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Extraction and Characterization of Lignin from Moroccan
Sugarcane Bagasse Using Response Surface Design
S. Aoul-hrouz a,*, Y. Essamellali a,b, M. Zahouily,a,b
a
Laboratory of Materials, Catalysis and Valorization of Natural Ressources (URAC 24), Faculty of Sciences and
Technical Mohammedia, Hassan II University of Casablanca, Morocco.
b
MAScIR Foundation, VARENA Center, Rabat Design, Madinat Al Irfane, 10100 Rabat, Morocco
Abstract— The central composite design was used to design an agar to produce tableware packaging material ; iv) sugarcane
experimental program to provide data to model the effects of bagasse ash and sugar cane straw ash can partially replace
various factors on extraction lignin from Moroccan sugarcane cement and act as pozzolanic additive in manufacturing of
bagasse. The variables chosen were sodium hydroxide volume, concrete and ash block; v) Sugarcane bagasse ash mixed with
temperature, and reaction time. The mathematical relationship Arabic gum and water to produce ceramic and refractory
of extraction yield on the three significant independent products ; and vi) Both sugar cane combined and their mixture
variables can be approximated by a nonlinear polynomial with hardwood are used with phenol formaldehyde resin and
model. Predicted values were found to be in good agreement wax to manufacture composite board.
with experimental values. This procedure provides several
Lignin is an amorphous, and consists in a complex phenolic
advantages such as high yield, clean isolated lignin, and short
polymer composed of three phenylpropane monomeric building
reaction time. This lignin was submitted to a comprehensive
units [7-10]. The type of monomeric units present in lignin
structural characterization employing spectroscopic (UV, FTIR,
structure and their relative abundance depend on its botanic
liquid state 13C NMR and MALDI ToF spectroscopy) and
origin. The major chemical functional groups present in lignin
different complementary analysis such as scanning electron
structure include hydroxyl, methoxyl, carbonyl and carboxyl
microscope (SEM), thermogravinometric analysis (TGA) and
moieties in various amounts depending on its botanic origin
derivative thermogravinometric (DTG). Results obtained
[11]. Hydroxyl groups and free positions in the aromatic ring
showed that this lignin is mainly composed of G and S units
are the most characteristic functions in lignin, which determine
and less free hydroxyls and highlights the absence of residual
its reactivity and constitute the reactive sites to be exploited in
sugars in lignin.
macromolecular chemistry.
Keywords—Lignin; Bagasse; Moroccan sugarcane; Response
Lignin has been studied for two general uses; the first is
Optimization; Central Composite Design.
production of small molecule chemicals by decomposition or
I. INTRODUCTION refinery process. Catalytic methods used to convert lignin
include various types of reduction, oxidation, and catalytic
Sugarcane bagasse, Saccharumofficinarum L., is one of the
cracking process [12-14]. Because lignin is an aromatic
largest residuals on agriculture in the world [1-3]. This fibrous
macromolecule derived from plants, this is an ideal strategy to
residue is obtained after crushing and extraction of juice from
substitute petroleum-based feedstock by those based on
the sugarcane. Sugarcane is an energy crop that is largely
renewable resources. However, additional research is needed to
grown on flat land in countries such as Brazil, China, India,
overcome serious practical issues associated with the huge
Thailand and Australia [4]. In Morocco, the production of sugar
energy costs and necessary purification process to produce
cane performed in 2013 is of the order of 580000 tonnes against
small molecule chemicals from this complex natural material.
510834 tonnes in 2012, an improvement of 13%. In general, 1
The second approach to the general use of lignin is as a starting
tonne of sugarcane generates 280 kg of bagasse; thus, with one
material of a diversity of commercial polymer products [15,
production of about 580000 tonnesof sugarcane, Moroccan
16]. The incorporation of lignin into polymeric materials
produced 162400 tonnes of bagasse during the year 2013 [5].
directly or after chemical modification, is recognized as one of
Normally sugarcane bagasse has been used as a fuel to generate
the most viable approaches to accomplish its valorization and
power of sugar mill. However, a huge quantity of the remaining
properly exploit its unique intrinsic properties [17, 18].
bagasse is not used and burnt in the fields, which can cause
However, the physicochemical properties of lignin, and
environmental problems. Sugarcane bagasse is a rather
therefore its suitability for specific polymer applications, are
heterogeneous material, generally consisting of three main
largely dependent on the plant species and the isolation
components: 50% cellulose and 25% each of hemicelluloses
processes [19]. The applications of material from lignin that
and lignin [6].
have been identified include packaging films, food coatings,
Because of its low ash content, bagasse offers numerous cationic biopolymers, hydrogels and biomedical uses. Recently,
advantages for usage in bioconversion processes using lignin extracted from herbaceous plants are currently receiving
microbial cultures. Also, in comparison to other agricultural increasing attention as proven by the recent industrial and pilot
residues, bagasse can be considered as a rich solar energy scale production of nonwood lignin by Green Value SA and
reservoir due to its high yields (about 80 tonnes per hectare in CIMV, respectively [20, 21]. The reasons justifying this recent
comparison to about 1, 2 and 20 tonnes per hectare for wheat, interest stand in the annual renewability of herbaceous plants,
other grasses and trees, respectively) and annual regeneration their high tonnage per year, the increased conversion of
capacity [1]. cellulosic substrate into biofuel when lignin is first extracted
from the lignocellulosic feedstock, and the improved
Sugarcane bagasse wastes have been applied in the following economics of cellulosic processes when developing value-
instances: i) cellulose, lignin, rind, comrind, pith enhance
added lignin co products. However, the physicochemical
reinforcement in materials manufactured based on different
properties of lignin, and therefore its suitability for specific
methods applied; ii) Mixed with tapioca starch and glycerol to
polymer applications, are largely dependent on the plant species
produce composite materials; iii) mixed with gelatin, starch and and the isolation processes [19]. The resulting increased
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heterogeneity and complexity of herbaceous lignin compared to order to allow the estimation of pure error)] were carried out
wood lignin and the much more limited knowledge of their and the total number of experiments were calculated from the
chemistry requires that additional efforts be dedicated to their following equation 1 [26] :
characterization [22-24].
N =2n + 2n + nc (1)
Therefore, in the present study, the extraction of lignin present
Where: N is the total number of experiments required; n is the
in the Moroccan sugarcane bagasse was optimized using the
number of factors; and c is the number of center points.
central composite experimental design, by studying three
factors: the amount of sodium hydroxide, temperature, and In this study, the response was lignin extraction yield (Y%).
reaction time, aiming at extracting lignin in a highly efficient Each response was used to develop an empirical model that
way. The structure of the extracted lignin was characterized correlated the response to the quantitative experimental
with Fourier transform infrared spectroscopy (FTIR), 13C variables or factors for lignin extraction, using a second-degree
nuclear magnetic resonance (13C NMR), UV-visible polynomial equation as given by equation 2:
spectroscopy, thermogravimetric analysis (TGA) and derivative
Ŷ = β0 + β1X1 + β2X2 + β3X3 + β12X1X2 + β13X1X3 +β23X2X3 +
thermogravinometric (DTG).
β11X12 + β22X22 + β33X32 (2)
II. EXPERIMENTAL
Where β0 the constant coefficient, βi the linear coefficients, βij
A. Raw naterials the cross-product coefficients and βii is the quadratic
coefficients. The software JMP.7 was use d for the experimental
Sugarcane bagasse was obtained from a local supplier design, data analysis, model building, and graph plotting.
(COSUMAR is a Moroccan group, a subsidiary of the National
Investment Company, specializing in the extraction, refining III. RESULTS AND DISCUSSION
and packaging of sugar in different forms. It is the only
Moroccan sugar bowl operator). A. Experimental Design
Preliminary experiments were carried out to screen the
B. Extraction process
appropriate parameters and to determine the experimental
The method of separation of lignin is an alkali treatment which domain. From these experiments, the effects of three variables
consists to hydrolyze bagasse (5%) by hot water 60°C for a sodium hydroxide weight (X1), temperature (X2) and reaction
period of 120 minutes in order to remove hemicelluloses. The time (X3) are investigated on lignin extraction yield as
residue obtained is treated with sodium hydroxide (NaOH response. The experimental design matrix and the
15%). Then, the black liquor is recovered acidified with 5N corresponding experimental parameters and response value
sulfuric acid H2SO4 to pH between 2 and 3. The precipitate were shown in table 2.
formed is washed, air dried, and then crushed in a mortar to
The sign and value of the quantitative effect represent tendency
obtain a uniform powder.
and magnitude of the term’s influence on the response,
C. Method of experimentally design respectively. A negative sign in front of the terms indicates the
antagonistic effect; whereas the positive sign shows the
The central composite design (CCD) is an experimental design
synergistic effect. The quality of the model developed was
used to achieve maximal information about a process from a
evaluated based on the correlation coefficient value. The R
minimal number of experiments [25]. For k independent
value for equation 3 was 0.9855. The R value obtained was
variables was employed to design the experiments in which the
relatively high, indicating that there was a good agreement
variance of the predicted response, Ŷ, at some points of
between the experimental and the predicted values from the
independent variables, X, is only a function of the distance
model. The R2 value for equation 3 was 0.9714. This indicated
from the point to the design center. In CCD, the central
that 97% of the total variation in the extraction yield was
composite face centered (CCFC) experimental design was used
attributed to the experimental variables studied. From the
in this study to determine the optimal conditions and study the
statistical results obtained, it was shown that the above model
effect of three variables. Sodium hydroxide weight (X 1),
was adequate to predict the extraction yield within the range of
temperature (X2) and reaction time (X3) are investigated as
variables studied.
independent variables and extraction yield as response. After
selection of independent variables and their ranges, The final empirical model in term of coded factors after
experiments were established based on a CCFC design with excluding the insignificant terms for extraction yield (Y %) is
three factors at three levels coded as -1, 0 and +1. The coded shown in equation 3 :
and uncoded independent variables used in this study are listed
in table 1. Y% = 0.27 (± 0.004) + 0.03 (± 0.003) X1+ 0.04 (± 0.003)
X2 - 0.006 (± 0.003) X3 - 0.03 (± 0.003) X2X3 + 0.03
Table 1: Experimental ranges of the independent variables used (± 0.005) X2 - 0.09 (± 0.005) X32 (3)
in the central composite face centered design for the lignin
The measured responses can be plotted based on the responses
extraction yield (Y%)
calculated by the model. For this, it is necessary to plot the
Factors Codes Levels adequacy of the model. The plot of experimental and predicted
values of extraction yield (Fig. 1) from multiple linear
-1 0 +1
regressions showed a good fitting function.
Volume of NaOH (ml) X1 15 25 35 Table 2: Central composite face centered experimental design
Temperature (°C) X2 25 62.5 100 matrix of factors (X) and the response (Y) of lignin extraction
yield (%).
Reaction time (min) X3 30 75 120
Observed yield
In this study, a total of 16 experiments [consisting of 8 factorial Run order X1 X2 X3
(%)
points, six star points and four replicates at the center points (in
1 -1 -1 -1 14.49
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2 1 -1 -1 15.16 Table 3: Summary of ANOVA results of lignin extraction yield
3 -1 1 -1 27.92 (Y%)
4 1 1 -1 34.87
Coefficie Sun of Mean P-value
5 -1 -1 1 14.45 Term F-value
nt squares square *
6 1 -1 1 24.81
0.0000
7 -1 1 1 19.73 -
8 1 1 1 27.70 8
0.0113 <0.001
9 0 0 0 27.82 0.0000 -
6 *
0.27508 3 33.486
10 0 0 0 28.11 0.0220 0.0012
β0 0.03371 0.0000 3
11 1 0 0 31.91 6 *
β1 0.046965 3 64.997
12 -1 0 0 24.16 0.0004 0.0002
13 0 1 0 33.78 β2 -0.00641 0.0000 8
1 *
14 0 -1 0 28.12 β3 - 3 1.2108
0.0078 0.3143
β23 0.031219 0.0000 22.975
15 0 0 1 17.10 0 0.0030
β22 0.037450 4 8
16 0 0 -1 17.76 0.0037 *
β33 9 0.0001 10.896
0 0.0164
Residu - 3 3
0.0251 *
e 0.097724 0.0001 74.192
8 0.0001
Total - 3 3
0.0020 *
- 0.0003 -
4 -
4 -
0.0725 -
0.0008
4
2
* P-value < 0.05: significant
Figure 3: Shows the interaction between temperature (X2) and
reaction time (X3) at constant value of the sodium hydroxide
Figure 1: The predicted vs observed plot for lignin extraction volume X1 = 0 (Fig. 3a), and the interaction between sodium
yield (Y%) hydroxide volume (X1) and reaction time (X3) at constant value
of température X2 = 0 (Fig. 3b).
The ANOVA required to test the significance and adequacy of
the model is listed in Table 3. From this ANOVA, the model F-
value of 22.9259 implied that the model was significant. Values
of "probability > F" (is worth 0.0006) less than 0.05. In this
case, the linear terms (X1, X2 and X3), the squared terms (X22
and X32) and the interaction term (X2X3) were significant model
terms. The relationship between the response and experimental
variables can be illustrated graphically by plotting the response
values from the levels of variables simultaneously. The
topography of the response surfaces in three dimensions can
also be illustrated by lines isoresponse outline, which shows Fig. 1. Response surface plot of lignin extraction yield (y) as
curves of constant response of a twovariables. These plots were function of temperature (X2) and reaction time (X3) at X1=25
useful for studying the effects of changes in the factors studied ml (Fig. 3a), and as function of sodium hydroxyde volume (X 1)
in the field and, therefore, to determine the optimal and reaction time (X3) at X2 = 62.5 °C (Fig. 3b).
experimental conditions. Fig. 2 shows the interaction between
sodium hydroxide volume (X1) and temperature (X2) at The investigation of the theoretical model representing the
constant value of the reaction time X3 = +1 (Fig. 2a) and X3 = - polynomial regression of the extraction efficiency of lignin
1 (Fig. 2b). showed that if X1 = 25 ml, X2 = 97 °C and X3 = 75 min; the
value predict from the results using response surface model is
35%. The experimental checking in this point, i.e. under the
optimum reaction conditions such as: sodium hydroxide
volume = 30 ml, temperature = 25 °C and reaction time = 67
min with high lignin extraction yield 27%, confirms this result.
Lignin offer potential for several applications in the field of
biomaterials [20, 21]. They can, for instance, be used as green
components in thermoplastics or as reagents in polyurethanes,
polyesters, phenolic and epoxy resins. However, each
application requires that the lignin have specific structural
characteristics and levels of purity.
Figure 2: Response surface plot for the lignin extraction yield
(Y) as function of sodium hydroxyde volume (X1) and The chemical composition of sugarcane bagasse in the as
temperature (X2) at a fixed reaction time of X3 = 120 min (Fig. received condition along with that reported in the literature is
2a) and 30 min (Fig. 2b). shown in Table 4. The analyses were performed and the
reported values are expressed in relation to the dry weight of
raw bagasse. It can be seen that the lignin content (27 %)
obtained in the present study is comparable than that reported
by others for these type of fibers from Brazil and China [27,
28]. The other constituents are somewhat comparable giving
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the total mass balance of 99.5%. Density values of sugarcane C = O ester carbonyl band to 1751 cm-1. The two strong bands
bagasse and extracted lignin were found to be 1.25 and 1.75 at 1230 cm-1 and 1074 cm-1 correspond to C-O bonds aromatic
kg.m-3 respectively. High-density value in extracted lignin can and aliphatic esters.
be explained by the elimination of cellulose and hemicellulose.
c. 13C NMR spectrometry
Table 4: Comparison of chemical composition sugarcane
13C NMR spectrometry has frequently been used in lignin
bagasse of Moroccan with Brazil and China.
structural studies at qualitative and quantitative levels. 13C
NMR spectra of bagasse lignin and lignin acetate were
illustrated in Fig. 5. In order to illustrate the distinct
attributions, the corresponding assignments identified for the
lignin are listed in Figure 6 according to the previous literatures
[32, 33].
Figure 5: 13C NMR spectra of the (a) lignin isolated from Moroccan sugarcane bagasse and (b) acetylated lignin
Figure 6: SEM images of (a) raw bagasse and (b) lignin isolated from bagasse.
MALDI-ToF is a soft ionization technique to obtain polymers
fragments of high molecular weight (m/z). The MALDI-ToF
spectrum were performed to analyze the obtained lignin and
have an information about it structure (Fig. 9). For analysis
the lignin, the samples were derivatized by acetylation. The
lignin acetate sample must be previously dissolved in an
organic solvent and then crystallized in a matrix. From a wide
range of available matrices is in the 2, 5-dihydroxybenzoic we
observed the most fragments derived from the lignin acetate.
The analysis was performed in positive mode. A sample of
lignin acetate was solubilized in MALDI-ToF analysis in
positive mode of the non-acetylated lignin suggested that the
structure of lignin was too fragile to get mass fragments
greater than m/z = 900 [39]. In our conditions, we observed on
the MALDI-TOF spectrum of acetylated lignin fragments
with mass (m/z) equal to 1325 (Fig. 9). Its abundance is low.
The improvement of the solubility of the lignin by acylation
yielded a mass fragment (m/z) of greater than 900 [40]. This
observation agrees with the results of the FTIR spectra, which
indicate that the lignin extracted from Moroccan sugar cane
bagasse is more similar to wood lignin than annual plant
lignin.