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Carlos J. Zapata-Rodrı́guez∗
Department of Optics, University of Valencia, 46100 Burjassot, Spain.
(Dated: February 2, 2008)
We report on a matrix-based diffraction integral that evaluates the focal field of any diffraction-
limited axisymmetric complex system. This diffraction formula is a generalization of the Debye
integral applied to apertured focused beams, which may be accommodated to broadband problems.
Longitudinal chromatic aberration may limit the convenience of the Debye formulation and, ad-
arXiv:physics/0609030v1 [physics.optics] 4 Sep 2006
ditionally, spatial boundaries of validity around the focal point are provided. Fresnel number is
reformulated in order to guarantee that the focal region is entirely into the region of validity of
the Debye approximation when the Fresnel number of the focusing geometry largely exceeds unity.
We have applied the matrix-based Debye integral to several examples. Concretely, we present an
optical system for beam focusing with strong angular dispersion and free of longitudinal chromatic
aberration. This simple formalism leaves an open door for analysis and design of focused beams
with arbitrary angular dispersion. Our results are valid for ultrashort pulsed and polychromatic
incoherent sources.
r P ϕ = φ0 + π . (1)
H F
θ
The sine condition imposes a constraint for the zenith
m
f giving
r0
sin θ = , (2)
f
FIG. 1: Schematic illustration of the optical system under
consideration. For simplicity, we have depicted the input and where g(θ) = sin θ is called the ray projection function
output optical surfaces of the focusing arrangement. [31]. In general, g(θ) gives how a ray entering the optical
system is projected on the wavefront W , and may have
different mathematical expressions other than the sine
ray matrix theory is introduced. In this way, we ob- function. For example, under the Herschel condition the
tain the longitudinal and angular dispersion inherent to ray projection function is g(θ) = 2 sin(θ/2). However, in
broadband focal waves. Additional constraints among the paraxial approximation (θ ≪ 1) the ray projection
the matrix elements are achieved in a telecentric opti- function is unique, g(θ) = θ.
cal arrangement where the Debye representation exactly The focal field may be evaluated in terms of the De-
evaluates the focal field. In Sec. IV we extend the De- bye formulation, which considers the interference of plane
bye representation for the evaluation of the focal field in waves with propagation directions given by the vector m.
diffraction-limited complex optical systems. The region The amplitude of the field at a point P of the focal region
of validity of the Debye approximation is derived and the is then written as [19]
role of the Fresnel number to enclose the focal volume is
pointed out. In Sec. V we analyze some examples. Re- 2π α
ik
Z Z
fractive and diffractive apertured singlets are studied in U (r) = − Q(θ, ϕ) exp (ikmr) sin θdθdϕ ,
detail. The dispersive behavior of the numerical aper- 2π 0 0
ture and the Fresnel number is shown. We also discuss (3)
the dispersion behavior of a version adapted for focusing where Q(θ, ϕ) is the apodization function, r =
purposes of the optical system of Ref. [18] with nearly (r cos φ, r sin φ, z), and k = ω/c is the wavenumber.
frequency-independent Fraunhofer patterns. Finally, in The numerical aperture of the focusing arrangement,
Sec. VI the main conclusions are outlined. N A = sin α, is obtained from the equation g(α) = R/f ,
where R is the maximum lateral extent of the aperture.
Whereas |T |2 provides the ray density in the transverse
II. DEBYE REPRESENTATION OF FOCAL input plane, the squared modulus of the apodization
WAVES function |Q|2 gives the ray density over the spherical ref-
erence surface W . From the consideration of energy bal-
Consider a uniform plane wave incident normally onto ance [31] we find a relation of the apodization function
a focusing optical system. In front of the optical system and the transmittance of the diffracting aperture
we place an aperture, of amplitude transmittance T (r0 ), s
at a transverse plane hereafter called input plane, which
Q(θ, ϕ) ∂θ g 2 (θ)
governs the amplitude and the extent of the emerging = T (f g(θ), ϕ + π) 2 sin θ .
(4)
f
beam. Consider a ray of the incident beam travelling
parallel to the optical axis and passing though the aper-
ture at a point of the input plane r0 = (r0 , φ0 ) (in polar Then in the focal volume we have a superposition of plane
coordinates). If the focusing system is aberration-free, waves of amplitude distribution Q and propagating in
the emerging ray is driven to the back focal point F lo- directions given by m.
cated at a distance f from the second principal point H When the incident plane wave is polychromatic, we
(see Fig. 1). A reference spherical surface, W , of centre in may use Eq. (3) to evaluate the amplitude distribution
the focal point F and radius f reproduces the wavefront in the focal region for the frequencies constituting the
of the emerging focusing wave. When the sine condition field spectral range. In general, an optical system is un-
is satisfied, the trajectories of the incident and emerging able to focus the field of different frequencies in the same
rays intersect on the reference surface. focal point, being distributed along the optical axis (lon-
In general, we may describe the direction of prop- gitudinal chromatic aberration). Compensation of this
agation of the emerging geometrical ray by means spatial dispersion is available, though the focus position
of the unitary three-dimensional (3-D) vector m = is not rigorously independent upon frequency.
(sin θ cos ϕ, sin θ sin ϕ, cos θ) written in the Cartesian co- Let us write the Debye diffraction integral for a fre-
3
From Eq. (10) we have that the incident ray propa- In our case, R0 denotes the radius of the exit pupil plane,
gating parallel to the optical axis (θ0 = 0) emerges at which is conjugate of the input plane. Also, F0 represents
the output plane with a height r = A0 r0 . In the future the distance from the back focal plane to the exit pupil
we consider the output plane corresponds to the back plane,
focal plane for a reference frequency ω0 , and therefore B0
r(ω0 ) = 0 and A0 (ω0 ) = 0. Longitudinal chromatic aber- F0 = − . (18)
D0
ration makes that the position of the focal point varies
with frequency, what implies that r(ω), and more impor- Finally, the Fresnel number of the focusing geometry is
tantly A0 (ω), may differ from zero for a frequency other written as
than ω0 . Therefore, we should consider the propagation (R/D0 )2 R2
from the output plane along a distance z0 in order to meet N= = , (19)
λ|F0 | λ|B0 D0 |
the focus. To find the value of z0 we consider the matrix
M0 and a free-space propagation matrix accounted in the where λ = 2πc/ω is the wavelength. In the previous
complete transfer matrix M as equation we have used that the magnification correspond-
ing to the input (pupil) plane is D0−1 . In telecentric opti-
A B 1 z0 A0 B0 cal systems, the value of F0 is infinity and, since D0 = 0,
= . (14)
C D 0 1 C0 D0 the Fresnel number also tends to infinity. In the next
section we will show that the Debye representation ac-
In the back focal plane for a given frequency ω, the value curately reproduces the focused field when the Fresnel
of the element A(ω) vanishes. The solution of the linear number reaches values much higher than unity, N ≫ 1.
equation A = 0 is Finally, let us analyze the situation where the longitu-
A0 dinal dispersion, given in terms of the axial parameter z0 ,
z0 = − . (15) is sufficiently small. By using Eq. (16) we may rewrite
C0
A0 B0
Thus, the longitudinal dispersion is determined from the z0 = ≈ A0 B0 . (20)
elements A0 and C0 of the transfer matrix. In conclusion, 1 − A0 D0
from Eqs. (12) and (15) we infer that the spatial (and We have assumed that A0 (ω0 ) = 0 and D0 is small in the
angular) dispersion of the focused beam is exclusively neighbourhood of ω0 . Under these circumstances, z0 may
characterized by two elements of the 2 × 2-matrix M0 , be expanded into a power series of the term A0 D0 . In
A0 and C0 . the lowest order we find the approximation z0 = A0 B0 ,
In a general problem explored with the ray matrix which is valid when
method, we evaluate the four elements of the matrix M0 .
|A0 D0 | ≪ 1 , (21)
However, the determinant gives unity,
that is, for a given frequency ω sufficiently close to the
A0 D0 − B0 C0 = 1 , (16) reference frequency ω0 . Eq. (20) may be compared with
Eq. (15), what gives the relation
thus reducing the degrees of freedom. Previously we have
deduced that we only two elements of the matrix M0 , 1
C0 = − , (22)
concretely A0 and C0 , are necessary to account for the B0
dispersive properties of the focused wave. Consequently, which is consistent with the approximation |A0 D0 | ≪ 1
the Debye representation derived in the previous section together with the constraint of unitary determinant of
should impose a further constraint. In this sense, note M0 given in Eq. (16).
that the scalar diffraction integrals of Eqs. (3) and (7)
give an exact solution of the focused wavefield for tele-
centric lens systems [32]. In this case, the aperturing IV. DEBYE APPROXIMATION OF THE
screen is placed in the front focal plane, what represents COLLINS DIFFRACTION INTEGRAL
the input plane. Since −D0 /C0 evaluates the distance
from the input plane to the front focal plane, a telecen- A. Matrix-based formalism and region of validity
tric optical system satisfies of the Debye representation
D0 = 0 . (17)
In terms of ABCD matrices, the wavefield emerging
Therefore, such a requirement additionally assures the from a diffraction-limited optical system may be deter-
exact validity of the Debye representation. Unfortu- mined from the Fresnel-Kirchhoff diffraction integral in
nately, wave dispersion frustrates that D0 vanishes for the form of the Collins formula [29],
a spectral range and, at least, we may impose D0 to be
ω 1 ω D 2
sufficiently small, for example, to vanish for the reference Uω (r⊥ , z) = exp i r
frequency ω0 . i2πc B 2c B
Z Z ∞
Alternatively, the Debye approach is commonly exam- ω A 2 ω 1
Uω (r0 ) exp i r0 exp −i r⊥ r0 d2 r0 (23)
,
ined in terms of the Fresnel number, N = R02 /λ|F0 | [21]. ∞ 2c B c B
5
where The left side of this inequality has the form of a Fres-
A B
1 z
A0 B0
nel number, and next it will be analyzed in detail. In
= . (24) resume, a full analogy of the diffraction integrals given
C D 0 1 C0 D0
from the Fresnel-Kirchhoff formulation and the Debye
In Eq. (23), Uω (r0 ) is the amplitude distribution in the representation is found if the analysis of the focal field is
input plane, where the aperture is placed, which accounts accomplished in the restricted region given by Eqs. (26)
for the (occasionally dispersive) complex transmittance and (27).
of the diffracting element and the spectral strength of the Let us write the Debye diffraction integral in the
source. Also, we have omitted a term exp [iω(L + z)/c], ABCD matrix representation,
where L is the axial distance from the input plane to the
output plane, the latter being the back focal plane for a
Z Z ∞
ω 1 ω A0 2
reference frequency ω0 (usually the carrier frequency of Uω (r⊥ , z) = Uω (r0 ) exp i r0
i2πc B0 −∞ 2c B0
pulsed beams or the mean frequency of the power spec-
trum for incoherent white light). Moreover, the spatial ω z 2 ω 1
exp −i r exp −i r⊥ r0 d2 r0 (. 28)
coordinate z represents an axial distance from the output 2c B02 0 c B0
plane, and r⊥ = (r cos φ, r sin φ) indicates the transverse
spatial coordinates. Finally, the matrix M0 is evaluated In comparison with Eq. (7) we find that the focal dis-
from the input plane to the output plane, which elements tance is written as f = B0 . From geometrical consid-
are, in general, dispersive and therefore depending on erations we have obtained the same result written in
frequency. The particular selection of the output plane Eq. (12), combined with the approximated equation (22).
guaranties that A0 (ω0 ) = 0. From the comparison we also have that z0 /f 2 = A0 /B0 ,
Eqs. (7) and (23) allow us to evaluate the 3-D ampli- that is, z0 = A0 B0 . Again, this result has been previ-
tude distribution in the focal region. However, compari- ously obtained in Eq. (20) under the assumption that
son of the paraxial diffraction integral within the Debye |A0 D0 | ≪ 1. Alternatively, this inequality may be writ-
approximation and the Collins formula manifests some ten as
differences. First we address our attention to the de-
pendence upon the axial spatial coordinate of the phase |z0 /F0 | ≪ 1 , (29)
terms in the diffraction integral. In the Debye representa-
tion, the argument of the phase terms varies linearly with which is simply the condition given in Eq. (26) for the
z, in opposition to the more complicated dependence in specific value of the axial coordinate z = z0 . In conse-
the Collins integral. An approach may be performed af- quence, the focus position observed for a given frequency,
ter a first-order series expansion of the argument about F (ω), is to be far from the exit pupil plane, that is, in
the point z = 0. Concretely, we may write the near-field region of the focused wave. In the case of
highly-dispersive focusing elements, this condition may
A A0 z A0 z
= − ≈ − 2 , (25) bring serious restrictions on the spectral bandwidth of
B B0 B0 (B0 + zD0 ) B0 B0 the incident beam in order to assure the validity of the
where A0 D0 − B0 C0 = 1 of Eq. (16) has been used. The Debye representation.
physical interpretation of this approximation lies on the We point out that when D0 = 0, the Collins formula
assumption that the focal field is mostly concentrated in given in Eq. (23) reduces to the matrix-based diffrac-
the vicinity of focus, satisfying tion integral in the Debye representation of Eq. (28). In
B0 this case F0 tends to infinity, that is, the exit pupil is
|z| ≪ , (26) located infinitely far away from the focal region. As a
D0 consequence, the validity of the Debye formulation is ex-
and then we may write B = B0 + zD0 ≈ B0 . More- panded into the whole space. In this singular case one
over, in terms of the axial parameter F0 = −B0 /D0 cannot speak of “Debye approximation”.
given in Eq. (18), which represents the distance from the Importantly, we may conclude that the Debye approxi-
back focal plane to the image of the input plane (exit mation imposes bounds on the spatial coordinates where
pupil plane), the previous inequality may be simplified the focal wavefield is evaluated, as seen in Eqs. (26) and
as |z| ≪ |F0 |. Consequently, Eq. (26) involves that the (27), giving an accurate estimation under a limited lon-
focal volume is far from the exit pupil plane. gitudinal dispersion shown in Eq. (29).
We identify a second difference in the presence of a
quadratic (on r) phase factor in Eq. (23), external to the
diffraction integral, which is not found in Eq. (7). How- B. Spatial symmetries
ever, this term may be neglected under the assumption
that the evaluation of the focal field is performed in a
region where (ω/2c)|D/B|r2 ≪ π, that is, A relevant issue associated with apertured spherical
waves correctly described in the Debye representation
r2 is the inherent symmetry about the focal point. From
≪1. (27)
λ|F0 | Eq. (28) we find that if the wave function in the input
6
where ∗ denotes a complex conjugate. Note that we The on-axis intensity |Uω (z)|2 is maximum at the ori-
have considered the focal point is found at a distance gin, and the first zeros are found at the points of axial
z0 = A0 B0 . A real wave function is encountered, for coordinates
example, when a pulsed unchirped Gaussian beam prop- 4πc B02 (ω)
agates through a diffraction-limited optical system with a z1 = , (33)
R2 ω
clear circular aperture. In particular, Wolf et al. [21, 22]
considered the spatial symmetries of the intensity in the and −z1 . The highest values of the on-axis intensity are
focal region of polychromatic spherical waves. They con- found at points comprised between these two zeros, and
cluded that when the diffracting screen is purely absorb- thus we may consider the region of interest is |z| ≤ z1 .
ing, the focal intensity is centro-symmetric about the fo- Validity of the Debye representation in this region implies
cus, where the maximum intensity is observed. that the inequality of Eq. (26) is satisfied for |z| ≤ z1 ,
For the sake of simplicity, we follow our discussion un- what means that z1 ≪ |B0 /D0 |. Equivalently we may
der the hypothesis that the wavefield in the input plane write
may be factorized in the form Uω (r0 ) = S0 (ω)T (r0 ). The R2
first function represents the spectral strength of the in- 2≪ , (34)
λ|B0 D0 |
cident radiation, which depends exclusively on the fre-
quency. The second is an azimuthally-symmetric func- that is, 2 ≪ N , where N is the Fresnel number given
tion of the radial spatial coordinate, which accounts for in Eq. (19). In accordance we conclude that a Fresnel
the aperture transmittance. In this diffraction prob- number much higher than unity guaranties that the focal
lem we assume that the amplitude transmittance of the field is accurately described with the Debye representa-
diffracting aperture is frequency independent, what holds tion along the optical axis and neighbouring points.
for purely-absorbing screens. The Collins diffraction for- On regards the off-axis points of the focal volume, let
mula in the Debye approximation is finally written as us investigate the wavefield in the transverse focal plane,
z = 0. From Eq. (31) we finally have
ω S0 R
ω A0 2
Z
Uω (r) = T (r0 ) exp i r0 S0 R
ω r
ic B0 0 2c B0 Uω (r) = J1 R . (35)
ω z 2
ω 1
ir B0 c
exp −i r J 0 rr0 r0 dr0 , (31)
2c B02 0 c B0 where J1 is a Bessel function of the first kind and order 1.
The field distribution given in Eq. (35) is simply the so-
where R is the radius of the aperture. called Airy disk. Again, the maximum of intensity occurs
at the origin, and the first zero of intensity is found at
c |B0 |
C. The role of the Fresnel number r1 = 1.22π . (36)
R ω
Previously we have demonstrated that the diffraction Note also that r1 gives the limit of resolution of a
integral in the Debye representation may be systemat- diffraction-limited imaging system in agreement with the
ically employed with a unique spatial limitation (apart Rayleigh criterion. Again, the Debye representation is
from the longitudinal dispersion), conceiving a region of valid if Eq. (27) is fully satisfied for points r ≤ r1 . Thus,
validity shown in Eqs. (26) and (27). In principle, we lack we should impose that r12 ≪ λ|B0 /D0 |, what may be
the guaranty that the region of interest, that is, the focal written as 0.37 ≪ N . As a result, high values of the
volume, belongs to the region of validity of the Debye Fresnel number allow the focal field to be confined in the
representation. Here we analyze the conditions an spher- region of validity of the Debye representation, satisfying
ical wavefield, that emerges from an apertured optical simultaneously the inequalities of Eqs. (26) and (27).
system of transfer matrix M0 , should satisfy in order to
enclose the focal volume in the required bounded region.
For simplicity, let us analyze the case of a diffraction- V. EXAMPLES
limited optical arrangement with a circular clear aperture
of radius R, i.e., T (r0 ) = 1 [33]. Also, in this examina- A. Apertured thin lens
tion we neglect the longitudinal dispersion, and then we
restrict our analysis to the case where A0 = 0 for a given Let us first consider a positive thin lens of focal dis-
frequency. The field distribution along the optical axis is tance f (ω). The term f0 is assigned to the value of the fo-
calculated by means of Eq. (31), which particularized to cal distance for the reference frequency, i.e., f0 = f (ω0 ).
7
y0 Input
plane 0.0002 (a)
x0
0.00015
A0D0
y Output 0.0001
plane
x 0.00005
0
500 520 540 560 580 600 620 640
d
z λ (nm)
f0
0.004
(b)
0.002
FIG. 2: Diagram illustrating an apertured thin lens. The 0
diffracting aperture is placed at a distance d in front of the
A0D0
lens. The lens focal length is f0 for the reference frequency -0.002
ω0 . -0.004
-0.006
TABLE I: Sellmeier coefficients for a common borosilicate
-0.008
crown (BK7) glass [34].
500 520 540 560 580 600 620 640
Coefficient Value
B1 1.03961212 λ (nm)
B2 2.31792344 10−1
B3 1.01046945 FIG. 3: Wavelength dependence of the product A0 D0 in a
C1 6.00069867 10−3 µm2 central band of the visible spectrum. The elements of the
C2 2.00179144 10−2 µm2 transfer matrix are evaluated for a Fresnel lens (solid line)
C3 1.03560653 102 µm2 and a BK7 glass lens (dashed line) with the same focal length
f0 = 10 cm for a wavelength λ0 = 589.3 nm. The aperture
is placed at: (a) d = f0 , and (b) d = 0. The values for the
Fresnel lens have been multiplied by a factor of 10−2 .
A diffracting screen is placed in front of the lens at a
distance d, as seen in Fig. 2. A negative value of d may
consider an aperture located at the back of the lens. As lenses. Diffractive singlets are zone plates which may
previously established, the input plane is set in the place achieve a high-efficiency performance with phase-only
of the diffracting aperture, whereas the output plane cor- multilevels [35]. Recently, some authors have addressed
responds to the back focal plane for ω0 . In this case, the special attention to investigate the spatio-temporal re-
transfer matrix M0 has the following elements: sponse of broadband ultra-short pulses focused with zone
f0 plates [23, 36, 37]. Here we are giving a simplified formal-
A0 (ω) = 1 − , (37a) ism to evaluate the focal field in the frame of the Debye
f (ω)
representation. The focal length of a Fresnel lens may be
df0
B0 (ω) = f0 + d − , (37b) modelized as [38]
f (ω)
d f0 ω0
D0 (ω) = 1 − , (37c) = . (38)
f (ω) f (ω) ω
and, obviously, C0 (ω) = −f −1 (ω). Supposing that the Secondly, quartz and glass thin lenses are considered.
focal distance is independent upon frequency, what oc- Plano convex lenses are the most basic optical elements.
curs for achromatic objectives, the term A0 takes val- They have positive focal lengths and close to the op-
ues identically zero. However, A0 may reach significant timum shape for use as focusing lenses for collimated
values when the focusing lens is highly dispersive, thus beams. If n(ω) denotes the refractive index of the trans-
producing a notable longitudinal dispersion. Also, when parent material the lens is made of, the focal length of
the diffracting aperture is at the front focal plane for a the refractive singlet may be expressed as
given frequency ω, being d = f (ω), the focusing system f0 n(ω) − 1
is telecentric and, correspondingly, D0 = 0. = , (39)
f (ω) n0 − 1
Two sort of thin lenses are analyzed in this sec-
tion: kinoform-type diffractive lenses and refractive thin being n0 = n(ω0 ). Bi-convex and other spherical lenses
8
N / N0
30
B1 λ2 B2 λ2 B3 λ2 20
n2 (λ) = 1 + + + , (40)
λ2 − C1 λ2 − C2 λ2 − C3
10
where Bi and Ci , for i = 1, 2, 3, are experimentally deter-
mined Sellmeier coefficients. Note that this λ = 2πc/ω
is the vacuum wavelength. As an example, here we con- 500 520 540 560 580 600 620 640
sider a common borosilicate crown glass known as BK7, λ (nm)
and the Sellmeier coefficients are shown in Table I.
In Fig. 3 we investigate the longitudinal chromatic (b)
1.15
aberration in relation to proximity to the exit pupil plane.
This point is important since the Debye approximation 1.1
is restricted to a limited axial dispersion expressed as
N / N0
|A0 D0 | ≪ 1, as given in Eq. (29). In the figure we 1.05
use the reference frequency ω0 associated to the aver-
age wavelength λ0 = 589.3 nm of the Sodium doublet. 1
In general, the highly-dispersive character of the Fresnel
0.95
lens severely restricts the spectral range we may use the
Debye representation of the focal field. A relevant prop- 0.9
erty is that when d = f0 , i.e. the system is telecentric for 500 520 540 560 580 600 620 640
the radiation frequency ω0 , the term A0 D0 is stationary. λ (nm)
In other words, A0 D0 = 0 for the reference frequency ω0
(since A0 (ω0 ) = 0) and FIG. 4: Spectral dependence of the reduced Fresnel number
N/N0 when the diffracting screen is placed at (a) d = f0 , and
∂(A0 D0 ) (b) d = 0. The elements of the transfer matrix are evaluated
=0, (41) for a Fresnel lens (solid line) and a BK7 glass lens (dashed
∂ω
line). The values for the Fresnel lens have been multiplied by
for ω0 . Consequently, the values of A0 D0 remain signif- 10−2 in subfigure (a).
icantly low in the spectral neighbourhood around ω0 , as
seen in Fig. 3(a). However, when the aperture is at the
lens plane (d = 0), ω0 is not a stationary point of A0 D0 , number N0 , written as
whose values may increase up to one order of magnitude,
as shown in Fig. 3(b). The analysis of a BK7 glass thin N ω f0 1
lens has also been included in the figure. Comparatively, = . (43)
N0 ω0 |B0 (ω)| |D0 (ω)|
the refractive lens gives values of |A0 D0 | considerably
lower than those provided by a Fresnel lens. In this case,
application of the Debye approximation is less stringent When the aperture is placed at the lens plane, d = 0, the
in terms of bandwidth, even considering the case of aper- terms B0 = f0 and D0 = 1 are spectrally invariant (non-
tures located at the lens plane. dispersive), and the reduced Fresnel number is finally ex-
Validity of the Debye approximation is also restricted pressed as N/N0 = ω/ω0 . This result is valid for any thin
to Fresnel numbers much higher than 1, what is under (Fresnel and dispersive glass) lens, as seen in Fig. 4(b).
study in the following example. Consider a circular clear In the case the focusing system is telecentric (for ω0 ),
aperture of diameter 2R = 1 cm and a thin lens of focal where d = f0 , the value of D0 (ω0 ) vanishes and, con-
length f0 = 10 cm for the reference wavelength λ0 = sequently, the Fresnel number diverges for the reference
589.3 nm. If the diffracting aperture is placed at the lens frequency. As shown in Fig. 4(a), the Fresnel number for
plane, the Fresnel number for the reference frequency neighboring frequencies reaches extremely high values.
Comparatively, the Fresnel number associated with the
R2 Fresnel lens are several orders of magnitude higher that
N0 = . (42) those of a BK7 glass lens. In general, we may conclude
λ0 f0
that the requirement N ≫ 1 is fully satisfied within the
In the present numerical example N0 = 424. For other visible spectral band.
frequencies and positions of the aperture, the Fresnel The angular dispersion of the focal waves produced by
number N (ω) varies according to Eq. (19). Let us exam- a thin lens may be examined with the matrix element
ine a reduced Fresnel number, normalized to the Fresnel C0 (ω) and Eq. (13). For instance, a diffractive lens has
9
1.1 (a) may conclude that deviations of Eqs. (13) and (45) in-
trinsically elucidate the degree of accuracy of the Debye
1.05 approximation.
In Fig. 6 we show some contour plots of the three-
α / α0
1.004
to dispersion-induced focal shifts. Additionally, for in-
1.002 creasing frequencies, the focal shift is driven toward the
1 lens for the refracting singlet, in opposition to the case of
the Fresnel lens. Finally, an additional spatial dispersion
0.998 effect is distinct in the subfigures of the glass lens. In or-
0.996 der to have comparable longitudinal dispersion with the
500 520 540 560 580 600 620 640 Fresnel lens, the selected frequencies considerably differ,
λ (nm) with 20 per cent of increment (∆ω/ω0 = 0.2). In this
case, the size of the focal spot is notably higher for lower
FIG. 5: Wavelength dependence of the relative numerical frequencies, what is clearly observed by computing the
aperture α/α0 for: (a) a Fresnel lens and (b) a BK7 glass number of minima (black shades) along the optical axis
lens. The curves are evaluated by means of Eq. (13) (solid and in the transverse focal plane.
line), and Eq. (45) for d = 0 (dashed line) and d = f0 (dotted
line).
B. White-light focusing system with compensated
spatial dispersion
high-dispersive numerical aperture given by
10 10 10
r (µm)
0 0 0
-1500 -1000 -500 0 500 1000 1500 -1500 -1000 -500 0 500 1000 1500 -1500 -1000 -500 0 500 1000 1500
20 20 20
(d) (e) (f)
10 10 10
r (µm)
0 0 0
-1500 -1000 -500 0 500 1000 1500 -1500 -1000 -500 0 500 1000 1500 -1500 -1000 -500 0 500 1000 1500
z (µm) z (µm) z (µm)
FIG. 6: Contour plot of the field strength in log scale (natural logarithm of |Uω (r)|2 ) in the focal region of (a-c) a Fresnel lens
and (d-f) a BK7 glass lens, both of focal length f0 = 10 cm and with an aperture placed at d = f0 . We consider a frequency
(a, d) (1 − ∆)ω0 , (b, e) ω0 , and (c, f) (1 + ∆)ω0 . In this case ∆ = 0.01 for the Fresnel lens, and ∆ = 0.2 for the glass lens. The
contour interval (difference between successive contour lines) is 0.75.
quencies), at a distance s = a + d, and the second Eq. (47a) indicates that the transfer matrix of the pro-
diffractive lens (DL2 ) of focal length Z2 is located be- posed system have a highly-dispersive element B0 (ω).
hind, at a distance s′ = f0 + a′ as depicted in Fig. 7. Fig. 8 depicts the spectral dependence of the term B0−1 ,
Under the conditions s−1 + s′−1 = f0−1 (lens formula) that is, the angular dispersion of the focused waves as
and Z1 Z2 = −(s′ /s)2 , the emerging beam is focused at deduced from Eq. (45). We point out that Eq. (45) eval-
a distance f0 from the achromatic objective, specifying uates the paraxial numerical aperture exactly since A0
the output plane. In this case, A0 (ω) = 0 in the spectral vanishes. For frequencies sufficiently close to ω0 we find
domain. Additionally, inserting the diffracting aperture that
at a distance α(ω) ω0
≈ , (48)
Z1 α0 ω
a= (46)
2 as occurring with a single zone plate. In other words, the
numerical aperture depends approximately linearly upon
from the first diffracting lens, the rest of matrix elements
wavelength. However, whereas a zone plate achieves this
are
characteristic angular dispersion at the cost of longitu-
ω0 dinal chromatic aberration, the proposed system has a
B0 (ω) = f0 1 − , (47a)
2ω frequency-independent focal plane. As demonstrated in
d Z1 + 2 (d − f0 ) ω0 Ref. [18], this fact is a direct consequence of imposing
D0 (ω) = 1 − + , (47b) the reference frequency ω0 to be a stationary point for
f0 4f0 ω
the term ω/B0 , that is,
and, obviously, C0 = −B0−1 (see Eq. (16)). In Fig. 7 a′ ∂
ω
is positive and, therefore, the focus is virtual. However, =0 (49)
∂ω B0 (ω)
inclusion of imaging lenses in the rear may generate a
real focal plane. for ω0 . This allows a first-order achromatization of
11
d 200
z
f0
500 520 540 560 580 600 620 640
a´
λ (nm)
FIG. 7: Optical system with compensated spatial dispersion.
FIG. 9: Spectral dependence of the Fresnel number N (ω),
The diffracting aperture is placed at a distance d in front of
normalized to the factor N0 (f0 /Z1 ), when the diffracting
the achromatic objective of focal length f0 . The appropriate
screen is placed at d = f0 (solid line), and d = f0 + Z1 /2
insertion of a pair of kinoform-type diffractive lenses (DL1
(dashed line). For the sake of clarity, the values correspond-
and DL2 ) is able to strongly alter the angular dispersion of
ing to the solid line have been multiplied by 102 .
the focused beam without introducing longitudinal chromatic
aberration.
the objective does not guarantee a telecentric lens design.
1.1 Contrarily, the second case (plotted in dashed line) ac-
counts for the condition of telecentricity for ω0 , for which
1.05 the Fresnel number diverges. This favours that the spa-
tial constraints of the focal volume, associated with the
α / α0
5 5 5
r (µm)
0 0 0
-5 -5 -5
-600 -400 -200 0 200 400 600 -600 -400 -200 0 200 400 600 -600 -400 -200 0 200 400 600
FIG. 10: Contour plot of the field strength in the focal region of the optical system in Fig. 7. The contour intervals vary 0.75
in a log scale to augment the contrast. The achromatic objective has a focal length f = 10 cm, and the aperture is placed at a
distance d = 10 cm. Each plot corresponds to the frequency (a) (1 − ∆)ω0 , (b) ω0 , and (c) (1 + ∆)ω0 , with ∆ = 0.2.
of purely-absorbing screens generates focal fields whose the Debye representation. This system shows a highly-
spectral components show symmetrical amplitude distri- dispersive numerical aperture, approaching the angu-
butions around the focus. lar dispersion of an apertured Fresnel lens, but being
In a second stage, the matrix-based Debye integral has free of longitudinal chromatic aberration. The numeri-
been applied to investigate the spectral response of an cal aperture of the focusing system decreases with fre-
apertured thin lens, either diffracting or refractive. The quency, approximately following an inverse dependence.
position of the pupil aperture has a strong relevance in The dispersive nature of diffraction is then compensated
the Fresnel number, being the telecentric geometry the in the transverse focal plane, showing nearly frequency-
most appropriate design for the Debye representation. independent Fraunhofer patterns. As a collateral effect,
Due to the longitudinal chromatic aberration, an angular a positive magnification of the focused field along the
dispersion effect is observable and may be important in optical axis may be recognized.
the case of Fresnel lenses. In short, the present formalism leaves door open to
Going one step further, we have also examined the op- the analysis and design of focused beams with variable
tical setup proposed by Lancis et al. [18] in the frame of angular dispersion.
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