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Historical Vignette

History of Hemostasis in Neurosurgery


Danika Paulo1, Alexa Semonche1, Osamah Choudhry2, Fawaz Al-Mufti3, Charles J. Prestigiacomo4,
Sudipta Roychowdhury5, Anil Nanda1, Gaurav Gupta1

Key words Control of bleeding in the confined area of the skull is imperative for successful
- Hemostasis neurosurgery and the prevention of devastating complications such as post-
- Historical vignette
- Literature review
operative hemorrhage. This paper reviews the historical evolution of methods to
- Neurosurgery achieve successful hemostasis in neurosurgery from the early 1800s to today.
The major categories of hemostatic agents (mechanical, chemical, and thermal)
Abbreviations and Acronyms
are delineated and discussed in chronologic order. The significance of this
MRI: Magnetic resonance imaging
article is in its detailed history of the kinds of hemostatic methods that have
From the 1Rutgers Robert Wood Johnson Medical School, evolved with our accumulating medical and surgical knowledge, which may
Department of Neurosurgery, New Brunswick, New Jersey,
inform future innovations and improvements.
USA; 2New York University, Department of Neurological
Surgery, New York, New York, USA; 3University Hospital,
Department of Neurology, Newark, New Jersey, USA;
4
Rutgers New Jersey Medical School, Department of
directed to the position of the patient’s head pressure on the veins, exacerbating venous
Neurosurgery, Newark, New Jersey, USA; and 5Robert Wood
Johnson University Hospital, Department of Radiology, New and body to decrease bleeding.2 The hemorrhage.7 Harvey Cushing (18691939),
Brunswick, New Jersey, USA German neurosurgeon Fedor Krause the father of modern neurosurgery, devised
To whom correspondence should be addressed: (18571937)3 and Sir Victor Haden Horsley an inflatable tourniquet in 1904 but
Gaurav Gupta, M.D. (18571916), the founder of modern discarded its use in favor of a simple rubber
[E-mail: guptaga@rwjms.rutgers.edu] British neurosurgery,4 observed that ring with an adjustable buckle.8 In 1914,
Citation: World Neurosurg. (2019) 124:237-250. bleeding was more profuse in the supine Landon created a metallic tourniquet made
https://doi.org/10.1016/j.wneu.2018.12.015 position, which was favored at that time. of flexible steel.9
Journal homepage: www.journals.elsevier.com/world- They recommended elevation of the head George Crile also controlled scalp hem-
neurosurgery
in order to decrease cephalic venous orrhage by temporarily clamping the bilat-
Available online: www.sciencedirect.com pressure, thereby decreasing hemorrhage.2 eral common carotid arteries and closing
1878-8750/$ - see front matter ª 2018 Elsevier Inc. All The French neurosurgical pioneer Thierry scalp incisions with a running suture on
rights reserved.
de Martel (18751940) took a step further either side of the incision, leaving an
and advocated the use of a sitting anemic band of tissue. In 1902, he reported
INTRODUCTION
position.5 In 1907, Robert Dawbarn decreased operating time, less operative
Bleeding in the cranial cavity poses chal- reported he dealt with shock by placing blood loss, and no neurologic deficits after
lenges unique to the field of neurosurgery. tourniquets around both thighs of his implementing these techniques.10 Charles
Neurosurgeons of the late 19th century used patients preoperatively.6 If the blood Frazier (18701936), another pioneer of
poorly adapted general surgical instruments, pressure fell during the operation, he American neurosurgery, later advocated
which were coarse tools from the pre- released the tourniquets to provide an this same method. In contrast, Lothar
antiseptic era.1 Eventually, instruments autotransfusion.2 Heidenhain (18601940) used a tight,
capable of intracranial hemostasis were Bleeding from the scalp in the early 20th deep continuous suture on either side of
developed. Understanding this history is century was most commonly controlled with an incision, which penetrated all the way
important for future improvement and tourniquets. Many surgeons used a simple to the bone, while M. Makkas and
innovation. Here we review the evolutionary rubber tube or Esmarch bandage (Figure 1), Vorschutz used a back-stitch suture for
steps in neurosurgical hemostasis, which both of which were difficult to apply scalp closures.3,11 In 1906, Frederick Kredel
helped to bring the field through its difficult without breaking aseptic technique. George (19031961) used fit curved metal plates to
infancy. The different methods of obtaining W. Crile (18641943), founder of the the contours of the head and compressed
hemostasis are grouped into 3 categories: American College of Surgeons, used a them against the scalp using strong silk
mechanical, chemical, and thermal. rubber dam covering the entire scalp. sutures to arrest bleeding (Figure 2).12
William W. Keen (18371932), the first Hobart Hare (18381909) concluded in
PART I: MECHANICAL METHODS American neurosurgeon, used a pneumatic 1916 that, of all the tourniquets and
tourniquet or rubber ring. In 1893, M. Allen suturing techniques he tried, Landon’s
Controlling Hemorrhage and Shock Starr (18541932) deemed the rubber metallic tourniquet was the most effective
Hemorrhage and resultant shock were tourniquet a failure, as it could not be hemostatic device.9
common in early neurosurgical operations. applied with sufficient pressure to Frazier and Cushing additionally
In the late 1800s, special attention was compress the arteries; it merely exerted applied manual pressure with gauze pads

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

forceps” in the Temple of the Oracle at


Delphi.27 These were the earliest known
versions of the hemostats. Ambroise Paré
(15101590), a French army surgeon,
contributed the next significant step
toward the modern hemostat. The “bec-
de-corbin,” or crow’s beak, allowed the
surgeon to easily grasp and pinch a
blood vessel shut while it was being
ligated.28 Later, Paré added a spring to
keep the jaws of the instrument open
until the vessel was seized29 (Figure 3).
Figure 1. Versatile use of the Esmarch bandage. (From Wikimedia Commons Karl Ferdinand von Graefe (17871840)
public domain.)
modified forceps with a contrivance to
keep them closed and renamed it the
and hemostatic clamps at the base of the threatening cerebellar herniation on open- “artery forceps.”30 He used this tool in
skin flap and around the margins of a ing of the dura, which greatly improved the place of artery hooks or tenaculums and
scalp wound.13,14 Cushing further safety of operations in the infratentorial later modified it to carry ligatures.28
controlled scalp bleeding by infiltration space.
with adrenaline.15 In 1936, the Raney scalp
clip was introduced and remains an Ligatures
Suction
integral part of a neurosurgeon’s tray Ligation is among the most ancient of
Before suction, bleeding into the operative
today.2 These clips provide safe and methods of hemostasis; it has been
field portended a disastrous outcome. The
reliable prevention or cessation of scalp described by various ancient Greek, Roman,
development of suction allowed the surgeon
bleeding through application of a and Arabian physicians. Hippocrates used
to isolate bleeding points, which could then
constant closing force. Modern Raney “apolinose” flax ligatures, while Galen rec-
be controlled with coagulation or ligation.
clips are made of disposable, sterile ommended Celtic linen and Avicenna used
This allowed hemostasis to become more
twisted hog hairs, which were resistant to
plastic and are quick to apply. deliberate and precise. Suction was first
Scalp incisions also evolved to minimize rotting.1,31
employed by otolaryngologists in 1914; its
hemorrhage. At first, the cruciate skin inci- The ligature was lost in the Middle Ages,
first use in neurosurgery was documented in
sion was widely used; however, this was leaving patients to suffer under iron cau-
1927 by Swedish neurosurgeon Herbert Oli-
tery. It was not rediscovered until 1552,
inadequate for visualizing large lesions, and vecrona (18901981).2 Cushing used a hand
severe hemorrhage was common. For these when Ambroise Paré ligated the bleeding
bulb-syringe attached to a rubber catheter as
vessels of the leg during an amputation,
reasons, Horsley advocated a semilunar or a suction apparatus.23 In 1927, Temple Fay
horseshoe skin flap, which avoided the main sparing the patient of the torture of the red-
(18951963) introduced combined
hot iron.32,33 His adoption of the ligature
scalp arterial trunks; Wilhelm Wagner’s irrigation and suction.24 Henry Heyl
(18481934) horseshoe flap became the (19061975) added a hemostatic current to
standard during his time.2,16 Francesco the tip of the suction instrument.25 Dandy
Durante (18441934) of Italy used a right- praised the versatility of suction, writing
angled incision with straight limbs. Cush- that it could be used: “from a torn internal
ing created a frontal flap by placing 1 arm of carotid to a petrosal vein, from aspirating
his incision on the forehead.17 Ernest Sachs blood from a blood filled ventricle to
(18791958) and Walter Dandy (18861946) aspirating fluid from the cisternae in
later adopted a similar incision, hiding it trigeminal and Ménière’s operations and
within the hairline.18,19 from cerebral and cerebellar cysts.”26 Early
neurosurgeons struggled with damage to
Cushing’s Lateral Ventricular Puncture delicate cerebral structures by inadvertent
In most cranial cases, and especially for suctioning. Frazier designed a narrower
posterior-fossa tumors, Cushing used a suction tip to prevent this from happening,
ventricular needle to puncture the lateral which was subsequently named after him.
ventricle if he saw excessive dural or osseous Gazi Yasargil, a distinguished Turkish
“extracranial bleeding.”20 He first reported neurosurgeon, developed a variable-
this technique in 1909, and it appeared pressure suction machine and a blunted
regularly in records of his pediatric suction tip to minimize damage to tissue. Figure 2. Diagram of curved metal plates
posterior fossa operations at Johns compressed against scalp. (Used with
Hopkins.20-22 The release of cerebrospinal Hemostat permission from Krause F. Surgery of Brain
& Spinal Cord. New York, NY: Rebman Co.;
fluid (CSF) reduced extracranial bleeding The Greek anatomist and physician Era- 1912.)
from the bone and dura and prevented life- sistratus (304250 BC) described a “leaden

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

Gaston Michel,14 and stapling in surgery


was first reported in 1908 by Hültl and
Fischer in Europe.38,37
Cushing introduced his own implant-
able metal clips to neurosurgery.39 The
original Cushing clip was hand-wrought
by wrapping a silver wire tightly around a
metal pencil so that it became ridged
within its longitudinal grooves. A deep
perpendicular groove allowed the user to
cut loops of wire to produce individual
clips, which were then loaded onto a
magazine. Silver was used because of its
Figure 3. Portrait of Ambroise Paré and the bec-de-corbin. (Used with
permission from Pare, A. Cinq Livres de Chirugie. Paris: André Wechel; 1572.) association with low rates of infection. In
1911, Cushing published the first account
of his use of Cushing clips in a glioblas-
toma patient.14 After suctioning the
has been called “the greatest improvement tissue “en-masse.”35 Cushing surrounded
central necrotic portion, Cushing secured
that has ever been made in operative surface lesions with 2 rows of the finest
the vessels of the marginal sulci, which
surgery.”33 split silk ligatures and incised between
projected into the tumor, by drawing
As neurosurgery developed into its own them.35
them into a glass sucker and applying a
field in the late 1800s, it became apparent
silver clip.14
that the ligature was not as useful as it was in Clips Cushing clips became immensely pop-
other surgical disciplines. The main appli- The technique of using clips originated with ular in neurosurgery and even found use in
cation of a ligature in neurosurgery was to South Americans for simple skin wound general surgical procedures. In some
ligate the arterial supply to a lesion, as closures.36 They pressed the edges of the cases, so many silver clips were placed
documented by Horsley in 1886.34 For wound together and held it over leaf-cutter that their subsequent movement on skull
tumors, it was routine to use fine silk on ants with powerful jaws.37 As the jaws films could signal tumor reoccurrence.
curved needles to encircle the lesion. When closed, they would cut off the ant’s body, With time, their use has been relegated to
necessary, ligatures made of catgut or silk leaving a natural clip (Figure 4). Metal clips larger vessels that could not be coagulated
could be placed deeply, encircling the were first devised by the French surgeon with electric cautery.
Here we present photographs of the
Cushing clip assembly and apparatus;
previously only sketched drawings from
his original paper have been published
(Figure 5).
Later modifications and improvements
to Cushing clips resulted in the McKenzie
clip.14 As an alternative to silver, some
surgeons used tantalum because of its
greater compatibility with living tissue
and magnetic resonance imaging (MRI)
compatibility.40

Bone Hemostasis Plugging


Bone hemostasis by plugging of bleeding
sites has been described in standard surgery
textbooks as early as 1845.41 Walter Dandy
writes in The Brain that it was a common
practice to hammer sharp bone pegs to
plug the foramen spinosum.42 This
practice was continued until the 1960s.
Krause applied pressure to “bone hooks”
(Figure 6A) to bleeding openings and
twisting the hook back and forth to stop
the bleeding. He also used “ivory pegs”
Figure 4. Leaf-cutter ants that served as a natural clip, shown in sketch (A)
and in photograph (B). (Used with permission from Ann Surg. 1911;54:1-19.)
driven into the bleeding opening and left
in situ, a practice previously described by

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

from cranial bones. In 1884, Horsley was inflammatory reaction.57 Nevertheless, bone
appointed to the University of London, wax continues to be the most commonly
where he performed extensive experiments used bony hemostatic agent.58
on the localization of brain function and, in
1886, performed the first successful exper- Gelatin Sponge
imental hypophysectomy.45,46 The use of sea sponges, soaked with water
Horsley conducted his own experiments or wine, as a hemostatic was first docu-
on bleeding in canine cranial bones and mented by the ancient Greeks and
invited P. W. Squire, a well-known phar- Romans.58,59
macist, to assist. Squire invented a formula In 1945, John Correll and E. C. Wise, 2
using beeswax and almond oil instead of chemists at the Research Laboratories of the
Figure 5. Photograph of Cushing clips. (Used modeling wax.43 The material was Upjohn Company, published a paper
with permission; photograph taken by sterilized by boiling and kept in stoppered describing a new water-soluble sponge
Gaurav Gupta).
bottles.47 The first successful use of bone created by foaming a specially prepared
wax in clinical surgery was documented in gelatin solution, which was then air-dried
French physicians deMartel and Rochard in The British Medical Journal in 1892 by and sterilized before use.60 The dried
1918.42 Other bone peg materials included Rushton Parker, who used a plug of bone product was light, nonelastic, tough, and
wood26 and cotton wool.43 Krause wrote in wax to stop bleeding from the lateral porous and could be cut into any desired
Surgery of the Brain and Spinal Cord that sinus.48 He credited Horsley for providing shape. The main advantage was its high
bleeding from the diploe, the spongy bony the wax. The bone wax used today is tensile strength, which allowed rough
tissue between the external and internal made of 88% refined beeswax and 12% handling without the risk of disintegration.
layers of the skull, could be controlled with isopropyl palmitate, similar to that first Moreover, gelatin is a nonantigenic protein,
a blow from a Passow chisel (Figure 6B) or used by Horsley. despite being made from purified pork
by crushing the lamina externa and interna However, Horsley’s bone wax could induce skin, as it is nearly entirely deficient in the
with cutting forceps.44 chronic inflammation,49 acted as a aromatic amino acids, which trigger
mechanical barrier to bone regeneration,50 anaphylactic and precipitation reactions.31,49
and lowered bacterial clearance in The gelatin sponge could absorb 45 times
Bone Wax cancellous bone. Associated complications its weight in blood and, when wet,
Horsley is credited with the first known included foreign body granuloma50-52 and plastered to the irregularities of the
recorded use of bone wax, which con- migration into the sigmoid sinus.49,53,54 bleeding surface. Thrombin-soaked gelatin
tinues to be used to stop bleeding from These complications prompted research sponge was shown to reduce bleeding from
the skull in neurosurgery today. into alternatives.55-57 In 1950, Geary and cancellous bone by up to 75% over control
By the late 19th century, the ancient Frantz57 described a resorbable polyethylene values.31
technique of trephining was the only glycol (PEG) composite to deliver the On the basis of Correll and Wise’s ex-
regularly performed cranial surgery. At the hemostatic agent, oxidized cellulose. They periments, Richard Light and Hazel
time, bleeding from the skull posed a sig- demonstrated in a rib fracture model that Prentice did extensive in vivo studies.
nificant obstacle to further developments in their new material was an effective From intracranial implantation and histo-
cranial procedures. At first, modeling wax resorbable hemostatic and, in contrast to logic examination of tissue in 56 monkeys,
or candle wax was used to control bleeding bone wax, only produced a minor they concluded that the gelatin sponge
was well tolerated by dura and the brain. It
produced a slight cellular reaction com-
parable with that caused by blood clots,
which disappeared by tissue digestion and
phagocytosis within 2045 days. Light
and Prentice also reported success with
using the gelatin sponge to repair torn
veins, such as the superior sagittal sinus,
without provoking intravascular thrombus
formation compromising the patency of
the vessel. Pilcher reported one of the
largest clinical series on the use of gelatin
sponges in neurosurgery.61
Some surgeons prefer using a gelatin
paste, made by mixing gelatin with normal
saline. In 1 study a 10% reduction in
bleeding time occurred compared with a
Figure 6. (A) Sketch of Krause bone hooks. (B) Sketch of a Passow chisel. (Used with permission from
Krause F. Surgery of Brain & Spinal Cord. New York, NY: Rebman Co.; 1912.)
gelatin sponge with thrombin.62 Another
advantage is that it does not impede

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

Thrombin, discovered in the 1830s by


Table 1. Examples of Styptics and Hemostatics Scottish surgeon Andrew Buchanan
Styptics Hemostatics (17921882), had to be purified and pro-
duced in mass quantities to be of surgical
Acids, alum, ferric chloride, ferrous sulphate, Dilute mineral acids, especially sulfuric; gallic use. Some sources credit William H. Howell
zinc sulphate, lead acetate, silver nitrate, matico, cold, acid; ergot; digitalis; hamamelis; ipecacuanha; (18601945) as the first to purify thrombin
spider’s web, tannic acid, and all vegetable astringents lead acetate; and oil of turpentine in 1910; others credit Schmidt.71,72
Thrombin was then purified in greater po-
tency, notably by Mellanby in 1933 and
proper bone healing. However, use of after craniectomy for pituitary adenomas Seegers in 1938.73-75 World War II sparked a
commercially available gelatin sponge is and acoustic neuromas.64,66 Horsley used huge national program in blood donation,
most popular. a weaker (1:10,000) sublimate solution for which provided the resources to produce
In the era of MRI, care must be taken in irrigation.64 large amounts of thrombin and fibrin
interpreting a postoperative MRI because foam.76-78 Drs. Karr and Ziff of the Neuro-
a mixture of gelatin sponge, blood, Adrenaline logical Institute of New York were the first to
plasma exudates can present as a post- In 1901, Emil Mayer first documented the apply it in neurosurgical cases.75,79
operative mass of inhomogeneous signal use of adrenaline for hemostasis.4 This Fibrin and fibrinogen were discovered
that can be confused with a pathologic technique has since been widely accepted by Malphighi in 1686 and Fourcroy in the
process like an epidural hematoma or by the neurosurgical community at large early 1800s, respectively; fibrinogen was
abscess.63 Other disadvantages of gelatin and has become a mainstay for initial purified in the late 1800s by Denis80 and
sponges include an increased risk of skin hemostasis before incision. In 1909, Hammarsten.73 Ernest Grey, Cushing’s
wound infection and compression of Braun improved on this by adding assistant resident in 1915, isolated and
nearby neural tissue after swelling from procaine to epinephrine67 and advocated tested sheep’s fibrin on the cerebral
blood absorption.63 infiltrating the scalp with this while the hemispheres of cats.81 He concluded that
patient is under general anesthesia. fibrin only assisted in the mechanical
formation of the clot; it did not influence
PART II: CHEMICAL METHODS OF the chemical reactions involved.73 He
Hydrogen Peroxide noted that clotting could be hastened by
HEMOSTASIS
The first published mentions of the use of dipping fibrin into a thromboplastic
Styptics and Caustic Agents hydrogen peroxide in humans are dated in solution (e.g., Kocher-Fonio-Coagulin),
Styptics were an important method of the late 1980s by Drs. Epstein and but this made it cumbersome to use.
hemostasis in the ancient Greek and Mawk.68,69 Its primary mechanism of ac- Samuel Clark Harvey improved on this by
medieval periods.64 When applied locally, tion is vasoconstriction; it is also an anti- plasticizing the protein with heat, con-
they promoted clot formation and septic. Olivecrona popularized its use on verting it into a paper-like substance.82
vasoconstriction; however, they also bleeding surfaces of the brain.2 The 20th century brought the discovery
destroyed neighboring healthy tissue. However, hydrogen peroxide is no of heparin by William Howell.81 Howell
Moreover, permanent hemostasis depended longer commonly used because of its also demonstrated that hot sponges/
on the resulting eschar, which was often damaging effects on healthy tissue. It cloths applied to wounds hastened
weak and unreliable.63 Styptics are not used disrupts the blood-brain barrier, which clotting by accelerating the formation of
in modern neurosurgery; for academic can result in thrombus formation. Because thrombin.83
interest, a summary of styptic agents can be it is an uncharged molecule, it has the
found in Table 1.65 ability to cross vessel walls and, on con- Fibrin Sealants
Caustic agents were widely used by the verting to water and oxygen, can lead to In 1972, the first successful use of a fibrin
neurosurgeons of the 17th century. Nicholas intraluminal bubbles, leading to micro- sealant as an adhesive agent for nerve repair
André (born in 1704) of France wrote one of embolisms and vessel obstruction. was reported in neurosurgery.84 Fibrin
the earliest descriptions of the surgical Hydrogen peroxide can also affect hemo- sealants consist of 2 main components:
treatment of tic douloureux with use of dynamic stability intraoperatively (e.g., by fibrinogen and thrombin.63 These
caustic stones to prevent rebleeding.63 inducing severe bradycardia). ingredients are loaded into 2 syringes, the
André’s surgical technique produced less tips of which form a common port; they
blood loss and lower risk of rebleeding and Thrombin and Fibrin are activated when mixed in the presence
recompression of the trigeminal nerve In 1964, British hematologist Robert Mac- of calcium to produce insoluble fibrin.
compared with traditional use of a scalpel Farlane proposed the classic hypothesis of These bypass the extrinsic and intrinsic
blade. the Coagulation Cascade.70 Prothrombin is pathways of blood coagulation, replicating
Cushing used Zenker solution, a tissue converted into active thrombin, which in only the final common pathway of
fixative containing mercuric chloride, po- turn converts fibrinogen to fibrin; the coagulation. In the past, bovine thrombin
tassium bicarbonate, sodium sulfate, and final product is a cross-linked fibrin was used, but current products use human
glacial acetic acid, to destroy residual tu- meshwork that traps erythrocytes and stops thrombin extracted from pooled donor
mor after resection and seal the meninges bleeding. plasma, although autologous preparations

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

have been described.63 The use of a human effective on both hard and soft tissue to document the efficacy of Surgiflo in
source prevents sensitization to bovine- surfaces; and works in fully heparinized humans, 6 of which involved the brain or
derived thrombin. patients.92-95 It was originally put on the spine.103-108 One study published in 2012
In contrast, fibrin glues contain fewer market in the late 1990s, approved by the from Italy found that in comparison with
synthetic materials (e.g., cyanoacrylates), FDA in 1999,96 and the first publications of FloSeal, Surgiflo took approximately 80
making it biodegradable.85-87 Conse- its use in surgery were published in seconds less to prepare and biodegraded
quently, it does not result in significant 2000.93,97 about 2 weeks earlier, but these discrep-
inflammation, tissue fibrosis, or foreign The first published report of its use in ancies did not translate clinically into any
body reactions; it is absorbed within days neurosurgery was in 2002 by Dilantha Elle- significant difference in hemostatic effi-
to 4 weeks.85 gala et al98 at the University of Virginia. In 19 ciency.106 Both agents were able to achieve
Christopher Shaffrey et al.88 at the of 293 patients who had uncontrollable immediate hemostasis, and neither
University of Virginia reported in 1990 that bleeding during transsphenoidal resulted in any complications directly
fibrin sealant prevented CSF leakage in procedures, FloSeal stopped the bleeding contributable to the hemostatic agent.
90% of patients who received dural closure immediately, with only 1 case requiring a Surgiflo has been preferred in
operations over a 3-year period. Subsequent second application. Other neurosurgeons transsphenoidal cases since the long,
studies have demonstrated its utility in have reported the benefits of FloSeal in malleable applicator tip allows for greater
repair of CSF leaks, sealing vascular spinal and cranial surgery in decreasing reach in small spaces. More recently, 2
anastomoses, reinforcing aneurysmal adhesion and scar formation at the site of large multicenter trials set out to compare
clippings, hemostasis following tumor application (for laminectomies), the efficacy and cost-effectiveness of Flo-
resection, and dural closure after controlling refractory bleeding, reducing Seal and Surgiflo in spinal surgery.103,104
endoscopic operations.85 The risk of damage to adjacent healthy tissue, and While it found no appreciable clinical dif-
transmitting blood-borne infectious disease shortening operative time.99,100 Its success ferences between the 2 hemostatic agents,
delayed approval by the U.S. Food and Drug has also been documented in FloSeal may be more cost-effective. Another
Administration (FDA) until 1998.89 supratentorial intracerebral hemorrhage, study, published in 2014, evaluated the ef-
Following that, Tisseel was manufactured intraventricular hemorrhage, bleeding ficacy of Surgiflo in spinal surgery.105 In 67
by Baxter Healthcare (Deerfield, Illinois, from venous sinuses, major arteries procedures, Surgiflo was placed into the
USA) and Hemaseel APR was distributed by including the internal cerebral artery, spinal epidural space to assist in
Hemacure Corporation (Montreal, Canada). tumor beds, and generalized oozing. hemostasis in cases of refractory bleeding
Disadvantages of using fibrin sealant However, these reports are anecdotal, as after application of Surgicel; bleeding
include the time required to prepare the there are currently no randomized control stopped in all cases without any
product and the 12 minutes required for trials investigating FloSeal’s efficacy. complications. Research supports that
the clot to form after application. Fibrin Some risks associated with FloSeal both FloSeal and Surgicel are safe,
sealants are therefore most effective for include epidural spinal cord compression (if biocompatible, and valuable solutions for
diffuse capillary oozing or sealing arterial accidentally injected into the spinal canal), refractory bleeding.
suture lines when the vessel can be clam- perilesional edema (if excess product is not
ped while the clot forms, not in cases of removed), allergic reaction to bovine Topical Hemostatic Agents
brisk arterial or unexpected bleeding.90,91 component, and transmission of infectious Muscle Stamps. Leeds physician Charles
disease from the human component.101 Thackrah14 discovered in the early 1800s that
FloSeal Other complications include unintentional blood collected after flowing over an open
FloSeal Matrix, created by Baxter Health- thrombus formation if placed on a wound coagulated more quickly than if
care Corporation, consists of a bovine- nonactively bleeding vessel or injected drawn directly from the blood vessel.109,110
derived gelatin matrix and a human- directly into the vessel, anemia, infection, The coagulative action of tissue was
derived thrombin component that are and hemorrhage.101 demonstrated more positively by Schmidt,
mixed just before use.92 A single-barrel who mixed blood and tissue in a container
syringe and special applicator tip are Surgiflo and found immediate coagulation.110 He
used to apply the mixture to the site of Surgiflo, made by Ethicon (Somerville, proved that tissue has the zymoplastic
bleeding. The gelatin granules swell about New Jersey, USA), is also a thrombin- capacity to convert prothrombin to
20% on contact with blood or bodily fluids gelatin hemostatic matrix that was thrombin.73 In neurosurgery,
to tamponade the bleeding, while human- approved by the FDA in 2005 for intra- Cushing72,83,111 and Horsley73 separately
derived thrombin converts fibrinogen into operative hemostasis. Unlike FloSeal, the described success with use of freshly cut
fibrin monomers, producing a stable clot thrombin in Surgiflo is porcine derived. muscle grafts to control bleeding from the
that resorbs within 68 weeks. FloSeal Surgiflo develops into a thick matrix that dura, dural sinuses, and brain.14 Cushing
stops bleeding at a median time of 2 mi- stays in place during active bleeding, used muscle stamps, which were muscles
nutes (96% success rate within 10 mi- achieves hemostasis in <2 minutes, and pounded flat and cut into squares the size
nutes). Its benefits over other hemostatic retains its efficacy and consistency for up of postage stamps. Dowman111 in 1914
agents are that it works on wet, actively to 8 hours.102 reported his experience with pieces of
bleeding tissue and in high-flow bleeds; Since its introduction in the early 21st fascia for hemostatic effects. Howell
conforms to irregular wound surfaces; is century, only 16 papers have been published discovered that tissue thromboplastin

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explained the procoagulant properties of their design by using compressed rayon, injury site. Surgicel is free of this defect
tissue.112-114 Consistent with this, Horsley which absorbs over 5 times its weight in and does not cause any impairment to
found that muscle loses its hemostatic <1 second while remaining pliable and healing. The other disadvantages of these
properties after boiling, likely due to the porous.101 The manufacturer also added materials include retardation of bone
denaturation of thromboplastin.81 Today, blue and green x-ray-detectable indicator healing/growth,121 progressive fibrosis and
muscle and fascial grafts are used in strings and minimized fraying with stenosis of wrapped anastomoses, and
neurosurgery for tight closure and precision cutting.101 It has become postsurgical compressive neuropathies,
reconstructive purposes. standard practice to keep patties wet especially in confined areas.122 Although
before use, as dry patties are more likely Surgicel provides a lattice for natural clot
Neurosurgical Pledgets and Patties. Until the to adhere to neural tissue and cause formation, it cannot enhance this process
late 1900s, unclean cotton collected from damage on removal. Dry patties are also in coagulopathic patients whose platelet
sweepings on the floors of textile mills a potential ignition factor in procedures count or function are compromised.
was used for surgical dressings. In 1876, using lasers. In 2015, Kinoshita et al119
Robert Wood Johnson from New Jersey developed a “nonadherent” neurosurgical Microfibrillar Collagen. Microfibrillar
heard Joseph Lister, the founder of anti- patty design, as well as an objective way collagen (MFC), also known as Avitene, is a
septic technique, speak about the “invis- to evaluate the hemostatic efficacy of the water-soluble salt form of natural collagen;
ible assassins” hiding in unsterile patties. its discovery was first reported in 1969 by
dressings. Johnson envisioned a new type Hait.123 The fibers, prepared from purified
of surgical dressing that would be ready- Oxycel and Surgicel. In 1942, Yackel and bovine dermal collagen, contain
made, sterile, and sealed in individual Kenyon62 of Eastman Research laboratories microcrystals 1 micron in length and act by
packages. In 1885, R. W. Johnson with his introduced a novel material: oxidized facilitating platelet aggregation and release
brothers formed the Johnson & Johnson cellulose. Oxycel is cellulose oxidized with of intraplatelet substances. Because it
Company. By 1890, Johnson & Johnson nitrous oxide. This oxidation converts enhances platelet functions, it is ineffective
was processing cotton and gauze with dry certain hydroxyl groups to carboxyl in patients with thrombocytopenia
heat, followed by steam and pressure to groups, thereby solubilizing the material (<10,000/mL2) and has no effect on the
produce a product that was both antiseptic at physiologic pH. Initially, the clotting time, prothrombin time, or partial
and sterile. Because of their innovative hemostatic action was thought to be thromboplastin time. Because it is a
cotton products, Johnson & Johnson purely mechanical, by providing a matrix foreign protein, excess MFC should be
became known as “the most trusted name for clot formation. However, experiments removed as it may exacerbate infection or
in surgical dressings.” by Frantz, Clarke, and Lattes at Columbia abscess formation. In controlling
Cushing advocated the use of small pled- University in New York demonstrated cancellous bone bleeding, MFC has been
gets or “tips” of gauze of various sizes specific hemostatic activity from the shown to be significantly better than
secured by a black ligature so that even when reaction between cellulosic acid and thrombin powder alone (40%) and
bloodstained, they could be easily located. hematin, which produces its characteristic comparable with thrombin-soaked gelatin
He also documented the first use of patties, brown color.115 However, adding sponge (61%), but not as effective as
also called cottonoids or neurosurgical sponges, in thrombin to enhance Oxycel is ineffective, thrombin-soaked and gelatin paste (75%
the early 1900s. He found that cotton soaked as it is destroyed by its acidic pH. 85%).124 It also does not interfere with bone
with saline was superior to other materials Surgicel is oxidized “regenerated” cel- healing and, unlike bone-wax, does not have
for washing meningeal surfaces. When lulose (i.e., rayon). Mechanically, Oxycel an increased risk of developing a foreign
wrung out into flat pads and tagged with a and Surgicel are similar. Used alone, body granuloma.
black suture, these cotton squares were also neither would stop oozing from a medium
the safest and most effective substance for or large artery or dural sinus bleeding, Intravenous Hemostatic Agents:
sponging and temporary packing in deep which would be better achieved by the Tranexamic Acid and Prothrombin
cerebral wounds.115 However, these early mechanical hemostasis provided by Complex Concentrate
patties often frayed and linted, which left gelatin sponge.120 Instead, cellulose Tranexamic acid (TXA) is a synthetic lysine
debris that caused inflammation or were products are used adjunctively for control analog that binds plasminogen in place of
inadvertently left inside the wound. of capillary, venous, or smaller arterial fibrin within clots, preventing the activation
Cushing’s contemporaries including bleeding. It rapidly stops bleeding by of plasmin and impairing fibrinolysis. The
Oppeheim, Lanphear, Horsley, and acting as a matrix for formation of a clot first documented used of TXA was in 1957 by
Kohler2,116 experimented with other that is readily absorbed from the site of S. Okamoto, and it is now one of the most
materials, such as iodoform gauze and implantation with minimal tissue widely used antifibrinolytic agents.125 It is
even tampons.2,116-118 reaction. Although the clot is absorbed administered perioperatively for prophylactic
Today, neurosurgical patties are one of anywhere from 2 days to 6 weeks, the hemostasis before surgery, typically for
the most commonly used instruments. body is incapable of breaking down and trauma.
Patties are used intradurally to protect absorbing cellulose, which can result in Several studies have shown significant
neural tissue from metal instruments, aid chronic inflammation. reduction in intraoperative and post-
in dissection, and absorb CSF, blood, or The major disadvantage of Oxycel was operative blood loss with the use of TXA,
other fluids. DePuy Synthes optimized that it prevents reepithelialization at the with an accompanying decrease in the

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DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

neurosurgical emergencies reduced their


INRs to below 2 in <15 minutes. Another
2007 study reported reduction of the INR
to safe levels (<1.5) in <3 minutes,
comparable with the time to surgery seen
in nonanticoagulated patients.139 More
recently, a 2014 study showed that PCC
reduced INR more quickly than fresh
frozen plasma,140 and additional studies
continue to support the utility of PCC in
neurosurgical emergencies.141
Proteinase inhibitors prevent proteinase
from breaking down a thrombus. Intrave-
nously administered proteinase inhibitors
were used in neurosurgery as early as
1963.142 In the 1970s, a dose of 500,000
kallikrein-inhibiting units was used to
treat coagulopathies discovered intra-
operatively.143 In 1993, Bayer introduced
aprotinin (Triazolyl), a natural proteinase
inhibitor isolated from bovine lung.
Aprotinin found its niche in neurosurgery
for operations involving large cerebral
arteriovenous malformations and highly
vascularized tumors. Studies in the 1990s
and 2000s linked aprotinin to kidney
failure, heart attack, stroke, and increased
risk of death.144,145 Bayer pulled the
product off the market in 2007 at the
Figure 7. (A) Sketch from William T. Bovie’s electrosurgical apparatus patent. (Used with permission request of the FDA. Since then, proteinase
from Bovie WT. Electrosurgical apparatus. Lieber Flarsheim Co, assignee. Patent US18 13902 A. inhibitors have fallen out of favor in
January 18, 1928.) (B) Sketch of the Bovie apparatus (Used with permission from Surg Obs Gyn.
1928;47:751-784.) (C) Title of Cushing’s seminal article on the Bovie apparatus. (Used with permission
neurosurgical procedures.
from Surg Gynecol Obstet. 1928;47:751-784.)

PART III: THERMAL METHODS OF


HEMOSTASIS
need for transfusions and without chang- mortality.134 The ongoing ULTRA trial is a
ing overall mortality.119,126-129 It does have phase 2/3 investigation into the effect of Irrigation
potential to cause harm, as there have TXA on rebleeding rates following In the late 1800s, there was a divide be-
been reports of death, ventricular fibrilla- SAH.135 TXA has also been incorporated tween proponents of hot versus cold water
tion, and generalized seizures, particularly into some protocols for controlling for irrigation for hemostasis. Both sides
when high doses are used or if it is applied vasospasm after aneurysmal SAH. It is agreed on 2 points: Both temperatures
intrathecally.130-132 One proposed mecha- also useful in the setting of traumatic caused initial vasoconstriction, and cold
nism for these sequelae is that high doses ICH; there are studies under way to irrigation further caused vasospasm. Ad-
of TXA can leach out of the fibrin clots and assess its efficacy for this use.136,137 vocates of hot irrigation argued that
impair adhesion of adjacent cells to their Prothrombin complex concentrate (PCC) although warm water could cause vasodi-
natural extracellular matrix, which is is another prophylactic hemostatic. It con- latation, which would increase risk of
cytotoxic.133 sists of vitamin Kdependent clotting fac- hemorrhage, applying hot water directly to
Although not approved by the FDA for tors II, VII, IX, and X and proteins C and S a bleeding surface was an effective
this use, antifibrinolytics like TXA are derived from human blood plasma. Its hemostatic.
used in cases of intracerebral (ICH) and primary use is to rapidly reverse the effects In 1886, Milne Murray conducted exper-
subarachnoid hemorrhage (SAH) to of warfarin and other coumarin anticoagu- iments with irrigation at 36 F to 123 F on
decrease rebleeding rates; however, this lants before emergency surgery or in severe the uterine vessels in rabbits.4 She showed
increases stroke risk. A randomized clin- intracranial hemorrhage. It is remarkably that although both cold and hot irrigation
ical trial to assess the outcome of early effective in neurosurgical emergencies, as caused initial vasoconstriction, the
TXA in patients with a SAH and found a was first noted in the paper published by vasculature remained fully anemic for
reduction in early rebleeding from 10.8% Cartmill et al138 in 2000. Their use of PCC in longer under hot water. Further, the cold
to 2.4% and an 80% reduction in 6 patients on anticoagulants in irrigation condition showed an intense

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DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

of cautery involving a series of metal


blades or points of different shapes and
sizes that could be fitted to a handle.
These points were hollow inside, filled
with fine platinum wire, and could be
kept heated with benzene vapor. In the
1880s, Paquelin’s cautery was adapted to
neurosurgery.150,151
The next major development was galva-
nocautery, or cautery by an electrically
heated wire. Current is passed through the
wire; the resistance of the wire arrests the
current and converts it to heat. In 1854
Albrecht T. Middeldorpf (18241868), a
surgeon in Germany, published the first
account of using electrical current in sur-
gical operations.28 Middeldorpf used a
galvanic current from a zinc-platinum bat-
tery to heat thin platinum wires. With this
tool, it became possible to simultaneously
Figure 8. Illustration of the coagulating needle and electrocautery machine. perform tissue dissection, destruction, and
Figure reproduced with permission from the Cushing Center at Yale hemostatic coagulation. His most impor-
University. (Used with permission from J Neurosurg Pediatr.
2004;100:225-231.) tant electrosurgical instruments consisted
of an electrosurgical knife and an electrical
cutting snare for removal of polypoid tu-
mors,151,152 which are the direct ancestors
reactionary congestion within 8 minutes, simple method for protecting the flesh of modern electrocautery and cautery
while the warm irrigation condition just around the artery to be cauterized, which snare, respectively.
regained their resting tone. Horsley had involves using a sheet of iron perforated Jacques-Arsène d’Arsonval (18511940)
attended Murray’s presentation at the with holes of varying size. These perfora- discovered in 1891 that high-frequency (i.e.,
Edinburgh Obstetrical Society meeting. tions were positioned over vessels and thousands of oscillations per second) alter-
He realized: “What we require is a allowed the red-hot iron to be applied to nating electrical currents did not physio-
temperature that stimulates contraction of them while minimizing injury to the sur- logically stimulate muscle, unlike lower
small vessels without at the same time rounding flesh.149 frequency currents, which produced muscle
causing heat coagulation of the nervous During the Middle Ages, cautery came to twitching and pain.153 This set the stage for
system.” He concluded that temperature replace most other forms of hemostasis. It advances in medical diathermy and
to be between 110 F and 115 F.146 was usually performed with specialized electrosurgery. In 1907, Pozzi in France
Cushing, in his original memoirs from iron instruments, which would be heated reported that certain malignant growths
1911, preferred temperatures between until the metal turned red. This form of could be effectively destroyed using high-
100 F and 105 F.147 However, not all early cautery, known as the “fer d’argent,” was a frequency sparks at a distance from the
neurosurgeons were fond of irrigation. tortuous affair. Alternatively, scalding hot target.154 He called this “fulguration.”
Krause remained a strong exponent of dry oil would be poured into the wound.3 Additional local dehydration and
asepsis despite the widespread acceptance Subsequently, Claude André Paquelin coagulation could be achieved by bringing
of irrigation.148 (18361905) invented an ingenious form an even higher frequency of current into
direct contact. In 1911, W. L. Clark
Simple Cautery and Galvanocautery promoted a new electro-scalpel apparatus
Cautery, the practice of destroying tissue that used both a small active electrode and a
through use of heat, is among the oldest larger indifferent electrode, which better
methods of hemostasis. Descriptions of limited cutting to the immediate vicinity of
this process appear in writings on surgical the active electrode. He proposed the term
techniques dating back to 600 BC in “desiccation” to describe its action.7
ancient India. Its use is also described Professor William T. Bovie, a physicist
extensively by Hippocrates, who wrote: at the Huntington Memorial Hospital, is
“That what the medicament not quelleth, credited with advancing the field of gal-
the iron doth; and that which the iron vanocautery to modern standards and,
amendth not, the fire extermineth.”14 with the help of Harvey Cushing, intro-
Figure 9. Photograph of the Nd:YAG laser
Around AD 1308, Jehan Ypreman of ducing it to neurosurgery. The “Bovie
(image source unknown).
Ypres, France described an ingenious, apparatus” developed by Cushing and

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

Bovie was a spark-gap unit that consisted Bipolar Cautery Eventually, the introduction of contin-
of 2 small metal conducting pieces sepa- Bipolar cautery was first used by James uous wave lasers with focused beams
rated by an air gap, like an automobile Greenwood of Baylor College of Medicine in allowed for much more control to improve
spark plug. When voltage is raised high 1940.156 In 1953, Edward Malis introduced cutting accuracy and induce vaporization.
enough to jump across the air gap, the air the first true bipolar coagulator instrument The carbon dioxide laser was found to be
becomes ionized and functions as a at Yale, which was then marketed for excellent for cutting as it caused little
conductor. Soon after its development, the widespread use in 1966.20 thermal damage to adjacent tissue. The
Liebel-Flasheim Company of Cincinnati The introduction of bipolar coagulation argon laser, created in 1967, employed this
undertook its commercial production. was an important step allowing neuro- technology for coagulation. This laser has
Cushing was so encouraged by the success surgeons to become “microsurgeons.” In a wavelength of 488516 nm and can
of this apparatus that he called back many addition to pioneering safer and more cover a wider zone of tissue. Because the
of his patients with supposedly inoperable effective microsurgical cautery, the subse- laser beams are absorbed by hemoglobin,
meningiomas and hemangiomas.155 In quent introduction of “nonstick” metal this allows for more effective coagulation.
1926, Harvey Cushing first used the Bovie surfaces has further improved this Later in the 1980s, Brown et al.159
apparatus in a neurosurgical operation important surgical addendum. This new demonstrated how the neodymium-
on a patient with a highly vascular brain technique permitted better control of doped yttrium aluminum (Nd: YAG) laser
tumor whose first surgery, 3 days earlier, hemorrhage, was safe to use in patients (10601340 nm) had the ability to pene-
had to be aborted because of failure to with pacemakers and defibrillators, and trate to a deeper area of tissue for photo-
control bleeding.28 However, this hand- enabled soft tissue planing. It also did not coagulation and tumor ablation (Figure 9).
made tool still had its drawbacks. A skil- need a grounding pad. Most importantly, The developments of neuronavigation,
led assistant had to operate its elaborate bipolar cautery allowed for fine coagula- MRI thermotherapy, and catheter systems
switchboard, and inhaled anesthetics tion of small vessels in areas where uni- enabling surgeons target laser light to a
could not be used due to fire risk. Soon polar coagulation would be hazardous, specific location have all contributed to the
thereafter, a more modern version of the such as next to cranial nerves, the brain- development of laser interstitial thermal
machine was developed to address these stem, cerebellar arteries, or the fourth therapy (LITT) in 1983. LITT involves tar-
issues (Figure 7A and B). ventricle. Its low impedance output geting laser light interstitially within a
In 1928, Cushing published a study of a ensured the voltage would be constant target lesion volume to produce coagulative
series of 500 cranial procedures in which despite the resistance of the tissue. It was necrosis; it has become an increasingly
tumor hemostasis was facilitated by the also safer because the bipolar cut and important option for treatment of epilepsy,
Bovie apparatus (Figure 7C).156 The terms coagulated at wattages less than one intracranial and spinal tumors, and radia-
“intracapsular tumor enucleation” and quarter that required for monopolar tion necrosis.159 Currently, the 2 major
“adequate hemostasis” began to appear electrosurgery. LITT systems are Visualase (Medtronic,
regularly in Cushing’s operative notes in Inc., Dublin, Ireland), which uses a 980
1927.155 Cushing’s first operative illustration nm laser diode, and NeuroBlate (Monteris
involving the “coagulating needle” for a Laser Medical, Inc., Plymouth, Minnesota,
posterior fossa tumor reflects a milestone In 1960, Theodore Maiman, a researcher USA), which uses a 1064 nm Nd:YAG
in the evolution of techniques in cranial from Hughes Research Laboratories in laser. Although 1064 nm wavelength laser
surgery (Figure 8). California, detailed the first operational light offers deeper tissue penetration, the
Dusser de Barenne and Zimmerman laser. He used a ruby medium to produce 980 nm laser diode system provides faster
studied the effects of electrosurgery on the a laser pulse of 694 nm wavelength. In tissue heating.160
brain around 1935.156 They used a carefully 1964, Kumar Patel of Bell Laboratories in
controlled heating element between 122 F New Jersey described a molecular laser Aquamantys System
and 176 F (50 C and 80 C) and charted the that uses carbon dioxide as a medium to The Aquamantys System (Medtronic)
depths of destruction of the cerebral produce a continuous-wave laser at 1060 gained FDA approval for surgical use in
cortex in monkeys after exposure times nm. Lasers were first used on the brain in January 2012. This medical device uses
from 30 seconds to 5 minutes. They 1965 in experiments by Fine157 and transcollation technology that involves a
concluded that a minimum exposure of Earle.158 They used a single high-energy combination of pulsatile radiofrequency
30 seconds at a temperature of 122 F pulse of ruby laser on the intact crania of delivered by 2 bipolar electrodes and a
(50 C) or above resulted in death of mice, which killed them instantly. Even- conductive liquid such as normal saline.
nerve cells in the most superficial cortical tually, the laser energy was controlled to The system is composed of a generator
layers.156 create sharply demarcated lesions in neu- and single-use probes, which heat tissue
Spark-gap units like the Bovie wore out ral tissue. Because of their predictable in- to a temperature of 100 C while the
quickly and needed service frequently. juries on cranial contents, lasers were used conductive liquid evenly conducts energy
Early in the 1970s, vacuum tubes in the in models for studying subdural and sub- into tissue, maintains a clean tip, and
earlier electrosurgical units were replaced arachnoid hemorrhage. In contrast to the avoids drying out tissues, excessive
with printed circuit boards and transistors, high-powered pulse lasers, it was shown smoke, and other electrical risks of over-
which were more compact, reliable, and in 1964 that low-powered lasers have a heating. This allows for the safe and
safe than spark-gap devices.156 selective effect on destroying cancer cells. effective coagulation of blood vessels,

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HISTORICAL VIGNETTE
DANIKA PAULO ET AL. HISTORY OF HEMOSTASIS IN NEUROSURGERY

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