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Material didáctico
Administración
Delitos Contra la
Escuela Nacional de Control
Delitos Contra la Administración Pública
Delitos Contra la
Administración
Pública
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Escuela Nacional de Control
Delitos Contra la Administración Pública
Lima 2014
El presente material es de uso exclusivo para los participantes de los cursos regulares programados
por la ENC.
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Escuela Nacional de Control
Delitos Contra la Administración Pública
PRESENTACIÓN
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Escuela Nacional de Control
Delitos Contra la Administración Pública
INTRODUCCIÓN
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Escuela Nacional de Control
Delitos Contra la Administración Pública
OBJETIVO GENERAL
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Escuela Nacional de Control
Delitos Contra la Administración Pública
ÍNDICE
PRESENTACIÓN ............................................................................................................................ 4
INTRODUCCIÓN ........................................................................................................................... 5
OBJETIVO GENERAL ..................................................................................................................... 6
PREGUNTAS MOTIVADORAS ....................................................................................................... 9
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Escuela Nacional de Control
Delitos Contra la Administración Pública
ANEXOS ...................................................................................................................................... 79
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Delitos Contra la Administración Pública
PREGUNTAS MOTIVADORAS
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Delitos Contra la Administración Pública
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Escuela Nacional de Control
Delitos Contra la Administración Pública
Derecho Penal
Principios Fundamentales del Derecho Penal
El Delito
Estructura y Elementos del Delito
El Iter Criminis
Objetivo Específico 1:
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Escuela Nacional de Control
Delitos Contra la Administración Pública
Prinicipio de Legalidad1
Principio de Subsidiariedad
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Art. 2º, Inc. 24, literal d) de la Constitución, Art. II Título Preliminar del C.P.
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Art. 139º, Inc. 9 de la Constitución Política del Perú y Art. III del Título Preliminar del C.P.
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Art. VII del T.P. del C.P. elimina el derecho penal del autor, optando por el derecho penal del acto, proscribiendo la
responsabilidad objetiva.
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Escuela Nacional de Control
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Principio de Igualdad4
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Art. 2 Inc. 2 Constitución, Art. 10 del C.P.
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Escuela Nacional de Control
Delitos Contra la Administración Pública
1.3 El Delito
Concepto Formal
Según ésta, el delito es toda acción u omisión
prohibida por la ley bajo amenaza de una pena o
medida de seguridad.
Concepto Material
Según ésta, el delito es la conducta humana que
lesiona o expone a peligro un bien jurídico protegido
por la ley penal.
Concepto Analítico5
Según ésta, el delito se encuentra constituido por
cuatro elementos: acción, tipicidad, antijuridicidad, y
culpabilidad. En otras palabras, según el concepto
analítico el delito es la acción típica, antijurídica y
culpable.
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Por otra parte, nuestro Código Penal lo define como todas aquellas acciones u omisiones dolosas o culposas
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1.4.1 Estructura
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Escuela Nacional de Control
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1.4.1.1 La Acción
1.4.1.2 La Tipicidad
1.4.1.3 La Culpabilidad
1.4.1.4 El Dolo
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Culpa
•Cuando el sujeto si bien no quiere causar el
Consciente o
resultado advierte la posibilidad que éste se
Con
produzca, pero confía en que no sea así.
Representación
6
De acuerdo a nuestro ordenamiento jurídico deben ser declaradas en forma expresa; así lo exige el Art. 12° del
C.P.
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Art. 12 del CP, segundo párrafo.
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Escuela Nacional de Control
Delitos Contra la Administración Pública
Fase interna:
•La Ideación: La idea de cometer un delito aparece en la mente.
•La Deliberación: Evaluación de los pro y los contra de la
ejecución del delito.
•La Determinación Criminal: cuando se constituye la firme
voluntad de cometer el crimen.
Fase Externa:
•Previa a la ejecución, se producen los Actos Preparatorios.
•La Ejecución, aquí se ubican la tentativa y la consumación.
•Posterior a la ejecución, se produce el Agotamiento.
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Escuela Nacional de Control
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ACTIVIDAD DE APRENDIZAJE
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Escuela Nacional de Control
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Objetivo Específico 2:
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Escuela Nacional de Control
Delitos Contra la Administración Pública
Constitución:
8
El C.P. del 24 los trataba en 27 artículos. El C.P. actual en 78 artículos (incluyendo a los
delitos contra la administración de justicia).
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a) Funcionario público.
b) Directivo público.
c) Servidor Civil de Carrera.
d) Servidor de actividades complementarias.
En cualquiera de estos grupos pueden existir servidores de confianza.
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9
Código Penal (Modificado por el Artículo Único de la Ley N° 30124): Artículo 425
10
Art. 4° Clasificación/ Concordar con Arts. 2, 3, 51 y siguientes LEY 30057
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2.3.3 Abuso de Autoridad
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Artículo 376 del Código Penal - Decreto Legislativo N° 635, modificado por el Artículo 1 de la Ley Nº 29703,
publicada el 10 junio 2011.
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Artículo 376-A del Código Penal - Decreto Legislativo N° 635, reubicado y reformado por el Artículo 2 de la Ley N°
28355
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Artículo 377 del Código Penal – Decreto Legislativo N° 635
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Artículo 378 del Código Penal – Decreto Legislativo N° 635
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El que acepta el cargo sin contar con los requisitos legales será
reprimido con la misma pena.
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Artículo 379 del Código Penal – Decreto Legislativo N° 635
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Artículo 380 del Código Penal – Decreto Legislativo N° 635
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Artículo 381 del Código Penal – Decreto Legislativo N° 635
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2.4.8 Concusión18
El funcionario o servidor público que,
abusando de su cargo, obliga o induce a
una persona a dar o prometer
indebidamente, para sí o para otro, un
bien o un beneficio patrimonial, será
reprimido con pena privativa de libertad
no menor de dos ni mayor de ocho años y
con ciento ochenta a trescientos sesenta
y cinco días-multa.
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Artículo 382 del Código Penal – Decreto Legislativo N° 635, modificado por el Artículo único de la Ley N° 30111,
publicada el 26 noviembre 2013 / CONCORDANCIAS: Ley Nº 30077, Art. 3 (Delitos comprendidos)
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Artículo 383 del Código Penal – Decreto Legislativo N° 635 / CONCORDANCIAS: Ley Nº 30077, Art. 3 (Delitos
comprendidos)
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Artículo 384 del Código Penal – Decreto Legislativo N° 635, modificado por el Artículo único de la Ley N° 30111,
publicada el 26 noviembre 2013
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COLUSIÓN.EXP. 861- 2001 R. N.
CUSCO _____________________________
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El delito de concusión en su
modalidad de cobro indebido, _____________________________
previsto en el artículo 382 del
C. P., establece entre otros, _____________________________
que el funcionario, mediante _____________________________
intimidación tácita de la
condición que le asiste, exige _____________________________
el pago o entrega de algunas
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contribución u honorarios no
debidos; que, en el citado _____________________________
ilícito, la voluntad del agente
debe estar dirigida a compeler _____________________________
la voluntad de otra persona
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para obtener beneficio.
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EXP. Nº 1649-2003 R. N. _____________________________
CAJAMARCA
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El tipo penal descrito en el _____________________________
artículo 382 del C. P., en este
caso no se evidencia el abuso _____________________________
del cargo para obligar o _____________________________
inducir a una persona a dar o
prometer indebidamente para _____________________________
sí o para otro, un bien o un
beneficio patrimonial, es decir _____________________________
que en la conducta _____________________________
desarrollada por los acusados
existe ausencia de tipicidad, _____________________________
pues en todo caso dicha
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conducta es enmarcaría
dentro de los presupuestos del _____________________________
delio de colusión previsto en el
artículo 384 del C. P. _____________________________
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Doloso
El funcionario o servidor público que se
apropia o utiliza, en cualquier forma, para sí
o para otro, caudales o efectos cuya
percepción, administración o custodia le
estén confiados por razón de su cargo, será
reprimido con pena privativa de libertad no
menor de cuatro ni mayor de ocho años y
con ciento ochenta a trescientos sesenta y
cinco días-multa.
Culposo
Si el agente, por culpa, da ocasión a que se
efectúe por otra persona la sustracción de
caudales o efectos, será reprimido con pena
privativa de libertad no mayor de dos años y
con prestación de servicios comunitarios de
veinte a cuarenta jornadas. Constituye
circunstancia agravante si los caudales o
efectos estuvieran destinados a fines
asistenciales o a programas de apoyo social.
En estos casos, la pena privativa de libertad
será no menor de tres ni mayor de cinco
años y con ciento cincuenta a doscientos
treinta días-multa.
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Artículo 387 del Código Penal – Decreto Legislativo N° 635, modificado por el Artículo único de la Ley N° 30111,
publicada el 26 noviembre 2013. / CONCORDANCIAS: Ley Nº 30077, Art. 3 (Delitos comprendidos)
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publicada el 26 noviembre 2013. / CONCORDANCIAS CON EL TLC PERÚ - ESTADOS UNIDOS DE NORTEAMÉRICA,
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CONCORDANCIAS: Ley Nº 30077, Art. 3 (Delitos comprendidos).
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Artículo 399 del Código Penal – Decreto Legislativo N° 635, modificado por el Artículo único de la Ley N° 30111,
publicada el 26 noviembre 2013.
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Artículo 427 del Código Penal – Decreto Legislativo N° 635 / CONCORDANCIAS: Ley Nº 30077, Art. 3 (Delitos
comprendidos).
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Artículo 428 del Código Penal – Decreto Legislativo N° 635
Artículo 428-B del Código Penal – Decreto Legislativo N° 635, incorporado por el numeral 3 del Artículo 29 del
Decreto Legislativo Nº 1084, publicado el 28 junio 2008.
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ACTIVIDAD DE APRENDIZAJE
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ESTUDIO DE
CASOS
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CASOS32
INSTRUCTIVO33
A continuación se efectuará el desarrollo de las siguientes actividades,
considerar las instrucciones.
Su primer contacto con el caso debe ser una lectura atenta y detenida del
supuesto de hecho.
a. Los datos que figuran en el caso deben tenerse por probados y ciertos;
no los altere, ni imagine hipótesis alternativas. Deje de lado toda doble
intención subjetiva propia o de quien seleccionó el caso.
b. Ordene las circunstancias que el caso presenta: personas involucradas,
lugar, tiempo, modalidad, etc. Si lo cree conveniente emplee gráficos o
cuadros para esta tarea. Es aconsejable utilizar un borrador y sólo pasar
en limpio el esquema final si lo considera aconsejable para ilustrar su
respuesta o conclusiones.
c. Debe contar con los instrumentos técnicos que le permitan su estudio y
resolución:
• La normativa aplicable (Constitución, Código Penal, etc.)
• De ser posible Jurisprudencia que conozca sobre casos análogos
(puede consultar alguna de las bases virtuales disponibles on line,
como la base de datos del Poder Judicial
http://www.pj.gob.pe/wps/wcm/connect/cij-
juris/s_jurisprudencia_sistematizada, entre otras tantas)
d. Una vez que haya reunido estos instrumentos, dedíquese al análisis del
caso para poder identificar los problemas jurídicos penales que el mismo
presenta, pues éste es su primer objetivo.
En esta tarea, se aconseja realizar el estudio desde la teoría del delito,
1. Determinar el objeto de la valoración
32
Modelo adecuado al Anexo 8 del Procedimiento de Diseño Curricular
33
Por la naturaleza de los casos a ser analizados, este instructivo excepcionalmente reemplaza a las PREGUNTAS DEL CASO
considerando que las actividades a desarrollar deben cumplir ciertas características.
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3. La antijuridicidad:
4. La culpabilidad.
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El texto del caso original se ha adecuado a las exigencias de edición para fines didácticos (interlineado de 1.5 y fuente Century
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SALA PENAL
Ejecutoria de 12 de marzo de 2003
R.N. Nº 422-2002
TUMBES
(…)que con relación al encausado Dante Saúl Sarango Marchán se advierte
de autos, que fue sentenciado por delito de peculado al haber recibido como
pago materiales de construcción destinados para la construcción de aulas,
donde él trabajaba como maestro de obra, sin embargo del análisis del tipo
penal, se aprecia que su conducta no se subsume en el tipo penal
contemplado en el artículo trescientos ochenta y nueve del Código Penal, por
no concurrir los presupuestos exigidos, en principio por no tener la condición
de funcionario público y de otro lado por cuanto tales bienes no estuvieron
bajo su administración, por lo que corresponde absolverlo de la acusación
fiscal, (…)
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CASO: PECULADO
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Sala Penal
Ejecutoria del 21 de Marzo de 2003
R. N. N° 1522-2002 - Ayacucho
Disposiciones estudiadas: Art. 388° del C. P.
Los cargos formulados por el representante del Ministerio Público, no se han
acreditado de modo alguno, puesto que el encausado al efectuar las
llamadas de larga distancia de carácter personal, en su condición de Director
del Hospital de Apoyo de San Miguel – La Mar, lo hizo pensando que era uno
de sus derechos y que le era permitido, al no tener ninguna comunicación que
estableciera lo contrario, por lo que actuó bajo error de prohibición, ya que
consideró que estaba procediendo por la condición de jefe y desconocía que
el efectuar llamadas telefónicas a larga distancia nacional constituía delito de
Peculado por Uso, no existiendo pruebas que haya conocido y querido causar
perjuicio a la entidad agraviada; más aún, si asumió el pago por las llamadas
efectuadas.
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FUENTES DE INFORMACIÓN
ABANTO, Manuel
2001 Los delitos contra la administración pública en el Código penal
peruano. Lima: Palestra.
BACIGALUPO, Enrique
2004 Derecho penal-Parte general. Lima: Ara
BRAMONT-ARIAS, Luis
2000 Derecho Penal-Parte general. Lima: Santa Rosa.
GÁLVEZ, Tomás
2001 Delito de Enriquecimiento Ilícito. Lima: IDEMSA.
HUGO, Jorge
2002 Delitos Contra la Administración Pública. Lima: Gaceta Jurídica.
JAKOBS, Günther
1997 Derecho Penal-Parte General. Fundamento y teoría de la
imputación. Traducción de Cuello Contreras y Serrano González
de Murillo. Segunda Edición. Madrid: Marcial Pons.
PEÑA, Raúl
1997 Tratado de Derecho Penal-Parte General- Estudio Programático.
Lima: Grijley.
ROJAS, Fidel
2005 Delitos contra la administración pública. Lima: Grijley.
VILLAVICENCIO, Felipe
2006 Derecho Penal-Parte General. Lima: Grijley
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ANEXOS
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