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Neuropsychologia 48 (2010) 3884–3890

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Neuropsychologia
journal homepage: www.elsevier.com/locate/neuropsychologia

An analysis of communication in conversation in patients with dementia


Marc Rousseaux a,b,∗ , Amandine Sève a,b , Marion Vallet a,b , Florence Pasquier a,b ,
Marie Anne Mackowiak-Cordoliani a,b
a
Univ Lille Nord de la France (EA 2691 and Institut d’Orthophonie), F-59000 Lille, France
b
Centre Hospitalier Universitaire (Service de rééducation neurologique and Centre mémoire de ressource et de recherche), F-59037 Lille, France

a r t i c l e i n f o a b s t r a c t

Article history: Patients with degenerative dementia often show language disorders, but little is known about their ver-
Received 27 April 2010 bal (VC) and non-verbal communication (NVC). Our aim was to analyse VC and NVC in patients with
Received in revised form 5 July 2010 standard criteria of mild-moderately severe dementia (MMSE ≥ 14/30) resulting from Alzheimer’s dis-
Accepted 23 September 2010
ease (AD; 29 cases), behavioural variant of frontotemporal dementia (FTD; 16), or dementia with Lewy
Available online 1 October 2010
bodies (DLB; 13). We used the Lille Communication Test, which addresses three domains: participation
in communication (PC: greeting, attention, participation), VC (verbal comprehension, speech outflow,
Keywords:
intelligibility, word production, syntax, verbal pragmatics and verbal feedback), and NVC (understanding
Alzheimer’s disease
Fronto temporal dementia
gestures, affective expressivity, producing gestures, pragmatics and feedback). Patients were compared
Dementia with Lewy bodies with 47 matching control subjects. AD patients were partially impaired (p ≤ 0.01) in PC (greeting), and
Verbal communication more definitely in VC, especially by verbal comprehension and word finding difficulties and to a much
Non-verbal communication lesser degree in verbal pragmatics (responding to open questions, presenting new information), while
NVC was mostly preserved. FTD patients were severely impaired in PC. VC difficulties were related to
lexical–semantic, syntactic and more specifically pragmatic problems. NVC was impaired by difficulties
in affective expressivity, pragmatics and feedback management. DLB patients showed modest difficulties
with VC. PC, VC and NVC strongly correlated with performance in the dementia rating scale. In conclu-
sion, the profile of communication difficulties was quite different between groups. FTD patients showed
most severe difficulties in PC and verbal and non-verbal pragmatics, in relation to their frontal lesions.
AD patients had prominent impairment of lexical–semantic operations.
© 2010 Elsevier Ltd. All rights reserved.

1. Introduction & Reischies, 2001). Discourse has been shown impaired during
oral and written picture description (Forbes-McKay & Venneri,
Communication refers to exchanges between individuals and 2005), especially by word finding difficulties, reduction in pictorial
social interactions. It occupies a central place in participation themes and informative content and problems with error monitor-
in social activities and can be severely impaired by acquired ing. Other studies have shown weakness in the indices of thematic
brain lesions. Patients with Alzheimer’s disease (AD) present coherence, contrasting with relative preservation of phonological
with cognitive disorders that progressively worsen. Many stud- and syntactic processing (Glosser & Deser, 1990). The key factors of
ies have been devoted to language difficulties (Appell, Kertesz, & discourse disorders are said to be at the lexical–semantic level by
Fisman, 1982; Murdoch, Chenery, Wilks, & Boyle, 1987). Even at some authors (Forbes-McKay & Venneri, 2005) or at the macrolin-
the early stage of the disease (mild dementia), patients exhibit guistic supra-sentential level by others (Glosser & Deser, 1990).
anomia, literal and neologistic errors, reduction in phrase length, Communication has been assessed first with tests requiring
difficulties in sentence repetition, and impairment in compre- responding to open questions, or setting the patient in specific
hension, especially for written sentences (Mendez, Clark, Shapira, social situations. The Communicative Ability in Daily Living test
& Cummings, 2003). And the severity of language and gesture identified more severe impairment in AD than in aphasic patients,
expression/comprehension is closely related to the global sever- contrasting with less severe basic language disorders (Murray,
ity of dementia (Bayles, Tomoeda & Trosset, 1992; Bschor, Kühl Marquardt, Richardson, & Nalty, 1984). Other authors reported
that patients with mild dementia had difficulties when required
to account for situational context and interpret metaphors and
humour (Fromm & Holland, 1989). And those with moderate
∗ Corresponding author at: Univ Lille Nord de la France (EA 2691 and Institut
dementia were additionally impaired in generating logical alterna-
d’Orthophonie), F-59000 Lille, France. Tel.: +33 320 444872; fax: +33 320 445832.
E-mail address: marc.rousseaux@chru-lille.fr (M. Rousseaux). tives from given information, untangling cause-effect relationships,

0028-3932/$ – see front matter © 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.neuropsychologia.2010.09.026
M. Rousseaux et al. / Neuropsychologia 48 (2010) 3884–3890 3885

reading and writing. They often produced irrelevant, vague and for formulating the rehabilitation project adapted to each patient,
incomplete responses. A paradoxical result was that AD patients and for explaining patient difficulties to family members, neigh-
had much more modest difficulties with social conventions, role bours and health professionals. Improving communication is an
playing and speech acts. important goal of rehabilitation procedures (Ripich, 1994).
However, social communication is first of all supported by con- Here, we used a test of verbal and non-verbal communica-
versation and we must emphasize that we have little information tion (conversation-based interaction) in a relatively large cohort
about patient behaviour during this activity. In structured inter- of patients with AD, FTD, and DLB, in order to more precisely define
views, AD patients exhibited reduced use of content words and the presence and role of verbal and non-verbal disorders in the
empty speech, and responses that did not fulfil the examiner dyadic exchange. We also analysed the relationship of VC and NVC
request (Blanken, Dittmann, Haas, & Wallesch, 1988). They were disorders with dementia severity.
shown less coherent and more verbose than normal elderly sub-
jects, with a breakdown in the thematic structure and an increase 2. Subjects and methods
in speech turns frequency (Ripich & Terrell, 1988). Speech acts
analysis showed an increase in requests and a decrease in asser- 2.1. Patients
tions (Ripich, Vertes, Whitehouse, Fulton, & Ekelman, 1991). Other
Patients were recruited in the outpatient Memory clinic of Lille, France. All
studies emphasized difficulties in topic management, especially patients were assessed with a comprehensive clinical examination conducted by a
for changing topic and contributing to bringing new information senior staff neurologist, a psychiatrist, a neuropsychologist, a speech therapist, and
about the topic (Mentis, Briggs-Whittaker, & Gramigna, 1995). Fur- a nurse (Deschaintre, Richard, Leys, & Pasquier, 2009). They had cerebral imaging
thermore, selecting and maintaining a topic, changing a topic and (CT or MRI). A consensual diagnosis was given for each patient according to existing
diagnostic criteria. The study received approval by the institutional review board
turn taking would be better managed by the patient in a relatively
and conformed to the standards set by the Declaration of Helsinki. Each subject had
unstructured setting (group conversation) compared with a more to agree to participation in the study and sign an informed-consent form.
formal environment of language assessment (Moss, Polignano, We included patients (age: 50–80) suffering from mild to moderately severe
White, Minichiello, & Sunderland, 2002). In referential commu- dementia (14 < Mini Mental State Examination, MMSE < 30) (Folstein, Folstein &
McHugh, 1975), using standard criteria of probable Alzheimer disease (National
nication, i.e. dyadic communication using the support of images,
Institute of Neurological and Communicative Disorders and Stroke and the
paraphasic errors, difficulties in providing crucial information, Alzheimer’s Disease and Related Disorders Association: NINCDS-ADRDA) (McKhann
increase of erroneous and non-crucial information, misunderstand- et al., 1984), frontotemporal dementia – frontal variant (Neary et al., 1998; The
ings and poor response to feedback from the examiner requesting Lund & Manchester Groups, 1994), and dementia with Lewy bodies (probable DLB)
reparation for an error, have been identified (Carlomagno, Santoro, (McKeith et al., 1996). In AD and FTD patients, the severity of dementia was classified
as mild-moderate (MMD) or moderately severe (MSD) according to the Demen-
Menditti, Pandolfi, & Marini, 2005). For non-verbal communication
tia Rating Scale (DRS) (Mattis, 1976) score (115 ≤ DRS < 133; 77 < DRS < 115). In the
(NVC), the analysis of a referential communication task revealed an AD group, the classification was similar to that obtained with a cut-off score of 20
increase in global gesture production and in the proportion of deic- (20 ≤ MMSE ≤ 28; 15 ≤ MMSE < 20) on the MMSE.
tic and indefinite gestures, contrasting with a relative reduction Patients with severe and uncorrected visual or auditory deficit, illiteracy, who
had a stroke before examination, or who showed vascular lesions on MRI or CT scan
of iconic gestures (Carlomagno, Pandolfi, Marini, Di Iasi, & Cristilli,
(Roman et al., 1993) were excluded from the study.
2005). We also included normal control subjects from the community who matched
Communication has been much less studied in patients with with patients in gender, age and education level.
other dementias. Frontotemporal dementia (FTD) – frontal vari-
ant – results in severe behavioural disorders impairing self-control, 2.2. Communication assessment
leading to physical neglect, mood disorders and decreased inter-
est (Lebert & Pasquier, 1995; The Lund and Manchester Groups, The Lille Communication Test (LCT) (Rousseaux, Delacourt, Wyrzykowski, &
1994). Basic language processing is partially impaired. Indeed, con- Lefeuvre, 2001) is composed of three parts, participation in communication, ver-
bal communication (VC) and non-verbal communication (NVC). These are analysed
frontation naming revealed word finding difficulties and semantic
in three situations of natural interaction, a directed interview, an open discussion
paraphasias (Pasquier, Lebert, Lavenu, & Petit, 1998) and sentence about technical progress and a referential communication situation. In this latter
comprehension was impaired in relation with syntactic complexity condition, interlocutors are sitting at a table, facing each other. Each has a similar
(Grossman, Rhee, & Moore, 2005). But oral production of a story pre- set of images in front of him, and one (either the patient or the investigator) has to
sented on a sequence of images was found to be more sensitive to make the other discover one of these images using oral language or gesture. There-
fore, the patient and the investigator are alternatively speaker and listener. In fact,
general executive limitations and frontal atrophy (Ash et al., 2006). the LCT is relatively ecological and only partially a patient interview. Communica-
Patients were mostly impaired by slowing, production of fewer tion did not take place with a person from the direct environment of the patient,
accurate events and more incomplete events, reduction of global because of the variability of this environment, and difficulties in having a relatively
and local connectedness, and difficulties in maintaining the theme standardized discussion and in using a referential communication situation with
family members.
of the story. Other studies have shown difficulties in recognis-
We carried out an audio–video recording of the patient–interlocutor interaction,
ing sarcasm on video recordings (Kipps, Nestor, Acosta-Cabronero, and the assessment was made during the interview and corrected using the infor-
Arnold, & Hodges, 2009) and identifying emotions (Kipps et al., mation provided on the record. The LCT has been validated in a population of stroke
2009; Lavenu, Pasquier, Lebert, Petit, & Van der Linden, 1999), patients (Rousseaux et al., 2001). Fair inter-rater reliability has been confirmed for
which is important for NVC. But in fact, nothing is known about each subtest, with Cohen Kappa value always greater than 0.90. Furthermore, the
global score of motivation to communicate and VC correlated with the global score
their behaviour in dyadic communication. Considering the impair- of the Boston Diagnostic Aphasia examination and the Functional Communication
ment in executive functioning (Lindau, Almkvist, Johansson, & Profile. Norms have been obtained in a group of 96 normal control subjects from
Wahlund, 1998; Perry and Hodges, 2000) and discourse produc- the community and we found an effect of education level on the global VC score.
tion (Ash et al., 2006), it can be hypothesized that pragmatics could Its presentation time is about one hour. A time break was introduced before the
third part of the communication assessment (PACE situation), in patients showing
be severely impaired. But this has to be confirmed. Similar consid-
lack of concentration or fatigue. For each subtest, the semi-quantitative scoring is
erations apply to dementia with Lewy bodies (DLB), which is the simple (0–1, 0–1–2, 0–1–3 or 0–2–4), the higher score indicates better performance
source of less severe aphasic disorders, but in which VC and NVC and fair ability to manage the specific point, and absence of consequences of the
have never been explored. patient–investigator communication.
To conclude, we need more information about social commu- Participation in communication is analysed with three subtests (global score/6),
greeting behaviour (presence of verbal or non-verbal greeting;/2), attention to
nication disorders and their main mechanisms in patients with interlocutor production (using adapted posture, gaze, and verbal and non-verbal
dementia, because human relations with the real world are mostly responses;/2), and engagement in the interaction (using verbal and non-verbal ini-
through conversations with other persons. This analysis is essential tiatives;/2).
3886 M. Rousseaux et al. / Neuropsychologia 48 (2010) 3884–3890

Verbal communication is investigated with 14 subtests (global score/30). First, and behavior withe the Echelle de Dysfonctionnement Frontal (EDF/26; Scale of
understanding words and sentences (fair comprehension which does not require Frontal dysfunction) (Lebert & Pasquier, 1995).
repetition and simplification of the interlocutor production;/4), producing fluent
language (normal speech outflow of about 150–200 words in one minute;/2), 2.4. Statistical analysis
producing intelligible utterances (which do not require more attention from the
interlocutor;/2), producing words without word finding difficulties and paraphasia Statistical analysis was achieved with the SPSS 16.0 system (Chicago, Illinois).
(/4), and producing adapted syntax (/2). Then pragmatics (/12), with responding to Analyses were performed after rank transformation of data. For the MMSE, DRS and
open questions (explicit and informative response to open questions), maintaining other cognitive assessments, we compared the performance of patients and control
the topic of the exchange (respect of the topic without digressions), present- subjects using an ANOVA of group (AD, FTD, DLB, C). Age, education level and gender
ing new information (with presentation of information new to the interlocutor), (M = 1; F = 2) were introduced as covariance factors. Post hoc comparisons used the
introducing new topics (which are coherent with the previous ones, without perse- Tuckey correction. For each of the three parts of the LCT, we used a MANOVA of
verations), logically organising discourse (with explicit indications about the logic the same factors, with the Tuckey correction in post hoc comparisons. Correlations
or chronologic nature of the relationship between the different parts), and adapting between communication and cognitive disorders were analysed with the Spearman
production to interlocutor knowledge (explicitly or implicitly). And finally, emitting t-test. As regards the number of comparisons, the alpha risk was set at 0.01.
verbal feedbacks (referring to comprehension difficulty) and adapting to verbal feed-
backs from the interlocutor (readjustment of discourse when the listener reports
3. Results
comprehension difficulty or shows a verbal response which is not adapted to the
patient production) (/4).
Non-verbal communication is evaluated with 19 subtests (global score/30). First, 3.1. Patients
understanding limb gestures (deictic, symbolic, miming the use of objects, miming
the shape of objects, gesture referring to physical or emotional state;/5), affective Fifty eight patients and 47 control subjects were recruited.
expressivity (expression of affects using gestures, facial expressions, vocal utter-
Twenty nine patients had AD, 16 FTD, and 13 DLB (Table 1). The
ances, body orientations or physical contact(s);/3), and producing limb gestures
(global spontaneous production, then production of different gesture subtypes: group had a significant effect on age. Post hoc comparisons did
deictic, symbolic, pantomime, gestures miming the shape of objects, referring to not reveal any difference between each patient group and control
physical or emotional state, sequential;/14). Then pragmatics with adapting prosody subjects, but age was lower in FTD than AD patients (p = 0.003).
(both linguistic and emotional), orienting gaze (to the interlocutor), using regulatory
Education level did not differ between groups. The MMSE was
mimogestuality (accompanying verbal utterances and turn taking), and turn-taking
(respect of the interlocutor production, intervention during interlocutor pauses) reduced in AD and DLB groups, and the DRS in AD, FTD and DLB
(/4). Lastly, emitting non-verbal feedback (gesture, facial expression, head move- patients. Furthermore, the ratio of discrete-moderate/moderately
ment referring to comprehension difficulties) and adapting to non-verbal feedback severe dementia was 16/13 in AD, 9/7 in FTD, and 9/4 in DLB
from the interlocutor (readjustment of discourse when the listener emits non-verbal patients.
feedback) (/4).
In these subtests, the objective is both to assess the presence of specific deficits,
and to analyse their consequences on communication, i.e. to identify the main mech- 3.2. Cognitive and behavioural assessment
anisms of communication disorders in a given patient. An example of poor verbal
comprehension is the necessity for the listener (investigator) to repeat or simplify In the DRS, patients were more severely impaired in the concep-
his production for efficient patient understanding.
tualization and memory subtests (Table 1). For language, only AD
patients showed significant disorders in confrontation naming, and
2.3. Other assessments word and sentence comprehension was relatively preserved. Con-
versely, verbal fluency (categorical; literal) was severely reduced in
To assess cognitive and behavioural disorders, we first used global tests, the all groups. In gesture production, execution to verbal command was
MMSE (score of 0–30) and the DRS (score of 0–144), which addresses five domains
impaired in FTD and AD patients. The EDF questionnaire identified
of cognition: attention (digit span forward and backward, follow successive com-
mands/37), initiation and perseveration (categorical evocation, repeating rhymes, severe behavioural disorders in the three groups. Age, education
alternating hand movements/37), construction (/6), conceptualization (similarities, level and gender had no significant effects on these cognitive scores.
differences, inductive reasoning/39) and memory (orientation, word and design
recall/25). We analysed language with confrontation naming (36 images from the 3.3. Communication assessment
DO 80: score of 0–36; Deloche & Hannequin, 1997), word and sentence compre-
hension (Toulouse Montreal Test; 0–13 for each part; Nespoulous et al., 1992),
categorical (animals) and literal (letter P) evocation for two minutes, production The group effect was significant for most of PC and VC sub-
of 10 gestures to verbal command and imitation (0–10 for each part; Poeck, 1986), tests. Conversely, its influence was reduced for NVC (Table 2). Age

Table 1
Patient presentation. Significant differences with the control group are indicated with asterisks.

MD FTD DLB C subjects p

Patient number 29 16 13 47
Age (year) 74 (50–79) 61 (51–78) 71 (57–78) 68 (50–79) 0.005
Education level (year) 8 (6–13) 9 (8–17) 8 (7–16) 8 (6–17) 0.333
Gender M/F 10/19 8/9 8/5 25/22 0.020
MMSE/30 22 (14–28)** 27 (14–30) 24 (13–28)** 29 (25–30) 0.0001
DRS global score/144 117 (86–135)** 116 (77–139)** 123 (107–140)** 137 (129–143) 0.0001
DRS attention/37 22 (14–28) 36 (27–37) 34.5 (32–37) 34 (32–37) 0.591
DRS initiation/37 29.5 (13–37)** 32 (19–37) 31.5 (20–34) 35 (30–37) 0.0001
DRS construction/6 6 (2–6) 6 (0–6) 6 (3–6) 6 (5–6) 0.003
DRS conceptualization/39 35.5 (25–39)** 32 (20–39)* 35.5 (22–39)* 39 (36–39) 0.0001
DRS memory/25 13 (6–25)** 21 (10–22)* 17.5 (11–25)* 25 (19–25) 0.0001
Confrontation naming/36 32 (18–35)** 32.5 (28–36) 32.5 (27–35) 34 (30–36) 0.001
Oral comprehension/26 12 (7–13) 11.5 (10–13) 12 (8–13) 12 (10–13) 0.339
Categorical fluency (animals, 2 min) 14.5 (3–31)** 13 (9–18)** 18 (7–21)** 31 (22–44) 0.0001
Literal fluency (p, 2 min) 9.5 (0–22)** 9 (2–13)** 9 (1–15)** 17 (11–26) 0.0001
Gesture production to command/10 9 (5–10)* 7 (5–10)* 10 (4–10) 9 (8–10) 0.002
Gesture production on imitation/10 10 (5–10) 10 (7–10) 10 (8–10) 10 (8–10) 0.299
Behaviour (EDF questionnaire) 3 (0–4)** 4 (1–4)** 2.5 (1–4)* 0 (0–2) 0.0001
*
0.001 < p ≤ 0.01
**
p ≤ 0.001.
M. Rousseaux et al. / Neuropsychologia 48 (2010) 3884–3890 3887

Table 2
Patient performance in each subtest of PC, VC and NVC: median value (range). Significant differences with the control group are indicated with asterisks.

AD FTD LBD Controls p


** **
Greeting/2 2 (0–2) 2 (1–2) 2 (0–2) 2 (2–2) 0.0001
Participation to
Attention/2 2 (1–2) 1.2 (0–2)** 2 (1–2) 2 (2–2) 0.0001
communication
Engagement/2 2 (1–2) 1 (0–2)** 2 (1–2) 2 (1–2) 0.0001
Understanding words and sentences/4 4 (2–4)** 4 (2–4)** 4 (2–4) 4 (4–4) 0.0001
Producing fluent language: speech outflow/2 2 (1–2) 2 (1–2) 2 (1–2)** 2 (2–2) 0.0001
Producing intelligible utterances/2 2 (1–2) 2 (1–2) 2 (1–2) 2 (1–2) 0.647
Producing words: word finding difficulties/2 1 (0–2)** 2 (0–2)** 1 (0.5–2)** 2 (1–2) 0.0001
Producing words: paraphasia/2 2 (0–2) 2 (0–2)* 2 (1–2) 2 (2–2) 0.005
Producing adapted syntax/2 2 (1–2) 2 (1–2) 2 (1–2) 2 (2–2) 0.025
Pragmatics: responding to open questions/2 1 (0–2)** 1 (0–2)** 2 (1–2) 2 (1–2) 0.0001
Verbal communication
Pragmatics: maintaining a theme/2 2 (0–2) 2 (0–2) 2 (0–2) 2 (1–2) 0.017
Pragmatics: presenting new information/2 2 (0–2)* 0.5 (0–2)** 2 (0–2) 2 (0–2) 0.0001
Pragmatics: introducing new theme/2 1 (0–2) 1 (0–2) 0 (0–2) 2 (0–2) 0.001
Pragmatics: organising discourse/2 2 (0–2) 0 (0–2)** 2 (0–2) 2 (0–2) 0.0001
Pragmatic: adapting to interlocutor knowledge/2 2 (0–2) 2 (0–2)** 2 (0–2) 2 (2–2) 0.0001
Feedback: emitting/2 2 (0–2) 2 (0–2)* 2 (0–2) 2 (0–2) 0.001
Feedback: adapting/2 2 (0–2) 2 (0–2) 2 (0–2) 2 (0–2) 0.037
Understanding gestures: deictic/1 1 (0–1) 1 (0–1) 1 (0–1) 1 (1–1) 0.054
Understanding gestures: symbolic/1 1 (0–1) 1 (0–1) 1 (1–1) 1 (1–1) 0.545
Understanding gestures: pantomime/1 1 (1–1) 1 (0–1) 1 (0–1) 1 (1–1) 0.131
Understanding gestures: object shape/1 1 (0–1) 1 (0–1)** 1 (1–1) 1 (1–1) 0.0001
Understanding gestures: physical or emotional state/1 1 (1–1) 1 (0–1) 1 (1–1) 1 (0–1) 0.329
Affective expressivity/3 3 (0–3) 0.5 (0–3)** 1 (0–3) 3 (1–3) 0.0001
Producing gestures: spontaneous using/2 0 (0–2) 0 (0–2) 0 (0–2) 0 (0–2) 0.430
Producing gestures: deictic/2 0 (0–2) 0 (0–2) 0 (0–2) 0 (0–2) 0.048
Producing gestures: symbolic/2 0 (0–2) 0 (0–2) 0 (0–2) 0 (0–2) 0.811
Non-verbal communication Producing gestures: pantomime/2 2 (0–2) 0 (0–2) 0 (0–2) 0 (0–2) 0.342
Producing gestures: object shape/2 0 (0–0) 0 (0–2) 0 (0–0) 0 (0–2) 0.133
Producing gestures: physical or emotional state/2 0 (0–2) 0 (0–2) 0 (0–2) 0 (0–2) 0.211
Producing gestures: sequential/2 0 (0–2) 0 (0–2) 0 (0–0) 0 (0–2) 0.373
Pragmatics: adapting prosody/1 1 (0–1) 1 (0–1)* 1 (0–1) 1 (1–1) 0.001
Pragmatics: orienting gaze/1 1 (0–1) 1 (0–1) 1 (0–1) 1 (0–1) 0.024
Pragmatics: using regulatory mimo gestuality/1 1 (0–1)* 0 (0–1)** 1 (0–1) 1 (0–1) 0.0001
Pragmatics: turn taking/1 1 (0–1) 1 (0–1)* 1 (0–1) 1 (0–1) 0.040
Feedback: emitting/2 2 (0–2) 1 (0–2) 2 (0–2) 2 (0–2) 0.007
Feedback: adapting/2 2 (0–2) 0 (0–2)** 2 (0–2) 2 (0–2) 0.001
*
0.001 < p ≤ 0.01.
**
p ≤ 0.001.

only showed significant influence on NVC (p = 0.008), and education of gestures miming the shape of objects, affective expressivity, and
level and gender did not influence PC, VC and NVC. pragmatics, especially prosody, using regulatory mimogestuality,
In the PC assessment, AD patients showed reduced greeting turn taking and adapting to interlocutor feedback. They were par-
behaviour. FTD patients were severely impaired in each subtest, tially impaired in orienting gaze (p = 0.025) and emitting feedback
greeting behaviour, attention to the interlocutor and engagement (p = 0.017). DLB were discretely impaired in using regulatory mimo-
in the interaction. The DLB group had no definite difficulties. gestuality (p = 0.024).
In VC, AD patients were more severely affected by basic dis- Between-group comparison revealed more severe impairment
orders of word and sentence comprehension and word finding in FTD than AD patients for attention to the interlocutor, adapting
difficulties, and less severely by pragmatic problems, especially to interlocutor knowledge, emitting feedback, and comprehension
in responding to open questions and presenting new informa- of gestures miming the shape of objects.
tion. Paraphasia and difficulties in logically organising discourse
had a discrete but non-significant influence (0.01 < p ≤ 0.05) on the
3.4. Correlations
dyadic interaction. Furthermore, they were able to produce fluent
language and were not impaired in producing intelligible utter-
In the 58 patients, the overall PC, VC and NVC scores corre-
ances and adapted syntax. Their ability to manage topics and verbal
lated (p ≤ 0.001) with the DRS, and VC correlated (p = 0.01) with
feedbacks was relatively preserved. The FTD patients were first
the MMSE.
impaired by difficulties in understanding words and word find-
ing and by paraphasia. They were even more severely affected
by pragmatic disorders, especially responding to open questions, 3.5. Specific analysis of AD patients
presenting new information, logically organising discourse, adapt-
ing to interlocutor knowledge, and emitting feedback. They also This group was relatively large in size, and it was possible to
showed discrete and non significant difficulties in speech outflow, compare patients with mild-moderate (115 ≤ MDRS) and mod-
producing syntax, maintaining the theme of the exchange, intro- erately severe (MDRS < 115) dementia. At the early stages, AD
ducing a new theme and adapting to verbal feedback from the patients were not significantly impaired in greeting behaviour
interlocutor. Patients with DLB showed problems with speech out- (p = 0.029), and presenting new verbal information (p = 0.075). Con-
flow and word finding. versely, patients who were at the moderately severe stage were
In NVC, AD patients had difficulties in using regulatory mimo- also impaired (p ≤ 0.0001) in attention to interlocutor production,
gestuality, and were discretely but non-significantly impaired by engagement in the interaction, producing fluent language, compre-
difficulties in understanding deictics (p = 0.044). The FTD group hension of deictic gestures and mimes of shape of objects, and in
showed more severe problems, which concerned comprehension using regulatory mimogestuality (p = 0.004).
3888 M. Rousseaux et al. / Neuropsychologia 48 (2010) 3884–3890

4. Discussion the literature, the presence and severity of NV pragmatics disorders


remains debated. Several authors have reported preservation of
In this study, the assessment of VC and NVC in AD, FTD and body postures, facial expressions and gaze orientation (Feyereisen,
DLB patients at a mild or moderate stage of the disease showed 1993; Asplund, Norberg, Adolfsson, & Waxman, 1991), as well as
that most severe communication disorders resulted from FTD. Con- relative preservation of responses to NV behaviour of the inter-
versely, AD patients had more modest difficulties, especially in PC locutor (Hubbard, Cook, Tester, & Downs, 2002). In conclusion,
and VC. Furthermore, the profile of verbal communication disorders our results showed that AD patients are especially impaired by
was quite different in AD and FTD patients, with more severe diffi- lexical–semantic problems, and less severely by difficulties of prag-
culties at the lexical level in the AD and at the pragmatic level in the matic or higher levels of language processing (Blanken et al., 1988;
FTD. In comparison, the DLB group only showed minor impairment Glosser & Deser, 1990) That pragmatics can be relatively preserved
of communication abilities. at the mild to moderate stages of the disease, in comparison with
AD patients participated relatively well in the dyadic interac- lexical–semantic processing, is in line with the relative preserva-
tion. In fact, they only showed a reduction of greeting behaviour. tion in understanding non literal (metaphors and idiom) sentences
This usually involves production of both conventional sentences (Papagno, 2001), in recognition of emotions and sarcasms (Kipps
and gestures. Similar difficulties have already been reported et al., 2009) and with the more severe impairment in basic lan-
(Fromm & Holland, 1989). At the stage of moderately severe guage compared with discourse production (Bschor et al., 2001). It
dementia, discrete difficulties also appeared in the attention to could be that pragmatics is relatively more severely affected at fur-
the interlocutor. But conversely, patients showed no difficulty in ther stages of the degenerative process. But we did not investigate
engaging in the interaction. Thus, they were relatively fair partners such patients in our series. Therefore, social conventions and social
for communication, especially in the mild-moderate stage of the interactions can be relatively preserved in patients with mild to
disease. In verbal communication, their main problems resulted moderately severe AD (Fromm & Holland, 1989). In daily living, the
from difficulties in understanding words and sentences and pro- quality of social communication during conversation also depends
ducing words, mainly because of word finding difficulties and to on the positive psychosocial qualities of the interlocutors and espe-
a lesser degree of paraphasia. This a priori suggests that lexical cially of family caregivers (Small, Perry & Lewis, 2005), and patient
and semantic difficulties are key factors of their communication behaviour is not the only variable to be taken into account.
disorders, as previously reported using more formal language anal- The profile of communication disorders was quite different in
ysis (Appell et al., 1982; Forbes-McKay & Venneri, 2005; Mendez FTD – frontal variant – patients. These were severely impaired
et al., 2003; Murdoch et al., 1987). But they were not disturbed by in their participation in communication, especially in greeting
disorders of speech outflow, speech articulation or syntactic man- behaviour, attention to the interlocutor and engagement in the
agement. That phonological processing can be preserved in patients interaction. There is no comparable information in the literature,
with mild or moderate AD is in line with previous descriptions of since dyadic communication has never been addressed in such
spontaneous speech (Romero & Kurz, 1996). Furthermore, prag- patients. This problem a priori results from the decrease in inter-
matics was impaired moderately, especially for responding to open est in the environment and distractibility that has been reported
questions and presenting new information and to a lesser degree in their global behaviour (Lebert & Pasquier, 1995; The Lund and
for logically organising discourse. Reduction of information content Manchester Groups, 1994). Verbal communication was not sig-
has already been reported in aphasia tests (Mendez et al., 2003) and nificantly impaired by phonologic or syntactic disorders. In fact,
is relatively similar to the impairment in the propositional develop- patients were first impaired by difficulties in word comprehension
ment of the topic described by other authors (Mentis et al., 1995). and word finding. Lexical difficulties with verbal perseverations
Logically organizing discourse requires fair executive functioning, and stereotypes are recognized as classical diagnostic criteria (The
which can be impaired in AD patients (Perry & Hodges, 1999). Lund and Manchester Groups, 1994). But in formal language tests,
Here, we did not find that difficulties in changing or maintaining impairment in producing words and understanding words and
topics (Mentis et al., 1995) had definite consequence on con- sentences has been described (Grossman et al., 2005; Mendez
versation. Furthermore, no significant communication problems et al., 1996; Siri, Benaglio, Frigerio, Binetti, & Cappa, 2001), and
resulted from difficulties in managing verbal feedback. Previous discourse production is also impaired partially by word finding dif-
investigation has reported that AD patients are less successful at ficulties (Ash et al., 2006). In our series, an important point was
requesting additional information to clarify ambiguous questions that FTD patients were severely impaired by pragmatic disorders.
and, more rarely than normal subjects, produce an effective reme- This was evident in VC, especially for responding to open ques-
diation with production of accurate information in response to tions, presenting new information, organizing discourse, adapting
feedback from their interlocutor (Carlomagno and Santoro et al., to interlocutor knowledge and emitting feedback. But patients
2005). But at the mild-moderate stages of the disease, the conse- also showed modest difficulties in maintaining the theme of the
quences on the interaction can be relatively reduced. In comparison exchange (Ash et al., 2006), introducing a new theme and adapting
with VC, NVC was relatively preserved. Patients were not dis- to verbal feedback from the interlocutor. NVC analysis confirmed
turbed by disorders of gesture production nor by difficulties in the severe consequence of pragmatic difficulties, especially in
understanding gestures. Other authors have described how AD adapting prosody, using regulatory mimogestuality, and managing
patients may exhibit more ambiguous gestures and fewer con- speech turns and feedback. Therefore, there were definite differ-
ceptually complex gestures (Glosser, Wiley & Barnoskir, 1998), as ences with AD patients, who only showed limited problems with
well as increased production of deictic and reduced production verbal pragmatics. These divergences likely rely on the difference
of iconic gestures (Carlomagno and Pandolfi et al., 2005). But the of profile of both behavioural-cognitive disorders and brain-lesions
consequences on the efficacy of the interaction can be relatively dysfunction. Even if several studies did not show definite differ-
modest. Our patients showed difficulties in using regulatory mimo- ences between the two populations in a variety of cognitive tests
gestuality, which is closely associated with language production. of language, praxis, attention and executive functioning (Mendez
Importantly, they were not significantly disturbed by NV pragmatic et al., 1996; Siri et al., 2001), many authors have reported that
disorders such as difficulties with prosody, gaze orientation, turn FTD patients are more severely impaired in several executive tests
taking and non-verbal feedbacks. In fact, the increase in speech (Kramer et al., 2003), especially when considering performance
turns which has been described by others (Ripich & Terrell, 1988; characteristics and error types (Thompson, Stopford, Snowden, &
Ripich et al., 1991) may not definitely disturb communication. In Neary, 2005). Anatomically, the main FTD lesions/dysfunction are
M. Rousseaux et al. / Neuropsychologia 48 (2010) 3884–3890 3889

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