Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
177
178 Gerald E. Caiden and Naomi ]. Gulden
tion which favors whoever provides the rewards, and thereby does damage to
the public and its interests (17).
. . . behavior which deviates from the formal duties of a public role because of
private-regarding (personal, close family, private clique) pecuniary or status
gains; or violates rules against the exercise of certain types of private-regard-
ing influence (28).
.. . torn between two social forces operating in his world. Because of the ra-
tional, impersonal and universalistic norms of the bureaucracy, he must accept
that a public office is a public trust, not a personal domain. He must therefore
commit himself to serve the national and community's need ahead of his per-
sonal and family interests. But there, too, are strong kinship bonds which
compel him to look after the needs not only of the immediate members of his
family but even those of his extended family system, otherwise he violates a
stronger norm which is deeply rooted in the personalistic and familistic out-
looks wrhich characterize traditional cultural values. As he imbibes Weberian
ideas in school, including possible post-graduate studies abroad, he faces a
conflict in regard to his duties to his family and his kin, some of whom may
have helped him bear the cost of an expensive education (19).
In the resulting role conflict, the Weberian, bureaucratic role is only one
open to the official, and not necessarily the most compelling (13). So-called
corruption appears to be consistent with customs and traditions, whereas
the laws and ethics that make it illegal and immoral are alien, imported, or
super-imposed (1). It is also suggested that traditional values pre-dispose
toward corruption, which in turn eases the gap between citizen and gov-
Administrative Corruption 181
eminent (29). A variation on this theme is the view that corruption is "dis-
located" behavior resulting from a lag in the value system of the commu-
nity in relation to institutional change (32).
The "cultural" explanation blurs into considerations of governmental
capacity, which have two major emphases. The first of these might be
called "economic," since it relates to the government's inability to provide
the services demanded of it. The centralized allocative mechanism breaks
down because of disequilibrium between supply and demand, and the mar-
ket reasserts itself (31). In poor countries the situation is aggravated by cul-
tural factors, rising expectations and demands, the predominance of gov-
ernment as a supplier of resources, and lack of alternatives. Similarly, one
can refer to the inability of morally approved structures to fulfill essential
social functions (25).
The "political" aspect of the explanation relates corruption to access to
power and political institutionalization. Corruption is seen as primarily re-
lated to inadequate political channels, and as such simply a special case of
political influence (29). Again, poor countries are good candidates for cor-
ruption because of the disproportionate impact of government on society,
bureaucratic dominance, a weak sense of nation with a high value placed
on kinship, and a marked gap between citizen and government. There is a
heavy burden for political institutions to carry in terms of capacity and le-
gitimacy, and corruption fills the gap. Corruption is the equivalent of pres-
sure group influence in more politically developed countries, but taking
place after the passage of legislation rather than prior to its passage be-
cause of factors such as erratic administration or public discrimination
against minorities (29). Similarly corruption is regarded as the result of
modernization in the absence of political institutionalization (21). Refer-
ence is made to the disruptive effects of changes in values (e.g., ascription
to achievement; acceptance of public role), the creation of new sources of
wealth and power, the expansion of governmental functions and regula-
tion, and the lack of strong political parties. Corruption has much the
same function as violence (and acts as an alternative). Its emergence is in-
versely related to the degree of social stratification in the society. The lack
of opportunities outside government leads to the use of public office to
build private fortunes, and foreign business activities tend to encourage lo-
cal corruption (29).
As these explanations have strong functional overtones, they stress the
positive effects of corruption. Since attention is on "developing" countries,
the main issue raised is the probable effect of corruption on economic, po-
litical, and, to a lesser extent, administrative, development. On the whole,
considerations relating to administrative development are the most pes-
simistic, for obvious reasons, since corruption undermines bureaucratic
norms. Cited are non-achievement of goals, rise in the price of administra-
182 Gerald E. Caiden and Naomi J. Caiden
terms of its prevalence, and of its functionality: indeed, given the inappro-
priateness of Western norms and inadequacy of Western institutions, cor-
ruption does not really exist at all—it is simply a different way of doing
business. Before such conceptualization can be accepted, however, we have
to ask two questions. First, does corruption really disappear once it be-
comes normal behavior, or is it a substantive phenomenon, which may ex-
ist as normal behavior itself? Second, whereas corruption may arise be-
cause a system is failing to achieve its purpose, might not that purpose be
better served by reforming the system than acquiescing in corruption?
channels. But even while such practices were commonplace, they were by
no means accepted. As long ago as the ancient empires, before even money
was in common use, corruption was recognized and vigorous attempts
made to combat it, as for example in the bureaucracy of Mauryan India
(18) (22). In the Athenian city-state, a public audit was instituted in order
to check corruption and enforce a public role upon officials (7). In republi-
can Rome, even while provincial officials and others were making their
fortunes at the expense of the state and its subjects (the current joke was
that a governor needed three years to make his fortune—one to pay off his
debts, one to provide a nest-egg for himself, and one to bribe his judges
when he returned to Rome [4]), awareness of corruption existed and ora-
tors such as Cicero spoke out against it. Machiavelli attempted to analyze
corruption in the Italy of his day (8). The monarchies of Europe all insti-
tuted some machinery to combat corruption, even though to serve their
own needs, they sometimes acquiesced in its subversion (10) (14) (15) (16).
Lack of bureaucratic standards, entrenchment and pervasiveness, func-
tionality for the short-run purposes of the regime or participants, did not
mean that corruption did not exist. Though widespread and prevalent, the
phenomenon of corruption was well recognized and its consequences real-
ized. As a frequent, and sometimes normal, accompaniment of govern-
ment, it was not an exception from the norm: it was the norm itself, al-
though regarded as wrong.
efit from change. The revisionists handle the problem of change along clas-
sic functional lines, i.e., corruption is a dysfunction of the system, which
arises because the system cannot accommodate change—it is thus a func-
tional dysfunction, whereby the new (and therefore functional) norms it
represents replace outmoded norms. Exactly where this fits into the argu-
ment regarding cultural norms or propensity to corruption is unclear: for
here the new norms are, in fact, the old (pre-development, non-Western)
norms. There is a further ambiguity in the "cultural" argument, which
does not make it altogether clear whether we are discussing actual tradi-
tional norms held by "traditional man" (if he exists) or the breakdown in
these norms impacted upon by Western-type development. There is also a
missing link in the analysis, which should explain the actual dynamic
whereby new norms are evolved, and what kind of norms these will be.
Leaving aside the ambiguities, we have to ask whether the norms of cor-
ruption have been able to accommodate the needs of societal change. In
the case of the transition to bureaucratic norms and public responsibility in
Western countries, they failed to do so. In the end the old ways of conduct-
ing state business simply could not cope with the state's needs for increased
mobilization of resources, effective and honest disbursement of funds, pub-
lic trust in government, and control over its activities (9).
The entrenchment of corruption prevented these changes taking place on
an orderly basis. In the most extreme example, that of 18th-century
France, corruption helped suppress and funnel opposition to the regime
until it reached disastrous proportions, on the analogy of landscape along
a fault line which remains unaffected by repeated shocks for a long period
and then is completely transformed by a catastrophic earthquake. In other
words, the more that corrupt practices approached the dimensions of a
norm, or accepted standard of behavior, the more they impeded both ad-
ministrative and societal changes. The impulse for change had to come not
from within, from the continuing development and modification of ac-
cepted and corrupt means of administration, but from reformers promot-
ing innovation and new norms. Though corruption might prove functional
to the interests of certain individuals and groups, and to the system insofar
as it shares those interests, its very functionality is a symptom or indication
of the need for reform. Corruption does not disappear when it becomes en-
trenched and accepted: rather it assumes a different form, that of systemic
as opposed to individual corruption.
The point to be stressed above all is that few corrupt practices can be
conducted without collusion. Few can be kept secret for any length of time.
Violations of public norms are known to all.
As we have previously illustrated, some revisionists argue that, moral
judgment apart, if public business is conducted according to systemic cor-
ruption, that is how things are, that is how public power is exercised, that
is the operational norm of public administration, and can no longer be
considered corruption. It is merely an extra-legal device to gain influence
over public policy, to fill vacuums left by inadequate public laws, to get
around unrealistic administrative norms, to bridge lags in the value system
of the community in relation to institutional change, to reallocate re-
sources and services when disequilibrium arises between supply and de-
mand, to stabilize the political system and replace violence, to cut down
uncertainty in decision making, to cut through bureaucratic red tape, and
to increase the responsiveness and sensitivity of public organizations. Sys-
temic corruption may do all these things and more, but when one reduces
the term to specific actions, then the dangers are self-evident and its institu-
tionalization is obviously dysfunctional to society. In most cases, the prac-
188 Gerald E. Caiden and Naomi J. Caiden
These hypotheses might better form the starring point for serious re-
search into administrative corruption than the historically inaccurate as-
sumptions and often unfounded assertions of the revisionists, w h o have
confused individual and systemic corruption. In contemporary public ad-
ministration, the issue is not so much individual misconduct in public of-
fice, serious as that is, as the institutionalized subversion of the public in-
terest through systemic corruption.
References
1. Abueva, J., "What Are Wc in Power For? The Sociology of Graft and Corrup-
tion," Philippine Sociological Review, Vol. 18 (July-October 1970), pp.
203-210.
2. . "The Contribution of Nepotism, Spoils and Graft to Political Develop-
ment," East-West Center Review, Vol. 3 (June 1966), pp. 45-54, reproduced in
A.J. Heidenheimer, Political Corruption: Readings in Comparative Analysis
(New York: Holt, Rineharr and Winston, 1970).
3. Alatas, S.H., The Sociology of Corruption. The Nature, Function, Cause and
Prevention of Corruption (Singapore: Donald Moore, 1968).
4. Arnott, P.D., The Romans and Their World (London: St. Martin's Press,
1970).
5. Bayley, D.H., "The Effects of Corruption in a Developing Nation," Western
Political Quarterly, Vol. 19 (December 1966), reproduced in A.J. Heiden-
heimer, Political Corruption: Readings in Comparative Analysis (New York:
Holt, Rinehart and Winston, 1970).
6. Ben Dor, G., "Corruption, Institutionalization and Political Development: The
Revisionist Theses Revisited," Comparative Political Studies, Vol. 7 (April
1974), pp. 63-83.
7. Boeckh, A., The Public Economy of the Athenians (London: John Murray,
1828).
8. Bonadeo, A., Corruption, Conflict and Power in the Works and Times of Nic-
colo Machiavelli (Berkeley: University of California Press, 1973).
9. Bosher, J., French Financial Administration 1770-1795: From Business to Bu-
reaucracy (Cambridge: Cambridge University Press, 1970).
10. . "Chambres de Justice in the French Monarchy," in J. Bosher (ed.),
French Government and Society 1500-1850 (London: Athlone, 1973).
11. Caiden, G.E., The Dynamics of Public Administration (New York: Holt, Rine-
hart and Winston, 1971).
12. Caiden, N., and A. Wildavsky, Planning and Budgeting in Poor Countries
(New York: Wiley, 1974).
13. Carino, L.V., "Bureaucratic Behavior and Development: Types of Graft and
Corruption in a Developing Country," paper presented at the Conference on
the Political Economy of Development, Manila, 17-18 December 1974.
14. Dent, J., "An Aspect of the Crisis of the Seventeenth Century: The Collapse of
the Financial Administration of the French Monarchy 1653-61," Economic
History Review (August 1967).
190 Gerald E. Caidcn and Naomi ]. Caiden