Filing PDF

Form 5500 Annual Return/Report of Employee Benefit Plan OMB Nos.
1210-0110
1210-0089
Department of the Treasury This form is required to be filed for employee benefit plans under sections 104
Internal Revenue Service
and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and
Department of Labor sections 6047(e), 6057(b), and 6058(a) of the Internal Revenue Code (the Code).
Employee Benefits Security 2015
Administration
 Complete all entries in accordance with
Pension Benefit Guaranty Corporation the instructions to the Form 5500.
This Form is Open to Public
Inspection
Part I Annual Report Identification Information
For calendar plan year 2015 or fiscal plan year beginning 01/01/2015 and ending 12/31/2015
A This return/report is for:

X a multiemployer plan; X a multiple-employer plan (Filers checking this box must attach a list of
participating employer information in accordance with the form instructions); or
X a single-employer plan; X a DFE (specify) _C_
B This return/report is: X the first return/report; X the final return/report;
X an amended return/report; X a short plan year return/report (less than 12 months).
C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X
D Check box if filing under: X Form 5558; X automatic extension; X the DFVC program;
X special extension (enter description) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
Part II Basic Plan Information—enter all requested information
1a Name of plan 1b Three-digit plan
number (PN)  002
001
ABCDEFGHI ABCDEFGHI
MIT BASIC RETIREMENT PLANABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1c Effective date of plan
09/01/1926
YYYY-MM-DD
2a Plan sponsor’s name (employer, if for a single-employer plan) 2b Employer Identification
Mailing address (include room, apt., suite no. and street, or P.O. Box) Number (EIN)
City or town, state or province, country, and ZIP or foreign postal code (if foreign, see instructions) 04-2103594
012345678
MASSACHUSETTS
ABCDEFGHI ABCDEFGHI INSTITUTE OF TECHNOLOGY
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 2c Plan Sponsor’s telephone
D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI number
ABCDEFGHI 617-253-1336
0123456789
c/o
77 ABCDEFGHI AVENUE
MASSACHUSETTS ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
77 MASSACHUSETTS ABCDEFGHI ABCDEFGHI
AVENUE 2d Business code (see
NE49-3142
123456789 ABCDEFGHI ABCDEFGHI ABCDE NE49-3142 instructions)
CAMBRIDGE, MA 02139 CAMBRIDGE, MA 02139 611000
012345
123456789 ABCDEFGHI ABCDEFGHI ABCDE
CITYEFGHI ABCDEFGHI AB, ST 012345678901
UK
Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established.
Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules,
statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete.
SIGN Filed with authorized/valid electronic signature. 09/30/2016

YYYY-MM-DD GLEN SHOR
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
HERE
Signature of plan administrator Date Enter name of individual signing as plan administrator
SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

HERE
Signature of employer/plan sponsor Date Enter name of individual signing as employer or plan sponsor
SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

HERE
Signature of DFE Date Enter name of individual signing as DFE
Preparer’s name (including firm name, if applicable) and address (include room or suite number) ABCDEFGHI Preparer’s telephone number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Form 5500 (2015)
v. 150123
Form 5500 (2015) Page 2
3a Plan administrator’s name and address X Same as Plan Sponsor 3b Administrator’s EIN
012345678
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 3c Administrator’s telephone
c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI number
123456789 ABCDEFGHI ABCDEFGHI ABCDE 0123456789
CITYEFGHI ABCDEFGHI AB, ST 012345678901
UK
4 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the name, 4b EIN
EIN and the plan number from the last return/report: 012345678
a Sponsor’s name 4c PN
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012
5 Total number of participants at the beginning of the plan year 5 123456789012
26344
6 Number of participants as of the end of the plan year unless otherwise stated (welfare plans complete only lines 6a(1),
6a(2), 6b, 6c, and 6d).
a(1) Total number of active participants at the beginning of the plan year ................................................................................... 6a(1) 10716
a(2) Total number of active participants at the end of the plan year .......................................................................................... 6a(2) 11154
b Retired or separated participants receiving benefits................................................................................................................. 6b 123456789012

4754
c Other retired or separated participants entitled to future benefits............................................................................................. 6c 123456789012

9402
d Subtotal. Add lines 6a(2), 6b, and 6c. ...................................................................................................................................... 6d 123456789012

25310
e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits. .................................................. 6e 123456789012
1089
f Total. Add lines 6d and 6e. ...................................................................................................................................................... 6f 123456789012

26399
g Number of participants with account balances as of the end of the plan year (only defined contribution plans
complete this item) .................................................................................................................................................................... 6g 123456789012
h Number of participants that terminated employment during the plan year with accrued benefits that were
less than 100% vested ............................................................................................................................................................. 6h 591
123456789012
7 Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item) ......... 7
8a If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions:
1A 1C
b If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions:
4A 4B
9a Plan funding arrangement (check all that apply) 9b Plan benefit arrangement (check all that apply)
(1) X Insurance (1) X Insurance
(2) X Code section 412(e)(3) insurance contracts (2) X Code section 412(e)(3) insurance contracts
(3) X Trust (3) X Trust
(4) X General assets of the sponsor (4) X General assets of the sponsor
10 Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions)
a Pension Schedules b General Schedules

(1) X R (Retirement Plan Information) (1) X H (Financial Information)
(2) X MB (Multiemployer Defined Benefit Plan and Certain Money (2) X I (Financial Information – Small Plan)
Purchase Plan Actuarial Information) - signed by the plan (3) X 1 A (Insurance Information)
___
actuary
(4) X C (Service Provider Information)
(3) X SB (Single-Employer Defined Benefit Plan Actuarial (5) X D (DFE/Participating Plan Information)
Information) - signed by the plan actuary (6) X G (Financial Transaction Schedules)
Form 5500 (2015) Page 3
Part III Form M-1 Compliance Information (to be completed by welfare benefit plans)
11a If the plan provides welfare benefits, was the plan subject to the Form M-1 filing requirements during the plan year? (See instructions and 29 CFR
2520.101-2.) ........................………..…. X Yes X No
If “Yes” is checked, complete lines 11b and 11c.
11b Is the plan currently in compliance with the Form M-1 filing requirements? (See instructions and 29 CFR 2520.101-2.) ……..... X Yes X No
11c Enter the Receipt Confirmation Code for the 2015 Form M-1 annual report. If the plan was not required to file the 2015 Form M-1 annual report,
enter the Receipt Confirmation Code for the most recent Form M-1 that was required to be filed under the Form M-1 filing requirements. (Failure
to enter a valid Receipt Confirmation Code will subject the Form 5500 filing to rejection as incomplete.)
Receipt Confirmation Code______________________

SCHEDULE A Insurance Information OMB No. 1210-0110
(Form 5500)
Department of the Treasury This schedule is required to be filed under section 104 of the
Internal Revenue Service Employee Retirement Income Security Act of 1974 (ERISA). 2015
Department of Labor
Employee Benefits Security Administration  File as an attachment to Form 5500.
Pension Benefit Guaranty Corporation
 Insurance companies are required to provide the information This Form is Open to Public
pursuant to ERISA section 103(a)(2). Inspection
A Name of plan B Three-digit
MIT BASIC RETIREMENT
ABCDEFGHI ABCDEFGHI PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE plan number (PN)  002 001
FGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI
C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN)
ABCDEFGHI
MASSACHUSETTS ABCDEFGHI ABCDEFGHI
INSTITUTE OF TECHNOLOGY ABCDEFGHI ABCDEFGHI ABCDE 012345678
04-2103594
FGHI ABCDEFGHI
Part I Information Concerning Insurance Contract Coverage, Fees, and Commissions Provide information for each contract
on a separate Schedule A. Individual contracts grouped as a unit in Parts II and III can be reported on a single Schedule A.
1 Coverage Information:
(a) Name of insurance carrier

ABCDEFGHI
JOHN HANCOCKABCDEFGHI ABCDEFGHI
LIFE INSURANCE COMPANY ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
(e) Approximate number of Policy or contract year

(c) NAIC (d) Contract or
(b) EIN persons covered at end of
code identification number (f) From (g) To
policy or contract year
01-0233346 65838 GAC 7 ASSN 0 01/01/2015 12/31/2015
012345678 ABCDE ABCDE0123456789 1234567 YYYY-MM-DD YYYY-MM-DD
2 Insurance fee and commission information. Enter the total fees and total commissions paid. List in line 3 the agents, brokers, and other persons in
descending order of the amount paid.
(a) Total amount of commissions paid (b) Total amount of fees paid
123456789012345 123456789012345
3 Persons receiving commissions and fees. (Complete as many entries as needed to report all persons).
(a) Name and address of the agent, broker, or other person to whom commissions or fees were paid
CITY56789 ABCDEFGHI AB, ST 021345678901
(b) Amount of sales and base Fees and other commissions paid
commissions paid (c) Amount (d) Purpose (e) Organization code
-123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1
Fees and other commissions paid
(b) Amount of sales and base
commissions paid (c) Amount (d) Purpose (e) Organization code
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500.
Schedule A (Form 5500) 2015
v. 150123
Schedule A (Form 5500) 2015 Page 2 - 11 x
(b) Amount of sales and base Fees and other commissions paid (e) Organization
commissions paid (c) Amount (d) Purpose code
Schedule A (Form 5500) 2015 Page 3
Part II Investment and Annuity Contract Information

Where individual contracts are provided, the entire group of such individual contracts with each carrier may be treated as a unit for purposes of
this report.
4 Current value of plan’s interest under this contract in the general account at year end .................................................... 4 -123456789012345
5 Current value of plan’s interest under this contract in separate accounts at year end ...................................................... 5 -123456789012345
6 Contracts With Allocated Funds:
a State the basis of premium rates 
b Premiums paid to carrier ........................................................................................................................................... 6b -123456789012345

15360
c Premiums due but unpaid at the end of the year ...................................................................................................... 6c -123456789012345
d If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or
6d -123456789012345
retention of the contract or policy, enter amount. ......................................................................................................
Specify nature of costs 
e Type of contract: (1) X individual policies (2) X group deferred annuity

(3) X other (specify) 
f If contract purchased, in whole or in part, to distribute benefits from a terminating plan, check here  X
7 Contracts With Unallocated Funds (Do not include portions of these contracts maintained in separate accounts)
a Type of contract: (1) X deposit administration (2) X immediate participation guarantee
(3) X guaranteed investment (4) X other 
b 7b
Balance at the end of the previous year ................................................................................................................... -123456789012345
c Additions: (1) Contributions deposited during the year ................................... 7c(1) -123456789012345
(2) Dividends and credits ................................................................................. 7c(2) -123456789012345
(3) Interest credited during the year ................................................................. 7c(3) -123456789012345
(4) Transferred from separate account ............................................................ 7c(4) -123456789012345
(5) Other (specify below) .................................................................................. 7c(5) -123456789012345

(6)Total additions ...................................................................................................................................................... 7c(6) -123456789012345

d Total of balance and additions (add lines 7b and 7c(6)). .......................................................................................... 7d -123456789012345
e Deductions:
(1) Disbursed from fund to pay benefits or purchase annuities during year 7e(1) -123456789012345
(2) Administration charge made by carrier ........................................................ 7e(2) -123456789012345
(3) Transferred to separate account ................................................................. 7e(3) -123456789012345
(4) Other (specify below) ................................................................................... 7e(4) -123456789012345

(5) Total deductions ................................................................................................................................................... 7e(5) -123456789012345

f Balance at the end of the current year (subtract line 7e(5) from line 7d) .................................................................. 7f -123456789012345
Schedule A (Form 5500) 2015 Page 4
Part III Welfare Benefit Contract Information

If more than one contract covers the same group of employees of the same employer(s) or members of the same employee organizations(s), the
information may be combined for reporting purposes if such contracts are experience-rated as a unit. Where contracts cover individual employees,
the entire group of such individual contracts with each carrier may be treated as a unit for purposes of this report.
8 Benefit and contract type (check all applicable boxes)
a X Health (other than dental or vision) bX Dental cX Vision dX Life insurance
e X Temporary disability (accident and sickness) f X Long-term disability gX Supplemental unemployment hX Prescription drug
i X Stop loss (large deductible) j X HMO contract kX PPO contract lX Indemnity contract
mX Other (specify)  ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCKEFGHI ABCDEFGHI ABCDEFGHI ABCDE
9 Experience-rated contracts:
a Premiums: (1) Amount received ..................................................................... 9a(1) -123456789012345
(2) Increase (decrease) in amount due but unpaid ....................................... 9a(2) -123456789012345
(3) Increase (decrease) in unearned premium reserve ................................. 9a(3) -123456789012345
(4) Earned ((1) + (2) - (3)) ...................................................................................................................................... 9a(4) -123456789012345
b Benefit charges (1) Claims paid ................................................................... 9b(1) -123456789012345
(2) Increase (decrease) in claim reserves ..................................................... 9b(2) -123456789012345
(3) Incurred claims (add (1) and (2)) ...................................................................................................................... 9b(3) 123456789012345
(4) Claims charged ................................................................................................................................................. 9b(4) 123456789012345
c Remainder of premium: (1) Retention charges (on an accrual basis) -- -123456789012345
(A) Commissions .................................................................................... 9c(1)(A) -123456789012345
(B) Administrative service or other fees ................................................. 9c(1)(B) -123456789012345
(C) Other specific acquisition costs ........................................................ 9c(1)(C) -123456789012345
(D) Other expenses ................................................................................ 9c(1)(D) -123456789012345
(E) Taxes ................................................................................................ 9c(1)(E) -123456789012345
(F) Charges for risks or other contingencies .......................................... 9c(1)(F) -123456789012345
(G) Other retention charges ................................................................... 9c(1)(G) -123456789012345
(H) Total retention ........................................................................................................................................... 9c(1)(H) -123456789012345
(2) Dividends or retroactive rate refunds. (These amounts were X paid in cash, or X credited.) ..................... 9c(2) -123456789012345
d Status of policyholder reserves at end of year: (1) Amount held to provide benefits after retirement................... 9d(1) -123456789012345
(2) Claim reserves ................................................................................................................................................. 9d(2) -123456789012345
(3) Other reserves ................................................................................................................................................. 9d(3) -123456789012345
e Dividends or retroactive rate refunds due. (Do not include amount entered in line 9c(2).) .................................. 9e -123456789012345
10 Nonexperience-rated contracts:
a Total premiums or subscription charges paid to carrier ........................................................................................ 10a -123456789012345
b If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or
retention of the contract or policy, other than reported in Part I, line 2 above, report amount. ............................. 10b -123456789012345
Specify nature of costs 
Part IV Provision of Information

11 Did the insurance company fail to provide any information necessary to complete Schedule A? ............. X Yes X No
12 If the answer to line 11 is “Yes,” specify the information not provided.  ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
SCHEDULE SB Single-Employer Defined Benefit Plan OMB No. 1210-0110
(Form 5500) Actuarial Information

2015
Department of the Treasury
Internal Revenue Service
This schedule is required to be filed under section 104 of the Employee
Department of Labor Retirement Income Security Act of 1974 (ERISA) and section 6059 of the
Employee Benefits Security Administration This Form is Open to Public
Internal Revenue Code (the Code). Inspection
 File as an attachment to Form 5500 or 5500-SF.
Round off amounts to nearest dollar.
Caution: A penalty of $1,000 will be assessed for late filing of this report unless reasonable cause is established.
ABCDEFGHI ABCDEFGHI PLANABCDEFGHI ABCDEFGHI ABCDEFGHI plan number (PN)  002 001
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
C Plan sponsor’s name as shown on line 2a of Form 5500 or 5500-SF D Employer Identification Number (EIN)
ABCDEFGHI
MASSACHUSETTS ABCDEFGHI
INSTITUTE ABCDEFGHI
OF TECHNOLOGY ABCDEFGHI ABCDEFGHI 012345678
04-2103594
ABCDEFGHI ABCDEFGHI
E Type of plan: X Single X Multiple-A X Multiple-B F Prior year plan size: X 100 or fewer X 101-500 X More than 500
Part I Basic Information

1 Enter the valuation date: 01
Month _________ 01
Day _________ 2015
Year _________
2 Assets:
a Market value ........................................................................................................................................................ 2a -123456789012345
3157787182
b Actuarial value ..................................................................................................................................................... 2b -123456789012345
3026406236
3 Funding target/participant count breakdown (1) Number of (2) Vested Funding (3) Total Funding
participants Target Target
a For retired participants and beneficiaries receiving payment ................................... 5913 944503301 944503301
b For terminated vested participants........................................................................... 9733 330492341 330492341
c For active participants .............................................................................................. 10716 1088718616 1195765421
d Total ......................................................................................................................... 26362 2363714258 2470761063
4 If the plan is in at-risk status, check the box and complete lines (a) and (b) .............................. X
a Funding target disregarding prescribed at-risk assumptions .............................................................................. 4a -123456789012345
b Funding target reflecting at-risk assumptions, but disregarding transition rule for plans that have been in 4b
at-risk status for fewer than five consecutive years and disregarding loading factor ..................................... -123456789012345
5 Effective interest rate .............................................................................................................................................. 5 123.12
6.35 %
6 Target normal cost .................................................................................................................................................. 6 -123456789012345
68194382
Statement by Enrolled Actuary
To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in
accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in
combination, offer my best estimate of anticipated experience under the plan.
SIGN
HERE 09/28/2016
Signature of actuary Date
MEGHAN E. SCOTT 14-07530 YYYY-MM-DD
Type or print name of actuary Most recent enrollment number
ABCDEFGHI ABCDEFGHI
TOWERS WATSON ABCDEFGHI
DELAWARE, INC. ABCDE 617-638-3700 1234567
Firm name Telephone number (including area code)
800 BOYLSTON ABCDEFGHI
123456789 STREET ABCDEFGHI ABCDE
SUITE 600 1234567890
123456789
BOSTON, ABCDEFGHI
MA 02199 ABCDEFGHI ABCDE
UK
Address of the firm
If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see X
instructions
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 or 5500-SF. Schedule SB (Form 5500) 2015
v. 150123
Schedule SB (Form 5500) 2015 Page 2 - 11 x
Part II Beginning of Year Carryover and Prefunding Balances

(a) Carryover balance (b) Prefunding balance
7 Balance at beginning of prior year after applicable adjustments (line 13 from prior -123456789012345 -123456789012345
year) ............................................................................................................................ 180982486 57394206
8 Portion elected for use to offset prior year’s funding requirement (line 35 from
prior year) ................................................................................................................... -123456789012345 -123456789012345
9 Amount remaining (line 7 minus line 8) ....................................................................... -123456789012345
180982486 -123456789012345
57394206
10 Interest on line 9 using prior year’s actual return of 8.75 % .............................. -123456789012345
15835968 -123456789012345
5021993
11 Prior year’s excess contributions to be added to prefunding balance:
a Present value of excess contributions (line 38a from prior year) ............................. -123456789012345
6791997
b(1) Interest on the excess, if any, of line 38a over line 38b from prior year
6.51% .....................
Schedule SB, using prior year's effective interest rate of ___
-123456789012345
442159
b(2) Interest on line 38b from prior year Schedule SB, using prior year's actual
return .................................................................................................................
c Total available at beginning of current plan year to add to prefunding balance.............. 7234156
d Portion of (c) to be added to prefunding balance .................................................... -123456789012345
7234156
123456789012345
12 Other reductions in balances due to elections or deemed elections ........................... -123456789012345 -123456789012345
13 Balance at beginning of current year (line 9 + line 10 + line 11d – line 12) ................. -123456789012345
196818454 -123456789012345
69650355
Part III Funding Percentages

14 Funding target attainment percentage ................................................................................................................................................................. 14 123.12
111.70 %
15 Adjusted funding target attainment percentage ............................................................................................................................... 15 123.12
122.48 %
16 Prior year’s funding percentage for purposes of determining whether carryover/prefunding balances may be used to reduce 16
current year’s funding requirement ......................................................................................................................................................... 117.46 %
123.12
17 If the current value of the assets of the plan is less than 70 percent of the funding target, enter such percentage. .............................. 17 123.12%
Part IV Contributions and Liquidity Shortfalls
18 Contributions made to the plan for the plan year by employer(s) and employees:
(a) Date (b) Amount paid by (c) Amount paid by (a) Date (b) Amount paid by (c) Amount paid by
(MM-DD-YYYY) employer(s) employees (MM-DD-YYYY) employer(s) employees
YYYY-MM-DD 12345678901234 12345678901234 YYYY-MM-DD 12345678901234 123456789012345-
YYYY-MM-DD 12345678901234 12345678901234
Totals ► 18(b) 18(c)
19 Discounted employer contributions – see instructions for small plan with a valuation date after the beginning of the year:
a Contributions allocated toward unpaid minimum required contributions from prior years. ..................................... 19a -123456789012345
b Contributions made to avoid restrictions adjusted to valuation date ....................................................................... 19b -123456789012345
c Contributions allocated toward minimum required contribution for current year adjusted to valuation date ..................... 19c -123456789012345
20 Quarterly contributions and liquidity shortfalls:
a Did the plan have a “funding shortfall” for the prior year? ............................................................................................................................. X Yes X No
b If line 20a is “Yes,” were required quarterly installments for the current year made in a timely manner? ..................................................... X Yes X No
c If line 20a is “Yes,” see instructions and complete the following table as applicable:
Liquidity shortfall as of end of quarter of this plan year
(1) 1st (2) 2nd (3) 3rd (4) 4th
-123456789012345 -123456789012345 -123456789012345 -123456789012345
Schedule SB (Form 5500) 2015 Page 3
Part V Assumptions Used to Determine Funding Target and Target Normal Cost
21 Discount rate:
a Segment rates: 1st segment: 2nd segment: 3rd segment:
X N/A, full yield curve used
123.12_
4.72 % 123.12_
6.11 % 123.126.81 %
b Applicable month (enter code) ........................................................................................................................... 21b 14
22 Weighted average retirement age ......................................................................................................................... 22 12
65
23 Mortality table(s) (see instructions) X Prescribed - combined X Prescribed - separate X Substitute
Part VI Miscellaneous Items

24 Has a change been made in the non-prescribed actuarial assumptions for the current plan year? If “Yes,” see instructions regarding required
attachment. ........................................................................................................................................................................................................ X Yes X No
25 Has a method change been made for the current plan year? If “Yes,” see instructions regarding required attachment. ................................ X Yes X No
26 Is the plan required to provide a Schedule of Active Participants? If “Yes,” see instructions regarding required attachment.......................... X Yes X No
27 If the plan is subject to alternative funding rules, enter applicable code and see instructions regarding
27
attachment .............................................................................................................................................................
Part VII Reconciliation of Unpaid Minimum Required Contributions For Prior Years
28 Unpaid minimum required contributions for all prior years .................................................................................... 28 -1234567890123450
29 Discounted employer contributions allocated toward unpaid minimum required contributions from prior years 29
(line 19a) ................................................................................................................................................................ -123456789012345
30 Remaining amount of unpaid minimum required contributions (line 28 minus line 29) ......................................... 30 -1234567890123450
Part VIII Minimum Required Contribution For Current Year
31 Target normal cost and excess assets (see instructions):
a Target normal cost (line 6) .................................................................................................................................. 31a -123456789012345
68194382
b Excess assets, if applicable, but not greater than line 31a ............................................................................... 31b 68194382
32 Amortization installments: Outstanding Balance Installment
a Net shortfall amortization installment .......................................................................... -123456789012345 -123456789012345
b Waiver amortization installment .................................................................................. -123456789012345 -123456789012345
33 If a waiver has been approved for this plan year, enter the date of the ruling letter granting the approval
(Month _________ Day _________ Year _________ )_and the waived amount ..........................................
33
-123456789012345
34 Total funding requirement before reflecting carryover/prefunding balances (lines 31a - 31b + 32a + 32b - 33) ... 34 -1234567890123450
Carryover balance Prefunding balance Total balance
35 Balances elected for use to offset funding

requirement ............................................................ -123456789012345 -123456789012345 -1234567890123450
36 Additional cash requirement (line 34 minus line 35) .............................................................................................. 36 -1234567890123450
37 Contributions allocated toward minimum required contribution for current year adjusted to valuation date 37 -123456789012345
(line 19c) ................................................................................................................................................................
38 Present value of excess contributions for current year (see instructions)
a Total (excess, if any, of line 37 over line 36) ..................................................................................................... 38a
b Portion included in line 38a attributable to use of prefunding and funding standard carryover balances ......... 38b
39 Unpaid minimum required contribution for current year (excess, if any, of line 36 over line 37) ........................... 39 -1234567890123450
40 Unpaid minimum required contributions for all years............................................................................................. 40 -123456789012345
Part IX Pension Funding Relief Under Pension Relief Act of 2010 (See Instructions)
41 If an election was made to use PRA 2010 funding relief for this plan:
a Schedule elected ............................................................................................................................................................ 2 plus 7 years X 15 years
b Eligible plan year(s) for which the election in line 41a was made ........................................................................... X 2008 X 2009 X 2010 X 2011
42 Amount of acceleration adjustment ....................................................................................................................... 42
43 Excess installment acceleration amount to be carried over to future plan years ................................................... 43
Schedule C (Form 5500) 2011 Page 1
SCHEDULE C Service Provider Information OMB No. 1210-0110
(Form 5500)
Department of the Treasury This schedule is required to be filed under section 104 of the Employee 2015
Internal Revenue Service Retirement Income Security Act of 1974 (ERISA).
Department of Labor
Employee Benefits Security Administration  File as an attachment to Form 5500. This Form is Open to Public
Pension Benefit Guaranty Corporation Inspection.
MIT BASIC RETIREMENT PLAN 002
ABCDEFGHI plan number (PN)  001
ABCDEFGHI
MASSACHUSETTS INSTITUTE OF TECHNOLOGY 012345678
04-2103594
Part I Service Provider Information (see instructions)
You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000
or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the
plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to
answer line 1 but are not required to include that person when completing the remainder of this Part.
1 Information on Persons Receiving Only Eligible Indirect Compensation

a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible
indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . X Yes X No
b If you answered line 1a “Yes,” enter the name and EIN or address of each person providing the required disclosures for the service providers who
received only eligible indirect compensation. Complete as many entries as needed (see instructions).
(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation
MIT 77 MASSACHUSETTS AVE
CAMBRIDGE, MA 02139
04-2103594
(b) Enter name and EIN or address of person who provided you disclosure on eligible indirect compensation
238 PLAN ASSOCIATES 77 MASSACHUSETTS AVE
CAMBRIDGE, MA 02139
38-3755615
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule C (Form 5500) 2015
v.150123
Schedule C (Form 5500) 2015 Page 2- 1
1 x
Schedule C (Form 5500) 2015 Page 3 -1 x
2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you
answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation
(i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions).
(a) Enter name and EIN or address (see instructions)

THE BURGISS GROUP 111 RIVER ST
HOBOKEN, NJ 07030
(b) (c) (d) (e) (f) (g) (h)

Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.
DATA SERVICES
ABCDEFGHI 14666
123456789012 123456789012345
ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD

PRICEWATERHOUSE COOPERS
13-4008324
(b) (c) (d) (e) (f) (g) (h)

ACCOUNTANT
ABCDEFGHI 71818
123456789012 123456789012345
ABCD

GROOM LAW 1701 PENNSYLVANIA AVE
WASHINGTON DC, DC 20006
(b) (c) (d) (e) (f) (g) (h)

ATTORNEY
ABCDEFGHI 45519
123456789012 0
ABCD
Schedule C (Form 5500) 2015 Page 3 -1
2 x
2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you
answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation
(i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions).

WILLIS TOWERS WATSON
23-1159360
(b) (c) (d) (e) (f) (g) (h)

ACTUARY
ABCDEFGHI 2030516
123456789012 1234567890123450
ABCD

STATE STREET BANK
04-1867445
(b) (c) (d) (e) (f) (g) (h)

CUSTODIAN
ABCDEFGHI 606586
123456789012 1234567890123450
ABCD
(b) (c) (d) (e) (f) (g) (h)

ABCDEFGHI 123456789012
ABCD
1 x
Part I Service Provider Information (continued)

3 If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
Schedule C (Form 5500) 2015 Page 5- 1 x
Part II Service Providers Who Fail or Refuse to Provide Information

4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete
this Schedule.
(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
Code(s)
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 12 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
Code(s)
Code(s)
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD

1234567890
1 x
Part III Termination Information on Accountants and Enrolled Actuaries (see instructions)
(complete as many entries as needed)
a Name: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789
c Position: ABCDEFGHI ABCDEFGHI ABCD
d Address: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD e Telephone: 1234567890
Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
ABCDEFGHI
ABCDEFGHI
ABCDEFGHI
ABCDEFGHI
OMB No. 1210-0110
SCHEDULE H Financial Information
(Form 5500)
This schedule is required to be filed under section 104 of the Employee 2015
Internal Revenue Service Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the
Department of Labor
Internal Revenue Code (the Code).
Employee Benefits Security Administration
 File as an attachment to Form 5500. This Form is Open to Public
Pension Benefit Guaranty Corporation Inspection
MIT BASIC RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI plan number (PN)  002 001
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
MASSACHUSETTS ABCDEFGHI
INSTITUTE OF TECHNOLOGY ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678
04-2103594
ABCDEFGHI
Part I Asset and Liability Statement
1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report
the value of the plan’s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on
lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar
benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 1b(1), 1b(2), 1c(8), 1g, 1h,
and 1i. CCTs, PSAs, and 103-12 IEs also do not complete lines 1d and 1e. See instructions.
Assets (a) Beginning of Year (b) End of Year
a Total noninterest-bearing cash ....................................................................... 1a -123456789012345
228148073 -123456789012345
187004592
b Receivables (less allowance for doubtful accounts):
(1) Employer contributions ........................................................................... 1b(1) -123456789012345 -123456789012345
(2) Participant contributions ......................................................................... 1b(2) -123456789012345 -123456789012345
(3) Other ....................................................................................................... 1b(3) -123456789012345
92390192 -123456789012345
88963319
c General investments:
(1) Interest-bearing cash (include money market accounts & certificates
1c(1) 5904114
-123456789012345 8345190
-123456789012345
of deposit) .............................................................................................
(2) U.S. Government securities .................................................................... 1c(2) -123456789012345
307914281 -123456789012345
309613894
(3) Corporate debt instruments (other than employer securities):
(A) Preferred .......................................................................................... 1c(3)(A) -123456789012345 -123456789012345
(B) All other ............................................................................................ 1c(3)(B) -123456789012345 -123456789012345
(4) Corporate stocks (other than employer securities):
(A) Preferred .......................................................................................... 1c(4)(A) -123456789012345
12581088 -123456789012345
5276629
(B) Common .......................................................................................... 1c(4)(B) 59294855
-123456789012345 152839750
-123456789012345
(5) Partnership/joint venture interests .......................................................... 1c(5) -123456789012345
2479978580 -123456789012345
2628032806
(6) Real estate (other than employer real property) ..................................... 1c(6) -123456789012345 -123456789012345
(7) Loans (other than to participants) ........................................................... 1c(7) -123456789012345 -123456789012345
(8) Participant loans ..................................................................................... 1c(8) -123456789012345 -123456789012345
(9) Value of interest in common/collective trusts .......................................... 1c(9) -123456789012345 -123456789012345
(10) Value of interest in pooled separate accounts ........................................ 1c(10) -123456789012345 -123456789012345
(11) Value of interest in master trust investment accounts ............................ 1c(11) -123456789012345 -123456789012345
(12) Value of interest in 103-12 investment entities ....................................... 1c(12) -123456789012345 -123456789012345
(13) Value of interest in registered investment companies (e.g., mutual
funds) ......................................................................................
1c(13) -123456789012345
13133376 -123456789012345
110284
(14) Value of funds held in insurance company general account (unallocated
contracts) ................................................................................................
1c(14) -123456789012345 -123456789012345
(15) Other ....................................................................................................... 1c(15) 42382520
-123456789012345 -841944
-123456789012345
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule H (Form 5500) 2015
v. 150123
Schedule H (Form 5500) 2015 Page 2
1d Employer-related investments: (a) Beginning of Year (b) End of Year

(1) Employer securities .................................................................................... 1d(1) -123456789012345 -123456789012345
(2) Employer real property ............................................................................... 1d(2) -123456789012345 -123456789012345
1e Buildings and other property used in plan operation ......................................... 1e -123456789012345 -123456789012345
1f Total assets (add all amounts in lines 1a through 1e) ...................................... 1f -123456789012345
3241727079 -123456789012345
3379344520
Liabilities
1g Benefit claims payable ...................................................................................... 1g -123456789012345 -123456789012345
1h Operating payables ........................................................................................... 1h -123456789012345
287894 -123456789012345
421110
1i Acquisition indebtedness .................................................................................. 1i -123456789012345 -123456789012345
1j Other liabilities................................................................................................... 1j -123456789012345
90885585 -123456789012345
88634484
1k Total liabilities (add all amounts in lines 1g through1j) ..................................... 1k -123456789012345
91173479 -123456789012345
89055594
Net Assets
1l Net assets (subtract line 1k from line 1f) ........................................................... 1l -123456789012345
3150553600 -123456789012345
3290288926
Part II Income and Expense Statement

2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained
fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete
lines 2a, 2b(1)(E), 2e, 2f, and 2g.
Income (a) Amount (b) Total
a Contributions:
(1) Received or receivable in cash from: (A) Employers .................................. 2a(1)(A) -123456789012345
7500000
(B) Participants ......................................................................................... 2a(1)(B) -123456789012345
(C) Others (including rollovers) ................................................................. 2a(1)(C) -123456789012345
(2) Noncash contributions ................................................................................ 2a(2) -123456789012345
(3) Total contributions. Add lines 2a(1)(A), (B), (C), and line 2a(2) ................. 2a(3) -123456789012345
7500000
b Earnings on investments:
(1) Interest:
(A) Interest-bearing cash (including money market accounts and
certificates of deposit) .........................................................................
2b(1)(A) -123456789012345
-5064
(B) U.S. Government securities ................................................................ 2b(1)(B) -123456789012345

3540309
(C) Corporate debt instruments ................................................................ 2b(1)(C) -123456789012345
(D) Loans (other than to participants) ....................................................... 2b(1)(D) -123456789012345
(E) Participant loans ................................................................................. 2b(1)(E) -123456789012345
(F) Other ................................................................................................... 2b(1)(F) -123456789012345
-167662
(G) Total interest. Add lines 2b(1)(A) through (F) ..................................... 2b(1)(G) -123456789012345
3367583
(2) Dividends: (A) Preferred stock .................................................................... 2b(2)(A) -123456789012345
(B) Common stock .................................................................................... 2b(2)(B) -123456789012345
2311
(C) Registered investment company shares (e.g. mutual funds) .............. 2b(2)(C)
(D) Total dividends. Add lines 2b(2)(A), (B), and (C) 2b(2)(D) -123456789012345
2311
(3) Rents ........................................................................................................... 2b(3) -123456789012345
(4) Net gain (loss) on sale of assets: (A) Aggregate proceeds ....................... 2b(4)(A) -123456789012345
-151421375
(B) Aggregate carrying amount (see instructions) .................................... 2b(4)(B) -123456789012345
130332354
(C) Subtract line 2b(4)(B) from line 2b(4)(A) and enter result .................. 2b(4)(C) -123456789012345
-281753729
(5) Unrealized appreciation (depreciation) of assets: (A) Real estate......................... 2b(5)(A) -123456789012345
(B) Other ................................................................................................... 2b(5)(B) -123456789012345
546716379
(C) Total unrealized appreciation of assets.
Add lines 2b(5)(A) and (B) ..................................................................
2b(5)(C) -123456789012345
546716379
Schedule H (Form 5500) 2015 Page 3
(a) Amount (b) Total

(6) Net investment gain (loss) from common/collective trusts ......................... 2b(6) -123456789012345
(7) Net investment gain (loss) from pooled separate accounts ....................... 2b(7) -123456789012345
(8) Net investment gain (loss) from master trust investment accounts ........... 2b(8) -123456789012345
(9) Net investment gain (loss) from 103-12 investment entities ...................... 2b(9) -123456789012345
(10) Net investment gain (loss) from registered investment
companies (e.g., mutual funds) ..................................................................
2b(10) -123456789012345
c Other income .................................................................................................... 2c -123456789012345
192540
d Total income. Add all income amounts in column (b) and enter total ..................... 2d -123456789012345
276025084
Expenses
e Benefit payment and payments to provide benefits:
(1) Directly to participants or beneficiaries, including direct rollovers .............. 2e(1) -123456789012345
131298211
(2) To insurance carriers for the provision of benefits ..................................... 2e(2) -123456789012345
(3) Other .......................................................................................................... 2e(3) -123456789012345
(4) Total benefit payments. Add lines 2e(1) through (3) .................................. 2e(4) 131298211
-123456789012345
f Corrective distributions (see instructions) ........................................................ 2f -123456789012345
g Certain deemed distributions of participant loans (see instructions) ................ 2g -123456789012345
h Interest expense ............................................................................................... 2h -123456789012345
i Administrative expenses: (1) Professional fees .............................................. 2i(1) -123456789012345
2162519
(2) Contract administrator fees ........................................................................ 2i(2) -123456789012345
(3) Investment advisory and management fees .............................................. 2i(3) -123456789012345
1300648
(4) Other .......................................................................................................... 2i(4) -123456789012345
1528380
(5) Total administrative expenses. Add lines 2i(1) through (4) ......................... 2i(5) -123456789012345
4991547
j Total expenses. Add all expense amounts in column (b) and enter total ........ 2j -123456789012345
136289758
Net Income and Reconciliation
k Net income (loss). Subtract line 2j from line 2d ............................................................. 2k -123456789012345
139735326
l Transfers of assets:
(1) To this plan ................................................................................................. 2l(1) -123456789012345
(2) From this plan ............................................................................................ 2l(2) -123456789012345
Part III Accountant’s Opinion

3 Complete lines 3a through 3c if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not
attached.
a The attached opinion of an independent qualified public accountant for this plan is (see instructions):
(1) X Unqualified (2) X Qualified (3) X Disclaimer (4) X Adverse
b Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)? X Yes X No
c Enter the name and EIN of the accountant (or accounting firm) below:
(1) Name: PRICEWATERHOUSECOOPERS (2) EIN: 123456789
13-4008324
d The opinion of an independent qualified public accountant is not attached because:
(1) X This form is filed for a CCT, PSA, or MTIA. (2) X It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50.
Part IV Compliance Questions

4 CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IEs, and GIAs do not complete lines 4a, 4e, 4f, 4g, 4h, 4k, 4m, 4n, or 5.
103-12 IEs also do not complete lines 4j and 4l. MTIAs also do not complete line 4l.
During the plan year: Yes No N/A Amount
a Was there a failure to transmit to the plan any participant contributions within the time
period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures
until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.) ..... 4a X -123456789012345
b Were any loans by the plan or fixed income obligations due the plan in default as of the
close of the plan year or classified during the year as uncollectible? Disregard participant
loans secured by participant’s account balance. (Attach Schedule G (Form 5500) Part I if
X
“Yes” is checked.)........................................................................................................................ 4b -123456789012345
Schedule H (Form 5500) 2015 Page 4- 1 X
Yes No N/A Amount

c Were any leases to which the plan was a party in default or classified during the year as
uncollectible? (Attach Schedule G (Form 5500) Part II if “Yes” is checked.) ............................. 4c X -123456789012345
d Were there any nonexempt transactions with any party-in-interest? (Do not include
transactions reported on line 4a. Attach Schedule G (Form 5500) Part III if “Yes” is
checked.) ..................................................................................................................................... 4d X -123456789012345
e Was this plan covered by a fidelity bond? ................................................................................... 4e X -123456789012345
5000000
f Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was
caused by fraud or dishonesty? ................................................................................................. 4f X -123456789012345
g Did the plan hold any assets whose current value was neither readily determinable on an
established market nor set by an independent third party appraiser? ........................................ 4g X 2628695012
-123456789012345
h Did the plan receive any noncash contributions whose value was neither readily
determinable on an established market nor set by an independent third party appraiser?......... X -123456789012345
4h
i Did the plan have assets held for investment? (Attach schedule(s) of assets if “Yes” is
checked, and see instructions for format requirements.) ............................................................ 4i X
j Were any plan transactions or series of transactions in excess of 5% of the current
value of plan assets? (Attach schedule of transactions if “Yes” is checked, and
see instructions for format requirements.) ................................................................................... 4j X
k Were all the plan assets either distributed to participants or beneficiaries, transferred to
another plan, or brought under the control of the PBGC? ........................................................... 4k X
l Has the plan failed to provide any benefit when due under the plan? ........................................ 4l X -123456789012345
m If this is an individual account plan, was there a blackout period? (See instructions and 29
CFR 2520.101-3.)........................................................................................................................ 4m
n If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or
one of the exceptions to providing the notice applied under 29 CFR 2520.101-3. ..................... 4n
o Did the plan trust incur unrelated business taxable income? …………………………………… 4o X
p Were in-service distributions made during the plan year? ……………………………………….. 4p X
5a Has a resolution to terminate the plan been adopted during the plan year or any prior plan year?
If “Yes,” enter the amount of any plan assets that reverted to the employer this year........................... X Yes X No Amount:-123
5b If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were
transferred. (See instructions.)
5b(1) Name of plan(s) 5b(2) EIN(s) 5b(3) PN(s)

ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 123
ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 123
ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
5c If the plan is a defined benefit plan, is it covered under the PBGC insurance program (see ERISA section 4021)? ..... X Yes X No X Not determined
Part V Trust Information

6a Name of trust ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 6b Trust’s EIN
6c Name of trustee or custodian 6d Trustee’s or custodian’s telephone number

OMB No. 1210-0110
SCHEDULE R Retirement Plan Information
(Form 5500)
This schedule is required to be filed under section 104 and 4065 of the 2015
Internal Revenue Service Employee Retirement Income Security Act of 1974 (ERISA) and section
Department of Labor
6058(a) of the Internal Revenue Code (the Code).
Employee Benefits Security Administration This Form is Open to Public
 File as an attachment to Form 5500. Inspection.
ABCDEFGHI ABCDEFGHI PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI plan number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (PN)  002 001
ABCDEFGHI ABCDEFGHI
MASSACHUSETTS
ABCDEFGHI INSTITUTE OF
ABCDEFGHI TECHNOLOGY
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 04-2103594
012345678
ABCDEFGHI
Part I Distributions
All references to distributions relate only to payments of benefits during the plan year.
1 Total value of distributions paid in property other than in cash or the forms of property specified in the 1 0
instructions ................................................................................................................................................................. -123456789012345
2 Enter the EIN(s) of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter EINs of the two
payors who paid the greatest dollar amounts of benefits):
EIN(s): _______________________________ _______________________________
Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3.
3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan 3 0
year ............................................................................................................................................................................ 12345678
Part II Funding Information (If the plan is not subject to the minimum funding requirements of section of 412 of the Internal Revenue Code or
ERISA section 302, skip this Part)
4 Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d)(2)? ........................... X Yes X No X N/A
If the plan is a defined benefit plan, go to line 8.
5 If a waiver of the minimum funding standard for a prior year is being amortized in this
plan year, see instructions and enter the date of the ruling letter granting the waiver. Date: Month _________ Day _________ Year _________
If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule.
6 a Enter the minimum required contribution for this plan year (include any prior year accumulated funding
6a -123456789012345
deficiency not waived) ........................................................................................................................................
b Enter the amount contributed by the employer to the plan for this plan year ...................................................... 6b -123456789012345
c Subtract the amount in line 6b from the amount in line 6a. Enter the result
(enter a minus sign to the left of a negative amount)........................................................................................... 6c -123456789012345
If you completed line 6c, skip lines 8 and 9.
7 Will the minimum funding amount reported on line 6c be met by the funding deadline? ............................................ X Yes X No X N/A
8 If a change in actuarial cost method was made for this plan year pursuant to a revenue procedure or other
authority providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan
administrator agree with the change?........................................................................................................................ X Yes X No X N/A
Part III Amendments

9 If this is a defined benefit pension plan, were any amendments adopted during this plan
year that increased or decreased the value of benefits? If yes, check the appropriate
box. If no, check the “No” box. .............................................................................................. X Increase X Decrease X Both X No
Part IV ESOPs (see instructions). If this is not a plan described under Section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part.
10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to repay any exempt loan? ................ X Yes X No
11 a Does the ESOP hold any preferred stock? .................................................................................................................................... X Yes X No
b If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a “back-to-back” loan? X Yes X No
(See instructions for definition of “back-to-back” loan.) ..................................................................................................................
12 Does the ESOP hold any stock that is not readily tradable on an established securities market? ........................................................ X Yes X No
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Schedule R (Form 5500) 2015
v. 150123
Schedule R (Form 5500) 2015 Page 2 - 11 x
Part V Additional Information for Multiemployer Defined Benefit Pension Plans

13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in
dollars). See instructions. Complete as many entries as needed to report all applicable employers.
a Name of contributing employer
b EIN c Dollar amount contributed by employer

d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify):
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________



Schedule R (Form 5500) 2015 Page 3
14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer of the
participant for:
a The current year ................................................................................................................................................... 14a 123456789012345
b The plan year immediately preceding the current plan year ................................................................................. 14b 123456789012345
c The second preceding plan year .......................................................................................................................... 14c 123456789012345
15 Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an
employer contribution during the current plan year to:
a The corresponding number for the plan year immediately preceding the current plan year ................................ 15a 123456789012345
b The corresponding number for the second preceding plan year .......................................................................... 15b 123456789012345
16 Information with respect to any employers who withdrew from the plan during the preceding plan year:
a Enter the number of employers who withdrew during the preceding plan year ................................................. 16a 123456789012345
b If line 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or estimated to be 16b
assessed against such withdrawn employers ...................................................................................................... 123456789012345
17 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding
supplemental information to be included as an attachment. ....................................................................................................................... X
Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans
18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants
and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see instructions regarding supplemental
information to be included as an attachment ............................................................................................................................................................................ X
19 If the total number of participants is 1,000 or more, complete lines (a) through (c)
a Enter the percentage of plan assets held as:
Stock: _____
73.0 % Investment-Grade Debt: _____ 11.0 % High-Yield Debt: _____0.0 % Real Estate: _____
9.0 % Other: _____
7.0 %
b Provide the average duration of the combined investment-grade and high-yield debt:
X 0-3 years X 3-6 years X 6-9 years X 9-12 years X 12-15 years X 15-18 years X 18-21 years X 21 years or more
c What duration measure was used to calculate line 19(b)?
X Effective duration X Macaulay duration X Modified duration X Other (specify):
Part VII IRS Compliance Questions
20a Is the plan a 401(k) plan?........................................................................................................................................... X Yes X No
Design-based
20b If “Yes,” how does the 401(k) plan satisfy the nondiscrimination requirements for employee deferrals and X safe harbor X ADP/ACP test
employer matching contributions (as applicable) under sections 401(k)(3) and 401(m)(2)? ..................................... method
20c If the ADP/ACP test is used, did the 401(k) plan perform ADP/ACP testing for the plan year using the "current
year testing method" for nonhighly compensated employees (Treas. Reg sections 1.401(k)-2(a)(2)(ii) and X Yes X No
1.401(m)-2(a)(2)(ii))? .................................................................................................................................................
21a Check the box to indicate the method used by the plan to satisfy the coverage requirements under section Ratio
X Average
410(b): ....................................................................................................................................................................... percentage X benefit test
test
21b Does the plan satisfy the coverage and nondiscrimination tests of sections 410(b) and 401(a)(4) by combining X Yes X No
this plan with any other plans under the permissive aggregation rules? ...................................................................
22a Has the plan been timely amended for all required tax law changes? ....................................................................... X Yes X No X N/A
22b Date the last plan amendment/restatement for the required tax law changes was adopted ____/____/____. Enter the applicable code ______ (See
instructions for tax law changes and codes).
22c If the plan sponsor is an adopter of a pre-approved master and prototype (M&P) or volume submitter plan that is subject to a favorable IRS opinion or
advisory letter, enter the date of that favorable letter _____/_____/_____ and the letter’s serial number ______________.
22d If the plan is an individually-designed plan and received a favorable determination letter from the IRS, enter the date of the plan’s last favorable
determination letter _____/_____/______.
23 Is the Plan maintained in a U.S. territory (i.e., Puerto Rico (if no election under ERISA section 1022(i)(2) has
been made), American Samoa, Guam, the Commonwealth of the Northern Mariana Islands or the U.S. Virgin X Yes X No
Islands)? .....................................................................................................................................................................
Massachusetts Institute of
Technology Basic Retirement
Plan
Financial Statements and Supplemental Schedule
December 31, 2015 and 2014
Massachusetts Institute of Technology Basic Retirement Plan
Index
Page(s)
Independent Auditor’s Report ................................................................................................................ 1-2
Statements of Net Assets Available for Benefits

at December 31, 2015 and 2014 .................................................................................................................. 3
Statements of Changes in Net Assets Available for Benefits

Years Ended December 31, 2015 and 2014................................................................................................. 4
Notes to Financial Statements ................................................................................................................. 5-20
Supplemental Schedule
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)

December 31, 2015 ................................................................................................................................ 21-33
Certain supplemental information required by the regulations of the Employee Retirement Income
Security Act of 1974 has been omitted because it is either not applicable or the required information is
attached to the Form 5500.
Independent Auditor’s Report
To the Administrator of
Report on the Financial Statements
We were engaged to audit the accompanying financial statements of the Massachusetts Institute of
Technology Basic Retirement Plan (the “Plan”), which comprise the statements of net assets available for
benefits as of December 31, 2015 and December 31, 2014, and the related statements of changes in net
assets available for benefits for the years then ended, and the related notes to the financial statements.
Management’s Responsibility for the Financial Statements
Management is responsible for the preparation and fair presentation of the financial statements in
accordance with accounting principles generally accepted in the United States of America; this includes
the design, implementation, and maintenance of internal control relevant to the preparation and fair
presentation of financial statements that are free from material misstatement, whether due to fraud or
error.
Auditor’s Responsibility
Our responsibility is to express an opinion on the financial statements based on conducting the audit in
accordance with auditing standards generally accepted in the United States of America. Because of the
matter described in the Basis for Disclaimer of Opinion paragraph, however, we were not able to obtain
sufficient appropriate audit evidence to provide a basis for an audit opinion.
Basis for Disclaimer of Opinion
As permitted by 29 CFR 2520.103-8 of the Department of Labor's Rules and Regulations for Reporting
and Disclosure under the Employee Retirement Income Security Act of 1974, the plan administrator
instructed us not to perform, and we did not perform, any auditing procedures with respect to the
information summarized in Note 3, which was certified by State Street Bank and Trust Company, the
custodian of the Plan, except for comparing such information with the related information included in the
financial statements. We have been informed by the plan administrator that the custodian holds the
Plan's investment assets and executes investment transactions. The plan administrator has obtained a
certification from the custodian as of December 31, 2015 and December 31, 2014 and for the years then
ended, that the information provided to the plan administrator by the custodian is complete and accurate.
Disclaimer of Opinion
Because of the significance of the matter described in the Basis for Disclaimer of Opinion paragraph, we
have not been able to obtain sufficient appropriate audit evidence to provide a basis for an audit opinion.
Accordingly, we do not express an opinion on the financial statements.
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210

T: (617) 530 5000, F: (617) 530 5001, www.pwc.com/us
1
Other Matter
The supplemental Schedule of Assets (Held at End of Year) as of December 31, 2015 is required by the
Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee
Retirement Income Security Act of 1974 and is presented for the purpose of additional analysis and is not
a required part of the financial statements. Because of the significance of the matter described in the Basis
for Disclaimer of Opinion paragraph, we do not express an opinion on this supplemental schedule.
Report on Form and Content in Compliance with DOL Rules and Regulations
The form and content of the information included in the financial statements and supplemental schedule,
other than that derived from the information certified by the custodian, have been audited by us in
accordance with auditing standards generally accepted in the United States of America and, in our
opinion, are presented in compliance with the Department of Labor's Rules and Regulations for Reporting
and Disclosure under the Employee Retirement Income Security Act of 1974.
Boston, MA
September 23, 2016
2
Statements of Net Assets Available For Benefits
(in thousands) 2015 2014
ASSETS
Cash $ 187,005 $ 228,148
Investments at fair value 3,103,377 2,921,189
Receivables:
Accrued interest and dividends 982 717
Investments sold 87,689 91,377
Other 293 296
Total assets 3,379,346 3,241,727
LIABILITIES
Payables:
Investments purchased 87,800 89,777
Administrative expenses 421 288
Other 834 1,108
Total liabilities 89,055 91,173
NET ASSETS AVAILABLE FOR BENEFITS $ 3,290,291 $ 3,150,554
The accompanying notes are an integral part of these financial statements.
3
Statements of Changes in Net Assets Available For Benefits
Years Ended December 31, 2015 and 2014
ADDITIONS
Contributions $ 7,500 $ 20,362
Interest and dividends 10,668 18,868
Net appreciation in fair value of investments 257,857 238,863
Total additions 276,025 278,093
DEDUCTIONS
Benefits paid to pensioners or their beneficiaries 131,297 122,355
Administrative expenses 4,991 5,256
Total deductions 136,288 127,611
NET INCREASE IN NET ASSETS 139,737 150,482
NET ASSETS AVAILABLE FOR BENEFITS

Net assets available for benefits at beginning of year 3,150,554 3,000,072
Net assets available for benefits at end of year $ 3,290,291 $ 3,150,554
The accompanying notes are an integral part of these financial statements.
4
Notes to Financial Statements
1. Description of Plan
The Massachusetts Institute of Technology Basic Retirement Plan (the "Plan") is a defined benefit
pension plan covering substantially all employees of the Massachusetts Institute of Technology (the
"Institute"), other than those employees specifically excluded by the Plan Document. The Plan and
its related Trust are intended to qualify as a defined benefit plan and trust under the Internal Revenue
Code (the "IRC") sections 401(a) and 501(a).
Employees hired before July 2, 2012, are eligible to participate and start earning benefits under the
Plan upon hire if they are paid by the Institute and scheduled to work 50% or more of a regular full
time work schedule. Employees who work less than a 50% schedule may be eligible to participate
after they have completed 1,000 hours of paid Institute service in a calendar year. Employees hired
on or after July 2, 2012, are eligible to participate in the Plan with the above conditions beginning the
first day of the month on or after the first anniversary of their hire date.
Benefit for participants hired before July 2, 2012

The greater of (a) 1.65% of all base compensation earned from July 1, 1989 to termination date or
(b) the single life annuity provided by the cash balance account. The cash balance account is the
accumulation of (1) annual pay credits equal to 5% of base compensation, plus (2) monthly interest
credits based on a blended index of 75% of the Barclay’s Aggregate Bond Index and 25% of the
Russell 3000 Stock Index. Former participants of the Retirement Plan for Employees, or the
Retirement Plan for Staff Members receive their benefits accrued through June 30, 1989 within
those plans in addition to the benefit described above.
Benefit for participants hired after July 1, 2012

The single life annuity provided by the cash balance account. The cash balance account is the
accumulation of (1) annual pay credits equal to 5% of base compensation plus 5% of base
compensation in excess of the Social Security Taxable Wage Base, plus (2) monthly interest
credits based on a blended index of 75% of the Barclay’s Aggregate Bond Index and 25% of the
Russell 3000 Stock Index.
Prior to January 1, 2008, participants became fully vested in benefits after five years of credited
service with the Institute as defined by the Plan. As a result of the Section 420 transfer, participants
employed by the Institute from September 1, 2007 through July 1, 2011, are fully vested in benefits
they earn under the terms of the Plan. Employees hired after July 1, 2011, become fully vested in
benefits after three years of credited service with the Institute as defined by the Plan.
All Plan benefits are provided at no cost to employees. The Institute contributes to the Plan such
amounts as are necessary on an actuarial basis to pay benefits to participants.
The Plan provides benefits in compliance with section 401(a) of the Internal Revenue Code and
Titles I and IV of the Employee Retirement Income Security Act of 1974 ("ERISA"). Participants
should refer to the SPD for a complete description of Plan provisions.
2. Significant Accounting Policies
Basis of Presentation
The Plan's financial statements have been prepared in accordance with accounting principles
generally accepted in the United States of America (GAAP) and benefits are recorded when they are
paid to pensioners or their beneficiaries.
5
Use of Estimates
The preparation of the Plan's financial statements in conformity with GAAP requires the plan
administrator to make significant estimates and assumptions. These affect the reported amounts of
net assets available for benefits at the dates of the financial statements and the actuarial present
value of accumulated plan benefits as of the benefit information dates. Also affected are changes in
net assets available for benefits during the reporting periods as well as disclosures of contingent
assets and liabilities (when applicable) at the dates of the financial statements. Actual results could
differ from those estimates.
Risks and Uncertainties

Contributions to the Plan and the actuarial present value of accumulated plan benefits are reported
based on certain assumptions pertaining to discount rates and future interest credits, inflation rates,
demographics, mortality and retirement age. Due to the changing nature of these assumptions, it is
at least reasonably possible that changes in these assumptions will occur in the near term and, due
to the uncertainties inherent in setting assumptions, that the effect of such changes could be material
to the financial statements.
The Plan invests in various investment securities. Investment securities are exposed to various risks
such as interest rate, market, and credit. Due to the level of risk associated with certain investment
securities and the level of uncertainty related to changes in the value of investment securities, it is at
least reasonably possible that changes in risk in the near term would materially affect the amounts
reported in the statements of net assets available for benefits and the statements of changes in net
assets available for benefits.
Recently Adopted Accounting Pronouncements

On January 1, 2015, the Plan early adopted new guidance about Fair Value Measurement and
Disclosures for Investments in Certain Entities That Calculate Net Asset Value per Share (or Its
Equivalent) (ASU 2015-07). This guidance requires the Plan to show investments that use net asset
value (NAV) as a practical expedient for valuation purposes, separately from other investments
categorized in the fair value hierarchy described in Footnote 8.
On January 1, 2015, the Plan early adopted new guidance about Plan Accounting: Defined Benefit
Pension Plans; Defined Contribution Pension Plans; and Health and Welfare Benefit Plans (ASU
2015-12) for simplification of Plan disclosures. The standard update eliminates the requirement for
retirement plans to disclose (1) individual investments that represent 5 percent or more of net
assets available for benefits and (2) the net appreciation or depreciation of investments by general
type. These disclosure changes (ASU 2015-07 and ASU 2015-12), which were applied
retrospectively are not material to the Plan, are reflected in Footnote 8 for both years 2015 and
2014.
Subsequent Events
The Plan has evaluated subsequent events through September 23, 2016, the date the financial
statements were available to be issued.
3. Information Certified by the Plan's Custodian
The following information included in the Plan's financial statements was prepared by State Street
Bank and Trust Company, the custodian of the Plan, as of and for the years ended
December 31, 2015 and 2014, and furnished to the plan administrator. The plan administrator has
obtained a certification from the custodian that such information is complete and accurate in
6
accordance with Section 2520.103-8 of the Department of Labor's Rules and Regulations for
Reporting and Disclosure under ERISA:
• Statements of Net Assets Available for Benefits – cash (excluding cash held by a third party,
separate from the custodian, of $9,140,000 and $9,066,000 as of December 31, 2015 and 2014,
respectively), accrued interest and dividends, receivables for investments sold, payables for
investments purchased, and investments at fair value (excluding investments in partnerships and
joint ventures included in common equities, equities, real estate and real assets of
$2,628,033,000 and $2,479,979,000 as of December 31, 2015 and 2014, respectively.)
• Statements of Changes in Net Assets Available for Benefits – interest, dividends and net
appreciation in fair value of investments (excluding the net appreciation in fair value of
partnerships and joint ventures of $221,628,000 and $247,133,000 for years ended
December 31, 2015 and 2014, respectively.)
• Supplemental Schedules:
• Schedule H, Line 4i - Schedule of Assets at December 31, 2015 (except partnerships and
joint ventures detailed above),
The custodian does not certify Level 3 investments as defined in the valuation hierarchy included in
footnote 8.
4. Benefits
Participants are entitled to receive benefits after their employment at the Institute ends or they reach
the age of 65 and are scheduled to work half-time or less. Participants receive lifetime pension
benefits determined by formula based on their compensation while participating in the Plan. As of
July 2, 2012, due to a change in the plan document, a vested participant has the choice of either a
single lump-sum payment or a monthly lifetime pension if their cash balance account is $75,000 or
less or they have been an MIT employee for 15 years or fewer. Previously, the lump-sum election
had been available to all vested participants who terminate from active status with 10 or fewer years
of service if they preferred a lump-sum payment as opposed to a monthly lifetime pension. If a
participant's vested benefit has a value of $5,000 or less, the benefit will be paid automatically in a
single lump sum. It should be noted that different benefit provisions may apply in some cases to
employees covered by collective bargaining agreements.
The present value of accumulated plan benefits and the present value of vested benefits under the
Plan were calculated by independent actuaries at the beginning of the year. Accumulated plan
benefits are those future periodic payments, including lump-sum distributions that are attributable
under the Plan's provisions to the service employees have rendered.
7
The actuarial present value of accumulated plan benefits for the Plan is as follows:
(in thousands) December 31, 2014

Vested benefits
Participants currently receiving payments $ 1,133,298
Other participants 2,130,667
Total vested benefits 3,263,965
Nonvested benefits 191,217

Total actuarial present value of accumulated plan benefits $ 3,455,182
The change in the actuarial present value of accumulated plan benefits is as follows:
(in thousands)
Actuarial present value of accumulated plan benefits at December 31, 2013 $ 2,850,904
Additional benefit accruals (including the effect of noninvestment experience) 78,241
Actuarial (gains) / losses 29,100
Interest due to decrease in the discount period 146,018
Benefits paid from benefit fund (122,355)
Assumption change 473,274
Actuarial present value of accumulated plan benefits at December 31, 2014 $ 3,455,182
8
The significant assumptions underlying the actuarial computations to determine benefit obligations
as of December 31 are as follows:
2015 2014
Discount rate 4.18% 5.09%
Cash balance interest crediting rate 4.50% 4.50%
Mortality 2006 mortality rates 2006 mortality rates
underlying the RP- underlying the RP-
2014 "Employees" 2014 "Employees"
table for non- table for non-
annuitants and RP- annuitants and RP-
2014 "Healthy 2014 "Healthy
Annuitants" table for Annuitants" table for
annuitants. These annuitants. These
rates have been rates have been
projected to 2014 projected to 2014
using Scale BB-2D. using Scale BB-2D.
Mortality Mortality
improvement is also improvement is also
assumed beyond the assumed beyond the
valuation date. valuation date.
Generational Generational
improvement is improvement is
projected using scale projected using scale
MP-2014, modified to MP-2014, modified to
converge to a .75% converge to a .75%
long-term rate of long-term rate of
mortality mortality
improvement in 2022 improvement in 2022
for ages 65-84, lesser for ages 65-84, lesser
improvement rates improvement rates
are used at older are used at older
ages. ages.
Average retirement age 63 63
9
5. Funding Policy
The contributions to the Plan are designed to fund the Plan's current normal costs on a current basis
and to fund, over a period of years, the Plan's estimated past service liabilities. The return (interest,
dividends, and net realized and unrealized gains) on investments serves to reduce future
contributions that would otherwise be required to provide for the defined level of benefits under the
Plan. Contributions from the Institute for the Plan are based on actuarial calculations and are made
to the Benefits Fund. The Institute made contributions for 2015 of $7,500,000 and 2014 of
$20,362,000. The Plan is funded in accordance with the minimum funding requirements of ERISA.
Contributions to the Plan in 2015 exceeded the minimum required contributions.
6. Plan Administrative Expenses
Administrative expenses paid by the Plan are limited to outside service provider expenses, including
fees for investment advisors, benefit payment administrators, the custodian, actuary, attorneys and
auditors.
7. Plan Amendment or Termination
The Institute intends to continue the Plan, but reserves the right to terminate it or discontinue
contributions at any time subject to applicable law. The Institute also reserves the right to change
the Plan at any time. In the event the Plan is terminated, benefits earned at termination date will
become fully vested to the extent Plan assets are available. If Plan assets are not sufficient to pay
all benefits, the net assets of the Plan will be allocated for payment of Plan benefits to participants
in order of priority determined in accordance with ERISA, applicable regulations thereunder and the
Plan document. If assets are sufficient to provide for all liabilities under the Plan, any remaining
assets will be returned to the Institute.
If the Plan terminates, certain benefits under the Plan are insured by the Pension Benefit Guaranty
Corporation ("PBGC"). Generally, the PBGC guarantees most vested normal retirement age
benefits, early retirement benefits and certain disability and survivor's pensions. However, the
PBGC does not guarantee all types of benefits under all covered plans, and the amount of benefit
protection is subject to certain limitations. Vested benefits under the Plan are guaranteed at the
level in effect on the date of the Plan's termination, subject to a statutory ceiling on the amount of
an individual's monthly benefit.
Whether all participants receive their full benefits in the event of a Plan termination will depend on
the sufficiency, at that time, of the Plan's net assets to provide those benefits, the priority of those
benefits to be paid and the level and type of benefits guaranteed by the PBGC at that time. Some
benefits may be fully or partially provided for by the then existing assets and the PBGC guarantee
while other benefits may not be provided for at all.
10
8. Investments
Investment transactions are accounted for on the trade date. Dividend income is recorded on the
ex-dividend date. Realized gains and losses are recorded using the average cost basis. For limited
partnerships, the realized gain/loss is calculated once the entire cost basis is distributed back to the
Institute or using information provided by managers with respect to the character of a distribution
as being a gain or return of capital.
The Plan values its investments in accordance with the principles of accounting standards which
establish a hierarchy of valuation inputs based on the extent to which the inputs are observable in
the marketplace. The Plan considers observable data to be that market data which is readily
available, regularly distributed or updated, reliable and verifiable, not proprietary, provided by
multiple, independent sources that are actively involved in the relevant market. Unobservable inputs
reflect assumptions about how market participants would value an asset or liability based on the best
information available. Valuation techniques used to measure fair value must maximize the use of
observable inputs and minimize the use of unobservable inputs. These levels of the fair value
hierarchy are described below:
Level 1 Inputs that reflect unadjusted quoted prices in active markets for identical assets or
liabilities that the Plan has the ability to access at the measurement date;
Level 2 Inputs other than quoted prices that are observable for the asset or liability either directly
or indirectly, including inputs in markets that are not considered to be active;
Level 3 Inputs that are unobservable.
Inputs broadly refer to the assumptions that market participants use to make valuation decisions,
including assumptions about risk.
A financial instrument’s categorization within the valuation hierarchy is based upon the lowest level
of input that is significant to the fair value measurement. Market information is considered when
determining the proper categorization of the investment’s fair value measurement within the fair
valuation hierarchy. A majority of the Plan's investments in Partnership Investments are valued at
NAV.
11
The following table sets forth by level, within the fair value hierarchy, the Plan’s investments at fair
value as of December 31, 2015.
2015
Quoted Significant Measured
Prices in Other Significant at Net
Active Observable Unobservable Asset
Markets Inputs Inputs Value Total Fair
(in thousands) [Level1] [Level2] [Level3] [NAV] Value
Cash and cash equivalents $ 5,964 $ - $ - $ - $ 5,964

US treasury 299,653 - - - 299,653
US government agency - 9,961 - - 9,961
Domestic bonds - 13 - - 13
Foreign bonds - 2,381 - - 2,381
Common equity:
Domestic equity 44,180 - 74 - 44,254
Foreign equity 106,385 - - - 106,385
Equity:*
Absolute return - - - 357,385 357,385
Domestic - - - 446,367 446,367
Foreign - - - 793,458 793,458
Private - - - 643,587 643,587
Real estate 2,311 - - 255,673 257,984
Real assets* - - 56 131,507 131,563
Derivatives (12) (843) - - (855)
Corporate Stock - Preferred 4,689 - 588 - 5,277
Total investments $ 463,170 $ 11,512 $ 718 $2,627,977 $ 3,103,377
* Equity and Real assets categories include commingled vehicles that invest in these type of investments.
12
The following table sets forth by level, within the fair value hierarchy, the Plan’s investments at fair
value as of December 31, 2014.
2014
Quoted Significant Measured
Prices in Other Significant at Net
Active Observable Unobservable Asset
Markets Inputs Inputs Value Total Fair
(in thousands) [Level1] [Level2] [Level3] [NAV] Value
Cash and cash equivalents $ 5,904 $ - $ - $ - $ 5,904

US treasury 295,127 - - - 295,127
US government agency - 12,787 - - 12,787
Foreign bonds 13,134 - - - 13,134
Common equity:
Domestic equity 30,637 - 2,100 - 32,737
Foreign equity 37,380 - - - 37,380
Equity:*
Absolute return - - - 333,369 333,369
Domestic - - - 437,824 437,824
Foreign - - - 749,305 749,305
Private - - - 536,890 536,890
Real estate 1,758 - - 265,855 267,613
Real assets* - - 433 156,303 156,736
Derivatives (43) 42,426 - - 42,383
Total investments $ 383,897 $ 55,213 $ 2,533 $2,479,546 $ 2,921,189
* Equity and Real assets categories include commingled vehicles that invest in these type of investments.
Cash and cash equivalents include money market funds are valued at cost, which approximates fair
value. Instruments listed or traded on a securities exchange are valued at the last quoted price on
the primary exchange where the security is traded. Investments in non-exchange traded debt are
primarily valued using independent pricing sources that use broker quotes or models using market
observable inputs. Investments managed by external advisors include investments in absolute
return, domestic, foreign and private equity, real estate and real asset commingled vehicles. The
majority of these investments are not readily marketable and are reported at fair value utilizing the
most current information provided by the external advisors. Securities held in these external
investment vehicles that do not have readily determinable fair values are determined by the external
managers and are based on appraisals or other estimates that require varying degrees of judgment.
If no public market exists for the investment securities, the fair value is determined by the external
managers taking into consideration, among other things, the cost of the securities, prices of recent
significant placements of securities of the same issuer, and subsequent developments concerning
the companies to which the securities relate. Using these valuations, most of these external
managers calculate the Plan’s capital account or net asset value (NAV) in accordance with, or in a
manner consistent with, GAAP. As a practical expedient, the Plan is permitted under GAAP to
estimate the fair value of its investments with external managers using the external managers’
reported NAV without further adjustment unless the Plan expects to sell the investment at a value
13
other than NAV or the NAV is not calculated in accordance with GAAP. Other direct investments that
are not readily marketable are valued by the Plan based upon valuation information received from
the entity, which may include last trade information or valuations prepared in connection with the
administration of an employee stock ownership plan. The Plan may also utilize industry standard
valuation techniques. The Plan may utilize various derivative instruments, such as forwards, futures,
interest rate, total return or currency swaps or forward contracts to increase or decrease its exposure
to changes in the level of interest rates, underlying asset values or to partially offset exchange rate
movements. Derivative instruments are recorded at fair value. Over-the-counter positions such as
interest rate and total return swaps, credit default swaps, options, exchange agreements, and interest
rate cap and floor agreements are valued using broker quotes or models using market observable
inputs. Because the swaps and other over-the-counter derivative instruments have inputs that can
generally be corroborated by observable market data, they are generally classified within Level 2.
In the tables above, there are registered investment companies in foreign equity of $110,000 on
December 31, 2015 and $13,133,000 on December 31, 2014.
The methods described above may produce a fair value that may not be indicative of net realizable
value or reflective of future fair values. The Plan has performed due diligence around its private
equity and marketable alternative investments to ensure they are recorded at fair value as of
December 31, 2015 and 2014.
Furthermore, while the Plan believes its valuation methods are appropriate and consistent with those
of other market participants, the use of different methodologies or assumptions to determine the fair
value of certain financial instruments could result in a different estimate of fair value at the reporting
date.
The following table sets forth a summary of changes in the fair value of the Plan’s Level 3 assets for
the year ended December 31, 2015 and 2014.
Fair value, beginning $ 2,533 $ 4,289

Realized gains (losses) - -
Unrealized gains (losses) (1,815) (1,756)
Purchases - -
Sales - -
Transfer of assets between levels - -
Fair value, ending $ 718 $ 2,533
Transfers between levels are recognized at the beginning of the reporting period. There were no
transfers in and out of Level 1 and Level 2 fair value measurements in 2015 and 2014.
The Plan’s investments are allocated within the following categories at December 31:
14
2015 2014
Interest bearing cash 0.27% 0.20%

U.S. government securities 9.98% 10.54%
Corporate preferred 0.17% 0.43%
Corporate common 4.92% 2.03%
Partnership and joint venture interests 84.68% 84.90%
Registered investment companies 0.01% 0.45%
Other -0.03% 1.45%
100.00% 100.00%
Certain investments in real estate, equities, and private investments may be subject to restrictions
that (i) limit the Plan's ability to withdraw capital after such investment and (ii) may be subject to
limitations that limit the amount that may be withdrawn as of a given redemption date. Most
marketable alternative investments are held in funds where withdrawal is limited to monthly,
quarterly, or other periods, and may require notice periods. In addition, certain of these funds are
able to designate a portion of the investments as "illiquid" in "side-pockets", and these funds may not
be available for withdrawal until liquidated by the investing fund. Generally, the Plan has no
discretion as to withdrawal with respect to its investment in private equity and real estate funds.
Distributions are made when sales of assets are made within these funds and the investment cycle
for these funds can be as long as fifteen to twenty years. These restrictions may limit the Plan's
ability to respond quickly to changes in market conditions. The Plan does have various sources of
internal liquidity at its disposal, including cash equivalents, and marketable debt and equity securities.
15
The unfunded commitments that the Plan has to various investments at December 31, 2015 and
2014, are listed in the table below. The Plan expects these funds to be called currently and for a
period to extend up to fifteen years.
The table below sets forth significant terms of the agreements with certain investment companies.
2015 2014
Unfunded Unfunded
Commitment Fair Value Commitment Fair Value
Asset Class (in 000's) (in 000's) (in 000's) (in 000's) Redemption Terms Redemption Restrictions
Domestic Equity $ 402 $ 446,367 $ 1,027 $ 437,824 Redemption terms range Lock-up provisions range
from 4 months with 60 from none to 32 months,
days notice to 25 months 1 fund not redeemable
with 90 days notice, 1
Close-ended fund not
available for redemption
Foreign Equity 3,710 793,458 6,360 749,305 Redemption terms range Lock-up provisions range
from 3 days with no from none to 33 months,
notice to 61 months with 1 fund not redeemable
90 days notice, 1 Close-
ended fund not available
for redemption
Absolute Return 53,772 357,385 51,758 333,369 Redemption terms range Lock-up provisions range
from daily with 60 days from none to not
notice to close end redeemable
structures not available
for redemption
Private Equity 267,171 643,587 252,135 536,890 Close-ended funds not Not redeemable
Real Estate 165,382 255,673 128,539 265,855 Close-ended funds not Not redeemable
Real Assets 24,996 131,563 34,081 156,736 Redemption terms range Not redeemable except
from semi-annual with 45 for 1 fund with no lock-up
days notice for 1 fund to provision
all other funds being
close end funds not
eligible for redemption
Totals $515,433 $2,628,033 $473,900 $2,479,979
The Institute performs ongoing due diligence to determine that investment fair value is reasonable
as of December 31, 2015 and 2014. In particular, to ensure that the valuation techniques for
investments that are categorized within Level 3 of the fair value hierarchy are fair, consistent, and
verifiable, The Institute has established a Valuation Committee (the “Committee”) that oversees the
valuation processes and procedures and ensures that the policies are fair and consistently applied.
The Committee is responsible for conducting annual reviews of the valuation policies, evaluating the
overall fairness and consistent application of the valuation policies and performing specific reviews
of certain valuations reported. The Committee performs due diligence over the external managers
and based on this review, substantiates NAV as a practical expedient for estimates of fair value of
its investments in external managers. The Committee is comprised of senior personnel and contains
members who are independent of investment functions. The Committee meets annually, or more
frequently, as needed. Members of the Valuation Committee report annually to the Institute’s Risk
and Audit Committee. The methods described previously in this footnote may produce a fair value
that may not be indicative of net realizable value or reflective of future fair values. While the Institute
believes its valuation methods are appropriate and consistent with those of other market participants,
16
the use of different methodologies or assumptions to determine the fair value of certain financial
instruments could result in a different estimate of fair value at the reporting date.
9. Securities Sold Short
The Plan may engage in “short sales” as part of its investment strategies to manage its exposure to
certain asset classes, industries or other market risks. Short selling is the practice of selling
securities that are borrowed from a third party. The Plan is required to return securities equivalent
to those borrowed for the short sale at the lender’s demand. Pending the return of such securities,
the Plan deposits with the lender as collateral the proceeds of the short sale plus additional cash or
securities. The amount of the required deposit, which earns interest, is adjusted periodically to
reflect any change in the market price of the securities that the Plan is required to return to the
lender. The proceeds received for short sales are recorded as liabilities and the Plan records an
unrealized gain or loss to the extent of the difference between the proceeds received and the value
of the open short position. The Plan records a realized gain or loss when the short position is
closed out. As of December 31, 2015 and December 31, 2014, the Plan held no short positions.
10. Derivative Financial Instruments
For investment management, a variety of financial instruments with off-balance sheet risk may be
used involving contractual or optional commitments for future settlement. When used, these
instruments increase or decrease exposure to extreme market events and partially offset exchange
rate movements with respect to any currency exposure. The table below summarizes the notional
exposure and net ending fair value relative to the financial instruments with off-balance sheet risk as
of December 31, 2015. The Plan has obtained its exposure to these financial instruments through its
investment in 238 Plan Associates LLC, an account managed by the Institute. Instruments utilized
include futures, interest rate, index and credit default swaps. The futures are exchange-traded and
the swaps are executed over the counter.
Futures Contracts
The Plan may enter into futures contracts. The Plan uses futures contracts to manage its exposure
to the securities markets or to movements in interest rates and currency values. The primary risks
associated with the use of futures contracts are the imperfect correlation between the change in
market value of the securities held by the Plan and the prices of futures contracts and the possibility
of an illiquid market. Futures contracts are valued based upon their quoted daily settlement prices.
Upon entering into a futures contract, the Plan is required to deposit with its futures broker an amount
of cash, U.S. Government and Agency Obligations, or select sovereign debt, in accordance with the
initial margin requirements of the broker or exchange.
Futures contracts are marked to market daily and an appropriate payable or receivable for the
change in value (“variation margin”) is recorded by the Plan. Gains or losses are recognized but not
considered realized until the contracts expire or are closed.
Swap Agreements
The Plan may invest in swap agreements. Swap agreements are bilaterally negotiated agreements
between the Plan and a counterparty to exchange or swap investment cash flows, assets, foreign
currencies or market-linked returns at specified, future intervals. Swap agreements are privately
negotiated in the over the counter market (“OTC swaps”) or may be executed in a multilateral or
other trade facility platform, such as a registered exchange (“centrally cleared swaps”). The Plan
may enter into asset, credit default, cross-currency, interest rate, total return, variance and other
17
forms of swap agreements to manage its exposure to credit, currency, interest rate, commodity,
equity and inflation risk. Swaps are marked to market daily based upon values from third-party
vendors, which may include a registered exchange, or quotations from market makers to the extent
available. Changes in market value, if any, are reflected as a component of net change in unrealized
appreciation/(depreciation) on the Statements of Changes in Net Assets Available for Benefits. Net
periodic payments received or paid by the Plan are included as part of realized gains or losses on
the Statements of Changes in Net Assets Available for Benefits. Entering into these agreements
involves, to varying degrees, elements of interest, credit market and documentation risk. Such risks
involve the possibility that there will be no liquid market for these agreements, that the counterparty
to the agreements may default on its obligation to perform or disagree as to the meaning of
contractual terms in the agreements and that there may be unfavorable changes in interest rates.
Interest Rate Swap Agreements.
The Plan is subject to interest rate risk exposure in the normal course of pursuing its investment
objectives. Because the Plan holds fixed rate bonds, the value of these bonds may decrease if
interest rates rise. To help hedge against this risk and to maintain its ability to generate income at
prevailing market rates, the Plan may enter into interest rate swap agreements. Interest rate swap
agreements involve the exchange by the Plan with another party for their respective commitment to
pay or receive interest on the notional amount of principal.
The following table summarizes the notional amounts and net ending fair value relative to the
financial instruments with off-balance sheet risk as of December 31, 2015, and for the year then
ended.
Notional exposure
Net Net gain
(in thousands) Long Short fair value* (loss)**
Fixed income instruments

Fixed income futures $ 7,100 $ (1,000) $ (12) $ 43
Total fixed income instruments 7,100 (1,000) (12) 43
Index instruments
Equity Index Swaps - (44,857) (843) (2,792)
Total $ 7,100 $ (45,857) $ (855) $ (2,749)

.
* The fair value of all equity index swaps is reflected in investments, at fair value in the Statements
of Net Assets Available for Benefits.
** Net gain (loss) from the derivative financial instruments is located in the additions section as net
appreciation in fair value of investments in the Statements of Changes in Net Assets Available for
Benefits.
18
The following table summarizes the notional amounts and net ending fair value relative to the
financial instruments with off-balance sheet risk as of December 31, 2014, and for the year then
ended.
Notional exposure
Net Net gain
(in thousands) Long Short fair value* (loss)**
Fixed income instruments

Fixed income futures $ 4,700 $ (4,300) $ (43) $ (43)
Total fixed income instruments 4,700 (4,300) (43) (43)
Index instruments
Equity Index Swaps 10,982 (44,857) 42,426 (4,558)
Total $ 15,682 $ (49,157) $ 42,383 $ (4,601)
11. Tax Status
The Internal Revenue Service has informed the Plan administrator in a determination letter dated
November 20, 2013, that the Plan, as designed through February 19, 2008 was in compliance with
the applicable requirements of the Code. The Plan has been amended restated since receiving the
determination letter for plan design changes and to comply with provisions required by law. A new
letter was requested on February 2, 2015. The Plan has not yet received a determination letter for
the current amended and restated plan. It is the belief of the Plan administrator and Plan tax counsel
that the Plan continues to be designed and operated in compliance with applicable requirements of
the Code. The Plan is awaiting the new determination letter.
GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax
liability (or asset) if the plan has taken an uncertain position that more likely than not would not be
sustained upon examination by the IRS. The Plan administration has analyzed the tax positions taken
by the Plan and has concluded that as of December 31, 2015, there are no significant uncertain
positions taken or expected to be taken that would require recognition of a liability (or asset) or
disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions;
however, there are currently no audits for any tax periods in progress. The Plan administrator
believes it is no longer subject to income tax examinations for years prior to 2012.
12. Related Parties - Party-in-Interest Transactions
The Plan may invest in interest-bearing cash and common collective investment funds sponsored by
an affiliate of the custodian, and therefore, such investments and expenses qualify as party-in-
interest transactions. In addition, the Plan invests in a fund managed by the Institute and does not
pay a management fee to the Institute.
19
13. Insurance Contract
In October 2000, the Plan entered into a group annuity contract with a commercial insurer. The
contract provides for an allocated funding arrangement to terminally fund variable annuities of
retirees and their beneficiaries of the Plan as of September 1, 2000, the “covered retirees”. No
additional premiums from the Plan are required for the covered retirees and no dividends or other
considerations will be paid to the Plan. The variable annuity adjustments for the covered retirees
will be based on the investment return of the separate account within the contract and not the
investments of the Plan. As of December 31, 2015 and 2014, the actuarial present values of
benefits for the covered retirees are $83,876,990 and $89,870,082, respectively. The actuarial
present values mentioned and the assets of the contract are not reflected in the financial
statements. In the unlikely event the insurer is unable to pay benefits; the Institute will take
measures to assure that benefits are paid to the covered retirees.
20
Schedule of Assets (Held at End of Year) – Schedule H Line 4i
December 31, 2015
Identity of Issuer, Borrower, Lessor or Similar Party Investment Rate of Interest, Maturity Date Shares/Principal Cost Current Value
DREYFUS CASH MGMT INTEREST BEARING CASH 5,964,207 9,171,033 5,964,207
LETRAS FINANCEIRAS DO TE BILLS INTEREST BEARING CASH 64 128,458 120,540
LETRAS FINANCEIRAS DO TE BILLS 03/20 VAR INTEREST BEARING CASH 1,070 2,260,444 2,001,901
LETRAS FINANCEIRAS DO TE BILLS 09/21 VAR INTEREST BEARING CASH 13,813 283,989 258,542
5,979,154 11,843,924 8,345,190
GNMA II POOL 004268 U.S. GOVERNMENT SECURITIES 6.000 10/20/2038 61,182 68,370 69,288
GNMA POOL 465774 U.S. GOVERNMENT SECURITIES 6.500 3/15/2028 1,188 1,218 1,359
GNMA POOL 617376 U.S. GOVERNMENT SECURITIES 6.500 1/15/2037 938,950 962,827 1,133,152
GNMA POOL 659625 U.S. GOVERNMENT SECURITIES 6.500 9/15/2036 872 895 998
Schedule certified by custodian excluding partnerships and joint ventures.
21
December 31, 2015
GNMA POOL 714586 U.S. GOVERNMENT SECURITIES 4.500 7/15/2039 1,580,639 1,768,340 1,734,451
GNMA POOL 781944 U.S. GOVERNMENT SECURITIES 5.000 7/15/2035 906,553 998,908 1,010,054
US TREASURY N/B 08/20 8.75 U.S. GOVERNMENT SECURITIES 8.750 8/15/2020 250,000 342,704 327,383
US TREASURY N/B 10/17 0.75 U.S. GOVERNMENT SECURITIES 0.750 10/31/2017 10,375,000 10,319,315 10,319,909
US TREASURY N/B B 07/16 1.5 U.S. GOVERNMENT SECURITIES 1.500 7/31/2016 7,525,000 7,727,234 7,562,926
US TREASURY N/B N/B 11/19 1 U.S. GOVERNMENT SECURITIES 1.000 11/30/2019 6,650,000 6,445,233 6,499,577
US TREASURY N/B 08/18 1 U.S. GOVERNMENT SECURITIES 1.000 8/15/2018 32,900,000 32,881,582 32,686,808
307,915,111 310,863,522 309,613,894
22
December 31, 2015
BANCO BRADESCO SA PREF PREFERENCE CORPORATE STOCKS - PREFERRED 245,161 1,496,752 1,194,744
INTOUCH TECHNOLOGIES INC CORPORATE STOCKS - PREFERRED 15,664 32,581 40,883
INTOUCH TECHNOLOGIES, INC. SERIES B PREFERRED CORPORATE STOCKS - PREFERRED 279,779 581,940 279,779
INTOUCH TECHNOLOGIES, INC. SERIES C PREFERRED CORPORATE STOCKS - PREFERRED 70,145 145,902 98,203
LIVHOME INC CORPORATE STOCKS - PREFERRED 24,220 24 82,590
PARANA BANCO SA PREFERENCE CORPORATE STOCKS - PREFERRED 1,615,117 10,398,740 3,225,130
VERICARE MANAGEMENT INC SERIES B PREFERRED CORPORATE STOCKS - PREFERRED 347,044 430,335 86,761
TELOS CORP PREFERRED STOCK 12. CORPORATE STOCKS - PREFERRED 26,457 313,787 268,539
2,623,587 13,400,061 5,276,629
ALIANSCE SHOPPING CENTERS CORPORATE STOCKS - COMMON 346,716 2,961,201 953,497

AMBEV SA COMMON STOCK CORPORATE STOCKS - COMMON 215,848 1,101,085 973,874
ASCENA RETAIL GROUP INC COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 162,670 1,872,288 1,602,304
BGC PARTNERS INC CL A COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 104,518 1,198,085 1,025,322
CBS CORP CORPORATE STOCKS - COMMON 132,004 10,048,744 6,221,357
CCR SA COMMON STOCK CORPORATE STOCKS - COMMON 471,576 1,567,542 1,495,931
CHINA VANKE CO LTD CORPORATE STOCKS - COMMON 4,468,040 10,245,402 16,809,509
CIELO SA CORPORATE STOCKS - COMMON 625,523 7,135,861 5,310,916
COMMSCOPE HOLDING CO INC CORPORATE STOCKS - COMMON 272,926 10,921,979 7,066,064
DAQIN RAILWAY CO LTD CORPORATE STOCKS - COMMON 3,786,443 7,190,212 5,043,848
DELTA APPAREL INC COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 105,441 1,729,826 1,480,385
DESTINATION XL GROUP INC COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 312,090 2,013,012 1,722,735
ELLAKTOR SA CORPORATE STOCKS - COMMON 82,656 172,350 130,140
EXPRESS SCRIPTS HOLDING CO CORPORATE STOCKS - COMMON 60,881 6,112,673 5,321,585
FOURLIS SA CORPORATE STOCKS - COMMON 25,848 47,112 84,202
FRIGOGLASS SA CORPORATE STOCKS - COMMON 38,620 211,684 79,257
GENIE ENERGY LTD B COMMON STOCK CORPORATE STOCKS - COMMON 75,397 982,326 840,675
GREE ELECTRIC APPLIANCES CORPORATE STOCKS - COMMON 2,537,190 9,599,585 8,732,628
GRIVALIA PROPERTIES REIC CORPORATE STOCKS - COMMON 191,916 2,358,312 1,535,846
GUARARAPES CONFECCOES SA COMMON STOCK CORPORATE STOCKS - COMMON 18,267 260,913 212,399
HANESBRANDS INC CORPORATE STOCKS - COMMON 186,151 5,565,627 5,478,416
HELLENIC EXCHANGES ATHENS COMMON CORPORATE STOCKS - COMMON 40,976 203,502 235,819
HEROUX DEVTEK INC COMMON STOCK CORPORATE STOCKS - COMMON 68,185 740,015 633,305
INFUSYSTEM HOLDINGS INC COMMON STOCK USD.0001 CORPORATE STOCKS - COMMON 315,309 1,112,683 952,234
INTERNATIONAL WIRE GROUP HOL COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 42,140 2,363,520 2,022,700
IOCHPE MAXION SA CORPORATE STOCKS - COMMON 361,701 4,690,418 1,124,531
KORRES NATURAL PRODUCTS CORPORATE STOCKS - COMMON 18,244 90,969 74,685
KWEICHOW MOUTAI CO LTD CORPORATE STOCKS - COMMON 339,812 10,675,080 11,409,037
LABORATORY CRP OF AMER HLDGS CORPORATE STOCKS - COMMON 17,887 2,634,891 2,211,592
LEUCROTTA EXPLORATION INC COMMON STOCK CORPORATE STOCKS - COMMON 413,185 303,236 243,907
23
December 31, 2015
LOG IN LOGISTICA INTERMODAL CORPORATE STOCKS - COMMON 813,607 3,004,823 248,838
LOJAS AMERICANAS SA CORPORATE STOCKS - COMMON 1,153,459 5,535,639 3,635,673
LOJAS RENNER S.A. CORPORATE STOCKS - COMMON 936,763 5,765,043 4,048,945
MAPLE LEAF FOODS INC COMMON STOCK CORPORATE STOCKS - COMMON 54,692 1,097,528 939,265
MIDEA GROUP CO LTD CORPORATE STOCKS - COMMON 1,668,582 9,353,482 8,433,359
MORGANS HOTEL GROUP CO COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 166,499 655,647 561,103
MOTOR OIL (HELLAS) SA CORPORATE STOCKS - COMMON 18,337 143,820 198,112
NANOSYS INC CORPORATE STOCKS - COMMON 308,292 909,461 73,990
NEBRASKA BOOK HOLDINGS INC COMMON STOCK CORPORATE STOCKS - COMMON 200,807 246,375 210,848
NEBRASKA BOOK HOLDINGS INC WTS CALL EXP 29JUN19 CORPORATE STOCKS - COMMON 74,953 7,166 6,132
OPAP SA CORPORATE STOCKS - COMMON 26,885 212,026 236,463
ORIGEN FINANCIAL INC REIT USD.01 CORPORATE STOCKS - COMMON 283,616 53,025 45,379
PEACE MARK HOLDINGS LTD CORPORATE STOCKS - COMMON 122,000 29,732 23,612
PULSE SEISMIC INC COMMON STOCK CORPORATE STOCKS - COMMON 414,368 776,941 664,906
QLT INC COMMON STOCK CORPORATE STOCKS - COMMON 108,686 337,817 289,104
QUALICORP SA CORPORATE STOCKS - COMMON 316,881 2,459,402 1,131,759
RONA INC COMMON STOCK CORPORATE STOCKS - COMMON 85,151 888,191 760,114
RUBY TUESDAY INC COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 211,768 1,363,450 1,166,840
RYMAN HOSPITALITY PROPERTIES REIT USD.01 CORPORATE STOCKS - COMMON 13,945 852,880 729,895
SAIC MOTOR CORP LTD CORPORATE STOCKS - COMMON 2,369,560 10,174,418 7,750,625
SANTOS BRASIL PARTICIPA UNIT CORPORATE STOCKS - COMMON 782,953 7,376,404 2,493,575
SENSATA TECHNOLOGIES HOLDING CORPORATE STOCKS - COMMON 29,411 1,848,116 1,354,681
SUBSEA 7 SA SPON ADR ADR USD2. CORPORATE STOCKS - COMMON 119,971 983,405 841,598
TEMPUR SEALY INTERNATIONAL CORPORATE STOCKS - COMMON 46,782 3,349,001 3,296,229
ULTRAPAR PARTICIPACOES SA COMMON STOCK CORPORATE STOCKS - COMMON 132,390 2,276,135 2,022,862
UNITEDHEALTH GROUP INC CORPORATE STOCKS - COMMON 13,543 1,187,404 1,593,215
VISKASE COS INC COMMON STOCK USD.01 CORPORATE STOCKS - COMMON 394,459 1,636,280 1,400,329
WEG SA COMMON STOCK CORPORATE STOCKS - COMMON 121,516 492,433 459,187
YUNNAN BAIYAO GROUP CO LTD CORPORATE STOCKS - COMMON 797,539 9,430,165 8,919,130
ZHENGZHOU YUTONG BUS CO CORPORATE STOCKS - COMMON 2,389,345 8,060,263 8,275,282
30,014,920 186,616,605 152,839,750
24
December 31, 2015
ABRAMS BISON PARTN./JOINT VENTURE INTERESTS 25,900,000 25,900,000 34,632,651
ACACIA PARTN./JOINT VENTURE INTERESTS 87,380,800 87,380,800 133,932,746
ACACIA INST PARTN./JOINT VENTURE INTERESTS 84,697,795 84,697,795 117,620,675
ADM MACULUS II PARTN./JOINT VENTURE INTERESTS 747,888 747,888 1,453,935
AG REALTY IV PARTN./JOINT VENTURE INTERESTS 1 1 22,502
AG REALTY V PARTN./JOINT VENTURE INTERESTS 1 1 988
AG SUPER PARTN./JOINT VENTURE INTERESTS 1 1 103,626
AH IV PARTN./JOINT VENTURE INTERESTS 2,288,000 2,288,000 2,598,541
AH PARALLEL III PARTN./JOINT VENTURE INTERESTS 1,656,503 1,656,503 2,252,622
AHBIOI LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 60,200 60,200 60,200
AHP IV PARTN./JOINT VENTURE INTERESTS 1,342,000 1,342,000 1,691,680
ALCION RE PARALLEL PARTN./JOINT VENTURE INTERESTS 19,490,421 19,490,421 8,460,967
ALTOR III NO 1 PARTN./JOINT VENTURE INTERESTS 1,535,969 1,916,253 5,283,778
ANDREESSEN HOROWITZ III PARTN./JOINT VENTURE INTERESTS 2,525,357 2,525,357 4,297,479
APAX EUROPE V A PARTN./JOINT VENTURE INTERESTS 1 1 108,017
APAX EUROPE VI A PARTN./JOINT VENTURE INTERESTS 1 1 2,637,385
APERIMUS PARTN./JOINT VENTURE INTERESTS 38,700,000 38,700,000 39,692,384
APVIII PARTN./JOINT VENTURE INTERESTS 5,489,992 5,489,992 5,172,341
ARCH IV PARTN./JOINT VENTURE INTERESTS 3,972,533 3,972,533 194,742
ARCH IV A PARTN./JOINT VENTURE INTERESTS 318,582 318,582 39,849
ARCH V PARTN./JOINT VENTURE INTERESTS 7,883,746 7,883,746 1,865,223
ARISAIG LATIN AMERICA PARTN./JOINT VENTURE INTERESTS 2,007,500 2,007,500 1,785,926
ATTESTOR PARTN./JOINT VENTURE INTERESTS 30,620,000 30,620,000 34,516,273
BAIN 2009 PARTN./JOINT VENTURE INTERESTS 3,328,046 3,328,046 4,326,806
BAIN 2012 PARTN./JOINT VENTURE INTERESTS 5,931,762 5,931,762 7,916,797
BAIN ASIA II PARTN./JOINT VENTURE INTERESTS 8,721,740 8,721,740 10,663,330
BAKER BROTHERS LIFE SCIENCES PARTN./JOINT VENTURE INTERESTS 1 1 202,976,261
BATTERY VI ERISA PARTN./JOINT VENTURE INTERESTS 1 1 164,109
BBFII LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 5,160,000 5,160,000 4,856,179
BERKSHIRE V PARTN./JOINT VENTURE INTERESTS 1 1 34,495
BERKSHIRE VI PARTN./JOINT VENTURE INTERESTS 1 1 3,909,482
BERKSHIRE VII PARTN./JOINT VENTURE INTERESTS 7,014,609 7,014,609 9,857,265
BERKSHIRE VIII PARTN./JOINT VENTURE INTERESTS 12,707,476 12,707,476 13,203,398
BROOKSIDE CAYMAN PA RUNOFF PARTN./JOINT VENTURE INTERESTS 459,266 459,266 517,602
BRUCKMANN ROSSER SHERRILL + CO PARTN./JOINT VENTURE INTERESTS 1 1 891,876
CANDOVER 2005 PARTN./JOINT VENTURE INTERESTS 3,446,148 4,340,598 1,718,990
25
December 31, 2015
CARMEL III PARTN./JOINT VENTURE INTERESTS 1 1 6,004,752
CARMEL IV PARTN./JOINT VENTURE INTERESTS 6,012,118 6,012,118 10,918,168
CARMEL V PARTN./JOINT VENTURE INTERESTS 1,306,984 1,306,984 1,121,631
CASTANEA III PARTN./JOINT VENTURE INTERESTS 6,253,333 6,253,333 8,851,887
CEDAR ROCK PARTN./JOINT VENTURE INTERESTS 30,500,000 30,500,000 86,040,500
CENTERBRIDGE CREDIT PARTN./JOINT VENTURE INTERESTS 1 1 3,153,605
CENTERBRIDGE SPECIAL CR PARTN./JOINT VENTURE INTERESTS 471,487 471,487 5,117,675
CERBERUS INSTITUTIONAL PARTN./JOINT VENTURE INTERESTS 1 3 1,717,453
CERBERUS INSTITUTIONAL RE PARTN./JOINT VENTURE INTERESTS 1 1 352,012
COLONY IV PARTN./JOINT VENTURE INTERESTS 2,376,733 2,376,733 427,501
COLONY VI PARTN./JOINT VENTURE INTERESTS 5,747,470 5,747,470 709,698
COM V PARTN./JOINT VENTURE INTERESTS 3,030,964 3,030,964 83,679
COMMONWEALTH IV PARTN./JOINT VENTURE INTERESTS 9,110,235 9,110,235 12,443,679
CONTRARIAN RE PARTN./JOINT VENTURE INTERESTS 1 - 424,498
CPFIV PARTN./JOINT VENTURE INTERESTS 1,407,070 1,407,070 1,202,036
CREAD II PARTN./JOINT VENTURE INTERESTS 5,801,953 5,801,953 6,165,974
CREADIII LIMITED PARTNERSHIPC PARTN./JOINT VENTURE INTERESTS 191,026 191,026 81,844
CVC ASIA/PACIFIC II PARTN./JOINT VENTURE INTERESTS 6,012,093 6,012,093 531,337
CVC EUROPEAN EQUITY PARTN./JOINT VENTURE INTERESTS 1 1 3,941
CVC EUROPEAN EQUITY II PARTN./JOINT VENTURE INTERESTS 1 1 116,701
CVC EUROPEAN EQUITY III PARTN./JOINT VENTURE INTERESTS 73,258 73,258 429,381
DECCAN VALUE BPI PARTN./JOINT VENTURE INTERESTS 67,975,602 67,975,602 90,621,674
DEER III PARTN./JOINT VENTURE INTERESTS 5,295,500 5,295,500 6,052,338
DEERFIELD INTERNATIONAL PARTN./JOINT VENTURE INTERESTS 13,063,909 13,063,909 38,575,502
DEERFIELD PRIV DES INT PARTN./JOINT VENTURE INTERESTS 1 1 254,533
DEERFIELD PRIVATE DES INT II PARTN./JOINT VENTURE INTERESTS 3,168,677 3,168,677 13,232,290
DELPHI IV PARTN./JOINT VENTURE INTERESTS 1 1 552
DELPHI V PARTN./JOINT VENTURE INTERESTS 2,040,755 2,040,755 1,284,747
DELPHI VI PARTN./JOINT VENTURE INTERESTS 1,066,264 1,066,264 1,418,738
DELPHI VII PARTN./JOINT VENTURE INTERESTS 7,328,487 7,328,487 6,392,280
DELPHI VIII PARTN./JOINT VENTURE INTERESTS 7,703,998 7,703,998 6,349,465
DEMPSEY PARTN./JOINT VENTURE INTERESTS 22,500,000 22,500,000 21,993,705
DRA GROWTH AND INCOME IV PARTN./JOINT VENTURE INTERESTS 1 1 2,561
DRA GROWTH AND INCOME V PARTN./JOINT VENTURE INTERESTS 2,809,226 2,809,226 2,067,801
DRA GROWTH AND INCOME VI PARTN./JOINT VENTURE INTERESTS 4,320,719 4,320,719 4,170,764
DRA GROWTH AND INCOME VII PARTN./JOINT VENTURE INTERESTS 7,218,044 7,218,044 8,380,170
DRAGO GLOBAL OFFSHORE PARTN./JOINT VENTURE INTERESTS 1 1 1,416,003
DRAGO OPPORTUNITIES PARTN./JOINT VENTURE INTERESTS 1,032,840 1,032,840 2,979,536
DSS FUND PARTN./JOINT VENTURE INTERESTS 5,944,656 5,944,656 14,571,974
26
December 31, 2015
ECI 8 PARTN./JOINT VENTURE INTERESTS 2,623,294 4,250,260 1,238,033
ENCAP ENERGY V PARTN./JOINT VENTURE INTERESTS 1 1 104,940
ENCAP ENERGY VI PARTN./JOINT VENTURE INTERESTS 1,812 1,812 432,960
ENTSW1 LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 3,870,000 3,870,000 3,870,054
EXXEL VI PARTN./JOINT VENTURE INTERESTS 7,677,883 7,677,883 2,223,945
FARALLON PARTN./JOINT VENTURE INTERESTS 1 1 10,630,000
FARALLON ASIA SPECIAL SIT II PARTN./JOINT VENTURE INTERESTS 5,877,907 5,877,907 5,625,527
FARALLON ASIA SPECIAL SITUAT PARTN./JOINT VENTURE INTERESTS 8,127,198 8,127,198 7,493,374
FIR TREE INTL VALUE PARTN./JOINT VENTURE INTERESTS 1 1 17,633
FIR TREE OPPORTUNITY PARTN./JOINT VENTURE INTERESTS 1 1 429,965
FLEXPOINT FORD II PARTN./JOINT VENTURE INTERESTS 5,714,474 5,714,474 5,181,467
FLEXPOINT FUND II (CAYMAN) PARTN./JOINT VENTURE INTERESTS 1,113,338 1,113,338 1,622,318
FORD II PARTN./JOINT VENTURE INTERESTS 6,905,669 6,905,669 6,381,570
FOXHAVEN PARTN./JOINT VENTURE INTERESTS 22,300,000 22,300,000 26,379,696
FPA GLOBAL OPPORTUNITIES PARTN./JOINT VENTURE INTERESTS 5,400,000 5,400,000 7,312,021
FPR PARTN./JOINT VENTURE INTERESTS 67,000,000 67,000,000 94,336,938
FRAZIER HEALTHCARE VI PARTN./JOINT VENTURE INTERESTS 3,422,525 3,422,525 7,103,506
GAOLING PARTN./JOINT VENTURE INTERESTS 54,000,000 54,000,000 79,205,094
GCGVII PARTN./JOINT VENTURE INTERESTS 6,715,500 6,715,500 8,080,197
GENERAL CATALYST GROUP V SUPPL PARTN./JOINT VENTURE INTERESTS 3,638,628 3,638,628 8,793,501
GENERAL CATALYST GROUP VI PARTN./JOINT VENTURE INTERESTS 11,205,000 11,205,000 27,772,881
GENERAL CATALYST V PARTN./JOINT VENTURE INTERESTS 8,130,546 8,130,546 12,527,090
GGC OPPORTUNITY PARTN./JOINT VENTURE INTERESTS 23,307,207 23,307,207 29,567,407
GODDARD VALUE ADD OFFICE I PARTN./JOINT VENTURE INTERESTS 7,440,643 7,440,643 8,452,280
GODII PARTN./JOINT VENTURE INTERESTS 2,912,397 2,912,397 2,906,292
GOLDER THOMA CRESSEY RAUN VI PARTN./JOINT VENTURE INTERESTS 677,051 677,051 122,643
GREENWOOD PARTN./JOINT VENTURE INTERESTS 4,473,787 4,473,787 5,561,311
HARBOURVEST INTL III PARTN./JOINT VENTURE INTERESTS 289,748 289,748 186,745
HIG EUR II PARTN./JOINT VENTURE INTERESTS 48,671 61,303 31,642
HIG MM LBO II PARTN./JOINT VENTURE INTERESTS 356,216 356,216 346,993
HIG V PARTN./JOINT VENTURE INTERESTS 568,919 568,919 535,516
HIGLA LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 172,944 172,944 168,782
HILL II PARTN./JOINT VENTURE INTERESTS 11,543,960 11,543,960 13,403,000
HIMALAYA PARTN./JOINT VENTURE INTERESTS 57,155,400 57,155,400 72,035,980
HMI PARTN./JOINT VENTURE INTERESTS 13,500,000 13,500,000 25,949,174
ICHIGO JAPAN G PARTN./JOINT VENTURE INTERESTS 110 1 22,585,498
27
December 31, 2015
ILS PARTN./JOINT VENTURE INTERESTS 1 1 522,782
IMT PARTN./JOINT VENTURE INTERESTS 1 1 8,542,284
IMT II PARTN./JOINT VENTURE INTERESTS 4,973,592 4,973,592 9,059,457
IMT III PARTN./JOINT VENTURE INTERESTS 4,786,519 4,786,519 5,180,143
ING REALTY II PARTN./JOINT VENTURE INTERESTS 1,148,569 1,148,569 153,000
J H WHITNEY IV PARTN./JOINT VENTURE INTERESTS 5,529,767 5,529,767 277,556
J H WHITNEY VI PARTN./JOINT VENTURE INTERESTS 3,856,643 3,856,643 2,414,197
J W CHILDS EQUITY III PARTN./JOINT VENTURE INTERESTS 1 1 136
JBG VI PARTN./JOINT VENTURE INTERESTS 17,999,405 17,999,405 12,950,824
JBG VII PARTN./JOINT VENTURE INTERESTS 5,321,734 5,321,734 9,434,785
JBG VIII PARTN./JOINT VENTURE INTERESTS 6,338,851 6,338,851 5,945,956
JBGIFIX PARTN./JOINT VENTURE INTERESTS 3,485,742 3,485,742 3,445,255
JW CHILDS EQUITY II PARTN./JOINT VENTURE INTERESTS 53,071 53,071 215,931
KESTREL PARTN./JOINT VENTURE INTERESTS 13,050,000 13,050,000 13,257,025
KINDERHOOK PARTN./JOINT VENTURE INTERESTS 788,447 788,447 1,402,364
KLEINER PERKINS C B XIII PARTN./JOINT VENTURE INTERESTS 1,465,654 1,465,654 1,451,711
KLEINER PERKINS C B XIV PARTN./JOINT VENTURE INTERESTS 697,890 697,890 1,061,513
KLEINER PERKINS C B XV PARTN./JOINT VENTURE INTERESTS 1,713,763 1,713,763 1,747,898
KOF PARTN./JOINT VENTURE INTERESTS 9,860,000 9,860,000 9,959,004
KPCB GREEN GROWTH PARTN./JOINT VENTURE INTERESTS 1,957,352 1,957,352 1,513,082
KPXVI PARTN./JOINT VENTURE INTERESTS 617,500 617,500 616,162
LASALLE ASIA OPPORTUNITY II PARTN./JOINT VENTURE INTERESTS 429,090 429,090 90,696
LIF V PARTN./JOINT VENTURE INTERESTS 2,801,774 2,801,774 2,789,405
LIGHTBOX PARTN./JOINT VENTURE INTERESTS 2,006,661 2,006,661 1,806,946
LIGHTHOUSE VI PARTN./JOINT VENTURE INTERESTS 1 1 1,369,844
LIME ROCK IV PARTN./JOINT VENTURE INTERESTS 4,141,625 4,141,625 8,297,978
LIME ROCK V PARTN./JOINT VENTURE INTERESTS 6,696,840 6,696,840 3,914,417
LIME ROCK VI PARTN./JOINT VENTURE INTERESTS 7,913,271 7,913,271 9,716,151
LITTLE JOHN II PARTN./JOINT VENTURE INTERESTS 1 1 19,863
LITTLE JOHN III PARTN./JOINT VENTURE INTERESTS 1 1 328,328
LITTLE JOHN IV PARTN./JOINT VENTURE INTERESTS 3,267,135 3,267,135 5,106,107
LONE STAR IV PARTN./JOINT VENTURE INTERESTS 1 1 148,652
LONE STAR RE II PARTN./JOINT VENTURE INTERESTS 1,037,978 1,037,978 2,599,198
LONE STAR RE US PARTN./JOINT VENTURE INTERESTS 174,089 174,089 1,096,833
LONE STAR V PARTN./JOINT VENTURE INTERESTS 9,813,001 9,813,001 5,986,372
LONE STAR VI PARTN./JOINT VENTURE INTERESTS 1 1 5,628,699
LONE STAR VII US PARTN./JOINT VENTURE INTERESTS 1 1 2,731,101
28
December 31, 2015
LUBERT ADLER RE VI PARTN./JOINT VENTURE INTERESTS 6,771,258 6,771,258 4,269,590
MADISON DEARBORN IV PARTN./JOINT VENTURE INTERESTS 1 1 2,010,473
MADISON DEARBORN V B PARTN./JOINT VENTURE INTERESTS 3,374,416 3,374,416 5,164,125
MADISON DEARBORN VI PARTN./JOINT VENTURE INTERESTS 8,926,443 8,926,443 14,860,483
MAGNOLIA LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 13,330,000 13,330,000 12,740,081
MANRDI PARTN./JOINT VENTURE INTERESTS 10,443,510 10,443,510 10,583,902
MAP 2009 PARTN./JOINT VENTURE INTERESTS 3,372,641 3,372,641 5,919,099
MATRIX CHINA I PARTN./JOINT VENTURE INTERESTS 1,850,322 1,850,322 3,903,733
MATRIX CHINA II PARTN./JOINT VENTURE INTERESTS 3,977,748 3,977,748 24,279,106
MATRIX INDIA II PARTN./JOINT VENTURE INTERESTS 2,640,940 2,640,940 5,642,078
MATRIX INDIA MGMT PARTN./JOINT VENTURE INTERESTS 3,726,749 3,726,749 4,362,503
MATRIX IX PARTN./JOINT VENTURE INTERESTS 9,447,917 9,447,917 13,621,950
MATRIX VII PARTN./JOINT VENTURE INTERESTS 1 1 1,233,953
MATRIX VIII PARTN./JOINT VENTURE INTERESTS 9,303,964 9,303,964 13,700,348
MATRIX X PARTN./JOINT VENTURE INTERESTS 2,520,000 2,520,000 2,527,827
MAYFIELD IX PARTN./JOINT VENTURE INTERESTS 1 1 435,134
MAYFIELD XI PARTN./JOINT VENTURE INTERESTS 6,048,709 6,048,709 2,610,841
MERLONE GEIER IX PARTN./JOINT VENTURE INTERESTS 9,677,810 9,677,810 16,037,922
MERLONE GEIER X PARTN./JOINT VENTURE INTERESTS 9,728,188 9,728,188 10,580,348
MERLONE GEIER XI PARTN./JOINT VENTURE INTERESTS 2,380,225 2,380,225 2,175,623
MHR INSTITUTIONAL PARTN./JOINT VENTURE INTERESTS 1 1 4,338,960
MORGENTHALER V PARTN./JOINT VENTURE INTERESTS 1 1 653
MORGENTHALER VI PARTN./JOINT VENTURE INTERESTS 4,953,450 4,953,450 152,551
MORGENTHALER VII PARTN./JOINT VENTURE INTERESTS 2,150,067 2,150,067 1,189,363
MORNINGSIDE CH PARTN./JOINT VENTURE INTERESTS 3,435,367 3,435,367 5,777,364
MORNINGSIDE CH SO PARTN./JOINT VENTURE INTERESTS 946,466 946,466 1,112,064
MPC III PARTN./JOINT VENTURE INTERESTS 4,235,000 4,235,000 6,108,988
MSIDE IV LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 390,225 390,225 390,225
MVI PARTN./JOINT VENTURE INTERESTS 310,303 310,303 247,153
NALANDA INDIA EQ PARTN./JOINT VENTURE INTERESTS 6,890,000 6,890,000 8,883,063
NAT CP V LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 29,245 29,245 29,245
NATIONAL PROPERTIES II PARTN./JOINT VENTURE INTERESTS 2,000,803 2,000,803 12,527
NATIONAL PROPERTIES III PARTN./JOINT VENTURE INTERESTS 1 1 1,076,531
NATIONAL PROPERTIES IV PARTN./JOINT VENTURE INTERESTS 3,358,278 3,358,278 6,004,379
NATURAL GAS VII PARTN./JOINT VENTURE INTERESTS 1 1 219,062
NATURAL GAS VIII PARTN./JOINT VENTURE INTERESTS 1,862,749 1,862,749 2,632,452
NEW MOUNTAIN III PARTN./JOINT VENTURE INTERESTS 10,381,512 10,381,512 15,508,370
NORTH BRIDGE GROWTH EQUITY I PARTN./JOINT VENTURE INTERESTS 3,691,723 3,691,723 6,746,158
NORTH BRIDGE GROWTH EQUITY II PARTN./JOINT VENTURE INTERESTS 5,184,000 5,184,000 5,285,897
29
December 31, 2015
NORTH BRIDGE VENTURE 7 PARTN./JOINT VENTURE INTERESTS 3,284,234 3,284,234 4,884,681
NORTHAVEN III PARTN./JOINT VENTURE INTERESTS 1 1 1,128,503
OAK HILL PARTN./JOINT VENTURE INTERESTS 1 1 47,641
OCM OPPORTUNITIES III PARTN./JOINT VENTURE INTERESTS 1 1 133,517
OCM OPPORTUNITIES IV PARTN./JOINT VENTURE INTERESTS 1 1 44,937
OLYMPUS GROWTH IV PARTN./JOINT VENTURE INTERESTS 1 1 133,589
OZ EUROPE OVERSEAS PARTN./JOINT VENTURE INTERESTS 1 1 217,341
OZ OVERSEAS LTN PARTN./JOINT VENTURE INTERESTS 1 1 181,006
PACIFIC EQUITY II PARTN./JOINT VENTURE INTERESTS 1 1 1,024,715
PACIFIC EQUITY III PARTN./JOINT VENTURE INTERESTS 530,856 461,894 710,426
PACIFIC EQUITY IV PARTN./JOINT VENTURE INTERESTS 4,329,027 3,767,397 957,820
PACIFIC SUPPLEMENT III PARTN./JOINT VENTURE INTERESTS 1,653 1,189 308,862
PACIFIC SUPPLEMENT IV PARTN./JOINT VENTURE INTERESTS 1,297,276 1,129,350 440,782
PACVEN WALDEN IV PARTN./JOINT VENTURE INTERESTS 2,696,614 2,696,614 714,312
PACVEN WALDEN V PARTN./JOINT VENTURE INTERESTS 2,816,691 2,816,691 3,480,500
PATRON II PARTN./JOINT VENTURE INTERESTS 3,567,578 4,493,545 2,006,601
PATRON III PARTN./JOINT VENTURE INTERESTS 11,954,334 15,018,309 10,035,835
PCOF I PARTN./JOINT VENTURE INTERESTS 1,411,783 1,411,783 1,057,379
PEABODY GLOBAL RE PARTN./JOINT VENTURE INTERESTS 1 1 28,163
PERRY INTL PARTN./JOINT VENTURE INTERESTS 1 1 1,244,104
POMONA IV PARTN./JOINT VENTURE INTERESTS 1 1 63,212
POST OAK ENERGY PARTN./JOINT VENTURE INTERESTS 4,746,003 4,746,003 4,072,450
PROSPECT HARBOR DESIGNATED INV PARTN./JOINT VENTURE INTERESTS 5,394,773 5,394,773 230,114
QUAD C V PARTN./JOINT VENTURE INTERESTS 1 1 4,823
QUAD C VI PARTN./JOINT VENTURE INTERESTS 1 1 799,623
QUAD C VII PARTN./JOINT VENTURE INTERESTS 38,453 38,453 1,866,330
QVP IV PARTN./JOINT VENTURE INTERESTS 4,992,000 4,992,000 5,511,852
REALTY ASSOCIATES VIII PARTN./JOINT VENTURE INTERESTS 8,214,570 8,214,570 6,559,909
REGIMENT SSF III PARTN./JOINT VENTURE INTERESTS 1,312,747 1,312,747 973,966
RHINO RESOURCES SUBORDINATED UNITS PARTN./JOINT VENTURE INTERESTS 240,437 3,438,249 55,801
RIVERSIDE IV PARTN./JOINT VENTURE INTERESTS 515,313 515,313 944,790
RIVERWOOD PARTN./JOINT VENTURE INTERESTS 4,319,633 4,319,633 3,651,226
RMS EVER LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 23,853,741 23,853,741 42,371,997
ROCKWOOD RE III PARTN./JOINT VENTURE INTERESTS 1 1 32,866
ROCKWOOD RE V PARTN./JOINT VENTURE INTERESTS 1 1 195,801
ROCKWOOD RE VI PARTN./JOINT VENTURE INTERESTS 3,226,194 3,226,194 4,259,295
ROCKWOOD RE VII PARTN./JOINT VENTURE INTERESTS 12,575,983 12,575,983 7,684,944
RVF PARTN./JOINT VENTURE INTERESTS 9,890,000 9,890,000 7,650,973
SAIF PARTN./JOINT VENTURE INTERESTS 2,162,788 2,162,788 3,556,796
30
December 31, 2015
SANDERLING IV PARTN./JOINT VENTURE INTERESTS 1 1 689,356
SANDERLING V PARTN./JOINT VENTURE INTERESTS 4,656,605 4,656,605 3,398,730
SANDERLING V CO PARTN./JOINT VENTURE INTERESTS 3,072,051 3,072,051 2,406,700
SANDERLING V STATEGIC EXIT PARTN./JOINT VENTURE INTERESTS 1,589,105 1,589,105 4,967,019
SANDERLING VI PARTN./JOINT VENTURE INTERESTS 1,546,161 1,546,161 2,980,521
SANDERLING VI CO PARTN./JOINT VENTURE INTERESTS 1,641,271 1,641,271 1,677,168
SANKATY CREDIT I PARTN./JOINT VENTURE INTERESTS 1 1 581,008
SANKATY CREDIT II PARTN./JOINT VENTURE INTERESTS 1 1 2,216,857
SANKATY CREDIT III PARTN./JOINT VENTURE INTERESTS 7,720,390 7,720,390 5,199,049
SANKATY CREDIT IV PARTN./JOINT VENTURE INTERESTS 1 1 1,206,166
SANKATY SPECIAL SITUATIONS I PARTN./JOINT VENTURE INTERESTS 13,652,409 13,652,409 214,520
SCCGF III PARTN./JOINT VENTURE INTERESTS 9,224,123 9,224,123 9,175,355
SCCVF V PARTN./JOINT VENTURE INTERESTS 2,150,910 2,150,910 2,458,928
SCGE OFFSHORE PARTN./JOINT VENTURE INTERESTS 27,475,000 27,475,000 39,878,616
SCI IV PARTN./JOINT VENTURE INTERESTS 8,459,299 8,459,299 9,404,812
SCUSGF VI PARTN./JOINT VENTURE INTERESTS 5,512,500 5,512,500 5,480,946
SCUSV XV PARTN./JOINT VENTURE INTERESTS 317,608 317,608 282,391
SEQCAPINDV LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 344,000 344,000 344,000
SEQUOIA CHINA 2010 PARTN./JOINT VENTURE INTERESTS 1,774,283 1,774,283 3,506,254
SEQUOIA CHINA GROWTH 2010 PARTN./JOINT VENTURE INTERESTS 3,256,367 3,256,367 4,359,617
SEQUOIA CHINA GROWTH I PARTN./JOINT VENTURE INTERESTS 2,682,057 2,682,057 2,740,614
SEQUOIA CHINA I PARTN./JOINT VENTURE INTERESTS 1 1 3,055,700
SEQUOIA CHINA II PARTN./JOINT VENTURE INTERESTS 1,126,859 1,126,859 7,259,624
SEQUOIA CHINA IV PARTN./JOINT VENTURE INTERESTS 1,800,000 1,800,000 2,107,379
SEQUOIA FRANCHISE PARTN./JOINT VENTURE INTERESTS 90,676 90,676 2,418,063
SEQUOIA GLOBAL GROWTH PARTN./JOINT VENTURE INTERESTS 5,629,049 5,629,049 6,388,098
SEQUOIA INDIA GROWTH PARTN./JOINT VENTURE INTERESTS 1,459,061 1,459,061 2,287,195
SEQUOIA INDIA GROWTH II PARTN./JOINT VENTURE INTERESTS 8,256,229 8,256,229 10,627,476
SEQUOIA INDIA III PARTN./JOINT VENTURE INTERESTS 1,546,229 1,546,229 2,917,466
SEQUOIA ISRAEL III PARTN./JOINT VENTURE INTERESTS 646,141 646,141 1,568,014
SEQUOIA IX PARTN./JOINT VENTURE INTERESTS 1 1 863,242
SEQUOIA US 2010 PARTN./JOINT VENTURE INTERESTS 2,327,708 2,327,708 6,100,932
SEQUOIA US 2010 SEED PARTN./JOINT VENTURE INTERESTS 209,548 209,548 821,791
SEQUOIA US GROWTH V PARTN./JOINT VENTURE INTERESTS 4,131,862 4,131,862 5,601,086
SEQUOIA US XIV PARTN./JOINT VENTURE INTERESTS 2,295,000 2,295,000 4,239,671
SEQUOIA X PARTN./JOINT VENTURE INTERESTS 1 1 892,763
SEQUOIA X1 PARTN./JOINT VENTURE INTERESTS 1 1 522,776
SEQUOIA XII PARTN./JOINT VENTURE INTERESTS 466,559 466,559 17,725,419
SFC ENERGY II PARTN./JOINT VENTURE INTERESTS 3,221,260 3,221,260 1,786,244
SHERIDAN PRODUCTION II B PARTN./JOINT VENTURE INTERESTS 12,136,500 12,136,500 5,919,299
31
December 31, 2015
SIERRA VII PARTN./JOINT VENTURE INTERESTS 4,389,407 4,389,407 238,872
SIGMA VIII PARTN./JOINT VENTURE INTERESTS 7,078,559 7,078,559 8,260,593
SISU PRI EQUITY A PARTN./JOINT VENTURE INTERESTS 8,811,766 11,098,865 616,489
SPINDRIFT PARTN./JOINT VENTURE INTERESTS 1 1 589,702
SPO II PARTN./JOINT VENTURE INTERESTS 10,000,320 10,000,320 51,652,224
SPRUCE HOUSE PARTN./JOINT VENTURE INTERESTS 46,700,000 46,700,000 50,408,587
SRI NINE REIT PARTN./JOINT VENTURE INTERESTS 7,128,921 7,128,921 9,366,981
SRI REIT PARTN./JOINT VENTURE INTERESTS 1 1 18,522
SRI TEN REIT PARTN./JOINT VENTURE INTERESTS 6,597,295 6,597,295 8,654,932
SSC III PARTN./JOINT VENTURE INTERESTS 1 1 3,503,117
SSC IV, PARTN./JOINT VENTURE INTERESTS 3,573,706 3,573,706 8,102,886
SSCV LIMITED PARTNERSHIP PARTN./JOINT VENTURE INTERESTS 121,912 121,912 121,912
STEADVIEW PARTN./JOINT VENTURE INTERESTS 50,216,667 50,216,667 74,380,475
STST CAP II PARTN./JOINT VENTURE INTERESTS 136,892 136,892 35,939
TERREBONNE PARTN./JOINT VENTURE INTERESTS 1 1 279,124
THE PRAEDIUM V PARTN./JOINT VENTURE INTERESTS 1 1 3,033
THE PRAEDIUM VI PARTN./JOINT VENTURE INTERESTS 3,930,608 3,930,608 126,652
THUNDER OS PARTN./JOINT VENTURE INTERESTS 20,628,090 20,628,090 22,075,047
UCP III CO PARTN./JOINT VENTURE INTERESTS 25,490,889 230,530 132,868
UNISON III PARTN./JOINT VENTURE INTERESTS 995,724,938 9,001,089 4,759,606
US POWER PARTN./JOINT VENTURE INTERESTS 1 1 136,433
USPF III DEBT PARTN./JOINT VENTURE INTERESTS 3,162,729 3,162,729 4,019,772
USPF III EQUITY PARTN./JOINT VENTURE INTERESTS 4,692,429 4,692,429 5,446,554
VAL OF PARTN./JOINT VENTURE INTERESTS 10,180,000 10,180,000 9,042,161
VECTOR II PARTN./JOINT VENTURE INTERESTS 1 1 1,773,048
VECTOR III PARTN./JOINT VENTURE INTERESTS 604,438 604,438 4,734,330
VECTOR IV PARTN./JOINT VENTURE INTERESTS 10,492,100 10,492,100 14,196,168
VERSANT I PARTN./JOINT VENTURE INTERESTS 1 1 2,061,305
VERSANT II PARTN./JOINT VENTURE INTERESTS 670,220 670,220 1,522,220
VERSANT III PARTN./JOINT VENTURE INTERESTS 3,057,772 3,057,772 3,521,404
VERSANT IV PARTN./JOINT VENTURE INTERESTS 3,176,372 3,176,372 8,450,616
VIP I A PARTN./JOINT VENTURE INTERESTS 6,097,442 7,619,431 11,956,539
VIP IA SIDE PARTN./JOINT VENTURE INTERESTS 719,008 898,891 1,407,269
VIP II A PARTN./JOINT VENTURE INTERESTS 3,505,231 5,438,803 4,992,512
VIP II A SF PARTN./JOINT VENTURE INTERESTS 389,470 604,311 554,720
WATERSHED INSTITUTIONA PARTN./JOINT VENTURE INTERESTS 1 1 131,531
WEST FACE LONG TERM OPP PARTN./JOINT VENTURE INTERESTS 43,000,000 43,000,000 52,660,939
WESTBROOK RE IX PARTN./JOINT VENTURE INTERESTS 9,299,489 9,299,489 9,572,596
32
December 31, 2015
WESTBROOK RE VI PARTN./JOINT VENTURE INTERESTS 5,778,106 5,778,106 6,171,144
WESTBROOK RE VII PARTN./JOINT VENTURE INTERESTS 6,984,011 6,984,011 6,621,094
WESTBROOK RE VIII PARTN./JOINT VENTURE INTERESTS 4,546,211 4,546,211 4,725,750
WEXFORD 11 PARTN./JOINT VENTURE INTERESTS 238,100 238,100 5,345,528
WEXFORD IX PARTN./JOINT VENTURE INTERESTS 1,688,875 1,688,875 3,248,177
WEXFORD MIT ENERGY PARTN./JOINT VENTURE INTERESTS - - 795,453
WEXFORD PARTNERS 11 LP PARTN./JOINT VENTURE INTERESTS 5,309,252 5,309,252 3,879,428
WEXFORD RHINO PARTN./JOINT VENTURE INTERESTS 1,122,475 1,122,475 54,225
WEXFORD V PARTN./JOINT VENTURE INTERESTS 1 1 506,484
WEXFORD VI PARTN./JOINT VENTURE INTERESTS 1 1 4,657,884
WEXFORD VII PARTN./JOINT VENTURE INTERESTS 10,311,864 10,311,864 3,776,452
WEXFORD VIII PARTN./JOINT VENTURE INTERESTS 11,959,539 11,959,539 13,663,534
WING PARTN./JOINT VENTURE INTERESTS 585,000 585,000 731,318
WSOF PARTN./JOINT VENTURE INTERESTS 9,596 9,596 1,914,853
2,810,485,827 1,813,941,999 2,628,032,806
CITI SOVEREIGN BRAZIL NRI REGISTERED INVESTMENT CO. 263,885 157,002 110,284
263,885 157,002 110,284
EQUITY INDEX SWAP OTHER (44,857,346) - (842,503)

PALM HARBOR HOMES INC SR UNSECURED 05/24 3.25 OTHER 542,326 14,608 12,502
US 10YR NOTE (CBT)MAR16 XCBT 20160321 OTHER (900,000) - 604
US 2YR NOTE (CBT) MAR16 XCBT 20160331 OTHER 4,800,000 - (6,125)
US 5YR NOTE (CBT) MAR16 XCBT 20160331 OTHER 2,300,000 - (5,750)
US LONG BOND(CBT) MAR16 XCBT 20160321 OTHER (100,000) - (672)
(38,215,020) 14,608 (841,944)
3,119,067,464 2,336,837,721 3,103,376,609
33
Schedule H, Line 4i –Schedule of Assets (Held at End of Year) is included in the attachment
“Accountant’s Opinion”

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Form 5500 Annual Return/Report of Employee Benefit Plan OMB Nos.

A This return/report is for:

SIGN Filed with authorized/valid electronic signature. 09/30/2016

SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

b Retired or separated participants receiving benefits................................................................................................................. 6b 123456789012

c Other retired or separated participants entitled to future benefits............................................................................................. 6c 123456789012

d Subtotal. Add lines 6a(2), 6b, and 6c. ...................................................................................................................................... 6d 123456789012

f Total. Add lines 6d and 6e. ...................................................................................................................................................... 6f 123456789012

a Pension Schedules b General Schedules

If “Yes” is checked, complete lines 11b and 11c.

Receipt Confirmation Code______________________

(a) Name of insurance carrier

(e) Approximate number of Policy or contract year

Part II Investment and Annuity Contract Information

b Premiums paid to carrier ........................................................................................................................................... 6b -123456789012345

e Type of contract: (1) X individual policies (2) X group deferred annuity

(6)Total additions ...................................................................................................................................................... 7c(6) -123456789012345

(5) Total deductions ................................................................................................................................................... 7e(5) -123456789012345

Part III Welfare Benefit Contract Information

Part IV Provision of Information

(Form 5500) Actuarial Information

Part I Basic Information

Part II Beginning of Year Carryover and Prefunding Balances

Part III Funding Percentages

Part VI Miscellaneous Items

35 Balances elected for use to offset funding

Part I Service Provider Information (see instructions)

1 Information on Persons Receiving Only Eligible Indirect Compensation

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)

Part I Service Provider Information (continued)

Part II Service Providers Who Fail or Refuse to Provide Information

ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD

1d Employer-related investments: (a) Beginning of Year (b) End of Year

Part II Income and Expense Statement

(B) U.S. Government securities ................................................................ 2b(1)(B) -123456789012345

(a) Amount (b) Total

Part III Accountant’s Opinion

Part IV Compliance Questions

Yes No N/A Amount

5b(1) Name of plan(s) 5b(2) EIN(s) 5b(3) PN(s)

Part V Trust Information

6c Name of trustee or custodian 6d Trustee’s or custodian’s telephone number

EIN(s): _______________________________ _______________________________

Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3.

Part III Amendments

Part V Additional Information for Multiemployer Defined Benefit Pension Plans

a Name of contributing employer

b EIN c Dollar amount contributed by employer

a Name of contributing employer

a Name of contributing employer

EIN(s): _ _