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Nishino et al.
Revised RECIST Guideline

Special Article
Pictorial Essay

Revised RECIST Guideline Version


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1.1: What Oncologists Want to


Know and What Radiologists Need
to Know
Mizuki Nishino1 OBJECTIVE. The objectives of this article are to review the new Response Evaluation
Jyothi P. Jagannathan Criteria in Solid Tumors (RECIST) guideline, version 1.1, highlighting the major changes in
Nikhil H. Ramaiya the new version compared with the original RECIST guideline (version 1.0), and to present
Annick D. Van den Abbeele case examples with representative imaging.
CONCLUSION. Familiarity with the revised RECIST is essential in day-to-day oncolog-
Nishino M, Jagannathan JP, Ramaiya NH, Van den ic imaging practice to provide up-to-date service to oncologists and their patients. Some of the
Abbeele AD changes in the revised RECIST affect how radiologists select, measure, and report target lesions.

O
bjective assessment of the change the new version compared with the original
in tumor burden is important to RECIST guideline; provide representative
evaluate tumor response to ther- cases in which application of the new RE-
apy. The Response Evaluation CIST guideline influences the response eval-
Criteria in Solid Tumors (RECIST) was in- uation; and discuss future directions.
troduced in 2000 by an International Work-
ing Party to standardize and simplify tumor Review of the Original RECIST
response criteria [1]. Key features of the Guideline
original RECIST, version 1.0, included defi- The original RECIST guideline, version
nitions of the minimum size of measurable 1.0, provided definitions for “measurable le-
lesions, instructions about how many lesions sion” and “nonmeasurable lesion” [1]. Mea-
to follow, and the use of unidimensional surable lesions must have a longest diameter
measures for evaluation of overall tumor bur- of ≥ 10 mm on CT with a slice thickness of
den [1]. RECIST has subsequently been ≤ 5 mm (or a longest diameter of ≥ 20 mm on
widely accepted as a standardized measure nonhelical CT with a slice thickness of > 10
of tumor response, particularly in oncologic mm) or a longest diameter of ≥ 20 mm on
clinical trials in which the primary endpoints chest radiography [1] (Fig. 1).
are objective response or time to progression Nonmeasurable lesions include other le-
Keywords: CT, oncologic imaging, response assessment, [2]. With rapid technical innovations in im- sions that do not meet the criteria as measur-
Response Evaluation Criteria in Solid Tumors, RECIST,
RECIST 1.1, tumor measurement
aging techniques including MDCT and PET able lesions, such as small lesions with a lon-
combined with CT (PET/CT), the limita- gest diameter of < 10 mm, skeletal metastases
DOI:10.2214/AJR.09.4110 tions of the original RECIST and the need without a soft-tissue component, ascites, pleu-
for revision have become clear [2]. ral effusion, lymphangitic spread of tumor,
Received December 11, 2009; accepted after revision
In January 2009, a revised RECIST guide- leptomeningeal disease, inflammatory breast
January 29, 2010.
line (version 1.1) based on a database consisting disease, cystic or necrotic lesions, lesions in
M. Nishino is supported by a 2009–2011 Agfa of more than 6,500 patients with greater than an irradiated area, and an abdominal mass not
Healthcare/RSNA research scholar grant. 18,000 target lesions was presented by the RE- confirmed by imaging [1] (Fig. 2).
1
CIST Working Group [2–5]. Some of the clini- After identifying measurable and non-
All authors: Department of Imaging, Dana-Farber
Cancer Institute, 44 Binney St., Boston, MA 02115.
cal trials at tertiary cancer centers have already measurable lesions according to the guide-
Address correspondence to M. Nishino started to use the revised guideline, RECIST line, target lesions are selected at baseline.
(Mizuki_Nishino@dfci.harvard.edu). 1.1, instead of the original RECIST 1.0. Aware- Target lesions include all measurable le-
ness and knowledge of the new criteria are es- sions—up to five per organ and 10 total—
AJR 2010; 195:281–289 sential for radiologists involved in imaging and and are recorded and measured at baseline
0361–803X/10/1952–281
response assessment of cancer patients. [1]. Target lesions are selected on the basis
In this article, we review the new RECIST of their size (i.e., longest diameter) and suit-
© American Roentgen Ray Society guideline, focusing on the major changes in ability for accurate repeated measurements

AJR:195, August 2010 281


Nishino et al.
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A B C
Fig. 1—Measurable lesions according to Response Evaluation Criteria in Solid Tumors (RECIST).
A, CT scan of chest in 64-year-old man with colon cancer. Lobulated nodule in left lower lobe representing metastasis measures 2.5 cm in longest diameter (arrow),
meeting criteria for measurable lesion on CT (longest diameter ≥ 10 mm).
B, CT scan of abdomen in 75-year-old woman with lung cancer shows metastatic lesion in liver that measures 2.1 cm in longest diameter (arrow), meeting criteria for
measurable lesion on CT (longest diameter ≥ 10 mm).
C, Frontal chest radiograph in 52-year-old woman shows mass with longest diameter of 4.2 cm (arrow) representing lung cancer, which meets criteria for measurable
lesion on chest radiography (longest diameter ≥ 20 mm).

[1]. The sum of the longest diameters for all should be noted at baseline and follow-up ex- sions are summarized in Table 1 with a case
target lesions is recorded and used for objec- aminations [1]. example in Figure 4. Assessment of overall
tive tumor response assessment [1] (Fig. 3). RECIST assigns four categories of re- response is based on the evaluations of target
Nontarget lesions include all other lesions sponse: complete response (CR), partial re- and nontarget lesions at each follow-up time
or sites of disease. Measurements of non- sponse (PR), stable disease (SD), and progres- point. The measurements and response as-
target lesions are not required; however, the sive disease (PD) [1]. The criteria of response sessment are often recorded using tumor mea-
presence or absence of each nontarget lesion evaluation of target lesions and nontarget le- surement tables [6] (Fig. 5).

A B C

Fig. 2—Nonmeasurable lesions according to Response Evaluation Criteria in Solid Tumors (RECIST).
A, CT scan of chest in 52-year-old woman with lung cancer shows multiple small nodules in lungs measuring
less than 10 mm; these nodules are miliary metastases.
B, CT scan at level of lung bases in 59-year-old woman with breast cancer shows sclerotic osseous
metastasis (arrow).
C, CT scan of abdomen in 45-year-old man with gastric cancer shows large amount of ascites. Cytology of fluid
was positive for malignant cells, confirming malignant nature of fluid.
D, CT scan of chest in 70-year-old woman with lung cancer shows irregular thickening of interlobular septum and
bronchovascular bundles in lower lobes; these findings are consistent with lymphangitic spread of lung cancer.
D

282 AJR:195, August 2010


Revised RECIST Guideline

TABLE 1:  Evaluation of Target and Nontarget Lesions by Response Evaluation Criteria in Solid Tumors
(RECIST), Version 1.0
Response Assessment RECIST Guideline, Version 1.0
Evaluation of target lesions
CR Disappearance of all target lesions
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PR ≥ 30% decrease in the sum of the longest diameters of target lesions compared with baseline
PD ≥ 20% increase in the sum of the longest diameter of target lesions compared with the smallest-sum longest
diameter recorded or the appearance of one or more new lesions
SD Neither PR or PD
Evaluation of nontarget lesions
CR Disappearance of all nontarget lesions and normalization of tumor marker level
Incomplete response, SD Persistence of one or more nontarget lesions and/or the maintenance of tumor marker level above the normal limits
PD Appearance of one or more new lesions and/or unequivocal progression of existing nontarget lesions
Note—CR = complete response, PR = partial response, PD = progressive disease, SD = stable disease.

A B C
Fig. 3—Target lesions and their measurement.
A–C, CT images of abdomen in 49-year-old woman with metastatic ovarian cancer show three measurable lesions (liver lesion, peritoneal implant, and enlarged iliac
lymph node) that are selected as target lesions. Measurements of target lesions are 1.9 cm (A), 1.6 cm (B), and 3.1 cm (C), totaling 6.0 cm.

A B

Fig. 4—Response assessment.


A and B, Baseline CT scans of abdomen in 68-year-
old man with colon cancer show two target lesions
(arrow) in liver. Measurements according to Response
Evaluation Criteria in Solid Tumors (RECIST) are 4.6
cm (A) and 5.4 cm (B), totaling 10.0 cm.
C and D, Follow-up CT scans obtained after initiation
of therapy show decrease in size of target lesions
(arrow). RECIST measurements are 3.3 cm (C) and 2.7
cm (D), totaling 6.0 cm. Given 40% decrease in sum of
measurements of target lesions relative to baseline
[(10 cm – 6 cm) / 10 cm × 100], assessment of target
lesions by RECIST is partial response.
C C

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A B
Fig. 5—Screen shots show tumor measurement record of 46-year-old woman with lung cancer.
A, Tumor measurement record lists target lesions with series and image numbers and measurements at baseline and on follow-up CT scans (red square). Nontarget
lesions (yellow square) are also listed. Sum of longest diameters of all target lesions (blue square) is recorded. Percent changes compared with baseline and nadir
(smallest diameter since baseline, pink square) provide response assessment at each follow-up scan.
B, Graph shows chronologic changes of longest diameters of each target lesion and sum of longest diameters of all target lesions (red line).

Major Imaging-Related Changes in gan and from a maximum of 10 target lesions 5]. Lymph nodes with a short axis of ≥ 15 mm
Revised RECIST Guideline total to a maximum of five total [2] (Figs. 6 are considered measurable and assessable as
Major changes in RECIST 1.1 related and 7). The change is based on the analysis target lesions, and the short-axis measurement
to imaging include the following: first, the of a large prospective database from 16 clini- should be included in the sum of target lesion
number of target lesions; second, assessment cal trials that showed that assessment of five measurements in the calculation of tumor re-
of pathologic lymph nodes; third, clarifica- lesions per patient did not influence the over- sponse as opposed to the longest axis used for
tion of disease progression; fourth, clarifica- all response rate and only minimally affected measurements of other target lesions. Lymph
tion of unequivocal progression of nontarget progression-free survival [3]. nodes with a short axis of < 10 mm are de-
lesions; and, fifth, inclusion of 18F-FDG PET fined as “nonpathologic” (Fig. 8A). All other
in the detection of new lesions [2]. Assessment of Pathologic Lymph Nodes pathologic nodes—that is, those with a short
In RECIST 1.0, there was no clear guide- axis of ≥ 10 mm but < 15 mm—should be
Number of Target Lesions line for lymph node measurement. In RECIST considered nontarget lesions [2] (Fig. 8B).
The number of target lesions to be assessed 1.1, detailed instructions about how to mea- Given the changes made in the assessment
was reduced from five per organ to two per or- sure and assess lymph nodes are provided [2, of pathologic lymph nodes, CR by RECIST 1.1

A B
Fig. 6—Number of target lesions according to revised Response Evaluation Criteria in Solid Tumors (RECIST), version 1.1, has been reduced to up to two target lesions
per organ.
A, CT scan of abdomen in 72-year-old woman with pancreatic cancer shows dominant pancreatic mass (single-headed black arrow) with multiple metastatic lesions in
liver. Using RECIST, version 1.0, up to five lesions per organ (white arrows) could be selected. Double-headed black arrows show longest diameter of each lesion.
B, Using RECIST, version 1.1, which allows only up to two lesions per organ, only two liver lesions should be selected as target lesions (white arrows). Double-headed
black arrows show longest diameter of each lesion.

284 AJR:195, August 2010


Revised RECIST Guideline

requires, first, the disappearance of all target


lesions; and, second, a reduction in the short-
axis measurement of all pathologic lymph
nodes (whether target or nontarget) to < 10 mm
[2]. It is likely that the changes in the lymph
node assessment mainly influence the evalua-
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tion of patients with epithelial cancers, which


tend to metastasize to the lymph nodes.

Clarification of Disease Progression


PD for target lesions according to RECIST
1.1 requires a 5-mm absolute increase of the
sum of the longest diameters of the target le-
sions in addition to a 20% increase in the sum A
of the target lesions [2] (Fig. 9). The new cri-
terion of a 5-mm absolute change in size is
particularly important in the follow-up assess-
ment of patients with small-volume disease
after response to therapy because a minimal
increase in size due to measurement variabili-
ty could meet the criterion of 20% increase by
RECIST 1.0 without a true increase in tumor
burden in these patients (Fig. 10).

Clarification of Unequivocal Progression of


Nontarget Lesions
RECIST 1.1 further clarifies when one can
assign “unequivocal progression” of nontar- B
get lesions in the response assessment [2]. Fig. 7—Number of target lesions according to Response Evaluation Criteria in Solid Tumors (RECIST), version
1.1, has been reduced to up to five total.
When measurable disease or a target lesion is A, CT scans of chest in 74-year-old man with advanced non–small cell lung cancer show multiple enlarged
present, the overall level of substantial wors- thoracic and upper abdominal lymph nodes, lesion in right lower lobe of lung, and bilateral adrenal metastases.
ening in nontarget disease, which leads to an Using RECIST 1.0, which allows up to 10 lesions total, all eight lesions (circles) could be selected as target lesions.
increase of overall tumor burden even with B, Using RECIST 1.1, maximum of five lesions (circles) total can be selected to adhere to rule of up to two target
lesions per organ.
SD or PR in target disease, is required to as-
sign progression [2]. RECIST 1.1 emphasizes FDG PET to detect new lesions, as summa- the tyrosine kinase inhibitor imatinib, CT at-
that a modest increase in the size of one or rized in Figure 11. The inclusion of FDG tenuation has been used as an important tu-
more nontarget lesions is usually not sufficient PET, which evaluates glucose metabolism of mor response parameter. After treatment with
and that progression solely based on change in tumor, adds a new functional aspect of re- imatinib, the overall tumor CT attenuation
nontarget disease in patients with SD or PR of sponse assessment to RECIST, which has decreases dramatically with development of
target disease is extremely rare [2]. been solely based on morphologic assess- myxoid degeneration, hemorrhage, or necro-
If no measurable disease is present, which ment using size measurements (Fig. 12). sis [7, 8] (Fig. 13). This pattern of response
may be the case in some phase III trials that is important to recognize particularly in the
do not require measurable disease as a criteri- Issues Remaining to Be Solved context of hepatic metastases because appar-
on for study entry, the same general concepts Despite the significant revisions made in ent “new lesions” may appear in response to
apply as in cases with measurable disease [2]. RECIST 1.1, many issues remain to be solved therapy. These lesions are initially isodense
An increase of tumor burden that would be re- in the response assessment of tumors in day- to the hepatic parenchyma but become hy-
quired to declare PD for measurable disease to-day practice. Examples of such problems podense (and therefore visible) in response to
should be present. Examples include an in- that are discussed in this section include, first, therapy and should not be confused with new
crease in pleural effusion from trace to large the CT attenuation measurement (known as lesions and misinterpreted for PD. If there is
or an increase in lymphangitic disease from the Choi criteria [7, 8]) in gastrointestinal any ambiguity regarding the CT interpreta-
localized to widespread [2]. stromal tumor (GIST); second, intratumor- tion, FDG PET can help resolve this and con-
al hemorrhage in response to treatment; and, firm that there is no metabolic activity within
Inclusion of FDG PET in the Detection of third, cavitation of lung lesions. these masses. Choi response criteria, defined
New Lesions as a 10% decrease in the unidimensional tu-
One of the major changes in RECIST 1.1 CT Attenuation in Gastrointestinal mor size or a 15% decrease in CT attenua-
is the inclusion of FDG PET in the detection of Stromal Tumor tion, have been shown to correlate well with
new lesions that define progression [2]. RECIST In patients with GIST naive to any molecu- response by FDG PET and to be more pre-
1.1 provides a detailed guideline for using lar targeted therapy and initially treated with dictive of time to progression than response

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A B
Fig. 8—Assessment of pathologic lymph nodes by Response Evaluation Criteria in Solid Tumors (RECIST), version 1.1.
A, CT scan of patient with lung cancer. Subcarinal lymph node measures 12 mm in short axis (arrow) on chest CT, so it should be considered as nontarget lesion according
to RECIST 1.1.
B, CT scan of patient with lung cancer. Precarinal lymph node measures 7 mm in short axis (arrow). Given that short-axis diameter is less than 10 mm, lymph node is
nonpathologic according to RECIST 1.1.

Fig. 9—Clarification of disease progression. Target lesion at baseline (A) has longest
diameter of 3.0 cm. On follow-up study after initiation of therapy (B), lesion measures
1.0 cm—showing 67% decrease in size compared with baseline. This finding is
consistent with partial response. On further follow-up study (C), lesion has slightly
increased in size and measures 1.3 cm. Because 30% increase in size of lesion since
smallest diameter (nadir) of 1.0 cm, assessment category according to Response
Evaluation Criteria in Solid Tumors (RECIST) 1.0 would be progressive disease and
therapy would be terminated. However, using RECIST 1.1, which requires 5-mm
absolute increase in size in addition to > 20% increase, assessment would be stable
disease and therapy would be continued. If further follow-up showed increase to
diameter of 1.6 cm (D), then criteria for progressive disease according to RECIST 1.1
would be met—that is, > 5 mm absolute increase in size in addition to > 20% increase
compared with nadir.

Fig. 10—Clarification of disease progression


in 55-year-old woman with non–small cell lung
carcinoma treated with epidermal growth factor
receptor inhibitor erlotinib.
A, CT scan of chest shows spiculated right lung
lesion, which was only target lesion, has longest
diameter of 2.8 cm (arrow).
B, After one cycle of therapy, lesion measures 1.3
cm (arrow), showing 54% decrease in size compared
with baseline. This change is consistent with partial
A B response.
C, After initial response, small residual tumor slowly
increased in size and measured 1.7 cm (arrow)
on further follow-up study. Given 30% increase
compared with nadir (1.3 cm), assessment using
Response Evaluation Criteria in Solid Tumors
(RECIST) 1.0 would be progressive disease and
therapy would be terminated. However, using RECIST
1.1, assessment is stable disease because absolute
increase in size is less than 5 mm.
D, Another follow-up CT scan shows further increase
in size of residual tumor with longest diameter of
2.0 cm (arrow), which meets criteria for progressive
disease by RECIST 1.1 given 54% increase and 6-mm
absolute increase in size compared with nadir.
C D

286 AJR:195, August 2010


Revised RECIST Guideline

Fig. 11—Summary of guideline for including FDG PET in


detection of new lesions according to Response Evaluation
Criteria in Solid Tumors, version 1.1. PD = progressive
disease.
Patient had a negative FDG PET Patient had no FDG PET at baseline
at baseline and had a positive and had a positive FDG PET at
FDG PET at follow-up follow-up
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by RECIST 1.0 [8]. Similar criteria using CT


attenuation have been shown to be useful for PD due to a new lesion New site of disease New site of disease
response assessment in soft-tissue sarcomas by PET is confirmed by PET is not
other than GIST and in carcinomas [9, 10]. It by CT confirmed by CT
is important to note that, in patients with GIST
after the initial response to imatinib, recurrent
disease may show a “nodule-within-a-mass” PD Additional follow-up
CT scans to confirm
pattern that cannot be detected as PD using progression at that site
conventional size measurements alone [11].

Paradoxical Increase of Tumor Size in PD if progression is Not PD if positive FDG PET at


Response to Therapy Due to Hemorrhage confirmed and the date follow-up corresponds to a pre-
or Necrosis of progression will be the existing site of disease on CT
Targeted anticancer therapy using antian- date of the FDG PET that is not progressing on the
anatomic images
giogenesis agents or tyrosine kinase inhibitors
is known to cause a paradoxical increase of
tumor size despite response because of hem-
orrhage or necrosis. This phenomenon is often Cavitation of Lung Lesions incorporating cavitation into tumor measure-
seen in liver tumors, including hepatocellular Cavitation of lung lesions is commonly ob- ment; however, further prospective study is
carcinoma and liver metastasis from GIST or served, especially in non–small cell lung can- needed to validate this hypothesis.
melanoma [11, 12]. A paradoxical increase in cer treated with antiangiogenic agents such as
size in the setting of hemorrhage or necrosis in vascular endothelial growth factor receptor Future Directions: Volume and
responding tumors should not be mistaken for inhibitors [13, 14]. Cavitation of lung lesions Functional Assessment
PD, and MRI can be performed to confirm the provides a challenge to radiologists who try to Recent rapid progress in MDCT technol-
presence of these intratumoral changes (Fig. obtain the appropriate measurement that best ogy has enabled scanning of large anatomic
14). FDG PET can also help confirm metabol- represents tumor burden. Rather than simply volumes in a single breath-hold with isotro-
ic response in these tumor masses despite the measuring the longest diameter of a lesion pic voxels and high resolution. Three-dimen-
apparent increase in size. Radiologists must including the area of cavitation, an alterna- sional methods for nodule and tumor volume
be aware of this phenomenon to avoid misin- tive measurement that excludes the area of measurement—aiming for more accurate
terpretation and to prompt appropriate further cavitation has been proposed [14] (Fig. 15). and consistent tumor measurement and bet-
evaluation by MRI or PET/CT. Response assessment might be improved by ter determination of temporal change in a

A B
Fig. 12—FDG PET in detection of new lesions in 48-year-old woman with breast cancer who had negative FDG PET/CT findings at baseline.
A and B, Follow-up FDG PET/CT images show new FDG-avid liver lesion (arrows) representing metastasis. Finding meets criteria for progressive disease using Response
Evaluation Criteria in Solid Tumors 1.1 because new lesion has been detected on FDG PET.

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A B
Fig. 13—CT attenuation decrease in gastrointestinal stromal tumor (GIST) treated with tyrosine kinase inhibitor imatinib.
A, CT scan of abdomen in 59-year-old man with gastric GIST shows circumferential mass involving gastric wall (white arrows) and multiple liver masses (black arrows)
representing metastases.
B, Follow-up CT scan of abdomen shows markedly decreased CT attenuation in both gastric and liver lesions (arrows). According to Choi criteria, these changes in CT
attenuation indicate response to imatinib therapy.

A B

C D
Fig. 14—Paradoxical increase in size of target lesions after targeted therapy in 69-year-old woman with melanoma.
A, Baseline CT scan of abdomen shows two metastatic lesions in liver.
B, Follow-up CT scan obtained after treatment with tyrosine kinase inhibitor, sorafenib, shows increase in size of metastatic liver lesions, measuring 3.9 cm at follow-up
compared with 2.8 cm at baseline and 2.9 cm compared with 1.7 cm at baseline. Note heterogeneous CT attenuation within liver lesions.
C and D, MR images of abdomen show central high signal intensity of lesions (arrows) with surrounding hypointense rim on unenhanced T1-weighted image (C) and
without enhancement on contrast-enhanced T1-weighted image (D).

288 AJR:195, August 2010


Revised RECIST Guideline

Fig. 15—Cavitation of lung lesions. CT scan of chest in 78-year-old woman with


non–small cell lung cancer shows large cavitary lung lesion. Longest diameter of
lesion according to Response Evaluation Criteria in Solid Tumors (RECIST) is 4.7 cm
(black arrow). Modified measurement that has been proposed would incorporate
cavitation into calculation by subtracting diameter of cavity (2.2 cm) (white arrow)
from longest diameter of entire lesion, which would give measurement of 2.5 cm
(4.7 – 2.2 cm = 2.5 cm).
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