EQUITY - SECTOR / INDUSTRY FOCUS

Series 2019-1Q, ADT 1931

REIT Portfolio
A Hartford Investment Management Company (“HIMCO”) Portfolio

Morningstar Equity Style BoxTM

Investment Objective & Strategy
The REIT Portfolio is a unit investment trust (UIT) holding an unmanaged portfolio of common
stocks of publicly traded real estate investment trusts (REITs), seeking above-average total return
through dividend income and capital appreciation. There is no assurance the trust will achieve its
objective.

The portfolio was selected by the portfolio consultant, Hartford Investment Management Company
(“HIMCO”)*.
Ticketing Information
CUSIP (Cash/Reinvest) 00779T428 / 436 *HIMCO is a SEC registered investment adviser. SEC Registration does not imply a certain level of skill or
Fee-Based CUSIP (Cash/Reinvest) 00779T444 / 451 training; nor does it imply that the SEC has sponsored, recommended, or otherwise approved of HIMCO.
Ticker Symbol RETPSX

Security Selection
Essential Information The REIT Portfolio focuses on stocks of quality, U.S. publicly traded REITs. A REIT is a
Unit price at inception (per unit) $10.000 company that buys, develops, and/or manages income-producing real estate such as apartments,
Initial redemption price (per unit) $9.8650 shopping centers, offices and warehouses. HIMCO, considered a broad universe of REITs in the
Initial date of deposit 3/12/2019
Portfolio ending date 6/11/2020 Russell 3000® Index when selecting the portfolio.
Distribution frequency Monthly, if any
Historical 12-Month Distribution HIMCO selected the portfolio based on a disciplined approach that seeks to identify high-quality
Rate of Trust Holdings* 3.93% stocks with historically above-average dividend yields. The process seeks to identify companies
*The distribution rate paid by the trust may be higher or lower within the REIT sector possessing strong fundamentals, such as attractive valuations based on
than the amount shown above due to factors including, but not cash flow and sales, stability of sales and profitability.
limited to, changes in the price of trust units, changes (including
reductions) in distributions paid by issuers, changes in actual
trust expenses and sales of securities in the portfolio. There is The portfolio seeks to provide stable income by investing in quality companies and by providing
no guarantee that the issuers of the securities included in the
trust will pay any distributions in the future. The Historical 12- exposure to income-producing residential and commercial properties by investing across most
Month Distribution Rate of Trust Holdings is calculated by major REIT sub-industries.
taking the weighted average of the regular income distributions
paid by the securities included in the trust’s portfolio over the 12
months preceding the trust’s date of deposit reduced to account
for the effects of trust fees and expenses. The percentage
Key Points to Consider
shown is based on a $10 unit price. This historical rate is for − REITs have historically generated higher dividend income than the broader equity market in
illustrative purposes only and is not indicative of amounts that
will actually be distributed by the trust. recent years. Over the 10-year period ending February 28, 2019, the dividend yield on the
FTSE NAREIT U.S. All REITs Index averaged approximately 4.55% versus an average of
Sales Charges (Based on $10 unit price)+ 2.10% for the S&P 500 Index.1
As a % of $10 Amount per
Standard Accounts unit price 100 units
− REITs have generally provided attractive performance during periods of strength in the
Initial sales fee 0.00% $0.00
Deferred sales fee 1.35% $13.50 housing market measured by home prices.2 The S&P/Case-Shiller U.S. National Home Price
Creation & Development fee 0.50% $5.00 Index rose 2.12% over the one-year period ended December 31, 2018.3
Maximum sales fee 1.85% $18.50
As a % of $10 Amount per
− REIT strategies may include income potential, minimal interest rate sensitivity and potential
Fee-Based Accounts unit price 100 units for capital appreciation. Consider the dividend yield on the FTSE NAREIT U.S All REITs
Maximum sales fee 0.50% $5.00 Index was approximately 0.50% versus a 3.21% yield to maturity generated by the
+The
Bloomberg Barclays U.S. Aggregate Index as of February 28, 2019.4
initial sales fee is the difference between the total sales
fee (maximum of 1.85% of the unit offering price) and the sum 1Source:Bloomberg, FactSet as of February 28, 2019
of the remaining deferred sales fee and the total creation and 2Source: FactSet, Bloomberg as of December 31, 2018
development fee. The deferred sales fee is fixed at $0.135 per
3Source: Bloomberg as of December 31, 2018
unit and is paid in three monthly installments beginning June
20, 2019. The creation and development fee is fixed at $0.05 4Source: FactSet, Bloomberg Barclays Live, as of February 28, 2019
per unit and is paid at the end of the initial offering period
(anticipated to be approximately three months). When the
public offering price per unit is less than or equal to $10, you Past performance is no guarantee of future results. It is not possible to invest directly in an index.
will not pay an initial sales fee. When the public offering price
per unit price is greater than $10 per unit, you will pay an initial
sales fee. The initial and deferred sales fees may not apply to
fee-based accounts. See the prospectus for more details about Page 1 of 3
fee-based account eligibility requirements.
. Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
 REIT Portfolio Series 2019-1Q, ADT 1931

Portfolio Holdings (as of date of deposit)

Ticker Market Value Ticker Market Value
Symbol Issue Name Per Share* Symbol Issue Name Per Share*

Diversified REITS (3.32%) Residential REITs (13.33%)

STOR STORE Capital Corporation $32.54 ELS Equity LifeStyle Properties, Inc. 113.49
Health Care REITS (13.33%) EQR Equity Residential 74.44
LTC LTC Properties, Inc. 44.57 ESS Essex Property Trust, Inc. 285.73
MPW Medical Properties Trust, Inc. 18.49 MAA Mid-America Apartment Communities, Inc. 106.79
NHI National Health Investors, Inc. 78.05 Retail REITs (13.28%)
SBRA Sabra Health Care REIT, Inc. 17.78 ADC Agree Realty Corporation 66.70
Hotel & Resort REITs (6.68%) BRX Brixmor Property Group, Inc. 17.32
PK Park Hotels & Resorts, Inc. 31.20 FRT Federal Realty Investment Trust 132.90
SHO Sunstone Hotel Investors, Inc. 15.02 WRI Weingarten Realty Investors 27.23
Industrial REITs (6.69%) Specialized REITs (30.04%)
FR First Industrial Realty Trust, Inc. 34.66 COR CoreSite Realty Corporation 102.78
PLD Prologis, Inc. 70.99 CUBE CubeSmart 31.03
Mortgage REITs (3.32%) DLR Digital Realty Trust, Inc. 113.94
ARI Apollo Commercial Real Estate Finance, Inc. 18.21 EPR EPR Properties 75.11
Office REITs (10.01%) EXR Extra Space Storage, Inc. 98.89
BXP Boston Properties, Inc. 133.2 FCPT Four Corners Property Trust, Inc. 28.68
HIW Highwoods Properties, Inc. 45.21 LAMR Lamar Advertising Company 78.38
VNO Vornado Realty Trust 68.55 NSA National Storage Affiliates Trust 28.39
PSA Public Storage 218.84

Holdings Style Summary* REIT Sector Breakdown*

% of Portfolio % of Portfolio
Large-Cap Blend 20.01% Specialized REITs 30.04%
Mid-Cap Blend 26.72% Health Care REITS 13.33%
Mid-Cap Growth 3.31%
Residential REITs 13.33%
Mid-Cap Value 26.66%
Small-Cap Blend 3.35% Retail REITs 13.28%
Small-Cap Growth 9.98% Office REITs 10.01%
Small-Cap Value 9.97% Industrial REITs 6.69%
Source: Morningstar Hotel & Resort REITs 6.68%
*As of 3/11/2019 and may vary thereafter. Breakdowns are based on the sources shown Diversified REITs 3.32%
and may differ from any category definitions used in selecting the trust portfolio. Mortgage REITs 3.32%

Source: Global Industry Classification Standard (GICS)

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Intelligent Investments. Independent Ideas.

 REIT Portfolio Series 2019-1Q, ADT 1931

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully
before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a prospectus, which
contains this and other information about the trust. Read it carefully before you invest.

Risks and Considerations: All investments involve risk, including possible loss of principal. Unit values will fluctuate with the portfolio of underlying securities and
may be worth more or less than the original purchase price at the time of redemption. There is no guarantee that the objective of the portfolio will be achieved.
Additionally, the trust may terminate earlier than the specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences
associated with this investment. An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that
includes, but is not limited to:
Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic
recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.
Concentration Risk: Because the trust is invested primarily in companies in only one industry it is subject to greater risk than an investment that is invested across
a more diversified mix of sectors.
Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments and
are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time.
Investment Process Risk: The trust invests in securities selected by HIMCO. In the event that HIMCO incorrectly assesses an issuer’s prospects for growth
or if HIMCO’s judgment about how other investors will value an issuer’s growth is wrong, then the price of an issuer’s stock may decrease or not increase to the
level anticipated.
Long-Term Strategy: Although this unit investment trust terminates in approximately 15-months, the strategy is long-term. Investors should consider their ability to
pursue investing in successive portfolios, if available.
REITs: An investment in a portfolio containing Real Estate Investment Trusts (REITs) securities is subject to additional risks, including negative developments in
the real estate market, such as vacancy rates and competition, volatile interest rates and economic recession.
Small & Mid-Capitalization Companies: Investments in small and mid-capitalization companies may involve a higher degree of risk and volatility than investments
in larger, more established companies.
The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of deposit
which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification (determined relative to
other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value characteristics of the stocks in
the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are types of investment styles. Growth
investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value
investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing.
A blended investment combines the two styles. ©2019 Morningstar, Inc. All Rights Reserved. The information contained herein relating to the Morningstar Equity
Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or
timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
©2019 Advisors Asset Management
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2019-0313-7311 R Link 5872 / 19-0032

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Intelligent Investments. Independent Ideas.