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The Quantum Theory and Reality

Author(s): Bernard d'Espagnat


Source: Scientific American , Vol. 241, No. 5 (November 1979), pp. 158-181
Published by: Scientific American, a division of Nature America, Inc.
Stable URL: https://www.jstor.org/stable/10.2307/24965342

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The Quantum Theory and Reality
The doctrine that the world is made up of objects whose existence
is independent of human consciousness turns out to be in conflict

with quantum mechanics and with facts established by experiment

by Bernard d 'Espagnat

}t y successful theory in the physical


sciences is expected to make ac­
nomena (the observed pOSi tIO n of the
pointer) and not with any underlying
tic theories of nature. An argument de­
riv ed from these premises leads to an
curate predictions. G iven some physical state (the real position of the explicit prediction for the results of a
well- defined experiment, the theory electron). certain class of experiments in the phys­
should correctly specify the outcome or ics of elementary particles. The rules
should at least assign the correct prob­ t now turns out that even this renun­ of quantum mechanics can also be em­
abilities to all the possible out comes. I ciation is not entirely satisfactory. ployed to calculate the results of these
From this point of view quantum me­ Even if quantum mechanics is consid­ experiments. S ignificantly, the two pre­
chanics must be j udged highly success­ ered t o be no m ore than a set of rules, d ictions d iffer, and so e ither the local
ful. As the fundamental modern theory it is st ill in conflict with a view of realistic theories or quantum mechanics
of atoms, of molecules, of elementary t he world many people would consider must be wrong.
particles, of electromagnetic radiation obvious or natural. This world view is The experiments in question were first
and of the solid state it supplies meth­ based on three assumptions, or premises proposed as "thought experiments," in­
ods for calculating the results of experi­ t hat m ust be accepted without proof. t ended for t he imagination only. In the
ments in all these realms. O ne is realism ,t he doctrine that regular­ past few years, however, several ver­
Apart from experimental confirma­ ities in observed phenomena are caused sions of them have been carried out with
tion, however, something more is gener­ by som e physical reality whose exis­ real apparatus. Although not all the
ally demanded of a theory. It is expected tence is independent of h um an observ­ findings are consistent with one another,
not only to determine the results of an ers. The second premise holds that in­ most of them support the predictions of
experiment but also to provide some un­ duct ive inference is a valid mode of quantum mechanics, and it now seems
derstanding of the physical events that reasoning and can be applied freely, so that unless some extraordinary coinci­
are presumed to underlie the observed that legit m
i at e conclusions can be drawn dence has distorted the results the quan­
results. In other words, the theory from consist ent observations. The third tum- mechanical predictions will be con­
should n ot only give the position of a premise is called Einstein separability or firmed . It follows that the local realistic
pointer on a dial but also explain why E instein locality, and ti states that no theories are almost certainly in err or .
the pointer takes up that position. When influence of any k ind can propagate The three premises on which those theo­
one seeks information of this kind in the faster t han the speed of light . The three ries are founded are essential to a com­
quantum theory, certain conceptual dif­ premises, which are often assumed to mon-sense interpretation of the world,
ficulties arise. For example, in quantum have the status of well-established and most people would give them up
mechanics an elementary particle such truths, or even self-evident truths, form only with rel uctance; nevertheless, it ap­
as an electron is represented by the the basis of what I shall call local realis- pears that at least one of them will have
mathematical expression called a wave
function, which often describes the elec­
tron as if it were smeared out over a
large region of space. CORRELATIONS BETWEEN DISTANT EVENTS can form the hasis of conclusions about
This representation is not in conflict the structure of the world. Suppose a physicist sets up an experiment in which subatomic par­
with experiment; on the contrary, the ticles such as protons are fired one at a time into an instrument that can give only two possible

wave fun ction yields an accurate esti­ readings, plus and minus (a). He finds that for some protons the reading is plus and for others
it is minus, but he cannot tell whether the instrument measures some real property of the pro­
mate of the probability that the electron
tons or merely records random fluctuations. The physicist then arranges two identical instru­
will be found in any given place. When
ments with a source that emits two protons simultaneously (b). He observes a strict negative
the electron is actually detected, how­ correlation: whenever one instrument reads plus, the other reads minus. On the basis of this cor­
ever, it is never smeared out but always relation the physicist concludes that a real property of protons is responsible for the readings
has a definite position. Hence it is not and that its value is determined before the protons leave the source. If the sample of particles
entirely clear what physical interpreta­ measured meets certain statistical tests, he can go on to infer that every pair of protons emitted
tion should be given to the wave func­ by the source consists of one proton with the property plus and one with the property minus,
tion or what p icture of the electron one even if neither proton is submitted to a measurement (c). The conclusions are reasonable if
three premises are accepted as valid: that at least some properties of the world have an existence
should keep in mind. Because of ambi­
independent of human observers, that inductive inference can be applied freely and that a mea­
g uities such as this many physicists find
surement made with one instrument cannot influence the result of a measurement made with
it most sensible to regard quantum me­
the other instrument. A more restrictive form of the last premise forbids such influences only
chanics as merely a set of rules that pre­ if the two measurements are so nearly simultaneous that the influence would have to propagate
scribe the outcome of experiments. Ac­ faster than light. The premises can be identified as realism, the free use of induction and sep­
cording to this view the quantum theory arability; the more restrictive version of the separability premise is called Einstain separabil­
is concerned only with observable phe- ity or Einstein locality. Any theory that incorporates them is called a local realistic theory.

158

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159

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to be abandoned or modified or in some nation is called for. It would make no h ave a common cause. Until such a link
way constrained. d ifference if the measured values were has been d iscovered the mind cannot
The experiments are concerned with always opposite instead of the same; the rest satisfied. M oreover, it cannot do so
correlations between d istant events and correlation would then be a negative even if empir ical rules for predicting fu­
with the causes of those correlations. one, but its magnitude would be j ust as ture correlations are already k nown. A
For example, suppose two particles a great, and it would be j ust as unlikely to correlation between the tides and the
few meters apart are found to have iden­ arise by chance. motion of the moon was observed in an­
tical values of some property, such as Whenever a consistent correlation be­ tiquity, and rules were formulated for
electric charge. If this result is obtained tween such events is said to be under­ pred icting future tides on the basis of
once or a few times, it might be d is­ stood, or to have nothing mysterious past experience. The tides could not be
missed as coincidence, but if the corre­ about it, the explanation offered always said to be understood, however, until
lation is detected consistently in many cites some link of causality. E ither one Newton introd uced his theory of univer­
measurements, a more systematic expla- event causes the other or both events sal gravitation.
The need to explain observed corre­
lations is so strong that a common
cause is sometimes postulated even
when there is no evidence for it beyond
the correlation itself. Whether or not
?
REALISM this proced ure can always be j ustified is
a central issue in the conflict between
quantum mechanics and local realistic
theories. The correlations in question
are between observations of subatomic
particles, where a quantum-mechanical
description, with its attendant episte­
mological hazards, is indispensable. The
predictions of local realistic theories,
however, can be illustra ted by consider­
'
ing how correlations between d istant
events are explained in a more famil­
iar context, where quantum mechanics
need not be introd uced.

magine th at a psychologist has de­


I vised a simple test, which a subject
must either pass or fail, so that there
(/)
w can be no ambiguity in the results. The
LOCAL REALISTIC a: psychologist finds that some people
o QUANTUM MECHANICS
THEORIES
w pass and some fail, but he does not
I
f- know what d istinguishes the two groups
other than the ir performance on the test
itself. In other words, he cannot tell
whether the test measures some real ap­
\I
(/)
titude or attrib ute of· the subjects or
z whether the results are haphazard .
o
BELL INEQUALITY i= BELL INEQUALITY It seems there is no general solution t o
()
IS VALID o IS SOMETIMES INVALID this problem, but in a special c a s e it
w
a:
might be solved . Suppo se the test is ad­
[L ministered not to a series of individuals
but to a series of married couples and
that a strong correlation is detecr ed in
their answers. The proced ure might con­

t
sist in separating the husbands from the
wives before the test and then giving the
test to each of them in isolation. When
th e results are analyzed , it is found again
that part of the population has passed
EXPERIMENTAL and part has failed, but in the case of
TEST each couple where the husband passed
so did the wife; similarly, whenever the
h usband failed so did the wife.
If this correlation persists after many
couples are tested, the psychologist is
almost sure to conclude that the re­
sponse of each subject is not determined
randomly at th e time of testing. On the
RESULT
contrary, the test must reveal some real
property or attrib ute of the subjects.
LOCAL REALISTIC THEORIES and quantum mechanics make conflicting predictions for
The property must already be present
certain experiments in which distant events are correlated. In particular, local realistic theories
in the subjects before they are tested,
predict that a relation called the Bell inequality will be obeyed, whereas quantum mechanics
predicts a violation of the inequality. There is strong experimental evidence that the inequality
and indeed before they are separated.
is violated in the way predicted by quantum mechanics. Local realistic theories therefore seem Chance may have had some influence
to be untenable, and at least one of the premises underlying those theories must be in error. on the development of th e property,

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:>

:>

BELL INEQUALITY, formulated by John S. Bell of the European


Organization for Nuclear Research (CERN), can be proved in two
stages. The inequality applies to experiments with particles that have
three stable properties, A, Band C, each of which can have the values
plus and minus. Thus tbere are 23, or 8, possible classes of particles,
corresponding to the eight regions of the diagrams shown here. If a
particle has been found to have the properties A+ and B-, then it
must be a member either of the class A+B-C+ or of the class A+B-C-.
Hence if N(A+B-) represents the number of such particles, it must
be equal to the sum N(A+B-C+) + N(A+B-C-). In a similar way it can
be shown that N(A+C-) is equal to N(A+B+C-) + N(A+B-C-), from
which it follows that N(A+C-) is greater than or at least equal to
N(A+B-C-). The same reasoning leads to the conclusion that N(B-C+)
must be greater than or equal to N(A+B-C+). These three relations
can now be combined to yield a further inequality, wbich asserts that
the number of A+B- particles cannot exceed the sum of the A+C­
particles and the B-C+ particles. The same relation holds if all signs "7
are reversed to give the inequality N(A-B+) � N(A-C+) + N(B+C-).
The last two inequalities can be added to yield a relation among all
individual particles for which two properties have opposite values.

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since not all the couples possess it, but
that influence must have been exerted at
some time before the husbands and the
wives were separated. It was only then,
while the husbands and the wives were
still united, that they could have ac­
quired any traits that would in duce
them to respond consistently the same
way. Thus the correlation is explained
by attributing it to a common cause an­
tecedent to the test.
One other explanation that must be
excluded in deriving this conclusion is
the possibility that husbands and wives
could communicate with each other
while they were taking the test. I f some
means of communication were avail­
able, there would be no need for any
tested attribute to exist beforehand.
Whichever spouse' was given the test
first could choose a response at random
and send instructions to the other, there­
by creating the observed correlation. In
giving a psychological test it would not
be hard to guard against subterfuge of
t his kind. In the extreme case the tests
could be made so nearly simultaneous,
or husbands and wives could be tested at
sites so far apart, that a signal moving no
faster than light could not arrive in time
to be of any value.

O nce having decided that the test


measures some real property of in­
dividuals, the psychologist can take a
further step and make an inductive in­
ference. If the couples already tested
constitute an unbiased sample of some
population of couples, and if the sample
meets certain statistical standards, the
psychologist can infer that any couple
taken from the same population will be
made up of a husband and a wife who
e ither both possess or both do not pos­
sess the property measured by the test.
By the same prin ciple he can conclude
that in any large, unbiased sample of
couples who have not yet been tested
some of the couples will have the prop­
erty and some w ill not. The confidence
of these assertions approaches certain­
ty as the siz e of the sample increases.
Hence both the correlation within cou­
ples and the existence of d ifferences be­
tween couples are inferred to exist even
in the segment of the population that has
not been submitted to any test.
These concl usions rest on the same
three premises that form the basis of lo­
cal realistic theories. Realism is a neces­
sary assumption if one is to believe at
least some tests measure stable proper­
ties that exist independently of the ex­
perimenter. It was necessary to assume
the validity of inductive inference in or­
der to extrapolate from the observed
data to the segment of the population
that had not yet been tested . Separabili­
ty was incorporated in the assumption
that husbands an d wives being tested
cannot commun icate with each other. If
the tests are given simu ltaneously, so
that any signal passing between hus-

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bands and wives would h ave to propa­ an argument th at was somewh at similar erty of th e protons or merely observing
gate faster th an th e speed of ligh t, th e to th e one I h ave attributed to th e psy­ random fl uctuations in h is apparatus.
assumption is eq uivalent to Einstein ch ologist. In 1935 Einstein publish ed a He th erefore tries applying th e test not
separability. paper with two young colleagues, Boris to individual protons but to pairs of
At first th e conclusions drawn from Podolsky and Nath an Rosen, in wh ich th em. Th e protons th at make up each
thish ypoth etical experiment in psych ol­ h e stated h is objections explicitly. He pair are initially in close proxim ity,
ogy seem to follow q uite obviously from did not maintain th at th e quantum th eo­ h aving been brough t togeth er by some
the data. An epistemologist migh t none­ ry is wrong; on th e contrary ,h e assumed well-defined procedure th at is th e same
theless maintain th at th e conclusions are that at least some of its predictions must for all th e pairs. Th e protons are th en
uncertain. In particular an epistemolo­ be correct. Wh at h e proposed was th at allowed to separate, and wh en th ey
gist trained in th e foundations of quan­ the quantum-mech anical description of h ave moved some macroscopic distance
tum mech anics migh t argue th at th ere is nature is incomplete or approximate. apart, th ey are tested, simultaneously
no logical necessity for accepting th e Th e motion of a particle must be de­ for some pairs and with an interval be­
three premises of th e psych ologist's ar­ scribe d in terms of probabilities, h e ar­ tween th e tests for th e remaining pairs.
gument; h ence neith er would it be neces­ gued, only because some of the parame­ The ph ysicist d iscovers a strict negative
sary to conclude th at a correlation exist­ ters th at determine th e motion h ave not corre lation: wh enever one proton in a
ed between th e h usbands and wives be­ yet been specified. If th e values of th ese pair passes th e test, th e oth er proton in­
fore th ey were tested, or th at d ifferen­ h ypoth etical "h idden parameters" were variably fails.
ces existed between th e couples before known, a fully deterministic trajectory Th e situation of th e ph ysicist h as ob­
any tests were given. The psych ologist is could be defined. vious similarities to th at of th e psych ol­
likely to find th ese objections laugh able, A number of counterarg uments to ogist giving a test to married couples,
an expression of misplaced doubt or of a Einstein's proposalh ave been formulat­ and th e same reasoning migh t be ap­
very unscientific adh erence to paradox. ed. For now I sh all mention only one of plied to th e results of th e ph ysical exper­
In th e literature of quantum mech anics, th em, wh ich is based on th e criterion of iment. If realism, th e free use of induc­
however, th ere are numerous arguments utility. It is immaterial, the argument tion and Einstein separability are all ac­
similar or e quivalent in form to th is one, states, wh eth er or not hidden parame­ cepted as premises, th en th e ph ysicist is
all p urporting to sh ow th at correlations ters exist, or whether d ifferences be­ j ustified in concluding th at h is test does
and differences need not exist until th ey tween married couples exist in th e ab­ measure some real property of protons.
are measured. sence of a test. Even if th ey do exist, th ey For th e correlation to be explained th e
A singular feature of quantum me­ sh ould not be incorporated into any th e­ property must exist before th e protons
ch anics is th at its predictions generally ory devised to explain th e observations, in each pair are separated, and it must
give only th e probability of an event, not and so th ey can be said to h ave no sci­ h ave some definite value from th en until
a deterministic statement that the event entific existence. Th e exclusion of th e th e measurement is made. Furth ermore,
will happen or that it will not. Th e wave hidden parameters is justified by th e if add itional pairs of protons are pre­
function employed to de scribe th e mo­ conjunction of three facts. F irst, th e pared by th e same meth od, the ph ysicist
tion of an elementary particle is often mathematical formalism of th e th eory knows th at in each case one proton will
interpreted probabilistically: the proba­ is simpler if any hidden parameters are h ave th e property and one will not, even
bility of finding the particle at any given ignored. Second, th is simple formalism if neith er proton is actually tested .
point is proportional to th e square of predicts results that are confirmed by Is th ere a n y r e a l t e s t th at c a n be car­
the wave function at th at point. As I experiment. Third, add ing th e h idden ried out on s ubatomic particles with re­
mentioned above, a wave function can parameters to th e th eory would give rise sults like th ese? There is. It is a measure­
sometimes be spread out over a large to no supplem entary pred ictions th at ment of any one component, defined
region, wh ich implies th at the probabili­ could be verified. Th us th e assertion th at along some arbitrary axis, of th e spin of
ty can also be broadly distributed. Of h idden param eters exist is beyond th e a particle. Th e spin attributed to a suba­
course, wh en a measurement is actually reach of experiment and is a proposition tomic particle is analogous only in some
made at some ch osen point, th e particle not of ph ysics but of metaph ysics. respects to th e spin angular momentum
must eith er be detected or not be detect­ Th is defense of th e conventional in­ of a macroscopic body such as th e earth.
ed; the wave function is th en said to col­ terpretation of q uantum mech anics dis­ For th e purposes of th is disc ussion,
lapse. S uppose th e particle is detected. m isses any h idden parameters as be ing h owever, th ere is no need to introduce
Th e question of epistemological interest superfluous and ultimately, perh aps, the details of h ow spin is treated in
is th en: Did th e particle have th at defi­ meaningless. Recent th eoretical devel­ quantum mech anics. It will suffice to
n ite position all along, even before th e opments have sh own th at th e ir actual note th at th e spin of a particle is repre­
measurement was made? status is quite d ifferent. Th e h ypoth esis sented by a vector, or arrow, th at can be
Th e conclusions of th e psych ologist, th at hidden parameters exist does in fact imagined as being attach ed to th e parti­
if th ey could be transferred to this con­ lead to experimental pred ictions d iffer­ cle. A projection of th is vector onto any
text, wo uld imply th at th e position of ing from th ose of quantum mech anics. axis in th ree-dimensional space is th e
the particle was well defined from th e Hidden-parameter theories, and local cOl1l ponent of th e spin along th at axis. A
start, j ust as th e attribute d iscovered in realistic th eories in general, place a lim­ well-establish ed but nonetheless sur­
some members of th e population was it on th e extent to wh ich certain dis­ prising property of protons (and many
deduced toh ave existed before any tests tant events can be correlated; quantum oth er particles) is th at no matter wh at
were given. Accord ing to th is argument mech anics, in contradistinction, predicts axis is ch osen for a measurement of a
the position of th e particle was never th at under some circumstances th e limit spin component th e result can take on
indeterminate but was merely unknown will be exceeded. Hence it sh ould be only one of two values, wh ich I sh all
to th e experimenter. possible, at least in principle, to devise designate plus and minus. (A measure­
an experimental test that will d iscrimi­ ment of a component of th e earth ' s spin
ost authorities on th e quantum th e­ nate between th e two th eories. would give very d ifferent results; de­
M ory would d isagree. One excep­ pend ing on th e d irection of th e compo­
nent, it could h ave any value from zero
t ion among ph ysicists was Einstein, wh o
t hroughouth is life remained d issatisfied S uppose a ph ysicist h as devised a test
that can be carried out on subatomic up to th e total angular momentum of
with the probabilistic nature of th e in­ particles such as protons. After many th e earth. )
t erpretations generally given to quan­ trialsh e finds th at some protons pass th e A strict negative correlation between
t um mech anics. He based h is most inci­ test and oth ers fail, buth e does not k now spin components is observed wh en any
sive criticism of th ose interpretations on wh eth erh e is measuring some real prop- two protons are brough t togeth er in

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the quantum -m echani cal configurati on of a parti cle i s defined by com ponents longer have the sam e spi n componentsi t
called the si nglet state. In other words,i f along three axes i n space, whi ch need had when it entered the firsti nstrument.
two protons i n the si nglet state are al­ not necessari ly be at ri ght angles to one Although no i nstr um ent can m easure
lowed to separate and the sam e com po­ another. For a vector associ ated wi th a m ore than one spi n component at a
nent of spi n i s subsequently m easured m acroscopic objecti n everyday li fe, one tim e , a devi ce can be built that i s capa­
on both parti cles, i t will always be plus would ass ume as a m atter of course, ble of being adjusted to measure the spin
for one proton and m inus for the other. and with good reason, that all three com ponent along any one of three ar­
There i s no known means of predi cting components have defini te values at all bi trari ly chosen axes. I shall designate
whi ch parti cle wi ll have the plus com po­ times; the value of a com ponent mi ght these axes A, B and C and note the re­
nent and whi ch the mi nus component, be unknown, buti t cannot be undefined. s ults of experiments as follows. If the
but the negati ve correlation i s well es­ When this assumpti on i s appli ed to the spi n component along axis A is found to
tablished. It m akes no d ifference what spin vector of a parti cle, however, i t be plus, it is labeled A+ ; i f the compo­
component of the spin the experi menter becomes highly suspect, and i ndeed i n nent along axis B is minus, it is given as
chooses to m easure, provided the sam e the conventi onali nterpretati on of quan­ B-, and so on. The physicist can now
component i s m easured for b o th parti ­ tum mechani cs i t i s di smi ssed as an i n­ prepare a large batch of protons in the
cles. It alsom akes no d ifference how far stance of a hidden-param eter theory . singlet state. He finds thati f he measures
the protons travel before the m easure­ The problem i s that no experiment can com ponent A for both protons in each
ment i s m ade. as long as there are no be devi sed, eveni n pri nci ple, that would pair, some protons are A+ and others are
perturbi ngi nfluences, such as other par­ provide i nform ation about the sim ulta­ A- , but whenever one member of a pai r
ti cles or radi ation, along their paths. neous values of all three com ponents. A i s A+ , the other member is always A- . If
single instrument can m easure only one he deci de s i nstead to measure compo­
n this sim ple measurement there i s spin component, and i n doi ng so i t gen­ nent B, he observes the same negative
I no confli ct between the predi cti ons erally alters the values of the com po­ correlati on: whenever one proton is B+ ,
of quantum mechanics and those of nents. Hence i n order to learn the val­ i ts si nglet partner i s B- . Similarly, a C+
local reali sti c theori es. A confli ct can ues of three com ponents threem easure­ proton i s i nvari ably accompanied by a
ari se, however, when the experi ment i s m ents would have to be made i n succes­ C- one. These results hold no m atter
made som ewhat m ore compli cated. si on. By the tim e the parti cle em erged how the axes A, B and C are ori ented.
The vector that represents the spi n from the third i nstrum ent i t would no It i s i mportant to emphas ize that in
these experi ments no proton i s submit­
ted to a m eas urement of more than
PAI RS OF N EGATIVELY one spi n com ponent. Neverthe less,i f the
CORRELATED physi ci st accepts the three premises of
PARTICLES local realisti c theori es, he can draw con­
clusi ons from these findi ngs about the
values of all three com ponents, follow­
i ng an argum ent m uch l ike that of the
TEST RES ULTS hypotheti cal psychologi st. Considering
a fresh batch of proton pai rs i n the sin­
glet state on whi ch no spi nm easurement
has yet been made (and perhaps on
whi ch no such measurement wi ll ever be
DEDUC E D
PROPERTIES m ade), he can i nfer that i n every pair
one proton has the property A+ and the
other has the property A - . S imilarly, he
N UMBER OF can conclude that i n every pair one pro­
TEST RES ULTS ton has the property B+ and one B- and
N UMBER OF PARTICLES one has the property C+ and one C-.
WITH
DEDUCED PROPERTIES

INE QUALITY T hese conclusions require a subtle


butim portant extension of the mean­
N(A+B-) + N(A-B+) .;; N(A+C-) + N(A-C+) + N(B+C-) + N(B-C+) DEMONSTRATE D i ng assi gned to a notation such as A +.
PREVIO USLY W hereas previously A+ was merely one
THEREFORE
possi ble outcome of a measurement
BELL INE QUALI TY m ade on a particle, i t i s converted by
thi s argum ent i nto an attribute of the
SECOND STAGE OF THE PROOF extrapolates from tbe case of single particles for wbicb parti cle i tself. To be explic it, if some
two properties are known to tbat of pairs of particles, each particle of which is tested for one unm easured proton has t he property
property. The pairs are created in sucb a way that there is always a strict negative correlation that a m eas urement along the axis A
for any property considered separately, that is, if one particle in a pair has the property A +, would give the definite result A+ , then
the otber must bave tbe property A -. Because of this correlation, if one particle in a pair is
that proton is said to have the property
found to be A + and the otber is found to be B+, it is possible to deduce both properties of both
A +. In other words, the ph ysicist has
particles. The doubly positive test result can arise only if one particle has the two properties
A + B - and the other has tbe propertiesA -B +. Hence the number of sucb doubly positive test been led to the concl us ion that both pro­
results, which can be designated n[A +B+ 1, must be proportional to the total number of parti­ tonsi n each pair have definite spin com­
cles with the properties A + B- and A B +. Similar proportionalities can be derived for the num­
- ponents at all times. The components
ber of doubly positive results observed when pairs of particles are tested for properties Aand C may be unknown, since the ph ysicist
and for properties B and C; these are tbe quantities n[A +c+ 1 and n[B+C+ 1. Tbe constant of cannot say which proton i n a pair has
proportionality depends only on tbe number of pairs submitted to eacb set of tests and on the the property A+ and which has th e prop­
total number of pairs, and so tbe constant is the same in all three cases. It follows that the tbree
erty A - until a measurement along axis
ratios of the number of doubly positive test results to tbe number of individual particles tbat
A has been made, but he can arg ue from
can give rise to tbose results must also be equal. A relation has already been dem onstrated
between tbe numbers of individual particles with tbe indicated properties; it is tbe inequali­
the premises of local real istic theories
ty proved in the illustration on page 162. If that inequality is to hold, there must be a simi­ that the values are quite definite even in
lar inequality between tbe numbers of doubly positive test results. This is the Bell inequality. the absence of any measurements. This
Tbe proof is valid only if tbe tbree premises of local realistic theories are assumed to be valid. view i s contrary to the con ventional in-

166

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AXIS OF MEASURED AXIS OF MEASURED
SPIN COMPONENT SPIN COMPONENT

,�'-----<..
I

ANALYZER

ANALYZER

DETECTOR

THOUGHT EXPERIMENT would test the Bell inequality by m ea­ suitable pair of protons bad been emitted. Each proton would then
suring tbe components of tbe spin of protons or otber elem entary par­ enter an analyzer, wbere it would be deflected to one of two detectors
ticles. A spin component is a projection along some axis of tbe pro­ depending on tbe value of its spin component along tbe axis defined
ton's intrinsic angular mom entum; eacb component can bave only by tbe analyzer. If tbe analyzers were set to measure the spin compo­
two possible values, wbicb can be designated plus and minus. Tbe nents along tbe same axis, a strict negative correlation would be ob­
experiment, wbicb assumes tbe availability of perfect instruments, served. If one amllyzer were rotated, so that they measured different
would bave a source wbere pairs of protons are brought together in a components, local realistic tbeories predict that the correlation ob­
quantum-mecbanical configuration called tbe singlet state. Tbe pairs served would be no greater tban tbat allowed by the Bell inequality
would tben be broken up, and the protons would fly apart in opposite regardless of wbat tbe angle between the analyzers was. Quantum
directions. "Event-ready" detectors would issue a signal wbenever a mecbanics predicts a violation of the Bell inequality for some angles.

terpretation of qu antu m mech anic s, but I n 1964 J ohn S. Bell of the Eu rope­ gle p article. Supp ose th is imp ossib le ni ­
it is not contradicted by any fact that has an Organiz ation for N uclear Research stru ment has revealed th at a p art icu lar
yet been introdu ce d . (CE RN ) discovered such a relation. F or proton has th e sp in comp onents At and
The strict negative corre lation for any large sample of singlet proton pairs B- . The third comp onent , C, h as not
protons in th e singlet state is exp ect e d Bell showed that the tenets of local real­ been measu re d , but ti can h ave only one
only wh e n th e s a m e sp in comp onent is istic th eories imp ose a limit on th e ex­ of two values, p lu s or minu s; h e nce th e
measu re d on both p ro tons. What hap­ tent of correlation that can be exp ec t­ measu re d p roton mu st be a m e m be r of
pens wh en th e instru ments are set to ed whe n d ifferent spin components are one of tw o se ts ofp rotons, e ithe r th e set
measu re d ifferent comp onents? T o be measured. The limit is exp ressed in th e with sp in comp one nts A+ B- C I or th e
precise, consider th e following exp eri­ form of an ine qu ality, which is now set with comp onent s A r B-C . Th ere
ment. Pairs of p rotons are brought t o­ called th e Bell inequ ality. G iven the ex­ are no oth er p ossibilities.
geth er in th e singlet st at e by th e same p eriment al conditions described above, If manyp rot ons w ti h th e sp in comp o ­
m e th od e mp loyed in th e earlier e xp eri­ it stat e s th at the nu m ber of A+B+ pairs n e nts A+B- are dete ct e d, one can writ e
ments and are allowed to sep arat e u nder cannot exceed th e su m ofth e nu m ber of an e qu at ion about th e ir nu m be r:
exactly th e same conditions. Each p ro­ A+C+ p airs and the nu m ber of B+C+
ton is th e n test e d for ju s t one sp in c o m ­ p a irs. Th e ineq ual ity can be exp re ssed in N(A+ B-)=N(At B-C+)+N(A" B-C-).
ponent, A , B or C, but wh ich o n e of th e symbols as
comp onents is measu re d in each case is I n order t o avoid confu s ion th e symbol
determined entirely at random. Some­ I/[A+B+].s I/[A+C+] + I/[B+C+] . N( A + B-) h as been e mp l oye d t o rep re­
times by coincidence th e same comp o­ sent th e nu m ber of individu al p rot on s
nent will be measu re d on both prot ons M any similar ine qu al ti ie s cou ld be con­ w ti h th e two sp in comp one n ts A r and
in a pair; th ose r e s ults are discarded, struct e d with the var ious symbols trans­ B-; th e symboll/[A+B-] give s the nu m ­
since they p rovide no new information. p osed or w ith the signs reverse d . Be­ b e r ofp rot onp a irs i n wh ich o n ep art icle
T he remaining p airs mu st th en be made cau se th e d irec tions along wh ich the has th e comp onent A t an d th e oth er h a s
up of e ither one proton tested along axis sp in comp onents are defined were ch o­ th e comp onent B-. Th e equ at ion st at e s
A and one tested along axis B, or one sen arbitrarily, all su ch formu lations th e obviou s fact th at whe n a set ofp art i­
tested along axis A and one along a x is C, are interchange able, and I sh all d iscu ss cles is divided intot wo su b se t s, th e t ot a l
or one along axis B and one along axis e. only th is one . n u m ber of p art icles in th e origin al set
For th e sak e of brevit y I sh all refer t o mu st be equ al t o th e su m of t he nu m ­
the pairs in each of th ese th ree p opu la­
tions as AB, AC and Be. A p a ir th at on T h e B e ll ine qu al it y can be prove d ,
with in th e context of local realist ic
bers in th e su bset s.
Th e p rot ons foun d t o h a ve t he sp n
i
testing yields th e resu l ts A+ for one p ro­ th eories, throu gh a st raigh tforward ar­ comp onent s At C- can be ana lyze d ex­
ton and B+ for th e oth er can be labeled gu ment in th e mathe matical th eory of act ly th e same way. Eve ry su ch p ro ton
an A+B+p air. T he nu mber of su ch p a irs set s. It is conve nient t o begin with an mu st be a me m ber e ith er of th e set
observed can be rep resent e d by th e no­ assump tion contrary to fact: th at some At B+C- or ofth e set AT B- C-, and th e
tation n[A +B + ] . Can any relat ion among means exist for independe ntly measur­ t otal nu m ber N(A+C-) m u st be equ al
these qu antit ie s be exp ect e d? ing t wo comp onent s of th e sp in of a sin- t o th e su m N(A+B+C-) + N(A+B-C-).

167

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Working with one of the most
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A further step can now be taken. If num ber of such doubly positive pairs,
the number of protons N(A + C- ) is equal must be proportional to N(A + B - ), the
to N(A + B + C- ) + N(A + B - C-), then it number of individual protons with the
must be greater than or at least equal to spin components A + B - . In the same
N(A + B- C-). (The two sets will be equal way n[A + C+ ] must be proportional to
if the B components of all the particles' N(A + C- ) and n[B + C+] must be propor­
spins happen to be minus, so that the tional to N(B - C+ ) . The constant of pro­
s ubset (A + B+ C - ) is empty; otherwise portionality in all three cases is the
N(A + C- ) will be larger. In other words, same. For single protons each of which
a part of the whole cannot be greater is subjected to an imaginary double
than the whole . ) The same reasoning measurement an inequality has already
can be applied once again to prove that been proved, showing that N(A + B - ) can
the number of protons with spin compo­ be no greater than the sum of two terms:
nents B- C+ must be equal to the sum N(A + C- ) +' N(B - C+ ). It is now possible
N(A + B - C+ ) + N(A - B - C+ ) and hence to replace each of these unmeasurable
that N(B - C+ ) must be greater than or quantities by the correspond ing num­ Establishing
eq ual to N(A + B- C+).
Consider again the first equation d e ­
bers of doubly positive proton pairs.
The resulting expression is
A Vineyard
rived above : m
·· . '. ' To produce wine grapes of
n[A + B + ] � n[A + C+ ] + n[B + C+ ] . : a truly premium nature,
" :. 0 : :
. • "1

N(A + B - ) = N(A + B - C+ ) + N(A + B - C - ) . you mus't begin with a


.: , . ; properly established
This is the Bell inequality.
vineyard. We recently
I t h a s j ust been demonstrated that Of co urse the inequality is prove d by
added 80 acres to our Sonoma Valley
N(B - C+ ) is greater than or at least equal this argument only if the three premises vineyard, a project that involved many
to N(A + B - C+ ) , which is the first term of local realistic theories are considered steps over several months.
on the right side of the equation. It has valid. Indeed, it is here that the premises We first cleared and contoured the
also been shown that N(A + C� ) is greater have their most important application land. Next we " ripped" or loosened the
than or e q ual to N(A + B - C- ), which is and ultimately their most questionable soil to a depth of 5 feet wi th a tractor and
the second term on the r ight side of the one. If the premises are granted, at least deep-toothed ripper. We
equation. It is therefore permissible to for the sake of argument, it should be smoothed the surface by
discing and then dragging
make the appropriate substitutions in clear that the Bell inequality must be
a heavy weight over the soil.
the equation, changing the equals sign to satisfied. M oreover, the orientation of
one signifying "less than or equal to." the axes A, B and C has nowhere been
The result is the inequality specified, so that the inequality should
be valid regardless of what axes are cho­
N(A + B - ) � N(A + C- ) + N( B - C+). sen. The only possible violation of the
inequality would result from a statisti­
Although this inequality is hereby cal fluke, where many particles with the A surveyor laid out a grid of 96 foot
squares and working within one square at
formally derived, it cannot be tested di­ spin components A+ and B + happened
a rime, we laid out a row every 1 2 feet
rectly by experiment because no instru­ to appear through random coincidence.
with vines spaced 8 feet apart. Vine loca­
ment can independently measure two The probability of such a coincidence
tions were marked with chalk and a stake
spin components of a single proton. The approaches zero as the number of parti­ driven at each.
experiments under consideration, how­ cles tested increases. Vines were planted by hand, the roots
ever, are carried out not on individ ual The Bell inequality constitutes an ex­ carefully spread and watered before cover­
protons but on correlated pairs of them, p l icit pred iction of the outcome of an ing. The entire vine was then covered by a
and there is no need to make such im­ experiment. The rules of quantum me­ mound of loose soil to prevent sun dam­
possible measurements. Suppose one chanics can be employed to predict the age while young. Trellis wires were strung
results of the same experiment. I shall throughout the vineyard to
proton in a pair is submitted to a mea­
support future growth and
surement of its spin component along not give the details of how the predic­
finally we installed a drip
the A axis and is found to have the value tion is derived from the mathematical
irrigation system, a major
A + . No other measurements are carried formalism of the quantum theory; it can project involving construc­
out on this particle, but its singlet part­ be stated, however, that the proced ure is tion of a new reservoir.
ner is tested for the component along the completely explicit and is objective in A new vineyard such as
B axis and the result is found to be B + . the sense that anyone applying the rules oursis a lot of work, but if
The latter measurement, which might be correctly will get the same result. Sur­ you ' re serious about consis­
made at a d istant site after the protons prisingly, the pred ictions of quantum tent grape quality, it's
mechanics differ from those of the lo­ worth the effort.
have been moving apart for some time,
If you 'd enjoy hearing
conveys additional information about cal realistic theories. In partic ular, quan­
more from the wine coun­
the state of the first proton. To be ex­ tum mechanics pred icts that for some
try, please write for our free
plicit, the existence of a strict negative choices of the axes A, B and C the Bell monthly newsletter.
correlation implies that the first proton, inequality is violated , so that there are Sam]. Sebastiani
which is already known by d irect mea­ more A+ B+ pairs of protons than there
surement to have the spin component are A + C+ and B + C+ pairs combine d .
�/��,
Sebastiani
A + , must also have the component B - . Thus local realistic theories a n d quan­
tum mechanics are in d irect conflict.
y this means the observation of a pair The conflict raises two questions.
B of protons one of which has the spin F irst, what are the exper imental facts of V I N EYAR D S
component A+ and the other the compo­ the situation? Is the Bell inequality satis­
nent B + can be employed as a signal fied or is it violated? Whatever the out­ EST. 1825
indicating the existence of a single pro­ come of an experimental test there must P.O. Box AA Sonoma CA 95476
ton w ith the components A+ B - . F ur­ be a flaw of some kind e ither in the rules
thermore, it can be demonstrated by a of quantum mechanics or in local realis­
statistical argument that n[A + B + ] , the tic theories. The second question there-

171

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fore is: What premise underlying the re­ number of photons that pass through atomic ones, but the apparatus required
futed theory is at fault? the filter. N either of these components is quite different. In general detectors
The thought experiment proposed in is perfect, so that the failure to register are more efficient for high-energy pho­
1935 by Einstein, Podolsky and Ro­ a photon does not necessarily mean that tons, but polarization filters are more
sen called for measurements of the posi­ it had the wrong polarization. efficient for low-energy ones.
tion and momentum of particles. The Experiments have also been done on One experiment has measured the
experiment on spin components of pro­ the polarization of gamma rays, which correlations of spin components of pro­
tons was first discussed in 195 2 by Da­ are high-energy photons. The gamma tons and therefore closely resembles the
vid Bohm of B irkbeck College in Lon­ rays were created by the m utual anni­ original thought experiment. The pairs
don, but still in the context of a tho ught hilation of electrons and the ir antipar­ of protons are created by inj ecting pro­
experiment. It was not until 1969, after ticles, positrons. S uch an annihilation tons of comparatively low energy into a
Bell had introduced his inequality, that gives rise to two gamma rays, which are target made up partly of hydrogen at­
real experiments exploring these ques­ emitted in opposite d irections and have oms. The nucleus of a hydrogen atom
tions were contemplated. The feasibility opposite polarization. The experiments consists of a single proton. When an in­
of such experiments was discussed by are therefore formally eq uivalent to the cident proton strikes a hydrogen nucle-
J ohn F . Clauser of the University of
California at Berkeley, R. A. Holt of the
University of Western Ontario and Mi­ EXPERIMENT DATE PARTICLES STUDIED RESULTS
chael A. Horne and Abner Shimony of
Boston University. They found that for
Stuart J . Freedman and John F. Clauser, Low-energy photons em itted In agreement with
a practical experiment the Bell inequali­
University of California at Berkeley during transitions in quantum mechanics.
ty would have to be generalized some­ calcium atoms.
what, but a meaningful test of the alter­
native theories would still be possible. 1 972
The technical d ifficulty of the experi­
ments should not pass unmentioned. In
a thought experiment both protons of R. A. Holt and F. M. Pipkin, Low-energy photons emitted In agreement with
during transitions Bell inequality.
every pair always reach the instruments Harvard University
in atoms of mercury 1 98.
and the instruments themselves always
yield an unambiguous measurement of
the spin component along the chosen
1 973
axis. Real apparatus cannot reproduce
these results. The detectors are never Low-energy photons emitted In agreement with
John F. Clauser,
perfectly efficient: many protons are University of California at Berkeley during transitions in atoms quantum mechanics.
simply not registered at all. Because of of mercury 202.
the imperfections of the instruments the
number of protons counted in e ach cate­ 1 976
gory cannot be interpreted directly; in­
stead an allowance must be made for the
Edward S. Fry and Randall C . Thompson, Low-energy photons emitted In agreement with
inefficiency of the detectors, which adds
Texas A. & M. University during transitions in atoms quantum mechanics.
to the uncertainty of the results. of mercury 200.

O f seven experiments reported since


1 97 1 , six have not concerned mea­
1 976

surements of the spin components of


protons but have instead measured the G. Faraci, S. Gutkowski, S. Notarrigo High-energy photons (gamma In agreement with
polarization of photons: the quanta of and A. R. Pennisi, rays) from annihilation Bell inequality.
electromagnetic rad iation. Polarization University of Catania of electrons and positrons.

is the property of a photon that corre­


1 974
sponds to the spin of a material particle.
In one series of experiments atoms of
a particular element and isotope were l.Kasday, J . Ullman and C. S. Wu, High-energy photons (gamma In agreement with
raised to an excited state by the absorp­ Columbia University rays) from annihilation of quantum mechanics.
tion of laser light and then allowed to electrons and positrons.
return to the ir original energy level in
two steps. At each step a photon with a 1 975
characteristic energy or wavelength was
emitted. The photons moved off in op­
M. Lamehi-Rachti and W. Mittig, Pairs of protons in the In agreement with
pos ite d irections, and they had opposite
Saclay Nuclear Research Center singlet state. quantum mechanics.
polarizations. In other words, if the po­
larization of both ·photons was mea­
1 976
sured along any single direction, a strict
negative correlation was observed .
The d ifferences between i d e a l instru­ REAL TESTS OF THE BELL INEQUALITY have been carried out by seven groups of in­
ments and real ones are q uite plain in vestigators. Only one of the experiments measured the spin components of protons; the others
these experiments. There is no single de­ studied the polarization of photons, or quanta of electromagnetic radiation. In four experi­

vice that can intercept a photon and re­ ments pairs of low-energy photons with opposite polarization were emitted by atoms that had
been raised to an excited state. Pairs of oppositely polarized gamma rays, or high-energy pho­
port d irectly on its polarization. Instead
tons, were created in two other experiments by the mutual annihilation of electrons and their
two devices are necessary, a filter and a
antiparticles, positrons. In the remaining experiment protons from a particle accelerator struck
detector. The filter is designed to allow a target made up partly of hydrogen; the accelerated protons and the hydrogen nuclei formed
the passage of those photons that have pairs in the singlet state. Five of th e experiments gave results in violation of the B ell inequality
the selected polarization and to stop or and in agreement with quantum m echanics. That the Bell inequality is violated is now generally
deflect all others; the detector counts the accepted. The cause of the discrepancy in the results of the otber two experiments is uncertain.

172

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us, t he t wo prot ons interact briefly and Regardless of what particles are being A and C and further data are recorded.
enter t he singlet st at e. Bot h t hen leave studied, the experiment consists of three Finally the filters are reorient ed again to
t het arget , sharingt hem om entum of the series of double measurements. Three axes B and C. The coincidences record­
incident proton, b ut if they are undis­ axes, A, B and C, are selected; in general e d in each configuration are counted and
t urbed, t hey rem ain in the singlet state. t he angles between them are set to the correct ions arem ade for the inefficiency
Prelim inary m easurem ents of the same values where the maximum discrepancy of the apparatus. It is then a matter of
spin component on both protons give between quantum mechanics and local simple addition to com pare the results
opposite results. realistic theories is expected. O ne filter is with the Bell inequality.
The instruments for an experiment then set .to admit particles with the po­ O f the seven com pleted experiments
with proton pairs again consist of filters larization or spin component A+ and the five endorse the predictions of quantum
and detectors. In the one experim ent other is set to pass particles with the m echanics, that is, they indicate a vio­
t hat has been com pleted the filter was a component B+ . After a large enough lation of the Bell inequality for some
carbon foil, which scattered each proton sample of particles has been recorded in choices of the axes A, B and C. The other
into one of two detectors depending on this configuration the filters are rotated two give correlations no greater than
t he value of the measured component. to measure the components along axes those allowed by the Bell inequal ity and

BEAM OF ATOMS

DETECTOR DETECTOR

LENS POLARIZATION FILTER LENS POLARIZATION FILTER LENS

LlJ DETECTOR

ELECTRONS
./
POLARIZATION ANALYZER
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< j?" :>
HIGH-E N E RGY PHOTON
./�
POLARIZATION ANALYZER ./
./
POSITRONS

DETECTOR

PROTON

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PROTON ACCELE RATOR

DETECTORS

173

© 1979 SCIENTIFIC AMERICAN, INC

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therefore support local realistic theo­ one. A great variety o f systematic flaws tent res ults, that the issue has already
ries. The score is thus five to two in fa­ in the design of an experiment could de­ been decided. For 'some choices of the
vor of quantum mechanics. Actually the stroy the evidence of a real correlation, axes A. B and C the Bell inequality is
support for quantum mechanics is much yielding results within the limit set by violated in nature, and local realistic
stronger than this ratio would seem to the Bell inequality. On the other hand, it theories are therefore false .
imply. One reason for attributing great­ is hard to imagine an experimental error
er credibility to the five experiments that that could create a false correlation in f it can be considered as having been
violate the Bell inequality is that they five independent experiments. What is I demonstrated that local realistic the­
represent a larger sample of data and more, the results of those experiments ories are in error, which of the three
are therefore statistically more signifi­ not only violate the Bell inequality but premises underlying those theories is
cant. Some of those experiments were also violate it precisely as quantum me­ to blame? A first step in answering this
done after the two anomalous results chanics predicts. For the results of the question should be to make sure no ad­
were reported and included refinements five experiments to be produced by ran­ ditional assumptions were made in for­
in the instr umentation designed explicit­ dom coincidence would require an ex­ mulating the experimental test.
ly to avoid any biases that might ac­ traordinary statistical fluke that is not As it happens, at least one subsid iary
co unt for the two d iscrepant results. credible given the n um ber of particles assumption was needed. Because of the
Clauser and Shimony have pointed out that have now been detected. limitations of practical instr uments, it
that there is also an epistemological j us­ F urther tests of the Bell ineq uality are was necessary to generalize the Bell ine­
tification for disregarding the two exper­ under consideration, and at least one ad­ quality slightly, and that generalization
iments that are in d isagreement with the d itional experiment is already in prepa­ must be assumed to be valid; it cannot
majority. Quantum mechanics predicts ration. M ost physicists concerned with be proved . It seems most unlikely, how­
a larger correlation between events and these problems, however, have substan­ ever, that this circumstance could alter
local realistic theories predict a smaller tial confidence, based on the five consis- the phenomena in such a way that the
results of the experiments not only
would violate the Bell inequality but
also would be consistent with the pred ic­
tions of quantum mechanics. In any case
it is possible more refined experiments
o will test the inequality without the gen­
eralization. Because the subsidiary as­
sumption is susceptible to an experi­
mental test it seems less fundamental
than the other three, and so it will not be
considered further here.
Another area that might be scruti­
nized for unacknowledged assumptions
- .25
is the proof of the Bell inequality. In­
deed, it seems the proof does depend on
the assumed validity of ordinary, two­
z
o valued logic, where a proposition must
be e ither true or false and a spin compo­

w nent must be e ither plus or rriinus. Some
a:
a:
interpretations of quantum mechanics
have introduced the idea of a many­
8 - .5
valued logic, but those . proposals have
nothing to do with the reasoning applied

\
in this proof. Indeed, in the context of
the proof it is difficult even to conce ive
QUANTUM MECHANICS of an alternative to two-valued logic.
Unless such a system is formulated it
seems best to pass over the problem.
- . 75 The entire series of experiments
founded on the ideas of Einstein, Podol­
sky and Rosen is sometimes regarded as
merely a test of hid den-parameter theo­
ries. The experiments do indeed test
those theories, but it sho uld be empha­
sized that the existence of hidden pa­
rameters is not an additional premise of
-1
o 15 30 45 60 local realistic theories. On the contrary,
75 90
the existence of parameters specifying
ANGLE BETWEEN ANALYZERS (DEGREES)
the deterministic properties of a particle
RESULTS OF AN EXPERIMENTAL TEST of the Bell inequality show that it is clearly vio­ was derived from the three original as­
lated. The experiment is the one that employed pairs of protons in the singlet state, which was sumptions. Remember that the psychol­
carried out by M. Lamehi-Rachti and W. Mittig of the Saclay Nuclear Research Center in ogist did not assume that his invented
France. The negative correlation between the values of different spin components is given as a test measured any real attrib ute of the
function of the angle between the settings of the two analyzers. A correlation of -1 would indi­
tested subjects; instead he deduced the
cate that the com ponents invariably had opposite values. The Bell inequality states that the cor­
existence of such an attrib ute after ob­
relation at any angle must be on or above the colored line. The observed correlations at 30, 45
and 60 degrees are below the line. The results not only violate the Bell inequality but also are in
serving a strict correlation. In the same
good agreement with the predictions of quantum m echanics, which fact adds to their credibili­ way the existence of hidden parameters
ty. The violation of the Bell inequality implies that at least one of the three premises of local was derived from the negative correla­
realistic theories must be false; Einstein separability is considered the most plausible candidate. tion detected when a single spin compo-

174

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George Wendt , white water there are new, beautifully
expedition guide, has found some- designed issues at your local Post
thing exciting to do on dry land . Office . You'll also find an infor-
He collects stamps . mative, colorful guidebook
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and things , meets fascinating " Collecting U S . Commemora-
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MYERS'S MAKES IT BETTER. Taste .
how Mye rs's i m proves on col a . sod a . ton i c . frui t j u i c e .
Fre e Rec i pe Book : Myers's R u m , P. O . Box 1 622. FDR Station , New Yor k . N . Y. 1 0022. Offe r e x p i res Dece m ber 3 1 . 1 980.

© 1979 SCIENTIFIC AMERICAN, INC

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nent was measured on pairs of protons cal positivists have had an appreciable, ing the free use of ind uction. It is in­
in the singlet state. if indirect, influence on the thinking of d uction that enabled the physicist to
It is probably not possible to prove theoretical physicists. extrapolate from a series of observed
rigorously that no other supplemen­ The sense of paradox ind uced by the negative correlations to the conclusion
tary assumptions enter into the argu­ finding that the Bell inequality is violat­ that any two protons in the singlet state
meht supporting the local realistic the­ ed can certainly be alleviated by adopt­ have opposite values of any single spin
ories. The chain of reasoning is simple ing a positivist attitude, and such a component, even if none of the compo­
enough, however, that if other assump­ course of action was first proposed long nents is measured. The extrapolation
tions are implicit in it, they should be ago. When all the consequences of aban­ was an essential step in the proof of the
easily recognize d . None has yet been doning realism are considered, however , Bell inequality, but it is clearly insup­
pointed out. It therefore seems that at­ it is t o o great a renunciation t o have portable if the concept of unmeasured
tention must be focused on the three m uch appeal. In the context of this ex­ properties has no meaning.
premises of realism, the free use of in­ periment positivism asserts that it would This use of ind uction might be regard­
duction and Einstein separability . be meaningless to attribute anything re­ ed by some as a weak link in the chain of
Of the three premises realism is the sembling a definite spin component to a argument. Shortly after the paper by
most fundamental. Realism can be stat­ particle before the component is mea­ Einstein, Podolsky and Rosen appeared,
ed formally as the belief that a mere sured; that the only quantity with any N iels Bohr p ublished a reply in which he
description of data is not all that should verifiable reality is the observation it­ defended the completeness of the quan­
be required of a theory. Even an empiri­ self, the sensory impression; and that the tum-mechanical description of nature;
cal r ule for predicting the patterns of psychologist's demand for an objective the basis of his criticism was that Ein­
future measurements is not enough. The explanation of the remarkable correla­ ste in's use of induction was unwarrant­
mind demands something more : not tion he observes should ultimately be ed. Bohr's reply is a central doc ument
necessarily determinism-there is noth­ rejecte d . If this refusal to seek underly­ in what has come to be known as the
ing intrinsically irrational about ran­ ing causes of observed regularities is ap­ Copenhagen interpretation of q uantum
domness-but at least objective expla­ plied consistently, it tr ivializes the entire mechanics. His reasoning amounts to an
nations of observed regularities, or in scientific enterprise. S c ience is red uced argument that a particle and an instru­
other words causes. Underlying this de­ to a set of recipes for predicting future ment adj usted to make a specific mea­
mand is the intuitive notion that the observations from a knowledge of past surement on it constitute in some re­
world outside the self is real and has at ones. Any notion . of science as "the spects a single system, which would be
least some properties that exist indepen­ study of nature" is impossible; nature is altered in an essential way if the setting
dently of human consciousness. a phantom. One can imagine a physics of the instrument were changed . For this
A number of philosophers, who can grounded on positivist principles that reason it is not allowable to make any
collectively be called positivists, have would predict all possible correlations inferences about the state of a particle
rejected the realistic viewpoint. The po­ of events and still leave the world total­ without specify ing at the same time the
sitivists do not assert that the world ex­ ly incomprehensible. Given the extreme settings of the instr uments that will in­


ternal to the mind does not exist; they consequences of abolishing realism, one teract with the particle .
merely dismiss as meaningless any state­ is inclined to cling to this first premise. Bohr ' s views have been widely influ­
ment about an external reality that does Realism enters the argument support­ ential, and in a sense rightly so; after all,
not refer directly to sensory impres­ ing local realistic theories at another the recent work under disc ussion here
sions. In the 20th century some radi- point: it is the j ustification for postulat- has shown that in these matters he was

CTORS �
UJ I

/B i POLARIZATION ANALYZERS
cG
POLARIZATION ANALYZERS ii
�\\ I
I

<

SO URCE OF
LOW-E N E RGY PHOTONS

EINSTEIN SEPARABILITY will be tested rigorously in an experi­ not pass from one detector to the other in time to influence the result
ment now being prepared by Alain Aspect of the Optics Institute of of the second measurement. In Aspect's experiment, which will mea­
the University of Paris. Earlier experiments tested only the less re­ sure the polarization of low-energy photons, this condition will be
strictive separability principle: the settings of the analyz ers were de­ met. Two sets of analyzers and detectors will be provided for each
termined well in advance, so that some influence of one measurement photon, and the analyzers will measure different components. A fast
could be communicated (by an unknown mechanism) to the other optical switch will determine which analyzer the photon enters only
measurement at a speed well below the velocity of light. This possi­ when it is too late for the decision to influence the other measurement
ble explanation of the observed correlation is extremely unlikely, but (assuming that the hypothetical influence propagates no faster than
it would be excluded entirely if the settings of the analyzers were light). The switch is shown as a moving mirror; actually the switching
changed so quickly that a signal moving no faster than light could will be accomplished by ultrasonic waves on the surface of a crystal.

1 77
© 1979 SCIENTIFIC AMERICAN, INC

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closer to the truth than E instein was.
Save on Calculators N evertheless, when Bohr's ideas are
considered in their essence, they are s u b ­

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were raised against a retreat to positiv­
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Before considering the consequences
- - - M a i l Ad. No Letter N eeded - - -
of this conclusion it should be pointed
Mystery out that none of the experiments com­
pleted so far has rigorously tested the
Electronic Top -�II-==- assumption of E instein separability. In
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Invisible struments were determined well in ad­

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EST. Demonstrated at science fairs and conventions. The
higher their IQ the more puzzled they are. Perpetual Motion could modify hidden parameters at the
solved at last? The answer to UFO 81 Flying Saucer? Let
the whiz kids examine it, start it. stop it or whatever.
source of the proton pairs; in e ither case
Psychic Power? Anti-Gravit y ? Scientific Breakthru from there would be no need for the influence
Space? You'll laugh at some 3xplanations. Magic. Mystery
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APPARENT ENERGY LOSSI Fascinating fun at panies. ment w ith instr uments whose setting can
science classes, etc. Carry in pocket ready to fool and
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to See, Understand or Explainl Beautifully made with plastic possibility. The decision to meas ure a
certain spin component with one detec­
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for $ 8 . 50 each. Add $ 1 .00 shipping & handling. Save: Get
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card number & e x piration. Phone: 1 3 1 3 J 7 9 1 - 2 8 0 0 . The world· famous HALSMAN photographic portrait reach the other instrument or the source,
of Albert Einstein, used for the 1966 U.S. postage stamp, is
even at the speed of l ight, in time to alter
Sound now reproduced in this historic poster to commemorate
the I OOth anniversary of the birth or the greatest genius of the outcome of the second measure­
Activated modem times.
ment. Such an experiment is now being
Switch
You can own this historic commemorative poster for only
$10.00 postpaid. This limited edition will be issued only done by Alain Aspect of the Optics In­
Turns on lights, bells, horns, sirens, alarms, tape re­ during the centennial year, so order now!
r---------------------------------· stitute of the University of Paris.
corders, wireless mikes, etc.
Operates by voice, whistle , 0 Yes, Rush me my Einstein Centennial poster. :
or any sound from across room. Hundreds of fun
& I enclose a check or money order for S ___ , Q uite apart from the question of how
practical uses. Do mysterious tricks stunts. Great for

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n c a h v e influence itself seems extremely implau­
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Catalog of 1l1li Novelties, Tricks, .bkes, Hastings violation of the Bell inequality. Hence it
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1 78

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Did you miss these
planation and to assume, pending the
results of Aspect's experiment, that if
ordinary separability is violated, Ein­

two highly-acclaimed
stein separability will be violated too.
I have d iscussed a pair of protons as
if they were independent entities that

issues of D£DALUS ?
come together in the target and then
move apart again. They can also be re­
garded as the elements of a single physi­
cal system that is created d uring the first
interaction and becomes progressively
more extended in space until it is dis­
rupted by the first meas urement. With
Would you like respect to separability these descriptions
are e quivalent. In each case a violation

to receive them of Einstein separability req uires instan­


taneous action at a distance, either be­

both FREE? . . .
tween independent systems or within a
single extended system.
M ust the principle of the finite prop­
agation of signals therefore be aban­
Do you find it d ifficult to keep up with doned? To that question no rash answer
fields distant from your own ? Do you should be given. The principle was in­
find you rself getting fragments of in­ troduced as a premise of the theory of
formation about what is happening D I SCOV E R I E S AND I N T E R P R ETATI O N S : relativity, which cannot be made consis­
in those fields-but seldom a coher­ S t u d i e s i n C o n t e m p o r a ry S c h o l a r s h i p . tent without it. M oreover, signals that
ent picture of what is happen i n g ? outrace light give rise to bizarre para­
T h es e t w o i s s u e s o n a s i n g l e t h e m e a re
doxes of causality in which o bservers in
y o u rs FREE with y o u r i n t ro d u cto ry s u b­
A subscription to Daedalus c a n help. s c r i p t i o n to Daedalus. T h e i s s u e s show some frames of reference find that one
Each quarterly issue examines a si n­ how t rad i t i o n a l b o u n d aries h ave shifted, event is "caused " by another that has
gle theme from a vari ety of perspec­ a n d why research p ri o r i t i e s today are s u b­ not yet happened. It turns out, however,
stanti a l l y d i fferent from what they were
t ives, with contributions from many that the instantaneous influences that
even a decade ago. D i st i n g u i s h e d con­
of the leading thinkers of our time. t r i b u t o rs i n c l u d e : seem to be at work in the distant-corre­
Y o u g a i n an a p p r e c i a t i o n of t h e lation experiments do not req uire such a
Sidney D. Drell o n e l e m e n t a ry p a rti c l e
changes, t h e challenges, t h e contro­ physics drastic revision of accepted ideas. It
versies in a given field. D. W. Sciama o n black h o l es seems quite certain these influences
D. P. M cKenzie on p l ate tecto n i c s could not be employed to transmit any
How far-ranging is Daedalus? About Steven Weinberg o n q u a n t u m fi e l d t h e o ry
" useful" information, such as orders or
as far-ranging in i ts intel lectual curi­ Bruno Rossi on X-ray astronomy
Lewis Thomas o n b i o m e d i c a l science and instructions. No event that causes an­
osity as you are ! Recent issues, for human health other event can be linked to it through
example, have explored the future of Edward O. Wilson o n b i o l ogy a n d the so­ this mechanism; the instantaneous infl u­
Europe . • • Rousseau after 200 years c i a l s c i e n ces.
ences can pass only between events that
Stephen Toulmin o n h i sto ry a n d p h i l o so­
. • . the family in modern society • • •
phy of s c i e n ce are related by a common cause. Hence
ethical and social l i mits on scientific the concept of a signal could be rede­
Also, Gerald Holton on the u n ity of sci­
research. Studies i n prog ress i nclude fined in such a way that only those
ence . . . M. I. Finley o n h istoriog raphy . • .
U.S. defense policies in the 1 980s and Svetlana Alpers on art h i story . . . Stanley means of communication that transmit
the problem of sci entific literacy. Hoffmann on i nternati o n al relati o n s . • . useful information would be called sig­
Victor Turner o n a n t h r o p o l ogy . . . G o rdon nals. The principle of the finite veloc ity
Each issue of Daedalus is pri nted and R. Willey o n archaeology . . . Shmuel N.
Eisenstadt on s o c i o l o g i c a l t h e o ry . . .
of signals would then be preserved .
bound l i ke a fine book, a permanent
Lester C. Th u row on eco n o m i cs . . . Jean Even this solution impairs scientific
addition to you r library.
Starobi nski o n c r i t i c i s m a n d a u t h o r ity . . . realism to some extent. The basic law
Jonathan Culler on s i g n s a n d m e a n i n g that signals cannot travel faster than
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. . . G eorge A. M i ller o n p r o b l e m s o f
ceive your two F R E E issues-simply c o m m u n i cation . . . Emmanuel B. LeRoy
light is demoted from a property of ex­
return the form below. Ladurie o n rec e n t h isto r i c a l " d i scove r i e s . " ternal reality to a feature of mere com­
m unicable human experience. Although
this represents a step toward philosophi­

Ii
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1 65 A l l a n d a l e S t r e e t retained as a possible explanation of ob­
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The argument that proceeds from an
--------------------------------

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observed correlation to the Bell in­
equality to the violation of Einstein sep­
arability is not particularly complicat­
ed, but it is indirect. Could the same re­
sult have been obtained in some more
straightforward way? As it happens, it
could not have been demonstrated with­
out the Bell inequality, but it could have
been suspected, and in fact it was. The
suspicion arose from the fact that the
wave function for a system of two or
more particles is generally a nonlocal
entity, which is considered to collapse
suddenly or even instantaneously when
a measurement is made. I f the wave
function is regarded as a kind of bizarre
real jelly, the instantaneous collapse ob­
viously violates Einstein separability.
This naive argument was never taken
very seriously, however, because the
conventional interpretation o f quantum
mechanics does not identify the wave
function o f a system with whatever is
meant by the reality of the system. Bohr,
for example, considered the wave func­
tion a mere tool for doing calculations.
Besides, the wave function for a sys­
tem of several particles describes them
only in an approximation that ignores
the theory o f relativity, and so its struc­
ture hardly seems a reliable argument
against Einstein separability. For these
reasons it was possible until a few years
ago to believe in an independent, exter­
nal reality and sim ultaneously to regard
Einstein separability as a completely
general law bearing on that reality.

O ne conceivable response to the dis­


tant-correlation experiments is that
their outcome is inconsequential. The
experiments themselves might represent
a rare and therefore interesting test of
quantum-mechanical phenomena ob­
served at long range, but the results are
merely what was expected . They show
that the theory is in agreement with ex­
periment and so provide no new infor­
mation. S uch a reaction would be highly
superficial. It is indeed true that the e x­
periments, now that they have been
complete d , have turned out to have little
to d o w ith quantum mechanics. That
does not make them trivial; rather, it
indicates that their real bearing is else­
where. A d iscovery that d iscredits a ba­
sic assumption about the structure of
the world, an assumption long held and
seldom questioned, is anything but trivi­
al. It is a welcome illumination.
M ost particles or aggregates o f parti­
cles that are ordinarily regarded as sepa­
rate objects have interacted at some
time in the past with other objects. The Help the U.S. Ski Team bring home the Gold.
violation o f separability seems to imply
that in some sense all these objects con­ There's one thing standing between the U . S. Ski Team and a Gold Medal
stitute an indivisible whole. Perhaps in at the Olympics : money.
such a world the concept o f an indepen­ Our Alpine and Nordic teams are not subsidized by the government.
dently existing reality can retain some Team members invest years of their lives training to win. Now they need
meaning, but it will be an altered mean­ your help. Please send your tax-deductible donations to the U . S. Ski Ll/S
ing and one remote from everyday expe­ Educational Foundation, Box 100 M , Park City, Utah 84060.
-'liE.IAM,
f, I
rience . Thanks. �

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