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Br Ir Orthopt J 2009; 6: 40–46

Ocular motility consequences following lesions of the thalamus: a


literature review
ELINOR JONES1 BSc (Hons) AND FIONA J. ROWE2 PhD DBO
1Orthoptic Department, Addenbrooke’s Hospital, Cambridge
2Directorate of Orthoptics and Vision Science, University of Liverpool, Liverpool

Abstract common aetiology of thalamic lesions tends to be


vascular, i.e. stroke, the review is focused particularly
Aim: To summarise the anatomy and function of the on this aspect. However, the more unusual aetiologies
thalamus and review the medical literature for types are briefly discussed.
of thalamic lesions and resultant ocular motility For the purposes of this review a literature search was
deficits. undertaken which identified English-language publica-
Methods: A literature search was undertaken using tions using the following databases: PubMed, Web of
the PubMed and Web of Knowledge databases. Non- Knowledge, orthoptic journals and conference trans-
English-language studies were not included. actions (www.liv.ac.uk/orthoptics/research/search.htm).
Results: Types of thalamic lesions included vascular Search terms included ‘thalamus’, ‘thalamic nuclei’,
infarct or haemorrhage, space-occupying lesions, ‘gaze palsy’, ‘eye movement’, ‘ocular motility’, ‘stra-
birth trauma, and associated periventricular leuco- bismus’, ‘stroke’, ‘cerebrovascular accident’, ‘vascular’,
malacia. Ocular motility deficits included vertical ‘anatomy’ and ‘pathology’, with the connectors ‘and’
gaze palsies, skew deviation, convergence anomalies, and ‘or’. The time period for this search ranged from
third nerve palsy, nystagmus, pupil and lid anoma- 1939 to 2008. Thirty-two papers were identified that
lies, together with saccadic and smooth pursuit specifically addressed human pathology of the thalamus
deficits. and the resultant ocular sequelae. A total of 599 patients
Conclusion: Vascular pathology is the most common were reported in these papers.
cause of thalamic lesions. The lesions may be partial
or complete, and unilateral or bilateral. The pre-
dominant ocular motility deficit reported is that of Anatomy and function of the thalamus
vertical gaze palsy. Commonly involvement of the The thalamus makes up four-fifths of the diencephalon
midbrain also occurs. structure; the remaining portion is the hypothalamus.
Key words: Midbrain, Ocular motility, Thalamus, The thalamus consists of two oval masses which are
Vascular, Vertical gaze palsy usually joined by a bridge of grey matter that crosses the
third ventricle, known as the intermediate mass. Each
oval mass measures approximately 3 cm in length and
sits superior to the midbrain. The majority of the
Introduction
thalamus is grey matter which is organised into nuclei
Within the current literature that addresses thalamic groups (Fig. 1). However, the internal medullary lamina
pathology, there are two schools of thought with regard (IML) is a strip of white matter which separates the grey
to the aetiology of ocular movement deficits. Namely, matter masses into the anterior nuclear group, medial
whether such deficits are due to thalamic pathology nuclear group and lateral nuclear group.1
alone, or whether the midbrain, and therefore the There are several pathways that traverse the thalamus
important eye movement centres, also become involved. in order to link cortical regions to the brainstem. The
This review summarises the main discussions asso- thalamus is considered to be the principal relay station
ciated with these two proposals. In order to aid for sensory impulses from the spinal cord, brainstem,
visualisation of the location of pathologies within the cerebellum and parts of the cerebrum that are destined
thalamus concerning ocular motor abnormalities, the for the cerebral cortex, i.e. spinal cortical tracts.1,2 All
review is subdivided into sections that cover anatomy afferent pathways, with the exception of the olfactory
and the vascular supply of the thalamus. The discussion pathway, project to the last subcortical neuron present in
then turns towards ocular abnormalities (including the thalamus. They then extend forward to the cortex via
saccadic and smooth pursuit deficits) concerning pae- the ‘thalamocortical projection pathways’.2 The vesti-
diatric and adult thalamic pathology. As the most bulo-ocular pathway is also thought to traverse the
thalamus.3 Several studies have concluded that the IML
is connected to the frontal eye fields, supplementary eye
Correspondence and offprint requests to: Elinor Jones, Orthoptic fields and the posterior parietal cortex.4,5 These studies
Department, Clinic 3, Addenbrooke’s Hospital, NHS Foundation
Trust, Cambridge, CB2 2QQ. e-mail: elinor.jones@addenbrookes. were conducted on monkeys and cats, respectively, and
nhs.uk therefore do not fully apply to the human anatomy.
Ocular motility consequences of thalamus lesions 41

Fig. 1. Schematic outline of the thalamus nucleus.

The nucleus gracilis and the nucleus cuneatus located to and from the pulvinar from the striate, frontal, parietal
in the medulla play a role in visceral functions and cortex and the superior colliculus.12 The nuclei that
coordination of automatic reflexes. These nuclei relay make up the thalamus can be divided into specific and
somatic sensory information to the thalamus.6 Taste non-specific nuclei, according to their functional ability.
sensation, which occurs in the anterior two-thirds of the Specific nuclei are classed as those that relay fibres to
tongue, the floor of the mouth and the palate, is relayed primary, secondary or tertiary cortical fields. The nuclei
to the sensory nucleus in the pons. These fibres in turn that do not project fibres to the cortex but are still
travel through the thalamus in order to reach the centre communicating with the brainstem, basal ganglia or the
for taste in the cerebral cortex.7 reticular formation are known as non-specific nuclei.1
Sensory information regarding saccadic generation, The most important of these specific nuclei regions
which descends to the superior colliculus and para- contains the ventroposterior and posteromedial nuclear
median pontine reticular formation, also passes through complexes and connects to the primary cortical fields.
the thalamus from the cerebral cortex. The inferior The somatosensory neurons, spinothalamic tract and
colliculus projects mainly auditory information to the trigeminothalamic tract are then relayed further to the
medial geniculate body in the thalamus. In terms of primary sensory cortex.2
smooth pursuit pathways, internal feedback pathways The mediodorsal nuclei sit to one side of the IML and
run through the central thalamus.8 In the paramedian form the largest of the medial nuclei group. Extensive
portion of the thalamus, pathways holding convergence connections connecting the mediodorsal nucleus to other
information traverse the thalamus from cortical areas to thalamic nuclei exist.8 The mediodorsal nuclei group is
the midbrain.9,10 Contralateral pre-motor vergence also thought to communicate with the superior colliculus
neurons, which project to the medial rectus subnucleus and may therefore play a role in saccadic activity.13–16
on the same side, are inhibited by the convergence The medial geniculate nuclei, lateral geniculate nuclei
pathway.9 The inhibitory descending pathways for and ventral posterior nuclei are involved with hearing,
convergence are thought to decussate in the subthalamic vision, and taste and somatic sensations (i.e. heat, pain,
region. The posterior wing of the internal capsule flanks pressure), respectively. These nuclei relay sensory
the thalamus on one side and the posterior surface of the information to the cerebral cortex.
lentiform nucleus on the other. It is, however, the It has been suggested that the ventrolateral neurons of
anterior limb through which thalamo-cortical projections the thalamus are involved with smooth pursuit activity,
run. The internal capsule is a compact fibre bundle that possibly concerning direction-specific and velocity
serves as a major channel to and from the cerebral aspects.8 Ventrolateral neurons project to the frontal eye
cortex.11 fields and the supplementary eye fields. Other neurons
The pulvinar is the largest portion of the thalamus and such as the paralaminar regions of the mediodorsal and
is situated in the posterior aspect. Communications exist ventroanterior nuclei also project to these regions.8,17,18

Br Ir Orthopt J 2009; 6
42 E. Jones and F. J. Rowe
Nuclei of the thalamus act as centres for synapses in the Atypical pathology
somatic motor system; these include the ventral lateral
Papayannis et al.27 report a case study of presentation
nuclei and ventral anterior nuclei which are involved
with upgaze palsy, nystagmus and poor convergence.
with voluntary motor actions and arousal. The floor of
Multiple cystic lesions were found using magnetic
the lateral ventricle holds the anterior nucleus, which
resonance imaging (MRI), one of which had extended
plays a role in emotions and memory.1
from the thalamus to the midbrain and the pons. These
cysts are not usually symptomatic; however, in this case
the size of the cyst acted as a space-occupying lesion,
Vascular supply causing compression of the midbrain giving ocular
abnormalities and ultimately causing hydrocephalus.
Several small arterial branches supply the thalamus, and Thalamic tumours are uncommon and tend to be
a lesion to each division can cause a different unilateral astrocytomas, in which sensory and motor
manifestation clinically.19 The thalamotuberal artery functions are usually intact with patients complaining
arises from the middle third of the posterior commu- more of personality change with some cognitive ability
nicating artery.2,20,21 It supplies the posterior section of loss.2,28
the hypothalamus. Within the thalamus, areas that are Deep brain stimulation has been used for improvement
supplied by this artery are the anterior thalamic nuclei of motor impairments in conditions such as Parkinson’s
along with the ventral section of the IML. The ventral disease, progressive supranuclear palsy, epilepsy and
pole of the medial dorsal nucleus and the rostral part of Tourette’s syndrome.29–31 A number of ocular signs
the ventrolateral nucleus also receive their blood supply have been reported in association with deep brain
from this artery.21 The reported prevalence of the stimulation of the thalamic nuclei. These may often be
absence of the thalamotuberal artery in the general due to the small size of the nuclei and their proximity to
population varies. Barkhof and Valk20 cite a 50–75% axonal projections, which result in multiple side
absence whilst Bogousslavsky et al.22 quote an absence effects.29 Such induced ocular signs include central
of 30–40%. nystagmus and contralateral conjugate eye devia-
If the thalamotuberal artery is not present, its function tion.29,30 Wark et al.31 reported that the frequency of
is taken on by the paramedian artery. This artery arises fixation instability due to interruptive saccades improved
from the first segment of the posterior cerebral artery following deep brain stimulation in the subthalamic
merging later with posterior communicating arteries. nuclei.
This artery irrigates the dorsomedial part of the thalamus
and the paramedian part of the upper midbrain. There is
often a connection between the right and left paramedian Paediatric pathology
arteries.22 There are some reports of infants with thalamic lesions
The posterior cerebral artery gives rise to the resulting in ocular motor dysfunctions. In a case report
thalamogeniculate (peduncle) artery, after merging with of a 10-month-old infant with vertical ocular motor
the posterior communicating artery. This also includes apraxia, birth trauma was reported to be the most likely
the branches known as the thalamic inferolateral arteries cause of thalamic and cerebellar ischemia.32 Further-
and the pulvinarian inferolateral arteries. The areas more, Garbutt and Harris33 reported 3 children with
supplied are a section of the ventral lateral nucleus and lesions of the thalamus who had normal vertical smooth
the pulvinar, along with the majority of the ventral pursuit movements but absent vertical ocular kinetic
posterior nucleus.20,22 nystagmus (OKN). The authors attributed the cause to
The posterior cerebral artery also branches into the possible rostral midbrain involvement, but this was
posterior choroidal arteries, at the same level as the speculation. This study, however, was the first of its kind
thalamogeniculate (peduncle) artery. The posterior in terms of investigating vertical OKN in a group of
choroidal arteries then split into two systems: the infants with visual pathway pathology.
mesencephalo-posteromedial system and the hippo- Profound asphyxia in 5 infants at post-conceptional
campo-posterolateral system. These systems supply the ages of 27 to 32 weeks resulted in characteristic
dorsolateral aspect of the thalamus, along with the area neuroimaging findings, abnormal basal ganglia and
of the substantia nigra, pulvinar and the lateral and apparent bilateral calcification of the thalami.34 Brain-
medial geniculate bodies.20,22,23 stem structures and cerebelli were also shown to be
affected. This study, however, did not identify whether
abnormal eye movements occurred. At the time of the
imaging the infants ranged in age from 1 day to 4
Pathology
months.
Several studies have indicated that vascular pathology Among 44 infants with periventricular leucomalacia
may be the most frequent cause of thalamic lesions: (PVL), 50% had thalamic lesions which involved the
cardio-embolism, artery-to-artery embolism and small posterior part of the thalamus bilaterally and the
artery disease are known to be the main causes. Risk pulvinar.35 Lesions generally also involved the posterior
factors are hypertension, diabetes and smoking.22,24,25 limb of the internal capsule, situated adjacently. A
Unusual aetiologies include migraine,22,25 thiamine paroxysmal ocular downward deviation was found to be
deficiency, cerebral lupus, infective abscesses (most a frequent feature in these patients, and this was
likely to be caused by fungi or toxoplasmosis), cerebral combined with the presence of an IQ less than 70. This
syphilitic gumma and tumours.26 study also compared patients with PVL who had

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Ocular motility consequences of thalamus lesions 43
associated thalamic lesions and those without thalamic regions of the thalamus. Haematomas located in the
involvement.35 The authors suggested that the lesion medial thalamic region were present in 14% (24/175) of
occurring in the thalamus was secondary to a cerebral patients; they were small in size if restricted to the
lesion and was generally associated with more severe medial thalamus. It was reported that the haematomas
types of PVL. Fewer saccadic deficits are reported in often ruptured into the third ventricle, which caused
infants and this is proposed to be due to adaptation obstructive hydrocephalus that produced a severe mass
mechanisms related to the neural plasticity of the infant effect. The haematomas often extended mediocaudally
visual system.36 into the midbrain. Patients with haematoma causing
midbrain involvement (19/175) presented with marked
motor abnormalities, due to the involvement of the
Adult vascular pathology cerebral peduncles. Oculomotor deficits were frequent in
these patients, with ‘wrong-way eyes’ being noted in
Paramedian vascular territory 32% (6/19 patients), and case fatality was high at 68%
Unilateral infarcts mainly cause upgaze palsies. Bilateral (13/19 patients). (‘Wrong way eyes’ describes a
infarcts have been found to cause upgaze, downgaze or conjugate deviation of the eyes to the side contralateral
combined vertical palsies.22,37–40 Recovery has been to the lesion.) ‘Wrong-way eyes’ have been documented
recorded in some patients. Swanson and Schmidley39 in medial haemorrhage; whilst explanations for this have
reported one case where the palsy was noted to have been suggested, these have not been proven.12
resolved within 2 weeks and the skew deviation that was Dorsal territory
seen at hospitalisation had resolved within 24 hours,
which coincided with an improvement in the patient’s Involvement of the dorsal territory was identified in 32
comatose state. of the 175 patients reported by Chung et al. (18%).19 In
There have been several reports in the literature some patients the haematoma remained localised and
regarding bilateral paramedian thalamic infarction.40,41 transient uncharacteristic diplopia was recorded at onset.
Abnormalities include convergence paralysis, bilateral It is not clear whether horizontal or vertical diplopia was
internuclear ophthalmoplegia (6%; 1/16 patients) and experienced. In support of this are other studies that have
involvement of the III nerve nucleus with ptosis (12%; reported transient vertical diplopia.3,41 This was pro-
2/16 patients). A vertical gaze palsy and abnormal con- posed to be due to a transient lesion which affected the
vergence was present in 88% of patients (14/16) with vestibulo-ocular pathway that traverses the thalamus.3
bilateral paramedian thalamic infarction.40
Posterolateral territory
Reilly et al.41 reported vertical gaze palsies in all 6 of
their patients with thalamic infarction. In this study, only Chung et al.19 reported 77 patients with haematomas that
half (3/6) of the patients received MRI scans. These involved the posterolateral aspect of the thalamus and
showed isolated bilateral medial thalamic infarctions, demonstrated that 10 of the 175 patients (13%) with
and unilateral infarction was seen in only the minority of large haematomas in this area had ipsilateral Horner’s
cases. This prospective study was conducted over a 4- syndrome. This clinical finding is in accordance with the
year period in a hospital setting. Clinical manifestations observations of Gaymard et al.,43 who also reported 2
included lid retraction, bilateral ptosis, convergence cases of ipsilateral Horner’s syndrome, with lesions
retraction nystagmus and light-near dissociation. involving the ventral posterolateral nuclei. Vertical gaze
Several authors have reported that a variant blood palsies, however, were only noted in patients with
supply may in some individuals lead to midbrain haematomas that were large enough to extend to the
involvement. Obstruction will cause a bilateral para- upper brainstem. The authors therefore suggest a
median thalamic infarction; the midbrain will only be correlation between the haematoma size and clinical
involved if the superior and inferior paramedian findings, in this region.
mesencephalic arteries arise from a common trunk along Caudal lesions have been shown to cause what is
with the paramedian thalamic artery. The midbrain will known as ‘thalamic esotropia’ or pseudo-abducens palsy.
be spared if the paramedian thalamic artery arises Features include abnormal convergence (excessive or
separately.39,41 sustained) and slow or restricted abduction. The
Clark and Albers42 utilised scanning techniques and esotropia maybe marked and it has been hypothesised
used repeated MRI to exclude midbrain involvement. that vergence inputs to the oculomotor nuclei are
This study reported 3 cases of vertical gaze palsy, which disturbed.44
were attributed to infarcts in the paramedian thalamic
Anterior lateral territory
and polar artery territories. The authors did acknowledge
that they could not fully state the midbrain was Haematoma in the thalamotuberal (polar) territory is
uninvolved in these cases. This was because limited reported as the least common type of thalamic
sagittal T2-weighted images were used which may have haemorrhage. It was found in 11 of the 175 cases
missed small infarcts of the midbrain. reported by Chung et al. (6%).19 MRI and CT scans
In a study by Chung et al.19 175 patients were revealed that some of the haematomas involved the
analysed retrospectively. More detailed imaging was anterior limb of the internal capsule and occasionally the
undertaken utilising both computed tomography (CT) head of the caudate nucleus, because the haematoma
and MRI to identify isolated thalamus pathology or extended anterolaterally. Often the haematomas ruptured
combined thalamus and midbrain involvement. The into the anterior horn of the lateral ventricle. Patients
authors were able to divide pathology into specific were examined clinically and found to have acute

Br Ir Orthopt J 2009; 6
44 E. Jones and F. J. Rowe
confusion and memory impairment but were generally when a lesion in the human thalamus disrupts corollary
alert. No eye movement or pupillary abnormalities were discharge signals.46 In relation to vertical saccadic
documented and clinical outcome was found to be movement, downward movement is likely to be more
excellent.19 affected than upward movement. Furthermore only
minor abnormalities involving smooth pursuit and
Inferolateral territory
vestibulo-ocular reflexes occur if bilateral ischemia of
A study by Bogousslavsky et al.22 that reported on 40 the dorsomedial area of the thalamus, with lesions
patients found the most frequent type of thalamic infarct involving the riMLF, is present.37
(45%; 18/40 cases) was inferolateral. Vertical gaze The work of Sommer and Wurtz is in concurrence
palsies were not reported in any of these patients and the with that of Tanibuchi and Goldman-Rakic16 who found
only ocular abnormality noted was hypermetric sac- that the mediodorsal nuclei were activated prior to
cades. saccadic activity. The authors further compared the
paralaminar nuclei of the thalamus with mediodorsal
Global involvement
nuclei in monkeys and found similar properties, i.e. both
The global type of haematoma found to occupy the nuclei were activated specifically for memory-guided
majority of the thalamic mass often extends into the saccades. However, the paralaminar nuclei activity was
internal capsule and putamen that are located adja- recorded during or after saccadic activity.
cently.19 The most common feature of this type of Tehovnik et al.51 suggested that within the human
haematoma was an upgaze palsy in 15 of 31 patients thalamus the pathway is located more laterally, possibly
(48%).9 However, in some patients downgaze palsy or a involving the ventrolateral nucleus, than is the case in
combination of up- and downgaze palsy was found. monkeys. Results from patients with lateral ventrolateral
Another clinical feature noted was ‘peering at the nose’. nucleus lesions of the thalamus show similar features as
This is described as a tonic deviation in which both eyes those in monkeys with mediodorsal lesions, i.e. partial
are depressed and adducted.9 The mechanism for this deficits of saccades.46 Thus the mediodorsal nucleus in
clinical finding appears to be unknown, but it has monkeys and the ventrolateral nucleus in humans may
featured in patients with ischemic infarcts in the regions have similar roles. However, the similarities between
of the posterior circulation, lateral pontine tegmentum monkey mediodorsal nuclei reports and human ventro-
and in thalamic haemorrhages. Choi et al.9 reported 4 lateral nuclei reports are based on small numbers of
patients with this characteristic and all patients in this patients (5 of 13 cases). Thus a larger study would be
study had midbrain involvement. Peering at the nose needed to confirm that lesions to the lateral ventrolateral
does not occur in other brainstem lesions that exclude nucleus lead to corollary discharge information disrup-
the thalamus. tion in humans, resulting in saccadic defects. Sommer
Pseudo-abducens palsy is described by Caplan45 as ‘a and Wurtz14 and Bellebaum et al.46 further explain that
failure of ocular abduction which is not due to the lesions in their subjects may not have affected all
dysfunction of the sixth nerve’. Two patients in a report aspects of the relay neurons, thus resulting in a partial
by Pullicino et al.10 had predominantly thalamic infarcts deficit.
with associated upgaze and pseudo-abducens palsies. Leigh and Zee12 noted that a shift in gaze can result in
These signs resolved together at the same pace. The memory-guided saccades being abnormal, if the shift
authors suggest a probable involvement of the riMLF/ occurred in the memory period. This is particularly
INC area of the midbrain and propose that the inhibitory prevalent in central thalamic lesions. Evidence of this
descending pathways for convergence travelling through exists in reports that impairment of memory-guided
the thalamus are disrupted. saccades did occur with lesions to the central thalamus if
gaze was shifted.43 It is reported that in normal subjects
accuracy remains constant during the memory-guided
Saccadic abnormalities saccade, whether gaze is shifted or remains stable.52
Several studies have investigated the function of the Saccadic deficits are often noted on examination in
neurons and the nuclei of the thalamus and their role patients with thalamic lesions, due to the thalamocortical
regarding saccades.8,13,14,16,46–50 The mediodorsal nuclei tracts that traverse the thalamus being affected. More
are a large collection considered to be one of the main severe deficits occur if the internal capsule is also
nuclei groups of the thalamus. Communications occur involved.
with other cortical areas as well as amongst other
thalamic nuclei. Therefore several authors have at-
Smooth pursuit abnormalities
tempted to investigate their role in saccadic activity.
As previously mentioned the mediodorsal nuclei link It has been suggested that the internal feedback pathways
with the paralaminar nuclei within the thalamus structure run through the central thalamus. Tanaka8 demonstrated
but links are also thought to exist with the superior in monkeys that the inactivation of the thalamus did
colliculus. This connection is an important relay in reduce the eye velocity soon after initiation of the pursuit
relation to saccadic activity.14–16,39 In particular Sommer movement; however, the latency was not affected. This
and Wurtz13 indicate that the corollary discharge signals study further found that neurons of the ventrolateral
provide information regarding impending saccades and thalamus display sustained activity during the pursuit
are carried on projections travelling from the superior movement, and activity was recorded prior to the
colliculus to the frontal eye fields via the mediodorsal movement taking place. Tanaka provided direct evi-
nuclei. Dysmetria and asymmetry of saccades can occur dence that thalamic nuclei were involved in pursuit

Br Ir Orthopt J 2009; 6
Ocular motility consequences of thalamus lesions 45
movement, specifically the ventrolateral nuclei which incorporate neuro-centres throughout the United King-
were direction-specific, and activity was related to the dom and other countries. This would lead to larger
speed of the object. Cui et al.53 proposed that the caudate numbers of patients being investigated and comparisons
nucleus plays an essential role in smooth pursuits and made in relation to location of lesion, clinical manifesta-
that the basal ganglia and thalamus are linked together tions and aspects of recovery. Further investigation into
with a feedback loop. the precise locations of lesions and structures that are
affected is required, specifically in relation to the
thalamic nuclei and tracts travelling through the
Conclusion thalamus. Also, it would be interesting to fully evaluate
Bilateral thalamic lesions tend to produce more severe whether patients who suffer from vascular pathology in
deficits than unilateral lesions. this region with potential midbrain involvement, have a
The pathology that affects the thalamus tends to be of vascular variant.
a vascular nature. There is some evidence that thalamic
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