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C. R. Acad. Sci.

Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411


© 2000 Académie des sciences/Éditions scientifiques et médicales Elsevier SAS. All rights reserved
S1387-1609(00)01169-5/REV

Surface chemistry and catalytics/Chimie des surfaces et catalyse

Minimisation des rejets par catalyse sélective et traitement des effluents


Photocatalytic purification and remediation of
contaminated air and water

Waste minimisation by selected catalysis and waste treatment


David F. Ollis*

Chemical Engineering Department, North Carolina State University, Raleigh, NC 27695-7905, USA

Received 3 April 2000, accepted 30 June 2000


Communicated by François Mathey

Abstract – Among the catalytic approaches to environmental remediation, that of heterogeneous photoassisted catalysis,
known as ‘photocatalysis’, is the sole example involving utilization of light along with a catalytic solid. This paper surveys the
broad range of emerging potential applications for water (contaminant destruction and removal, metal deposition and
recovery, sterilization and disinfection) then for air (purification, decontamination, deodorization, bioaerosol removal,
self-cleaning surfaces) and presents approaches to increase the efficiency of light and catalyst utilization via periodic
illumination and oxidant (ozone, peroxide) addition. © 2000 Académie des sciences/Éditions scientifiques et médicales
Elsevier SAS
photocatalysis / water treatment / air purification

Résumé – Purification photocatalytique et assainissement de l’air et de l’eau contaminées. Parmi les approches
catalytiques visant à assainir l’environnement, la catalyse hétérogène photoassistée, connue sous le nom de « photocatalyse »,
constitue l’unique exemple d’utilisation combinée de la lumière et d’un catalyseur solide. Cet article brosse un panorama du
large éventail d’applications potentielles émergentes pour l’eau (destruction et extraction des contaminants, déposition et
récupération des métaux, stérilisation et désinfection), puis pour l’air (purification, décontamination, désodorisation,
extraction des bioaérosols, surfaces autonettoyantes) ; il présente enfin des approches visant à accroı̂tre l’efficacité de
l’utilisation de la lumière et du catalyseur à travers l’illumination périodique et l’addition d’oxydants (ozone, peroxyde).
© 2000 Académie des sciences/Éditions scientifiques et médicales Elsevier SAS
photocatalyse / traitement de l’eau / purification de l’air

1. Introduction ized at ambient temperature using molecular oxy-


gen as the oxidant;
“ an equivalently broad demonstration of only
Among the catalytic approaches to environmental
remediation, that of heterogeneous photoassisted modest utilization of photons, as reflected by
catalysis, known as ‘photocatalysis’, is the sole exam- apparent photoefficiencies or the more funda-
mental quantum yield, when measurable.
ple involving utilization of light along with a catalytic
solid. The literature in this field has now produced
two concrete results [1 – 6]: We first survey the broad range of emerging po-
tential applications for water (contaminant destruc-
“ broad demonstration that most common water tion and removal, metal deposition and recovery,
and air contaminants can be completely mineral- sterilization and disinfection) then for air (purifica-

* Correspondence and reprints.


E-mail address: ollis@eos.ncsu.edu (D.F. Ollis).
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D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

tion, decontamination, deodorization, bioaerosol re- d) General: while several mechanistic pathways
moval, self-cleaning surfaces). for oxidation have been proposed, the dominant
view is that hydroxyl radicals (or some other equally
We close with approaches to increase the effi- strong oxidant) is photogenerated on the titania sur-
ciency of light and catalyst utilization via perio- face; the potency of this oxidant is responsible for
dic illumination and oxidant (ozone, peroxide) addi- the titania’s broad activity toward various contami-
tion. nant classes (aromatics, alkanes, olefins, halogenated
hydrocarbons, odor compounds (amines, mercap-
tans), dissolved metal complexes, etc.).
2. Origins
The photoactivity of semiconductor metal oxides 4. Water treatment
has long been known. Earlier examples include the
self-oxidation of early house paints wherein the near We demonstrated in 1983 [11] that two of the most
UV solar photoactivation of titania (TiO2) pigments common contaminants in US drinking water,
generated oxidizing species which attacked the or- trichloroethylene (from industry via contaminated
ganic binder of the paint, leading to discoloration water wells) and trichloromethane (water chlorina-
and eventual pigment loss from the surface [7]. Te- tion by-product) could be quantitatively dehalo-
ichner et al. [8] in France explored the photoactivity genated, i.e., chloride ion selective electrodes
of numerous oxides for hydrocarbon partial oxida- recorded release of all chlorine as free chloride ion.
tion in gas phase, finding that near-UV (B 360 nm) Subsequent work established the generality of de-
light could activate titania photocatalysts, and that halogenation of chlorinated species of most kinds,
most metal oxides were inactive, with the active trio with the exceptions of the recalcitrant trichloroacetic
involving titania, zinc, and tungsten ranked in the acid and carbon tetrachloride (these may be dehalo-
activity sequence: TiO2 (anatase) \ ZnO \ WO3. genated reductively, however). Chloroaromatics
Gusten and colleagues [9] in Germany demonstrated have been extensively studied, especially by Serpone
gas –solid photoactivity of solar illuminated Sahara (Montreal) and Pelizzetti (Torino) [12], and shown to
sand for halide transfer between adsorbed hydrocar- be totally degradable. Use of photocatalysis for pesti-
bon moities. In aqueous phase, Corey, Lawrence and cide removal from water has been examined fre-
Tosine [10] in Canada reported that titania-containing quently; target compound removal is routinely
river sediments could dehalogenate chlorinated aro- achieved.
matics in water.
Not only target compound removal, but also min-
eralization is often desired. The complete oxidation
3. Green (photo)chemistry? of hydrocarbons, etc, to CO2, H2O, and other ulti-
mate forms (nitrate, sulfate, etc.) for heteroatoms has
The process attractiveness of photocatalysis stems been explored. Simple compounds produce mineral-
from several ‘green’ characteristics. ization readily; thus for example we demonstrated
[13] for individual and simultaneous photocatalytic
a) GRAS (Generally Recognized As Safe): the dom- oxidation of perchloroethylene and benzene the
inant photocatalyst is anatase TiO2, an n-type semi- complete eventual recovery of all carbon as CO2.
conductor oxide which is also a component of some
toothpastes and pharmaceutical suspensions.

b) Mild oxidant: Kinetic studies demonstrate that 5. By-products


the ultimate source of oxygen during oxidations is
molecular oxygen, a far milder oxidant than hydro- Total oxidation of any contaminant proceeds
gen peroxide or ozone, etc. through one or more intermediates, according to the
complexity of the initial reactants. Some of these
c) Ambient temperature: photocatalysis appears to may be problematic, in which case further treatment
be maximally active at or near room temperature; time may destroy the intermediates: an early exam-
thus catalyst heating is not required (the energy used ple is the appearance, and disappearance, of vinyl
to create the light is important, however, and the bromide during the photocatalytic destruction of the
cost of energy, reflected in the apparent photoeffi- fumigant (now discontinued) ethylene dibromide
ciency or quantum yield, remains an issue for com- (EDB) [14]. A few apparent intermediates are quite
mercialization, as discussed later). recalcitrant, and become unwelcome byproducts: an

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D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

example again is trichloroacetic [15] which is a trace intensity shifts to a square root (0.5), this latter
byproduct during trichloroethylene destruction in regime has been interpreted as dominance by elec-
water. In this area, as with the handling of products tron–hole (second order) recombination. The first
of incomplete combustion (PICs) in the incinerative order region corresponds to a constant quantum
approach to waste treatment, levels of undesired yield (near unity in their case); half order depen-
byproducts can be minimized through appropriate dence gives a quantum yield which declines as the
choice of process conditions (e.g., contact time). inverse square root of intensity. This rate behavior is
also found in some gas phase photocatalysis studies;
others (over small ranges of intensity variation) find
6. Kinetics orders between 0.5 and 1.0, probably a result of
simple lamps which provide approximately one sun
The nearly universal Langmuir – Hishelwood rate equivalent of near-UV output.
form is successful in correlating much steady state
photocatalysis data. For example, we showed early
[16] that plots of reciprocal rate vs. reciprocal reac- 7. Disinfection and sterilization
tant concentration produced the necessary linear
plots for perchloroethylene, dichloroacetic acid, The cell killing power of illuminated titania sus-
monochloroacetic acid, and dichloroethane. A novel pensions has been noted since 1988. While Mat-
result was the observation that most such plots sunaga [21] associated cell death with a suggested
tended toward a common maximum rate of reaction, destruction of active intracellular component, (coen-
independent of reactant structure. This behavior pre- zyme A), Saito et al. [22] showed that potassium
sumably reflects the arrival at a rate limiting photon release from cells correlated strongly with loss of %
supply when reactant was present in great excess. viability; this result argues for loss of membrane
The fit of this function provides little indication of ionic controls as the cause of death. Increasing the
mechanism per se; Turchi et al. [17] showed that four photocatalyst concentration provides a maximum
different liquid–surface mechanisms all led to satura- cell killing rate at about 0.01 vol %; higher levels
tion functions of the Langmuir – Hinshelwood type. caused a decreased cell killing rate, probably due to
a catalyst optical (shading) density effect: at higher
Ultimately, photocatalysis involves kinetic pro- levels, not all suspension is sufficiently illuminated.
cesses within the photoexcited semiconductor, at the Many questions remain in this area [23]: is the cell
surface, and perhaps in solution as well. Key events death usually due to weakening of the cell wall
[18] are: catalyst photoexcitation, migration and trap- (leading to osmotic bursting), to membrane disrup-
ping of the photoproduced electron (e – ) and hole tion leading to loss of ionic strength and pH controls
(h+), surface charge transfer reactions between within the cell, or to oxidation of intracellular con-
trapped electron or hole and (presumably) adsorbed stituents? Are the active forms of oxidant the radicals
species, and undesired volume and surface elec- hydroxyl (OH) and perhydroxyl (HO2), the longer-
tron–hole recombination. The kinetic relaxation lived, diffusible hydrogen peroxide (H2O2), or the
times for these processes are short; Hoffman et al. original holes (h+)? Are colloidal interactions impor-
[19] have reviewed the literature and cite femtosec- tant: is cell–photocatalyst contact, or merely proxim-
ond excitation, pico- and nano-second trapping ity, required? What is the importance of electrostatic
times, and nanosecond recombination times. The interactions between charged cell and charged pho-
slowest steps involve interfacial charge transfer: hole tocatalyst particles, and how does the presence of
transfer occurs in hundreds of nanoseconds, and cell lytic products affect the ongoing reaction rate?
electron transfer is often slowest of all, with transfer Finally, what reactor configuration provides satisfac-
times estimated in milliseconds. Actual reaction rates tory, or optimal, disinfection rates? Microbes in air
during periodic illumination show even slower relax- are also treatable (see later Air section)
ation times, up to one second, perhaps due to
species adsorption or diffusion rates. Animal cells can also be killed via photocatalysis.
An interesting demonstration of anti-tumor photocat-
The influence of intensity upon reaction rate dis- alyst activity comes from Fujishima’s group [24], who
plays two domains of behavior. Early work by showed that subcutaneous titania injection into skin
Egerton and King [20] demonstrated for several TiO2 tumors followed by 40 min of UV illumination pro-
pigments that low illumination intensities produce a duced a ten-fold tumor volume reduction after three
reaction rate (e. g., oxidation of neat isopropanol to weeks, whereas catalyst or light alone controls all
acetone) which is first order in intensity; at intensi- showed tumor increase in volume by a factor of
ties near one-sun equivalent, the reaction order in about 30–50.

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D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

Virus destruction is achievable: Armon et al. [25] Kinetic models of two types have been developed
found a thousand fold reduction in viral titer after to date. The first one involves batch kinetics and
5 min illumination of titania slurries, and eventually a demonstrates the ability to model the entire course
105 fold reduction after one hour. Light and dark of photocatalyzed reaction from reactant disappear-
controls showed little effect. ance through one or several intermediates, to final
products of carbon dioxide and water. Examples
Microbial toxins are also of concern. Sunada et al. here are provided by Sauer [39] for acetone (simple
[26] showed that endotoxin released upon the killing network, no intermediates) and Sauer [37] and Mug-
of particular E. coli strain could be destroyed gli [39] for ethanol (intermediates acetaldehyde,
photocatalytically. formaldehyde, formic and acetic acids).
The second class is represented by reactor models
of the reaction and the catalyst configuration, includ-
8. Metal deposition and recovery; ing the illumination and concentration non-uniformi-
remediation of metal-contaminated ties routinely present in most photoreactors of any
soils size. Examples of useful efforts here include models
of monoliths [40, 41] and reticulates [42].
Observed half cell reactions at illuminated photo-
catalyst surfaces include reductions of many metal
cations, in free or complexed states. Two observa- 10. Photocatalyst lifetime,
tions are of particular note. Serpone et al. [27] found
that a mixture of noble metals in solution could be
deactivation, and regeneration
reductively deposited, in sequence, on to the photo-
Gas–solid photocatalyst activity is observed to
catalyst. These metals could be subsequently recov-
vary, usually decreasing, with time on stream during
ered by dissolution in acids which regenerated the
steady flow, single pass operation, that configuration
original titania particles. Thus, a potential process for
which most sensitively detects catalyst deactivation
precious metals recovery from spent plating solu-
[43]. Such decrease may be due to several individual
tions was shown. Prairie et al. [28] and Borrell [29]
influences, or a combination of them. Initially, the
and Chen and Cerrilos [30] have demonstrated that
catalyst is clean, but considerable time is required for
metal–EDTA complexes may be freed of the com-
the slow reaction rate, treating only parts per million
plexing ligand and deposited on the photocatalyst.
by volume (ppmv) of contaminant, to build-up a
This last application is of interest for soil decontami-
steady state inventory of adsorbed reactant and inter-
nation by chelation and extraction, followed by pho-
mediates. This time may take minutes to hours, and
tocatalytic recovery [29].
the resultant site blockage may reduce the reaction
rate vs. original rate of reactant disappearance, lead-
ing to the appearance of deactivation. This type of
9. Air purification and remediation rate reduction appears to be completely general, and
includes reports for toluene, trichloroethylene,
Photocatalyzed destruction of individual air con- dimethylsulfide, and trichloropropene [43]. Second,
taminants has been actively studied over the last some species may photopolymerize on the surface,
decade. Following early work on partial oxidation of especially in the absence of water: benzene conver-
hydrocarbons by Teichner (France), Stone (England) sion seems to provide such an example [44]. Finally,
and Cunningham (Ireland), the exploration of photo- species with heteroatoms such as N and S may
catalysis for the total oxidation of air contaminants undergo strong or complete photooxidation, leading
began. Key early papers here were those for to oxidized inorganic forms of nitrogen and sulfur
trichloroethylene [31], ammonia [32], and odor com- which accumulate on the surface; this behavior was
pounds [33], and aromatics [34 – 36]. Batch recircula- demonstrated by Peral for indole and pyrrole re-
tion studies showed total eventual recovery of moval from air.
carbon as CO2 i.e., complete oxidation of ethanol
and acetaldehyde [37]. The nature of the deactivated surfaces has hardly
been examined. Larson and Falconer [45] demon-
Air handling in buildings and exhausts usually strated through temperature programmed desorption
requires low pressure drop flow configurations [38]. (TPD) that approximately monolayer equivalents of
The use of ceramic honeycombs, ceramic monoliths, both carbon monoxide and carbon dioxide could be
and glass fiber filters as photocatalyst supports has desorbed at temperatures between 400 and 1 200 K
been reported; developments continue in this area. from spent catalyst. Since carbon dioxide adsorbs

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D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

only weakly on fresh catalyst, it is possible that the 13. Temperature


deactivated surface contains carbon oxides in other
forms such as a surface carbonate, which decom- Increasing temperature has modest or no affect on
poses thermally during TPD. Nitrogen [43] and chlo- photocatalytic rates. One important finding during
rine [46] have been observed with Auger and X-ray TCE oxidation was the change in the molar ratio of
photoelectron spectroscopies, respectively after pho- exit CO2 to inlet TCE from about 1.0 at ambient to
tocatalyst treatment of indole and of TCE, respec- about 2.0 at 64 °C, suggesting that a modest temper-
tively, but identification of surface species was not ature rise could help clean the surface and aid
reported. product desorption [50].

14. Reactant structure


11. Photocatalyst regeneration
Hall et al. [51] compared the photocatalytic con-
Regeneration, or recovery, of catalyst activity has version in air of a substantial number of individual
been reported. The first involves a simple illumina- reactants under identical conditions, finding that for
tion in UHP air; here the catalyst presumably com- the linear 4 carbon family the reaction rates varied
pletes the oxidation of adsorbates, and is as: alcohol\ (ketone, aldehyde) \ alkene \
self-cleaning (e.g. [47]). The rate of recovery de- alkane.
pends upon illumination time, intensity, and even
the presence of water vapor. Not all photocatalysts A comparison of reaction rates between 0.1 to
may be thus regenerated, and both reversible and 100 ppmv for toluene, n-butane, 1,3-dichloroethene,
irreversible deactivation have been observed on the n-hexane, methyl-ethyl-ketone, n-decane, propanal,
same catalyst Peral [43, 48] 1-butanol, trichloroethylene, ethylene, ammonia and
phosgene showed that the rates from most to least
reactive differed by about a factor of fifteen at any
particular concentration. However, very little work
has been published on the simultaneous conversion
12. Self-cleaning surfaces of contaminants in mixtures; the substantial binding
ability of alcohols vs. other components could cer-
The fact that some partially deactivated photocata-
tainly enlarge the apparent differences in reaction
lysts may be regenerated by illumination in fresh
rates found above. Further work is needed here.
(contaminant-free) air suggests that the illuminated
surface can be viewed as self regenerative, or self
cleaning. This arena of applicability has been taken
up intensively in Japan, with self cleaning tiles, 15. Full scale air remediation
window and auto glass, and rear view mirrors photoreactor
among candidate products. Fundamental examples
studies are those of Sitkiewicz and Heller [44], and of United Technologies of Connecticut [51] com-
the group of Pichat [49] in France. The former pleted an initial study for the design and expected
demonstrated that even ultrathin (transparent) layers performance of a multibed photocatalytic reactor for
of titania, laid down by sol – gel deposition, absorbed treatment of recirculated air in a large plane such as
sufficient light to convert a film of adsorbed stearic an Airbus. For this treatment problem, they first
acid to ultimate products CO2 and H2O. The reaction surveyed the extant concentrations of known con-
was zero order in stearic acid and half order in taminants in aircraft atmospheres. Next, they iden-
intensity over the limited range examined. Pichat et tified the maximum allowed exposure limit for each
al. [49] showed that the related compound, palmitic identified contaminant, and defined a tolerance in-
acid, also deposited as a thin film of about 600 nm dex, Ti for each compound as
thickness, could be removed at a rate of approxi-
Ti = (actual concentration/max. exposure level).
mately 60 nm·h – 1, again in a zero order fashion
(constant rate of removal). Operation in a small This approach led to identification of formalde-
batch container indicated that CO2 was at least 72 % hyde, ammonia, and acrolein as the only contami-
of the primary product, with saturated aldehydes nants with individual Ti values in excess of 10 %.
C1 –C6 constituting another twenty percent of initial The final photoreactor, involving about six banks of
products. Continued illumination produced nearly 1’’ thick 14’’ × 14’’ ceramic reticulates coated with
100 % carbon recovery as carbon dioxide. titania, and intervening pairs of lamps, provided

409
D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

about 50–60 % conversion per pass for formalde- of good use of photons, and the drive for lamp
hyde, the most important contaminant from the tol- efficiency, and lifetime, are clearly important here, as
erance index vantage point. they are in most areas of applied photochemistry.
The percent conversions of other contaminants
also present was less, due mainly to the fact that
formaldehyde is the most reactive of all reactants 17. Increasing the photocatalytic rate
studied by them. The overall air purification was
predicted to allow a smaller fresh air intake, leading Various approaches have been found to increase
to a fuel savings up to 2 % on every flight. The the gas–solid rate over that present with contami-
cumulative impact on a large airline’s operating costs nant only. First, modest increase in temperature may
could be substantial in absolute terms. increase the rate, albeit not greatly, as the apparent
activation energy is small. Second, the addition of
ozone at the inlet has been found by NREL re-
searchers to lead to an increased rate and to longer
16. The photoefficiency and quantum
catalyst lifetime, the latter due presumably to the
yield problem oxidation of adsorbed intermediates or polymerized
byproducts by the ozone or an active species
For convenience, we can define two terms which derived therefrom [52]. Finally, the coaddition of
relate the effectiveness with which the photons are trichloroethylene, or other chlorine source
used for the reaction of interest. The most funda- (perchloroethylene, trichloropropene) has been
mental is the quantum yield (QY), which is the ratio: shown [53] to increase the rate of conversion of
QY many hydrocarbons and oxygenates, presumably by
= reaction rate observed/photon absorption rate. an enhanced initial attack through chlorine, rather
than the less reactive hydroxyl, radicals. Catalyst
This is a fundamental quantity, as it considers only prechlorination displays a similar reactant enhance-
photons ‘consumed’ by semiconductor absorption, ment pattern [46].
and thus utilized for photoexcitation in the simplest
case. In liquid phase systems, the reaction rates have
been increased often through addition of the oxi-
In larger scale reactors, other phenomena operate dants, metal ions, or periodic illumination. Hydrogen
which make determination of quantum yield prob- peroxide addition was often observed to enhance
lematic. The entering light may also be scattered by reactions rates, presumably through increasing the
the small photocatalyst particles, it may be transmit- slow step of trapped electron removal, thus dimin-
ted partially, it may be absorbed by photoinactive ishing electron–hole recombination and increasing
components in the reactor, such as the catalyst sup- the selective consumption of holes for surface oxida-
port. In consequence, a less fundamental but tions. Addition of metal ions, such as silver, which
nonetheless useful measure is the photoefficiency can easily undergo one-electron oxidation and re-
(PE) which is defined as the ratio: duction, appears to increase some rates, presumably
PE through a similar path, in this case of catalyzing the
=reaction rate observed/photon flux into the reactor electron transfer to molecular oxygen. Finally, use of
periodic illumination [54] as noted by Szechowski et
This last quantity has validity as an economic al. [54] provides an increased photoefficiency by
measure, but from a mechanistic point of view is less factors of up to 5–10 fold. This phenomenon has
informative than the quantum efficiency. been ascribed to and modeled by slow adsorption of
Photons are relatively cheap. In the US, 1 kW·h of molecular oxygen (or slow electron transfer to ad-
electricity costs about 5 cents, and when passed sorbed oxygen) [55], but the current understanding
though a low pressure lamp with actinic coating remains incomplete.
yielding near-UV emission only (300 – 400 nm) can
produce about one mole of near UV photons. Thus,
the electrical cost to convert one mole of contami- 18. Overview
nant assuming no recombination losses is 5 cents at
100 % QY, 50 cents at 10 % QY, and $ 5 at 1 % QY. Photocatalysis is a chemical oxidation phe-
Inasmuch as quantum yields for gas phase photo- nomenon looking for applications. Current needs in
catalysis range from 1 to 50 %, and those for liquid the remediation of lightly contaminated air and water
phase may range from 0.1 to 10 %, the achievement will provide opportunities for further development

410
D.F. Ollis / C. R. Acad. Sci. Paris, Série IIc, Chimie / Chemistry 3 (2000) 405 – 411

of photocatalysis technology in these fields. While [21] Matsunaga T. et al., FEMS Microbiol. Lett. 29 (1985) 211.
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of Water and Air, Orlando, Florida, 1998.
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