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Clinical Therapeutics/Volume 31, Theme Issue, 2009

Anemia and Thrombocytopenia in Patients Undergoing


Chemotherapy for Solid Tumors: A Descriptive Study of
a Large Outpatient Oncology Practice Database, 2000–2007
Ying Wu, PhD1; Suresh Aravind, MD, MBA1*; Gayatri Ranganathan, MS2;
Amber Martin, BS2; and Luba Nalysnyk, MD, MPH2
1Johnson & Johnson Pharmaceutical Services LLC, Malvern, Pennsylvania; and 2United BioSource
Corporation, Lexington, Massachusetts

ABSTRACT population), the use of RBC transfusion ranged from


Objective: This study was conducted to evaluate 4.5% in patients treated with anthracycline-based
data on chemotherapy-associated anemia and throm- regimens to 11.6% in patients treated with platinum-
bocytopenia, and cycle delays in patients with cancer based regimens. ESAs were received at some point dur-
in a community oncology practice. ing chemotherapy by 49.1% of patients. For those with
Methods: Data on adult patients (age ≥18 years) complete dose information, dose delay occurred in 8.2%
with cancer treated in outpatient oncology clinics of chemotherapy cycles; the mean delay was 17 days.
throughout the United States between 2000 and 2007 Conclusion: In this study of anemia and thrombo-
were obtained from a large electronic medical records cytopenia in a large cohort of patients undergoing
database. All types of cancer were included, although chemotherapy for solid tumors in an outpatient on-
the focus was on solid cancers (ie, lung, breast, ovari- cology clinic in 2000–2007, the burden of anemia and
an, head and neck, and colorectal cancers). Chemo- thrombocytopenia remained high. (Clin Ther. 2009;31
therapy regimens were grouped from most to least [Theme Issue]:2416–2432) © 2009 Excerpta Medica Inc.
toxic as follows: platinum-based, anthracycline-based, Key words: cancer, chemotherapy, anemia, throm-
gemcitabine-based, taxane-based, and all other regi- bocytopenia, dose delay.
mens. Anemia (defined as hemoglobin <11 g/dL), throm-
bocytopenia (defined as platelet count <150 × 109/L),
red blood cell (RBC) and platelet transfusions, and use INTRODUCTION
of erythropoietin-stimulating agents (ESAs) were exam- Myelosuppression, which commonly presents as ane-
ined by tumor and regimen type. Cycle delays (>7 days) mia, thrombocytopenia, or neutropenia, has a signifi-
during chemotherapy were also evaluated. cant effect on the treatment of cancer patients. Such
Results: A total of 47,159 patients were included toxicity may lead to postponement of chemotherapy
in the study (58.4% female; mean [SD] age, 60.76 cycles or dose reductions, as well as affecting patients’
[13.9] years). The most common cancer was breast well-being. The incidence and extent of cancer-related,
cancer (19.5%), followed by non–small cell lung can- or primary, cytopenias depend on characteristics unique
cer (14.9%), colorectal cancer (11.9%), ovarian can- to the patient and tumor type, and on the duration
cer (3.1%), and head and neck cancer (2.5%). At and stage of disease. Treatment-related, or secondary,
baseline, 20.9% of patients had anemia and 11.1% cytopenia is a function of the modality of chemo-
had thrombocytopenia. A total of 75,243 chemothera-
py regimens were administered. During the course of The results of this study were presented in part as posters at the 12th
chemotherapy, from 46.4% to 59.0% of patients de- Annual ISPOR European Congress, held in Paris, France, on October
24–27, 2009.
veloped anemia. The prevalence of thrombocytopenia
*Current affiliation: Johnson & Johnson Pharmaceutical Services
ranged from 21.9% in patients treated with taxane-
LLC, Raritan, New Jersey.
based regimens to 64.2% in patients treated with
Accepted for publication August 19, 2009.
gemcitabine-based regimens. In patients from a single doi:10.1016/j.clinthera.2009.11.020
hospital-based outpatient center that had the most 0149-2918/$ - see front matter
complete transfusion data (representing 18.3% of the © 2009 Excerpta Medica Inc. All rights reserved.

2416 Volume 31 Theme Issue


Y. Wu et al.

therapy and/or radiation used. Consequently, the inci- PATIENTS AND METHODS
dence of anemia may range from 20% to 60% at the This was a retrospective, observational cohort study
time of the diagnosis of cancer and reach as high as that employed data from the electronic medical rec-
60% to 90% during treatment.1,2 The risk of anemia ords of adult cancer patients receiving care at com-
generally increases with the duration and extent of munity and hospital-affiliated clinical oncology prac-
disease. Multiple cycles of chemotherapy can impair tices throughout the United States from January 1,
erythropoiesis. The type, schedule, and intensity of 2000, through December 31, 2007. The patient chart-
therapy, and whether the patient has received pre- ing technology was installed in these practices and is
vious myelosuppressive therapy, are important factors maintained by the Varian Medical Oncology database
in the incidence and severity of chemotherapy-induced (Varian Medical Systems, Inc., Palo Alto, California).
anemia. The incidence of mild to moderate anemia Deidentified electronic medical records from outpatient
(hemoglobin [Hb] >8 and <11 g/dL, as defined by the medical oncology practices were searched for relevant
World Health Organization3) ranges from 50% to data elements prospectively defined in the study proto-
80% with the most frequently used single-agent and col. The protocol was approved by the New England
combination chemotherapy regimens.4 Institutional Review Board (Wellesley, Massachusetts),
Anemia, whose most frequent symptoms are fa- which determined that the study was exempt from in-
tigue, dyspnea, and depression, can have a nega- stitutional review board oversight because of its retro-
tive impact on patients’ quality of life (QOL).2,5,6 spective design and the deidentified nature of the data.
Nearly 80% of patients experience fatigue during
treatment, and more than half consider the symptoms Patient Selection and Data Extraction
debilitating.7 Before the 1990s, red blood cell (RBC) Eligible patients had a diagnosis of cancer (Interna-
transfusions were the primary treatment for severe or tional Classification of Diseases, Ninth Revision
life-threatening anemia. Since then, erythropoiesis- [ICD-9] codes 140–165.9, 170–172.9, 174–195.8,
stimulating agents (ESAs) have become available for 199–208.91, and 238.7–238.79); were aged ≥18 years;
correcting mild to moderate anemia and preventing had ≥1 visit to an outpatient oncology clinic in the
severe anemia. The goals of anemia treatment include current Varian Medical Oncology system; and had
correcting and maintaining Hb levels at ~12 g/dL, re- ≥1 record of systemic antineoplastic treatment started
ducing transfusion requirements, and improving QOL. in 2000 or later. All cancer types were evaluated, al-
Even incremental corrections in Hb levels have been though the primary focus was on the most common
associated with less fatigue and better QOL, as mea- solid tumors: non–small cell lung cancer (ICD-9 codes
sured by anemia-specific instruments and global mea- 162–162.9), breast cancer (ICD-9 codes 174–174.9),
sures of QOL.1 ovarian cancer (ICD-9 code 183), head and neck can-
Chemotherapy-induced thrombocytopenia is an- cer (ICD-9 codes 140–149.9, 160–161.9, 165.0, and
other common hematologic toxicity associated with 195.0), and colorectal cancer (ICD-9 codes 153–154.8).
myelosuppressive and ablative therapy. Treatment- Patients with carcinoma in situ, skin cancer, or an
related thrombocytopenia is estimated to occur in unspecified neoplasm were excluded.
~10% to 36% of patients with solid tumors, and in The extracted patient information included age,
75% of those with hematologic cancers.8–10 The clini- sex, cancer type, previous and current therapy, and
cal consequences of anemia and thrombocyto- selected laboratory values. The treatment characteris-
penia can vary widely, from asymptomatic labora- tics retrieved included drug name, dose, start date, and
tory abnormalities to dose-limiting and life-threatening frequency of administration. Similar information was
toxicities. Persistent and/or serious cytopenia may collected for ESA treatment of anemia (erythropoietin
necessitate a delay in subsequent chemotherapy cycles, or darbepoetin).
a reduction in dose, or discontinuation of therapy.
The objective of this study was to evaluate the in- Study Definitions and Analyses
cidence, prevalence, and severity of anemia, thrombo- The index date was the start date of the first-line
cytopenia, and dose delays associated with chemo- systemic antineoplastic regimen recorded in the data-
therapy in patients with cancer undergoing treatment base after the diagnosis of cancer. Baseline was the
in community oncology practices in 2000–2007. period within 30 days before or on the index date.

2009 2417
Clinical Therapeutics

To evaluate anemia outcomes, all Hb values were all cycles after the initial cycle of a regimen were ex-
collected at baseline and from the start of chemo- amined, and the planned cycle duration was compared
therapy. Anemia was defined as a Hb value <11 g/dL with the actual time from the start of one cycle to the
at any time during chemotherapy. Postchemotherapy start of the next. The analysis of cycle delays was re-
Hb was the lowest Hb value reached by a patient at stricted to cancer patients for whom complete infor-
any time after the start of chemotherapy and before mation on the chemotherapy treatment plan was en-
receipt of ESA or a transfusion. Thrombocytopenia tered in the database. The cycle number specified in
was defined as platelet count (PC) <150 × 109/L at any the database was used to obtain the start and end
time during chemotherapy. Both anemia and throm- dates of each chemotherapy cycle.
bocytopenia were categorized by toxicity grade, ac-
cording to Common Terminology Criteria for Adverse Statistical Analysis
Events version 3.0.11 For anemia, grade 1 was an Hb The collected data were summarized using descrip-
<11 to 10 g/dL; grade 2 an Hb <10 to 8 g/dL; grade 3 tive statistics and presented as means (SDs) or medians
an Hb <8–6.5 g/dL; and grade 4 an Hb <6.5 g/dL. For (ranges) for continuous variables, and as counts and
thrombocytopenia, grade 1 was a PC <150 to 75 × percentages for categorical variables. Patient and out-
109/L; grade 2 a PC <75 to 50 × 109/L; grade 3 a PC come data were stratified by cancer and chemotherapy
<50 to 25 × 109/L; and grade 4 a PC <25 × 109/L. type. Analyses were performed using SPSS version 15.0
Information on RBC and platelet transfusions was (SPSS Inc., Chicago, Illinois) and SAS version 9.1 (SAS
also obtained. Institute Inc., Cary, North Carolina).
The incidence of anemia, thrombocytopenia, ESA
use, and RBC and platelet transfusions was examined RESULTS
in all patients, stratified by tumor and chemotherapy Patient Characteristics
type. The analyses of RBC and platelet transfusions The study sample included 47,159 patients who
were restricted to data from a single hospital-based met the protocol-specified inclusion criteria. Their base-
outpatient center that had the most complete transfu- line characteristics are summarized in Table I. The
sion information, contributing data on 8607 patients mean (SD) age of patients was 60.76 (13.9) years, and
to the analyses. the majority (60.7%) were aged ≤65 years. Of the
A chemotherapy regimen was defined as ≥1 admin- 5 cancers of interest, breast cancer was the most fre-
istration of chemotherapeutic drugs, with no more quent diagnosis (19.5%), followed by non–small cell
than 45 days between any 2 consecutive administra- lung cancer (14.9%), colorectal cancer (11.9%), ovarian
tions. Because patients could be treated with >1 my- cancer (3.1%), and head and neck cancer (2.5%). The
elosuppressive regimen, double-counting was avoided remainder of patients had other solid tumors (20.7%),
by grouping treatment regimens from most to least hematologic cancers (16.3%), and mixed or unknown
toxic according to the following hierarchy: platinum- cancers (11.1%). Overall, there were numerically
based, anthracycline-based, gemcitabine-based, taxane- more female than male patients (58.4% vs 41.6%,
based, and all other regimens. (For example, a patient respectively). However, numerically more males had
treated with a combination of cisplatin, cyclophospha- head and neck cancer (75.1%), non–small cell lung
mide, and doxorubicin would be counted as receiv- cancer (55.0%), and colorectal cancer (52.8%). Pa-
ing only the platinum-based regimen). Individual tients with breast cancer were numerically younger
chemotherapy drugs administered outside a planned (mean age, 55.12 years) compared with patients with
treatment regimen were excluded; nonmyelosuppressive other types of cancer. Across all cancers, the majority
cancer regimens, such as monoclonal antibodies in the of patients with known cancer staging had metastatic
absence of cytotoxic chemotherapy, were also excluded. disease, except those with breast cancer, in whom
Cycle delay was defined as >7 and <45 days’ delay stage I–II cancers predominated.
in the next planned cycle of chemotherapy. More than Overall, the mean (SD) Hb at baseline was 12.41
7 days’ delay was chosen based on research indicating (1.8) g/dL (median, 12.5 g/dL); it was >12 g/dL across
that delays of ≤7 days are common, allow time for all cancer types except for ovarian cancer, in which it
resolution of cytopenia, and do not appear to affect was 11.8 (1.5) g/dL (Table I). At baseline, 20.9% of
patient outcomes.12,13 To find delays in chemotherapy, patients were anemic, and 39.0% had an Hb <12 g/dL.

2418 Volume 31 Theme Issue


2009

Table I. Patient characteristics at baseline.*

Non–Small Head and Mixed/


Cell Lung Breast Ovarian Neck Colorectal Other Solid Hematologic Unknown
Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
All Cancers (n = 7001 (n = 9197 (n = 1482 (n = 1166 (n = 5616 (n = 9769 (n = 7699 (n = 5229
Variable (N = 47,159) [14.9%]) [19.5%]) [3.1%]) [2.5%]) [11.9%]) [20.7%]) [16.3%]) [11.1%])

Sex, no. (%)


Female 27,561 (58.4) 3150 (45.0) 9197 (100) 1482 (100) 290 (24.9) 2650 (47.2) 4207 (43.1) 3541 (46.0) 3046 (58.3)
Male 19,598 (41.6) 3851 (55.0) – – 876 (75.1) 2966 (52.8) 5562 (56.9) 4158 (54.0) 2183 (41.7)
Age, mean 60.76 (13.9) 65.51 (10.4) 55.12 (11.9) 61.74 (13.3) 60.56 (12.0) 61.68 (12.6) 61.31 (14.0) 62.37 (15.9) 59.74 (16.1)
(SD), y
Stage (AJCC),
no. (%)
I–II 4945 (10.5) 398 (5.7) 2851 (31.0) 54 (3.6) 20 (1.7) 499 (8.9) 513 (5.3) 547 (7.1) 63 (1.2)
IIIA, IIIB 3346 (7.1) 715 (10.2) 697 (7.6) 160 (10.8) 47 (4.0) 920 (16.4) 409 (4.2) 353 (4.6) 45 (0.9)
IV 9862 (20.9) 1854 (26.5) 1840 (20.0) 230 (15.5) 267 (22.9) 1587 (28.3) 2767 (28.3) 763 (9.9) 554 (10.6)
Unknown 29,006 (61.5) 4034 (57.6) 3809 (41.4) 1038 (70.0) 832 (71.4) 2610 (46.5) 6080 (62.2) 6036 (78.4) 4567 (87.3)
No. of patients
with Hb values 42,923 6550 8231 1318 1082 5215 8909 7203 4415
Hb, mean (SD),
g/dL† 12.41 (1.8) 12.7 (1.8) 12.7 (1.5) 11.8 (1.5) 13.2 (1.8) 12.3 (1.7) 12.45 (1.9) 12.00 (2.0) 12.21 (2.1)

(continued)

Y. Wu et al.
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Clinical Therapeutics
Table I (continued).

Non–Small Head and Mixed/


Cell Lung Breast Ovarian Neck Colorectal Other Solid Hematologic Unknown
Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
All Cancers (n = 7001 (n = 9197 (n = 1482 (n = 1166 (n = 5616 (n = 9769 (n = 7699 (n = 5229
Variable (N = 47,159) [14.9%]) [19.5%]) [3.1%]) [2.5%]) [11.9%]) [20.7%]) [16.3%]) [11.1%])

Hb category,
no. (%)
≥12 g/dL 26,191 (61.0) 4350 (66.4) 5886 (71.5) 621 (47.1) 797 (73.7) 3046 (58.4) 5381 (60.4) 3664 (50.9) 2446 (55.4)
≥11–<12 g/dL 7769 (18.1) 1149 (17.5) 1352 (16.4) 358 (27.2) 163 (15.1) 1033 (19.8) 1608 (18.0) 1333 (18.5) 773 (17.5)
≥10–<11 g/dL 4973 (11.6) 648 (9.9) 623 (7.6) 199 (15.1) 78 (7.2) 693 (13.3) 1126 (12.6) 1026 (14.2) 580 (13.1)
≥9–<10 g/dL 2570 (6.0) 285 (4.4) 254 (3.1) 106 (8.0) 33 (3.0) 314 (6.0) 531 (6.0) 705 (9.8) 342 (7.7)
≥8–<9 g/dL 1040 (2.4) 96 (1.5) 95 (1.2) 29 (2.2) 8 (0.7) 103 (2.0) 203 (2.3) 319 (4.4) 187 (4.2)
<8 g/dL 380 (0.9) 22 (0.3) 21 (0.3) 5 (0.4) 3 (0.3) 26 (0.5) 60 (0.7) 156 (2.2) 87 (2.0)
No. of patients
with platelet
counts 43,995 6657 8428 1368 1094 5326 9163 7376 4583
Platelet count, 296.01 322.0 286.2 335.3 290.6 289.3 286.52 245.16 296.01
mean (SD), × (212.6) (135.1) (95.8) (146.6) (113.5) (119.9) (130.3) (158.9) (212.6)
109/L†
(continued)
Volume 31 Theme Issue
2009

Table I (continued).

Non–Small Head and Mixed/


Cell Lung Breast Ovarian Neck Colorectal Other Solid Hematologic Unknown
Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
All Cancers (n = 7001 (n = 9197 (n = 1482 (n = 1166 (n = 5616 (n = 9769 (n = 7699 (n = 5229
Variable (N = 47,159) [14.9%]) [19.5%]) [3.1%]) [2.5%]) [11.9%]) [20.7%]) [16.3%]) [11.1%])

Platelet count
category, no. (%)
>400 t 109/L 6719 (15.3) 1520 (22.8) 848 (10.1) 377 (27.6) 136 (12.4) 751 (14.1) 1371 (15.0) 857 (11.6) 859 (18.7)
>150–400 t
109/L 32,387 (73.6) 4779 (71.8) 7220 (85.7) 902 (65.9) 892 (81.5) 4182 (78.5) 6895 (75.2) 4631 (62.8) 2886 (63.0)
>100–150 t
109/L 2903 (6.6) 290 (4.4) 235 (2.8) 78 (5.7) 56 (5.1) 296 (5.6) 684 (7.5) 901 (12.2) 363 (7.9)
>75–100 t
109/L 753 (1.7) 38 (0.6) 63 (0.7) 7 (0.5) 8 (0.7) 70 (1.3) 113 (1.2) 335 (4.5) 119 (2.6)
>50–75 t
109/L 496 (1.1) 19 (0.3) 34 (0.4) 2 (0.1) 1 (<0.1) 22 (0.4) 51 (0.6) 265 (3.6) 102 (2.2)
>25–50 t
109/L 410 (0.9) 6 (0.1) 20 (0.2) 1 (<0.1) – 3 (<0.1) 31 (0.3) 231 (3.1) 118 (2.6)

≤25 t 109/L 327 (0.7) 5 (<0.1) 8 (<0.1) 1 (<0.1) 1 (<0.1) 2 (<0.1) 18 (0.2) 156 (2.1) 136 (3.0)

AJCC = American Joint Commission on Cancer; Hb = hemoglobin.


*Percentages may not total 100 due to rounding.
†The measurement obtained within 30 days before and closest to the start of the first chemotherapy treatment.

Y. Wu et al.
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Clinical Therapeutics

Hematologic cancers accounted for the largest pro- based regimens, respectively, and in 59.0% of patients
portion of patients with anemia at baseline (30.6%). treated with a gemcitabine-based regimen (Table III).
At baseline, 11.1% of patients were thrombocytopen- Of these, 29.9% had Hb levels between 10 and 11 g/dL
ic. The proportion was lower in patients with all solid across all treatment regimens, ranging from 27.7% of
tumors combined (6.7%) and higher in those with patients treated with taxane-based regimens to 32.3%
hematologic cancers (25.6%). of those treated with gemcitabine-based regimens. Small-
er proportions had Hb levels between 9 and 10 g/dL,
Chemotherapy Regimens with the lowest proportion (12.2%) in patients on
A total of 75,243 chemotherapy regimens were taxane-based regimens and the highest (18.1%) in
administered to 47,159 cancer patients during the study patients on gemcitabine-based regimens. Hb values
period. Platinum-based regimens accounted for 27.8% between 8 and 9 g/dL occurred in 5.1% of patients
of all chemotherapy regimens and were most common and values <8 g/dL in 1.7% of patients.
in patients with head and neck cancer (76.8%), non– In those with breast cancer, the largest proportion
small cell lung cancer (66.6%), ovarian cancer (60.2%), of patients with anemia (62.2%) was seen in those
and colorectal cancer (38.9%) (Table II). Anthracycline- treated with platinum-based regimens. In patients with
based regimens were most common in patients with non–small cell lung cancer, the highest prevalence of
breast cancer (46.5%) and hematologic cancer (19.1%). anemia (66.7%) was seen in patients treated with
Gemcitabine-based regimens accounted for 4.8% of anthracycline-based regimens (Table III). In patients
all treatment regimens, with the largest proportions in with ovarian and colorectal cancer, those treated with
patients with other solid tumors (12.6%), ovarian gemcitabine-based regimens had the highest preva-
cancer (6.8%), non–small cell lung cancer (6.3%), and lence of anemia (65.1% and 75.1%, respectively).
breast cancer (5.3%). Taxane-based regimens consti- Across all chemotherapy regimens, the lowest preva-
tuted 6.2% of all chemotherapy regimens and were lence of anemia was in patients with head and neck
most common in patients with breast cancer (15.3%), cancer, ranging from 16.7% of those treated with
ovarian cancer (7.7%), non–small cell lung cancer anthracycline-based regimens to 52.9% of those re-
(7.6%), and head and neck cancer (6.3%). Other che- ceiving taxane-based regimens.
motherapy accounted for 45.6% of all regimens. A
similar distribution of treatment regimens was ob- Thrombocytopenia
served when data were summarized by patient counts. The evaluation of thrombocytopenia included a
total of 43,995 patients and 62,072 chemotherapy regi-
Anemia mens. The prevalence of thrombocytopenia after ini-
The evaluation of anemia included a total of tiation of chemotherapy ranged from 21.9% in pa-
42,923 patients and 61,005 chemotherapy regimens. tients treated with taxane-based regimens to 64.2%
When only cancer types were considered, regardless of in patients treated with gemcitabine-based regimens
chemotherapy type, patients with ovarian cancer had (Table IV). Across all 4 types of chemotherapy regi-
the highest prevalence of anemia after the start of che- mens, the highest prevalence of thrombocytopenia by
motherapy (56.3%), followed by breast cancer (53.3%) cancer type was observed in patients with colorectal
and non–small cell lung cancer (50.9%). The lowest cancer (61.7%), non–small cell lung cancer (50.5%),
prevalence of anemia was in patients with colorectal and ovarian cancer (45.6%); the lowest prevalence
cancer (41.0%) and head and neck cancer (39.1%). was seen in patients with breast cancer (37.6%). Most
Grade 2 anemia was observed in 19.1% of patients patients (17.6%–41.0%) with thrombocytopenia
treated with all 4 chemotherapy regimens combined, across all treatment regimens had grade 1 thrombocy-
grade 3 anemia in 1.5%, and grade 4 anemia in 0.1%. topenia. Grade 3–4 thrombocytopenia occurred in
Patients receiving gemcitabine-based regimens had the 10.6% of patients on platinum- and gemcitabine-based
highest proportion of patients with grade 2–3 anemia regimens, 5.2% of patients on anthracycline-based
(26.5%). regimens, and 1.9% of patients on taxane-based regi-
Overall, anemia occurred at some point during mens. Across the 4 chemotherapy regimens, patients
chemotherapy in 50.7%, 50.8%, and 46.4% of patients with non–small cell lung cancer had the highest preva-
treated with platinum-, anthracycline-, and taxane- lence of grade 3–4 thrombocytopenia (10.7%); the

2422 Volume 31 Theme Issue


2009

Table II. Distribution of chemotherapy regimens by tumor type.

Non–Small Head and Other Mixed/


All Cell Lung Breast Ovarian Neck Colorectal Solid Hematologic Unknown
Variable Cancers Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
Chemotherapy,
no. (%) of regimens
Total 75,243 9914 12,947 2684 1480 9017 13,852 15,400 9949
Type
Platinum based 20,950 (27.8) 6606 (66.6) 905 (7.0) 1615 (60.2) 1137 (76.8) 3508 (38.9) 5263 (38.0) 249 (1.6) 1667 (16.8)
Anthracycline based 11,709 (15.6) 35 (0.4) 6019 (46.5) 362 (13.5) 8 (0.5) 6 (<0.1) 817 (5.9) 2949 (19.1) 1513 (15.2)
Gemcitabine based 3632 (4.8) 621 (6.3) 684 (5.3) 182 (6.8) 19 (1.3) 17 (0.2) 1747 (12.6) 98 (0.6) 264 (2.7)
Taxane based 4674 (6.2) 749 (7.6) 1978 (15.3) 207 (7.7) 93 (6.3) 17 (0.2) 1289 (9.3) 37 (0.2) 304 (3.1)
Other 34,278 (45.6) 1903 (19.2) 3361 (26.0) 318 (11.8) 223 (15.1) 5469 (60.7) 4736 (34.2) 12,067 (78.4) 6201 (62.3)
Patients, no. (%)
Total treated with any
type of chemotherapy
regimen* 47,159 (100) 7001 (14.9) 9197 (19.5) 1482 (2.5) 1166 (3.1) 5616 (11.9) 9769 (20.7) 7699 (16.3) 5229 (11.1)
Total treated with each
type of chemotherapy
regimen 55,556 8602 11,263 2063 1275 6715 11,144 8606 5888
Platinum based 17,825 (32.1) 5821 (67.7) 801 (7.1) 1173 (56.9) 974 (76.4) 3066 (45.7) 4442 (39.9) 222 (2.6) 1326 (22.5)
Anthracycline based 10,506 (18.9) 34 (0.4) 5849 (51.9) 319 (15.5) 8 (0.6) 6 (<0.1) 725 (6.5) 2726 (31.7) 839 (14.2)
Gemcitabine based 3276 (5.9) 576 (6.7) 621 (5.5) 166 (8.0) 18 (1.4) 17 (0.3) 1555 (14.0) 93 (1.1) 230 (3.9)
Taxane based 4132 (7.4) 717 (8.3) 1782 (15.8) 168 (8.1) 80 (6.3) 17 (0.3) 1070 (9.6) 36 (0.4) 262 (4.4)
Other 19,817 (35.7) 1454 (16.9) 2210 (19.6) 237 (11.5) 195 (15.3) 3609 (53.7) 3352 (30.1) 5529 (64.2) 3231 (54.9)

*Patients could have received multiple types of treatments.

Y. Wu et al.
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Clinical Therapeutics
Table III. Prevalence of anemia after the start of chemotherapy. Values are percentages, unless otherwise stated.*

Non–Small Head and Other Mixed/


All Cell Lung Breast Ovarian Neck Colorectal Solid Hematologic Unknown
Chemotherapy Type Cancers Cancer Cancer Cancer Cancer Cancer Tumors Cancers Cancers
Platinum based
No. of regimens evaluated 18,076 5931 720 1305 1007 3245 4510 219 1139
Postchemotherapy Hb, g/dL†
≥12 22.9 22.2 11.3 13.5 33.0 30.8 21.0 12.8 22.8
≥11–<12 26.4 25.9 26.5 27.7 28.8 28.4 25.1 25.6 25.4
≥10–<11 29.9 31.7 40.0 33.0 23.7 26.1 29.1 27.4 29.9
≥9–<10 14.5 14.4 14.7 17.8 10.6 10.7 16.4 21.9 15.8
≥8–<9 4.7 4.6 4.9 5.5 2.8 3.1 6.0 8.2 4.7
<8 1.6 1.2 2.6 2.4 1.1 0.9 2.4 4.1 1.5
Anthracycline based
No. of regimens evaluated 10,203 30 5444 279 6 6 674 2672 1092
Postchemotherapy Hb, g/dL†
≥12 23.4 16.7 16.4 30.8 33.3 – 23.4 21.9 60.0
≥11–<12 25.9 16.7 29.5 24.4 50.0 50.0 20.9 24.3 15.7
≥10–<11 31.3 43.3 36.6 24.4 16.7 50.0 30.3 28.4 13.6
≥9–<10 13.6 10.0 13.7 13.6 – – 16.6 15.2 7.1
≥8–<9 4.3 6.7 3.0 4.7 – – 6.1 6.8 2.7
<8 1.6 6.7 0.7 2.2 – – 2.7 3.3 0.9
Gemcitabine based
No. of regimens evaluated 3217 576 615 143 18 16 1551 95 203
Postchemotherapy Hb, g/dL†
≥12 16.5 19.8 14.0 13.3 38.9 18.8 16.2 8.4 21.2
≥11–<12 24.5 28.6 26.3 21.7 33.3 6.3 23.0 26.3 20.7
Volume 31 Theme Issue

≥10–<11 32.3 29.7 37.1 32.9 16.7 12.5 33.0 23.2 27.1
≥9–<10 18.1 16.0 15.4 18.2 5.6 56.3 19.1 16.8 23.2
≥8–<9 6.4 4.7 5.4 11.9 – 6.3 6.4 14.7 6.4
<8 2.2 1.2 1.8 2.1 5.6 – 2.2 10.5 1.5
(continued)
2009

Table III (continued).

Non–Small Head and Other Mixed/


All Cell Lung Breast Ovarian Neck Colorectal Solid Hematologic Unknown
Chemotherapy Type Cancers Cancer Cancer Cancer Cancer Cancer Tumors Cancers Cancers
Taxane based
No. of regimens evaluated 3851 641 1646 158 85 14 1086 28 193
Postchemotherapy Hb, g/dL†
≥12 24.3 27.0 25.1 24.1 24.7 28.6 21.9 17.9 21.8
≥11–<12 29.4 32.1 30.6 27.8 22.4 21.4 27.6 25.0 24.9
≥10–<11 27.7 26.2 28.4 29.1 31.8 28.6 27.5 17.9 25.9
≥9–<10 12.2 10.1 11.0 10.8 12.9 – 14.4 10.7 18.7
≥8–<9 5.1 4.2 3.9 5.7 3.5 14.3 6.8 17.9 6.7
<8 1.4 0.3 1.0 2.5 4.7 7.1 1.8 10.7 2.1
All other chemotherapy regimens
No. of regimens evaluated 25,658 1368 2492 203 183 4568 3229 9568 4047
Postchemotherapy Hb, g/dL†
≥12 47.8 39.5 46.3 26.1 51.9 45.1 53.4 48.5 49.5
≥11–<12 19.8 24.4 25.9 17.7 18.6 23.5 19.0 17.6 16.3
≥10–<11 16.2 21.9 17.2 23.6 20.2 19.4 14.7 14.3 15.0
≥9–<10 8.8 9.5 6.9 18.2 4.4 8.2 7.7 9.3 9.7
≥8–<9 4.8 3.9 2.7 10.3 4.4 2.9 3.7 6.2 5.8
<8 2.6 0.8 0.9 3.9 0.5 0.8 1.4 4.0 3.6

Hb = hemoglobin.
* Percentages may not total 100 due to rounding.
† Postchemotherapy Hb values represent the lowest values reached at any time after the start of chemotherapy in a patient not receiving an erythropoietin-

stimulating agent or transfusion.

Y. Wu et al.
2425
Clinical Therapeutics

lowest prevalence was in patients with head and neck spectively). The greatest use of ESAs across all chemo-
cancer (2.8%). therapy regimens was among patients with Hb levels
Thrombocytopenia was observed in 53.6% of pa- between 9 and 11 g/dL, with proportions ranging
tients with anemia, and anemia was observed in from 25.2% for taxane-based regimens to 35.4% for
55.4% of patients with thrombocytopenia. A total of gemcitabine-based regimens.
14,103 patients (32.9% of all patients included in the Among all ESA users, nearly 30% had an Hb ≥11 g/dL
evaluation of anemia; 29.9% of all evaluated patients) at the time of ESA initiation (data not shown). The
had both anemia and thrombocytopenia in the course mean time from the first dose of chemotherapy to the
of chemotherapy. first administration of ESA ranged from 27 to 35 days,
and was shorter in patients on taxane- and gemcitabine-
RBC and Platelet Transfusions based regimens (27 and 30 days, respectively).
RBC transfusion after the start of chemotherapy
was evaluated in 8607 patients (18.3% of the total Chemotherapy Delays
sample) and 10,539 chemotherapy regimens; this sam- Chemotherapy cycle delay was examined in
ple was generally comparable to patients in the overall 26,317 cancer patients (113,175 cycles) with com-
data set. The incidence of RBC transfusions was low, plete chemotherapy dose information in the database
ranging from 4.5% and 7.5% among patients on (55.8% of the entire data set). No substantial differ-
anthracycline- and taxane-based regimens, respectively, ences in baseline demographic and clinical character-
to 10.7% and 11.6% in patients on gemcitabine- and istics were noted between patients evaluated for cycle
platinum-based regimens, respectively (Figure 1). The delay and the entire study population. Delays oc-
rate of transfusion among patients receiving other curred in 5961 patients (22.7%) and 9293 chemo-
chemotherapy regimens was 8.3%. Across all 4 che- therapy cycles (8.2%). The mean duration of cycle
motherapy regimens, transfusions occurred more fre- delay was 17 days (median, 14 days; interquartile
quently in patients with an Hb <9 g/dL (ranging from range, 12–21 days). Of the 5961 patients with cycle
3.8% in those receiving anthracycline-based regimens delays, 20.3% had colorectal cancer, 18.6% had non–
to 8.9% in those treated with gemcitabine-based regi- small cell lung cancer, 15.2% had breast cancer, 4.4% had
mens) compared with those with an Hb >9 g/dL. The ovarian cancer, and 2.9% had head and neck cancer.
incidence of RBC transfusions was highest among pa- Among patients with cycle delays, 3604 (60.5%)
tients with hematologic cancer (14.5%), ovarian cancer had anemia at some point during chemotherapy, with
(13.3%), and non–small cell lung cancer (10.6%), and anemia occurring during 4826 delayed chemotherapy
lowest in patients with head and neck cancer (4.9%), cycles (51.9%). Platinum-based regimens accounted
colorectal cancer (4.4%), and breast cancer (4.2%). for the largest proportion of these cycles (45.3%), fol-
Platelet transfusion was evaluated in 10,582 che- lowed by anthracycline-based (13.9%), gemcitabine-
motherapy regimens. The prevalence of platelet trans- based (8.6%), and taxane-based regimens (7.6%).
fusion was 2.5% in all cancer patients treated with
any type of chemotherapy. The prevalence was 1.8% in DISCUSSION
patients receiving gemcitabine-based regimens, 1.0% in Anemia and thrombocytopenia, as well as neutrope-
those receiving platinum-based regimens, 0.6% in nia, are common hematologic complications of cancer
those receiving anthracycline-based regimens, and chemotherapy and are associated with increased mor-
0.3% in those receiving taxane-based regimens. The bidity, mortality, and health care costs. These toxici-
greatest proportion of platelet transfusions was in ties may also lead to delays in chemotherapy, dose
patients with hematologic cancers (9.6%). reductions, and discontinuation of treatment. The
present retrospective study used data on adult patients
ESA Use undergoing chemotherapy for solid tumors in a com-
Across all 4 types of chemotherapy regimens, 49.1% munity oncology practice to assess the prevalence of
of patients received ESAs at some point after the start anemia, thrombocytopenia, treatment of these toxici-
of chemotherapy (Figure 2). Slightly lower utilization ties (RBC and platelet transfusions and ESA use), and
of ESAs was observed in patients on anthracycline- delays in chemotherapy associated with several com-
and taxane-based regimens (45.1% and 44.4%, re- monly used chemotherapy regimens.

2426 Volume 31 Theme Issue


2009

Table IV. Prevalence of thrombocytopenia after the start of chemotherapy.* Values are percentages, unless otherwise stated.

Non–Small Head and Other Mixed/


Chemotherapy All Cell Lung Breast Ovarian Neck Colorectal Solid Hematologic Unknown
Type Cancers Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
Platinum based
No. of patients evaluated 18,595 6059 742 1393 1027 3301 4640 227 1206
Postchemotherapy platelet
count, × 109/L†
>400 2.3 2.8 0.4 3.2 2.5 1.1 2.4 0.9 2.3
>150–400 42.2 44.3 38.4 45.8 57.3 37.2 41.2 18.5 39.3
>100–150 24.4 22.8 22.9 21.3 24.1 29.5 24.6 13.2 24.5
>75–100 11.1 9.8 11.9 9.8 7.3 16.3 10.5 9.3 10.9
>50–75 9.3 8.5 10.6 9.4 5.7 10.8 9.8 12.8 9.2
>25–50 6.5 7.0 10.1 6.2 2.0 4.0 7.1 18.1 8.1
≤25 4.1 4.8 5.6 4.3 1.0 1.2 4.4 27.3 5.6
Anthracycline based
No. of patients evaluated 10,322 30 5474 282 6 6 689 2735 1100
Postchemotherapy platelet
count, × 109/L†
>400 2.2 – 1.6 5.0 16.7 – 3.6 2.3 3.2
>150–400 59.9 46.7 61.6 68.1 50.0 33.3 60.2 49.9 74.5
>100–150 20.9 13.3 24.2 13.8 16.7 16.7 17.4 20.1 10.6
>75–100 6.8 6.7 6.5 5.7 – 16.7 6.8 8.9 3.5
>50–75 4.9 6.7 3.7 5.3 16.7 33.3 5.1 7.9 2.9
>25–50 3.0 23.3 1.7 1.4 – – 3.3 5.5 2.9
≤25 2.2 3.3 0.7 0.8 – – 3.4 5.4 2.4
Gemcitabine based
No. of patients evaluated 3291 584 630 155 18 16 1584 95 209
Postchemotherapy platelet
count, × 109/L†
>400 2.9 4.5 1.1 5.2 11.1 – 2.6 – 5.3
>150–400 32.9 36.3 32.2 39.4 33.3 25.0 32.4 12.6 34.4
>100–150 27.3 29.5 28.3 27.1 22.2 31.3 27.5 16.8 22.0
>75–100 13.7 12.7 13.5 9.7 16.7 25.0 14.5 16.8 12.0
>50–75 12.0 8.7 14.0 9.7 11.1 18.8 12.6 14.7 11.0

Y. Wu et al.
>25–50 7.8 6.2 7.8 5.8 5.6 – 7.8 18.9 9.6
≤25 3.4 2.3 3.2 3.2 – – 2.6 20.0 5.8
2427

(continued)
2428

Clinical Therapeutics
Table IV (continued).

Non–Small Head and Other Mixed/


Chemotherapy All Cell Lung Breast Ovarian Neck Colorectal Solid Hematologic Unknown
Type Cancers Cancer Cancer Cancer Cancer Cancer Tumors Cancer Cancers
Taxane based
No. of patients evaluated 3941 662 1675 164 85 14 1114 31 196
Postchemotherapy platelet
count, × 109/L†
>400 4.3 6.8 2.6 6.1 9.4 7.1 4.6 6.5 4.1
>150–400 73.8 72.1 78.6 70.7 76.5 64.3 70.5 32.3 66.8
>100–150 14.4 12.7 13.1 16.5 9.4 14.3 17.3 6.5 16.3
>75–100 3.2 3.2 2.7 4.9 3.5 7.1 3.4 9.7 4.6
>50–75 2.4 3.8 1.7 0.6 1.2 7.1 2.2 19.4 3.1
>25–50 1.4 0.5 1.0 1.2 – – 1.5 22.6 4.1
≤25 0.5 1.2 0.4 – – – 0.5 3.2 1.0
All other chemotherapy regimens
No. of patients evaluated 25,923 1387 2501 212 184 4604 3263 9688 4084
Postchemotherapy platelet
count, × 109/L†
>400 6.2 9.6 3.5 5.7 6.5 4.0 4.9 3.5 16.3
>150–400 60.9 67.3 77.3 58.5 77.7 70.3 64.5 53.5 52.4
>100–150 16.4 12.7 12.7 16.0 10.3 17.4 18.6 18.2 12.7
>75–100 5.4 4.0 3.2 8.5 3.3 4.5 5.5 6.9 4.7
>50–75 4.2 3.5 1.6 6.1 0.5 2.4 3.3 6.3 4.0
>25–50 3.2 1.7 1.0 4.2 0.5 1.1 1.9 5.0 4.3
Volume 31 Theme Issue

≤25 3.7 1.1 0.7 1.0 1.0 0.3 1.3 6.5 5.8

* Percentages may not total 100 due to rounding.


† Postchemotherapy platelet counts represent the lowest counts reached at any time after the start of chemotherapy and before platelet transfusion.
Y. Wu et al.

Hb <9 g/dL
Hb 9–11 g/dL
Hb >11 g/dL
10
8.9

8 7.4

6.2
% of Regimens

3.9 3.8
4

2 1.6
1.3

0.3 0.5
0.2 0.2 0
0
Platinum Based Anthracycline Based Gemcitabine Based Taxane Based
(N = 3270) (N = 1636) (N = 597) (N = 685)
Chemotherapy Regimen
Figure 1. Prevalence of chemotherapy regimens associated with red blood cell transfusions.

Hb <9 g/dL
Hb 9–11 g/dL
Hb >11 g/dL
40
35.4
35
32.0
30 29.3

25.2
% of Regimens

25

20
16.8
15.6
14.5
15 12.8

10
4.7
5 3.4 3.0 3.6

0
Platinum Based Anthracycline Based Gemcitabine Based Taxane Based
(N = 17,906) (N = 10,126) (N = 3196) (N = 3835)
Chemotherapy Regimen

Figure 2. Prevalence of chemotherapy regimens associated with the use of erythropoietin-stimulating agents.

2009 2429
Clinical Therapeutics

The National Cancer Institute (NCI) defines ane- the highest incidence occurring among patients treated
mia as an Hb <12 g/dL,4 whereas the World Health with platinum-based regimens. Patients with an Hb
Organization defines it as an Hb <11 g/dL.3 The inci- <9.0 g/dL accounted for the largest proportion of
dence of anemia varies not only by patient character- RBC transfusions (3.8%–8.9%). Platelet transfusion
istics, but also by disease characteristics and therapy was rare, occurring in 2.5% of all patients receiving
type. A large, prospective European survey of cancer chemotherapy.
patients reported that the rate of anemia (defined as ESA treatment was received by 49.1% of patients
an Hb <12 g/dL) was 75% in patients treated with after the initiation of chemotherapy. Patients with
chemotherapy, compared with 40% in those not un- grade 1–2 anemia, particularly those with an Hb from
dergoing chemotherapy.14 In the present study, the rate ≥10 to 11 g/dL, accounted for the largest proportion
of anemia (defined as an Hb <11 g/dL) in all cancer of ESA use (25.2%–35.4%). These findings were con-
patients was 20.9% at baseline, increasing to 46.4% sistent with anemia treatment guidelines issued up to
to 59.0% across all 4 regimens after the initiation of 2006, which recommended that ESAs be initiated in
chemotherapy. Applying the NCI definition of ane- patients receiving chemotherapy who have an Hb from
mia, the rate of anemia in this study would be similar 9 to 11 g/dL, with the goal of avoiding the need for
to that in the European study. RBC transfusions and improving QOL.15–17 It should
In this study, platinum-based regimens, which are be noted that the time frame of the present study
known to cause anemia, were the primary treatment (2000–2007) antedated major revisions to the clinical
modalities in patients with lung, ovarian, head and practice guidelines for ESA use.18 The revised guide-
neck, and colorectal cancers, whereas anthracycline- lines recommend use of ESAs (erythropoietin or dar-
based regimens were more common in patients with bepoetin) in patients with chemotherapy-induced
breast cancer and hematologic cancers. The highest in- anemia with an Hb ≤10 g/dL to increase Hb and de-
cidence of anemia was observed among patients treated crease the risk of transfusions. Initiation of ESAs at
with gemcitabine-based regimens (59.0%) and lowest higher Hb concentrations should be based on the clini-
in those treated with taxane-based regimens (46.4%). cal circumstances, with starting doses and dose modi-
As with anemia, the highest incidence of thrombo- fications made according to the approved labeling.
cytopenia was seen in patients receiving gemcitabine- Although chemotherapy-related anemia and throm-
based chemotherapy (64.2%), and the lowest inci- bocytopenia have been extensively studied, a litera-
dence was seen in patients receiving taxane-based ture search revealed little published research on delays
chemotherapy (21.9%). The prevalence of grade 3–4 in chemotherapy associated with these common he-
thrombocytopenia was greater with gemcitabine- and matologic toxicities of chemotherapy using data from
platinum-based regimens compared with anthracy- usual community practice. The present study found
cline and taxane-based regimens (10.6%, 10.6%, 5.2%, that ~1 in 5 patients had cycle delays. Overall, 8.2%
and 1.9%, respectively). Among solid tumors, colorec- of chemotherapy cycles were delayed for >7 days, with
tal and non–small cell lung cancer were associated a mean delay of 17 days. In another observational
with the highest incidence of thrombocytopenia across study that investigated, among other outcomes, the
the 4 chemotherapy regimens (61.7% and 50.5%, incidence of chemotherapy dose modification in pa-
respectively); the incidence was 52.0% for all other tients with solid cancer, dose delay occurred in 8% of
solid tumors. cycles.19 Although the reasons for such delays are usu-
Thrombocytopenia was observed in 53.6% of ally multifactorial, including hematologic toxicities
patients with anemia, and anemia was observed in (anemia, thrombocytopenia, and neutropenia) and non-
55.4% of patients with thrombocytopenia. Both ane- hematologic toxicities (nausea, vomiting, and mucosi-
mia and thrombocytopenia developed during chemo- tis), chemotherapy-induced anemia and thrombocy-
therapy in 29.9% of all evaluated patients. Grade 3–4 topenia may have played an important role. From
thrombocytopenia was associated with a greater se- 50% to 60% of patients in the present study had ane-
verity of anemia (data not shown). mia at some point in their course of therapy. Myelo-
In the subset of patients with complete transfusion toxicity increases the risk of infection in cancer pa-
data (n = 8607), the incidence of RBC transfusions tients and interferes with the delivery of full-dose
was relatively low, ranging from 4.5% to 11.6%, with chemotherapy, which may result in compromised

2430 Volume 31 Theme Issue


Y. Wu et al.

outcomes. It has been reported that ~50% of cancer incidence and prevalence of anemia, thrombocytope-
patients receive <85% of their planned dose of nia, RBC and platelet transfusions, and ESA use in
chemotherapy.20,21 Delays in chemotherapy have also patients undergoing chemotherapy for solid tumors.
been reported to negatively affect patients’ well-being22 The burden of anemia and thrombocytopenia in these
and to be associated with higher health care resource patients remained high.
use.19 The present study, however, could not assess
whether delays in chemotherapy were associated with ACKNOWLEDGMENTS
poorer clinical outcomes. More research is needed to This study was sponsored by Johnson & Johnson LLP.
study the clinical and economic consequences of chemo- Drs. Wu and Aravind are employees of Johnson &
therapy cycle delays. Johnson LLP. The authors have indicated that they
This retrospective study had several limitations have no other conflicts of interest with regard to the
that should be mentioned. First, the data were ex- content of this article.
tracted from electronic medical records rather than
being prospectively collected. The accuracy and com- REFERENCES
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2432 Volume 31 Theme Issue

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