w e view it as expressing the in n er parts o f an individual person
ality , w e ca n see th e b ish o p as a n a u th o rity fig u re. T h e n th e
ghost w ould represent a repressed au th ority co m p lex , su ch as
w e o fte n e n co u n te r in p eo p le w h o c la im to re c o g n iz e n o
auth orities. C oncealed behind this auth ority and p o w er c o m
plex w e are likely to discover a religious problem .
Having put h a lf o f this authority problem to rest— but leav
ing the “ u n d ersid e” still to be resolved— the boy now m oves
o n to the su m m er grazing pastures. H ere in lif e ’s “ m id su m
m e r ” a “ n ig h t’s d re a m ” takes p lace that e ffe c ts a d ecisive
change in the lad’s existence.
T h e lad fin ds a cave. Caves o ffe r retreat in to a p ro tectiv e
space, an in n er, m aternal realm . This is w hy in various sym bol
ogies they are associated w ith birth. For the sam e reason, they
have also been im agined as entrances to the realm o f the dead.
For exam ple, the Sum erians told o f a realm o f shades in a cave
in the W orld M ountain. Caves have also been very im portant in
rites o f in itiation , such as the Elcusinian m ysteries. This is pro b
ably because entering caves provides an im pression o f regress
ing, o f reentering the w o m b and rcem ergin g in a second birth.
In caves, w e can im a g in e d yin g and b e in g re b o rn , and thus
19 ■ G E T T IN G T H R O U G H A N X IE T Y
they arc also (he sym bolic sites o f fundam ental changes in
the personality.
Elemental transformation is likewise expressed in the image
o f the twelve beds. The num ber twelve suggests wholeness (it is
the base num ber o f the Babylonian duodecim al system ). As
such, it is a symbol o f completion, signifying the end o f a spa
do-tem poral cycle. In twelve hours or twelve months, a cycle
completes itself. But in the tale, the number twelve is divided
in two— six beds on one side face six on the other. To m e, this
suggests that although the en tire life-situation is about to
change and a new beginning is on the horizon, what lies in
store may not be (he birth o f an integrated whole so much as a
confrontation betw een tw o poles o f reality: six facing o ff
against six.
The boy shows that he accepts this situation and, by making
their beds, prepares the way for the cave dwellers to find peace.
His helpfulness is then praised with great enthusiasm.
The cave dwellers arc in great need o f som eone to solve a
long-standing problem . Every m orning, (hey go out to fight
their enemies. In the evening, they declare themselves the win
ners, only to find in the next m orning that their vanquished
enemies are alive again and wilder than ever. Just like the ghost
o f the bishop w ho repeatedly demonstrated his inability to let
go and the huge ghoul who was not really finished o ff when it
split into two pieces, here is something that refuses to die and
declare itself defeated. Here is another “eternal" conflict.
If something cannot die, then it cannot be “buried"— it can
not be forgiven and forgotten. In such a situation, a conflict
betw een hostile factions is perpetuated ad infinitum . I think
here o f street gangs and their never-ending battles: even when
one gang has “w o n ," the members find no peace and quickly
resume their feuding. They usually do this quite unconsciously,
perhaps responding to a lurking feeling that the winner is not a
winner outright, but also to some extent a loser.
THROUGH EMOTIONS T O MATURITY 20
Once (here was a queen whose husband had died many years
before. The queen had a beautiful daughter, o f w hom it was
promised that, w hen she grew up, she would marry a certain
prince w ho lived far away. W hen it came tim e for the girl to be
wed, her mother packed many precious things for her journey
to the foreign land— jewelry, gold and silver, goblets and trea
sures, in short, everything belonging to a royal dowry, for her
mother was very fond o f her. Last o f all, the queen provided her
daughter with a chambermaid who would ride with the bride
and deliver her into the bridegroom ’s hands. Both girls w ere
given horses for the journey, but the princess’s horse, whose
nam e was Falada. was capable o f speech. W hen the hour o f
departure cam e, the old queen shut herself in her bedroom ,
took a small blade, and cut her linger to draw some blood. Then
she let three drops o f the blood drip into a small white cloth,
w hich she gave to her daughter. "Dear child ,’’ she said, "take
good care o f this; you will need it in your travels."
Sadly, m other and daughter said their goodbyes. The
princess tucked the cloth in her bodice, mounted the horse, and
rode o ff to meet her lover. After an hour’s ride she became very
thirsty and said to her chambermaid, "I'd like a drink. Get down
and scoop m e a drink o f water with the cup you brought for
m e ." But the maid replied. " I f you’re so thirsty you can get
down and gel it yourself; l*m not your slave." So the princess,
w ho was very thirsty, lay down by the brook and drank
directly, because the chamberm aid w ouldn’t let her use the
25 ■ G E T T I N G T H R O U G H A N X IE T Y
gold en g o b le t. " W o e is m e !" said the p rin cess, and the three
drops o f blood in the cloth answ ered back, " I f only your good
m o th er k n ew , h e r heart w ou ld surely break in tw o ." But the
princess w as m eek ; she got back o n her horse w ith o u t saying
anything.
N ow the tw o girls rode along a good m any m ore m iles, but it
w as terrib ly h o t and the sun bu rned th eir sk in , and so o n the
princess grew thirsty again. Arriving at another brook and, hav
ing com pletely forgotten the lady's response the Erst tim e, she
called o n ce m ore to her cham berm aid , "G et d ow n and give m e
a drink fro m m y golden g o b le t." T h is tim e the m aid ’s response
w as even sh orter. " I f you w ant to d rin k , g o ahead and d rink;
I ’m no t your slave." The princess w as so thirsty that she did not
even hesitate, but got dow n o f f her horse d irectly, lay dow n by
the ru sh in g w a te r, and c rie d , " W o e is m e !" O n ce ag ain , the
d rops o f b lo o d in th e clo th a n sw ered . " I f o n ly y o u r g oo d
m o th e r k n e w , h e r heart w o u ld su rely break in t w o !" As sh e
leaned out over the w ater to take a drink, th e d o th fell ou t o f her
bodice and w as sw ept away w ith the stream . But in h e r anxiety,
the prin cess did n o t even n o tice . T h e lady in w aiting no ticed ,
h ow ever, and gloated secretly. W ith o u t tho se drops o f blood ,
th e p rin ce ss w as w eak and p o w erle ss. So w h e n sh e w en t to
m oun t h e r h o rse, the m aid said, "F alad a's m in e n o w ; you can
have m y old n a g ." and the princess had n o ch o ice bu t to accept
h e r harsh p ro n o u n ce m e n t. T h en the nasty m aid o rd ered the
bride to take o f f h e r royal garm ents and exch ange them fo r the
old rags she h e rse lf w o re , and to sw ear to the heavens above that
she w ou ld not say a w ord o f this to anyone at the royal co u rt. I f
she refused to take this oath , the m aid said, sh e w ou ld be killed
o n the spot. But Falada saw everything and m arked it w ell.
O n ce th e ch a m b e rm a id had m o u n te d Falada and th e tru e
brid e had g otten o n to the old nag , th e tw o traveled o n to the
royal palace. W h e n they arrived, they w ere greeted w ith great
ju b ila tio n . T h e p rin ce ran o u t to m e e t th em and h elp ed th e
THROUGH EMOTIONS T O MATURITY • 26
At the beginning o f this folk tale/ w e are told that the queen's
daughter must go to find a prince in a distant realm. Thus we arc
alerted that the tale will deal with separation from the mother.
The girl's father has died long ago, w hich probably explains
why the prince lives so far away. That is, the way to the mascu
line is a long one, and the daughter o f the queen must struggle
to find it. This is a parallel, though less com m on, to the folktale
theme o f the prince in search o f a princess. That the girl has to
find her own way suggests that she must travel a certain dis
tance along a path o f growth before she can have a relationship
with a man or achieve a sufficient degree o f autonom y. The
folktale describes the path that leads to autonomy and capacity
for relationship, a path which is at the same lime one o f anxiety
and its mastery.
Separating from one's mother, setting out on one's own for a
land far away, and finally finding on e’s spouse are all crucial
issues for a girt who is becoming a young woman. But separat
ing from the mother can also be understood transpersonally, as
leaving something that offered maternal protection and shel
31 ■ G E T T IN G T H R O U G H A N X IE T Y
ter— for exam ple, the family. In this case, how ever, it would
have to be a family that lacked something, perhaps one where
the unspoken rule was that all aggression would be transformed
into intensified caring for one another's needs. A current trend
demands that daughters should em ancipate themselves from
their m others. Rather than accepting inherited values and
images o f w om en unquestioningly. daughters today are
expected to be more aware and independent.
In our story, the mother-daughter relationship appears to be
a close one. and the princess is endowed w ith much inherited
wealth. Still, it is the queen herself w ho initiates the separation,
by promising her daughter's hand to the prince. Even i f she is
“very fon d " o f her daughter, she does not want to keep her.
What docs the m other give her daughter to take on her journey?
A royal dowry, including gold and silver. The princess thus is
equipped with things o f great exterior value. As yet. however,
the daughter has not earned this worth for herself; it is only an
inheritance.
The mother also gives her daughter a chambermaid. While,
throughout the tale, the princess is presented as the “ good"
one. and commands our sympathy, the maid is always portray*
ed as the “bad" one. stimulating our enmity and dislike.
It is unlikely that the old queen deliberately sent an evil
chambermaid with her daughter. More likely, badness in gen
eral has been omitted from the mother-daughter relationship.
Growing up in a sheltered maternal environment, the princess
has had few opportunities to deal with the “chambermaids" o f
the outer world— that is, persons who would try to gain power
over her, who would like to steal her privileges and her place.
Nor has she had to deal with the “chambermaids" o f the inner
world— including such inner psychic phenomena as power-
drives, deceptive intentions, callousness, etc.
But along with the chambermaid, the mother has sent with
her daughter a horse that is able to speak: Falada. According to
THROUGH EMOTIONS TO MATURITY • 32
dissipating. T hus, the true bride m ust concen trate on love in its
en tirety , because w hatever co n n ects h er and th e p rin ce at the
m o m e n t clearly falls sh ort o f th is. Perhaps th is is a so -called
“exclusive relationship*' in w h ich she feels obligated to rem ain
faithful to the p rin ce, but it is far fro m a real relationship. W ith
the w ork o f tending the geese, how ever, the princess begins to
co rrect these problem s.
T hough the false bride m ay have had Falada slaughtered, the
instinctive bond s to the m o th er are not so easily silen ced , and
are at last activated. T h e m om en t the false bride takes away the
tru e b r id e 's last b it o f p ro te c tio n o n c e and fo r all and thu s
attem p ts to co m p le te h e r e n slav em en t, th e true b rid e finally
rises to lake action— m aking her deal w ith the slaughterer. This
is the n arrativ e's tu rn in g p o in t. Ju st as the horse heads o f the
T e u to n s w e re su pposed to d rive aw ay e v il, s o F alad a*$ head
should drive it aw ay. But in m y view , w hat is even m o re im p o r
tant is the fact that th e g irl n o w turn s back to Falada— an op p o r
tunity that m ay have b e e n created w h e n th e false b rid e ab an
doned Falada in favor o f th e prince.
Translating this scenario in to the p sych ology o f peop le po s
sessed by a lust fo r p o w er (a co m p u lsio n w h ich they feel they
shou ld be a b le to resist bu t c a n *t), w e ca n say th a t o n c e th ey
ach iev e so m e su ccess, h o w ev er sm all it m ay se e m to o th e rs,
they feel a certain sense o f re lie f that allow s form erly obscu red
d im en sio n s o f th e personality to em erg e. T h e goo se m aid goes
ou t every m o rn in g th ro u g h a dark g ate to an o p e n m ead o w ,
su ggestin g that sh e m ust pass ag ain and again th ro u g h a dark
place in ord er to co m e to a clearing w here sh e can find herself.
O f co u rs e , th e dark passage a lso su g gests that th is un hap p y ,
an o n y m o u s phase o f h e r life is ju st that—-a “ p a ssa g e." W h at
m akes this a passage and n o t m erely a dead end is the w ords she
exch a n g es w ith Falada. w h o rep eats w hat th e d rop s o f b lo o d
had said at th e begin ning o f th e folktale, rem ind in g h er o f the
positive m oth er— bo th personal and transpersonal.
41 ■ G ET T IN G T H R O U G H A N X IE T Y
weeping and bemoaning her fate. For the first time she says to
herself, " I f my good mother only knew, her heart would surely
break in tw o”— at which point the king bids her to come out. In
thinking about how she crawls into the oven in order to make
her situation conscious, after being overw helm ed by the
shadow, we are strongly reminded o f processes o f transforma
tion, o f death and rebirth, and incubation— o f being “baked"
to completion.
In the shelter o f this extremely protected, w om blike place,
she can at last put together the pieces o f all that has transpired
and realize the full extent o f it. Giving voice to her secret pro
duces torrents o f em otion. Finally, she too can say the little
verse about how her m other's heart would break, w hich previ
ously was recited only by the drops o f blood and by Falada—
things magically connected to her m other, that represented
intuitive hunches more than conscious recognitions o f her own
terrible situation.
Applied to a wom an's psychology, this symbolism suggests
that a horrible, anxiety-provoking secret can only be aired
when the wom an has becom e capable o f taking up a relation
ship with her masculine side. Given proper and sufficient shel
ter. she can becom e d e a r about w hat has happened, and be
honest w ith h erself about it. Then her true personality can
unfold— she can be dressed in her “royal clothing."
That w hich was producing anxiety behind the scenes can
now be seen for what it is— o r, as in the tale's language, the
chambermaid’s plot can be exposed, and she can finally be pun
ished. It is comm on in folktales for so-called evil figures to con
ceive o f a horrible punishment for som eone else that is then
imposed on them, usually to their great surprise. The details o f
such punishments are usually extremely cruel. In some ways,
the barrel reminds us o f the oven, but the barrel's nails have lit
tle to do with the great m other's incubating aspect, and a great
deal to do with her rending aspect. W ith her choice o f a method
THROUGH EMOTIONS TO MATURITY ■ 44
Once there was a king w ho had three daughters. One day while
hunting, he entered a forest and lost his way. O n and on he
wandered without finding his way out o f the forest. As night
tim e approached, he m et up w ith a m an wrapped up co m
pletely in a gray coat so that nothing could be seen o f his head
or legs. Graycoat asked the king what his destination was. and
the king responded that he was lost. Graycoat answered that if
the king would agree to give him the first thing that h e m et
when he got hom e, he would lead him out o f the forest. The
king agreed, thinking that it would probably be his dog, run
ning out to greet him. Once the king was safely out o f the for
est, Graycoat said he would com e the next morning when the
clock struck eight to collect what was his due.
W hen the king arrived at hom e, his youngest daughter was
the first one to run out to meet him. The king motioned to her
to stay where she was. but she only quickened her step, and
arriving by his side, threw her arms around him . This, o f
course, made the king very sad, and prompted his daughter to
ask what the matter was. W hen she heard, she was at first fright
ened, but then she comforted her father, telling him everything
would turn out for the best.
The next m orning the youngest daughter put on a black
silken dress and prepared for her departure. W hen the clock
struck eight, a coach pulled up. inside o f which sat Graycoat
for everyone to see. Heartbroken, the king led his daughter to
the coach and handed her over to Graycoat, w ho then drove
away with her.
47 ■ G E T T IN G T H R O U G H A N X IE T Y
w hen you looked into that room in the cellar?” Finally, she
found her tongue again and said, "W hat did I see? I saw an
enchanted Graycoat!”
At once Graycoat was transformed, and stood before her as a
handsome prince. Then, taking all three children out o f the
coach, he explained that he was the one w ho had taken the
children and that he was their rightful father; that now he was
redeemed, and she was his w ife. He led her to his coach and
together they drove o ff to his castle, which now stood on top
o f the mountain again. The prince became king, and she became
the queen.
the family together. The woman is also very bound to her father
intellectually and docs not permit herself to think any thoughts
that would be unacceptable to him.
Returning to our story, we find Graycoat bringing the king’s
daughter to his palace, a castle inside o f a tall mountain, a very
obscure place. That she puts on her black silken dress suggests to
me that she feels a certain affiliation with Graycoat; though black
is not exactly gray, it is close. O r perhaps the tale wants to indi
cate that the daughter carries out her father’s wishes willingly.
Inside mountains is where recluses and fairies live. If Gray-
coat's castle is here, he must live in a realm very far from con
sciousness. in a very magical world. Thus we may conclude that
the daughter’s relationship to Graycoat consists o f highly
unconscious fantasies, triggered by her hidden erotic relation
ship to her father. At the same tim e, one can also imagine the
interior o f the m ountain as a maternal realm — sim ilar to the
forest in w hich the king got lost, w hich w as also a place sug
gesting nature in its m aternal aspect. Thus w e may say that
Graycoat, the king, and his daughter are all under the influence
o f the m other archetype in Us protective and im prisoning
aspect. This fits with the incestuous situation, in which the fam
ily often feels bound to stay together and compelled to suppress
all exogamous tendencies. However, in Graycoat *s castle there
is a room that it is forbidden to enter. W e know the m o tif o f the
forbidden room from countless folktales, and w e also know
that it is the very prohibition that stimulates the desire to enter.
Many different kinds o f persons, and sometimes animals, are to
be met within these forbidden rooms. Usually, one finds there
the thing that had been most intently banished from conscious
ness— and thus the thing most urgently required. The repres
sion is what makes the room 's content so unbelievably fright
ening, or numinous, or both.
In our tale, it is not obvious why the girl is so frightened by
G raycoat; after all, she had seen him ju st befo re, w hen he
THROUGH EMOTIONS TO MATURITY ■ 54
picked her up in his coach. At this point I find the Swedish ver
sion more convincing: the daughter dreams at night o f Graycoat
as a handsome prince. The next day she opens a latch that she
had been forbidden to open, and sees Graycoat inside. Appar
ently recognizing him as the same person she has dreamed of.
she is SO frightened she loses her ability to speak and falls down
as if dead. That she has dreamed o f the prince shows she is capa
ble o f taking the step, in fantasy, from her father to the
unknown masculine figure. However, the figure she see when
she opens the latch is not handsome, but a disgusting, terrifying
Graycoat. Through this man, she encounters both the fascinosum
and the trcmendum. In her nighttime consciousness, sexuality is
something very beautiful, but her daytime consciousness is still
so frightened by the prospect that she loses her speech. The
same was true o f my father-bound analysand, who once told me
that she found sex at night very nice, but w hen she thought
about it during the day, she found "th e whole thing" disgust
ing. Sexuality dearly had two sides for her: a fascinating one and
a repellam one— just as Graycoat has two sides in the folktale.
At the end o f the folktale, we learn that the king's daughter is
so alarmed and frightened because she has seen an "enchanted"
Graycoat. Undoubtedly, it is the incestuous relationship be
tween father and daughter that makes this m an enchanted to
her. To understand this relationship, it is helpful to tum to the
animal bridegroom folktales, w here the girl is clearly fright
ened by the bestial side o f sexuality. One could also perhaps say
that it is the girl's fear o f sexuality— along w ith an inability to
accept the m an's intellectual side— that turns the man into an
animal.
Graycoat'$ question is an odd one. At som e level, he knows as
well as she does w*hat she saw. But at the end o f the tale it
becomes clear that the girl has to make d ear in her own mind
that it was an enchanted Graycoat that she saw— not the man's
true form , but a man put in to a terrible form by means o f a
55 ■ G E T T IN G T H R O U G H A N X IE T Y
curse. The girl feels nothing but unmitigated fear in this situa
tion. She has discovered something about sexuality and rela
tionships w ith m en that has caused her the greatest possible
anxiety. She can inter n o w ord, her throat is shut tight, and she
remains speechless for some time.
Everything bestial is unnerving. People w ho behave like ani
mals are profoundly disturbing, causing unbelievably aggres
sive. destructive, and sexual pow ers to erupt. For a g irl, the
experience o f m ale sexuality, o f sexuality in general, can be
very alarm ing. But w hen the situation is com plicated by a
highly incestuous, secretive relationship with the father, what
emerges w ill be even m ore alarming. Add to that the fact that
the father has not coped with the problem tumself and instead
denies the incestuous relationship.
The result o f all this anxiety is that the girl is led out o f the
undenvorldly castle and stripped naked. This brings to mind
Adam and Eve in Paradise. Being naked means being stripped o f
one's disguise and on e's protection; one w ho has been stripped
naked is vulnerable, but also ready for a new beginning.
This factor, along with many others, suggests that an initia
tion is taking place: The girl goes into the mountain, where she
experiences som ething intensely frightening. She reem erges
and is made to remove her clothes and d im b into a tree. This
last step reminds us o f the m otif o f tree-birth— growing out o f
a tree which embodies the archetypal father and m other in one.
a rebirth that has nothing to do w ith the personal parents. In all
o f these ways, the girl is being initiated into her womanly being
by enduring in her fantasy the anxiety associated w ith mas
culinity. sexuality, and her erotic desires for her father.
Such an initiation might take place in the life history o f a girl
who had an incestuous bond to her father and a great many fan
tasies about partnership and sexuality. In her most beautiful fan
tasies. she suddenly realizes that she is terribly frightened o f men.
who hide their true natures from her. leaving her to experience a
THROUGH EMOTIONS T O MATURITY • 56
that the split irt the image o f man has finally been overcome—
or now may be.
The way Graycoat asks his question shows just how much o f
a father he is to the girl: “My child," he says, "what did you see
when you looked in the cellar?" Closely bound to Graycoat, the
woman in our folktale has in some respect remained a child.
Only when she finds her tongue— and thus overcomes her fear
o f Graycoat— can she say what she saw. She saw Graycoat, not
simply a man wrapped in a gray coat, but rather a man under a
curse, a man w ho provoked anxiety in all who beheld him.
My own anatysand’s final confrontation with the “world o f
G raycoat" took place after she dreamed o f her father as Pan,
with the feet o f a goat and ait erect phallus. The dream so star
tled her that she woke up. Now she began to understand that
lying beneath the relationship to her father was the problem o f
a repressed animal sexuality that was pressing for recognition,
and that this had indeed long been her father's problem. When
the princess o f the folktale speaks to (he enchanted Graycoat. he
turns into a handsom e prince, brings the children back, and
announces that she is his w ife. In the parallel Swedish tale,
Graycoat falls in to the ashes, out o f w hich rises a beautiful
prince. The castle is n o longer enclosed within the mountain,
but stands on top o f it, symbolically liberated from its disguise,
its need to hide. I f w e interpret enclosure within the mountain
as confinement in the maternal realm, we can say the man has
been redeemed from his complex by his w ife's love. In folktales
o f the animal bridegroom type, it is usually some witch or other
woman o f the forest w ho has transformed the man into an ani
mal. W e can interpret this in two ways: In order not to lose
touch herself with the animal aspect o f masculine sexuality, the
mother may expose her daughter to it so intensely that the girl
has the feeling that men are little more than "dogs" than human
beings. Conversely, a son who is still basically in love with his
mother will show women primarily his sexuality and aggres-
61 • G E T T IN G T H R O U G H A N X IE T Y
"W h a t can lhai be but a new puppy o r k itten ?" thought the
M iller, and so he agreed to her co n d ition . T hen the n ix ie dove
back in to the w ater and the m iller hurried back to his m ill, feel
ing happy and relieved.
As he w as approaching his ho u se, the m aid stepped out o f
the front d o o r, calling out that he had cause to celebrate— his
w ife had just given birth to a baby boy. T h e m iller felt as i f he
had b e en stru ck by lig h tin g ; he realized that the treach erou s
n ixie had know n about the birth and had cheated him . W ith his
head bent low , he w ent to his w ife 's bed. W h en she asked h im ,
"W h y are you not happy about the beautiful b o y ?" he told her
w hat had happened to h im . and the prom ise that he had made
to the nixie. "W h a t good is happiness and w ealth, if it m eans 1
have to lose m y ch ild ," he said. “But w hat can I d o ?" N either his
w ife nor the relatives w ho had co m e to w ish the n ew b orn w ell
had any advice to give him .
In th e e n su in g m o n th s, luck and p ro sp erity fo u n d its w ay
back in to th e m ille r's h o u se. W h atever h e u n d erto ok , h e su c
ceeded at. It w as as i f his co ffe rs filled them selves o f th eir ow n
a cco rd and th e m o n e y in h is c lo s e t in creased o v ern ig h t. In a
very sh ort w h ile , h is urealth w as greater than it had ev er been
b e fo re . Y et h e sim p ly co u ld n o t e n jo y it. H is h e a rt w as t o r
m en ted by th e a g reem en t h e had m ade w ith (h e n ix ie . Every
tim e h e visited the p o n d , h e w as afraid sh e w ould co m e u p and
dem and w hat h e had prom ised her. N ever w ou ld h e leave the
b o y anyw h ere near the w ater. "W a tch out.** h e w ou ld tell h im .
" i f y ou to u ch th e w ater, a hand w ill co m e o u t, grab y o u , and
pull you u n d e r." But as year after year passed w ith ou t any sign
o f th e n ix ie , the m iller began to feel m o re at ease.
W h e n the boy becam e a you ng m an . h e apprenticed h im self
to a hunter. A fter m astering th e skills o f the trade, he w as taken
in to th e service o f th e lord o f th e village. N o w in that village
there w as a beautiful and virtuous g irl w h o m th e you ng hunter
grew qu ite fond o f. W h e n h is lord noticed the lad’s interest, he
65 • G E T T IN G T H R O U G H A N X IE T Y
gave him a small house. Soon thereafter, the couple were mar
ried and lived peacefully and happily in the little house, loving
each other dearly.
One day the hunter was out tracking a deer when the animal
left the forest and turned into an open field. Chasing after him,
the hunter laid him flat with a single shot. But the chase had so
preoccupied him that he gave no thought to the fact that he had
wandered quite near to the dangerous pond. After skinning the
animal, he went to the pond’s edge to wash the blood o ff his
hands. But as soon as he put his hands in the w ater, the nixie
rose up smiling and put her wet arms around the young hunter,
pulling him under so fast that in an instant, the waves had
closed over his head.
When evening came and the hunter had not arrived hom e,
his wife began to worry, and went out to look for him. He had
told her many tim es that he had to be careful o f the n ixie's
snares, that he dared not go anywhere near the pond, and so she
quickly guessed what had happened. Hurrying to the water, she
found his hunting bag lying on the shore. Moaning and wring
ing her hands, she called her love by name, but in vain. Run
ning to the other side o f the pond, she called for him again. She
swore at the nixie, but there was no answer. The w ater’s mir-
rory surface was undisturbed w ith only the m oon's half-face
looking sternly back up at her.
The poor woman could not leave the pond. Unable to find
either peace or comfort, she paced quickly around its edge, cir
cling it again and again, sometimes quietly, sometimes scream
ing out loud, sometimes whimpering meekly. W hen her ener
gies w ere finally spent, she sank to the ground and fell into a
deep sleep. Soon she was overcome with a dream:
Filled w ith fear, she clim bed up betw een tw o huge rock
walls. Thom bushes and creeping vines clung to her feet, the
rain beat down on her face, and the wind ruffled her long hair.
When she reached the top o f the hill, everything changed. The
T H R O U G H EM O T IO N S T O M ATURITY - 66
had happened at the pond. This time, the old crone gave her a
golden flute, instructing her, “Wait until the full m oon comes
again, take this flute, sit on the shore, and play a pretty song.
W hen you are finished, lay the flute in the sand and watch what
happens.”
The woman did as the crone instructed. As soon as she lay the
flute down in the sand, the w ater rose up again and a wave
broke on the shore, drawing the flute away w ith it. Then the
water parted as it had before, but this time not only the hunter's
head but the whole upper half o f his body rose up. He stretched
out his arms longingly toward his w ife, but a second wave
swelled up, covered him , and pulled him down again.
“Oh, what good is it i f I only get a glimpse o f my love only to
lose him again," said the unhappy woman. G rief filled her heart
afresh, but that night her dream led her yet a third tim e to the
house o f the old crone. W hen she went the next day to visit the
wise woman, she was given a golden spinning wheel, and told.
“ Fear not. Our work is not quite complete. Wait until the moon
is full, then take this spinning w heel, sit on the shore, and spin
the spool until it is full. When you are finished, pul the spinning
wheel close to the water and watch what happens."
The hunter’s w ife followed these directions in every detail.
On the night o f the full m oon, she carried the golden spinning
wheel to the shore and spun eagerly until the flax was finished
and the spool filled with yam. As soon as she had set the wheel
on the shore, the deep bubbled and foamed louder than ever,
and a mighty wave cam e and splashed the wheel away. Just then
the hunter’s head appeared in a jet o f water and continued ris
ing until the whole body was clear out o f the water. Quickly the
hunter jumped onto the shore, grabbed his w ife by the hand,
and ran away. But they hadn’t gotten very far w hen the entire
pond rose up w ith a terrific roar, and heaved itself torrentially
onto the broad meadow. The fugitives saw their deaths before
them . In her fright, the wom an called on the help o f the old
THROUGH EMOTIONS T O MATURITY • 68
crone, and in<an instant both husband and w ife were trans
form ed— she into a toad, he into a frog. Though the flood
drenched them, it could not kill them. Still, it pulled them apart
and carried them o ff separately.
W hen the water had subsided and both were again touching
dry ground, they were returned to their human shapes. But nei
ther one could find the other; they found themselves among
strange people w ho had never even heard o f their homeland.
High mountains and deep valleys lay between them. In order to
make a living, each tended sheep. For many long years they
drove their herds through distant fields and woods, their hearts
full o f grief and longing.
One day. when spring rose out o f the earth once again, both
went out with their flocks, and as chance would have it, they
happened to run into each other. From a distant mountain cliff
the hunter spied the other flock and drove his sheep downward
to where they w ere. Both entered the valley at the same tim e
without recognizing the other. Yet they were pleased not to be
alone any longer. From that day forward, they drove their flocks
together. Though they said very little, they still felt comforted
by the other’s presence.
One night w hen the m oon was full and the sheep w ere at
rest, the shepherd took a flute out o f his bag. He played a beau
tiful but sad song, and when he was finished, noticed that the
shepherdess was crying bitter tears. “Why are you crying?” he
asked. “O h .” she answered, “the full m oon shone exactly like
this the last time I played that song on the Bute, when the head
o f my beloved rose out o f the water." As he looked at her. it was
as i f blinders fell away from his eyes, and he recognized his
most beloved wife. Seeing him w ith the m oon shining in his
face, she recognized her long-sought husband as well. They fell
into each other's arms and their lips touched. W e needn’t ask i f
they were in bliss.
69 ■ G ET T IN G T H R O U G H A N X IE T Y
soft voice, tho nixie seduces him into telling her his w oes, and
p ro m ise s to h e lp h im u n d er th e c o n d itio n that h e g ive her
w h atev er has b e co m e “ y ou n g at h o m e ." T h u s he is rescu ed
from his plight, but leaves w hatever has new life at his hom e to
face the nixie.
Here w e have the sam e m o tif as found in “G ray coat," though
here it is not the daughter but the son w ho is being given away.
The fact that the m iller d o esn ’t know that a baby has been born
in his ow n house is yet another ind ication o f how* inattentive he
has b e co m e in his relation sh ip w'ilh his w ife, and h o w stu b
b o rn ly p e ssim istic h e is. At th e very m o m e n t h e th in k s h is
poverty is co m p lete, a child is o n its way.
T urning now* to the n ix ie , w*e m ust ask, w hat d oes she sig
n ify ? M erm aid s are e x tre m e ly sed u ctiv e fem ale fig u res w h o
lure m en d ow n in to the w ater— just as in o u r folktale (and in
G oeth e’s fam ous p o e m . “T h e F ish er": "S h e drew h im in partly,
h e sank in partly, and neverm ore w*as s e e n .. . " ) . T hey seem to
w ant so badly to have a m an because they them selves have n o
soul. T hey are supposed to be unusually passionate and always
m anage to m ake a m an lose his head, so that he abandons h im
s e lf co m p le te ly to h is p a ssio n s, e m o tio n s , and fantasies. T h e
d anger is that the m an is eith er d raw n in to the un con scious, or,
i f h e loses his n ix ie , h e is plagued by w ild lon g in g s that drive
h im to leave everything behind and w ander o f f in to unreality.
Sinking in to the w ater, g ettin g lost in the w o o d s, losing o n e ’s
w ay in the desert— these are all sy m bols for the exp erien ce o f
b e in g ov erw h elm ed by the u n co n scio u s. And yet I think that
th ere is an im p o rta n t d is tin c tio n to b e m ade b e tw een lo sin g
o n e 's w ay in the w oo d s and bein g pulled in to the wrater. T hose
w h o are lost in the w oo d s at least still have the ground to stand
o n ; w*ater is m o re im m e d ia te ly e n g u lfin g . T h u s I th in k that
b e in g devoured by a n ix ie ind icates a m o re severe regression
in to the u n con sciou s than a m ere getting lost in the wroo d s. as
happened to the king in “G ray coat."
71 G E T T IN G T H R O U G H A N X IE T Y
seized. For the m iller, this first, glancing encounter w ith the
nixie has been enough to uplift him— albeit temporarily— as
can be seen through the immediate restoration o f his wealth.
W hen nixies appear as w ater-w om en w ho take something
away from a human being, it is usually because they have been
taken too lightly and have not been allow ed to participate
enough in life. This explains why they are threatening. When
m en, or entire collective systems, split o ff their feelings from
consciousness, the longing grows— as does the danger o f being
flooded by emotions. An ‘‘addiction to emotion** then sets in.
The m iller's entire future— and his family's— is now over
shadowed by the anxiety that the nixie could collect o n her
promise and com e to take the boy away at any tim e. That the
anxiety is shared by all is shown when the father speaks about
the problem to the relatives w ho com e to wish the boy luck.
What is it, then, that threatens the boy? What is the problem
that he must resolve? I believe that folktales in which a child is
“sold” or “promised” to someone else indicate problems that
the parents have failed to resolve and that therefore fall on their
children to handle. Here we see the son becom ing smitten by
love, gripped by emotions that take him far away from human
life, and a longing that plunges his daily life into a maelstrom.
Like the animal bridegrooms, he, too. will become enchanted,
but he w on’t be there as an animal for his w ife to touch— he
w on't be there at all.
As I see it, enchantment by the nixie expresses an attitude to
the feminine, and to the great mother, that has to change. The
nixie dwells in a pond. A pond is also where Mother Holle, a
m ajor mythological figure, launches children into life and takes
them out again. Thus, pond-m atters often have to do either
with creativity and life, or destruction and death.
A sense o f fear, o f imminent danger, suffuses the entire folk
tale; but the tale also shows us various ways o f dealing with this
fear. To begin with, the father tells everyone about his problem.
73 • G E T T IN G T H R O U G H A N X IE T Y
with sexual and erotic desires that throw him into a state o f con
fusion whether or not he acts upon them. His girlfriend is not a
nixie. But whenever a nixie comes up in a dream, he becomes
submerged in erotic and sexual fantasies. For days on end, he
shuts him self up in his apartment, w hich he darkens with green
curtains, and celebrates these fantasies. During these episodes,
he is unavailable to his girlfriend. No matter how desperate she
may be, she cannot get through to him .
In the folktale, the center o f gravity now shifts to the woman,
and thus my interpretation will now shift to her perspective.
Having been abandoned, she is desperate, and will not leave the
place o f her misfortune. Circling around and around the pond,
she gives voice to all her g rief about the separation, mulling
over her tragedy from all angles, Finally, she sinks to the ground
exhausted, falls asleep, and has a dream. Though all o f her con
scious efforts, m oaning, and w ailing have been o f no use in
bringing her man back, they probably do bring on the dream.
The arduous clim b up the mountain in the w om an's dream
can be interpreted as a journey to "get over" the negative aspect
o f Mother Nature, w ho is in some respects comparable with the
nixie. Discovering a wise old woman w ho is ready to help, the
w om an encounters an em bodim ent o f the good aspect o f the
mother. This aspect o f the mother archetype has nothing to do
with the water, but in her trim little house in the green meadow
strewn with flowers in bloom , is definitely a part o f nature.
The dream foretells a feeling o f liberation that will com e after
a phase o f hindrance. That is to say, once the hunter's w ife has
overcome certain difficulties, she will have the sense o f being
helped. The dream promises that she will not always have to do
everything herself and leads her to expect that the situation will
clarify itself. In other words, the anxiety will abate. Here the
folktale makes no distinction between dream and reality. W hat
ever is seen in the dream is viewed as a direct suggestion about
concrete actions that should be taken in life.
T H R O U G H E M O T IO N S T O M ATURITY • 76
O n e w o u ld e n co u ra g e th e w o m a n to seek th e ad v ice o f th is
“ in n e r" w om an.
Clearly, the w om an in this folktale has few er problem s d eal'
ing w ith her ow n n ix ie nature than her husband d oes, and this
is w h at allo w s h e r to m ake th e req u ired d evelo p m en tal step.
T h e first g ift sh e re c e iv e s is a g o ld en c o m b , w h ic h sh e is
instructed to use to co m b h e r lon g , black hair in the light o f the
full m o o n . T h e c o m b is an e ro tic instrum ent that n ixies use to
en tice m en w ith , by co m b in g o u t th e ir lo n g g old en o r black
hair. By co m b in g h e r h air in the fu ll m o o n , the h u n ter's w ife
consciously takes over a ro le the nixie has played for h er u n co n
sciously: o n e could say that she becom es co nscio u s o f h er ow n
pow ers o f e ro tic sed uction , thus d eliberately becom in g a bit o f
a n ix ie h e rself. And in d e e d , th is act su cceed s in b rin g in g th e
h u n te r’s head up o u t o f th e risin g tid ew aters— i .e ., it cau ses
him to b e g in re e m e rg in g as a p erso n . A lso, in ad d itio n to its
e ro tic c o n n o ta tio n s , c o m b in g h as th e m e a n in g o f b r in g in g
ord er in to the hair.
T h e m an loo ks im p lo rin g ly at his w ife and then sin ks back
under the w aves, leaving his w ife to quit the pond in d ejeciion .
But again h er dream brings up the im age o f the old cro n e. The
w om an m ust o n ce m ore w ail until the full m o o n , play a song
o n th e flu te , and th e n put th e flu te d o w n ag ain . T h e flu te is
an o th e r in stru m en t n ix ie s use to sed uce m en . Us so ft, liltin g
ton es aw aken a m a n ’s lo n g in g s, em o tio n s, and feelin gs. Flute
to n es aw aken so m eth in g '*transcendental*’ in m en as w ell— a
lon gin g fo r the eternal. T hus w e m igh t say that by playing the
so n g , th e h u n te r ’s w ife sed u ce s h e r hu sb an d back fro m th e
realm o f the n ixies. N o w the upper h a lf o f h is body b eco m es
visible, but g rie f fills h e r heart all ov er again w hen he sinks back
d ow n below the surf. W hat is the point in seeing him again and
again w ith ou t being able to re jo in him ?
At the n e x t full m o o n th e w ife is to o ccu p y h e r s e lf w ith a
spinning w h eel, by spinning a spool o f yam by the w ater. Spin-
79 ■ G E T T IN G T H R O U G H A N X IE T Y
ning is something that the great mother goddesses do; they spin
the threads o f fate. Clearly this is no activity for a nixie. Indeed,
one has the feeling that everything about the nixies is chaotic
and in disarray. Spinning means making order out o f chaos,
making a thread to follow that would lead on e out o f this
chaotic, emotional, instinctual situation. But spinning also sug
gests fantasizing: w e say that som eone is “spinning out a fan
tasy ." o r "sp in ning a y arn ." W ork o f a m ethodical nature
encourages us to spin out fantasies. It could be that, when the
woman spins by the water in the full m oon, she fantasizes about
her life with her man and thus begins to see him again for the
man he is. Fantasizing about someone can often help us to see
them in perspective. Som etim es w e need to fill a relationship
with our positive projections before w e can overcome what is
destructive about it. By believing som ething positive about
someone, w e arrive at the faith that a man can free h im selfof his
fascination by a nixie, which can give him an added impetus to
accomplish the task and. ultimately, change dramatically the
dynamic o f the couple. O f course this is easier said than done!
In the folktale, at least, the w ife's fantasies do help. The man
arises out o f the w ater a third tim e, and they flee w ith each
other. The fact that they both must flee means that danger is still
present. Indeed, the pond immediately floods over, and a deep
regression takes place. In the very mom ent that they have gotten
through the disembodied phase o f their relationship, the water
washes over them again, now bringing both o f them into the
realm o f the nixies. But. remarkably, the old crone’s ever-ready
help transforms the woman into a toad and the man into a frog.
Animals o f both land and water, toads and frogs are animals o f
transition, and by virtue o f the many developmental forms that
they pass through, serve as symbols o f transformation. Indeed,
one can think o f them as advertisements for the possibility o f
transform ation. But w'hen a man and w om an can only en
counter each other as toad and frog, their meeting is limited to
THROUGH EMOTIONS TO MATURITY ■ 80
her feelings as w ell, and she cries. Now they really recognize
each other. T heir relationship can be w hole, for they are no
longer sw ept away by life ’s instinctual undertow , but have
made room for a dim ension that is m ore refined, em otional,
and intellectual.
If w e consider the folktale once m ore as a meditation on anx
iety and m odes o f handling anxiety, w e notice that from the
very beginning the narrative is burdened by the threat o f the
nixie— a relationship to the feminine, and therefore to sexual
ity. that confronts us w ith nature in the raw. engulfs us. fills us
w ith longing, and pulls us away from reality. At first, anxiety
can only be fended o ff by avoiding the danger; later, the devel
opment o f facets o f the personality not immediately related to
the danger allow one to cope. As long as the nixie is only a fan
tasy. she poses n o immediate threat. But in the moment that the
relationship between man and woman becomes real, the threat
o f the nixie also becomes real. In the beginning only the man
suffered the anxiety, but soon the woman, w ho was deprived o f
relationship altogether, had to bear it. By developing her nixie
nature, she pulled the man away from his absorption with nix
ies. After many long years in solitude, longing and grief, the
two at last find a relationship that can succeed. Gone is the fear
o f the nixie and the longing that dislodges the self.
Here, w e have viewed the folktale as illustrating a relation
ship in w hich the w om an, through her ow n inner develop
m ent, helps the man out o f his impasse. How ever, I do not
mean to suggest that the man should be let o ff the hook. He,
too, must develop him self (by "tending sheep”) independently
o f the woman. Naturally, one could also interpret the w ife’s
process in terms o f the hunter's “anim a-ego.”
Getting Through Symbiosis
■ Introduction
T H E W IF E
After the men’s wife gave him a third glass o f wine, she
finally allowed him to leave the grave. “ Go now!" she said. So
the man left. When lie arrived at the church, the pastor was no
longer there. All the wedding preparations had been taken
away, and he himself had grown as gray as an old hoopoe. He
had been in the grave for thirty years.
Uonship returns as strong as ever to suck him back in. The fact
that he must beg his old w ife's forgiveness shows that he feels
guilty toward her; he is not yet ready to do what he wants to do.
His wife may be dead, but she is not inactive! Her grave opens
up, she summons him in to remind him o f their promise . . .
and the old symbiosis is alive and well again. Despite the m an’s
attempts to get out o f the pit, she holds on to him until it is too
late. The wine and conversation have sent him into relapse!
The pull exerted by the old situation is tremendously strong.
It is com m on wisdom in myths and folktales that one should
never accept food or drink from the dead unless one wants to go
and live with them. The most famous example o f this is Perse
phone. w ho is stolen from her m other. Demeter, by Hades, god
o f the underworld. After Dem eter petitions them , the gods
decide that Persephone can return as long as she did not eat any
thing w hile she was among the dead. But since she has eaten
the seed o f a pomegranate, she has to spend half o f the year in
the underworld.
In the Persephone m yth, as in our folktale, the dead appear to
seek the company o f the living. Perhaps this portrays the fantas
tic pull o f intense regression. Here, the bridegroom takes the
wine offered to him . W ine is the traditional drink o f the gods.
In the cull o f Dionysus, w ine was thought to grant immortality
and thus symbolized the power o f the spirit to overcome all that
is earthly. But o f course, transcending earthliness can simply
mean one ignores reality. By the same token, the man’s conver
sation w ith his w ife was intim ate, confidential, and probably
inspiring. Nonetheless, none o f it got out o f the grave. In this, it
resem bles the sort o f extended dialogues som e people hold
w ith partners w ho died long ago. and are long gone as far as
everyone else is concerned. Erich Fromm probably would have
used his term "necrophiliac”" to describe such a love for the
dead, which prevents the lover from attending to his living rela
tionships. The problem is not the relationship to the dead, but the
THROUGH EMOTIONS TO MATURITY ■ 94
N
think the tale accurately illustrates a typical and unmistakable
dynamic o f all such relationships. As I have said, the alternation
o f symbiosis and individuation comprises a rhythm in every
one’s life. No one is simply "sym biotic." In all o f our lives, cer
tain spheres are characterized by sym biotic tendencies; these
tendencies arc perhaps the strongest in those areas in w hich we
feel most helpless. Or perhaps it is better to say that we are most
helpless in those areas in which we find ourselves in symbiotic
attachments. Then again, these areas present us with som e o f
our greatest opportunities for individuation as well.
W e seem to dwell somewhere between our need for symbio
sis and our striving for separation and individuation. Let us not
forget, however, that individuation out o f symbiosis is never
easy, and involves not only feelings o f separation but o f aban
donment. Such painful feelings may dog us from earliest child
hood on, never vanishing completely no matter how proud we
are o f our steps toward independence.
Such feelings o f separation and abandonm ent can push us
back into symbiosis or, as Fromm strongly advocated, they can
be suspended through love. The movement out o f symbiosis
toward greater individuation, which happens many lim es in
life, becom es ever m ore integral with the addition o f the
dim ension o f relatedness and love. "In contrast to sym biotic
union, mature love is a unity under the condition that on e's
integrity and independence are maintained, and thus also one's
own identity."”
"M ature" love is not something one can seek and find, but
som ething that the personality must grow into and develop
toward. Yet it is clear that the love Fromm called for— this relat
edness between two persons who arc striving to develop their
own individual identities— only becomes possible when one
can recognize and suffer through one's sym biotic tendencies
on the one hand and one's urge for individuation on the other.
Mahler and her coworkers repeatedly emphasize that the dis
97 ■ G E T T I N G T H R O U G H S Y M B IO S IS
soul was greatly moved and the words were spoken to me in the
depths of the spirit. For this reason they nude me afraid..
Bui Faalataltauana did not see Sina anyw here, so Matam olali
w ent (o the o n e w h o had guided Sina in to the underw orld and
asked w hat Sina had looked like. “W h en she sank w ith the b o at.”
her guide replied, “she w as w earing n o thing but a necklace o f
red pandanus fru its.” As he said this, a parade o f virgins w as car
ried ov er the w aters, the last o f w hich was Sina. "D e a r,” Mata-
m olali called out to the girl, “please bring m e your necklace! ”
" H e r e ,” w hispered Sina, holding the necklace out.
“Bring it to m e! ” said the old w om an.
"O h , forgive m e ," replied the girl, turning to go. “I have to
go n o w ; the others are w aiting for m e .”
“Bring it here right this m in u te,” the old w om an dem anded,
“o r else I w ill lose m y patience and shut dow n the springs. And
then there w ill be n o m ore sw im m ing and ro m p in g ab o u t!”
And so Sina cam e tow ard h e r w ith the n eck lace, and M ata
m o la li g ra b b e d h e r by th e han d an d yan k ed h e r o u t o f th e
w aters o f death. T h en th e old w o m an to o k Sin a to V aiola. the
w aters o f life , w h ich flow ed clo se by. Sh e sm acked the girl and
d u n k ed h e r u n d e r th e w a te r, th e n sm ack ed and d u n k ed h er
o n c e again. T h en sh e asked. "W h a t is that ov er there?”
And Sina answ ered. “That is the w est.”
T h e o ld w o m a n sm acked and d unked h e r ag ain . “ W h a t is
that o v er there?” sh e asked.
“That is the east!” Sina said.
And a g a in th e o ld w o m a n sm ack ed and d u n k ed th e g irl.
“W h at is that ov er there?” sh e asked again.
“That is th e so u th !” answ ered th e girl.
O n e last tim e th e old w om an h it and dunked. “W h at is that
ov er there?”
“That is the n o rth !” Sina said. And thu s she w as brou ght back
to life.
A fterw ard. Sin a w ent w ith th e old w om an back to her h o m e,
w h e re F aalataitauana w as w a itin g in a lo ck e d -u p p art o f th e
house w h ere n o o n e could And h im . Matam olali gave the girl a
107 ■ G E T T I N G T H R O U G H S Y M B IO S IS
w ho lives near the whirlpool and thus w ill bring him closer to
the problem o f being engulfed. Secretly, this woman is also in
love with Faalauitauana. Though this detail may reflect a bit o f
local co lo r finding its way in to the story. 1 feel it expresses
something crucial about how one finds one's way out o f sym
biosis. That is to say. m ore is required than the power o f the
m an's ow n w ill; fate herself must seek him out. and he must
accept his fate.
To get to his sister. Faalataitauana must g o through llalega-
gana. and Sisialefafa can instruct him in this w om an's magic
ways. She carries three shells, each o f which em bodies one o f
the brothers. By gathering w ithin him self the potential o f all
three brothers. Faalataitauana becomes capable o f untying the
knot o f family symbiosis w ith w hich the tale began. W hy shells,
we might ask? Shells carry and protect something precious, but
they also enclose; thus the im age suggests entrapm ent and
deprivation o f contact with the outside world. The shells in this
story are further described as “Little,” and indeed they do seem
miniature in the presence o f this great mother who carries her
sons on her body like little toys, guarding them fiercely. The
grand and overw helm ing pow er o f the m other archetype
becomes grotesquely clear. But, thanks in part to his training
with Sisialefafa, Faalataitauana has become so autonomous that
he knows he must undo this miniaturization o f him self and his
brothers: he grabs the shells and smashes them. “How* could
you give my name to such a lousy little shell?” he asks, and so
reveals that he has become conscious o f his worth and will no
longer settle for this brittle husk o f a life.
Taking a stand and insisting on his ow n worth gets results:
Ilalegagana bequeaths him a great many articles. He does not
keep these exclusively for him self, but gives away half to the
others present. Goods and energies— unrealized life possibili
ties— that had been in Ilalegagana's keeping are now* at
Faalataitauana's disposal. The fact that he chooses to share them
THROUGH EMOTIONS TO MATURITY • 114
In ou r tale, (he w aters o f lif e and death are not far apart. This
suggests that the problem o f sym biosis is w orked o u t in a psy
ch ic sphere in w h ich success and failure are very closely knit.
A lthough the fem ale figu res that co m e fo rth are all extrem ely
h e lp fu l, th e w h irlp o o l o f d eath is never far aw ay. Faala-
taitauana’s developm ent probably took su ch a favorable course
because he constantly refused to let h im se lf be sucked in to the
w hirlpool, and rem ained co m m itted to the w orld o f the living.
Therapy o fte n req u ires a sim ilar strategy. T h o u g h w e m ay be
w ell aw are o f th e great d anger o f a given situ atio n (su ch as a
p atien t’s p oten tial to fall in to a deadly sy m b io tic trap ), w e d o
n o t rivet o u r focu s o n the trap. Instead, w e co n cern ourselves
steadily w ith those areas o f l i f e that p ro m ise g row th and p ro
vide the patient w ith psychic nourishm ent.
N o w b r o th e r and siste r leave th e rea lm in w h ich life and
d eath are so c lo s e , in w h ich F aalataitau an a d isco v ered th e
fountain o f life, and return to th eir hom eland. At this p o in t, all
the gains that have b e e n m ad e, all o f th e in n e r d ev elo p m en t
that h as taken p la ce , m u st stand th e test o f actu a lity . O th e r
w ise a n o th e r sy m b io s is w o u ld fo rm — su ch as an a ll-to o -
fam ililar fix a tio n w ith in n e r progress— that co u ld easily turn
in to infinite regress.
T h e sun rises (a n o th e r sy m bo l fo r (he resu m p tio n o f l i f e ) .
b ro th e r and siste r re tu rn h o m e , and F aaia ta itim ea . th e evil
brother, is found dead, punished by the gods. T hus w e are told
that th e b ro th er w h o w ish ed to rem ain w ith in an in cestu ou s
sy m b io sis n o lo n g e r e x ists, and life can take up its onw'ard
cou rse again. Here is w here a new folktale should b eg in , w ith
Sina as the active fig u re, be com in g involved w ith the son o f a
foreign ch ief.
I have in terp reted th e tale in term s o f a b ro th er-sister rela
tio nship . O ut o f the initial situ atio n , w h ich resulted in an act
o f in cest b e tw een b ro th e r and siste r, th e n e cessity aro se fo r
contend ing w ith the factors underlying this sym biosis. Though
THROUGH EMOTIONS T O MATURITY - 118
Once there was a merchant w ho told his son, “My boy, i f I die.
d on ’t, under any circum stances, hire ‘Redhair G reeneyes!’”
Time passed, and the light went out o f both his eyes.
“My son.” the father instructed, “go and get yourself a ser
vant so you can keep the business afloat. Go now and make hay.”
On his way into the city, the son saw tw o m en throwing a
corpse out o f their house and then beating it. “ He owed us
money which he never paid. Now he*s dead and gone. W e are
beating him because o f the money he owed us.*'
“If I pay his debts, will you leave him alone?” inquired the son.
“So be it,” answered the men.
And so the lad paid the debt that was owed, buried the body,
and went on into the city. After wandering around until
evening w ithout finding anyone to take into his service, he
went home.
The next day a man stopped him on the street and asked, “Sir,
do you need a servant?”
“Yes, 1 d o ,” the lad replied. However, seeing that it was Red-
hair Greeneyes, he had to turn him away. “I am sorry,” he said.
“You are not the one I am looking for.”
After he had wandered around a bit m ore, he returned home
and told his father what had happened. “Tom orrow ,” the father
instructed his son, “go into the city and make sure you find a
servant."
W hen the lad w ent in to the city the next day. Redhair
Greeneyes approached him again. And so h e decided to take
121 ■ G E T T I N G T H R O U G H S Y M B IO S IS
“W e bring you good news,*’ said the men upon their return.
’’Your son-in-law is safe and sound."
At this, the king ordered a grand celebration that lasted for
seven days and seven nights. He assembled tw ice as many
goods as the young man had and gave them to him , saying,
“You are most welcome; now go your way.”
With their wares in tow. Redhair Greeneyes followed his lord
and his lord’s new spouse. W hether they went a long way or a
short way, they traveled until they reached the outskirts o f their
city. Redhair Greeneyes said, "M y lord, you know that all o f this
belongs to m e.”
“Y es," the lord acknowledged.
"Let us divide it up fairly.” said Redhair Greeneyes.
"As you w ill,” responded his lord.
After dividing the entire lot into two parts Redhair Greeneyes
asked, "Lord, is there anything else?”
"N o , what should there be left?”
"W hat about our dachshund?”
"Let him be either yours or m in e," answered the merchant.
"N o ,” said Redhair Greeneyes. "W e will divide him up.”
"F o r G od’s sake.” said the m erchant. "Y o u can have him .
What shall I do with him ?"
"It Is a matter o f fairness. I w ill split him in tw o.”
Thus. Redhair G reeneyes drew his sword and split the
dachshund in tw o. from head to foot. "T h ere.” he said. "Take
whichever half you like, my lord."
"You know what is best.” said the merchant. " It is between
you and your God.”
"Rightly s o ." said Redhair Greeneyes. "T his is for you and
this is for me. Is there anything else, my lord?”
"There is nothing else," he said.
"O h yes there is; there is your wife.**
Now his lord was deeply dismayed. "F o r G od's sake,” he
said, "Let her he yours or let her be m ine.”
125 ■ G E T T IN G T H R O U G H S Y M B IO S IS
" N o ,” said R edhair G reeneyes. " I dem and that ju stice p re
vail. 1 w ill cut her in to tw o pieces, on e for you and on e for m e ,”
“For G od ’s sak e,” cried the m erchant. “How can you cu t her
into tw o pieces?”
R edhair G reeneyes drew h is sw ord and stood ov er the girl,
w ho shrieked in fright. As sh e scream ed , tw o snakes slithered
ou t o f her nostrils.
T h e servant attacked and killed b o th o f them . **My lo rd ,” he
said, “ th ese tw o sn ak es w e re th e w o rk o f y o u r sp o u se. T h ey
co u ld have cau sed y ou h a rm . T h an k s to m e , y ou w ife is safe
n o w . Take th e d achsh un d ’s head h o m e w ith y ou . G rind it up
w ell and put it o n y o u r fa th er's eyes and they w ill be healed. As
for m e, I am g o in g to d ie n o w . F o r I am that m an w hose body
you saved fro m m y d ebtors. I prayed that G od m ig h t allow m e
another th ree m on th s to live in ord er to pay you back fo r your
kindness. N o w I m u st d ie- B u t i f y ou w o u ld , p lease bu ry m e
here and let God w atch ov er y ou r w ays.”
T h en R ed h air G re e n e y e s d ied o n th e sp o t. A fter h e w as
placed in the ground , the m erchant gathered tog eth er his goods
and w ent h o m e w ith his w ife. He healed his fath er’s eyes and
told him about how R edhair G reeneyes had d one n o thing but
good for him .
As they w ent on w ith their lives, their w ishes w ere fulfilled.
May your w ishes be fulfilled as well!
cides to take the man his father had explicitly warned against.
And yet when informed o f the choice, his father is surprisingly
quick to agree. From the end o f the tale, we know that Redhair
Greeneyes is none other than the corpse that the son ransomed.
And having ransomed him , he cannot resist him. The son has
set free an entire realm that the corpse possessed away from life,
and now this whole realm must be integrated into life.
What realm might the figure o f the sen-ant portray? A hint
might lie in the name assigned to him. Red and green are oppo
site colors, suggesting not only a tendency to clash but the abil
ity to arrive at a certain balance. Red hair and green eyes: i f the
figure were a woman, such a combination o f attributes would
suggest she was a witch. Red hair indicates a fiery temper and
passions, a capacity for reacting w ith sharp affect and deep
emotion. There is danger present, but also warmth. In the sym
bolism o f folktales, red hair— like red beards— are attributes o f
the devil. But the fact that w e are dealing here w ith demoniza-
tion does not tell us much; we need to ask what is being demo
nized. Could it be passion itself that has been associated w ith
the devil, an impetuous life-energy that does not balk at aggres
sive outbreaks? Clearly this “red” element has been lacking in
the son*s upbringing— otherwise his father never would have
sent him awray.
In contrast to his red hair, the servant has green eyes. Capable
o f gazing deeply, green eyes are m ysterious and difficult to
read. Such eyes seem to hide som e secret, indeed, w e may even
w orry about them becom in g poisonous. His green eyes,
together w ith his dynamic and aggressive appearance, give the
servant a shady quality that makes him seem like a man with
underground connections. As with the father, the eyes here are
significant. However. Redhair Greeneyes very definitely “sees**
— and perhaps he also disapproves.
All form s o f passion, all relations to the shadier regions o f
life, have been lacking until nowr. As long as the son was nice
129 ■ G E T T IN G T H R O U G H S Y M B IO S IS
and did not stray from his father, life remained as lifeless as a
corpse. But now the very embodiment o f the “other side** has
been employed as a traveling companion and given a leading
role in all deliberations along the way. Now he cannot be
ignored. Though his companion is hardly a father figure, the
son is still a long way from making decisions; Redhair Green-
eyes retains the authority. Though the son would have chosen
the safest way to Damascus (in keeping with the initial symbio
sis). Redhair Greeneyes chooses the riskiest: the tw o-m onth
road, from w hich no one has ever yet returned. He chooses the
way o f possible death, a way that may well lead to ruin.
Redhair Greeneyes can be understood as a psychic element in
the son that has a great deal o f eagerness and capacity, having
just been ransomed from the dead. The ego can do little to stop
this inner dynamism, which is something that we are aware o f
experiencing when others tell us, “Slow dow n; you are ahead
o f yourself." W e ourselves can only try to keep up; our determi
nation concerns even us.
Redhair Greeneyes chooses the path o f risk and confronta
tion. Knowing that no one has ever returned from this path, he
can expect to encounter a decisive danger there. By taking the
six-month road, he would been guaranteed o f a safe arrival in
Damascus, but he would not have been transformed. And the
purpose o f a path is to provide an experience, a significant event,
rather than to preserve safety and the status quo.
It does not take long for an event to take place; in the night, a
dragon appears. Not satisfied w ith a meal, the dragon seeks a
quarrel with the dachshund that has accompanied the merchant
and his servant. Dragon and dachshund each advise the other
that they are capable o f killing him , but also that their respective
brains can be put to good use— the brain o f the dachshund for
curing blindness, that o f the dragon to reverse a general decline
in health. As w e know , Redhair Greeneyes kills the dragon,
removes his head, and then awakens his master.
THROUGH EMOTIONS T O MATURITY • 130
young m an asks for the kin g 's daughter. This tim e, it is not Red-
hair G reen ey es w h o m akes the d e cisio n , but the y o u n g m an
him self. T he k in g 's flexibility is restored, the m asculine recov
ers, and the young m an becom es m ore autonom ous.
But h is c h o ic e o f rew ard appears n o t to have b e en su ch a
happy on e: as it happens, the k in g 's daughter has already been
m arried three tim es and the m o rn in g after each w edd ing the
hu sband w as d iscov ered dead (cf. the story o f T o b ias in the
"B o o k o f T o b it " fro m the in tertestam em al Apocrypha). As w c
have seen, this is the result o f the k in g 's repressed aggression,
w h ich had been delegated to his daughter. But the three dead
bridegroom s d o n 't make m uch o f an im pression on the young
m erchant, w h o by now is squarely on the path o f risk.
And so. w hen the young m an and his new w ife g o to bed, the
girl's braids begin to quiver and turn in to snakes. But befo re the
snakes can stra n g le th e sle e p in g b r id e g ro o m , R ed h air
G reeneyes strikes o f f th e ir heads. W hat d anger d o these snakes
represent? W e noted that there w ere n o w o m en present at the
begin ning o f the tale w h o m ig h t have helped break th e sy m bi
o tic bond o f fath er and so n . N ow a fem ale fig u re en ters w h o
represents a danger to m e n . and w e see that "rep ressed " fem i
n in e energy and repressed aggression are tw o sides o f a co in .
W h at d oes it m ean that the w o m a n 's braids turn in to snakes?
In the fo rm o f a braid, hair that oth erw ise m igh t be ero tic is tied
u p a n d o rd e re d , and th u s b e c o m e s sn aky. E ro tic d em an d s
be com e sexual dem ands w h ich endanger the young m an ’s sur
vival. They ore highly dangerous in more than one regard T h e passion that
w as sp lit o f f a n d e m b o d ie d in R ed h air G reen ey es su rely in
cluded sexuality and sensuality. L ooking o n ce again at the in i
tial situ ation , it o ccu rs to u s that, had it b een p erm itted , such
sexual passion m ig h t have guided the you ng m an aw ay from
his fath er's side and ended the sym biosis lon g ag o. N o w , sexu
ality can n o lo n g e r b e rep ressed. A tran sfo rm atio n m ust take
place, and transform ations are always hazardous.
T H R O U G H EM O T IO N S T O M ATURITY ■ 134
ch an t’s relationship w ith his father. Now the sym biosis that has
b e en tran sferred m ust be d issolved . T h is is acco m p lish ed
through Redhair G reeneyes's last task, nam ely, through estab
lishing w hat belongs to him and w hat belongs to the m erchant.
A sim ilar task confronts anyone attem pting to sort out w hether a
pow er they experience w ith in them selves is som eth in g under
the control o f their eg o, or som ething that transcends their co n
sciousness. I f it is anything like Redhair Greeneyes, such a pow er
probably w ill never allow itse lf to be integrated com pletely.
M aking distinctions is no easy task, and the m erchant clearly
resists dividing up the dachshund. It seem s he d oesn ’t w ant to
know what his h a lf o f the dachshund represents in term s o f the
unfinished business. T o divide and to share, o n e m ust be able to
stand back from the o b je c t in qu estio n and lo o k at it realisti
cally. H ere, the m erch an t has a ch an ce to b e co m e m o re c o n
scio u s, but first he m ust b e co m e aw are o f h is d aebsh u n d lik e
behavior, fo r it m ust be sacrificed.
As it turns o u t. th e w om an is to b e d ivided, too— o r at least
su bjected to a kind o f exorcism that drives ou t the evil still pres
ent in her. It is notew orthy that the snakes ex it through h er n os
trils. In ad d itio n to b re a th in g and th e e x ch a n g e o f o u te r and
in n e r, th e n o se is a sso cia ted w ith a cap acity fo r se n sin g th e
fu tu re, as in th e exp ressio n **she has a g ood n o se ” fo r things.
T h e sn ak es re m in d u s o n c e again o f th e b r id e ’s d estru ctiv e
potential. O n ce again it is R edhair G reeneyes. the em bod im en t
o f passion’s positive aspect, w h o fights w ith passion’s d estruc
tiv e a sp e ct. H av in g k ille d th e d ra g o n and th e sn ak es in th e
braids, h e n o w attacks th e serpents in the nostrils.
I f a passionate, d yn am ic cle m en t that had been repressed is
suddenly “ ran so m ed ” and allow ed to act freely , w e m ust not
e x p e a its effects to b e u n am biguou sly g oo d and co n stru a iv e
b u t m u st reck o n w ith a certa in d estru ctiv e p o ten tial as w ell.
O fte n , how ever, the positive a sp e a w ill create the co n d ition s in
w hich th e destructive aspect can b e successfully dealt w ith.
THROUGH EMOTIONS TO MATURITY - 136
doing the damage, then he pleaded with her to tell him where
he could find the daughter o f the lemon tree. At first she would
not tell him . but when he promised her that he would give her
a great reward, she said to him , "Listen carefully, my child: The
daughter o f the lemon tree is far away. And if you are going to
find her. you will have to get yourself three pairs o f shoes made
out o f iron, each o f which will last only one year. You will have
to be on your journey for three years, alone, with n o beast or
coach to carry you. You must always navel eastward, toward
the rising sun. You must keep on without stopping for rest. You
will use the first pair o f shoes during the first year, the second
pair during the second year, and the third pair during the third
year. By the time the third year is over, the third pair o f shoes
will be full o f holes, and you will come to a marvelously beauti*
ful palace. There you will find the daughter o f the lemon tree.”
Filled with joy, the prince thanked the old lady, gave her the
reward, and hurried home to tell his parents.
W hen they heard o f his plans, the king and queen began to
fuss and brood. They were afraid that they wrould lose their son
i f he set out on such an adventure and so tried everything to
keep him from going. But his m ind was m ade up. W hen he
refused to give up his wish to go. they finally granted their per
m ission. fearing that i f they did not. he m ight get sick again.
And so. while the prince set out on his trip in good spirits, the
king and queen dressed in black and wondered i f they would
ever see their son again.
The prince put on the first pair o f shoes and crossed over
mountains, through valleys, over fiatlands and rivers, through
woods, up steep inclines and dowfn steep slopes, without ever
stopping. Only at night did he lay down to sleep, and early in
the m orning he was already o n his way again. After a year o f
this, his first pair o f shoes was full o f holes, so he put on the sec
ond pair and kept on walking. After the second year, he put on
his third pair o f shoes and continued on his long trek. W hen he
THROUGH EMOTIONS TO MATURITY • 141
still hadn't found a castle after the third year, he began to lose
faith. Dejected, he sat down on a rock and thought for a long
time about whether to turn back or keep on going. As he was
thinking, he watched the huge globe o f the sun disappear
beyond the horizon, when suddenly he saw something in front
o f him o ff to the right. It was a beautiful castle, which sparkled,
shone, and glowed, as i f it were made o f jewels.
The prince's spirits picked up immediately, and he hurried
o ff to the castle. When he got there and entered the gate, he saw
a strange sight. There in front o f him were a lot o f people doing
all kinds o f handiwork, but no one ever glanced at the person
next to him or said a word. Though he drew* near and hailed
them, no one looked up at him, responded to his greetings, or
paid him any attention w hatsoever. Greatly dismayed, the
prince again lost faith. But in the midst o f his hurt he suddenly
heard a voice calling to him , “Good child, com e here, up the
stairs!" Gathering him self tog ether, he ran up the stairs as
quickly as possible, and there he saw a young man his age. After
they greeted each other, the young man asked the prince why
he had com e to the castle. "T o find the daughter o f the lemon
tree, that's w h y ." answered the prince. And the young man
replied. "You shall have the daughter o f the lemon tree. But you
cannot see her tonight. Eat well, sleep, and tom orrow w e will
meet again and discuss the m atter."
Then the prince asked about the people he had seen doing
handiw'ork below , and why it was that they could not answer
his greeting. "They are making other people's fortunes," said
the youth. "But 1 am your fate. So eat now , sleep, and you shall
have your heart's desire."
And so the prince lay down in the soft bed provided for him ,
but no sleep came. Never in his life had a night seemed so long.
When morning finally came, he got up. washed him self, said
his prayers, and went into the dining room , where he found a
table covered w ith all kinds o f delicious things that had been
143 ■ G E T T IN G T H R O U G H S Y M B IO S IS
the w inged horse appeared and the prince and the daughter o f
the lem o n tree, w h o se n am e w as G old enh air, instantly found
them selves back in th e p rin ce ’s h o m elan d . All w h o saw them
Hying o v erh ea d w e re sm itte n w ith m arvel and d isb elief.
W h e n the co u p le d ism o u n ted at the castle, they w ere greeted
by a sp len d id re c e p tio n . T h e k in g and q u e e n th rew th eir
arm s aro u n d th e ir so n and th e g o ld e n -h a ire d d au g h ter o f
the le m o n tree. T h e ir en g a g em en t >vas so lem n ly co n firm e d ,
the old king w illed his son th e th ro n e, and th e m arriag e w as
celebrated.
But the good and virtuous prince w as not appointed by Luck
to e n jo y h is beloved G o ld en h air fo r lon g . N ot lo n g a fter the
w ed d in g day, a n e ig h b o rin g k ing d eclared w ar o n th e k in g
d om . B efore the prince left for battle, he built a tall and sturdy
tow er in w hich he placed h is G old enhair, appointing a num ber
o f m en to stand guard around it. and entrusting a m aid to serve
her faithfully.
W h ile th e p rin ce w a s a t w a r, th e g irl w ith th e g o ld en h air
spent h e r days in so rro w . O n e day as sh e w as sitting by th e w in
d o w , a deep slu m b er cam e ov er her. T h e w icked m aid noticed
th is and seized th e op p o rtu n ity to pu sh h e r ou t th e w in d ow .
T h en th e m aid qu ick ly ran d ow n th e stairs and disposed o f the
g irl’s body in a deep and m uddy p o n d w h ere n o o n e w ould find
h e r. But first sh e cu t o f f th e g irl’s g old en hair and affixed it to
h e r o w n scalp so sh e could b e as beautiful as h er m istress. T h en ,
p u ttin g o n h e r m istresses’ g old en clo th e s, sh e p reten ded that
sh e w as th e princess, and n o o n e n o ticed th e fou l deed that she
had co m m itted .
W h e n th e prin ce returned fro m the w ar. h e w ent straight to
th e tow er to visit th e gold en-haired daughter o f the lem o n tree.
But instead o f th e beautiful girl he rem em bered , h e foun d h im
s e lf lo o k in g at a d ark-faced w om an w h o insisted that sh e w as
h is w ife an d th at h e r sk in had m erely taken o n a b ro w n tin t
fro m all o f th e gall that had co u rsed th ro u g h h e r vein s in his
145 ■ G E T T IN G T H R O U G H S Y M B IO S IS
absence. The prince sensed that his low er now harbored a terri
ble secret, and sadness dug its daw's Into his heart.
Though the golden-haired woman with the brown skin tried
to be attractive and to w in the prince's love in a thousand ways,
she did not succeed. O nce w hen he was sitting at the tow er
window w here the golden-haired daughter o f the lem on tree
had spent so many sad days, he noticed a goldfish swimming
about in the pond below with such grace that it filled his heart
w ith joy just to look at it. From then o n . he spent m ost o f his
days watching the goldfish, until the crafty maid realized that it
was none other than the golden-haired girl herself swimming
about in the muddy w'ater. And so she set about once again to
put an end to the daughter o f the lem on tree.
One day. pretending to be ill. she asked the prince to serve
her the goldfish for dinner, saying that perhaps this remedy
would restore her form er beauty. Dutifully, the prince ordered
the fish to be caught, cooked, and served to the woman o n her
sickbed. The dark-skinned girl gulped down the fish greedily,
hoping in this way to put a stop to the golden-haired girl and at
the same tim e cover up her ow n wretched deed forever. But her
mistake was to throw the fish's bones out the window. And that
very evening there sprouted on the same spot a eucalyptus tree
whose blossoms reached up to the window in which the prince
sat. and leaned towards him as i f to look into his face.
The prince felt the same love and affection for ilte eucalyptus
tree as he had felt fo r the goldfish. T his did n o t escape the
dark-skinned girl's notice, and she ordered the tree cut down.
But as the gardener raised his axe. he heard a voice say: "Strike
with care, and make sure that you don't cut into me!** The gar
dener struck the trunk o f the tree very gently w ith his axe.
listening all the w hile to the voice, which now said. "B e careful,
for here w ith in is your L a d y .. .** W hen he had reached the
middle o f the trunk, he realized that U was hollow , and out
came Goldenhair in all o f her beauty, begging the gardener not
THROUGH EMOTIONS TO MATURITY - 146
Thus we see that the prince’s tong and lonely road leads him
to an experience o f his own. entirely personal fate— to the crux
o f what he must do. which has nothing to do with what others
want him to do. He must discover his fate, and indeed he does.
I see the prince’s relationship with the spirit o f his own destiny
as bringing him yet further out o f sym biosis. And yet even
this spirit seems somehow under the influence o f the m other
complex, addressing the prince as “my child.” The spirit seems
to have nothing better to do than provide the prince with food
and a bed. M oreover, he is the same age as the prince! And
so we m ight ask how his three years o f w andering have
helped the prince work through anything associated with the
mother-complex.
As for the prince, he docs not care to cat or sleep. He only
wants the daughter o f the lemon tree, and he wants her now! A
step forward is in the making.
The spirit o f destiny then claps his hands, and a winged horse
w ith a hum an voice appears. O f course, w e know* o f such a
horse from Greek mythology: Pegasus, bom o f Poseidon and
Medusa. Poseidon was the god o f the sea. w*ho was called the
“earthshaker” when he appeared w ith his horses. He embodies
a highly vigorous aspect o f the psyche, in contrast to Medusa,
w ho petrified anyone w ho looked at her. Pegasus thus repre
sents a com bination o f an extrem ely powerful drive and an
equally strong inhibition, a dynamic that is associated for the
most part with the sky and spirit. In one tale, Pegasus stamps a
well out o f the ground that becomes sacred to the Muses. Thus,
for many poets. Pegasus has been a symbol o f creative, dynamic
energy. W e say that we are “on the wings o f Pegasus” when we
are seized by creative imagination— a power o f imagination
propelled by the power o f instinct. Whenever we are seized by
instincts that arc blocked from actualizing themselves, we tend
to sit “on the wings o f Pegasus” in order to at least realize our
selves in imagination. This can be positive, as in an experimental
THROUGH EMOTIONS TO MATURITY - 152
the tree0 and that children are "little fru its." The apple tree
plays the same role in our cultural symbolism as the lemon tree
does in Greece. The fact that the prince beholds his future wife
in the form o f a fruit may be the result o f the old w om an's
curse— i.e., his mother complex— in which containing, nour
ishing. and oral gratification were prominent.
In order to save themselves three years o f travel, the couple
sets o ff for home on the winged horse. Their wedding is cele
brated with festive jubilation. This entire passage, which deals
with the abduction o f the lemon tree daughter, can be under
stood as the p rin ce's creative im agination. In his fantasy, he
makes his spouse into an extrem ely im portant and precious
creature w ho dwells in the realm o f luminaries. Sparked by his
longings, his im agination may have created an im age o f
woman that is exaggerated beyond ail proportions. The woman
w ho com es out o f a lem on has n o past; she exists fo r him
alone. He produces her magically and brings her to life. This
fantasy o f a woman does not necessarily preclude the existence
o f a real woman, but i f there was a real woman, she would have
to swallow the fact that her husband had married an image
rather than her. Despite this slight hitch, the prince's path away
from home— which has so far led him to the spirit o f destiny
and the lemon tree— has now led him to develop and adore an
inner image o f a young woman; he could, after all, have stayed
at home with mother.
But the prince's happiness does not last long. If it did, things
would have become much too symbiotic again. A neighboring
king declares war on the prince— a conflict arises (hat demands
encounter. The conflict originates with a neighboring king; that
is, the prince experiences aggression as com ing from the out
side. Now his own aggression is called into action, along with
his will to fight. Wars in general are the sign o f a failure to reach
an agreement concerning disputed claims, leaving violence as
the only alternative. But here war also implies that it is necessary
THROUGH EMOTIONS TO MATURITY - 154
feminine, but it might also mean that the two characters have
such a close relationship that their differences have been
erased— in short, they have a sym biotic relationship. The tale
begins with an arch-sorceress w ho lives in an old castle in the
middle o f a large, thick forest, w ho changes herself by day into a
cat or an owl but w ho is a person at night. Those who com e too
close to her are paralyzed. She changes pure young girls into
birds, whom she encloses in a basket and then takes into a room
where she keeps them as prisoners. The girls she catches become
more and more entrapped— first as birds, then in baskets, then
in a room— as if ever more veils were being cast over them.
Turning first to the arch-sorceress, w e note that she portrays
something that has been repressed. Terribly alone in the thick
o f a dense forest, she is familiar w ith animals. The animals into
w hich she changes by day— the cat and the ow l— closely
describe her nature. For the cat, a parallel from m ythology is
provided by Bast and Sckhm ct. tw o ancient Egyptian m other
goddesses w ho w ere depicted with the heads o f cats. Bast was
the good cat. Sakhmct was the enraged one. w ho was often por
trayed with the head o f a lion as well. It makes sense that cats
would have to do w ith the feminine: whenever the expression
“cat" is used in referring to a wom an, on e is speaking from an
erotic perspective. It seem s to make sense as w ell that there
would be one goddess for the good cat and another for the bad
one. Anyone who has had a cat as a pet knows how soft their
paws are until they decide to use their claws. Cats symbolize an
instinctual femininity; they like to be cuddled, but they are also
independent and unpredictable.
In ancient Greek mythology, the ow l was the bird o f Athena,
the goddess o f wisdom, war. and handicrafts. The owl symbol
izes nocturnal, prophetic, and intuitive wisdom.
One could say that the tale’s initial situation depicts a histori
cal situation in w hich the instinctive-fem inine and the spiri
tual-feminine (the cat and the ow l) are repressed, creating fears
THROUGH EMOTIONS TO MATURITY • 164
and anxieties about falling under a curse. Yet the magical and
prophetic dimensions o f life are not only repressed but sought
after. One not only fears being cursed, but longs to be seized
and inspired. Here, we are dealing with a folktale o f the Roman
tic era. Coming after the Enlightenment, in which feeling was
“banned" and relegated to a “deep forest," the culture o f
Romanticism was one o f unparalleled feeling.
Joringel knows that it is wise to watch out for the castle and
not approach it too closely, and yet the castle exudes a dangerous
attraction. Considering the seven thousand baskets with young
birds in the sorceress's keeping, her curse must be very power
ful. It would seem that falling in love exposes one to extreme
danger, as in the case o f Jorinda and Joringel. Love really does
hold one spellbound, and here this magic is hardly in the service
o f life. Both Jorinda and Joringel have a strong foretaste o f what
is to come and are as sad as if they were visiting their own graves.
The sun sets on this scene, bringing on the night.
W hen tw o people arc very much in love, not only is the
mother complex constellated but so is whatever is socially and
historically problematic about the mother complex. Jorinda'$
and Jorin gel's sym biotic relationship leads “straight" to the
arch-sorceress, to a realm in which the man is completely para
lyzed. rigid, expressionless, and unable to communicate with
his woman. In this same realm , the girl becomes a
nightingale— a bird whose song is supposed to be sorrowful
and full o f longing but also seductive and stimulating. But as a
nightingale, she cannot be reached, and the possibility o f relat
ing to one another is lost. The sorceress is the one responsible
for the woman's entrapment as a nightingale.
Sym biotic love between tw o people can be a real trap.
Intensely desirous o f love's magic (in this case, fueled by a his
torical m ovem ent), a couple in love elevates the woman and
fashions her into a nightingale. Deprived o f her human voice—
and o f communication— she becomes both super- and subhu-
165 ■ G E T T IN G T H R O U G H SYM BIO SIS
and yet here it*is related to (he pure w hite pearl as well. The
blood-red flower also indicates a connection with Jorinda, whose
song to the turtledove speaks o f a bird with a small red ring.
The pearl im plies great preciousness, som ething that has
been brought to perfection. Among mystics, it is the symbol o f
enlightenm ent, the unity o f the divine and hum an realms.
Growing concentrically, the pearl symbolizes an enlightenment
that unfolds gradually. Thus the growth o f the pearl can be see
in relation to Joringel's circular path around the castle. T o my
m ind, the connection betw een the red flow er and the w hite
pearl depicts a union o f carnal and m ystical love, w hich has
fallen w ith in the folktale protagonist’s realm o f experience.
Love’s infatuation no longer need paralyze him ; having discov
ered and experienced it w ithin him self, he can now ward o ff
the w itch’s power over him.
The sorceress undid the curse on Joringel by speaking the
mysterious phrase ’’W hen the m oon shines in the basket, let
him go, Zachicl. for better hours." Though it is not clear what
this verse tneans, w e can note a structural parallel between the
m oon in the basket and the pearl in the blood-red flower. Per
haps, then, the marriage o f opposites must take place w ithin
Joringel him self before he can rediscover Jorinda.
Having learned how to " s e e ." Joringel goes immediately to
find in reality what he has seen in the dream. And indeed he
does And a flower w hich contains a drop o f dew*, the sign that
m orning has com e and the night o f suffering is over. That he
recognizes the pearl in the drop o f dew means (hat he can see
through presented reality in to its transcendent background.
Now that he has integrated w ithin him self what the arch-sor
ceress previously embodied for him . she no longer has power
over him. Even m ore, having discovered his middle ground, he
is centered within him self and thus able to rescue Jorinda. Hav
ing undergone a mystical experience, he no longer needs her to
be the nightingale for him . A real relationship can begin. The
167 ■ G E T T I N G T H R O U G H S Y M B IO S IS
2. "Von dem Bunschen, der sich vor nidus furchtet," from IslOodHche
Volksmarch®, Parallel: "The Boy W ho Left Home to Find Out About the
Shivers," in Grimms’ Tales for Youngoed Old. no. 4 . See also "T he Boy W ho
Knew No Fear" in Icelandic Folktales and legends, ed. by J. Simpson, pp. 122 ff.
4. W. Welschedel, SkeptiscbeEthik.
6. "The Goose G irl." In Grimms' Tales for Young and Old, no. 89.
11. "The Lilting, Leaping Lark." in Grimms' Tales for Young andOld, no. 88.
12. For another translation o f this fairy tale, see "The Nixie o f the
Pond" in Grimms' Tales for Young and Old, no. 181.
15. M. Mahler. F. Pine and A. Bergman. The Psychological Birth of the Hunan
Infant: Symbiosis and Individuation. p 4 4
16. Ibid.
18. E. Fromm. The Heart of Man: Its Genius for Good and Evil. pp. 37 If.
20. G. Blanch and R. Blanch, Ego Psychology: Theory and Practice, part 2.
21. Teresa o f Avila, The Complete Woiis of Saint Teresa of Jens, vol. I . “Life,**
chapter 2 4 . p. 15S.
26. The Tobit story has been dated at 2 0 0 B.C.. although it is probably
older.
29. “Jorinde und Joringel." from KHM. See also “Jorinda and Joringel.**
in Cnmim‘ Tales for Youngand Old. no. 69.
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THROUGH EMOTIONS TO MATURITY ■ 176
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